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Introduction
A tremendous interest in deep learning has emerged in recent years [1]. The most established algorithm among various deep learning models is convolutional neural network (CNN), a class of artificial neural networks that has been a dominant
method in computer vision tasks since the astonishing results were shared on the object recognition competition known as the ImageNet Large Scale Visual Recognition Competition (ILSVRC) in 2012 [2, 3]. Medical research is no
exception, as CNN has achieved expert-level performances in various fields. Gulshan et al. [4], Esteva et al. [5], and Ehteshami Bejnordi et al. [6] demonstrated the potential of deep learning for diabetic retinopathy screening, skin lesion
classification, and lymph node metastasis detection, respectively. Needless to say, there has been a surge of interest in the potential of CNN among radiology
researchers, and several studies have already been published in areas such as lesion detection [7], classification [8], segmentation [9], image reconstruction [10, 11], and natural language processing [12]. Familiarity with this state-of-the-art
methodology would help not only researchers who apply CNN to their tasks in radiology and medical imaging, but also clinical radiologists, as deep learning may influence their practice in the near future. This article focuses on the basic concepts of CNN and their application to various radiology tasks, and discusses its challenges and future directions. Other deep learning models, such as recurrent neural networks for sequence models, are beyond the scope of this article.
Terminology
The following terms are consistently employed throughout this article so as to avoid confusion. A «parameter» in this article stands for a variable that is
automatically learned during the training process. A «hyperparameter» refers to a variable that needs to be set before the training process starts. A «kernel» refers to the sets of learnable parameters applied in convolution operations. A «weight» is generally used interchangeably with «parameter»; however, we tried to employ this term when referring to a parameter outside of convolution layers, i.e., a kernel, for example in fully connected layers.
What is CNN: the big picture (Fig. 1)
CNN is a type of deep learning model for processing data that has a grid pattern, such as images, which is inspired by the organization of animal visual cortex [13, 14] and designed to automatically and adaptively learn spatial hierarchies of
features, from low- to high-level patterns. CNN is a mathematical construct that is typically composed of three types of layers (or building blocks): convolution, pooling, and fully connected layers. The first two, convolution and pooling layers,
perform feature extraction, whereas the third, a fully connected layer, maps the extracted features into final output, such as classification. A convolution layer plays a key role in CNN, which is composed of a stack of mathematical operations, such as convolution, a specialized type of linear operation. In digital images, pixel values are stored in a two-dimensional (2D) grid, i.e., an array of numbers (Fig. 2), and a small grid of parameters called kernel, an optimizable feature extractor, is applied at each image position, which makes CNNs highly efficient for image processing, since a feature may occur anywhere in the image. As one layer feeds its output into the next layer, extracted features can hierarchically and progressively become more complex. The process of optimizing parameters such as kernels is
called training, which is performed so as to minimize the difference between outputs and ground truth labels through an optimization algorithm called
backpropagation and gradient descent, among others.
How is CNN different from other methods employed in radiomics?
Most recent radiomics studies use hand-crafted feature extraction techniques, such as texture analysis, followed by conventional machine learning classifiers, such as random forests and support vector machines [15, 16]. There are several differences to note between such methods and CNN. First, CNN does not require hand-crafted feature extraction. Second, CNN architectures do not necessarily require
segmentation of tumors or organs by human experts. Third, CNN is far more data hungry because of its millions of learnable parameters to estimate, and, thus, is more computationally expensive, resulting in requiring graphical processing units (GPUs) for model training.
Building blocks of CNN architecture
The CNN architecture includes several building blocks, such as convolution layers, pooling layers, and fully connected layers. A typical architecture consists of repetitions of a stack of several convolution layers and a pooling layer, followed by one or more fully connected layers. The step where input data are transformed into output through these layers is called for ward propagation (Fig. 1). Although convolution and pooling operations described in this section are for 2D-CNN, similar operations can also be performed for three-dimensional (3D)-CNN.
Convolution layer
A convolution layer is a fundamental component of the CNN architecture that performs feature extraction, which typically consists of a combination of linear and nonlinear operations, i. e., convolution operation and activation function.
Convolution
Convolution is a specialized type of linear operation used for feature extraction, where a small array of numbers, called a kernel, is applied across the input, which is an array of numbers, called a tensor. An element-wise product between each element of the kernel and the input tensor is calculated at each location of the tensor and summed to obtain the output value in the corresponding position of the output tensor, called a feature map (Fig. 3a–c). This procedure is repeated applying multiple kernels to form an arbitrary number of feature maps, which represent different characteristics of the input tensors; different kernels can, thus, be considered as different feature extractors (Fig. 3d). Two key hyperparameters that define the convolution operation are size and number of kernels. The former is typically 3 ×3, but sometimes 5×5 or 7×7. The latter is arbitrary, and determines the depth of output feature maps. The convolution operation described above does not allow the center of each kernel to overlap the outermost element of the input tensor, and reduces the height and width of the output feature map compared to the input tensor. Padding, typically zero padding, is a technique to address this issue, where rows and columns of zeros are added on each side of the input tensor, so as to fit the center of a kernel on the outermost element and keep the same in-plane dimension through the convolution operation (Fig. 4). Modern CNN architectures usually employ zero padding to retain in-plane dimensions in order to apply more layers. Without zero padding, each successive feature map would get smaller after the convolution operation.
The distance between two successive kernel positions is called a stride, which also defines the convolution operation. The common choice of a stride is 1; however, a stride larger than 1 is sometimes used in order to achieve downsampling of the feature maps. An alternative technique to perform downsampling is a pooling operation, as described below. The key feature of a convolution operation is weight sharing: kernels are shared across all the image positions. Weight sharing creates the following characteristics of convolution operations: (1) letting the local feature patterns extracted by kernels translation b invariant as kernels travel across all the image positions and detect learned local patterns, (2) learning spatial hierarchies of feature patterns by downsampling in conjunction with a pooling operation, resulting in capturing an increasingly larger field of view, and (3) increasing model efficiency by reducing the number of parameters to learn in comparison with fully connected neural networks. As described later, the process of training a CNN model with regard to the convolution layer is to identify the kernels that work best for a given task based on a given training dataset. Kernels are the only parameters automatically learned during the training process in the convolution layer; on the other hand, the size of the kernels, number of kernels, padding, and stride are hyperparameters that need to be set before the training process starts (Table 1).
Nonlinear activation function
The outputs of a linear operation such as convolution are then passed through a nonlinear activation function. Although smooth nonlinear functions, such as sigmoid or hyperbolic tangent (tanh) function, were used previously because they are mathematical representations of a biological neuron behavior, the most common nonlinear activation function used presently is the rectified linear unit (ReLU), which simply computes the function: f(x)=max(0,x)(Fig.5)[1,3,17–19].
Pooling layer
A pooling layer provides a typical downsampling operation which reduces the in-plane dimensionality of the feature maps in order to introduce a translation in variance to small shifts and distortions, and decrease the number of subsequent learnable parameters. It is of note that there is no learnable parameter in any of the pooling layers, whereas filter size, stride, and padding are hyperparameters in pooling operations, similar to convolution operations.