NAICS code: 523120 — Securities Brokerage
2022 NAICS code: 523150 — Investment Banking and Securities Intermediation
Industry description: This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis.  Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments.  This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers.

Illustrative Examples:

Bond dealing (i.e., acting as a principal in dealing securities to investors)
Mutual fund agencies (i.e., brokerages)
Securities brokerages
Securities underwriting
Stock brokerages
Stock options dealing


Cross-References.

NAICS hierarchy: 52 Finance and Insurance > 523 Securities, Commodity Contracts, and Other Financial Investments and Related Activities > 5231 Securities and Commodity Contracts Intermediation and Brokerage > 52315 Investment Banking and Securities Intermediation

ExioML sector: Services auxiliary to financial intermediation (67)
Region: US, year: 2022
Value added: 469981.27788 M.EUR
Employment: 1762.64749713 thousand persons
GHG emissions: 5220632767.54 kg CO2 eq.
Energy carrier net total: 101436.728861 TJ
Carbon intensity: 0.011108171778861755

Companies in this industry:

Company: Jones Financial Companies Lllp
The Jones Financial Companies, L.L.L.P. operates as an investment management company. The Company offers wealth management, retirement savings, insurance, annuities, mutual funds, stocks, investment strategies, financial planning, and advisory services. Jones Financial serves customers in the United States and Canada.

Company: UBS Financial Services Inc
The Company focuses on buying and selling securities such as stocks, bonds, mutual funds, and other investment products, as well as manages investment portfolios and offers financial planning services.

Company: National Financial Svcs LLC
National Financial Services LLC provides brokerage services. The Company offers clearing and custody, tax reporting, credit management, financial planning, and advisory services. National Financial Services serves customers in the United States.

Company: Citigroup Global Markets Inc
Citigroup Global Markets Inc. provides banking and financial services. The Bank offers personal banking, securities trading, wealth, treasury management, and other financial services. Citigroup Global Markets serves clients worldwide.

Company: Gores Group LLC
The Gores Group, LLC operates as a private equity firm. The Company specializes in mergers, acquisitions, buyouts, and spin offs for pooled investment vehicles. Gores Group serves clients worldwide.

Company: Morgan Stanley & Co LLC
Morgan Stanley & Co. LLC operates as an investment management company. The Company offers wealth management, capital markets, investment banking, research, trading, recapitalizations, equities valuations, and financial advisory services.

Company: E Trade Financial Corporation
The City of Waco is a values-driven organization responsible for the function and delivery of a broad range of services and infrastructure, and at our core, we are all connected by a service culture. Work for Waco & Impact the Future!

Company: Wells Fargo Clearing Svcs LLC
Wells Fargo Clearing Services, LLC provides financial services. The Company offers account statements, trade confirms, record-keeping, annual clearing, and custodial services.

Company: Western Southern Mutl Holdg Co
Western & Southern Mutual Holding Company operates as a holding company. The Company, through its subsidiaries, provides insurance services. The Company offers life insurance, annuities, retirement planning, and other investment products and services.

Company: Lime Rock Partners II LP
About. Lime Rock Partners is a creative private equity investment partner focused solely on the upstream oil and gas sector. Our funds have received over $8.9 billion in total private capital commitments including over $6.5 billion made to the Lime Rock Partners strategy.

Company: Computershare Inv Svcs LLC
Computershare Inc. provides financial services. The Company focuses on employee equity plans, mortgage servicing, proxy solicitation, diversified financial and governance, stakeholder communications, and other related services. Computershare serves customers worldwide.

Company: Realogy Services Group LLC
Realogy Group LLC provides real estate services. The Company offers real estate franchising, brokerage, relocation, title and settlement services, home sale assistance, home finding, expense processing, and relocation policy counseling services.

Company: Friedkin Companies Inc
Friedkin Companies, Inc. operates as an investment company. The Company invests in the automotive, hospitality, entertainment, golf, and adventure industries. Friedkin Companies serves customers in the State of Texas.

Company: Depository Trust Clearing Corp
Key Takeaways. The Depository Trust and Clearing Corporation (DTCC) is a financial services company that provides clearing and settlement services for the financial markets. Settlement is integral to securities transactions. It boosts investor confidence and reduces market risk.

Company: Merrill Lynch Commodities Inc
Merrill Lynch Commodities, Inc. was founded in 2007. The Company transports, delivers, markets, and trades power, natural gas, and other energy-related commodities. Merrill Lynch Commodities operates in the United States.