NAICS code: 523110 — Investment Banking and Securities Dealing
2022 NAICS code: 523150 — Investment Banking and Securities Intermediation
Industry description: This industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities, or acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis.  Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments.  This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers.

Illustrative Examples:

Bond dealing (i.e., acting as a principal in dealing securities to investors)
Mutual fund agencies (i.e., brokerages)
Securities brokerages
Securities underwriting
Stock brokerages
Stock options dealing


Cross-References.

NAICS hierarchy: 52 Finance and Insurance > 523 Securities, Commodity Contracts, and Other Financial Investments and Related Activities > 5231 Securities and Commodity Contracts Intermediation and Brokerage > 52315 Investment Banking and Securities Intermediation

ExioML sector: Financial intermediation services, except insurance and pension funding services (65)
Region: US, year: 2022
Value added: 513913.698347 M.EUR
Employment: 4156.5058422 thousand persons
GHG emissions: 6216615088.58 kg CO2 eq.
Energy carrier net total: 178921.216966 TJ
Carbon intensity: 0.0120966129304895

Companies in this industry:

Company: Templeton Worldwide Inc
Templeton Worldwide, Inc. operates as an investment management firm. The Company offers portfolio management and advisory services to individuals, institutions, trusts, private funds, charitable organizations, and investment companies. Templeton Worldwide serves customers globally.

Company: Charlsbank Capitl Partners LLC
Based in Boston and New York, Charlesbank Capital Partners is a middle-market private investment firm with more than $17 billion of capital raised since inception. Charlesbank focuses on management-led buyouts and growth capital financings, as well as opportunistic credit and technology investments.

Company: Wells Fargo Securities LLC
Wells Fargo Securities, LLC provides investment banking services. The Company offers merchant banking, purchase sale, and brokerage of securities, and advisory services. Wells Fargo Securities serves clients worldwide.

Company: Ladenburg Thlmann Fncl Svcs In
Ladenburg Thalmann has a long and distinguished history of serving the financial needs of individuals, families, and corporations. Our wealth management professionals are committed to understanding clients' needs and helping them to determine both long-, and short-term investment goals and objectives.

Company: Barclays Capital Inc
Barclays Capital Inc. operates as a brokerage firm and investment advisor. The Company buys and sells securities such as stocks, bonds, mutual funds, and other investment products, as well as manages investment portfolios and financial planning services. Barclays Capital serves clients worldwide.

Company: CIBC Delaware Holdings Inc
CIBC Delaware Holdings, Inc. operates as a holding company. The Company, through its subsidiaries, offers investment banking, credit and capital market products, merchant banking, research, purchase, and sales of securities solutions. CIBC Delaware Holdings serves its customers globally.

Company: Citigroup Global Markets Holdi
Citigroup Global Markets Holdings Inc: Overview CGMHI provides equity and fixed-income research, cash management, trade finance, and securities. It also offers financial restructuring solutions, cross-border transactions, and financial and trust advisory solutions.

Company: Citigroup Financial Products
Citigroup provides a range of accounts and deposit services, debit and credit cards, loans and mortgages, small business banking solutions, treasury and trade services, and corporate and institutional lending.

Company: Sg Americas Securities LLC
SG Americas Securities, LLC operates as an investment management company. The Company offers asset management, hedge and pension funds, investment analysis, equities, financial planning, and advisory services. SG Americas Securities serves customers worldwide.

Company: Credit Suisse (usa) Inc
Credit Suisse (USA) LLC provides investment banking services . The Company provides securities underwriting and trading, mergers and acquisition advice, research, private equity investment, derivative, and risk management services. Credit Credit Suisse (USA) serves clients worldwide.

Company: Merrill Lynch Inv MGT Inc
Merrill Lynch International operates as an investment management company. The Company offers wealth management, research, analysis, fixed income, investment strategies, financial planning, and advisory services. Merrill Lynch International serves customers worldwide.

Company: Riverside Partners LLC
buy buy Baby, Inc. owns and operates a chain of baby products stores. The Company offers strollers, car seats, gear, furniture, bedding, decors, toys, clothing and accessories, gifts, and nursing and feeding products in shops and online.

Company: Goldman Sachs & Co LLC
Goldman Sachs & Co. LLC operates as an investment management company. The Company offers investment banking, securities, asset management, capital market, valuation, bonds, funds, financial analysis, investment strategies, and advisory services.

Company: Nomura Holding America Inc
Nomura Holdings Inc (Nomura) is a financial holding group providing investment banking, wealth and asset management, merchant banking, and global market solutions.