[PAGE 1]
17.Avgat 1960

JENORANDUH FOR CEIEP, FINAECS DIVIGION

VIA. TSo/Bodgot Orficer

R, Subproject 66, Invoice €6 Al10tment 152541009-19.2

1. Jrvoiee No. 6 covering tho\_above subyroject is atteeted. It le reovaetod"dat poraent ba weodo as followst

Cashicr.a shock. in tha asout of. (2 (0q.87. payabla to tho B bonk.

. 2. The check should bo forvarded to Chief, 2oo/Rescarch Dreneh, throuah Tep/Budget Orrtoor, no Jater than Wednesday, 24 Aagust 1960.

chis is a finel invoies. Hovever. eince it is sntictpateá thet caditional fuds vill bo obligated lor this projeot, the filos chould tot pe clcoed.

ChiefTSD/Rasearch Bronch

Attechzepti Iovotco & Certifications

bietrltuticat Grig & 2 » Aldrossoe

AUG-2C 65le 8 1900

CERTEY ANARABLE

QBUGAO 010128-/0091982

66-1

AUDUORIZING OFTICER

[PAGE 2]
Receipt is hereby acknowledged of the following check:

60-1

RECELPT

[PAGE 3]
4 I hereby acknowledge rcceipt of the following:

FORM NO- 752 REPLACES FORM 36-66 1 AUG 5S WHICH MAY BE USED.

DATE RECEIVED

10: FROM: SUBJECT:

66-1

MEMORANDUM RECEIPT

[PAGE 5]
InVOICE

For Şerviceo

\$2,680.87

CERTIFICALTONS

(1) It is hercby certified that thts is Invoico f6 epplying to subproject No. 66 of NWLaRA, that porforonnce is satisfactory, that servioaa are toing acecaplished in eccordaneo with mutual agreemente, that a detailod apenda of tha poyaents and recsipts is on file in 2ap/0, that thie bill 1o just and correct ad that payment thoreof has not yet been mede.

Cnief, TSD/Rosearch Branch

Date:

(2) It 1s hereby certified that thia invoice applies to Subproject No, 66 of laahRA vhich ws duly epproveã, cna that tho project 1a beíns carried cut in cecovlance vith tho cororenáua dated 13 April 1953, froa tho DOI to the DD/A, cnt the extension of this euthority in cubseqwent momoratda.

patsi.

66-1

[PAGE 6]
Cost Account 1525-1009- 1902

Object Class .

66-1

[PAGE 7]
O

26 y 1960

MEMORANDOM POR: COMPTROLLER

ATTENTION

: Finance Division

SUBJEOT

: MULTRA, Subproject 66, Additional Authorization No. 4

Under the suthority granted in the Məmorandum dated 13 Aoril 1953 from the DCI to the 1D/A, and the extonsion of this authority in subsequent memoranda, Subproject 66 has 1 been approved, end \$2,68o.87 of the.overall Project MkUITRA funds have been obligated to covar this subprojeet's expenses and should be charged to Allotment 1525-1009-1902.

TSD/Research Brench

APPROVED FOR OBIIGATION OF FUNDS: 1. 上L

16 106

Research Director

Date:

[PAGE 8]
SUBJECT : ·Contiavation of MKULTRA, Subproject 66

1. The purpose of Project MKULTRA,\_Subproject No. 66 is to support the research program on the determinants of alcohol intoxication updertakcn and aseociatee. The program will continue for one year starting 16 Septomber.1958 througb 16 September 1959.

2. The scope of the project will include:

(a). Continuation of double-blind experimnental studies of dxug effects, employing various "alcohol piacebos" and.cheroical extendere developed by TSS/CD;

(b) Coroparing alcohol effects on a small sample of subjecte on whom repeated observations can be made during perioda of naturally induced stress, mood de« prcssion and fatigue;

(c). Observation and prediction of the behavioral changes. accompanying alcohol consumed in such "natural" social settings as bars and clubs...

(d) Special advisory services and consultations by (formerly reimbursed under MKUITRA, Subproject No. 63, which-has-been-discontinued).

3. The project will continue to bc financed through acts in the capacity of a cover organization. The cost of the program for this year will be

66-3

MEMORANDUM FOR: THE RECORD

[PAGE 9]
\$30,475, 00. Charges should be.made against Allotment 9-2502=15-902, \$30,475. 00. Charges ehouid 5emade against Auoment-av- 2

win 4
request aubmit to them a suramary accounting of
monies received from the They will requeet return of any
unexpended funds received under sèm thet at the con-

5. :Requirerent for a six month informal accounting on the part of the principal investigator is waived. n

6. Title to any permanent equipmept purchased by fund will be retained by tho n licuof higher overhead

rates. .

7. . It was agreed that technical reports reflecting the progress of the research program will be submitted at mutually acceptable intervals,

is cleared through TOP SECRET and is aware of the true nature of the project.

Approved for Obligation of Funds:

606-3

Research Director

Distribution: Origioal Only Attachnent: Proposal

[PAGE 10]
Approved for Additional Obligation of Punds: \$2.C80,87, Charged against A11otment 1525-1009-1902. These were additional costs incurred in connection with termimation of this phase of the contrect.

Date:

815 1600

3

[PAGE 11]
Nemorandum tol B Subject: Termination of

After careful consideration and negotiatton vith hospital authorities and theprincipal investigator, it.was agrecd that the project at should not be renewed. It wàs officially closed Septembor 30, 1959, the ond of theyear. Ip view of reporting costs, it was agrced that expenses for closing out the project would be reimbursed by  b n

Attached is the final accounting on-this This has been examined by mo and to the best of my knowledge, is a true statomcgt of expenses accrued. has forwarded the sum of \$2,680.87 toeand is consequently due for reirbursenont.

Not included in the attached accounting is the preparation for an
Alcohol Conference which was planned for. October 1960..\_As agreed, the
conference has been cancelled. Costs for travel,: coprespondence, telephone ete.
accrued during the planning have been borns by  Paynents to are accounted for in thoConsultants' account. The finaltecbnical roport is boing finished now and should be in the
hands o within two weeks. After possible editorial changes have
beon made it will bo forwarded to you. 7

The itens of oquipment purehasod from funds of this arare listed on the atvached sheots and are being conveyed to the project accordingi to verbal agreenent previously made.

6o-4

May 13, 1960

[PAGE 12]
October 1, 1958 through Septembor 30, 1959

Accounting covers

October 1. 1958.through Fobruary 29, 1960

Receipts: Balgnce 0ct, 1, 1953 \$ 1,000.06 \$31,475.06 30.1475.00

Expenditures:

Salaries 23,749.86

Equip. & Supplies 4,282.29

Travel 755.148

Telephone ". 342.40

Transportation 75.00 (equipment)

Overhead 4,950.9034,155.93

Deficit\$2,680,87

The above accounting was accepted as a.terainal accounting on March 31.1960.

I have examinod and approved tho submitted expenditures.

TSS/Cheatcal Division

Date: 21 Guly 1960

Mune

66-4

[PAGE 17]
STIEUILSSNERI4O

2T GUYOEEDVI8 C3C9 8 (8) ESV TTEUFR OO CEVES IC  S

(9) 870038 278 002878

INVOCHVU 0

一2

INOSVOGTI XO07OSY - &EIKdIDOY

[PAGE 18]
Casked me to send you the enclosęd financial report for the past year,:

Yo will notice that rhe\_balance brought forward {rom the previous year is not the same as reported in last year's report. Certain expenditures were not roade and the mnoney was brought forward. In order that your records may be. correct, the report for the year ending September 30, 1958 has been revised and a copy is attached.

Yours-sincerely,

66-7 :

November 6, 1959

[PAGE 19]
BALANCE (af of 9/30/59)

\* See corzected report (attached)

I have examined and approved the eubmitted exponditues.

Doto: 17elruny 1360

TSS/Chemtcal Division

[PAGE 20]
SUBJECT: MULTRA, Subproject 66

ealled today to say that she had checked their files for the accouuting frem for the period 1/1/57 to 9/30/57. She had no record of this but had written for this sccounting. She will send us a copy of this for our records as soon as possible.

A

66-8

28 October 1959

[PAGE 21]
xxxx 1-8666

March 2, 1959

C

Enclosel ploase fini the fcheck in the aount of
\$15.237.50 roprecenting the secend half of nade to your
organization. Best regards,

Sinceroly.

[PAGE 22]
December 4, 1958.

Enclosed pleaso find  check in the arount of 815,237.50 rooresoating tha first. tuo quarterly payronts on O made to your organisation. The saro conditions apoly to this  as to your original

Cur Poarri of Märectors and soientifio advisors join no in wisháng you suceess in the forthooring yoar.

6d0-10

[PAGE 23]
FUNDS AVAILABLE Received 10/1/57- 9/30/58 \$29,052,88 Balaace from previous year 198.72 Refund on previousyear's purcbase 3.39

CORRECTED BALANCE (as of 9/30/58)

: or rtons ffectina previous balance: Dedted tror zalaries \$196.61.. Eosed for ponbcatons- 200.00 (not spent) ri .nbeé t ads 400.00 (orders cancelled)

[PAGE 24]
FUNDS AVAILABLE Received 10/1/57- 9/30/58 - \$29,052.88 Balsnço fror previous year 198.72√ Refuud oa previous year's purcbase-3.39

EXPENDITURES

Salaries \$19,319.87
Equipment and Sepplios 5,091.88
Overbead 3,789.51
Miscollaneoùs: Travel, meals, postago, ete. 250.28
Eaxmarked for publications 200.00
Ercunbered funda (waiting for coraplots dolivery & bills) 400.00

BALANCE (ae of 9/30/58)

I havo examinod and approved tho subaitted expondituros.

\$29.254.99

TSS/Cheaical Divioion

[PAGE 25]
Receipt Is hereby acknowledged of the following check:

Treasurer's Check No. 228786, dated September 29, 1958, in the amount of \$30, 475, 00, drawn on the pavable to

RECEIPT

[PAGE 27]
HON GHD FOR CCSTROUER

1 Finecce Division

吉 taia, dutproleot No. Ce, Adáltioral hutborisctten \$3

Vaztore Ua euttoriiy gcastel ln ths lsoreotra dsted

13 Aprt1 1953 fva the ToI vo the Do/a, tnd the oxteostea or Cin evthority in cubsoquont oxuorende, Cotprojoct (6 las been c22ovod eo4 \$30,475.00 of uhe over-sl1 Frojebt H0n1aA Cunds . have beea coligoted to cover tio sotproçeet'a axpenses end shcu1á bo cìsrçed to A11otmnt 9-2502-15-90e. 4

Crter ac/ebeuical Divistoa

AXTIAVGD FOR GLTONTIOS OP FADSI

I CERTIEY THT PTS ARE AVAILABLE ORGAIONE CHARGE10202 90R

pata19

66-15

27 Aupst 1958

[PAGE 28]
1. MXUL.TRA, Babprojoct 66, Iavoice 95 Al1etment 9-2502-15-902

1. Invoico i5 covering tho above subproject la ettached. It ia requeeted that payment bo made as followat

Coshiere check la the emof \$30,475.00, Pyeble bed drawn on eea baak.

: 2. The check should be forwarded to Chief, TSS/Chemtcat Divielop, through Tss/Budgct Oflicor, ao later than 30 September 1958.

3.. Thle ka a final lavoicc. A total of \$30.475.00 wae obligated under this cubprojece during Fy 59. Howevex, since it is antici-. pated that additional funds will be obhgated for this project, the files shosld aot bo closed.

Attachmente: . Invoice & Certifications

Distritution: Orig & 2 - Addrcsnee -TSS/FASB

ICERTEY THAL CES A ZYAH AUUG SEP 1958 kt!
250275902

0

0

66-16

24 Septembor 1958

VIA

MEMORANDUM FOR: CUEF, FINANCE DIVISION

SUGJECT

: Tas/Budget Offlcer

[PAGE 29]
INVOICE

For services

\$30,475.00

CERTIFICATIONS

(1) It is hereby certified that thls is Involce #5 applying to Subproject No. 66 of MKULTRA, that performoance is satisfoctory, that services are beind acccmplished in accordance with mutual agreemente, that a detailcd azenda. of the payments and receipts ia on file in TSS/CD, that this bill is juet and corroct and that payment thoroof hae not yet boen. made.

Chiəf, TSS/Chomical Division

Date:

(2) It ts hereby cortified that this lüvoice applica to Subproject No. 66 of MiKULTRA which was doly approved, and that the project is being carried qut in acoordance viththe memorandum of 13 April 1953 from tho DCI to the DD/A. and the extension of this authority in subsequent memoranda.

66-16

Dato:

Reseavch Director

[PAGE 30]
PROPOSAL - AICOHOL STUDY - 1958-59

Introduction

After 15 years of experimental. work with alcohol conswred in a setting of social drinking we find that we are far less acquainted with the nature end conjitions of alcohol reactions than we bave-been with L.\$.D. reactions, Therepould be a number: of reasons for this. One is that the blind study of alcohol. with L.s.D. was a pilot study and that\_ this.past ycar was an experimental study, and we haven't spent.enough\_time with'alcohol to sort out tho detcraining factors.The other possibility isthat alcohol is less specific in its action, more.dependent on the irmediate emotional mood and rocent set of the subject as well as the situationaltone and setting. As of the moment we tend-to favor the latter interpretation. Nevertheless both suppositions lead to a somewhat different approach or cmphasis in the future atudy of alcohol than we uced wit L.S.D. Three approaches are proposed. Part I. Continuation of double-blind "laboratory" studies in our specifiçally deaigned observation roon.

The first approach proposed is to take maximum adventage of opportunities to observe interaction effects of alcohol and spccific emotional nooda and veta. During the past year ve have emphasized

Daseraded to: by arcority of: cato: 3o 1977 EC EMFDET BY

Devng. dod to: ty aat rity of: duto: J 1977 12 IMFDET BY

66-17

DRAFT 27 Auguat 1958

[PAGE 31]
broad personality and situational determinants by interviewing and testing selected subjecta and then observing and predicting behavior while drinking and socializing in a series of cocktail parties conducted in our specifically designed barroom: A certain degree of predictability was achieved conaiderirg just these variables, but one of the main find-1 ings was that tho mood and current set of the subjects - up to now an essentially uncontrolled variable -.has as much or more to do with alcoho effects as the more general personality characteristics and situational. sctting vhich ve did control.. Our first proposal, therefore, is to continue the cocktail party experiments with a group of the same subjects observed last year, but scheduling the experimental sessions at timee : when the subjects are naturally and spontoueously experiencing unusual stress, identifiable mood changes, and/or a spccial need to drink"(or not to &pink). The subjects would be staff members available for spur of the moment sessions. In addition to observing these persons under the special circumstances in which effects of alcohol can be expected to vary maximally, cereful case histories would be worked up for each subject, detailing cultural and family conditioning to alcohol and current attitudes toward its use, Emphásis would be on such things es the roligious, the food and refreshment, the drug, the recreational, the therapeutic, and the self-defeating implications of the use of alcoho by individuals.

Results of cur prediction efforts for the paat year's work, while disappointing on the face, neverthelesg suggest these and other areas in

Downsraed to: by anthoty of: date: Jun:1977 E2 IOPET; BY

660-17

[PAGE 32]
which prediction can be sharpened. In other words, by continuing and repeating the "laboratory" experiments ineluding the new data described above, it may be possible for us to specify the absolute minimum information required in addition to the basic personality variables indicated by the heory to achieve significant pxedictability. Part 2. Observation end prediction in natural drinking situations.

Anticipating that a. more careful consideration of mood, current\_ attitudes, and set for drinking will yield higher predictability of effects, we belicve we will be rcady to move our observation and prediction éfforts into truly natural settings.\_Tbe notion here.is that several of tbe experimenters would frequent a bar often enough to be able to describe the general attitudcs of-the placo, its.cultural status, end the reactions over time\_and on repcated occasiona of a celected somple of regular habituees who regard the bar as a-kind of local "elub". The procedure would bo to observe the mood, behavior, condition, and apparent intent of the target individual during the first half-hour after his arriva and then to predict changes in wool, behavior, or intent during, say, the third or fourth half-hour.. After several repeated obvervations and prediction efforts on a given individual, an effort would be made to approach -the-iudividual, gain rapport, and enliat his cooperation in obtaining the same kini of detailed case history as obtoined in Fart 1 above. This part of the study vould thus fuction as a kind of eross-validation for the hypotheses which would be investigated with greater precision but with

Pownraded to: by cutority.of: cato: J10 1977

3

Dowscraded to: by aucority of: date: Jo 1977 E2 IMTDET AOI: BYS

[PAGE 33]
less face validity in Part I of the study.

Part III. Study of Alcohol as an Institution.

We see a need to bring together the results of thc proposed research and much of what is alrcody accomplished into sone overall framo of refercnce. It is our notion that alcohol can be looked upon as a socia). institution and should bo studied in the same manner as the sociologist otudies, religion for\_example. Tho institution should be investigated in all its aspects  in-terms of production, distribution, propaganda conçerned with alcohol\_tho-cultural sanctions and prohibitiops relative to its use, and those variationsimbedded in specific groups within our culture. For some groups of people one could conccive of alcohol es a rcligion, another.as a.drug, another as a lubricant\_or adjunct to sociability, and \_enother\_as\_an excuse-for sociability- these . latter bejng the everyday therapeutics of alcohol.

Part III is an iuportant pre-condition, wo believe, to producing a useful,moaningful, anì reliable protocol. for observing and predicting overt chapges in behavior under a epecific set of circunstances. Wo understand that such a protocol, applicable to a wide variety of investigations, is one of the major interests of the sponsoring and it is ono of the ultimate goals of this project.

E2 MPDET ACL BY A

Downaled to: by quthity of: Gato: Jun1977 E2 INPDET; BY

66-17

Downnded to: by autority of: Cate: Ja1o 1977

[PAGE 34]
O

Peycbietrist \$4,000

Paychologist,  time 4,500

Peychologlet,time 3,500

Sociologist & Logicien 4,000

Clericel end Statistical 6,000

Equipaent, Subject end Experimental Expénses 2,000

Payroll Taxes 500

Overhead @ 15%

66-18

[PAGE 35]
Phelosed please find our check in tho asóant of \$7.h52.88 widch reoresests the final payment o. given your organiaation. 2

Assistant Treasuror

[PAGE 36]
RECEIPT

Treesurer's Cbeck No. 157628, dated Apr11 22, 1958, in the amount of \$1h,526.4h, drewm oa the ayable to B

Receipt is hereby ccknowledged of the following check:

66-20

[PAGE 37]
luttongatie 2
Sme3

472 K0. 8.2503- 10. 001

1.:

… 1

14556.44

27052.88
14.506.41

-17058 APR %

[PAGE 38]
: MKULTRA, Subproject 66. Lavoice f4, Al1otmnont 8-2502-10\~001

1. Invoice No. 4 covering tho abovo subproject is attached. It is requprted that payraeat be made ag follows:

FCaebter's check in the amount of \$14,526.44, drawn on bank, payable to the

2.. The check should be forwarded to Chief, TSS/Chemtcal Divisioa, through TS8/Budget Officer, no later than 30 April 1958.

3. This is a fiual invoico. A total of \$29, 052.88 was obligated uoder this gubproject durinx FY. 58. Howover, since it la anticipatel that additioeal Cuads will be obligated for this project, the files ehould nct be closed.

TSS/Cherical Division

Attachneots: Iqvoice & Cortificationa

Distribution: Grig & 2 - Addreasce

p 288 cc0492 6c01 250210-0c1. 17.2 14526.44 Cr Casly 14526.71 CEOGED TOR CNCSUT CR PSENT

SUBJECT

0

16 April 1958

492

MEMORANDUM FOR: CHIEF. FINANCE DIVISION

: TsS/Budget Cflicer

[PAGE 39]
For services

INVOICE

\$14,526,44

CERTIFICATIONS

(l) It ic hereby certified that this is Invoice No. 4 applying to Subproject No. 66 of MKULTRA, that performance is catisfactory, that servicea are beiug accomnpliehed in accordance with mutual agreements, tbat a detailed agenda of tho paymente and veceipte ia on filo in TSS/CD, that this bill is just and corroct and that payment theroof has not yet beon made.

Chief, TSS/Chemical Division

Date:

(2) It is hezeby certified that thte invoice applies to Subproject No. 66 of MkUL.TRA wbich was doly approveú. and that the project is being carried cut in accordanco wich the mcmorandum of 13 April 1953 from the DCI tò the DD/A, and tho extenaion of this authority ia cubsoquent memoranda.

Dato:

Rosearch Director

[PAGE 40]
Novombor 26, 1957

Enclosod is our chock for \$7, 200.00 es first quarterly poyment on your cront for T9s7-0s. As montiened ln my lotter of Septeaber 20, 1957 cad Ia tay tetrhons conwversehion thb momalna, Lstll rogire the statee mert of veur ressarch plea for csoroval by cor boced and for fermolizlng tha coalisuatien of eur sugpert for tho peried tarvosh Avgust 31, 1958.

Beat repards.

Sinccrely yours,

[PAGE 41]
Attached·is oor check ip the enount of Six Thousand Dollars (6,cco) in py.t on

You have hed six months of eventfuì operation up to this point ard it seers reasonablo to make the following request. Kould you plcase tell. us hos your oxpenditures ero coaparing with tho budget whioh you subaittod initially. Are there adpastuents that shoald be rade in the last payuont of the grant vhich will to sent on or about June lst.

Our conputation of the overhead chargo beginning about Jaruary lst indicates that the final amount shoald to \$4,975.00 which provides for the adjustasnt in ovorhead.

Looking forvard to seeing you soon.

Sincoraly.

fllewing & eee poyruait o drd 17 an fended in Sldyn anr tn d tat ar fds asrilo to te lopite on etné be and d cer poit y , o wad ce Mat Thla add ti md opou I 1s 2 aer load tan be abort de eun freaii tudit

—1

Agril 17. 1957

[PAGE 42]
RECEIPT

Cashier's check No, 121877, dated October 4, 1957, in the amount of \$14, 526.44, drawn on the payable to the

Receipt is hereby ackoowledged of the following check:

[PAGE 44]
MEMAORANIOUM FOR: CHIEF. FINANCS DIVISION

: TSS/Budget Officor

SUBJECT

: MKULTRA Subproject 66, Iavolce No. 3, Allctmcnt 8-2502-10-001

1. Lavolce No. 3 coveriog the atovo subproject is attachsd. Cthor involcos vill follow. It is xequosted that payment be made as followa:

Cachier's check ia the aracunt of \$14, 526.44, payablo to the B drawa on

z. The check should bo forwardod to Chief, TSS/Cheanical Division, through T5s/Budges Ofüicer, no later than 14 Octobor 1957.

Attachincnta: Invoice & Certifications

Digtributiont Orig & 2 = Addrosaee 1 . Comptroller

66-27

30 Septomber 1957

Acting Chlief TSS/Chemical Diviaion

[PAGE 45]
: CERTIFICATIONS

() It is hoxeby certified that this in lnvoice No. 3 applying to Subproject No. 66 of MkULTRA, tha performence is eatisfectory, that services are bsiag accomplished in accordanco wtth mautual agreemonts, that a detaiied agenda of the payanents and xecclpta is cu file in TSS/CD, that this bill is jast and corzect and tkat paymnent thereof has not yet been mado.

Actiag Chiof, Tss/Chemical Laivision

Date:

(2) It is hereby certified thst thia invoico applics to Subproject No. 66 of MkULTR. which was duly epproved, and that the projact is being carrie out in accordance with the memorandu of 13 April 1953 from the DCI to tho DD/A, aud ths extension of this authority in subsequent memorenda.

Dato:

46-27

For sorvices

INVOICE

\$14,526.44

Reocərch Director

[PAGE 47]
Equipment & Office Supplies 483.08

Miscellaneous (Postage, meals, travel,"etc:) 138.36

Balance of funds transferred to 22.468,000.

I have examined and arproved the submitted exi.

Datou als/ss

66-29 FUNDS RECEIVED FROM Scptember.15, 1956 to January 25, 1957

\$8,000.

Total Disbursements:

\$7,356.10

Acting Chlof TsS/Chemtcal Division

[PAGE 48]
MEMORANDUM FOR: COMPTEOLLER

ATTENTION

: Financo Divigtoa

SUBJECT

MEULTRA, Subprojeet No. 66
addt At2

Undor tho autbority granted in the liemoronduma dated

13 April 1953 Irom the DCi to the Db/A, end the extension of this authority in subeequept maemoranda, Gubproject 66 has been approved and \$29, 052,86 olthe over-all Project MKU1TRA fwnda have been obligated to cover tho aubproject's oxpenses and shovid be charged to A11otment 8\~2502\~10-001.

Acting Chief TSS/Chcmical Division

APPROVED FOR OBLIGATION OF FUNDS:

Rescorch Director

ORN

Dato:

Distritution:

Grta l. 2  Aádressee

1 -TSS/OC

1 - TSS/FASB

1- TSS/SRB

66-30

29 Avgvat 1957

[PAGE 49]
Enclosod ls our chsck for \$2500, which, I beliave, forralnates cur fimtser Thare i e cussñon ln ey mlnd, however, dboot ths computañco sf ovomsod chorges (ea mv lescr cf April 17). 1 hepe you vill check your files, cnd sea if ve ero in cccord cn the omount.

Tho tenswel of yourl s pocssd the crlfical phoso of a stanf sigo eff, but tho statomsat oi projectod oxpenses which wos worked out In Augut hes boen pored cown in some categorics. Tha cherges cre:

Equipmcnt & supplica(lneludlng ena-wey rron)

Froicated 5 4

Couforence expont2s

1500.00 1000.00

Travol 1000.00 500.00

A cepy ef tho ononded ludget ls onctosed.

Wllo thl kudact cuts down soma of the supporng cofivites we hod enisloned,
you wilt rots thyst tho boJgot for stoff, cocsultant services, cad Inereosed elerical
asltance renvalns cs you requcstod. n

1e faal steo s to sobalt to d Boond of Dirostors o prcspectus for this year's recoorel. Thls prospecros sheuid bo soaowhot moro detolted flran the ene wtch yeu provljodurlng his visit loit month. It should speelfy tho soven moin oreoo preposed/or qttcañion thls yoen

Soeelflcalioa c5 Individvol differenccs In eco uflilseNon. (Furiker develezaeat of prorcuporimeated oservetlen fechnlques useful for prraleron cf expermcatal haavion.

11. X

Cdo-32

Septemher 20, 1957

[PAGE 50]
(0)

BI. Predietien of subjoats' rcaction to drug ln varieus sltvattons (both strociured end "natuad" soclal sltvafloa).

Ill. Use of totsl biled dnog shudles es a mears for testing evoluaticn and prodtetlon foehelquos.

IV. Dezelopment of ferrol predetion scoles on tha basls of wors cutlaed ln t, 8, ond MI.

V. Obrerveton of previeuciy unknowa Indlviluals during Intoxication (aleohot or other drug:) es e bosls for predietiog noreal porsonellty.

Vl. Alcobot lltorature revav  cophasizng soctol ond peronality detonninanls of Intoxiection.

Vil. Conferonee on alechol

The prospectos shsuld cits sumexariza briofly tho pcoceduro ond rosults of lost year's elcekol-lSD enperimons. The porposo of submtiting the prospactwa to the Board is a formolity Iatanlod tokeep the feard mombor cdvised on the progres of the prolect and to Imsplro cny asltunce or edvice they can Iraivlduelly reader.

C Lhopo yoy con got this prospechuyto Bwihin a couple of wecke. la the meaoßime is plonning a visit tosemetlmo csrly in October. I would approce lete your cdvising me what datea weeld bo oot cenvertent. 1 hopa that during fhis vislt you vill bo c’olo to go over coch of the sevso activitiea, bot ptobably arephosie should kbe placed on doiaa of ths expormené.

waald llke to hora qaclher coafercace on his perserallty theory (and anyone cle Intorested). Ho, tou, would plan to como up

sometime In Octcber.

Dest wishes to all of yov.

Slncerelyt

66-32

Enct 2

WANNINGMOTICE suu.my. ROT HODS LAWOLVED

[PAGE 51]
PAYROLL

Stoff 12,046.32

Clerteal (1 1/2 secreterica) 6,032.84

Five percent relses €33.96

Overheod - 15%

[PAGE 52]
SUBJECT : Continuation of MKULTRA, Subproject No, 66

1. It is requcsted that MKULTRA Subproject No. 66 be continued to support the research program on thé determinants of alcohol intoxication undertaken at Cby and associates, He program will be continued for one year starting 16 September 1957 through 16 September 1958.

2. The scope of the.project will include (a) continuation of blind cxperimental studies of drug effects, employing various "alcohol placebos" and chemical extenders developed by TSS/CD; (b) continuation of studies or predictors of intoxication; (c) exploration of the feasibility of obtaining significant observations in natural socialdrinking situations as a basis for assessing "normal" personality; (d) development'of checklists and other types of formal prediction scales. A detailed proposal is attached.

3 The proiect will continue to be financed through acts in the capacity of a cover organization. The cost of the program for this year will be \$29,052.88. Charges should be made against allotment 8-2502-10-001.

Avill request to submit to, them a summary accounting of monies received from They will request return of any Sunexpended funds received under\* from

5. Requirement for a six month informal accounting on the part of the principal investigator is waived.

6. Title to any permanent equipment purchased by Bfund will be retained by in licu of higher overhead rates.

7. It was agreed that technical reports reflecting the progress of the research program will be submitted at mutually acceptable intervals.

DRAFT/ 28 August 1957

MEMORANDUM FOR: THE RECORD

[PAGE 53]
8. is cleared through TOP SECRET and is aware of the true nature of the project.

APPROVED FOR OBIIGATION OF FUNDS:

Date: Pipt. 10 - 1957.

Attachment: Froposal

Distribution: Original only

TSS/ChemicalDivision

Approved:

X

[PAGE 54]
1957-1958 PROSPECTUS

OUTLINE OF PROPOSED PROJECTS

I. SPECIFICATION OF INDIVIDUAL DIFFERENCES IN CUE UTILIZATION

A. Sources Currently Avaifable as Basis for Determining Cues Uscd

1. Recorded, Pre-experimental Prediction Discussions.

2. Interviews With Observers.

3. Data of Naive Observers.

4. Bockoven's Notes on Repression-Suppression Theory.

B. Work With New Experimental Subjects

1. Independent Predictions From Different Types of Material Used Separately

a. Test Results (including Cartoons)

b. Visual Contact (using onc-way window or viewing from a distance)

c. Verbal Material (listening to recorded interviews).

d. Casual face-to-face-contact (visual and verbal exchange).

2. : Prediction From Combination of Any of the Above

II. PREDICTION OF SUBJECTS' REACTION TO DRUG IN VARIOUS SITUATIONS USING MATERIAL IN I-B AS BASIS FOR PREDICTION

A. Placing Different Personalities in Different Structured Situations

1. Making Large Groups Available to Extcrnalizer by Using Total Culture of the Hospital.

2. .Make Solitude Available to Intcrnalizer.

O

66-32

O

WARJING NOTICESENGRIVAINTELLIENCESOURCES AND ETHODS NVOLVED

[PAGE 55]
Staff 12,646.32

Clerical (1 1/2 secrctaries)6, 032.84

Five percent raises 833.96

19,513.12

Payroll Taxes 439.05

Consultant - Professional Services 1,923.04

Equipment, Books and Supplies 1,888.16

Conference Expenses 1,000.00

Travel Expense 500.00

Overhead -15% 3,789.51

606-32

[PAGE 56]
Enolosed ploase find check in tho eaount of \$8,000 representing the second paynent on your We send best vishes for success in your now undertaking.

Sincerely.

[PAGE 57]
January 2, 1957

Enclosed please find our check in the arount of \$7.200.00 which represents the second quarterly payment on  C

Sincerely,

[PAGE 58]
SPECIPICATION OF IDIVJLUAL DIFIPDVNCLS IU CUB-OTILJZATION

A。 Scaoces Carrontly Available cs Easis for Deteruining Cues Used

l. Eacorded, Pre-experirontal Preoiction Diocussions.

2. Intervievs With Obeervers.

3. Datg of Eaivo Observere.

h. Bockoven's Botes on Repression-Sopprersion Theory..

D. Vork Uith Hew Fxoerimental Subiects 1. PredictiongProm Difiercnt Types of Naiericl Vscd-Separately e. Test Fcsalts (inolvding Cartcone)

b. Visual Contact (using one-uey windos or viuwing fron a distancs).

o. Vert-l Material (listening to recorded interviews).

d. Casual face-to-fece cootact (vieuel and vorbal cxchenge).

-Povlateriuy Situadicre

2. Prediction From Ceubination of Any of the Above

II. PRLAICTICE OF SUBJECTSI RNAGTION TO LRDG IG VARIOUS SITUATIONS UOINO MATIPIAL IN I-B AS FASTO AOR PE4 T0T1ON

A. Plscior lifierent Personalities in Tifferent Siruetured Sitnations

l. Hoking Lsrya Groups Available to Externalisor By Using Total Culturo of the Pocnitol

2. Boko Solitnde Availsblo to Intervaliser.

3. Force Icolstion on Subjeet.

h. Forco Croup Perticipation on Subjcet

D. Fatral Sttations

1. Peivste rortien (sorticular focue on peopie vith who exporinentezs ere not ccalntcd).

2. Lqeal Beru.

3. Personel. Nistttag in iserkaatre' Homases

[PAGE 59]
h. Porecanel in

IIX. O.BFSVATION OF PIEVICUSLY UNOOEN IDIVIIUALS LURTNO IFTOXICATION OR O1R R I:CS A8 FASIO FOR PR-TICTEO

N. DEVELOP NT CF FOLFUL FRODICTION,SCALES ON FASIS OF.WORK OUTLINID IN 1 11 IT

AL PA 1 IT-70-L.SRSTUG COLTUIZ

VSE CY TOTAL TLIND STUDIES AS HEAUS FOR TESTING EVALUATION AND

9 r. t

i

fes i induaty

\$：

2

[PAGE 60]
The past years' siadies have indicated to us the relative importance of docags, Ccnographic,personality, and sitaational determinants of tho reection to L. S. D. Gur nost recent findinge havo indicated to us that in the problom of prediction cortain important variatles are crucial. First, we fcund ihat ditferent observers uce different medis of assessnent'tpon which thoy base thcir predictions. These redio are closely related to the obeerer's valves ard his methods of evaluation which he uses in his every day funetioninc. Secoad, tho rersonelity of tha sabject vhose reectien is boing predicted firures importantly in the svecesa of the prediotion. That is, soao subjeots have cloarly discernihle patterns of bebavior, treits, or charecteristio about which consonsus is easily reached by sev.rel observers. These characteristics bave not been clearly delineated bat that tbcy do exist as distinguiehing charapteristica Third, sore observera are etle to predict severity of ronotion nore sccurately vhile oihers nre, able to prediet the qunlity of ths reaction nore accuratolye Others ero etle to prediot toth sovcrity and quality of reaction equally es well or as poorly, vhatover the vicwpoint tokon.

Fovzbh, sore subjects' soverily of reaction are nore successfully predicted than otters by all observors while other subects' quality of rcaciion.is more ouccooslully predicted.

All tho atove tour polats are clocely interrolated and like the ecettioatjon of the pa or b. 8. D. deterainanto, their relativa importance and Ue vey in wich huy i.terlock to resrlt in crccesotol prediction heed trocifieedioe ond elarlcicotien. This fs to be the najor focua of Uo rccenreh Joe 1. c t 14 teer.

2

CO

[PAGE 61]
Payroll

Payroll Taxes 439.05

Consaltant - Professional Services 1,923.014

Equipment, Books and Sopplies 1,888.16 Onesaypirrov ,000.00.

Conference Expenses 1,000.00

500.60
Travel. Expense 41,000.00

25,263.37

3,789.51
Overhead--15%– 1089.51

[PAGE 62]
RECEIPT

Receipt is hereby acknowledged of the following check:

Cashier's check No. DM 401sl, dated February 4, 1957, in the amount of \$16,333.34. drawn on the payable to the

Date: 7 Fel 1987

RECEIPT

Receipt is hereby acknowledged of the following check:

Cashier's check No. DM 40131, dated February 4, 1957 in the amount of \$16, 333.34, drawn on the E E payable to the 2 PB

[PAGE 63]
Roccipt is hereby acknowledged of the following check:

Cashier's check No. DM 40131, dated February 4. 1957 E in the'aaoutof 816. 333.34..drawn .on the 4 payable to tho B

Check given tol

17 February 1957

RECEIPT

[PAGE 65]
MEMORANDUM FOR: CECF. FINANCE DIVESION

Tas/Gudget Ciffcer

SUEJECT:

MKUL.TRA cubprojoet 66. Invotee No. 2. 611otment 7-2502-10-001

I. lavoico No. 2 for the añove suoproject is autached. Payrent shoeld be made as folows:

Cashiorls check in tho amount of a10. s33.34, drawa oa a B ank, payable to

2. Hlease forvard the cheek to Chief, Tes/Chemdeet Divistoa tarough Tss/Evdget Cüficer by Friday, 1 February l057.

3. Thts 1s a final involee. A tctal of \$24, 300.00 wes cultratod unler this subproject during FY 57. However, since it is antieipatcd that acoitionat funds wilt be obligsted for this projeet. the fes chould rct de closcd.

GIONEY COTTLIEB Chief, TSS/Chemlcat Diviston

Attschmento: Invoice a Certilieations

Distribuiont

Orig & 3 - Addrasseo

1 - Comptroller

"1 - TSS/FASB

2 -A'Ss/CD

1(18 Jan 57)

1o January 1037

[PAGE 66]
For services

CERTIFICATIONS

(1) It is hcreby certified that this is Invoice No. 2 applying to Snbproject 66 of MkULTRA, that performanco has boen satisfactory. that services have boen accomplished in accccdance with mutual agreemeats. that a detailed agenda of the paymcnts and receipts is! on file in TSS/CD. that this bi is just and cerrect and that payment thereof has not yet been made.

Chief, TSS/Chemical Diviston

Date:

(2) It is həreby ccrtificd that this invoice applios to Subproject 66 of MKULTRA which was duly apLroved, and that the project is being cavried out in accordance with the roemoranduro of 13 April 19S3 from the DCI to the DD/A. end the extension of this authority in subsequent memoranda.

Date:

1

6640

INVOICE

\$16,333.34

Research Director

[PAGE 67]
RECEIPT

I horeby acknowledge receipt of Cashier's Check No. M22141

E drawm on dated

5 Ssptember 1956, in the amount of \$8,166.66, payable to the

[PAGE 68]
Cackieiie Check No M22141 pent to thii

date:\$ 8166.66.

66-41

[PAGE 69]
FEONtEN FOR: Chiof, Finwnce Division

1 Tes/laudeet Orcicer

GONTOT :140IA 6ubprojoct €6, Invoico f1, 7-2502-10-001

1. Invotee fl io ntteched covoring the atove sobproject. Other inócices vill tollov later. Paymoat Lhould be Lslo es rollovo:

Cosiier'a chack in tho e xont of (8,1ó,(6, payablo to dreim ou a4

2. The cheek chould. be forrrled to Chief, Tos/cheudoal Pivision, through Tss/baagat Orricer, no lator tha 7 Ecpteabor 1956.

SIDREY COATLEEB Chief, T2S/Chouical Division

Attacheent Tvolca & Certifications

Distrlbutioni

413

CHEDK W2N THE AMOUNT DF BR/6666REGEIVED26S

3 (0g 457

66-42

4 Soptomber 1956

[PAGE 70]
TVOTCn

For serviceo

\$0,166.66

CERTIFICATTONS

(1) I€ is bereby cartificd that this in Invoice él opplying to Dubprojoot 66 or t0rãA, thnt perfortnce is satisfactory, that scrviceo ere being cccosplishod in accorianca with mutual cgreenconts, thet a, dotailol szonda of the payaents ond recoipts is on filo in Tcs/co, that thio bill is juot and correct snd that paywent thereof bes not yot boen cade.

Chior, Tos/Chearcal Division

Date:

(2) It is hereby cortified that this invoice epplies to subproject 66 of Maãa vhich vas duly epprovod, end that tho projoct 1s boing cerricd cut in ceeordence vith tho memorandum of i3 April l953 fron tho lOI to the DD/A, and the extension of this suthority in subsequent ponorende.

Neoearoh Dinector

Dato:

66-42

[PAGE 71]
1DX030 04 70S1 TS CEPEETER

ATTE5TOA I Finencs livieicn

TRJIET 1 85AArA, Debpeojeet C6

Dslar the catbortty cractal lo the Foeoreaua Goted 13 April 1953 croa tha tcr to tha po/à. ccà tha eatoeaio of thls eutacaity in sotsrquaat semorania, Sobyojeet (6 tao toea spprovel, and teh,50o.00 of Ua over=sll Projeot HmhtA Cuada Les been coligated to covor tho suproçeet'o expomoss and choud to choroa to Allcuaont 7-e502-l0-00l.

A59.NVAD POS 00L3041108 0F 105031

453

ToS/cr(29 Anguot.1956)

66-43

29 Avgto6 1956

SITAY COTTLIED Chief Ts/Cheatcal Diviston

DRN

[PAGE 72]
l. Subproject 66 is being initiated as a meansto support a research progrem in the general field of predietingdrug efforts to under the direction be undertekes at the dr Cof Prograa vilì be for a period of one year sterting 15 September 1956 through 16 Septeaber 1957.

2. The scope of the-project\_will be\_(e).to systematically test a number of techniques for predicting a given individval's reaction to LSD 25,' other psychochewicals and alcohoi, (b) to deterwine the extent that these techmiques can be employed to predict reactions to stress situations other than those produced by psychochemicals, (c) to test out tbe fessibility of training non-professional observers in the use of these evaluation and prodiction techniques and (d) to study the intoxication proãuced by alcohol consumption in a "social drinking situation" and relating this to LSD intoxication. A detailed proposal is attached. n

finenced through thea will ect in the caracity of a cover organization. The cost of the program for a period of ooe year w111 be \$24,500.00. Charges should be made sgainot A11otment 7-2502-10-001.

B 4. will request accounting of monies reccived froa to submit to them a suuary of They will. reauest the returo, of any vuexpended funds received under fron

5. Requirement for a six month iuformal accounting on the part of the princiyle iavestigator is waived.

6. Title to any permanent cquipment purchased by funds vill be retained by in lieu of higher overhead rates.

7. It was rutually agreed. that documentation and accounting for travel expenses vhich are reiabursable by rrill conform with the accepted practices of that institution. "

66-44

MEMORANDUM FOR TIE RECORD SUBJECT: MKULTRA Subproject 66

Doncretto: by arority of: dar: Juoo 1377

[PAGE 73]
Docañcaded t by anthgrary of: date:o 1977

66-44

MOMPDET; CL BY j- .

8. It was olso egreed that techoical rcports reflecting the progress of the researeh program vill be subuitted at mutually acceptable intervals.

9.8 is cleared through TOP SECRET and is avare of the true nature of the project.

TSS/Chemical Division

APPROVED:

Chief, Tob/Chemical Division

APPROVED FOR QBLIGATION OF FUNDS:

Rosearch Director

Date: Aug31-1956.

Attachnent: Proposal\_

Distribution: Original Only

A

by nuthrity of: date:uno 1977 F2TDET; CL BY

[PAGE 74]
PROSPECTUS

Prediction Studies:

In our three years of researgh with LSD-25 this research group has been concerned with describing the effects of LSD-25,. accounting for the rather wide individual differences observed, and identifying the determinants of the drug effects. Sufficient progress has beei made to give promise to the development of methods for predicting the reaction to LSD-25 of a given individual in a given social situation.-If,-upon further analysis of our data, our tentative prediction method proves reliable, it may be generali to predicting reactions to (a)'other drugs and (b) other specific environmental events or agents. Our particular interest is in refining and generalizing the method to predict an individual's reaction to specified social situations in liis environment.

Our immediate objectives for the initial pnases of this study will be:

(a) To systematically determine the extent to which the observations made prior to administration of LSD to approximately l00 subjects studied in the past can be employed to predict the individual's reaction to I.SD-25.

O

66-44

O

ANSIATELIAGE SOURCES AND GETHODS INVOLVED

[PAGE 75]
(b) To determine what additional observations would be required to make reliable predictions. That is, to deterieine what data is essential and what data is redundant.

(c) To deterinine the extent that these observations can be employed to predict reactions to situations other than the administration of LSD-25. Such "other situations" mighi include; reaction to alcohol, especially where consumed in a "social drinking' situation; rehabilitation of hospitalized patients; reaction to various situations of "natural" social stress.

Personal compensation (salaries) 22,000 Equipment

Supplies, and services 1,500

Contingencies, travel 1,000

MAING oc S NSI IVERTEL GIACE SCURCS AOTNOI IVOLIED

66-44

(2)

TOTAL \$24, 500.00

[PAGE 76]
fite o Cainal AJlcbunt Arout 02 心 129 ug 1956 bet57 7-2502-10-60 24.500.00

Addittcasl Perizs ta Ax. allctat nt koaát gr 2 areleo 823502-10.0029.052.88 3 oe aj 67 2 39.475.00 πt4 1505-1009-10k 3680.87

11/856\$8166.66116823.34
2122016333.34
3305714,526.4414526.
1160pul5814,526.41 aah #3
532158130175.00
617duy603,680.87