[PAGE 1]
3 September 1958

MEMORANDUM FOR:

SUBJECT Prediction Study

The sum of \$2,150 was received for vork on the

Frediction Study. The work was completed end the folbwing sums

were paid out as noted on our monthly reports.

Total \$2,100.00

Balance in account.\$50.00.

65-1

[PAGE 2]
E
Kecipt is hereby acknowledged for Treagurer's Check No
dated June 26, 1958, drawn on the in the amount of \$2, 150.00, payab1 B

RECEIPT

[PAGE 3]
MEMORANDUM FOR: CHIEF, FINANCE DIVISION

1 TSS/Budget Officer

: MKULTRA Subproject 65, Invoics No. 2 .A11otraent 6-2502-10-001

1. Iavoice No. 2 for the above subproject is attachor. Paynent should be inade as follows:

2. Pleare forward the check to Chief/TSS/Chemical Division through TSS/Budget Officer by Wedneeday, 2 July 1958.

3. This is a fiaal invoice. A totai of \$52,150.00 was obligated under thie subproject during FY 56. However, since it is anticipated that additional fuode will be obligated for thls project,the files should not bo closod.

Attachmeate: Invoice & Certlfications

ITE AMOUINT OF S7. PEGLIVCD. A

Distribvtion: Orig & 2 - Addreeseo

605-3

18 Jano 1958

[PAGE 4]
INVOICE

For dervices

\$2,150.00

CERTIFICATIONS

(1) It ia hereby certified that this is Iavoico No. 2 applyiag to Subproject 65 of MKULTRA, that performance haa been satisfactory. that the services bave becn accomplished in accordanco with mutual agreemeuts, that a detailed agenda of the payments and roceipts is on file in TSS/CD, that this bill is just and correct and that paymeot thereof has not yet becn made.

Chief, TSS/Chericai Division

Date:

(2) It is hereby certified that this invoice applies to Subproject 65 under MKULTRA which waa duly approved and that the project is being carried out in accordaace with the memorandvn dated 12 April 1953 from the DCI to the DD/A, and the extensiou of this authority in aubsequent mcnoranda.

Research Director

[PAGE 5]
8.2502-10-001 NDTLIT

[PAGE 6]
14 April 1958

MEMORANDUM FOR: THE COMPTROLLER

ATTENTION

: Fieznco Division

A

SUDJECT

; MKULTRA, Subproject 65 Additiopal Authorisation No. 2

Voder the authority granted in the Memoranduma dated 13 April 1953. fror the DCI to.the DD/A and tho exteasion of thia authority in subaequent memorezda, Subproject 65 was previouely spproved. Undor the same authority an additiocal eum of \$2,150, 00 has been. authoriucd to cover tho Subproject'a expensee (thereby bringing to a total of \$52,150. 00 funde obligated during FY 58), to bo cbarged to Allotaent 8-2502-10-001.

APPROVED FOR OBLIGATION OF FUNDS:

TSS/Cheroical Division

Datel

Dietributloat Orig & 2 - Addreasco 4 TSS/FASB

[PAGE 7]
DRAFT

11 Apr11 1958

MEMORANDUM FOR: THE RECORD

SUBJECT:Supplementary Funds, MKULTRA, Subproject 65

1. The purpose of the supplement to this project-is to support-a spcciel study. predictirg the\_aljustment of the refugecs already examined in thia project. Several members of the projeçt staff will independently rate cach subject on a specificd list of adjuatment variables having to do with health, occupation, social relationships, and acculturation.

2. While it has been anticipated that the original budget for the current year would-cover-the cost of this phase, delays in acquiring and processing the original. data coasuned the budgeted worktime of several of the staff members. The attached supplementary buaget includes only saiary payuents to staff weubers who are no longer on the projeet-payroll..

3. The total adlitional cost of thie project will not exceed \$2,150:00, (thereby bringing to a.totel of \$52,150.00 funda obligated during FY 58), to be charged against A11otment 8-2502-10.00.

4. Other specification for this project remain as etated

65-5

[PAGE 8]
1n the Benoranaon for the Record dated 28 October 1957, Subject:

Contimuation of Próject MULPRA, Subproject 65.

APPROVED FOR OBLIGATION OF FUNDS:

pate:—Apale-2-3-14418=

Distribution: Or1gtna) only

Attachment: Supplemental Budget

2

[PAGE 9]
SUPPLEMENTAI, BUDGET; MKULTRA:Subproject 65

[PAGE 10]
MEMORANDUM FOR THE RECORD

SUBJECT: Accounting for MKULfRA Subproject 65

This\_projcct\_vaa\_terminated with the grant pade in FY 57-58. An accounting was rendered to the Society and aubsequently trapanitted to us covering the terminal grant,but yas treated as a part of the total money giventosduring tlris fiecal periol in that-accounting wbich ie-on-file in MKULTRA Subproject 61.

Chief TSD/Research Branch

65-5

5 October 1960

福

[PAGE 11]
This project (\$50,000) was accounted for 1n the over-alì Project - MKULTRA 6561

[PAGE 12]
RECEIPT

Cashier's CheclsNo. DM 43767 in the amount of \$30, 000.00, and No. lM 43768 in the amount of \$20, 000.00, dated November 8. 1957, drawn on payable to

Date: 13 November 1957.

RECETPT

Receipt is hereby eckoowledged for Cashier'e Check No. DH 43863 E in tho awount of \$20,000.00, psysble to the B

Dst 12-2-57

65-7

[PAGE 14]
30 Octobcr 1957

MEMORANDUM FOR: CHIEF, FINANCE DIVISION

VIA: TSS/Budgct Officer

SUBJECT: MKUJ.TRA Subproject 65, Invoice No. 1, Al1otment 8-25C2-10-001

1. Iuvolce No. I for the above subpreject is attached. Payanent ebould be made ag followe:

Two cashier's checke, one in the amount of \$30, 000.00 and one jn tho praount of ↓20. 000.00. both Crown.on.a madeaiavable to tha B

2. Please forward the checks to Acting Chief, TSS/ Chemical Divieion throvgh TSS/Bodget Officer by Friday. 6 Noverober 1727.

3. This is a final 1avoice. A total of \$50, 000.00 was .obligated under this subproject during FY 58. Howover, since it is anticlpated that additional funds will be obligated for this project, the files should not be closed.

Attacbaeute: Invoico & Certiflcatlone

Diatributioat Crig & 2 - Addressce 1 » Cemptrollar

1 3501 -10-201 17.3 70 Pe, óee. dse.ão0.o

65-9

[PAGE 15]
For eervices

INVOICE

CERTIFICATIONS

(1) R 1s hereby certified that thte is Iavoico No. 1 applying to Sobproject 65 of MKULTRA, that perlormance bas been eatisfactory, that the nervices have been accomplished in accordance with mutual agreements, that a detailed agends of the payments and recelpte Is on file in TSS/CD, that this bill is just and correct end that paymcnt thereof has not yet beea made.

Acting Chief, TSS/Chernical Division

Date:

(2) It is hereby certified chkt this invoice epplios to Subproject 65.. under MKUl.TRA which was duly approved and that the project is beiag carried out in accordance with tho maemorandum dated 12 April 1953 from the DCI to the DD/A, and the extension of this authovity in subsequent memoranda.

Date:

[PAGE 16]
28 October 1957

NYAORANOUMITV CONPTROLLEH

ATTENTTON 1 Fiaance Divisica

A

SUBJECT ; MKULTRA, SUbTOjeCt 65

Uoser the sutvoriy graated in the nemoranduo datet 13 Aornt 1953 frea Pue ci to U5o d0/à. snd tde cxteasioa of this authoriy ia subsequent taeuorrsda, cubproject és has beeu appreved and -So, Goo.eo cf the over-all MRULTA projeet funJs has beea obligated to cover tae subyrojeet's exrenses. fhls cbligatioa of funds shoutd be charged to -411ot.eat 0-2502-10-0ct.

APPROVLD FOR VNLIGATION OY FUNO3:

Aeting Chiel Iss/Chenical Divtsion

Cate:

Olstrioction: Crig à 2 Aedreasce

1 - TSS/OC

1 - TSS/FASB

1 TSS/SRB

Vé - rss/co

22N.826 alcit8-2502-10-001

45-10

TSS/CD/:28Oct1957

[PAGE 17]
MEMORANDUM FOR: THE RECORD

SUBJECT

:: Continuation of Project MKULTRA, Subproject 65

1. The purpose of this project is to contipue Agency support of Dr. s studies on refugees. At the present tiine the first phase of this study is approaching completion. ,It is expected that the second phase, that of predicting certain results,of the displaceinent of these individuals, will occvpy Dr s facility for the remainder of this year. The third, or follow-up phase on these predictions, will be made by investigators other than Dr.L

2. This proiect was reviewed and approved by the Board B of Directors\_of at the męeting of U March 1957. It will be noted\_that the attached budget indicates. an expenditure of \$87, 621,00 for the coming ycar. Dr has agreed to obtain C support from sources outside the Government to defray those costs exceeding \$50, 000.00.

3. The cost of the prograin for a period of one year 1 July 1957 is estitoated to be \$50, 000.00. Thc, will be used as a cutout for transterring the money to Charges should be made against Allotment 8-z502-10-001.

has requested submit to them a summary accounting on an annual basis of all monies received from the Also, it has been requested that any uncxpended funds be returned as soon as possible upon the close of the grant year.

Femzraded to:d ty entherity of: 187475 こe: 3320 1377 :CLT;CL BY 137475

DRAFT

65-11

28 October 1957

[PAGE 18]
E2 IRPDET: CL BY 187475

aniverady

5. Title to Any permanent equipment purchased by funds granted the shall be retained by the University in licu of higher overhead rates.

6. In connection with travel under this project, it is agreed that the Agency will accept the travel docwnentation and accounting which.conforin.with the practices of the University.

APPROVEDFOR OBLIGATION OF FUNDS:

Date:60t 9 1957.

Attachment:\_ Proposal and Budget

Distribution: Original only - TSS/CD

Poupsraded.to: by auchority of: 187475 date: June 1977

[PAGE 19]
LE 's. Pro1got-Flana for the Coming Year, July 1957 Jupo 1955 We will havo cosploted ths interviowing of cur Anfornants by July 1, 1957. In tho course of six months wə have examined and interviswod 70 informants - a task whloh pequired almost 1ì years in the study. The improved efficiency of tho study is in pert tho result of tho experienco gained with the investigation of the The repidity with which the interviewing bes bsen conducted has left us with a large backlog of ustorial whiçh is still to to transcribed eni typed. Our present etaff'of typists will bo busy for et lerat snothor :six montha in coxpleting this work end our consumption of clerical sypplios will remain high during this tice. With the completior. of tho Finterviowing, the interpreters and soss of the othor speciel porsonnel who were hired spocifioally for this project will be dropped froa the payroll.. Hovever, the task of digesting snd collating the inforpation end preparing the necassary reports is just beginning end will certuinlyoccupy.us.for\_et leset\_six aonths. Although our
spesking psyohologist and our anthropologist will not bo giving reerly. so mach tima to tho project ss they have during. the past. few months, it vill neverthelesa be necessery for thea to participato in ths sealustion of our inforaation, and wo vill have to recompenso thom to soas extent for thoir tiro. - Qur exporience with the end leaves us with an oxtraordinarlly lergo body of intenvive inforcation on a significant muober of inportant representatives of theto two societiea. Although the first roport on the is now being coaplotid, wo have only bogun to draw fron those data meh of the veluable inforaation whioh can bo obtained. It is ay opivion that it is of great importanco for the wambers of ry staff to busy thasselves during the noxt aix ponths wlth tho evaluation of the information which thoy have obtsined and the copletion of tho reports based upon it.

[PAGE 20]
Ir. rxeiect

Daring ths same poriod, ve vill be engaged in planning the noxt step in our investigations. Freliminary conferences relating to this era noy uoier vay. Ve anticipate that our efforts vill agein be in tho direction of tha evaluation of significant varbers of other cocieties now under Comuniot dominatjon, or otheraise of interest, end that ve shall also concern.ourselves vith the devslopesnt of sothods of evaluation snd assessment. Our pext projsot shoald get under vay soao time after tha first. of noxt year, and tho detailp will have been vorked out woll in adraroa of thts date. The aocoapanying budget is besed upon a plan of activitios as outlined above.

Tho presont stago of Dr projoct in brain function will heve been cosploted by Jaruary 1, 1958 and at that tine Dr. vill 5e transferrod to this projeot on a full-tims besis to givs hia time to the collation and publication of materlal essembled from the studies. Up until thot timo ho will bo wrrkdng on this project on s part-tirs basie.

WARNING NOTCESINSING INTELLIGENCFGUURULS AD METHODS N OLVED

[PAGE 22]
MEMORANDUM FOR:. .THE FECORD

SUBJECT :- MULTRA SubproJect 65

1. Subproject 65 As.being initiated to support the york of lccated at the B For the past year, Dr. thas been oue of the principal collaborators of Pr in the C conduet of the research progrem of MKULTRA Subproject 48. Subproject 48 was set.up-to-contitve\_ynder TSSthe research activity originated wder CIA special project The H eduiuistrative aspects of this activity ere to be carried on as MkULIRA Subrroject 6O. The researeh work commeuced by Dr. under Subproject h8 is to be continued as Subproject 65.

2. The scope of the. program to be walertaken by pr. will enconpass a detailed study of those faetors which influence homan bebavior that could be used as a mesns of achieving intelligence objectives. The tajor effort of Dr. s progren wil). be:

(a)To better wnderstand-the-factors which-cause individuals to defect, commit treason or change loyalties.

(b) To develop skills by which potential defectors can be detected.

(c). To develop methods for inereasing the chances of defection of varlovs target individvals.

A more detailed outline of the proposed program is attached.

3. Sntaroject 48 vi11 cypire on 30 June 1956. The estimates that there W111 bc approximate1y \$74,000,00 or unexpended funds remaining These funds were obligsted in Fiscal Year 1956. Since Dr.was directed by TSs/cD to eplarge the scope of his C former prograa, It is the desire of TSS/CD to utilize the above surplus fundo to financo his expanded progrem. Normally, the

65-12

28 Junę 1956

[PAGE 23]
Donadod to authoere of:1S7475 Ane 077 PDET; BY67475

(2)

unused funds of a project should be returned at the end of the fiscal yeer. For security reasors it is not desirable to have the unexpended Society funds retarned, since such retura would eppear very peculiar on the books of this tyre of organizetion. Instead of retura, the unused money is to be reobligatcd within the present FY 1956.

4. At the present time, the ere in possession of oval or this projeet, the money viil te advanced to Dr. ethrough Also, an. annual &cçouting wi11 be obtained from the University by

5. The \$74,000.00 of-reob)igated funds do not quite meet the proposed-budget-of-\$76,056,00. If the additional \$2,056 is required at the end of the year, further funds. will be requested at What time.

6. Title to eny permanent-equipment porchased by funds grented the Uaiversityshall be retained by them in lieu of righer overheed rates.

7. In connectionwith-travel under this project, it is agreed that the Agency vill accept the travel documentation and accounting which are standard for.the University.

8. Dr. has an Agency TOP SECRET Covert clearance.

TSS/Cheaical Division

APPROVED:

Acting Chief, TSs/Chenica). Division

Attachmont: Proposal & Budget APÉROVED FOR OBLIGATION OF FUNDS:

Distribution: Original Only - TSS/CD

[PAGE 24]
B

1.. Practieal Ageecy objectives of this study from which the scientific objectives of the Project issue:

To develop materials and techniques for influencing human behavior as one means of achieving clandestine intelligence objectives. Specifically, to conduct research and development work that will enable Agency personnel to:

(a) Beiter understand the factors which cause individuals to defeet, commit treason or change loyalties.

(b) Develop skills by which potential defectors can be detected, ...

(c) Develop methods for iucreasing the chances of defection of variors target individuals.

2. Scientific obiectives of the

To systematically study defection in order to:

(a) Define the psycholog:cal characteristics of individuals who have defected, wilh particular emphasis on the interaction of the psychological

A tach 10 65-12

[PAGE 25]
Domgraded a by outcity of: 137475 Catee197 F2 ST-CL BY 197475

(2)

and situational factors acting at the time of their defection.

(b) Define the circumstances under which men have defected from military, political, religious. social and culturat grovps and evaluate the factors appearing to influence such defections.

(c) Study individuals who àave maintained loyalty in tke face of persistent, sustained attempts to change, affect and alter this loyalty and evaluate the factors appearing to contribute to this resistence..

Definitious:

"Defection" is defined as the conscious breacà of allegiance or dvíy to a value systen, cause, person, ideology, philosopny or organization, replaced by a willingness to actively support systems, ete., which are antagonistic to tne position previously held.

[PAGE 26]
To "systeinatically study" refers to (a) the asserrbling and evaluating as much as possible of the pertinent information cu the subject of defection viewed as an historical, sociological and psychological phenomenon; (o) examining a sample of kaowo defectors and known resistors aceording to predetermine methods (mnedical, psychiatric, sociological and psyehological); (c) systematically and objectively recording the results of such exaninations; and (d) collating and evaluating the data obtained in order to determine significant differences, isolate important charactecistics and test comparative methods for determining these differences and characteristics.

3. Status: A working group, pritoarily composed of professionals formerly engaged in the "Brainwashing" and "Chinese Cultural" studies has becn formed. Much of the material already collected in these studies has applicability to toe proposed study outlined above. This group has prepared a plan of action and they are ready to begin operation whenever requested. A major part of the study can be completed in one year.

(3)

Do: 137475

[PAGE 28]
65-13

FORM 610 USE EREVIOUS 1DC 55 LOITIONS

[PAGE 29]
MOMORANDUM FOR: COMPTROILER

ATTENTION Finonce Divlsion

SUBJECT : MKULA,SubproJect 65 and 48

1. Urder the authority granted ir: the memorendum dated 13 April 1953, fromn the DCI to the DD/A, and the extension of this euthority in subsequent memorenda, Subproject 48 was previously approved. During Fisea1 Yeer 1956, \$240,479.00 vos approved and obligated forthis.project.

2.. The scope of the project has been roduced so that only \$166,479.00 of the originally appropriated bY 56 funis will be used.The\_balance, amowting to \$7h,000.00 has been transferred to MOLRA, Subproject 65, under the euthority eited in paragruph-l ebove.

Distribution: Orig & 2 - Addressee

65-14

28 June 1956

[PAGE 30]
6.5

28 ailebn57 1 Year 8.2502.10-001450,000.00

Pericd fi -3502-10-001 2.150.00

Fata 300t57 57,100.00 Add. antl #2 6-

65-15

".1.π

[PAGE 31]
D

CRKOTFICATION

(3) It 1s hercty certisied ttat the progea vrdar subprojocts 3, d1 enl/ésdave tran eatislectorily coploted aá retorol wussl taalo. Lowuter, subprojeet do, vaich ia etill ccatiratng aleo roauded raay. Toralore. it 1e reouzctoa taa thas ancotts La sicva telo oa Javoles fusber 1 of subproject l2h bo credited to ths aubprojeota eo thoea belav.

65-16