[PAGE 2]
MEMORANDUM FOR: THE RECORD

SUBJECT: Return of Funds under MKULTRA Subproject 40,Invoice No. 3, Allotment6-2502-10-001

1. It is bereby noted that \$364.74 obtained under Project MKULTRA, Subproject 40, Invoice No. 3, is being returned to Finance:

2. It is requested that Finance credit the above account for the indicated \$364.74.

12 April 1957

102 OESVIUS EDITIONSS

[PAGE 3]
Receipt is hereby acknowledged of the loan of the following two books:

Technical Aspects of Chemical Warfare in the Field, Part I (Project Coordination Staff:April 1946)

Technical Aspects of Chemical Warfare in the Field, Part 2 (Project Coordination Staff - April 1946)

Date: Apiril 3, 1957

40-3

[PAGE 4]
RECEIPT

I hereby acknowledge receipt of the following two checks:

Cashier's Check No, DM.37805,-dated September 17,1956, drawn on the in the amountE of \$26, 667. 00, payable to the

Check No. 9 35938, dated September 24,:1956, drawn on the of in the amount of \$l, 067. 00 payable to the B

Date: OK

40-4

[PAGE 5]
MEMORANDUM FOR: CUIEF. FINANCE DIVISION

VIA:

TSS/Budget Clficer

SUBJECT: MKULTRA Subproject 40 Invoice No.5.Allotment 8-2502-10-001

1. Invoice No. 5 for the above subprojeet is attached. Payruent should be made as follows: ∴.

Casbter's chect in tho amount of \$l, 057,00, drawn on Cashter's check.in the auount of 23, 097.00, drawn on

Both checks should be mado payablē to the

2. Please forward the checks to Chiof, TSS/Chemiteal Divislon through TSS/Budget Officer by Tuesday, 2 Oetober.1956.

S. This Is a fiual (nvoiee.A total cf \$il, 954.74 was obligated under this subprojeet during FY 56. However since it is anticlpated that addltional funds will be obltgated tor this project; the fites should not\_be\_closed.

SIDNEY GOTTLIEB Chtef TSS/CheinIçal DtvIsion

Atlachmenis: Invotce & Certlftcations

ICEREY TPRE ONUGATION RIRE (. 2557 CHAET A0520 01

Distributton: Crig à 2 - Addressce 1.=. Comptroller 4--TSS/FASB 2- TSS/CD

40-5

10 September 1956

[PAGE 6]
INVOICE

For services

CERTIFICATIONS

(1) It 1s hereby certified that this is Invoice No. \$ applyíng to Subproject 40 of MKULTRA, that performanco is satisfactory, that the services are being accoinplishcd In accordance with mutual agreements, that a detaited agenda of the payments and receipts is on file in TSS/CD, that this bill is just and correct and that payment thereof has not yet been-made.

Chief. TSS/Chemical Division

Date:-

(2) It is hereby certified that this Invoice applies to Subproject 40 of MKULTRA which was duly approved, and that the project\_is\_being carried out in accordance with the memorandum dated 13 April-1953 rom tho DCI to the DD/A, and the extension of thts authortty in \$ubsequent memoranda.

[PAGE 7]
3 Jcly\_1035

WEMOIANDURFORI CHIEF,FINANCE DIVISION rss/Dudget Offtcer :

EUUJECTT

MKULTRA-SuSproIecL40
Iavoice No. 4,Alloncent 0-2502-10-001

1. Invoice No. à for tre above subprojeet ts attached. Paysent should bo trade as foltows:

Cashter's check fa the amount of sl3. 333,00. drawn on a Cashier's check in the anount of \$533.00, drawn on a 会

Goth cbecks should bo rade payable to the B waoe.Cther iavolees will fellow later.

2.Please foreard the checks to Chief, Tes/Cnemical Oivtalon torovgn Tes/Budget Cflieer by Touraday. to Joly lyos.

Acuing Chiet TS9/Cherical-Diviston

Attacuuents:

Invoice & Certiltcations I CERTEY TRAT FUNDS AN AVARADLE (Crig &\_1) E UGAION REHIN55 CRGE 10 w0 6.250110-001

40-6

[PAGE 8]
For zervices

B

CERTIFICATIONS

() It is hereby certificd that this is Invoice No. 4 applying to Subproject 40 of MKULTRA, that performance is. satisfactory, that the services are-being accomplished in accordance\_with mutual agrec: ments, that a detailed agonda of the paymen:s and réceipts is on file 1n TSS/CD, that this bill is just and correct and that payment thereof has not yet been made.

Acting.Chief, TSS/Cheinical Division

Date:

(2) It is hereby certified that this invoice applies to Subprojcct 40 of MKULTRA whieh was duly approyed. and that the project is being carried out in accordance with the merorandum dated 13 April l353 from the DCI to the DD/A. and the\_extension of this authority in subsequent memoranda:

Rosearch Director

Date:

\$13,866.00

INVOICES

[PAGE 9]
40-7

FILE40

RECEIPT

Receipt is hereby acknowledged of the following two checks:

Official check No, 161268, dated July 17,1956, drawn on.the . in the amount of \$533. 00, payable to the B

Treasurers Check No. 63037 dated July 12, 1956, drawn on the E . in the amount of \$13, 333.00, payable to the B

Do-25y i96

[PAGE 10]
040-8

NO. 2557

6. 2502-10=001

[PAGE 11]
MEMORANDUM FOR: COMPTROLLER

ATTENTION:

Flaance Division

SUBJECT: MKULTHA.Subproject.40, Additlcnal Autborlzaticn No. 3

Under the authority granted tr the menoraaduu dated 1s April

1953, from the DCI to thaDD/A and the exteasion of this authorlty-

In subsequent taemoranda,Suoproject 40 was previously approved,

Under the same authority an addlttonal suin of 34l, 600 has been....

authorized to.cover the. subprojeet's expenses (thereby bringlag to.

a total of \$4l, 964.74 (uads obligated ducing F'Y 50). to be caarged

to Allotwcent 6-2302-10-001..

SIDNEY GOPTLIEB Chtef Tss/Chemleal Diviston

APPROVED FOR CULIGATION OF FUNOSE

A

CHARCE10 O625-1-091

Resesren Viroctor

Date: JUN 2 1\_1956.

Dlstribution

TSS/CP: (19 June 1956)

19 June 1956

[PAGE 12]
SUBJECT:

Project MKULTRA, Subproject 40

1. Subproject 40 was established to finance the research of Dr. Dr. has been primarily engaged in evaluating various testing techniques for LSp-type cornpounds, both in the laboratory and in normal human beings..

2. At the request of TSS/CD, Dr.  has agreed to undertake en entirely newphase of research. Starting 1 July 1936, Dr. ggwill undertake to iuvestigate the feasibility of utiliz ing aerosols as a delivery system for-various psychochemicals of interest to TSS/CJ. Dr. expectș to expend 60 percent of his budget for this investigaion.

3. In addition to the above investigation, Dr. plans to continue his research of the LSD) blocking effect of various tissue extracis. It is planned that the mechanism of this reaction will be tore fully explored and the results be applied to huiran studies. This phase of the overall program is expected to represent 20 percent of the budget;

4. A third phase of Cr. progcam wilt be-a-continuation of his.studies\_on non-psychotic humans with a view toward raintaining this test grovp.\_The primary purpose of this group will be to serve as a human experinçntal hody for items obtained from 2 and 3 above, in addition to ad hoc testing requests emanating fron. TSS/C.

The estimated cost of the program, starting 1 Jüly 1956, for a period of I5 months will not exceed. 340, 000. To this must be added \$i, 600 representing a four percent service charge to the Thus the total cost is not expected to exceed \$4l, 600. Charges should be made agoinst Allotment 6-2502-10-001.

5. The principal investigator shall submit to the sponsor once a year an audit of expenditures of monies by a Certified Fublic Accountant. It is expected that an annual summary accounting will be

Dorngraded toere. by authorlty of: 187475 cats: Juao 1977

E2 IMFDST; CL BY 187475

40-10

Downgraded to: ernamed by outhörity of: 187475 deto: June 1977

E2 IKPDET; CL BY 187475

18 Jüne 1956

Jilotrd

MEMORANDUM FORTTHERECORD

[PAGE 13]
obtained of funds furnished by the principal investigator. to the ,signed by an official of that organizatión.

6. The principal investigator shall, upon the comopletion of the program year, return to the sponsor any uexpended funds that have been advanced for the research program;

7. Title to permanent equipment purchased with funds furnished to the principat investigator shall remaia with the sponsor, except , that title to equipment purçhased from funds furnished by the principal investigator to the shall be retained by that institution in lieu of higher overbead rates. Upon completion of the program the-sponsor wilt instruct the investigator as to the method and mode of disposal of those items of permanent equipment to-whieb the sponsor retains title. The principal investigator will suomit an annuat inventory of pernanent equipment (exclusive of when the annual certified accounting is subuitted.

8. Accounting for travel reimbursed by funds adniniștered by the shall conform with the practices of that organization. Pravel expenses paid from funds administered by the principal investigator shall be documentedzand maintained on file by the principal investigator for a pericd of two years froro the date of travel. Documentation shall be available for inspection by the sponsor.

9. The existing Memorandum of Agreenent that Dr. has signed will continue to be in force for the period covered by this proposal. On' (ant

SIDNEY COTTLIEB

Chiet TSS/Chemical Division

Attachment:

Proposal

APPROVED FOR OBLIGATION OF FUNDS:

Dowograded to: Mennene by authority of: 187475 date: Juno 1977

E2 IMPDET; CL BY 197475

Downgraded to: De by authority of: l87475 date: June 1977

:E2 1X7DST; CL BY 187475

[PAGE 14]
Dear:

May-I-thank-you-for\_the interest shown by your, Company in the project at should like"to enlist your aid, if I may, for continuation\_ofthe\_project\_along the following lines.

1,—Aerosol\_Studies. The therapy of individuals-by means of-acrosols is of great significancein mçdicine.A hitherto unexplored area of aerosols is the delivery of nebulizers using nonaqucous solvents..It is proposed that studies be made-oforganic materials in nonaqueous.solvents andtheir mixtures with water to determine nebulizer delivery over prolonged periods of therapy, (60 per cent. of budget).

主 2. As you know, the blooking of LSD reactions has been claimed by-many pharmaceutical houscs, although none-of these claims have really been substantiated.It.is proposed that recent investigations by mo on tissue extracts be further explored with a view toward discovering what it is in·these extracts that blocks the LSD reaction, keeping in mind possible application of these compounds to experimental and clinical psychoses in mon. It is understood that this part of the projoct will be discontinued December 3l, .1956. (20 per cent of budget).

WARNING NOTICE SENSITIVE INTELLIGENCE SOURCES AND METHODS INVOLVED

June, 12, 1956

[PAGE 15]
3.Continuätion of studies on nonpsvchotic hwnans with a view toward maintaining a test group, as well as to provido experimental work in a frame-of refercnce different from that frame.of\_reference\_incorporated by items 1. and 2. of the foregoing. However, it shall be tho primary purpose of the nonpsychotic tost group to test-tho-results-obtained by items 1. and 2. (20 per\_cent\_of budget).

It is. anticipated that the foregoing budget may be-amplified-by-supplementary funds\_to be received fron foundations.

The following is the proposed budget. Owing to-the\_uncertainty\_of-plans for.tho fiscal year1956-19571-should-11ke if possible,to have the priviiogo of utilizing the proposed budget to September 30, 1957 rather than to June 30, 1957.

WARNING NOTICE

SENSITIVE INTELLIGENCE SQURCES AND METHOOS INVOLVED

2

[PAGE 16]
Proposed Budget

Salaries

29,950

A. Professional 1. Principal Investigator 8,500 2.Biophysicist or Physica1Chemist6,500

15,000

B. Technical .1. Research Assistant 4,750 2. Biologist 3,200

C. Sccretarial-Editorial

Expéndablo Supplies Fish, chemicals, glassware, photography, telephone, stationery

Exoeriments on Man Payment-of subjects,food, professional-assistance

Travel

Overhcad

With manythanks and hoping for your continued support; I am,

Yours sincerely,

3

WARNING NOTICE SENSITIVE INTELLIGENCE SOURCES AND METHODS INVOLVED

[PAGE 17]
RECEIPT

.Recelpt of \$10, 440.93 from the

a retera to the Agency of surplus (unás under contract RD-37 from

B

the Third Pary, a

Da0:5/3/5=6

Rec-2131

[PAGE 18]
MEMORANDUM FOR: CHIEF, FINANCE DIVISION

SOBJEOT MULTRA Subprojeot 40, Inyoice 3 A11otment 6-2502-10-001

1. Invoice 3 for tho above subproject is attached. Payment ahould bo sda in tho fora of cash.

2. The cash should bo foruarded-to Chief, TSs/Chenical Division, through TSS/Badgot Cfficer, no later than 4 May 1956.

3. Thia is a final invoice, A total of 364.74 wes obligated under this qubproject during Fí5ó, However, aince it is anticipated that ediitional funda will-be obligated for this projeet, the files should not be closed.

SIDNEY COTTLIEB Chief TSS/Chentcal Diviafon

Attachments: Invoice & Certificetions

Digtributiont Orig & 2 - Adressee 1 - Comptroller

PAID MAY1 1956

1a 786-6001221011:12926414 3647 11364,7

CASH PAYMENT IN! AMOUNT OF S3ZZ RECEIVED.YIS6.

40-12

23 Apr11 1956

[PAGE 19]
INVOICE

For services

CERTFICATIONS

(1) It is hereby certified that this is Invoice 3 epplying to MULTRA Subproject-40,-that-performance-is-satisfactory, that the services are being accoapliphed-in accordance with mutual agrecments, that-a detailed agenda of the payments and receipts ie on file in TSs/CD, thät-this-bill-is-just and correct and that payment thereof has not yet been made.

Chief TSS/Chenical Divieion

Date:

(2) It io hereby cortified that this involce applics to MULTRA Subprojeot 40, which was duly epprovel, anà that the project is being carried out in accordanes with the zesorandun dated 13 April 1953, froa the DCI to the DD/, and tha extension of this authority in subsequent memorarda;

Datel

Research Direotor

[PAGE 21]
HEMORAIOUM FOR: CONPTROLLER

ATTZTIONt Financo Division

SOBJITT /UARA, Subproject 40, Additional Autnorizatica do, 2

Under the authority granted in the msaprandua dated 13 Apeil 1953, froa the DCI to. tho DD/A and thə extension of thle authority in cubsequent menorania, Subproject 40 vas previously approved. Under the saze authoritz an ndditional-cua of 6364.74 bas been authorized to cover tho gubproject's expensea (thereby bringing to à total of 8364,74, fuads obligated during FY 56), to bo charged to A110tment 6-2502-10-001,

SIDNEY CCTTLIES Chlef TUS/Chomical-Divialou

APREOVED FOR OBLGATION

ORIATOUASNCE.CHACE10C6-502--

Kesearoh Direotor

Date: $\lim \limits _ { b  \infty } \frac { r ^ { - 1 } R } { 1 + \sqrt { 2 } }$

$$
z = \Im \Im / \exp .
$$

$$
\lim \limits _ { n  \infty } \frac { n  \infty } { 1 2 } \cdots 1 \frac { n } { 1 } \Leftrightarrow \frac { \pi ^ { 2 } } { 1 2 } \Leftrightarrow \frac { n \pi ^ { 2 } } { 2 }
$$

TSS/CD (17 Apr11 19:6)

AUTORENS OFICER

17 611 1956

[PAGE 22]
SUBJECT: Project MKULTRA, Subproject 40

1. During the period 3 July 1953 to 3 July 1955 Dr. furnished a total of 876,420.00 to Hospital for a portlon of the work on an approved MULTRA activity (see Subprojects 7 and 23). During this same period the Hospital expended a total of \$84,605.32. From the other phases of Dr. project there was an unexpended balance of \$7,820.58 during this two-yesr period. Thus there vas a deficit of \$8,185.32 on the portion and an excess of \$7,820.58 on the remaining portions leaving a net over-expenditure of \$364.74.

2. financed its over-expenditure by applying unreturned funds furnished that institution during the yeer 3 July 1952 to 3 July-1953 under. RD-37. The entire over=expenditure occurred during the year 3 July 1954 to 3 July 1955 end ocourred because Hospital ineluded previous unexpended funds in their total balence and included these funds when indicating to our contractor-DF. the unexperded balence of funds on hand. The interaal difficulty created for. TSS/CO is that the RD-37 furds furnished in 1952-53 must be accounted for separately from the MKULTRA funds furniehed alter 3 July 1953.

3. For security reasons there is no way to recover the funds Bospital expended in excess of what they received efter 3 July 1953. These-funds were all expended in legitimate activities in connection with an approved MULRA project.

4. A total of \$364.74 of current FY 56 funds ia therefore required to compensste-for RD-37-funds which were expended sgainst an approved MKULIRA project.

5. A summary of payments and expenditures from 3 July 1952 to 3 July. 1955 is attached.

6. The above procedures were approved by Mr. MULTRA auditor for 1956, at a meeting attended by r.

40-14

16 Apr11 1956

[PAGE 23]
SIDNEY CÓTTLIIB Chief TSS/Chemical Division

Attachment:
Summary of Payments and Expenditures

APPROVED:

Research Director

Original only

[PAGE 24]
1. During the year 3 July 1952 to 3 July 1953 a total of \$49.500.00 vas paid toHoopital under RD-37. A total of \$39,059.07 was expendod, leaving an unexpended amount of \$10,440.93. Since at the conclusion of this period the funding mechanien waa changed, it is necessary to return to the Agency \$10.440.93 earcarked as a return of fD-37 funds..

2. Following 3 July 1953 the ectivitiea at Hospital were included as a portion of profects set up for Dr. Funds vere\_provided to Dr. who in turn provided a portion to Hospital in the nane of the graning Foundation. See attached table for a summary of these payments end expenditures.

3. Since \$10,440.93 must be returned to RD-37, it wil1 come from the following sources:

Excess from

for 3-year period

Excess from

for 2-year period

Allotment from MKULTRA

364.74

\$10,440.93

Summary of Paygents and Expenditures

[PAGE 26]
0 ff40 Oypprovid 21pomary 1955 Allstment 5-2502-10-001 41,600.00

Iny. Date Amount Brlance 1 5/25 13,864.66 27733.34 2 6/27 27,73334

Appil 1956 #36474

Inv. Dot Bmt Bolance 3 23原 364.74 0

[PAGE 27]
Total, Expenditure FY 1955 - \$41,600.00

FY 1956 Funds to be Authorized

[PAGE 28]
Q40-15

December 2, 1955.

Dear Sir:

We have exarined your chęck book and bank. statements relative to the and subait herewith a Summary Statement of Cash Receipts and lisbursements for the period from July4, 1954 to, July 3, 1955.

Receipts and disbursements for this fund aropeintained in a-SpecialAccount with the

In our opinion, the accompanying Staterent of Cash Receiots and Disbursements correctly sets forth all transactions for the Fiscal Year ended July 3, l955, as well as the unexpended balance on deposit as of July 3, 1955.

Respectfully submitted,

CERTIFISD PUSLIC ACCOUNTAIT

[PAGE 29]
SUITARY STATEIGNT OF CASH RECIPTS AND DISBURSEMENTS OF THE FOR THE FISCAL YEAR ENDED JUIX 3, 1955

sh Receipts
July 9, 1954
Noveaber 17, 1954
January 28, 1955
karch 18, 1955

Total Cash Receipts

Transfer of Fundospital B 27;770.00 12,000.00 46,770.00

72,660.01 76,530.33

Total Cash Disbursements Cash Balance - July 3, 1955

65.905.77 \$10,544.56

lote: On Soptember 16, 1955, an additional amount of ¿2,723.93 was transforred to tho for t he balance due for the pericd ending July 3, l955.

[PAGE 30]
July 3, 1955 to January'3, 1956

Cash Balauce - July 3, 1955

Cash Disbursements

Total Cash Disbursements

[PAGE 31]
I hereby acknowledge receipt of the following: SHECK#OONSIN THE AMOUNT OF SREEK67 RECEIVED.

CHECKG23SZ IN THE AMOUNT OF \$/666 RECEIVEO.

please return\_signed copylies) of this receipt

RECEIPT

I hereby acknowledge receipt of check #-201315 dated 11 July 1955

MEMORANDUM RECEIPT

[PAGE 32]
RECEIPT

I horoby acknoulodge receipt of cheok fM-201315 Cated 11 July 1955 drawn ou in the aront ofE 826,666.67, payable to the

Datet

RECEIPT

I hereby acknowledge receipt of check #G-2357 dated 11 July 1955 drawn on the , in the amount of \$1,066.67, payable.to tho,

Dase:

[PAGE 33]
RECEIFT

I hereby acknovledge reoeipt of chock fG-2357 datod 1l July 1955 drawn on the in the èmount of B \$1,066.67, payable to tho

Daso:

[PAGE 34]
27 Jubo 1955

HEMECADUH FCRI CHLF: PTHANCS DIVISIOS

Tes/Bodgot Orficer

Frojcet-ERA,SpbproJoot 40 Invo1co 2, A1lot 2nt 5-2502-10-001.

1. Lavoiso No. 2 for Euborojoet 40 of PYojeot HULTFA io attachcd. This iavoico is tho linal ono to bo cnbaittad? wader Sutorojeot 40, and uhea paid constitutea coplate yayrxat of thls rroject. It is ronueoted that t cavaont.to mote by tvo caceler's checke.deava oa a i one:in the Loth B acount of 2o,coo.67 and tho.cccond choek cheoks chonld ba payablo to:tha The cheeka should bo ceat to Chdor, Too/0 through Tee/.udget Crficer no lator than 11 July l995.

2.Tho teo drvoices covering-thisubpaojeet esregato 8/1,600.00 cnd reoreront the tetal cseodiuro to bo aodo undar this coéoroject. It lo requeated, thereforo, tiat the files on Subproject 40 bo closed.

SIDNEX GOTTLIEB Chier TCS/Cenical Diviaion

Attachncnts: CHECKBG IN THE AMOUNT OB S667 Invoice & CertificationoRECEIVED.11/H
Diatricubiont. Orig & 2 Addreosre 1Cosotrolle -1 - TSS/FASD EORGZON THE AMOUNT OF. S/NG 2 --TSS/CD REDEIVEO:

40-20

[PAGE 35]
-\$27,733.34

CERTIFICATIONS

(1) It is hereby certified that this is Involca No. 2 applying to Subproject 40 of Project MUInA, that porTonmnce is matisfactory, that the servlces aro being ecconplishod in accordance with rartul agreemonts, that a detailed egonda of tho payuents and recoipts io on file in TSs/co, that this bill is just and correct aná that paysent thoroof has not yet been made.

(2) It is hereby certified that this invoice applies to Subproject 40 under Projoct latlRA vhich vas duly approved and that the projoct is being carried out in accordance with tho remorand dated 13 April 1953 froa tho DOI to the. MD/A, and the extension of this authority in subsequent mesoranda.

Rosearch Dircctor

IIVOICE NO.2

27 June 1955

[PAGE 36]
RECEIPT

Receipt is hereby acknowledged of the following two (2) checks: Check drawn on the No. G-1682 B
in the amount of \$13,333.33, payable to the
Check drawn on the No. G-1681
in the amount of \$533.33, payable to the

Date: 20 May 19Ss

40-21 FILE SUB

[PAGE 37]
The purpose of this Momorandun of Agreement is to set forth the mutual administrative responsibilities of tho principal rescarch investigator and the sponsor. Therefore it is mutually agreed that,

A. The principal investigator shall subait to the sponsor once
a year an aulit of exponditures of monies by a Certified Public Ac
countant and an infornal sunmary ststement of expenditures as of the
six-month point. It is expected that an annual summary accounting
will be obtained of funds furnished by the principal investigator to
the and Hospital, signed by an official or the organization,

B. The principal investigator shall, upon the completion of the prograin,return to the sponsor any unexpended funds that have been advanced for the research progran.

C. The investigator shall open and maintain a special bank account for receipt of all funds advanced by the sponsor. In addition to this, the investigator shall sign a Declaration of Trust on the special bank account,

D. Title to pernanent equipment purchased with funds furnished to the principal invostigator shall remain with the sponsor, exeept that title to equipuent purchased from funds furnished by the principal investigator to ther ora Hospital shall be retained by those institutions in lieu of higher overhead rates. Upon coupletion of the program the sponsor will instruct the investigator as to the method and mode of disposal of those iteas of permanent equipment to which the sponsor retains title.

Accounting. for travel reimbursed by funds adninistered by the shall conform with the practiccs
of that organization. Travel expenses paid from funds administered by
the principal investigator shall be documonted and maintained on file
by the prinoipal investigator for a period of two yeers fron the date
of travel. Docwnentation shall be available for inspection by the sponsor.

F. Technical reports on research progress will be submitted at periods specified by the sponsor.

40-22

MEMORANDUM OF AGREEMENT

Date:

[PAGE 38]
That I, hereby acknowlodge end deolare that. I am possessed or and hold tho title or record to tho following property and trust:

All monies in the "Special Account" in my name with

for the only benefit and advantage of
(hereinafter called the "Owmer"), who is vested vith legal title to the said property, and the sane is to be rsed by me ouly for the
official business of, ard in accordance with direetions fron, the
Ovner, and I for myoelf and my executors, apzinistrators and assigns hereby covenant with the Owmer to relinauish the said property to the Oumer, or to any third party dezigvated by the Ovaer, ant in the event of my death such request shall be considered to hae boen nade to me prior to the date of my death and shall be binding upoa ny executors or administrators and assigns without any further demnand or acknovledgment; providel that, pending final disposition or ozhaustion of the aforassid property, I shall take all action that may be necessary and proper for prudent management, investient and control of guch property in accordance vith directioas from tho Owner.

40-23

DECLARATION OF TRUST

XNOW ALL MEN BY THESE PRESENTS:

[PAGE 39]
I hereby acknowledge receipt of the following:

Plesse returnsigned'copylies) of this receip C

ORM NO. 36-66
AR 1949

SUBJECT:

40-24

14June 1955 DATE

[PAGE 40]
40-25

25 lay 1955

MELIRANDUM FGRLCHIE, FINANCE DIVISION

VIA:

TsS/Bodgot Cfficer

SOSJECT:

Suboroject. 40. Peoject-MULaRA 15/01C8\_X0.1;A110t:ent5-2502-10-001

Evoico No. 1 for Sabprofeot 40.of. Project leplE 1s
attached. Cther- iuvoicon vill Tollov. It fs rocuostod
that paysent bo rado- by-Cachier's Cbseks (2) ao follovat
one in the anount of s13,333.53 end tho othor for 8533.33.
Both chocks chould bo rode poyable to tho faynant shovld çe rade to T35/Dadgot-Cfiocr iy 9 Ae 1955.

STONEX GOPPLIEB Chief, T8s/chenieel Divialqa

Attochonti Invoico\_&\_cortifiçationg

Distributicat Črig. & 2 = Addrsssoo= 1 - Cergtroller 1-TSS/FASB 2 -TSS/CD

I CERTFY TAI HUNOS ASE AVARLABLE 160 550280

[PAGE 41]
INVOICE

For poyzent of-services incred in connection with MULMRA Subproject 40: \$13,866.66

SID:EY GOTTLIEB, C/TSS/CD

CEATIFICATIONS

1. It is horeoy cortified that this is Imvoice No. 1 applying to Subproject 40 of Project-lhuLTA tt perrornanco voe satietactory; that the cervices vore accosplishod in sccordanco vith muiual agrcczants, that a dotailod egenda of the payients and receipts aro on file in TSs/0, that this bill is just end corroct, and that payuent thoroor has not yet boen nede.

SIDNEX GOTTLIEB, C/TSS/CD

Dato:

2.It is horety certified-that-thip invoice epplies.to Subprojoet 40 under. Projeet ikULiRA vhioh vas Guly aparoved ard the projoct io being carried out in accordance with tho momcrandu dated 13 April 1953 froa DCI to tha DD/0, and tho exeasion of thio cuthority, iu subsoquent-memoranda.

Datet

Rovoerch Director

[PAGE 42]
E2 IMPDET; CL BY 187475

MEMORANDUM FOR THE RECORD

SUBJECT: Project MKULTRA, Subproject 40

1: Subproject-ho is being established to finance the research.of Dr. for the poriod 4 July 1955 to 4 July 1956. The project work will be carried out primarily at the

2. The work under this subproject wi1l include further clinical and pharmacological-studies of-LSD and other potential peycho-chemicals,\_with cmphasis on the latter. It will also include antidote end\_synergy-experiments on these chomical materials.

3. This\_subproject is being activated at this time because the coatractor requires-a firm coamitment in order\_to\_definitely assure che necessary laboratory facilities and personnel.for\_the proposed research.

4. The fuods for this project will be disbursed by the , for cover purposes. The total anount required for the-contractor is 40,000, as indicated in the attached cost-breakdown.The 4% service charge to the 13 \$1,600.00.Thus the total anownt allotted to\_this investigation is \$41,600.00.

Chemical Division, TSS

APPROVED:

Attachment: Propógal

€hief, Chemical Division, TSS

APPROVED FOR OBLIGATION OF FUNDS:

Dorazradsd to: COUFDCTA by outhority of: 187475 cate: Juno 1977

ResearchDrector

Date:  fr, 195.

Dowosraded.to: CONFIDENTIAL by oathority of: 187475.. Cato: Juno 1977

r

E2 IMFDET; CL BY 137475

[PAGE 43]
I was very glad to-have the privilege of talking over with you the/ possibility of continuing research next year, In accordance with our dis cussion, the project would be set up-primarily-ate provided that I can make a firm commitment before anyone else gets the space.In addition, Dr. needs the approvalof the executive committee which I believc should be routine since a precedent has bccn set up during the past sunimer when normal subjects were used,

As I visualize the project, the commercially important compounds. will be studied about half of the research time with the rest of the time 'devote to antidote and synergy experiments on mnan as well as experiments on lower forms. This partition is ncccssary as wc discussed to provide the sanction required by all parties concerned and is contingent upon thc following budget:

I. Salarics

A.-Technical

1. Principal Invcstigator 8,500

2. Dr..9,000

3. Assistant 4,500

B.,Secretarial .5,500

1. Secretary3,500

2. Half-time secretary 2,000

C. Subjects

if. Expendable Supplies 3,500

III. Travel and Transportation 1,500

IV. Overhead

40-27

December 27, 1954

WARNING NOTICESENSITIVE INTELLIGENCESQURCES AND METHODS INVOLVED

[PAGE 44]
This project is alsocontingent upon our obtaining all of the B equiprnent from The Hospital, scme of which could be sold although tho resale value of thcse items is small. In accordance with our conversation I am planning-to try to raise additional funds from other sourccs as well as  If an additional \$15, 000 can be raised fror other sources I believe that the study of industrially important compounds can be increased appreciably:so that 80 to-90 per cent of the research time can be allocated\_to these compounds

At this time. although not-dircctly connected with the foregoing, but indirectly connected with the project as a whole, has been the coopcration which I have received from As you know, they, have provided me with many compounds and have cooperated in many ways in facilitating the program of the experiments. It has béen a natural\_consequencc of this cooperation, espccially because of the.claims which I have made with their product( reprint enclosed) that those threapeutic claims-be broadencd to include\_the\_use\_of their product in group therapy. The transcriptions of our data make it appear that certain basic postulates of the uso\_of the drug in group therapy mav be obtained by screening the data.--I had proposed to before your expanded 1955-1956 project materialized and at a time when I thought that no project could be. plannedthat provide me with a psychologist interested in group therapy to screen thq data. I know on the basis of the conversation here that you thought that perhaps this form of support might not be.desirable However, I wonder if it would be wise for me to refuse their support. . I do not believe that they would get any closcr-to the project than thcy are now. As a matter of fact, the work could be done here in my office and not at Indeed, I had visualizcd having a psychologist doing it in his own homc or office since this will be just screening verbatim transcripts. In view of our discussions pertaining to my position in-the general field with particular reference to the ease\_withwhich I could participate in the exhibits (no clearance) I wonder if it would be wise for me to refuse funds for an investi gation of data away from the Biological L,aboratory designedfocus attention on therapy. T.

Dr. Meaamid sci thtwe should pocr. C mnved OK With best personal regards and best New Year's grcetings, I am,

P. S. Since writing this as you know, I am planning to see 11 also occurred to me that I could apply to the Public Health Service fbr a supplementary grant if.that is not cóntraindicäted.

WARNING NOTICE SENSITIVE INTELLIGENCE SOURCES AND METHODS INVOLVED

C

[PAGE 45]
20 Jamery 2955

TEONVOU FOR:CGTTOOLIXR

ATETIO: Mnance Divisian

SUBJECT: Project Nair, Subyroject ho

Uoder-tho eutority pranted-in tho Nencrends. cated

13 Ail 1053 frãa the DcI to the- 0o/à, d the extengion of thto

enthority in svteequaat-nexeanda, Sutproject ho hes beeo mproved,

aná Sh,Coo.00 cf. the cver-adl Projrct H0UL tuda:havo beon

coliratod to nxoeer tho cubaoject'e oqeaoes end ahauld te cherged

to A11otasnt 5-2502-10-001.

SIEY COTPIJER SIRAY\_GOTFJER

Chief Creaical Divisico, Ts

APPRCNED POR GELIGACIOR:OP FUNIST

Date:

I CERTIFY-THAT FUNDS ARE AVAILABLE:

Distritusicat Addressse . Crig.&.2

OBLIGATION REFESENCC Ho

CHARGS TO ALLOTPERT YO. 5.02-10-07

JAN 2 8 EL AUTHORIZING OFFICER

[PAGE 46]
THVCIOR CRAX SOET

cubprojt 40

Addittooal Pericl Rão Me Aulotmat Amount ef kutbortcasicao Cevared corcsd to Colleoties 180pr5h 16-3502-10:001 364.74 3112Sa 16 6.2002=10-02 4.1600.00

Ianvoter Fo. 5/25/55 13866.06 12733.31 2... /21/55 2773334 - 3 1/23/56 364.74 0/3./56 13.8.66 27034,00 7 10511617734.00 女

[PAGE 47]
Dear Sir:

We have examined your check book and bank statements relative , and submit herewith a Summary to thee Statoment of Cash Receipts and Disbursements for the period from July 4, 1955 to July 3,1956.

Receipts and disbursemonts for the fund are maintained ina Special.Account with the

In our opinion, the accompanying statement of Cash Receipts and Disbursements correctly sets forthall transactions for the fiscal year ended July 3, l956 as well as the unexpendcd balance on deposit as of July 3, 1956.

Respectfully submitted,

October 5, 1956

[PAGE 48]
38.114.10 \$ 1,885.90

[PAGE 49]
January 21, 1958

Dear Sir:-

We have examined your check book and bank statements relative to the and submit herewith a Summary Statement of Cash Receipts and Disbursements for the final period from July 4, 1956 50 July 3, 1957.

Receipts and disbursements for this fund were maintained in.a Special Account with the

In our opinion, the accompanying Statement of Cash Receipts and Disbursements correctly sots forth all transactions for the fiscal year ended July 3, i957 as well as the final disposition of the unexoended funds.

[PAGE 50]
Jnexpended Cash Balance - July 3, 1956