Exhibit 10.30(d)

THIRD AMENDMENT TO CREDIT AGREEMENT AND FIRST AMENDMENT TO SECURITY AGREEMENT

 

THIS THIRD AMENDMENT TO CREDIT AGREEMENT AND FIRST AMENDMENT TO SECURITY
AGREEMENT (this “Agreement”), dated as of March 30, 2016, is by and among Atlas
Energy Group, LLC, a Delaware limited liability company (the “Parent”), New
Atlas Holdings, LLC, a Delaware limited liability company (the “Borrower”),
Atlas Lightfoot, LLC, a Delaware limited liability company (“Atlas Lightfoot”),
the Lenders party hereto and Riverstone Credit Partners, L.P. (“Riverstone”), as
Administrative Agent (the “Administrative Agent”) for the lenders party to the
Credit Agreement referred to below (the “Lenders”).

 

RECITALS:

 

A. The Borrower, the Parent, the Lenders and the Administrative Agent are
parties to that certain Credit Agreement, dated as of August 10, 2015 (as
amended by that certain Amendment to Credit Agreement, dated as of August 24,
2015 and by that Second Amendment to Credit Agreement, dated as of January 20,
2016 and as further amended, restated, amended and restated, supplemented or
otherwise modified from time to time prior to the date hereof, the “Original
Credit Agreement” and as further amended by this Agreement, the “Credit
Agreement”), pursuant to which the Lenders have provided certain Commitments
(subject to the terms and conditions thereof) to the Borrower.

 

B. In connection with the execution and delivery of the Original Credit
Agreement, the Borrower, the Parent, Atlas Lightfoot and the Administrative
Agent entered into that certain Security Agreement dated as of August 10, 2015
(as amended, restated, amended and restated, supplemented or otherwise modified
from time to time prior to the date hereof, the “Security Agreement”).

 

C. The Borrower and the Lenders have agreed that a portion of the Indebtedness
owing under the Credit Agreement in an aggregate principal amount equal to
$35,854,916, which is comprised of Loans in a principal amount of $33,450,000
and the outstanding Prepayment Premium in an aggregate amount of $2,404,916,
shall be bifurcated from the Indebtedness owing under the Credit Agreement and
shall constitute second lien loans under that certain Second Lien Credit
Agreement, dated as of the date hereof (the “Second Lien Credit Agreement”), by
and among the Borrower, Riverstone, as administrative agent thereunder, and the
lenders party thereto.

 

D. The Borrower has requested that the Administrative Agent and Majority
Lenders, and the Administrative Agent and the Lenders party hereto (pursuant to
the terms hereof) have agreed to, amend each of the Original Credit Agreement
and the Security Agreement as set forth herein.

 

E. The Lenders signatory hereto and the Administrative Agent are willing to
consent to such amendment of the Original Credit Agreement and the Security
Agreement, as more fully described herein, and upon satisfaction of the
conditions set forth herein, this Agreement shall become effective as of the
Effective Date.

 

NOW, THEREFORE, in consideration of the premises and the mutual covenants herein
contained, for good and valuable consideration, the receipt and sufficiency of
which are hereby acknowledged, the parties hereto agree as follows:

 

SECTION 1. Capitalized Terms.  Capitalized terms used but not defined herein
shall have the meanings assigned to such terms in the Credit Agreement.

 

 

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SECTION 2. Amendment of Original Credit Agreement. In reliance on the
representations, warranties, covenants and agreements contained in this
Agreement, and subject to the terms and conditions contained herein, the parties
hereto agree as follows:

 

(a) the Original Credit Agreement shall be amended effective as of the Effective
Date by incorporating the blacklined changes shown on the marked copy of the
Original Credit Agreement attached hereto as Exhibit A;

 

(b) Exhibit D to the Original Credit Agreement (Form of Compliance Certificate)
is hereby amended and restated in its entirety in the form attached hereto as
Exhibit B and made a part hereof and the Credit Agreement.

 

(c) Annex I to the Original Credit Agreement (List of Commitments) is hereby
amended and restated in its entirety in the form attached hereto as Annex I and
made a part hereof and the Credit Agreement.

 

(c) the schedules to the Original Credit Agreement are hereby amended and
restated in their entirety in the form  attached hereto as Schedule 1 and made a
part hereof and the Credit Agreement.

 

SECTION 3. Amendment of Security Agreement. In reliance on the representations,
warranties, covenants and agreements contained in this Agreement, and subject to
the terms and conditions contained herein, the parties hereto agree as follows:

 

(a) The definition of “Pledged Interests” set forth therein is amended and
restated in its entirety as follows:

 

“Pledged Interests” means any Grantor’s right, title and interest in and to all
of the Equity Interests now owned or hereafter acquired by such Grantor (other
than Equity Interests issued by Atlas Resource Partners Holdings, LLC, Atlas
Resource Finance Corporation, their respective Subsidiaries, the Subsidiaries of
Atlas Resource Partners, L.P. and the Atlas Lightfoot, LLC and equity interests
of Lightfoot Capital Partners GP, LLC), including, for the avoidance of doubt,
the ARP A Units, the Class C Preferred Units, the ARP Units, regardless of class
or designation, including in each of the Pledged Companies, and all
substitutions therefor, replacements thereof and additions thereto, all
proceeds, interest, profits and other income thereof and all rights relating
thereto, including any certificates or instruments representing the Equity
Interests, the right to receive any certificates or instruments representing any
of the Equity Interests, and the right to receive all dividends (cash, stock or
otherwise), distributions of income, profits, surplus, or other compensation by
way of income or liquidating distributions, in cash or in kind, and all cash,
instruments, rights to subscribe, purchase or sell, all other rights and
property from time to time received, receivable, or otherwise distributed in
respect of or in addition to, in substitution of, on account of, or in exchange
for any or all of the foregoing, and all books and records relating to any of
the foregoing.  “Pledged Interests” does not include any Equity Interests that
constitute Excluded Property.

 

(b) Section 3.2(d) of the Security Agreement is hereby amended and restated in
its entirety as follows:

 

(d) for each Investment Account (other than any Excluded Deposit Account)
whether now existing or hereafter acquired or created, the respective Grantor
shall cause the institution with which the Investment Account is maintained to
execute and deliver to the Administrative Agent within ten (10) Business Days
of, with respect to now existing Investment Accounts, the

 

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Third Amendment Effective Date, and with respect to all other Investment
Accounts, such Investment Account's creation or acquisition (or such later date
as the Administrative Agent may agree in its sole discretion), a “control
agreement” in form and substance reasonably satisfactory to the Administrative
Agent. If any institution with which an Investment Account is maintained refuses
to, or does not, enter into such a “control agreement” for an Investment Account
for which a “control agreement” is required by the preceding terms of this
Section 3.2(d), then the respective Grantor shall promptly (and in any event
within ten (10) Business Days of the date of such refusal or failure (or such
later date as the Administrative Agent may agree in its sole discretion)) close
such Investment Account and transfer all balances therein to another Investment
Account meeting the requirements of this Section 3.2(d); and

 

(b) The schedules to the Security Agreement are hereby amended and restated in
their entirety in the form of Schedule 2 attached hereto and made a part hereof
and the Credit Agreement.

 

SECTION 4. Condition to Effectiveness.  This Agreement shall become effective on
the date (the “Effective Date”) the following conditions are satisfied:

 

(a) the Administrative Agent shall have received executed counterparts (in such
number as may be requested by the Administrative Agent) of this Agreement from
the Borrower, the Parent, the Administrative Agent, AEG and the Majority
Lenders;

 

(b) the Administrative Agent shall have received a certificate of an authorized
officer of each Loan Party dated as of the Effective Date certifying to the
effect that attached thereto is a true and complete copy of resolutions duly
adopted by the board of directors, board of managers or member, as the case may
be, of each Loan Party authorizing the execution, delivery and performance of
this Agreement, and that such resolutions have not been modified, rescinded or
amended, such resolutions are in full force and effect and there are no plans to
modify rescind or amend such resolutions;

 

(c) the Administrative Agent shall have received all reasonable and documented
out-of-pocket costs and expenses due to the Administrative Agent and the Lenders
and required to be paid on the Effective Date (including, to the extent invoiced
prior to the Effective Date, the reasonable and documented fees and expenses of
Latham & Watkins, LLP, counsel to the Administrative Agent); provided, however,
that the Administrative Agent shall not be entitled to receive fees, costs and
expenses, together with fees, costs and expenses paid to the Administrative
Agent and its counsel of the Second Lien Documents, in an aggregate amount in
excess of $225,000;

 

(d) the Administrative Agent shall have received duly executed Notes payable to
each Lender requesting a Note in a principal amount equal to its Commitment
dated as of the Effective Date;

 

(e) the Administrative Agent shall have received prepayment of the Indebtedness
owing under the Credit Agreement, consisting of a prepayment of the principal of
the Loans in an aggregate amount equal to $4,250,000 and the accrued interest
owing thereunder in an aggregate amount equal to $500,822.22; provided, however,
if the aggregate amount of fees, costs and expenses of the Administrative Agent
and its legal counsel paid pursuant to clause (c) above, together with fees,
costs and expenses paid to the Administrative Agent and its counsel of the
Second Lien Documents, does not exceed $225,000, then the amount equal to the
difference between $225,000 and the aggregate amount of such fees, costs and
expenses shall be applied to prepay the Loans; and

 

(f) (i) the Administrative Agent shall have received a fully executed copy of
the Second Lien Credit Agreement, together with executed copies of the material
Loan Documents (as defined in the Second Lien Credit Agreement) delivered in
connection therewith, and (ii) the conditions to effectiveness

 

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set forth therein (other than the satisfaction of the condition set forth in
this clause (e)(ii)) shall have been satisfied (or otherwise waived by the
Lenders in accordance with the terms thereof).

 

SECTION 5. Post-Effectiveness Covenants.

 

(a) Within thirty (30) days following the Effective Date (or such longer period
as the Administrative Agent may agree in its sole discretion), the Loan Parties
shall provide the Administrative Agent with counterparts of properly executed
account control agreements in respect of all accounts required to be subject to
security by the terms of the Security Agreement and the other Security
Instruments; provided, if any institution with which an account is maintained
refuses to, or does not, enter into such a “control agreement” for an account
for which a “control agreement” is required by the preceding terms of this
Section 5(a), then the respective Loan Party shall promptly (and in any event
within thirty (30) days of the date of such refusal or failure (or such later
date as the Administrative Agent may agree in its sole discretion)) close such
account and transfer all balances therein to another account subject to a
properly executed account control agreement.

 

(b) Within thirty (30) days following the Effective Date (or such longer period
as the Administrative Agent may agree in its sole discretion), the Parent shall
provide the Administrative Agent with counterparts of properly executed
securities control account agreement or uncertificated securities control
agreement with respect to the securities accounts or securities (other than
Excluded Property) held by the Parent with American Stock Transfer and Trust
Company, LLC, in form and substance reasonably acceptable to the Administrative
Agent.

 

(c) Notwithstanding anything to the contrary set forth in the Security
Agreement, deliver to the Administrative Agent, within thirty (30) days
following the Effective Date (or such longer period as the Administrative Agent
may agree in its sole discretion), a control agreement in order to perfect the
Administrative Agent’s Liens in the Equity Interests of Atlas Growth Partners,
L.P. owned by the Parent by “control” in form and substance reasonably
acceptable to the Administrative Agent.

 

For the avoidance of doubt, the breach of any clause in this Section 5 shall
become an immediate Event of Default.

          

SECTION 6. Miscellaneous.  

 

(a) Further Assurances.  Each of the Parent and the Borrower shall, and each
shall cause each other Loan Party to, at its expense, promptly execute and
deliver to the Administrative Agent all such other documents, agreements and
instruments reasonably requested by the Administrative Agent to comply with,
cure any defects or accomplish the conditions precedent, covenants and
agreements of the Parent, the Borrower or any other Loan Party, as the case may
be, in this Amendment or to further evidence, or to correct any omissions in
this Amendment or the Security Instruments, or to state more fully the
obligations secured therein, or to perfect, protect or preserve any Liens
required pursuant to this Amendment or any of the Security Instruments or the
priority thereof, or to make any recordings, file any notices or obtain any
consents, all as may be reasonably necessary or appropriate, in the reasonable
discretion of the Administrative Agent, in connection therewith.

 

(b) Confirmation.  The provisions of the Loan Documents, as waived or otherwise
modified hereby, shall remain in full force and effect in accordance with their
terms following the effectiveness of this Agreement, without any other waiver,
amendment or modification thereof.

 

(c) Ratification and Affirmation; Representations and Warranties.  Each of the
undersigned does hereby adopt, ratify, and confirm the Credit Agreement and the
other Loan Documents to which it is a

 

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party, as modified hereby, and its obligations thereunder.  Each of the Borrower
and the Parent hereby (i) acknowledges, renews and extends its continued
liability under, each Loan Document to which it is a party and agrees that each
Loan Document to which it is a party remains in full force and effect, except as
expressly modified hereby and (ii) represents and warrants to the Lenders that:
(1) as of the date hereof, after giving effect to the terms of this Agreement,
all of the representations and warranties contained in the Credit Agreement and
each Loan Document to which it is a party are true and correct, except to the
extent any such representations and warranties are expressly limited to an
earlier date, in which case, on and as of the date hereof, such representations
and warranties shall continue to be true and correct as of such specified
earlier date and (2) immediately after giving effect to this Agreement, no
Default or Event of Default will have occurred and be continuing.

 

(d) Guarantors’ Acknowledgment and Ratification.  With respect to the amendments
to the Credit Agreement effected by this Agreement, each Guarantor hereby
acknowledges and agrees to this Agreement and confirms and agrees that the
Guaranty Agreement and any Security Instrument to which it is a party (as
modified and supplemented in connection with this Agreement) is and shall
continue to be, in full force and effect and is hereby ratified and confirmed in
all respects except that, upon the effectiveness of, and on and after the date
of this Agreement, each reference in the Guaranty Agreement and any Security
Instrument to the Credit Agreement, “thereunder,” “thereof” or words of like
import referring to the Credit Agreement, shall mean and be a reference to the
Credit Agreement as amended or modified by this Agreement.  Although
Administrative Agent and the Lenders have informed the Guarantors of the matters
set forth above, and each Guarantor has acknowledged the same, each Guarantor
understands and agrees that neither Administrative Agent nor any Lender has any
duty under the Credit Agreement, the Guaranty Agreement, any Security Instrument
or any other agreement with any Guarantor to so notify any Guarantor or to seek
such an acknowledgment, and nothing contained herein is intended to or shall
create such a duty as to any transaction hereafter.  Each Loan Party hereby
ratifies and reaffirms the validity, enforceability and perfection of the Liens
and security interests granted to the Administrative Agent for the benefit of
the Secured Creditors to secure the obligations of each Loan Party pursuant to
the Loan Documents to which any Loan Party is a party and agrees that the Liens
and security interests granted pursuant to the Loan Documents shall continue to
secure such obligations under the Credit Agreement as amended by this Amendment.

 

(e) Loan Document.  This Agreement and each agreement, instrument, certificate
or document executed by the Borrower and the Parent or any of their officers in
connection therewith are “Loan Documents” as defined and described in the Credit
Agreement and all of the terms and provisions of the Loan Documents relating to
other Loan Documents shall apply hereto and thereto.

 

(f) Miscellaneous.  This Agreement (i) shall be binding upon and inure to the
benefit of the Loan Parties, the Lenders and the Administrative Agent and their
respective successors and assigns (provided, however, no party may assign its
rights hereunder except in accordance with the Credit Agreement), (ii) may be
modified or amended only in accordance with the Credit Agreement and (iii) may
be executed by one or more of the parties hereto in any number of separate
counterparts, and all of such counterparts taken together shall be deemed to
constitute one and the same instrument.  Delivery of an executed signature page
to this Agreement by facsimile transmission or other electronic transmission
shall be effective as delivery of a manually executed counterpart hereof.

 

(g) GOVERNING LAW.  THIS AGREEMENT (INCLUDING, BUT NOT LIMITED TO, THE VALIDITY
AND ENFORCEABILITY HEREOF) SHALL BE CONSTRUED IN ACCORDANCE WITH AND GOVERNED BY
THE LAWS OF THE STATE OF NEW YORK.

 

[Signature pages follow]

 

 

 

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IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly
executed as of the date first written above.

 

 

NEW ATLAS HOLDINGS, LLC, as Borrower

 

ATLAS ENERGY GROUP, LLC, as Parent

 

 

 

 

 

By:

/s/ Jeffrey Slotterback

 

Name:

Jeffrey Slotterback

 

Title:

Chief Financial Officer

 

 

 

 

 

ATLAS LIGHTFOOT, LLC

 

 

 

 

 

By:

/s/ Jeffrey Slotterback

 

Name:

Jeffrey Slotterback

 

Title:

Chief Financial Officer

 

 

 

 

[Signature Page to Third Amendment to Credit Agreement]

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RIVERSTONE CREDIT PARTNERS, L.P.,

 

as Administrative Agent and as Lender

 

By:

RCP F1 GP, L.P.,  its general partner

 

 

 

 

By:

RCP F1 GP, L.L.C., its general partner

 

 

 

 

 

 

 

By:

/s/ Christopher A. Abbate

 

Name:

Christopher A. Abbate

 

Title:

Managing Director

 

 

 

 

[Signature Page to Third Amendment to Credit Agreement]

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AEG ASSET MANAGEMENT, LLC,

 

as a Lender

 

 

 

 

 

 

 

By:

/s/ Jonathan Z. Cohen

 

Name:

Jonathan Z. Cohen

 

Title:

Chief Financial Officer

 

 

 

 

 

[Signature Page to Third Amendment to Credit Agreement]

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THE LEON AND TOBY COOPERMAN FAMILY FOUNDATION,

 

as a Lender

 

 

 

 

 

 

 

By:

/s/ Leon G. Cooperman

 

Name:

Leon G. Cooperman

 

Title:

Trustee

 

 

 

 

[Signature Page to Third Amendment to Credit Agreement]

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EXHIBIT A

Credit Agreement Changes

(see attached)

 

 

 

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ANNEX 1

EXHIBIT D

FORM OF COMPLIANCE CERTIFICATE

The undersigned, a Financial Officer of the Borrower, hereby certifies that
he/she is the [___________] of New Atlas Holdings, LLC, a Delaware limited
liability company (the “Borrower”), and that as such he/she is authorized to
execute this certificate on behalf of the Borrower.  With reference to the
Credit Agreement dated as of August 10, 2015 (together with all amendments,
restatements, supplements or other modifications thereto being the “Credit
Agreement”), among Atlas Energy Group, LLC (the “Parent”), a Delaware limited
liability company, the Borrower, Riverstone Credit Partners, L.P., as
Administrative Agent, and the lenders (the “Lenders”) from time to time party
thereto, the undersigned represents and warrants as follows (each capitalized
term used herein having the same meaning given to it in the Credit Agreement
unless otherwise specified):

[Use following paragraph 1 for fiscal year-end financial statements]

1. Attached hereto as Schedule 1 are the year-end audited financial statements
(the “Financial Statements”) required by Section 8.01(a) of the Credit Agreement
for the fiscal year of the Parent ended as of December 31, 20[_] (the “Reporting
Date”), together with the report and opinion of an independent certified public
accountant required by such section, including to the effect that such Financial
Statements present fairly, in all material respects, the financial condition and
results of operations of the Parent and its consolidated Subsidiaries on a
consolidated basis in accordance with GAAP consistently applied.

[Use following paragraph 1 for fiscal quarter-end financial statements]

1. Attached hereto as Schedule 1 are the unaudited financial statements (the
“Financial Statements”) required by Section 8.01(b) of the Credit Agreement for
the fiscal quarter of the Parent ended as of _______________, 20[_] (the
“Reporting Date”).  Such Financial Statements present fairly, in all material
respects, the financial condition and results of operations of the Parent and
its consolidated Subsidiaries on a consolidated basis in accordance with GAAP
consistently applied, subject to normal year-end audit adjustments and the
absence of footnotes.

2. No Default has occurred as of the date hereof. 1

3. Attached hereto as Schedule 2 are reasonably detailed calculations showing
compliance as of the Reporting Date with the requirements of Section 9.01 of the
Credit Agreement.

3. Attached hereto as Schedule 3 is reasonably detailed information regarding
all cash dividends and distributions received by the Parent and any Restricted
Subsidiary from Persons other than Restricted Subsidiaries which were included
in the calculations of EBITDA, including a reconciliation of the Parent’s
calculation of EBITDA versus the calculation of Consolidated Net Income in
accordance with GAAP.

[Insert additional Schedules reflecting calculations in respect of compliance
with ARP financial covenants per Section 9.23]

 

 

1If a Default has occurred, the Borrower shall specify the details thereof and
any action taken or proposed to be taken with respect thereto.

 

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EXECUTED AND DELIVERED this _____ day of [________], 20[__].

 

 

New Atlas Holdings, LLC

 

 

 

By:

 

 

Name:

 

 

Title:  

 

 

 

 

 

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ANNEX 1

LIST OF COMMITMENTS

Name of Lender

Applicable Percentage

Commitment

Riverstone Credit Partners, L.P.

76.178960097%

$26,662,636.03

The Leon and Toby Cooperman Family Foundation

12.091898428%

$4,232,164.45

AEG Asset Management, LLC

11.729141475%

$4,105,199.52

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Total

100%

$ 35,000,000.00

 

 

 

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SCHEDULE 1

 

Schedules to Credit Agreement

(see attached)

 

 

 

 

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SCHEDULE 7.15

SUBSIDIARY INTERESTS

 

Subsidiary

Jurisdiction of Formation

100% Owner
(except as set forth below)

Type of Equity Interest

Number of Issued Shares

Atlas Energy Company, LLC

DE

Parent

LLC Membership

N/A

New Atlas Holdings, LLC

DE

Parent

LLC Membership

N/A

Atlas Energy Resource Services, Inc.

DE

Atlas Energy Company, LLC

Common Stock

1,000

ATLAS LIGHTFOOT, LLC

DE

Borrower1

LLC Membership

N/A

Atlas Resource Partners, L.P.2 and its Subsidiaries3

DE

Parent4

General Partner Interest
(Class A Preferred Units)

N/A

Borrower5

Limited Partnership Interest (Common Units)

102,421,097

Borrower6

Limited Partnership Interest (Class C Preferred Units)

3,749,986

Atlas Growth Partners GP, LLC and its Subsidiaries3

DE

Borrower7

LLC Membership

N/A

 

1 The Borrower is the Class A Member and owns 90% of the member interests of
this entity.

2 Publicly-traded limited partnership.

3 Such entity and its Subsidiaries are Unrestricted Subsidiaries.

4 The Parent owns 2% of the general partnership interests (Class A Units) of
this entity.

5 The Borrower owns 20,962,485 Common Units representing 19.8% of the limited
partnership interests of this entity.

6 The Borrower owns 3,749,986 Class C Preferred Units representing 3.5% of the
limited partnership interests of this entity.

7 The Borrower owns 80% of the member interests of this entity.

SCHEDULE 7.15 TO CREDIT AGREEMENT

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RESTRICTED SUBSIDIARIES INFORMATION

 

Entity Name

Type of Organization

Jurisdiction
of
Formation

Foreign Qualification

EIN

Organizational
Identification
Number

Chief Executive
Office

ATLAS LIGHTFOOT, LLC

Limited liability company

DE

None

##-#######

4170768

Park Place Corporate
Center One
1000 Commerce Drive
Suite 400
Pittsburgh, PA 15275

New Atlas Holdings, LLC

Limited liability company

DE

None

##-#######

5687273

Park Place Corporate
Center One
1000 Commerce Drive
Suite 400
Pittsburgh, PA 15275

 

 

 

 

 

SCHEDULE 7.15 TO CREDIT AGREEMENT

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SCHEDULE 7.20

MARKETING CONTRACTS

 

None.

SCHEDULE 7.20 TO CREDIT AGREEMENT

 

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SCHEDULE 9.02

EXISTING DEBT

None.

 

 

SCHEDULE 9.02 TO CREDIT AGREEMENT

 

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SCHEDULE 9.03

EXISTING LIENS

None.

 

 

SCHEDULE 9.03 TO CREDIT AGREEMENT

 

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SCHEDULE 9.05

INVESTMENTS

Investments made in Subsidiaries listed on Schedule 7.15 prior to the Effective
Date.

Other Investments:

Entity

Jurisdiction of Formation

Record Owner

Type of Equity Interest

Ownership Interest

Lightfoot Capital Partners GP LLC

DE

ATLAS LIGHTFOOT, LLC

Series A LLC Membership

13.2094%

ATLAS LIGHTFOOT, LLC

Series B LLC Membership

2.6927%

LIGHTFOOT CAPITAL PARTNERS, LP

DE

ATLAS LIGHTFOOT, LLC

Limited Partnership Interests

11.9902%

 

 

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SCHEDULE 2

 

 

 

 

 

Schedules to Security Agreement

(see attached)

 

 

 

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SCHEDULE 4.3

GRANTOR INFORMATION

Grantor Name

Type of Organization

Jurisdiction
of
Formation

Foreign Qualification

EIN

Organizational
Identification
Number

Chief Executive
Office

Atlas Energy Group, LLC (f/k/a Atlas Resource Partners GP, LLC)

Limited liability company

DE

None

##-#######

5051545

Park Place Corporate
Center One
1000 Commerce Drive
Suite 400
Pittsburgh, PA 15275

ATLAS LIGHTFOOT, LLC

Limited liability company

DE

None

##-#######

4170768

Park Place Corporate
Center One
1000 Commerce Drive
Suite 400
Pittsburgh, PA 15275

New Atlas Holdings, LLC

Limited liability company

DE

None

##-#######

5687273

Park Place Corporate
Center One
1000 Commerce Drive
Suite 400
Pittsburgh, PA 15275

 

 

 

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SCHEDULE 2

SCHEDULE 4.4

CHANGE IN CIRCUMSTANCES

Grantor Name

Former Entity Name

Date of Amendment

Atlas Energy Group, LLC

Atlas Resource Partners GP, LLC

November 3, 2014

 

 

 

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SCHEDULE 2

SCHEDULE 4.5

TRADE NAMES

None.

 

 

 

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SCHEDULE 2

SCHEDULE 4.6

PERFECTION ACTIONS

Uniform Commercial Code Filings

Secretary of State of the State of Delaware, with respect to (i) Atlas Energy
Group, LLC, (ii) New Atlas Holdings, LLC, and (iii) ATLAS LIGHTFOOT, LLC.

Control Agreements

Execution of a “control agreement” for (i) each Investment Account as required
by Section 3.2(d) of the Agreement and (ii) any uncertificated ARP Units,
Class C Preferred Units or Pledged Interests as requested by the Administrative
Agent, as required by Section 3.1(c) of the Agreement.

Delivery

None.

 

 

 

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SCHEDULE 2

SCHEDULE 4.7

OTHER FINANCING STATEMENTS

None.

 

 

 

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SCHEDULE 2

SCHEDULE 4.8

LOCATION OF INVENTORY AND EQUIPMENT

1845 Walnut Street
10th Floor
Philadelphia, PA 19103

Park Place Corporate Center One
1000 Commerce St., 4th Floor
Pittsburgh, PA 15275

 

 

 

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SCHEDULE 2

SCHEDULE 4.9

CERTAIN SIGNIFICANT TRANSACTIONS

None other than with respect to the Spin-Off Transaction (as defined in the
Existing Credit Agreement).

 

 

 

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SCHEDULE 2

SCHEDULE 4.11

DEPOSIT, COMMODITIES AND SECURITIES ACCOUNTS

 

DEPOSIT ACCOUNTS

 

Key Bank Account #

Bank of America Account #

Past 12 mos
Over $600,000?

ATLAS LIGHTFOOT, LLC

############

 

Yes

 

 

##########

No

New Atlas Holdings, LLC

############

 

Yes

 

 

 

SECURITY ACCOUNTS

 

New Atlas Holdings, LLC has two securities accounts at American Stock Transfer
and Trust Company with the following account numbers:  ########## and
##########.

 

 

 

 

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SCHEDULE 2

SCHEDULE 4.12

COMMERCIAL TORT CLAIMS

None.

 

 

 

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SCHEDULE 2

SCHEDULE 4.13

PLEDGED EQUITY INTERESTS

Issuer

Form and
Jurisdiction of
Organization

Type of Equity Interest
Certificate Information

Beneficial Owner that
is a Grantor

% of Total Interests
Owned by Grantor

New Atlas Holdings, LLC

DE LLC

Membership Interests Uncertificated

Atlas Energy Group, LLC

100%

Atlas Energy Company, LLC

DE LLC

Membership Interests Uncertificated

Atlas Energy Group, LLC

100%

Atlas Resource Partners, L.P.

DE LP

General Partner Interests

Atlas Energy Group, LLC

2% (Class A Preferred Units)

Atlas Resource Partners, L.P.

DE LP

Limited Partnership Interests  

New Atlas Holdings, LLC

19.8% (Common Units) and 3.5% (Class C Preferred Units)

Atlas Growth Partners GP, LLC

DE LLC

Membership Interests Uncertificated

New Atlas Holdings, LLC

80.01%

LIGHTFOOT CAPITAL PARTNERS, LP

DE LP

Limited Partnership Interests

ATLAS LIGHTFOOT, LLC

11.9902%

 

 

 

 

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SCHEDULE I

SCHEDULE 4.15

PATENTS AND TRADEMARKS

PATENTS

None.

 

TRADEMARKS

Grantor

Mark

Registration No.

Atlas Energy Group, LLC

ATLAS ENERGY

4065555

Atlas Energy Group, LLC

ATLAS ENERGY

4216363

Atlas Energy Group, LLC

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4043933

Atlas Energy Group, LLC

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4090913