EXHIBIT 10.1
 
 
INTELLECTUAL PROPERTY PURCHASE AGREEMENT
 
by and between
 
AEROGROW INTERNATIONAL, INC.
 
and
 
OMS INVESTMENTS, INC.
 
dated as of
 
April 22, 2013
 
 
 

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INTELLECTUAL PROPERTY PURCHASE AGREEMENT
 
THIS INTELLECTUAL PROPERTY PURCHASE AGREEMENT (“Agreement”) is made as of April
22, 2013 by and between AeroGrow International, Inc., a Nevada corporation
having offices at 6075 Longbow Dr. Suite 200, Boulder, Colorado 80301 (the
“Company”), and OMS Investments, Inc., a Delaware corporation having offices at
10250 Constellation Blvd., Suite 2800, Los Angeles, California 90067 (the
“Purchaser”).

RECITALS:
 
A.           The Company owns certain worldwide rights in and to the IP Assets
(as defined below); and
 
B.           The Purchaser wishes to purchase the Company’s entire right, title
and interest in and to the IP Assets, and the Company is willing to sell its
entire right, title and interest in and to the IP Assets in exchange for
consideration as described below;
 
C.           Concurrently with the execution of this Agreement, Purchaser and
Company will execute a Securities Purchase Agreement (the “Securities Purchase
Agreement”) pursuant to which the Purchaser will acquire convertible preferred
stock and warrants from the Company; and
 
D.           The Purchaser and the Company will execute certain other
Transaction Agreements as set forth in the Securities Purchase Agreement.
 
AGREEMENT:
 
NOW, THEREFORE, in consideration of the mutual covenants contained in this
Agreement, and for other good and valuable consideration, the receipt and
adequacy of which are hereby acknowledged, the Company and the Purchaser hereby
agree as follows:
 
ARTICLE 1.
 
PURCHASE AND SALE OF IP ASSETS
 
Section 1.1                      Purchase and Sale of IP Assets.  On and subject
to the terms and conditions of this Agreement, at the Closing, Company shall
sell, assign, transfer, convey and deliver to Purchaser, and Purchaser shall
purchase and acquire from Company, free and clear of all Encumbrances, all of
Company’s right, title and interest, as of the Closing, in and to the IP Assets,
including without limitation the right to sue and recover damages for past,
present and future infringement.
 
Section 1.2                      Excluded Liabilities.  Purchaser will not
assume any liability or obligation of Company in connection with Purchaser’s
purchase of the IP Assets pursuant to this Agreement.
 
Section 1.3                      Purchase Price.  In consideration for the sale
by Company of the IP Assets to Purchaser, at the Closing, Purchaser shall pay to
Company cash in the amount of Five Hundred Thousand U.S. Dollars (US
$500,000.00) (the “Purchase Price”), by wire transfer of immediately available
funds to the account or accounts designated in writing by Company at least two
business days prior to the Closing Date.
 
 
 

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Section 1.4                      Closing Transactions.
 
(a)           The purchase and sale of the IP Assets shall take place remotely
via the exchange of documents and signatures, on April 24, 2013, or at such
other time and place as the Company and the Purchaser mutually agree upon,
orally or in writing (which time and place are designated as the “Closing”).
 
(b)           At the Closing, Company shall deliver to Purchaser:
 
(i)           an Intellectual Property assignment in the form of Appendix A
dated as of the date of Closing and duly executed by Company, assigning all of
Company’s right, title and interest in and to the IP Assets to Purchaser (the
“Intellectual Property Assignment”);
 
(ii)           all such other instruments of assignment and transfer as are
reasonably required to effect the transfer to Purchaser of all of Company’s
right, title and interest in and to the IP Assets in accordance with this
Agreement, in form and substance reasonably satisfactory to Purchaser; and
 
(iii)           the compliance certificate identified in Section 4.3.
 
(c)           At the Closing, Purchaser shall deliver to Company the Purchase
Price specified in Section 1.3 above.

Section 1.5                      Defined Terms Used in this
Agreement.  Capitalized terms in this Agreement shall have the meanings ascribed
to them in the body of this Agreement or as set forth below in this Section
1.5.  Capitalized terms not defined in this Agreement shall have the meanings
set forth in the Securities Purchase Agreement.
 
(a) “Company Intellectual Property” means all Intellectual Property owned by
Company or used by Company that is associated with the Company’s products,
including without limitation, the IP Assets listed in Appendix A, Schedule 1 and
the Excluded Trademarks listed in Appendix B.
 
(b) “Copyrights” means all published and unpublished works of authorship and
copyrights therein, and copyright registrations and applications for
registration thereof and all renewals, extensions, restorations and reversions
thereof.
 
(c) “Encumbrance” means any charge, claim, community property interest,
condition, easement, covenant, warrant, demand, encumbrance, equitable interest,
lien, license, mortgage, option, purchase right, pledge, security interest,
right of first refusal or other right of third parties or restriction of any
kind, including any restriction on use, transfer, receipt of income or exercise
of any other attribute of ownership.
 
 
 

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(d) “Excluded Trademarks” means Company’s AeroGrow and AeroGarden Trademarks
listed in Appendix B.
 
(e) “Intellectual Property” means all intellectual property rights of any kind,
worldwide, including rights in, to and concerning (a) Patents; (b) Trademarks;
(c) Copyrights; and (d) Technical Information.
 
(f) “IP Assets” means the Company Intellectual Property owned solely or jointly
by Company, except for the Excluded Trademarks.
 
(g) “Patents” means all patents throughout the world (including utility patents,
design patents, patents of importation, improvement patents, patents and
certificates of addition, and utility models, as well as divisions, reissues,
reexaminations, continuations, continuations-in-part, renewals and extensions of
any of the foregoing) and applications therefore, and patents which may be
issued on such applications.
 
(h) “Trademark” means a trademark, service mark, trade dress, logo, trade name,
corporate name, domain name and/or other source identifier, all goodwill
associated with any of the foregoing, and registrations and applications for
registration thereof, including all extensions, modifications and renewals of
the foregoing.
 
(i) “Technical Information” means know-how, trade secrets, confidential and
proprietary information, ideas, inventions, discoveries, formulae, compositions,
manufacturing and production processes and techniques, research and development
information, reports, drawings, specifications, designs, plans, improvements,
proposals, information and analytic methodology used in the development,
testing, analysis, design, manufacturing and packaging of products and services,
technology, software, computer programs, documentation, databases, data, mask
works, financial, business and marketing plans, cost and pricing information,
supplier lists and related information, sales data and plans, customer lists,
customer accounts, and related information, recorded in any form.
 
ARTICLE 2.

 
REPRESENTATIONS AND WARRANTIES OF THE COMPANY.
 
The Company hereby represents and warrants to the Purchaser that, except as set
forth on the Disclosure Schedule attached as Appendix C to this Agreement, which
exceptions shall be deemed to be part of the representations and warranties made
hereunder, the following representations are true and complete as of the date of
the Closing, except as otherwise indicated.  The Disclosure Schedule shall be
arranged in sections corresponding to the numbered and lettered sections and
subsections contained in this Article 2, and the disclosures in any section or
subsection of the Disclosure Schedule shall qualify other sections and
subsections in this Article 2 only to the extent it is readily apparent from a
reading of the disclosure that such disclosure is applicable to such other
sections and subsections.
 
For purposes of these representations and warranties (other than those in
Section 2.2), the term “the Company” shall include any subsidiaries of the
Company, unless otherwise noted herein.
 
 
 

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Section 2.1. Organization, Good Standing, Corporate Power and
Qualification.  The Company is a corporation duly organized, validly existing
and in good standing under the laws of the State of Nevada and has all requisite
corporate power and authority to carry on its business as presently conducted
and as proposed to be conducted.  The Company is duly qualified to transact
business and is in good standing in each jurisdiction in which the failure to so
qualify would have a Material Adverse Effect.
 
Section 2.2. Authorization.  All corporate action required to be taken by the
Company’s Board of Directors and stockholders in order to authorize the Company
to enter into this Agreement, and to assign and deliver the IP Assets at the
Closing, has been taken or will be taken prior to the Closing.  All action on
the part of the officers of the Company necessary for the execution and delivery
of this Agreement, the performance of all obligations of the Company under this
Agreement to be performed as of the Closing, and the assignment and delivery of
the IP Assets has been taken or will be taken prior to the Closing.  This
Agreement, when executed and delivered by the Company, shall constitute valid
and legally binding obligations of the Company, enforceable against the Company
in accordance with its terms except (a) as limited by applicable bankruptcy,
insolvency, reorganization, moratorium, fraudulent conveyance, or other laws of
general application relating to or affecting the enforcement of creditors’
rights generally, or (b) as limited by laws relating to the availability of
specific performance, injunctive relief, or other equitable remedies.
 
Section 2.3. Intellectual Property.
 
(a) The Company owns the entire right, title and interest in and to the Company
Intellectual Property.  There are no outstanding options, licenses, agreements,
claims, encumbrances or shared ownership interests of any kind relating to the
Company Intellectual Property, nor is the Company bound by or a party to any
options, licenses or agreements of any kind with respect to the Patents,
Trademarks, Copyrights, Technical Information, licenses, information,
proprietary rights and processes of any other Person.  The Company Intellectual
Property does not include any Intellectual Property owned by a third party and
licensed to Company.
 
(b) To the Company’s knowledge, it will not be necessary to use any inventions
of any of its employees or consultants (or Persons it currently intends to hire)
made prior to their employment by the Company.  Each employee and consultant has
assigned to the Company, pursuant to written agreements, all Intellectual
Property rights he or she owns that are related to the Company’s business as now
conducted and as presently proposed to be conducted.
 
(c) Appendix A, Schedule 1 contain a complete list of all Company Intellectual
Property other than the Excluded Trademarks.  Except as set forth in Appendix A,
Schedule 1 and the Excluded Trademarks, the Company owns no Patents, Copyrights,
or Trademarks that have been registered with the U.S. Patent and Trademark
Office, the U.S. Copyright Office, or counterpart offices worldwide, and the
Company has made no applications for any Patent, Trademark, or Copyright
worldwide.
 
(d) No claim or action by any third party contesting the validity,
enforceability, or ownership of any Company Intellectual Property has been
asserted against the Company nor, to the knowledge of the Company, is
threatened.  To the knowledge of Company, there is no reasonable basis for any
such claim.  All of the filed, registered and/or issued items of Company
Intellectual Property are being actively prosecuted and have not been abandoned
or allowed to lapse.
 
 
 

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(e) To the Company’s knowledge, no product or service marketed or sold (or
proposed to be marketed or sold) by the Company, or any activities of the
Company, infringes or misappropriates, or will infringe or misappropriate
Intellectual Property rights of any third party.  The Company has not received
any notices of, nor to the Company’s knowledge is there any reasonable basis
for, an allegation of any infringement or misappropriation, by any third party
with respect to the business, products, or services of Company, nor has Company
received any claims of infringement or misappropriation of any Intellectual
Property of any third party.
 
(f) To the knowledge of the Company, no other person is infringing,
misappropriating or otherwise violating, or has infringed, misappropriated or
otherwise violated, any of the Company Intellectual Property, nor is there any
action that is pending or threatened by Company with respect thereto.
 
(g) Company has not granted any licenses with respect to any Company
Intellectual Property to any third party.
 
(h) No licenses to third party Intellectual Property are required for Company to
use the Company Intellectual Property.
 
(i) The Company has not embedded any open source, copyleft or community source
code in any of its products generally available or in development, including but
not limited to any libraries or code licensed under any General Public License,
Lesser General Public License or similar license arrangement.
 
Section 2.4. Changes.  Since December 31, 2012, there has not been any sale,
assignment or transfer of any Company Intellectual Property that could
reasonably be expected to result in a Material Adverse Effect.
 
Section 2.5. Employee Agreements.  Each current and, to the Knowledge of the
Company (as defined in the Securities Purchase Agreement), former employee,
consultant and officer of the Company has executed an agreement with the Company
regarding confidentiality and proprietary information, and that includes a
present assignment to the Company of Intellectual Property created in the scope
of employment, substantially in the form or forms delivered to the counsel for
the Purchaser (the “Confidential Information Agreements”).  No current or, to
the Knowledge of the Company, former Key Employee has excluded works or
inventions from his or her assignment of inventions pursuant to such Key
Employee’s Confidential Information Agreement.  Each current Key Employee has
executed a non-competition and non-solicitation agreement substantially in the
form or forms delivered to counsel for the Purchaser.  The Company is not aware
that any of its Key Employees is in violation of any agreement covered by this
Section 2.5.
 
 
 

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ARTICLE 3.
 
REPRESENTATIONS AND WARRANTIES OF THE PURCHASER.
 
The Purchaser hereby represents and warrants to the Company that:
 
Section 3.1. Authorization.  The Purchaser has full power and authority to enter
into this Agreement.  This Agreement, when executed and delivered by the
Purchaser, will constitute valid and legally binding obligations of the
Purchaser, enforceable in accordance with its terms, except as limited by
applicable bankruptcy, insolvency, reorganization, moratorium, fraudulent
conveyance, and any other laws of general application affecting enforcement of
creditors’ rights generally, and as limited by laws relating to the availability
of specific performance, injunctive relief, or other equitable remedies.
 
ARTICLE 4.
 
CONDITIONS TO THE PURCHASER’S OBLIGATIONS AT CLOSING.
 
The obligations of the Purchaser to purchase the IP Assets at the Closing are
subject to the fulfillment, on or before such Closing, of each of the following
conditions, unless otherwise waived:
 
Section 4.1. Representations and Warranties.  The representations and warranties
of the Company contained in Article 2 shall be true and correct in all respects
as of such Closing.
 
Section 4.2. Performance.  The Company shall have performed and complied with
all covenants, agreements, obligations and conditions contained in this
Agreement that are required to be performed or complied with by the Company on
or before such Closing.
 
Section 4.3. Compliance Certificate.  The President of the Company shall deliver
to the Purchaser at the Closing a certificate certifying that the conditions
specified in Subsections Section 4.1 and Section 4.2 have been fulfilled.
 
Section 4.4. Intellectual Property Assignment.  The Company shall have executed
and delivered the Intellectual Property Assignment.
 
Section 4.5. Material Adverse Change.  There shall not have occurred any
Material Adverse Effect (or any development that, insofar as reasonably can be
foreseen, is reasonably likely to result in any Material Adverse Effect).
 
Section 4.6. Securities Purchase Agreement.  The Company and Purchaser’s
Affiliate, SMG Growing Media, Inc., an Ohio corporation, shall have executed and
delivered the Securities Purchase Agreement.
 
Section 4.7. Amendment and Restatement of Commercial Security Agreement. The
Company and First Western Trust Bank ("First Western") shall have executed and
delivered, and provided a copy to the Purchaser of, an amendment and restatement
of the May 21, 20120 Commercial Security Agreement between the Company and First
Western, which amendment and restatement releases First Western's security
interest in the IP Assets.
 
 
 

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Section 4.8.  First Western UCC-3. Financing Statement Amendments. First Western
shall have filed a DCC-3 financing statement amendment in all jurisdiction in
which it has filed a DCC-l financing statement against assets of the Company,
which DCC-3 financing statement amendment indicates that First Western does not
have a security interest in the IP Assets.
 
Section 4.9.  GVC Capital. LLC DCC-3. Financing Statement Amendments. GVC
Capital. LLC shall have filed a DCC-3 financing statement amendment in all
jurisdiction in which it has filed a DCC-l financing statement against assets of
the Company, which DCC-3 financing statement amendment indicates that GVC
Capital. LLC does not have a security interest in the IP Assets.
 
Section 4.10.  Release of First Capital Security Interest. The Company and First
Capital ("First Capital') shall have executed and delivered, and provided a copy
to the Purchaser of, a release agreement ("Release") to the Security Agreement
between the Company and First Capital, which Release releases First Capital's
security interest in the IF Assets.
 
Section 4.11.  First Capital DCC-3. First Capital shall have filed a VCC-3
amendment in all jurisdiction in which it has filed a VCC-l against assets of
the Company, which VCC-3 indicates that First Capital does not have a security
interest in the IP Assets.
 
Section 4.12. Proceedings and Documents. All corporate and other proceedings in
connection with the transactions contemplated at the Closing and all documents
incident thereto shall be reasonably satisfactory in form and substance to the
Purchaser, and the Purchaser (or its counsel) shall have received all such
counterpart original and certified or other copies of such documents as
reasonably requested. Such documents may include good standing certificates.
 
ARTICLE 5.
 
CONDITIONS OF THE COMPANY’S OBLIGATIONS AT CLOSING.
 
The obligations of the Company to sell the IP Assets to the Purchaser at the
Closing are subject to the fulfillment, on or before the Closing, of each of the
following conditions, unless otherwise waived:
 
Section 5.1. Representations and Warranties.  The representations and warranties
of the Purchaser contained in Article 3 shall be true and correct in all
respects as of such Closing.
 
Section 5.2. Performance.  The Purchaser shall have performed and complied with
all covenants, agreements, obligations and conditions contained in this
Agreement that are required to be performed or complied with by them on or
before such Closing.
 
Section 5.3. Securities Purchase Agreement.  The Company and Purchaser’s
Affiliate, SMG Growing Media, Inc., an Ohio corporation, shall have executed and
delivered the Securities Purchase Agreement.
 
 
 

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ARTICLE 6.

 
CONDUCT OF BUSINESS PENDING THE CLOSING.
 
Section 6.1. Conduct of Business by the Company Pending the Closing.  During the
period from the date of this Agreement and continuing until the earlier of the
termination of this Agreement or the Closing, the Company agrees (except to the
extent that the Purchaser shall otherwise consent in writing), to carry on its
business in the usual, regular and ordinary course and in substantially the same
manner as previously conducted, to use all reasonable efforts consistent with
past practices and policies to preserve intact its Company Intellectual
Property, preserve its relationships with any licensors and others having
business dealings with it, to the end that its goodwill and ongoing businesses
would be unimpaired, in any material respect, at the Closing.  The Company shall
promptly notify Purchaser of any material event or occurrence with respect to
the Company Intellectual Property or allegations of infringement or
misappropriation relating to the business, products or services of the
Company.  By way of amplification and not limitation, except as contemplated by
this Agreement, the Company shall not, between the date of this Agreement and
the Closing, do any of the following without the prior written consent of the
Purchaser:
 
(a) Grant any licenses under any Company Intellectual Property to any third
party;
 
(b) Grant any liens or security interest on, or otherwise encumber, any Company
Intellectual Property;
 
(c) Sell any Company Intellectual Property to any third party;
 
(d) Abandon or fail to prosecute or maintain any Company Intellectual Property;
or
 
(e) Breach any license agreement relating to Company Intellectual Property.
 
Section 6.2. Litigation.  The Company shall notify the Purchaser in writing
promptly after learning of any material claim, action, suit, arbitration,
mediation, proceeding or investigation by or before any court, arbitrator or
arbitration panel, board or other governmental entity initiated by it or against
it, or known by it to be threatened against it or any of its officers,
directors, employees or stockholders in their capacity as such.
 
Section 6.3. Notification of Certain Matters.  The Purchaser shall give
reasonably prompt notice to the Company, and the Company shall give reasonably
prompt notice to the Purchaser, of (i) the occurrence, or non-occurrence, of any
event the occurrence, or non-occurrence, of which would be likely to cause (x)
any representation or warranty contained in this Agreement to be untrue or
inaccurate, in any material respect, or (y) any covenant, condition or agreement
contained in this Agreement not to be complied with or satisfied, in any
material respect; and (ii) any failure or inability of the Purchaser or the
Company, as the case may be, to comply, in any material respect, with or satisfy
any covenant, condition or agreement to be complied with or satisfied by it
hereunder.
 
 
 

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ARTICLE 7. 

 
SATISFACTION OF CLOSING CONDITIONS; TERMINATION.
 
Section 7.1. Satisfaction of Closing Conditions.  The Company and the Purchaser
shall each use its reasonable best efforts to satisfy the conditions set forth
in Article 4 and Article 5, respectively.
 
Section 7.2. Termination Events.  This Agreement may be terminated at any time
prior to the Closing:
 
(a) by the mutual written consent of the Company and the Purchaser;
 
(b) by either the Company or the Purchaser, if the Closing shall not have been
consummated by April 30, 2013 for any reason; provided, however, that the right
to terminate this Agreement under this Section 7.2(b) shall not be available to
any party whose action or failure to act has been a principal cause of or
resulted in the failure of the Closing to occur on or before such date and such
action or failure to act constitutes a material breach of this Agreement;
 
(c) by either Company or the Purchaser, if a governmental entity shall have
issued an order, decree or ruling or taken any other action after the date
hereof, in any case having the effect of permanently restraining, enjoining or
otherwise prohibiting the Closing, which order, decree, ruling or other action
shall have become final and non-appealable;
 
(d) by the Company, upon a breach of any representation, warranty, covenant or
agreement on the part of the Purchaser set forth in this Agreement, or if any
representation or warranty of the Purchaser shall have become untrue, in either
case such that the conditions set forth in Section 5.1 or Section 5.2 would not
be satisfied as of the time of such breach or as of the time such representation
or warranty shall have become untrue, provided, that if such inaccuracy in the
Purchaser’s representations and warranties or breach by the Purchaser is curable
by the Purchaser through the exercise of its commercially reasonable efforts,
then the Company may not terminate this Agreement under this Section 7.2(d) for
thirty (30) days after delivery of written notice from the Company to the
Purchaser of such breach, provided the Purchaser continues to exercise
commercially reasonable efforts to cure such breach or inaccuracy (it being
understood that the Company may not terminate this Agreement pursuant to this
paragraph (d) if such breach or inaccuracy by the Purchaser is cured during such
thirty (30) day period);
 
(e) by the Purchaser upon a breach of any representation, warranty, covenant or
agreement on the part of the Company set forth in this Agreement, or if any
representation or warranty of the Company shall have become untrue, in either
case such that the conditions set forth in Section 4.1 or Section 4.2 would not
be satisfied as of the time of such breach or as of the time such representation
or warranty shall have become untrue, provided, that if such inaccuracy in the
Company’s representations and warranties or breach by the Company is curable by
the Company through the exercise of its commercially reasonable efforts, then
the Purchaser may not terminate this Agreement under this Section 7.2(e) for
thirty (30) days after delivery of written notice from the Purchaser to the
Company of such breach, provided the Company continues to exercise commercially
reasonable efforts to cure such breach or inaccuracy (it being understood that
the Purchaser may not terminate this Agreement pursuant to this paragraph (e) if
such breach or inaccuracy by the Company is cured during such thirty (30)-day
period); or
 
 
 

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(f) by the Purchaser, if a Material Adverse Effect has occurred prior to the
Closing with respect to the Company; provided, that if such Material Adverse
Effect is curable by the Company through the exercise of its commercially
reasonable efforts, then the Purchaser may not terminate this Agreement under
this Section 7.2(f) for thirty (30) days after delivery of written notice from
the Purchaser to the Company of such Material Adverse Effect, provided the
Company continues to exercise commercially reasonable efforts to cure such
Material Adverse Effect (it being understood that the Purchaser may not
terminate this Agreement pursuant to this paragraph (f) if such Material Adverse
Effect is cured during such thirty (30)-day period).
 
Section 7.3. Effect of Termination.  In the event of the termination of this
Agreement pursuant to Section 7.2, this Agreement shall forthwith become void,
and there shall be no liability on the part of any party hereto or any of their
respective Affiliates or the directors, officers, partners, members, managers,
employees, agents or other representatives of any of them, and all rights and
obligations of each party hereto shall cease, except that nothing herein shall
relieve any party from liability for any willful breach of this
Agreement.  Without limiting the foregoing, this Section 7.3, Section 8.2 and
Article 9 shall survive the termination of this Agreement.
 
ARTICLE 8.

 
ADDITIONAL AGREEMENTS OF THE PARTIES
 
Section 8.1. Commercially Reasonable Efforts.
 
(a) Upon the terms and subject to the conditions hereof, each of the parties
agrees to use its commercially reasonable efforts to take, or cause to be taken,
all actions and to do, or cause to be done, all things necessary, proper or
advisable to vest in Purchaser good and marketable title to the IP Assets,
including obtaining all consents, waivers, authorizations and approvals from
governmental authorities and other third parties.
 
(b) From time to time after the Closing, at the request of Purchaser and at such
requesting party’s expense, and without further consideration, Company agrees on
its own behalf, as well as on behalf of its subsidiaries, Affiliates,
successors, assigns and legal representatives, to execute and deliver to
Purchaser any further documents or instruments and perform any further acts that
may reasonably be deemed necessary or desirable by Purchaser to vest, record,
perfect, support and/or confirm the rights herein conveyed, or intended so to
be, to Purchaser with respect to the IP Assets, including without limitation
such assignments, agreements and limited powers of attorney as may be needed for
recording or effectuating the transfer of the IP Assets in the United States and
in foreign countries.  Nothing herein shall be deemed a waiver by Purchaser of
its right to receive at the Closing an effective assignment of such rights by
Company as otherwise set forth in this Agreement.  Without limiting the
generality of the foregoing, Company shall execute and deliver to Purchaser or
obtain for delivery to Purchaser, at the request of Purchaser and at its
expense, and without further consideration, any documents required to update
record title to the owned IP Assets to reflect Purchaser as the record owner in
each jurisdiction in which such IP Assets exists.  At the request of Purchaser
and at its expense, and without further consideration, Company shall reasonably
cooperate with Purchaser in connection with the registration of the IP Assets.
 
 
 

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(c) From time to time after the Closing, at the request of Purchaser and at its
expense, and without further consideration, Company shall assist Purchaser as
Purchaser may reasonably require in connection with the defense or prosecution
of any claim by or against any third party with respect to the ownership,
validity, enforceability, infringement or other violation of or by the IP
Assets.
 
Section 8.2. Public Announcements.  Each of the parties agrees that no press
release or announcement concerning this Agreement shall be issued by it or any
of its Affiliates without the prior consent of the other party, except as such
release or announcement may be required by applicable law or the rules or
regulations of any securities exchange, in which case such party shall use its
commercially reasonable efforts to allow the other party reasonable time to
comment on such release or announcement in advance of such issuance.
 
ARTICLE 9.

 
INDEMNIFICATION.
 
Section 9.1. Company’s Indemnification Obligation.  Company agrees that, from
and after the Closing, it shall indemnify, defend and hold harmless Purchaser,
its officers, directors, Affiliates, partners, members, managers, employees,
agents and other representatives (“Purchaser Indemnified Parties”) from and
against any damages, claims, losses, liabilities, costs and expenses (including,
without limitation, reasonable attorneys’ fees) (each, a “Liability” and,
collectively, “Liabilities”) incurred by any of the foregoing Persons arising
out of (a) any inaccuracy or breach of any representation or warranty of Company
contained in Article 2 of this Agreement, or (b) any breach of any covenant or
agreement of Company contained in this Agreement.
 
Section 9.2. Purchaser’s Indemnification Obligation.  Purchaser agrees that,
from and after the Closing, it shall indemnify, defend and hold harmless
Company, its officers, directors, Affiliates, partners, members, managers,
employees, agents and other representatives (“Company Indemnified Parties”) from
and against any Liabilities incurred by any of the foregoing Persons arising out
of (a) any inaccuracy or breach of any representation or warranty of Purchaser
contained in Article 3 of this Agreement, or (b) any breach of any covenant or
agreement of Purchaser contained in this Agreement.
 
Section 9.3. Procedures for Indemnification for Third Party Claims.  For
purposes of this Article 9, any party entitled to be indemnified under Article 9
is referred to herein as an “Indemnified Party,” and any Party obligated to
provide indemnification under Article 9 is referred to herein as an
“Indemnifying Party.”  The obligations and liabilities of the parties under this
Article 9 with respect to, relating to or arising out of claims of third parties
(individually, a “Third Party Claim” and, collectively, the “Third Party
Claims”) shall be subject to the following terms and conditions:
 
 
 

--------------------------------------------------------------------------------

 
 
(a) The Indemnified Party shall give the Indemnifying Party prompt written
notice of any Third Party Claim, and the Indemnifying Party may undertake the
defense of that claim by representatives chosen by it and reasonably
satisfactory to the Indemnified Party, provided, that, in such event, the
Indemnified Party will have the right to participate in such defense through
counsel of its own choice and at its own expense.  Any such notice of a Third
Party Claim shall identify with reasonable specificity the basis for the Third
Party Claim, the facts giving rise to the Third Party Claim and the amount of
the Third Party Claim (or, if such amount is not yet known, a reasonable
estimate of the amount of the Third Party Claim).  The Indemnified Party shall
make available to the Indemnifying Party copies of all relevant documents and
records in its possession.  Failure of an Indemnified Party to give prompt
notice shall not relieve the Indemnifying Party of its obligation to indemnify,
except to the extent that the failure to so notify materially prejudices the
Indemnifying Party’s ability to defend such claim against a third party.
 
(b) Anything in this Section 9.3 to the contrary notwithstanding, the
Indemnifying Party shall not, without the prior written consent of the
Indemnified Party, settle or compromise any Third Party Claim or consent to the
entry of judgment which does not include as an unconditional term thereof the
giving by the claimant or the plaintiff to the Indemnified Party of an
unconditional release from all liability in respect of the Third Party
Claim.  The Indemnified Party shall not, without the prior written consent
(which shall not be unreasonably withheld or delayed) of the Indemnifying Party,
settle, compromise or pay any Third Party Claim or consent to the entry of
judgment with respect thereto.
 
Section 9.4. Indemnification Limitations.
 
(a) Time Limits On Indemnification.  No claim on account of a breach or
inaccuracy of a representation or warranty shall be made after the expiration of
the period ending twelve months after the date of Closing.  Notwithstanding the
foregoing, if a written claim or written notice is given under Article 9 with
respect to any representation or warranty prior to the expiration of the
aforementioned survival period, the claim with respect to such representation or
warranty shall continue until such claim is finally resolved.
 
(b) Limitations on Damages.
 
(i) In no event shall Company be liable for indemnification pursuant to Section
9.1 unless and until the aggregate of all Liabilities which are incurred or
suffered by the Purchaser Indemnified Parties exceeds $50,000 (the “Basket”), in
which case the Purchaser Indemnified Parties shall be entitled to
indemnification for all such Liabilities including the Basket (subject to
Section 9.4(b)(ii)).  In no event shall Purchaser be liable for indemnification
pursuant to Section 9.2 unless and until the aggregate of all Liabilities which
are incurred or suffered by the Company Indemnified Parties exceeds the Basket,
in which case the Company Indemnified Parties shall be entitled to
indemnification for all such Liabilities including the Basket (subject to
Section 9.4(b)(ii)).
 
 
 

--------------------------------------------------------------------------------

 
 
(ii) Notwithstanding anything to the contrary in this Agreement, (x) the maximum
aggregate liability of Company pursuant to Section 9.1 shall not exceed
$1,000,000 and (y) the maximum aggregate liability of Purchaser pursuant to
Section 9.2 shall not exceed $1,000,000.
 
(iii) Notwithstanding anything to the contrary contained in this Agreement or
otherwise, no Party to this Agreement shall be liable to any Indemnified Party
for any special, incidental, punitive, consequential or similar damages.
 
ARTICLE 10.

 
MISCELLANEOUS.
 
Section 10.1. Survival of Warranties.  Unless otherwise set forth in this
Agreement, the representations and warranties of the Company and the Purchaser
contained in or made pursuant to this Agreement shall survive the execution and
delivery of this Agreement and the Closing and shall in no way be affected by
any investigation or knowledge of the subject matter thereof made by or on
behalf of the Purchaser or the Company.
 
Section 10.2. Successors and Assigns.  The terms and conditions of this
Agreement shall inure to the benefit of and be binding upon the respective
successors and assigns of the parties.  Nothing in this Agreement, express or
implied, is intended to confer upon any party other than the parties hereto or
their respective successors and assigns any rights, remedies, obligations,
or liabilities under or by reason of this Agreement, except as expressly
provided in this Agreement.
 
Section 10.3. Governing Law.  This Agreement shall be governed by the internal
law of Ohio.
 
Section 10.4. Counterparts.  This Agreement may be executed in two counterparts,
each of which shall be deemed an original, but both of which together shall
constitute one and the same instrument.  Counterparts may be delivered via
facsimile, electronic mail (including pdf) or other transmission method and any
counterpart so delivered shall be deemed to have been duly and validly delivered
and be valid and effective for all purposes.
 
Section 10.5. Titles and Subtitles.  The titles and subtitles used in this
Agreement are used for convenience only and are not to be considered in
construing or interpreting this Agreement.
 
Section 10.6. Notices.  All notices and other communications given or made
pursuant to this Agreement shall be in writing and shall be deemed effectively
given upon the earlier of actual receipt or: (a) personal delivery to the party
to be notified, (b) when sent, if sent by electronic mail or facsimile during
normal business hours of the recipient, and if not sent during normal business
hours, then on the recipient’s next business day, (c) five (5) days after having
been sent by registered or certified mail, return receipt requested, postage
prepaid, or (d) one (1) business day after deposit with a nationally recognized
overnight courier, freight prepaid, specifying next business day delivery, with
written verification of receipt.  All communications shall be sent to the
respective parties at their address as set forth on the signature page, or to
such e-mail address, facsimile number or address as subsequently modified by
written notice given in accordance with this Section 10.6.  If notice is given
to the Company, a copy shall also be sent to Hutchinson Black and Cook, LLC, 921
Walnut Street, Suite 200 Boulder, CO 80302, Attention: James L. Carpenter, Jr.,
Facsimile: (303) 442-6593; and if notice is given to the Purchaser, a copy shall
also be given to Luis A. Rodriguez, Assistant Secretary, OMS Investments, Inc.,
10250 Constellation Blvd., Suite 2800, Los Angeles, CA 90067, Facsimile: (310)
300-3051, with a copy to Hunton & Williams, LLP, 2200 Pennsylvania Avenue, N.W.,
Washington, D.C. 20036, Attention: J. Steven Patterson, Facsimile: (202)
778-2201.
 
 
 

--------------------------------------------------------------------------------

 
 
Section 10.7. Amendments and Waivers.  Any term of this Agreement may be
amended, terminated or waived only with the written consent of the Company and
the Purchaser.  Any amendment or waiver effected in accordance with this Section
9.7 shall be binding upon the Purchaser and each transferee of the Securities
(or the Conversion Shares or the Warrant Share), each future holder of all such
securities, and the Company.
 
Section 10.8. Severability.  The invalidity or unenforceability of any provision
hereof shall in no way affect the validity or enforceability of any other
provision.
 
Section 10.9. Delays or Omissions.  No delay or omission to exercise any right,
power or remedy accruing to any party under this Agreement, upon any breach or
default of any other party under this Agreement, shall impair any such right,
power or remedy of such non-breaching or non-defaulting party nor shall it be
construed to be a waiver of any such breach or default, or an acquiescence
therein, or of or in any similar breach or default thereafter occurring; nor
shall any waiver of any single breach or default be deemed a waiver of any other
breach or default theretofore or thereafter occurring.  Any waiver, permit,
consent or approval of any kind or character on the part of any party of any
breach or default under this Agreement, or any waiver on the part of any party
of any provisions or conditions of this Agreement, must be in writing and shall
be effective only to the extent specifically set forth in such writing.  All
remedies, either under this Agreement or by law or otherwise afforded to any
party, shall be cumulative and not alternative.
 
Section 10.10. Entire Agreement.  This Agreement (including the Appendices
hereto), the Securities Purchase Agreement, and the other Transaction Agreements
constitute the full and entire understanding and agreement between the parties
with respect to the subject matter hereof, and any other written or oral
agreement relating to the subject matter hereof existing between the parties are
expressly canceled.
 
Section 10.11. Dispute Resolution.  The parties (a) hereby irrevocably and
unconditionally submit to the jurisdiction of the state courts of Colorado and
to the jurisdiction of the United States District Court for the District of
Colorado for the purpose of any suit, action or other proceeding arising out of
or based upon this Agreement, (b) agree not to commence any suit, action or
other proceeding arising out of or based upon this Agreement except in the state
courts of Coloradoor the United States District Court for the District
ofColorado, and (c) hereby waive, and agree not to assert, by way of motion, as
a defense, or otherwise, in any such suit, action or proceeding, any claim that
it is not subject personally to the jurisdiction of the above-named courts, that
its property is exempt or immune from attachment or execution, that the suit,
action or proceeding is brought in an inconvenient forum, that the venue of the
suit, action or proceeding is improper or that this Agreement or the subject
matter hereof may not be enforced in or by such court.  The prevailing party in
any such dispute shall be entitled to recover its reasonable attorneys’ fees and
costs incurred, in addition to any other damages.
 
 
 

--------------------------------------------------------------------------------

 
 
WAIVER OF JURY TRIAL:  EACH PARTY HEREBY WAIVES ITS RIGHTS TO A JURY TRIAL OF
ANY CLAIM OR CAUSE OF ACTION BASED UPON OR ARISING OUT OF THIS AGREEMENT, THE
OTHER TRANSACTION DOCUMENTS, THE SECURITIES OR THE SUBJECT MATTER HEREOF OR
THEREOF.  THE SCOPE OF THIS WAIVER IS INTENDED TO BE ALL-ENCOMPASSING OF ANY AND
ALL DISPUTES THAT MAY BE FILED IN ANY COURT AND THAT RELATE TO THE SUBJECT
MATTER OF THIS TRANSACTION, INCLUDING, WITHOUT LIMITATION, CONTRACT CLAIMS, TORT
CLAIMS (INCLUDING NEGLIGENCE), BREACH OF DUTY CLAIMS, AND ALL OTHER COMMON LAW
AND STATUTORY CLAIMS.  THIS SECTION HAS BEEN FULLY DISCUSSED BY EACH OF THE
PARTIES HERETO AND THESE PROVISIONS WILL NOT BE SUBJECT TO ANY EXCEPTIONS.  EACH
PARTY HERETO HEREBY FURTHER WARRANTS AND REPRESENTS THAT SUCH PARTY HAS REVIEWED
THIS WAIVER WITH ITS LEGAL COUNSEL, AND THAT SUCH PARTY KNOWINGLY AND
VOLUNTARILY WAIVES ITS JURY TRIAL RIGHTS FOLLOWING CONSULTATION WITH LEGAL
COUNSEL
 
 [Signature pages follow.]
 
 
 

--------------------------------------------------------------------------------

 
 
IN WITNESS WHEREOF, the parties have executed this Intellectual Property
Purchase Agreement as of the date first written above.
 
COMPANY:
 
AEROGROW INTERNATIONAL, INC.

By:                                                              

Name:                                                              

Title:                                                               

Address:

6075 Longbow Dr. Suite 200,
Boulder, Colorado 80301
Attention:
Facsimile:
 
 
 

--------------------------------------------------------------------------------

 
 
PURCHASER:

OMS INVESTMENTS, INC.

By:                                                             

Name:                                                                

Title:                                                             

Address:

10250 Constellation Blvd., Suite 2800
Los Angeles, California 90067
Attention:
Facsimile:
 
 
 

--------------------------------------------------------------------------------

 
 
APPENDIX A
INTELLECTUAL PROPERTY ASSIGNMENT

WHEREAS, AeroGrow International, Inc., a Nevada corporation having offices at
6075 Longbow Dr., Suite 200, Boulder, Colorado 80301 (“ASSIGNOR”) owns all
right, title and interest in and to the IP Assets (defined below); and

WHEREAS, OMS Investments, Inc., a Delaware corporation having offices at 10250
Constellation Blvd., Suite 2800, Los Angeles, California 90067 (“ASSIGNEE”) is
desirous of acquiring ASSIGNOR’s entire right, title and interest in and to the
IP Assets;

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency
of which are hereby acknowledged, ASSIGNOR does hereby sell, assign, transfer
and set over to ASSIGNEE, its successors and assigns, ASSIGNOR’s entire right,
title and interest in and to the IP Assets.

(a) “IP Assets” means all intellectual property rights of any kind, worldwide,
owned in whole or in part by ASSIGNOR, that are associated with ASSIGNOR’S
products, including rights in, to and concerning: (a) all patents and patent
applications throughout the world (including utility patents, design patents,
patents of importation, improvement patents, patents and certificates of
addition, and utility models), as well as existing and future divisions,
reissues, reexaminations, continuations, continuations-in-part, renewals and
extensions of any of the foregoing, and applications therefore, and patents
which may be issued on such applications, (b) all trademarks, service marks,
trade dress, logos, trade names, corporate names, domain names and/or other
source identifiers, all goodwill associated with any of the foregoing, and
registrations and applications for registration thereof, including all
extensions, modifications and renewals of the foregoing; except for ASSIGNOR’S
AEROGROW and AEROGARDEN trademarks which shall continue to be owned by ASSIGNOR,
(c) all published and unpublished works of authorship and copyrights therein,
and copyright registrations and applications for registration thereof and all
renewals, extensions, restorations and reversions thereof; and (d) all know-how,
trade secrets, confidential and proprietary information, ideas, inventions,
discoveries, formulae, compositions, manufacturing and production processes and
techniques, research and development information, reports, drawings,
specifications, designs, plans, improvements, proposals, information and
analytic methodology used in the development, testing, analysis, design,
manufacturing and packaging of products and services, technology, software,
computer programs, documentation, databases, data, mask works, financial,
business and marketing plans, cost and pricing information, supplier lists and
related information, sales data and plans, customer lists, customer accounts,
and related information, recorded in any form.  IP Assets includes, but is not
limited to, the items listed on Schedule 1 attached hereto.
 
ASSIGNOR hereby covenants that it has the full right to convey the entire
interest herein assigned, and that it has not executed, and will not execute,
any agreement in conflict with this Intellectual Property Assignment.

The foregoing assignment of IP Assets includes all rights to sue for past,
present, and future infringement, including the right to collect and receive any
damages, royalties, or settlements for such infringements, all rights to sue for
injunctive or other equitable relief, and any and all causes of action relating
to any of the IP Assets.
 
 
 

--------------------------------------------------------------------------------

 
 
ASSIGNOR hereby agrees to execute without further consideration any further
documents and instruments which may be necessary, lawful and proper to secure to
ASSIGNEE its interest and title in the aforementioned IP Assets.

ASSIGNOR hereby agrees to execute without further consideration any further
documents and instruments which may be necessary, lawful and proper in the
prosecution of the IP Assets or in the preparation or prosecution of any
continuation, continuation-in-part, substitute, divisional, renewal,
reexamination, or reissue applications or in any amendments, extensions, or
interference proceedings, or other applications for patents of any region or
country, or that may be necessary to prosecute, protect, or perfect the
aforementioned IP Assets.

ASSIGNOR hereby further covenants and agrees that it will communicate to
ASSIGNEE any and all facts known to it respecting said IP Assets, and testify in
any legal proceeding, sign all lawful papers, execute and deliver all papers and
take an actions that may be necessary or desirable to perfect the title to any
of the IP Assets.

ASSIGNOR does hereby authorized and request the Director of the United States
Patent and Trademark Office, the Director of the United States Copyright Office,
and directors of equivalent foreign intellectual property offices, to issue any
and all letters patent, trademark registrations, copyright registrations, or
similar rights which may be granted upon said IP Assets, or upon any
improvements thereto, or any parts thereof, when granted, to said ASSIGNEE.
 
 
 

--------------------------------------------------------------------------------

 
 
IN TESTIMONY WHEREOF, I hereunto set my hand this ____ day of _________, 2013.

AeroGrow International, Inc. (ASSIGNOR)

By:                                                              

Name:                                                              

Title:                                                               

County of                                                              )
)      ss:
State of                                                                  )

On this _________ day of ___________________, 20___, before me, a Notary Public
in and for the County and State aforesaid, personally appeared
_____________________, to me known and known to me to be the person of that
name, who signed and sealed the foregoing instrument, and acknowledged the same
to be of his free act and deed.
 
______________________________
Notary Public
(SEAL)
My Commission Expires _________

 
 

--------------------------------------------------------------------------------

 
 
IN TESTIMONY WHEREOF, I hereunto set my hand this ____ day of _________, 2013.

OMS Investments, Inc. (ASSIGNEE)

By:                                                              

Name:                                                              

Title:                                                               

County of                                                              )
)      ss:
State of                                                                  )

On this _________ day of ___________________, 20___, before me, a Notary Public
in and for the County and State aforesaid, personally appeared
_____________________, to me known and known to me to be the person of that
name, who signed and sealed the foregoing instrument, and acknowledged the same
to be of his free act and deed.
 
______________________________
Notary Public
(SEAL)
My Commission Expires _________

 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 1
IP ASSETS 

A.
Patents

U.S. Patents and Applications

Patent No.
Application No.
Publication No.
Title
Filing Date (MM/DD/YYYY)
Status
-
10/714,786
2005/0102895
Soil-Less Support Medium and Method for Germinating a Seed
11/17/2003
Abandoned
-
11/079,054
2005/0241231
Methods and Devices for Promoting the Growth of Plant Air Roots
03/14/2005
Abandoned
-
11/098,176
2005/0246954
Devices and Methods for Growing Plants
04/04/2005
Abandoned
-
11/111,553
2005/0246955
Devices and Methods for Growing Plants
04/21/2005
Abandoned
-
11/112,269
2005/0257424
Devices and Methods for Growing Plants
04/22/2005
Abandoned
-
10/528,110
2006/0179711
Devices and Methods for Growing Plants
07/15/2005
Abandoned
D586,688
29/235,880
-
Indoor Gardening Appliance
08/08/2005
Patented
7,818,916
11/321,023
2006/0254332
PH Buffered Plant Nutrient Compositions and Methods for Growing Plants
12/28/2005
Patented
-
11/321,368
2006/0254138
Devices and Methods for Growing Plants by Measuring Liquid or Nutrient Usage
Rate
12/28/2005
Abandoned
-
11/455,364
2006/0272210
Smart Garden Device and Methods for Growing Plants
06/19/2006
Abandoned
-
11/653,121
2007/0271841
Devices and Methods for Growing Plants
01/12/2007
Abandoned
8,261,486
11/654,164
2007/0271842
Systems and Methods for Controlling Liquid Delivery and Distribution to Plants
01/16/2007
Patented
-
11/895,972
2008/0078118
Master Gardener Baskets and Methods for Growing Plants
08/28/2007
Abandoned
D604,196
29/292,564
-
Indoor Gardening Appliance
10/17/2007
Patented
D604,197
29/293,343
-
Indoor Gardening Appliance
11/16/2007
Patented
-
12/002,543
2008/0276534
Devices and Methods for Growing Plants by Measuring Liquid Consumption
12/17/2007
Abandoned
-
12/073,984
2008/0282610
Devices and Methods for Growing Plants
03/12/2008
Abandoned
-
12/073,985
2008/0222949
Devices and Methods for Growing Plants
03/12/2008
Abandoned
-
12/073,987
2008/0155894
Soil-Less Seed Support Medium and Method for Germinating a Seed
03/12/2008
Abandoned
-
12/261,821
2009/0151248
Devices and Methods for Growing Plants
10/30/2008
Abandoned
8,091,275
12/911,590
2011/0036009
PH Buffered Plant Nutrient Compositions and Methods for Growing Plants
10/25/2010
Patented

 
 
 

--------------------------------------------------------------------------------

 
 
Foreign Patents and Applications

Application/ Publication No.
Patent No.
Title
Publication Date (MM/DD/YYYY)
Status
PCT/US2004/030168
WO 2005/055700
Devices and Methods for Growing Plants
06/23/2005
Abandoned

B.
Copyrights

Reg. No.
Description
Reg. Date (MM/DD/YYYY)
Status
VA0001674819
Cascading Petunias Seed Kit
09/28/2007
Registered
TX0006833384
Cascading Petunias Tending & Harvesting Guide
09/28/2007
Registered
VA0001674791
Cherry Tomato Seed Kit
09/28/2007
Registered
TX0006833400
Cherry Tomato Tending & Harvesting Guide
09/28/2007
Registered
VA0001676754
Chili Pepper Seed Kit
09/28/2007
Registered
TX0006833387
Chili Pepper Tending & Harvesting Guide
09/28/2007
Registered
VA0001674792
French Herb Seed Kit
09/28/2007
Registered
TX0006833392
French Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001676784
Gourmet Herb Seed Kit
09/28/2007
Registered
TX0006833397
Gourmet Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001674803
Grow Bulbs (2)
09/28/2007
Registered
VA0001674808
Grow Bulb (1)
09/28/2007
Registered
TX0006833380
Herb Appeal
09/28/2007
Registered
PA0001602428
Herb Appeal
09/28/2007
Registered
VA0001674793
International Basil Seed Kit
09/28/2007
Registered
TX0006833407
International Basil Tending & Harvesting Guide
09/28/2007
Registered
VA0001674799
Italian Herb Seed Kit
09/28/2007
Registered
TX0006833410
Italian Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001674800
Japanese Herb Seed Kit
09/28/2007
Registered
TX0006833412
Japanese Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001676787
Master Gardener Deluxe
09/28/2007
Registered
TX0006833139
Master Gardener Deluxe Guide
09/28/2007
Registered
TX0006833376
Quick Start Guide
09/28/2007
Registered
TX0006833137
Salad Bar Series Tending & Harvesting Guide
09/28/2007
Registered

 
 
 

--------------------------------------------------------------------------------

 
 
C.
Trademarks

Reg. No.
Serial No.
Name of Mark
Filing Date (MM/DD/YYYY)
Status
-
78955692
GROWNOW
08/18/2006
Abandoned
-
78955675
MINIGARDEN
08/18/2006
Abandoned
3455606
78882877
FARMER’S MARKET FRESH
05/12/2006
Active
-
78874379
INTERNATIONAL GOURMET
05/02/2006
Abandoned
-
78836826
FARMER’S MARKET IN YOUR KITCHEN
03/14/2006
Abandoned
-
78836758
OFF THE PLANT AND INTO THE POT
03/14/2006
Abandoned
-
78836736
CUT & COOK
03/14/2006
Abandoned
3525830
78836718
BIO-DOME
03/14/2006
Active
-
78836659
WE GROW GREEN THUMBS
03/14/2006
Abandoned
 
78836577
AEROPOD
03/14/2006
Abandoned
-
78781094
KITCHENHARVEST
12/27/2005
Abandoned
-
78697306
KITCHEN SMART
08/22/2005
Abandoned
-
78671280
FARMERS MARKET FRESH
07/15/2005
Abandoned
-
77720608
AEROFOOD
09/01/2009
Abandoned
-
77655735
GROW ANYTHING, ANYTIME, ANYWHERE
01/23/2009
Abandoned
3773031
77651442
VEGGIEPRO
01/16/2009
Active
-
77584019
GREENSPACE
10/02/2008
Abandoned
-
77550972
graphic [trademark1.jpg]
08/19/2008
Abandoned
-
77550953
GIFT THAT KEEPS ON GROWING
08/19/2008
Abandoned
-
77550941
FRESH AIR
08/19/2008
Abandoned
3633031
77550915
HERB 'N SAVE
08/19/2008
Active
-
77478932
SLEEPGARDEN
05/20/2008
Abandoned
3570754
77476610
HERB 'N ICE
05/16/2008
Active
-
77464412
PATIOPONICS
05/02/2008
Abandoned
-
77440754
PLANT PILLOW
04/04/2008
Abandoned
-
77347256
MASTER CHEF IN A BOX
12/07/2007
Abandoned
3522253
77347195
AGS ADVANCED GROWING SYSTEM
12/07/2007
Active
3573608
77304572
CHEF IN A BOX
10/15/2007
Active
3573607
77304513
FLORIST IN A BOX
10/15/2007
Active
-
77304325
ADAPTIVE INTELLIGENCE
10/15/2007
Abandoned
-
77304131
SNIP IT CHOP IT HERB IT UP!
10/15/2007
Abandoned
-
77304079
graphic [trademark2.jpg]
10/15/2007
Abandoned
-
77304040
ORGANIC AIR
10/15/2007
Abandoned
-
77304030
AERO-FRESH
10/15/2007
Abandoned
3528760
77304010
MOUNTAIN MEADOW
10/15/2007
Active
3592304
77303344
SPLASH OF COLOR
10/12/2007
Active
3592303
77303340
ENGLISH COTTAGE
10/12/2007
Active
-
77303337
WHITE SATIN
10/12/2007
Abandoned
3659815
77303332
RED VELVET
10/12/2007
Active
-
77301478
CORNER MARKET
10/11/2007
Abandoned
-
77238322
HERB IT & SERVE IT
07/25/2007
Abandoned
3592160
77238309
HERB IT UP
07/25/2007
Active
-
77229666
MINIGARDEN
07/13/2007
Abandoned
-
77202957
AEROFLOWER
06/11/2007
Abandoned
3568213
77185032
FLORIST IN A BOX
05/18/2007
Active
3413666
77170403
VEG-E-GARDEN
05/01/2007
Active
-
77154135
GET THE GARDEN
04/11/2007
Abandoned
-
77144237
PRODUCE PANTRY
03/29/2007
Abandoned
-
77142761
EDIBLE PANTRY
03/28/2007
Abandoned
-
77132485
ULTIMATE KITCHEN GARDEN
03/15/2007
Abandoned
3392651
77132449
ULTIMATE KITCHEN GARDENER
03/15/2007
Active
-
77130024
PET NET
03/13/2007
Abandoned
3389625
77129826
WALL GARDEN
03/13/2007
Active
3389624
77129806
WALL FARM
03/13/2007
Active
-
77129677
ADAPTIVE GROWTH INTELLIGENCE
03/13/2007
Abandoned
3373707
77127173
CHEF IN A BOX
03/09/2007
Active
3376411
77095536
HERB 'N SERVE
01/31/2007
Active
-
77070519
EVEN BETTER THAN ORGANIC
12/22/2006
Abandoned
3565083
77058534
PLUG & GROW
12/06/2006
Active
3370002
77058522
SWEET RUBIES
12/06/2006
Active
-
77045993
STRAWBERRY PATCH
11/16/2006
Abandoned
3524683
77045636
HERB APPEAL
11/16/2006
Active
-
77009465
BIOTRANSPORT
09/28/2006
Abandoned
-
77007729
GREEN THUMB GUARANTEE
09/26/2006
Abandoned

 
 
 

--------------------------------------------------------------------------------

 
 
Domain Names:

DomainName
CreateDate
ExpirationDate
Status
365GARDENING.COM
10/27/2008
10/27/2013
Active
AEROGR.COM
5/14/2010
5/14/2013
Active
AGIMARKETING.COM
2/24/2005
7/1/2013
Active
BUYTHEGARDEN.COM
8/29/2006
8/29/2013
Active
GETTHEGARDEN.COM
8/29/2006
8/29/2013
Active
GROWFLOWERS.CA
6/22/2011
6/22/2013
Active
GROWFRESH.COM
10/30/2006
7/1/2013
Active
GROWFRESHNOW.COM
6/7/2007
6/7/2013
Active
GROWNOW.COM
6/14/2004
6/14/2013
Active
INDOORGARDENDEAL.COM
11/11/2009
11/11/2013
Active
INDOORGARDENDEALS.COM
11/17/2009
11/17/2013
Active
ULTIMATEKITCHENGARDEN.COM
6/12/2007
6/12/2013
Active
ULTIMATEKITCHENGARDENER.COM
6/12/2007
6/12/2013
Active

 
 
 

--------------------------------------------------------------------------------

 
 
D.
Technical Information

Software rights for AeroGarden ULTRA software, and the programs and operational
settings for all AeroGrow gardens, are owned by AeroGrow.  The software may
control grow-light timer settings, pump/bubbler settings, nutrient timer
settings, bulb-replace timer settings, garden-type settings, and alert
LEDs.  The ULTRA adds customizability, time-sensitive tips, and a detailed user
interface and control screen.  There is no relevant documentation.

List of software:  AG ULTRA, AG Extra, AG 7, Pro 100, AG 6, Space Saver 6, AG3,
Ultimate Kitchen Garden, and Veggie Pro (including source code)

 
 

--------------------------------------------------------------------------------

 
 
APPENDIX B
EXCLUDED TRADEMARKS & DOMAIN NAMES
 
1.           Marks

Reg. No.
Serial No.
Name of Mark
Filing Date (MM/DD/YYYY)
Status
3252527
78781935
AEROGARDEN
12/28/2005
Active
-
78697314
AEROGROWN
08/22/2005
Active
-
78697293
AEROGROW SMART
08/22/2005
Active
-
78697264
AEROGROW SMART GARDEN
08/22/2005
Active
-
78654377
AEROGROW KITCHEN GARDEN
06/20/2005
Abandoned
3412797
78614573
AEROGROW
04/22/2005
Active
3710117
77573358
AEROGARDEN ANTICS
09/18/2008
Active
-
77304395
AEROGARDEN MINI
10/15/2007
Abandoned
3632111
77229682
AEROGARDEN
07/13/2007
Active
3322684
77073448
AEROGARDEN
12/29/2006
Active
3311062
77073424
AEROGARDEN
12/29/2006
Active
3311054
77073362
AEROGARDEN
12/29/2006
Active
3568085
77073345
AEROGARDEN
12/29/2006
Active
-
77073339
AEROGARDEN
12/29/2006
Active
-
77073259
AEROGARDEN
12/29/2006
Active

 
 
 

--------------------------------------------------------------------------------

 
 
2.
Domain Names

DomainName
CreateDate
ExpirationDate
Status
AERO-GARDEN.COM
1/2/2006
7/1/2013
Active
AEROGARDEN.CA
9/12/2007
9/12/2013
Active
AEROGARDEN.COM
1/12/2005
7/1/2013
Active
AEROGARDEN.NET
2/11/2005
7/1/2013
Active
AEROGARDEN.ORG
12/28/2005
12/28/2013
Active
AEROGARDEN.TV
4/6/2006
4/6/2013
Active
AEROGARDEN.US
12/28/2005
12/27/2013
Active
AEROGARDEN3.COM
7/8/2009
7/8/2013
Active
AEROGARDEN365.COM
5/14/2008
5/14/2013
Active
AEROGARDENBLOG.COM
5/29/2009
5/29/2013
Active
AEROGARDENBULBS.COM
7/20/2007
7/20/2013
Active
AEROGARDENCANADA.CA
6/8/2009
6/8/2013
Active
AEROGARDENCANADA.COM
2/23/2007
2/23/2014
Active
AEROGARDENCATALOG.COM
7/29/2008
7/29/2013
Active
AEROGARDENCLUB.COM
3/6/2008
3/6/2014
Active
AEROGARDENCOMMUNITY.COM
1/7/2010
1/7/2014
Active
AEROGARDENCOUPONS.COM
2/13/2009
2/13/2014
Active
AEROGARDENDIRECT.CA
5/16/2008
5/16/2013
Active
AEROGARDENDIRECT.COM
8/29/2006
8/29/2013
Active
AEROGARDENER.COM
12/28/2005
7/1/2013
Active
AEROGARDENER.NET
12/28/2005
7/1/2013
Active
AEROGARDENGIFTS.COM
3/31/2008
3/31/2014
Active
AEROGARDENGROWBULBS.COM
7/20/2007
7/20/2013
Active
AEROGARDENGROWLIGHTS.COM
1/18/2011
1/18/2014
Active
AEROGARDENIDEAS.COM
11/10/2008
11/10/2013
Active
AEROGARDENIMAGES.COM
11/3/2010
11/3/2013
Active
AEROGARDENING.COM
12/28/2005
7/1/2013
Active
AEROGARDENMINI.COM
8/30/2007
8/30/2013
Active
AEROGARDENNUTRIENTS.COM
1/18/2011
1/18/2014
Active
AEROGARDENOFFERS.COM
2/18/2008
2/18/2014
Active
AEROGARDENONLINE.COM
9/27/2006
9/27/2013
Active
AEROGARDENONLINESTORE.COM
9/27/2006
9/27/2013
Active
AEROGARDENOUTLET.COM
1/20/2009
1/20/2014
Active
AEROGARDENREVIEWS.COM
12/9/2008
12/9/2013
Active
AEROGARDENS.COM
8/28/2006
8/28/2013
Active
AEROGARDENS.EU
10/15/2008
10/31/2014
Active
AEROGARDENSTORE.COM
4/28/2006
7/1/2013
Active
AEROGARDENSUPPORT.COM
4/28/2006
7/1/2013
Active
AEROGARDENTHREE.COM
7/8/2009
7/8/2013
Active
AEROGARDENTV.COM
8/27/2008
8/27/2013
Active
AEROGARDENUTRIENTS.COM
1/18/2011
1/18/2014
Active
AEROGARDENVIDEO.COM
2/22/2010
2/22/2014
Active
AEROGARDENVIP.COM
11/13/2007
11/13/2013
Active
AEROGARDENYOUTUBE.COM
11/28/2007
11/28/2013
Active
AEROGRO.COM
6/24/2002
7/1/2013
Active
AEROGROW.CO.UK
7/20/2012
7/20/2013
Active
AEROGROW.COM
6/24/2002
7/1/2014
Active
AEROGROW.NET
10/18/2005
7/1/2013
Active
AEROGROWDIRECT.COM
8/29/2006
8/29/2013
Active
AEROGROWOUTLET.COM
1/20/2009
1/20/2014
Active
AIROGARDEN.COM
1/2/2006
7/1/2013
Active
AMAZINGAEROGARDEN.COM
11/28/2007
11/28/2013
Active
AROGARDEN.COM
1/2/2006
7/1/2013
Active
AROWGARDEN.COM
1/2/2006
7/1/2013
Active
ARROGARDEN.COM
1/2/2006
7/1/2013
Active
ARROWGARDEN.COM
1/2/2006
7/1/2013
Active
ARROWGROW.COM
6/24/2002
7/1/2013
Active
EROGARDEN.COM
1/2/2006
7/1/2013
Active
GETTHEAEROGARDEN.COM
9/27/2006
9/27/2013
Active
ILOVEMYAEROGARDEN.COM
6/19/2008
6/19/2013
Active
MYAEROGARDEN.COM
10/3/2012
10/3/2013
Active
THEAEROGARDEN.CA
9/16/2008
9/16/2013
Active
THEAEROGARDEN.COM
5/26/2006
5/26/2013
Active
THEAEROGARDENSTORE.COM
9/27/2006
9/27/2013
Active
aerogarden.fi
6/3/2010
6/3/2013
Active
aerogarden.com.br
8/4/2009
8/4/2013
Active
aerogarden.mx
7/1/2009
6/30/2013
Active
aerogarden.nl
3/23/2011
8/10/2013
Active
aerogarden.no
11/17/2008
9/10/2013
Active
aerogardens.ch
8/3/2010
9/29/2013
Active
aerogardens.fr
10/15/2008
10/15/2013
Active
aerogarden.es
10/15/2008
10/15/2013
Active
aerogarden.it
10/21/2008
10/21/2013
Active
aerogarden.dk
10/15/2008
10/15/2013
Active
aerogarden.asia
3/26/2008
3/26/2014
Active
aerogarden.hk
2/23/2008
3/2/2014
Active
aerogarden.kr
10/26/2007
10/26/2013
Active
theaerogarden.fr
10/9/2007
10/9/2013
Active
theaerogarden.nl
10/8/2007
10/8/2013
Active
aerogarden.ie
10/4/2007
10/16/2013
Active
aerogrow.hk
9/27/2007
8/15/2013
Active
aerogarden.com.mx
7/26/2006
7/26/2013
Active
theaerogarden.eu
7/20/2006
7/31/2013
Active
aerogarden.jp
7/20/2006
7/20/2013
Active
theaerogarden.com.au
10/11/2007
10/10/2013
Active
aerogarden.se
7/20/2006
7/20/2013
Active
aerogrow.jp
5/13/2011
5/11/2013
Active
aerogarden.co.uk
5/29/2007
10-Apr-16
Active

 
 
 

--------------------------------------------------------------------------------

 
 
APPENDIX C

(Exceptions to reps and warranties)

2.3(a)  First Western Trust Bank has a security interest in the Company
Intellectual Property, which must be released or satisfied prior to or
contemporaneous with the Closing. GVC Capital,
LLC has a security interest in the Company Intellectual Property, which must be
released or satisfied prior to or contemporaneous with the Closing. First
Capital has a security interest in the Company Intellectual Property, which must
be released or satisfied prior to or contemporaneous with the Closing.

2.3(d) Schedule I to Appendix A identifies those IP Assets that have been
abandoned, including without limitation, patents, patent applications,
trademarks, and trademark applications.

2.3(g)  The Company does permit use of the Company’s Trademarks by distributors
in connection with marketing activities for international distribution of its
products.

2.5  The Company’s has enforceable non-compete agreements only with Mike Wolfe,
John Thompson, and former Key Employee Greg Clarke.

 

 
 

--------------------------------------------------------------------------------

 

 
APPENDIX A
INTELLECTUAL PROPERTY ASSIGNMENT

WHEREAS, AeroGrow International, Inc., a Nevada corporation having offices at
6075 Longbow Dr., Suite 200, Boulder, Colorado 80301 (“ASSIGNOR”) owns all
right, title and interest in and to the IP Assets (defined below); and

WHEREAS, OMS Investments, Inc., a Delaware corporation having offices at 10250
Constellation Blvd., Suite 2800, Los Angeles, California 90067 (“ASSIGNEE”) is
desirous of acquiring ASSIGNOR’s entire right, title and interest in and to the
IP Assets;

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency
of which are hereby acknowledged, ASSIGNOR does hereby sell, assign, transfer
and set over to ASSIGNEE, its successors and assigns, ASSIGNOR’s entire right,
title and interest in and to the IP Assets.

(a) “IP Assets” means all intellectual property rights of any kind, worldwide,
owned in whole or in part by ASSIGNOR, including rights in, to and concerning:
(a) all patents and patent applications throughout the world (including utility
patents, design patents, patents of importation, improvement patents, patents
and certificates of addition, and utility models), as well as existing and
future divisions, reissues, reexaminations, continuations,
continuations-in-part, renewals and extensions of any of the foregoing, and
applications therefore, and patents which may be issued on such applications,
(b) all trademarks, service marks, trade dress, logos, trade names, corporate
names, domain names and/or other source identifiers, all goodwill associated
with any of the foregoing, and registrations and applications for registration
thereof, including all extensions, modifications and renewals of the foregoing;
except for ASSIGNOR’S AEROGROW and AEROGARDEN trademarks which shall continue to
be owned by ASSIGNOR, (c) all published and unpublished works of authorship and
copyrights therein, and copyright registrations and applications for
registration thereof and all renewals, extensions, restorations and reversions
thereof; and (d) all know-how, trade secrets, confidential and proprietary
information, ideas, inventions, discoveries, formulae, compositions,
manufacturing and production processes and techniques, research and development
information, reports, drawings, specifications, designs, plans, improvements,
proposals, information and analytic methodology used in the development,
testing, analysis, design, manufacturing and packaging of products and services,
technology, software, computer programs, documentation, databases, data, mask
works, financial, business and marketing plans, cost and pricing information,
supplier lists and related information, sales data and plans, customer lists,
customer accounts, and related information, recorded in any form.  IP Assets
includes, but is not limited to, the items listed on Schedule 1 attached hereto.
 
ASSIGNOR hereby covenants that it has the full right to convey the entire
interest herein assigned, and that it has not executed, and will not execute,
any agreement in conflict with this Intellectual Property Assignment.

The foregoing assignment of IP Assets includes all rights to sue for past,
present, and future infringement, including the right to collect and receive any
damages, royalties, or settlements for such infringements, all rights to sue for
injunctive or other equitable relief, and any and all causes of action relating
to any of the IP Assets.
 
 
 

--------------------------------------------------------------------------------

 
 
ASSIGNOR hereby agrees to execute without further consideration any further
documents and instruments which may be necessary, lawful and proper to secure to
ASSIGNEE its interest and title in the aforementioned IP Assets.

ASSIGNOR hereby agrees to execute without further consideration any further
documents and instruments which may be necessary, lawful and proper in the
prosecution of the IP Assets or in the preparation or prosecution of any
continuation, continuation-in-part, substitute, divisional, renewal,
reexamination, or reissue applications or in any amendments, extensions, or
interference proceedings, or other applications for patents of any region or
country, or that may be necessary to prosecute, protect, or perfect the
aforementioned IP Assets.

ASSIGNOR hereby further covenants and agrees that it will communicate to
ASSIGNEE any and all facts known to it respecting said IP Assets, and testify in
any legal proceeding, sign all lawful papers, execute and deliver all papers and
take an actions that may be necessary or desirable to perfect the title to any
of the IP Assets.

ASSIGNOR does hereby authorized and request the Director of the United States
Patent and Trademark Office, the Director of the United States Copyright Office,
and directors of equivalent foreign intellectual property offices, to issue any
and all letters patent, trademark registrations, copyright registrations, or
similar rights which may be granted upon said IP Assets, or upon any
improvements thereto, or any parts thereof, when granted, to said ASSIGNEE.
 
 
 

--------------------------------------------------------------------------------

 
 
IN TESTIMONY WHEREOF, I hereunto set my hand this ____ day of _________, 2013.

AeroGrow International, Inc. (ASSIGNOR)

By:                                                              

Name:                                                              

Title:                                                               

County of                                                              )
)      ss:
State of                                                                  )

On this _________ day of ___________________, 20___, before me, a Notary Public
in and for the County and State aforesaid, personally appeared
_____________________, to me known and known to me to be the person of that
name, who signed and sealed the foregoing instrument, and acknowledged the same
to be of his free act and deed.
 
______________________________
Notary Public
(SEAL)
My Commission Expires _________

 
 
 

--------------------------------------------------------------------------------

 
 
IN TESTIMONY WHEREOF, I hereunto set my hand this ____ day of _________, 2013.

OMS Investments, Inc. (ASSIGNEE)

By:                                                              

Name:                                                              

Title:                                                               

County of                                                              )
)      ss:
State of                                                                  )

On this _________ day of ___________________, 20___, before me, a Notary Public
in and for the County and State aforesaid, personally appeared
_____________________, to me known and known to me to be the person of that
name, who signed and sealed the foregoing instrument, and acknowledged the same
to be of his free act and deed.
 
______________________________
Notary Public
(SEAL)
My Commission Expires _________

 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 1
IP ASSETS 

A.
Patents

U.S. Patents and Applications

Patent No.
Application No.
Publication No.
Title
Filing Date (MM/DD/YYYY)
Status
-
10/714,786
2005/0102895
Soil-Less Support Medium and Method for Germinating a Seed
11/17/2003
Abandoned
-
11/079,054
2005/0241231
Methods and Devices for Promoting the Growth of Plant Air Roots
03/14/2005
Abandoned
-
11/098,176
2005/0246954
Devices and Methods for Growing Plants
04/04/2005
Abandoned
-
11/111,553
2005/0246955
Devices and Methods for Growing Plants
04/21/2005
Abandoned
-
11/112,269
2005/0257424
Devices and Methods for Growing Plants
04/22/2005
Abandoned
-
10/528,110
2006/0179711
Devices and Methods for Growing Plants
07/15/2005
Abandoned
D586,688
29/235,880
-
Indoor Gardening Appliance
08/08/2005
Patented
7,818,916
11/321,023
2006/0254332
PH Buffered Plant Nutrient Compositions and Methods for Growing Plants
12/28/2005
Patented
-
11/321,368
2006/0254138
Devices and Methods for Growing Plants by Measuring Liquid or Nutrient Usage
Rate
12/28/2005
Abandoned
-
11/455,364
2006/0272210
Smart Garden Device and Methods for Growing Plants
06/19/2006
Abandoned
-
11/653,121
2007/0271841
Devices and Methods for Growing Plants
01/12/2007
Abandoned
8,261,486
11/654,164
2007/0271842
Systems and Methods for Controlling Liquid Delivery and Distribution to Plants
01/16/2007
Patented
-
11/895,972
2008/0078118
Master Gardener Baskets and Methods for Growing Plants
08/28/2007
Abandoned
D604,196
29/292,564
-
Indoor Gardening Appliance
10/17/2007
Patented
D604,197
29/293,343
-
Indoor Gardening Appliance
11/16/2007
Patented
-
12/002,543
2008/0276534
Devices and Methods for Growing Plants by Measuring Liquid Consumption
12/17/2007
Abandoned
-
12/073,984
2008/0282610
Devices and Methods for Growing Plants
03/12/2008
Abandoned
-
12/073,985
2008/0222949
Devices and Methods for Growing Plants
03/12/2008
Abandoned
-
12/073,987
2008/0155894
Soil-Less Seed Support Medium and Method for Germinating a Seed
03/12/2008
Abandoned
-
12/261,821
2009/0151248
Devices and Methods for Growing Plants
10/30/2008
Abandoned
8,091,275
12/911,590
2011/0036009
PH Buffered Plant Nutrient Compositions and Methods for Growing Plants
10/25/2010
Patented

 
 
 

--------------------------------------------------------------------------------

 
 
Foreign Patents and Applications

Application/ Publication No.
Patent No.
Title
Publication Date (MM/DD/YYYY)
Status
PCT/US2004/030168
WO 2005/055700
Devices and Methods for Growing Plants
06/23/2005
Abandoned

B.
Copyrights

Reg. No.
Description
Reg. Date (MM/DD/YYYY)
Status
VA0001674819
Cascading Petunias Seed Kit
09/28/2007
Registered
TX0006833384
Cascading Petunias Tending & Harvesting Guide
09/28/2007
Registered
VA0001674791
Cherry Tomato Seed Kit
09/28/2007
Registered
TX0006833400
Cherry Tomato Tending & Harvesting Guide
09/28/2007
Registered
VA0001676754
Chili Pepper Seed Kit
09/28/2007
Registered
TX0006833387
Chili Pepper Tending & Harvesting Guide
09/28/2007
Registered
VA0001674792
French Herb Seed Kit
09/28/2007
Registered
TX0006833392
French Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001676784
Gourmet Herb Seed Kit
09/28/2007
Registered
TX0006833397
Gourmet Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001674803
Grow Bulbs (2)
09/28/2007
Registered
VA0001674808
Grow Bulb (1)
09/28/2007
Registered
TX0006833380
Herb Appeal
09/28/2007
Registered
PA0001602428
Herb Appeal
09/28/2007
Registered
VA0001674793
International Basil Seed Kit
09/28/2007
Registered
TX0006833407
International Basil Tending & Harvesting Guide
09/28/2007
Registered
VA0001674799
Italian Herb Seed Kit
09/28/2007
Registered
TX0006833410
Italian Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001674800
Japanese Herb Seed Kit
09/28/2007
Registered
TX0006833412
Japanese Herb Tending & Harvesting Guide
09/28/2007
Registered
VA0001676787
Master Gardener Deluxe
09/28/2007
Registered
TX0006833139
Master Gardener Deluxe Guide
09/28/2007
Registered
TX0006833376
Quick Start Guide
09/28/2007
Registered
TX0006833137
Salad Bar Series Tending & Harvesting Guide
09/28/2007
Registered

 
 
 

--------------------------------------------------------------------------------

 
 
C.
Trademarks

Reg. No.
Serial No.
Name of Mark
Filing Date (MM/DD/YYYY)
Status
-
78955692
GROWNOW
08/18/2006
Abandoned
-
78955675
MINIGARDEN
08/18/2006
Abandoned
3455606
78882877
FARMER’S MARKET FRESH
05/12/2006
Active
-
78874379
INTERNATIONAL GOURMET
05/02/2006
Abandoned
-
78836826
FARMER’S MARKET IN YOUR KITCHEN
03/14/2006
Abandoned
-
78836758
OFF THE PLANT AND INTO THE POT
03/14/2006
Abandoned
-
78836736
CUT & COOK
03/14/2006
Abandoned
3525830
78836718
BIO-DOME
03/14/2006
Active
-
78836659
WE GROW GREEN THUMBS
03/14/2006
Abandoned
 
78836577
AEROPOD
03/14/2006
Abandoned
-
78781094
KITCHENHARVEST
12/27/2005
Abandoned
-
78697306
KITCHEN SMART
08/22/2005
Abandoned
-
78671280
FARMERS MARKET FRESH
07/15/2005
Abandoned
-
77720608
AEROFOOD
09/01/2009
Abandoned
-
77655735
GROW ANYTHING, ANYTIME, ANYWHERE
01/23/2009
Abandoned
3773031
77651442
VEGGIEPRO
01/16/2009
Active
-
77584019
GREENSPACE
10/02/2008
Abandoned
-
77550972
[Missing Graphic Reference]
08/19/2008
Abandoned
-
77550953
GIFT THAT KEEPS ON GROWING
08/19/2008
Abandoned
-
77550941
FRESH AIR
08/19/2008
Abandoned
3633031
77550915
HERB 'N SAVE
08/19/2008
Active
-
77478932
SLEEPGARDEN
05/20/2008
Abandoned
3570754
77476610
HERB 'N ICE
05/16/2008
Active
-
77464412
PATIOPONICS
05/02/2008
Abandoned
-
77440754
PLANT PILLOW
04/04/2008
Abandoned
-
77347256
MASTER CHEF IN A BOX
12/07/2007
Abandoned
3522253
77347195
AGS ADVANCED GROWING SYSTEM
12/07/2007
Active
3573608
77304572
CHEF IN A BOX
10/15/2007
Active
3573607
77304513
FLORIST IN A BOX
10/15/2007
Active
-
77304325
ADAPTIVE INTELLIGENCE
10/15/2007
Abandoned
-
77304131
SNIP IT CHOP IT HERB IT UP!
10/15/2007
Abandoned
-
77304079
[Missing Graphic Reference]
10/15/2007
Abandoned
-
77304040
ORGANIC AIR
10/15/2007
Abandoned
-
77304030
AERO-FRESH
10/15/2007
Abandoned
3528760
77304010
MOUNTAIN MEADOW
10/15/2007
Active
3592304
77303344
SPLASH OF COLOR
10/12/2007
Active
3592303
77303340
ENGLISH COTTAGE
10/12/2007
Active
-
77303337
WHITE SATIN
10/12/2007
Abandoned
3659815
77303332
RED VELVET
10/12/2007
Active
-
77301478
CORNER MARKET
10/11/2007
Abandoned
-
77238322
HERB IT & SERVE IT
07/25/2007
Abandoned
3592160
77238309
HERB IT UP
07/25/2007
Active
-
77229666
MINIGARDEN
07/13/2007
Abandoned
-
77202957
AEROFLOWER
06/11/2007
Abandoned
3568213
77185032
FLORIST IN A BOX
05/18/2007
Active
3413666
77170403
VEG-E-GARDEN
05/01/2007
Active
-
77154135
GET THE GARDEN
04/11/2007
Abandoned
-
77144237
PRODUCE PANTRY
03/29/2007
Abandoned
-
77142761
EDIBLE PANTRY
03/28/2007
Abandoned
-
77132485
ULTIMATE KITCHEN GARDEN
03/15/2007
Abandoned
3392651
77132449
ULTIMATE KITCHEN GARDENER
03/15/2007
Active
-
77130024
PET NET
03/13/2007
Abandoned
3389625
77129826
WALL GARDEN
03/13/2007
Active
3389624
77129806
WALL FARM
03/13/2007
Active
-
77129677
ADAPTIVE GROWTH INTELLIGENCE
03/13/2007
Abandoned
3373707
77127173
CHEF IN A BOX
03/09/2007
Active
3376411
77095536
HERB 'N SERVE
01/31/2007
Active
-
77070519
EVEN BETTER THAN ORGANIC
12/22/2006
Abandoned
3565083
77058534
PLUG & GROW
12/06/2006
Active
3370002
77058522
SWEET RUBIES
12/06/2006
Active
-
77045993
STRAWBERRY PATCH
11/16/2006
Abandoned
3524683
77045636
HERB APPEAL
11/16/2006
Active
-
77009465
BIOTRANSPORT
09/28/2006
Abandoned
-
77007729
GREEN THUMB GUARANTEE
09/26/2006
Abandoned

 
 
 

--------------------------------------------------------------------------------

 
 
Domain Names:

DomainName
CreateDate
ExpirationDate
Status
365GARDENING.COM
10/27/2008
10/27/2013
Active
AEROGR.COM
5/14/2010
5/14/2013
Active
AGIMARKETING.COM
2/24/2005
7/1/2013
Active
BUYTHEGARDEN.COM
8/29/2006
8/29/2013
Active
GETTHEGARDEN.COM
8/29/2006
8/29/2013
Active
GROWFLOWERS.CA
6/22/2011
6/22/2013
Active
GROWFRESH.COM
10/30/2006
7/1/2013
Active
GROWFRESHNOW.COM
6/7/2007
6/7/2013
Active
GROWNOW.COM
6/14/2004
6/14/2013
Active
INDOORGARDENDEAL.COM
11/11/2009
11/11/2013
Active
INDOORGARDENDEALS.COM
11/17/2009
11/17/2013
Active
ULTIMATEKITCHENGARDEN.COM
6/12/2007
6/12/2013
Active
ULTIMATEKITCHENGARDENER.COM
6/12/2007
6/12/2013
Active

D.
Technical Information

Software rights for AeroGarden ULTRA software, and the programs and operational
settings for all AeroGrow gardens, are owned by AeroGrow.  The software may
control grow-light timer settings, pump/bubbler settings, nutrient timer
settings, bulb-replace timer settings, garden-type settings, and alert
LEDs.  The ULTRA adds customizability, time-sensitive tips, and a detailed user
interface and control screen.  There is no relevant documentation.

List of software:  AG ULTRA, AG Extra, AG 7, Pro 100, AG 6, Space Saver 6, AG3,
Ultimate Kitchen Garden, and Veggie Pro (including source code)