Exhibit 10.1

 

EXECUTION COPY

 

AMENDMENT NO. 13 TO THE THIRD AMENDED AND RESTATED
CREDIT AND REIMBURSEMENT AGREEMENT

 

Dated as of July 29, 2008

 

AMENDMENT NO. 13 TO THE THIRD AMENDED AND RESTATED CREDIT AND REIMBURSEMENT
AGREEMENT (this “Amendment”) among The AES Corporation, a Delaware corporation
(the “Borrower”), the Subsidiary Guarantors, the Bank Parties listed on the
signature pages hereto, CITICORP USA, INC., as administrative agent (the
“Agent”) and CITIBANK, N.A., as Collateral Agent, for the Bank Parties (the
“Collateral Agent”).

 

PRELIMINARY STATEMENTS

 

(1)           WHEREAS, the Borrower is party to a Third Amended and Restated
Credit and Reimbursement Agreement dated as of March 17, 2004 (as amended,
amended and restated, supplemented or otherwise modified up to the date hereof,
the “Existing Bank Credit Agreement”; capitalized terms used herein but not
defined shall be used herein as defined in the Credit Agreement) among the
Subsidiary Guarantors, the Bank Parties, CITIGROUP GLOBAL MARKETS, INC., as Lead
Arranger and Book Runner, BANC OF AMERICA SECURITIES LLC, as Lead Arranger and
Book Runner and as Co-Syndication Agent (for the Initial Term Loan Facility),
DEUTSCHE BANK SECURITIES INC., as Lead Arranger and Book Runner (for the Initial
Term Loan Facility), UNION BANK OF CALIFORNIA, N.A., as Co-Syndication Agent
(for the Initial Term Loan Facility) and as Lead Arranger and Book Runner and as
Syndication Agent (for the Revolving Credit Facility), LEHMAN COMMERCIAL PAPER
INC., as Co-Documentation Agent (for the Initial Term Loan Facility), UBS
SECURITIES LLC, as Co-Documentation Agent (for the Initial Term Loan Facility),
SOCIÉTÉ GÉNÉRALE, as Co-Documentation Agent (for the Revolving Credit Facility),
CREDIT LYONNAISE NEW YORK BRANCH, as Co-Documentation Agent (for the Revolving
Credit Facility), the Agent and the Collateral Agent; and

 

(2)           WHEREAS, the Borrower and the Required Banks have agreed, subject
to the terms and conditions hereinafter set forth, to amend and restate the
Existing Bank Credit Agreement as set forth below (as amended and restated the
“Credit Agreement”).

 

NOW, THEREFORE, in consideration of the premises and for other good and valuable
consideration, the sufficiency and receipt of all of which is hereby
acknowledged, the parties hereto hereby agree as follows:

 

SECTION 1.           AMENDMENT.  AS OF THE EFFECTIVE DATE, THE CREDIT AGREEMENT
IS HEREBY AMENDED AS FOLLOWS:

 

THE EXISTING BANK CREDIT AGREEMENT IS HEREBY AMENDED AND RESTATED AS SET FORTH
IN ANNEX A HERETO.

 

--------------------------------------------------------------------------------

 

SECTION 2.           CONDITIONS TO EFFECTIVENESS.  THIS AMENDMENT SHALL BECOME
EFFECTIVE WHEN, AND ONLY WHEN, AND AS OF THE DATE (THE “EFFECTIVE DATE”) ON
WHICH (A) THE AGENT SHALL HAVE RECEIVED COUNTERPARTS OF THIS AMENDMENT EXECUTED
BY THE BORROWER AND EACH OF THE SUBSIDIARY GUARANTORS AND THE REQUIRED BANKS OR,
AS TO ANY OF THE REQUIRED BANKS, ADVICE SATISFACTORY TO THE AGENT THAT SUCH BANK
PARTY HAS EXECUTED THIS AMENDMENT, (B) THE AGENT SHALL HAVE RECEIVED PAYMENT OF
ALL ACCRUED FEES AND EXPENSES OF THE AGENT (INCLUDING THE REASONABLE AND ACCRUED
FEES OF COUNSEL TO THE AGENT INVOICED ON OR PRIOR TO THE DATE HEREOF), (C) THE
AGENT SHALL HAVE RECEIVED A FAVORABLE OPINION OF THE COUNSEL OF THE BORROWER
REGARDING THE DUE AUTHORIZATION, EXECUTION AND DELIVERY OF THIS AMENDMENT AND
OTHER MATTERS REASONABLY REQUESTED BY THE AGENT AND (D) THE AGENT SHALL HAVE
RECEIVED A CERTIFICATE SIGNED BY A DULY AUTHORIZED OFFICER OF THE BORROWER DATED
THE EFFECTIVE DATE, TO THE EFFECT THAT, AFTER GIVING EFFECT TO THIS AMENDMENT:
(I) THE REPRESENTATIONS AND WARRANTIES CONTAINED IN EACH OF THE FINANCING
DOCUMENTS ARE TRUE AND CORRECT IN ALL MATERIAL RESPECTS ON AND AS OF THE
EFFECTIVE DATE AS THOUGH MADE ON AND AS OF SUCH DATE (UNLESS STATED TO RELATE
SOLELY TO AN EARLIER DATE, IN WHICH CASE SUCH REPRESENTATIONS AND WARRANTIES ARE
TRUE AND CORRECT IN ALL MATERIAL RESPECTS AS OF SUCH EARLIER DATE); AND (II) NO
DEFAULT HAS OCCURRED AND IS CONTINUING.

 

This Amendment is subject to the provisions of Section 10.05 of the Credit
Agreement.

 

SECTION 3.           REPRESENTATIONS AND WARRANTIES.  THE BORROWER REPRESENTS
AND WARRANTS AS FOLLOWS:

 

(A)           THE REPRESENTATIONS AND WARRANTIES CONTAINED IN EACH OF THE
FINANCING DOCUMENTS, AFTER GIVING EFFECT TO THIS AMENDMENT, ARE CORRECT IN ALL
MATERIAL RESPECTS ON AND AS OF THE DATE OF THIS AMENDMENT, AS THOUGH MADE ON AND
AS OF SUCH DATE (UNLESS STATED TO RELATE SOLELY TO AN EARLIER DATE, IN WHICH
CASE SUCH REPRESENTATIONS AND WARRANTIES ARE TRUE AND CORRECT IN ALL MATERIAL
RESPECTS AS OF SUCH EARLIER DATE).

 

(B)           AFTER GIVING EFFECT TO THIS AMENDMENT, NO DEFAULT HAS OCCURRED AND
IS CONTINUING ON THE DATE HEREOF.

 

SECTION 4.           REFERENCE TO AND EFFECT ON THE FINANCING DOCUMENTS.  (A) 
ON AND AFTER THE EFFECTIVE DATE, EACH REFERENCE IN THE CREDIT AGREEMENT TO “THIS
AGREEMENT”, “HEREUNDER”, “HEREOF” OR WORDS OF LIKE IMPORT REFERRING TO THE
CREDIT AGREEMENT, AND EACH REFERENCE IN THE NOTES AND EACH OF THE OTHER
FINANCING DOCUMENTS TO “THE AGREEMENT”, “THEREUNDER”, “THEREOF”, OR WORDS OF
LIKE IMPORT REFERRING TO THE CREDIT AGREEMENT SHALL MEAN AND BE A REFERENCE TO
THE CREDIT AGREEMENT, AS MODIFIED HEREBY.

 

(B)           THE CREDIT AGREEMENT, THE NOTES AND EACH OF THE OTHER FINANCING
DOCUMENTS, AS SPECIFICALLY MODIFIED BY THIS AMENDMENT, ARE AND SHALL CONTINUE TO
BE IN FULL FORCE AND EFFECT AND ARE HEREBY IN ALL RESPECTS RATIFIED AND
CONFIRMED.  WITHOUT LIMITING THE GENERALITY OF THE FOREGOING, THE COLLATERAL
DOCUMENTS AND ALL OF THE COLLATERAL DESCRIBED THEREIN DO AND SHALL CONTINUE TO
SECURE THE PAYMENT OF ALL OBLIGATIONS OF THE LOAN PARTIES UNDER THE FINANCING
DOCUMENTS, IN EACH CASE AS MODIFIED BY THIS AMENDMENT.

 

2

--------------------------------------------------------------------------------

 

(C)           THE EXECUTION, DELIVERY AND EFFECTIVENESS OF THIS AMENDMENT SHALL
NOT, EXCEPT AS EXPRESSLY PROVIDED HEREIN, OPERATE AS A WAIVER OF ANY RIGHT,
POWER OR REMEDY OF THE BANKS, NOR CONSTITUTE AN AMENDMENT OR WAIVER OF ANY
PROVISION OF THE CREDIT AGREEMENT OR THE OTHER FINANCING DOCUMENTS.

 

SECTION 5.           AFFIRMATION OF SUBSIDIARY GUARANTORS.  EACH SUBSIDIARY
GUARANTOR HEREBY CONSENTS TO THE AMENDMENTS TO THE CREDIT AGREEMENT EFFECTED
HEREBY, AND HEREBY CONFIRMS AND AGREES THAT, NOTWITHSTANDING THE EFFECTIVENESS
OF THIS AMENDMENT, THE OBLIGATIONS OF SUCH SUBSIDIARY GUARANTOR CONTAINED IN
ARTICLE IX OF THE CREDIT AGREEMENT OR IN ANY OTHER FINANCING DOCUMENTS TO WHICH
IT IS A PARTY ARE, AND SHALL REMAIN, IN FULL FORCE AND EFFECT AND ARE HEREBY
RATIFIED AND CONFIRMED IN ALL RESPECTS, EXCEPT THAT, ON AND AFTER THE
EFFECTIVENESS OF THIS AMENDMENT, EACH REFERENCE IN ARTICLE IX OF THE CREDIT
AGREEMENT AND IN EACH OF THE OTHER FINANCING DOCUMENTS TO “THE AGREEMENT”,
“THEREUNDER”, “THEREOF” OR WORDS OF LIKE IMPORT SHALL MEAN AND BE A REFERENCE TO
THE CREDIT AGREEMENT, AS MODIFIED BY THIS AMENDMENT.  WITHOUT LIMITING THE
GENERALITY OF THE FOREGOING, THE COLLATERAL DOCUMENTS TO WHICH SUCH SUBSIDIARY
GUARANTOR IS A PARTY AND ALL OF THE COLLATERAL DESCRIBED THEREIN DO, AND SHALL
CONTINUE TO SECURE, PAYMENT OF ALL OF THE SECURED OBLIGATIONS (IN EACH CASE, AS
DEFINED THEREIN).

 

SECTION 6.           GOVERNING LAW.  THIS AMENDMENT AND THE RIGHTS AND
OBLIGATIONS OF THE PARTIES HERETO SHALL BE GOVERNED BY, AND CONSTRUED AND
INTERPRETED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

 

SECTION 7.           WAIVER OF JURY TRIAL.  EACH OF THE PARTIES HERETO
IRREVOCABLY WAIVES ALL RIGHTS TO TRIAL BY JURY IN ANY ACTION, PROCEEDING OR
COUNTERCLAIM (WHETHER BASED ON CONTRACT, TORT OR OTHERWISE) ARISING OUT OF OR
RELATING TO THIS AMENDMENT OR THE ACTIONS OF THE COLLATERAL TRUSTEES OR THE
AGENT IN THE NEGOTIATION, ADMINISTRATION, PERFORMANCE OR ENFORCEMENT THEREOF.

 

SECTION 8.           EXECUTION IN COUNTERPARTS.  THIS AMENDMENT MAY BE EXECUTED
BY ONE OR MORE OF THE PARTIES TO THIS AMENDMENT ON ANY NUMBER OF SEPARATE
COUNTERPARTS, AND ALL OF SAID COUNTERPARTS TAKEN TOGETHER SHALL BE DEEMED TO
CONSTITUTE ONE AND THE SAME INSTRUMENT.

 

SECTION 9.           COSTS AND EXPENSES.  THE BORROWER HEREBY AGREES TO PAY ALL
REASONABLE COSTS AND EXPENSES ASSOCIATED WITH THE PREPARATION, EXECUTION,
DELIVERY, ADMINISTRATION, AND ENFORCEMENT OF THIS AMENDMENT, INCLUDING, WITHOUT
LIMITATION, THE FEES AND EXPENSES OF THE COLLATERAL TRUSTEES’ AND THE AGENT’S
COUNSEL AND OTHER OUT-OF-POCKET EXPENSES RELATED HERETO.  DELIVERY OF AN
EXECUTED COUNTERPART OF A SIGNATURE PAGE TO THIS AMENDMENT BY TELECOPIER SHALL
BE EFFECTIVE AS DELIVERY OF A MANUALLY EXECUTED COUNTERPART OF THIS AMENDMENT.

 

3

--------------------------------------------------------------------------------

 

IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly
executed and delivered by their respective proper and duly authorized officers
as of the day and year first above written.

 

THE AES CORPORATION,

 

as Borrower

 

 

 

 

 

By:

/s/ Willard C. Hoagland

 

 

Title:

 

 

 

Address:

4300 Wilson Boulevard

 

 

 

Arlington, VA 22203

 

 

Fax:

(703) 528-4510

 

 

4

--------------------------------------------------------------------------------

 

SUBSIDIARY GUARANTORS:

 

 

 

AES HAWAII MANAGEMENT COMPANY, INC.,

as Subsidiary Guarantor

 

 

 

 

 

By:

/s/ Willard C. Hoagland

 

 

Title:

Treasurer

 

 

Address:

4300 Wilson Blvd.
Arlington, VA 22203

 

 

Fax:

(703) 528-4510

 

 

 

 

 

 

 

AES NEW YORK FUNDING, L.L.C.,

 

as Subsidiary Guarantor

 

 

 

 

 

By:

/s/ Willard C. Hoagland

 

 

Title:

Treasurer

 

 

Address:

4300 Wilson Blvd.
Arlington, VA 22203

 

 

Fax:

(703) 528-4510

 

 

 

 

 

 

 

AES OKLAHOMA HOLDINGS, L.L.C.,

 

as Subsidiary Guarantor

 

 

 

 

 

By:

/s/ Willard C. Hoagland

 

 

Title:

Treasurer

 

 

Address:

4300 Wilson Blvd.
Arlington, VA 22203

 

 

Fax:

(703) 528-4510

 

 

 

 

 

 

 

AES WARRIOR RUN FUNDING, L.L.C.,

 

as Subsidiary Guarantor

 

 

 

 

 

By:

/s/ Willard C. Hoagland

 

 

Title:

Treasurer

 

 

Address:

4300 Wilson Blvd.
Arlington, VA 22203

 

 

Fax:

(703) 528-4510

 

 

5

--------------------------------------------------------------------------------

 

AGENTS:

 

 

 

CITICORP USA, INC.,

 

as Agent

 

 

 

 

 

By:

/s/ Nietsche Rodricks

 

 

Title:

Director

 

 

Address:

388 Greenwich Street, 21st Floor

 

 

 

New York, NY 10013

 

 

Fax:

(212) 816-8098

 

 

Attention:

Nietzsche Rodricks

 

 

Email:

oploanswebadmin@citigroup.com

 

 

 

 

 

 

 

 

 

CITIBANK N.A.,

 

as Collateral Agent

 

 

 

 

 

 

 

By:

/s/ Nietsche Rodricks

 

 

Title:

Director

 

 

Address:

388 Greenwich Street, 21st Floor

 

 

 

New York, NY 10013

 

 

Fax:

(212) 816-8098

 

 

Attention:

Nietzsche Rodricks

 

 

6

--------------------------------------------------------------------------------

 

ABN AMRO BANK N.V.

 

as Lender

 

 

 

By:

/S/ Scott Donaldson

 

 

Name:

Scott Donaldson

 

 

Title:

Director

 

 

 

By:

/S/ Sanjay Remond

 

 

Name:

Sanjay Remond

 

 

Title:

Vice President

 

 

7

--------------------------------------------------------------------------------

 

Pinehurst Trading, Inc.

 

as Lender

 

 

 

By:

/S/ Tara E. Kenny

 

 

Name:

Tara E. Kenny

 

 

Title:

Assistant Vice President

 

 

8

--------------------------------------------------------------------------------

 

Transamerica Life Insurance Company

 

as Lender

 

 

 

By:

/S/ John Bailey

 

 

Name:

John Bailey

 

 

Title:

Vice President

 

 

9

--------------------------------------------------------------------------------

 

By: AllianceBernstein L.P., as Investment Advisor

 

as Lender

 

 

 

By:

/s/ Michael E. Sohr

 

 

Name:

Michael E. Sohr

 

 

Title:

Senior Vice President

 

 

 

Account:

Alliance Capital Funding LLC

 

10

--------------------------------------------------------------------------------

 

AMMC CLO IV, LIMITED

By:

American Money Management Corp.,

 

as Collateral Manager

 

 

as Lender

 

 

By: 

/s/ Chester M. Eng

 

 

Name: 

Chester M. Eng

 

 

Title: 

Senior Vice President

 

 

11

--------------------------------------------------------------------------------

 

AMMC CLO VI, LIMITED

By:

American Money Management Corp.,

 

as Collateral Manager

 

as Lender

 

 

By: 

/S/ Chester M. Eng

 

 

Name: 

Chester M. Eng

 

 

Title: 

Senior Vice President

 

 

12

--------------------------------------------------------------------------------

 

Australia and New Zealand Banking Group Limited

 

as Lender

 

 

 

By: 

/s/ John W. Wade

 

 

Name: 

John W. Wade

 

 

Title: 

Deputy General Manager
Head of Operations and Infrastructure

 

 

13

--------------------------------------------------------------------------------

 

Bank of America, N.A.

 

as Lender

 

 

 

By: 

/s/ Jacob Dowden

 

 

Name: 

Jacob Dowden

 

 

Title: 

Vice President

 

 

14

--------------------------------------------------------------------------------

 

Ballantyne Funding LLC

 

as Lender

 

 

 

By: 

/s/ Michael Roof

 

 

Name: 

Michael Roof

 

 

Title: 

Vice President

 

 

15

--------------------------------------------------------------------------------

 

 

 

BlackRock Limited Duration Income Trust

BlackRock Global Floating Rate Income Trust

BlackRock Floating Rate Income Strategies Fund, Inc.

Longhorn CDO (Cayman) LTD

Longhorn CDO III, LTD

Master Senior Floating Rate Trust

as Lender

 

 

By: 

/s/ AnnMarie Smith

 

 

Name: 

AnnMarie Smith

 

 

Title: 

Authorized Signatory

 

 

16

--------------------------------------------------------------------------------

 

 

 

INWOOD PARK CDO LTD.

By: Blackstone Debt Advisors L.P.

as Collateral Manager

 

 

By: 

/s/ Dean T. Criares

 

Name: Dean T. Criares

 

Title:  Authorized Signatory

 

 

17

--------------------------------------------------------------------------------

 

 

 

LAFAYETTE SQUARE CDO LTD.
By: Blackstone Debt Advisors L.P.
as Collateral Manager

 

 

By: 

/s/ Dean T. Criares

 

Name: Dean T. Criares

 

Title: Authorized Signatory

 

 

18

--------------------------------------------------------------------------------

 

 

 

LOAN FUNDING VI LLC,
for itself or as agent for Corporate Loan Funding VI LLC

 

 

By: 

/s/ Dean T. Criares

 

Name: Dean T. Criares

 

Title: Authorized Signatory

 

 

19

--------------------------------------------------------------------------------

 

 

 

MONUMENT PARK CDO LTD.
By: Blackstone Debt Advisors L.P.
as Collateral Manager

 

 

By: 

/s/ Dean T. Criares

 

Name: Dean T. Criares

 

Title: Authorized Signatory

 

 

20

--------------------------------------------------------------------------------

 

 

 

UNION SQUARE CDO LTD.
By: Blackstone Debt Advisors L.P.
as Collateral Manager

 

 

By: 

/s/ Dean T. Criares

 

Name: Dean T. Criares

 

Title: Authorized Signatory

 

 

21

--------------------------------------------------------------------------------

 

BNP PARIBAS
as Lender

 

By: 

/s/ Francis J. Delaney

 

 

Name: 

Francis J. Delaney

 

 

Title: 

Managing Director

 

 

By: 

/s/ Denis O’Meara

 

 

Name: 

Denis O’Meara

 

 

Title: 

Managing Director

 

 

 

 

22

--------------------------------------------------------------------------------

 

By: Callidus Debt Partners CLO Fund II, Ltd.

By: Its Collateral Manager,

Callidus Capital Management, LLC

 

as Lender

 

 

 

By:

/s/ Ira Ginsburg

 

 

Name:

Ira Ginsburg

 

 

Title:

Principal

 

 

23

--------------------------------------------------------------------------------

 

By: Callidus Debt Partners CLO Fund III, Ltd.

By: Its Collateral Manager,

Callidus Capital Management, LLC

 

 

 

as Lender

 

 

 

By:

/s/ Ira Ginsburg

 

 

Name:

Ira Ginsburg

 

 

Title:

Principal

 

 

24

--------------------------------------------------------------------------------

 

CALYON New York Branch

 

as Lender

 

 

 

By:

/s/ Nina Eshoo

 

 

Name:

Nina Eshoo

 

 

Title:

Managing Director

 

 

 

CALYON New York Branch

 

as Lender

 

 

 

By:

/s/ Gayer D. Bellamy Jr.

 

 

Name:

Gayer D. Bellamy Jr.

 

 

Title:

Director

 

 

25

--------------------------------------------------------------------------------

 

Citicorp USA, Inc.

 

as Lender

 

 

 

By:

/s/ Nietzsche Rodricks

Nietzsche S. Rodricks

 

 

Name:

Nietzsche Rodricks

Director

 

 

Title:

Vice President

386 Greenwich St, 21st floor

 

 

 

 

New York, NY 10013

 

 

 

 

(212) 816-8619

 

 

26

--------------------------------------------------------------------------------

 

CITIBANK, N.A.

 

as Lender

 

 

 

By:

/s/ Brian Blessing

 

 

Name:

Brian Blessing

 

 

Title:

Attorney-In-Fact

 

 

27

--------------------------------------------------------------------------------

 

COMMERZBANK AG, NEW YORK
AND GRAND CAYMAN BRANCHES

 

 

 

 

 

 

 

 

By:

/s/ Christopher Winthrop

 

 

Name:

Christopher Winthrop

 

 

Title:

Vice President

 

 

 

By:

/s/ Michael Fruchter

 

 

Name:

Michael Fruchter

 

 

Title:

Vice President

 

 

28

--------------------------------------------------------------------------------

 

CREDIT SUISSE, CAYMAN ISLANDS BRANCH,
as Lender

 

 

 

 

 

 

 

 

By:

/s/ Brian Caldwell

 

 

Name:

BRIAN CALDWELL

 

 

Title:

DIRECTOR

 

 

 

By:

/s/ Morenkeji Ajayi

 

 

Name:

MORENKEJI AJAYI

 

 

Title:

ASSOCIATE

 

 

29

--------------------------------------------------------------------------------

 

Atrium CDO

 

 

 

as Lender

 

 

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

30

--------------------------------------------------------------------------------

 

Atrium II

 

 

as Lender

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

31

--------------------------------------------------------------------------------

 

CSAM Funding I

 

 

as Lender

 

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

THOMAS FLANNERY

 

 

Title:

AUTHORIZED SIGNATORY

 

 

32

--------------------------------------------------------------------------------

 

CSAM Funding II

 

as Lender

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

33

--------------------------------------------------------------------------------

 

CSAM Funding III

 

as Lender

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

34

--------------------------------------------------------------------------------

 

First Daninion Funding III

 

as Lender

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

35

--------------------------------------------------------------------------------

 

Madison Park Funding II

 

as Lender

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

36

--------------------------------------------------------------------------------

 

Madison Park Funding III

 

as Lender

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

37

--------------------------------------------------------------------------------

 

Madison Park Funding V

 

as Lender

 

 

 

By:

/s/ Thomas Flannery

 

 

Name:

Thomas Flannery

 

 

Title:

Authorized Signatory

 

 

38

--------------------------------------------------------------------------------

 

DEUTSCHE BANK TRUST COMPANY AMERICAS
as Lender

 

By:

/s/ Marcus M. Tarkington

 

 

Name:

Marcus M. Tarkington

 

 

Title:

Director

 

 

 

By:

/s/ Keith C. Braun

 

 

Name:

Keith C. Braun

 

 

Title:

Managing Director

 

 

39

--------------------------------------------------------------------------------

 

Fidelity Advisor Series 1: Fidelity Advisor Floting Rate High Income Fund

 

 

 

as Lender

 

 

By:

/s/ Peter L. Lydecker

 

 

Name:

Peter L. Lydecker

 

 

Title:

Assistant Treasurer

 

 

40

--------------------------------------------------------------------------------

 

Ballyrock CLO II Limited

 

By: BALLYROCK Investment Advisors LLC, as Collateral Manager

 

 

as Lender

 

 

By:

/s/ Lisa Rymut

 

 

Name:

Lisa Rymut

 

 

Title:

Assistant Treasurer

 

 

41

--------------------------------------------------------------------------------

 

GOLDMAN SACHS

CREDIT PARTNERS, L.P.

 

 

as Lender

 

 

By:

/s/ Andrew Caditz

 

 

Name:

Andrew Caditz

 

 

Title:

Authorized Signatory

 

 

42

--------------------------------------------------------------------------------

 

MAGMA CDO LTD.

 

as Lender

 

 

 

By:

/s/ Kaitlin Trinh

 

 

Name:

Kaitlin Trinh

 

 

Title:

Director

 

 

43

--------------------------------------------------------------------------------

 

AVALON CAPITAL LTD. 3

 

 

By:

INVESCO Senior Secured Management, Inc.
As Asset Manager

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

44

--------------------------------------------------------------------------------

 

BELHURST CLO LTD.

 

 

By:

INVESCO Senior Secured Management, Inc.
As Collateral Manager

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

45

--------------------------------------------------------------------------------

 

CHAMPLAIN CLO, LTD.

 

 

By:

INVESCO Senior Secured Management, Inc.
As Collateral Manager

 

 

as Lender

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

46

--------------------------------------------------------------------------------

 

DIVERSIFIED CREDIT PORTFOLIO LTD.

 

 

By:

INVESCO Senior Secured Management, Inc.
as Investment Adviser

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

47

--------------------------------------------------------------------------------

 

KATONAH V, LTD.

 

 

By:

INVESCO Senior Secured Management, Inc.
As Investment Manager

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

48

--------------------------------------------------------------------------------

 

NAUTIQUE FUNDING LTD.

 

 

By:

INVESCO Senior Secured Management, Inc.
As Collateral Manager

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

49

--------------------------------------------------------------------------------

 

SAGAMORE CLO LTD.

 

 

By:

INVESCO Senior Secured Management, Inc.
As Collateral Manager

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

50

--------------------------------------------------------------------------------

 

SARATOGA CLO I, LIMITED

 

 

By:

INVESCO Senior Secured Management, Inc.
As the Asset Manager

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

51

--------------------------------------------------------------------------------

 

WASATCH CLO LTD

 

 

By:

INVESCO Senior Secured Management, Inc.
As Portfolio Manager

 

 

 

 

By:

/s/ Thomas Ewald

 

 

Name:

Thomas Ewald

 

 

Title:

Authorized Signatory

 

 

52

--------------------------------------------------------------------------------

 

JPMorgan Chase Bank, N.A.
as Lender

 

 

By:

/s/ Juan Javellana

 

 

Name:

Juan Javellana

 

 

Title:

Vice President

 

 

53

--------------------------------------------------------------------------------

 

KDPAM for The Boeing Company Employee Retirement
Plans Master Trust

 

 

as Lender

 

 

 

 

By:

/s/ Kathy A. News

 

 

Name:

Kathy A. News

 

 

Title:

Sr. Portfolio Manager

 

 

54

--------------------------------------------------------------------------------

 

Re: AES Corporation

 

 

KDPAM for Veronica Atkins Marital Trust

 

 

as Lender

 

 

 

 

By:

/s/ Kathy A. News

 

 

Name:

Kathy A. News

 

 

Title:

Sr. Portfolio Manager

 

 

55

--------------------------------------------------------------------------------

 

LEHMAN COMMERCIAL PAPER INC.

 

 

as Lender

 

 

 

 

By:

/s/ Randall Beaunfeld

 

 

Name:

Randall Beaunfeld

 

 

Title:

Authorized Signatory

 

 

56

--------------------------------------------------------------------------------

 

Apostle Loomis Sayles Credit Opportunities Fund

 

 

as Lender

 

 

 

 

By:

Please See Following Page

 

 

Name:

 

 

 

Title:

 

 

 

57

--------------------------------------------------------------------------------

 

APOSTLE LOOMIS SAYLES CREDIT OPPORTUNITIES FUND,
As Lender

 

For Loomis, Sayles & Company, L.P.,
the Investment Manager of the Fund

 

By: 

Loomis, Sayles & Company, Incorporated,
the General Partner of
Loomis, Sayles & Company, L.P.

 

 

 

 

By: 

/s/ John R. Bell

 

 

Name:

John R. Bell

 

Title:

Vice President

 

58

--------------------------------------------------------------------------------

 

Apostle Loomis Sayles Senior Loan Fund

 

as Lender

 

 

 

 

 

 

 

 

By: 

Please See Following Page

 

 

 

 

Name:

 

 

 

 

Title:

 

 

 

 

59

--------------------------------------------------------------------------------

 

APOSTLE LOOMIS SAYLES SENIOR LOAN FUND,
As Lender

 

By: 

Loomis, Sayles & Company, L.P.,
Its Investment Manager

 

 

By: 

Loomis, Sayles & Company, Incorporated,
Its General Partner

 

 

 

 

By: 

/S/ John R. Bell

 

 

Name:

John R. Bell

 

 

Title:

Vice President

 

 

60

--------------------------------------------------------------------------------

 

Loomis Sayles Leveraged Senior Loan Fund Ltd.

 

 

as Lender

 

 

 

 

By:

Please See Following Page

 

 

Name:

 

 

 

Title:

 

 

 

61

--------------------------------------------------------------------------------

 

LOOMIS SAYLES LEVERAGED SENIOR LOAN FUND LTD.
As Lender

 

 

By:

Loomis, Sayles & Company, L.P.,
Its Investment Manager

 

By:

Loomis, Sayles & Company, Incorporated,
Its General Partner

 

 

 

By:

/s/ Kevin J. Perry

 

 

Name:

Kevin J. Perry

 

 

Title:

Vice President

 

 

62

--------------------------------------------------------------------------------

 

The Loomis Sayles Senior Loan Fund, LLC

 

 

as Lender

 

 

 

 

By:

Please See Following Page

 

 

Name:

 

 

 

Title:

 

 

 

63

--------------------------------------------------------------------------------

 

THE LOOMIS SAYLES SENIOR LOAN FUND, LLC

 

 

By Loomis Sayles and Company, L.P.

 

 

its manager

 

 

By Loomis Sayles and Company, Inc.

 

 

its general partner

 

 

 

 

/s/ Kevin J. Perry

 

By:

Kevin J. Perry

 

Title:

Vice President

 

 

64

--------------------------------------------------------------------------------

 

The Loomis Sayles Senior Loan Fund II LLC

 

 

as Lender

 

 

 

 

By:

Please See Following Page

 

 

Name:

 

 

 

Title:

 

 

 

65

--------------------------------------------------------------------------------

 

THE LOOMIS SAYLES SENIOR LOAN FUND II LLC

 

 

By: Loomis, Sayles & Company, L.P., Its Managing Member

 

 

By: Loomis, Sayles & Company, Inc., Its General Partner

 

 

 

 

/s/ Kevin J. Perry

 

By:

Kevin J. Perry

 

Title:

Vice President

 

 

66

--------------------------------------------------------------------------------

 

Natixis Loomis Sayles Senior Loan Fund

 

 

as Lender

 

 

 

 

By:

Please See Following Page

 

 

Name:

 

 

 

Title:

 

 

 

67

--------------------------------------------------------------------------------

 

NATIXIS LOOMIS SAYLES SENIOR LOAN FUND,
As Lender

 

By:

Loomis, Sayles and Company, L.P.,

 

 

Its Manager

 

 

 

 

By:

Loomis, Sayles and Company, Inc.,

 

 

Its General Partner

 

 

 

By:

/s/ John R. Bell

 

 

Name:

John R. Bell

 

 

Title:

Vice President

 

 

68

--------------------------------------------------------------------------------

 

Indosuez Capital Funding VI, LTD

 

 

By:

Lyon Capital Management LLC
As Collateral Manager

 

 

Lyon Capital Management LLC

 

 

 

as Lender

 

 

By:

/s/ Sophie A. Venon

 

 

Name:

Sophie A. Venon

 

 

Title:

Portfolio Manager

 

 

69

--------------------------------------------------------------------------------

 

LCM I LIMITED PARTNERSHIP

By:

Lyon Capital Management LLC,

 

 

As Collateral Manager

 

 

LYON CAPITAL MANAGEMENT LLC

 

 

 

 

as Lender

 

 

 

By:

/S/ Sophie A. Venon

 

 

Name:

Sophie A. Venon

 

 

Title:

Portfolio Manager

 

 

70

--------------------------------------------------------------------------------

 

LCM II LIMITED PARTNERSHIP

By:

Lyon Capital Management LLC,

 

 

As Collateral Manager

 

 

LYON CAPITAL MANAGEMENT LLC

 

 

 

 

as Lender

 

 

 

By:

/S/ Sophie A. Venon

 

 

Name:

Sophie A. Venon

 

 

Title:

Portfolio Manager

 

 

71

--------------------------------------------------------------------------------

 

LCM III, Ltd.

By:

Lyon Capital Management LLC,

 

 

As Collateral Manager

 

 

LYON CAPITAL MANAGEMENT LLC

 

 

 

 

as Lender

 

 

 

By:

/S/ Sophie A. Venon

 

 

Name:

Sophie A. Venon

 

 

Title:

Portfolio Manager

 

 

72

--------------------------------------------------------------------------------

 

LCM IV, Ltd.

By:

Lyon Capital Management LLC,

 

 

As Collateral Manager

 

 

LYON CAPITAL MANAGEMENT LLC

 

 

 

 

as Lender

 

 

 

By:

/S/ Sophie A. Venon

 

 

Name:

Sophie A. Venon

 

 

Title:

Portfolio Manager

 

 

73

--------------------------------------------------------------------------------

 

LCM V Ltd.

By:

Lyon Capital Management LLC,

 

 

As Collateral Manager

 

 

LYON CAPITAL MANAGEMENT LLC

 

 

 

 

as Lender

 

 

 

By:

/S/ Sophie A. Venon

 

 

Name:

Sophie A. Venon

 

 

Title:

Portfolio Manager

 

 

74

--------------------------------------------------------------------------------

 

LCM VI, Ltd.

By:

Lyon Capital Management LLC,

 

 

As Collateral Manager

 

 

LYON CAPITAL MANAGEMENT LLC

 

 

 

 

as Lender

 

 

 

By:

/S/ Sophie A. Venon

 

 

Name:

Sophie A. Venon

 

 

Title:

Portfolio Manager

 

 

75

--------------------------------------------------------------------------------

 

MERRILL LYNCH CAPITAL CORPORATION

 

 

as Lender

 

 

 

 

By:

/s/ Carol J.E. Feeley

 

 

Name:

Carol J.E. Feeley

 

 

Title:

Vice President

 

 

76

--------------------------------------------------------------------------------

 

Monumental Life Insurance Company

 

 

as Lender

 

 

 

 

By:

/s/ John Bailey

 

 

Name:

John Bailey

 

 

Title:

Vice President

 

 

77

--------------------------------------------------------------------------------

 

MORGAN STANLEY BANK

 

 

as Lender

 

 

 

 

By:

/s/ Daniel Twenge

 

 

Name:

Daniel Twenge

 

 

Title:

Authorized Signatory

 

 

78

--------------------------------------------------------------------------------

 

Flatiron CLO 2007-1 Ltd.

By:

New York Life Investment Management LLC,

 

 

as Collateral Manager and Attorney-In-Fact

 

 

 

 

as Lender

 

 

 

 

By:

/s/ F. David Melka

 

 

Name:

F. David Melka

 

 

Title:

Director

 

 

79

--------------------------------------------------------------------------------

 

MainStay Floating Rate Fund,
a series of Eclipse Funds, Inc.

 

By:

New York Life Investment Management LLC,

 

 

as Investment Manager

 

 

 

 

as Lender

 

 

 

 

By:

/s/ F. David Melka

 

 

Name:

F. David Melka

 

 

Title:

Director

 

 

80

--------------------------------------------------------------------------------

 

MainStay VP Floating Rate Portfolio,
a series of MainStay VP Series Fund, Inc.

 

By:  New York Life Investment Management LLC

 

as Lender

 

 

 

By:

/s/ F. David Melka

 

 

Name:

F. David Melka

 

 

Title:

Director

 

 

81

--------------------------------------------------------------------------------

 

New York Life Insurance and Annuity Corporation

 

By:

New York Life Investment Management LLC,

 

 

Its Investment Manager

 

 

 

 

as Lender

 

 

 

 

By:

/s/ F. David Melka

 

 

Name:

F. David Melka

 

 

Title:

Director

 

 

82

--------------------------------------------------------------------------------

 

NYLIM Flatiron CLO 2003-1 Ltd.

 

By:

New York Life Investment Management LLC,

 

 

as Collateral Manager and Attorney-In-Fact

 

 

 

 

as Lender

 

 

 

 

By:

/s/ F. David Melka

 

 

Name:

F. David Melka

 

 

Title:

Director

 

 

83

--------------------------------------------------------------------------------

 

NYLIM Flatiron CLO 2003-1 Ltd.

 

By:

New York Life Investment Management LLC,

 

 

as Collateral Manager and Attorney-In-Fact

 

 

 

 

as Lender

 

 

 

 

By:

/s/ F. David Melka

 

 

Name:

F. David Melka

 

 

Title:

Director

 

 

84

--------------------------------------------------------------------------------

 

NYLIM Flatiron CLO 2005-1 Ltd.

 

By:

New York Life Investment Management LLC,

 

 

as Collateral Manager and Attorney-In-Fact

 

 

 

 

as Lender

 

 

 

 

By:

/s/ F. David Melka

 

 

Name:

F. David Melka

 

 

Title:

Director

 

 

85

--------------------------------------------------------------------------------

 

By: Mitsubishi UFJ Trust & Banking Corporation as Trustee

By: Nomura Corporate Research & Asset Management Inc.

Attorney In Fact

 

Nomura Bond & Loan Fund

 

 

as Lender

 

 

 

 

 

 

 

By:

/s/ Richard W. Stewart

 

 

Name:

Richard W. Stewart

 

 

Title:

Managing Director

 

 

86

--------------------------------------------------------------------------------

 

Nomura Corporate Research
and Asset Management Inc.
as
Collateral Manager

 

Clydesdale CLO 2003 Ltd.

 

 

as Lender

 

 

 

 

 

 

 

 

 

By:

/s/ Richard W. Stewart

 

 

Name:

Richard W. Stewart

 

 

Title:

Managing Director

 

 

87

--------------------------------------------------------------------------------

 

Nomura Corporate Research
and Asset Management Inc.
as
Investment Manager

 

Clydesdale CLO 2005, Ltd.

 

 

as Lender

 

 

 

 

 

 

 

 

 

By:

/s/ Richard W. Stewart

 

 

Name:

Richard W. Stewart

 

 

Title:

Managing Director

 

 

88

--------------------------------------------------------------------------------

 

Nomura Corporate Research
and Asset Management Inc.
as
Investment Manager

 

Clydesdale CLO 2007, Ltd.

 

 

as Lender

 

 

 

 

 

 

 

 

 

By:

/s/ Richard W. Stewart

 

 

Name:

Richard W. Stewart

 

 

Title:

Managing Director

 

 

89

--------------------------------------------------------------------------------

 

Nomura Corporate Research
and Asset Management Inc.
as
Investment Manager

 

NCRAM Loan Trust

 

 

as Lender

 

 

 

 

 

 

 

 

 

By:

/s/ Richard W. Stewart

 

 

Name:

Richard W. Stewart

 

 

Title:

Managing Director

 

 

90

--------------------------------------------------------------------------------

 

Nomura Corporate Research
and Asset Management Inc.
as
Investment Manager

 

NCRAM Senior Loan Trust 2005

 

 

as Lender

 

 

 

 

 

 

 

 

 

By:

/s/ Richard W. Stewart

 

 

Name:

Richard W. Stewart

 

 

Title:

Managing Director

 

 

91

--------------------------------------------------------------------------------

 

Addison CDO, Limited

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

92

--------------------------------------------------------------------------------

 

American Scandia Trust High Yield Portfolio

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

93

--------------------------------------------------------------------------------

 

DELANO Company

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

94

--------------------------------------------------------------------------------

 

Fairway Loan Funding Company

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

95

--------------------------------------------------------------------------------

 

Loan Funding III LLC

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

96

--------------------------------------------------------------------------------

 

Mayport CLO Ltd.

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

97

--------------------------------------------------------------------------------

 

Met Investors Series Trust PIMCO Total Return Portfolio

 

 

By: 

Pacific Investment Management Company LLC, as its
Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

98

--------------------------------------------------------------------------------

 

Pacific Select Managed Bond Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor, acting through Investors
Fiduciary Trust Company in the Nominee Name of IFTCO

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

99

--------------------------------------------------------------------------------

 

PVIT High Yield Bond Portfolio

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor, acting through Investors
Fiduciary Trust Company in the Nominee Name of IFTCO

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

100

--------------------------------------------------------------------------------

 

PIMCO GIS High Yield Bond Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

101

--------------------------------------------------------------------------------

 

PIMCO High Yield Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor for the PMICO High Yield
Fund, acting through Investors Fiduciary Trust
Company in the Nominee Name of IFTCO

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

102

--------------------------------------------------------------------------------

 

PIMCO Floating Income Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor, acting through Investors
Fiduciary Trust Company in the Nominee Name of IFTCO

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

103

--------------------------------------------------------------------------------

 

PIMCO Corporate Opportunity Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

104

--------------------------------------------------------------------------------

 

PIMCO Floating Rate Income Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor, acting through Investors
Fiduciary Trust Company in the Nominee Name of IFTCO

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

105

--------------------------------------------------------------------------------

 

PIMCO Floating Rate Strategy Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor, acting through Investors
Fiduciary Trust Company in the Nominee Name of IFTCO

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

106

--------------------------------------------------------------------------------

 

PIMCO Cayman Global High Income Fund

 

 

By: 

Pacific Investment Management Company,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

107

--------------------------------------------------------------------------------

 

PIMCO Corporate Income Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

108

--------------------------------------------------------------------------------

 

PIMCO Global High Yield Strategy Fund

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

109

--------------------------------------------------------------------------------

 

Southport CLO, Limited

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

110

--------------------------------------------------------------------------------

 

Waveland – INGOTS, LTD.

 

 

By: 

Pacific Investment Management Company LLC,
as its Investment Advisor

 

 

 

 

By:

/s/ Arthur Y. D. Ong

 

 

Arthur Y. D. Ong

 

 

Senior Vice President

 

 

111

--------------------------------------------------------------------------------

 

DRYDEN V-LEVERAGED LOAN CDO 2003
as Lender

 

 

 

 

 

 

Prudential Investment Management, Inc., as Collateral Manager

 

By:

/s/ William Pappas

 

 

Name:

William Pappas

 

 

Title:

Vice President

 

 

112

--------------------------------------------------------------------------------

 

Loan Funding V. LLC

as Lender

 

Prudential Investment Management, Inc., as Portfolio Manager

 

By:

/S/ William Pappas

 

 

Name:

William Pappas

 

 

Title:

Vice President

 

 

113

--------------------------------------------------------------------------------

 

DRYDEN VII - LEVERAGED LOAN CDO 2004

as Lender

 

Prudential Investment Management, Inc., as Collateral Manager

 

By:

/S/ William Pappas

 

 

Name:

William Pappas

 

 

Title:

Vice President

 

 

114

--------------------------------------------------------------------------------

 

Dryden XVI - Leveraged Loan CDO 2006

as Lender

 

Prudential Investment Management, Inc., as Collateral Manager

 

By:

/S/ William Pappas

 

 

Name:

William Pappas

 

 

Title:

Vice President

 

 

115

--------------------------------------------------------------------------------

 

Ameriprise Certificate Company

as Lender

 

 

By:

/S/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Assistant Vice President

 

 

116

--------------------------------------------------------------------------------

 

RiverSource Life Insurance

 

Company

 

as Lender

 

 

 

By:

/S/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Assistant Vice President

 

 

117

--------------------------------------------------------------------------------

 

RiverSource Bond Series, Inc.
RiverSource Floating Rate Fund

 

as Lender

 

 

 

By:

/S/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Assistant Vice President

 

 

118

--------------------------------------------------------------------------------

 

Ameriprise Financial, Inc.

 

as Lender

 

 

 

By:

/S/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Assistant Vice President

 

 

119

--------------------------------------------------------------------------------

 

Centurion CDO VI, Ltd.

 

By: RiverSource Investments,

 

LLC as Collateral Manager

 

as Lender

 

 

 

By:

/S/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

120

--------------------------------------------------------------------------------

 

Centurion CDO VII, Ltd.

 

By: RiverSource Investments,

 

LLC as Collateral Manager

 

as Lender

 

 

 

By:

/S/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

121

--------------------------------------------------------------------------------

 

Centurion CDO 8, Limited
By: RiverSource Investments,
LLC as Collateral Manager

 

as Lender

 

 

 

By:

/S/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

122

--------------------------------------------------------------------------------

 

Centurion CDO 9, Ltd.
By: RiverSource Investments,
LLC as Collateral Manager

 

as Lender

 

 

 

By:

/s/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

123

--------------------------------------------------------------------------------

 

Cent CDO 10, Ltd.
By: RiverSource Investments,
LLC as Collateral Manager

 

as Lender

 

 

 

By:

/s/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

124

--------------------------------------------------------------------------------

 

Cent CDO XI, Limited
By: RiverSource Investments,
LLC as Collateral Manager

 

as Lender

 

 

 

By:

/s/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

125

--------------------------------------------------------------------------------

 

Cent CDO 12 Limited
By: RiverSource Investments,
LLC as Collateral Manager

 

as Lender

 

 

 

By:

/s/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

126

--------------------------------------------------------------------------------

 

Cent CDO 14 Limited
By: RiverSource Investments,
LLC as Collateral Manager

 

as Lender

 

 

 

By:

/s/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

127

--------------------------------------------------------------------------------

 

Sequils Centurion V, Ltd.
By RiverSource Investments,
LLC as Collateral Manager

 

as Lender

 

 

 

By:

/s/ Robin C. Stancil

 

 

Name:

Robin C. Stancil

 

 

Title:

Director of Operations

 

 

128

--------------------------------------------------------------------------------

 

Société Générale

 

as Lender

 

 

 

By:

/s/ Yao Wang

 

 

Name:

Yao Wang

 

 

Title:

Vice President

 

 

129

--------------------------------------------------------------------------------

 

Stanfield Amage CLO Ltd.
By: Stanfield Capital Partners, LLC
as its Collateral Manager

 

as Lender

 

 

 

By:

/s/ David Frey

 

 

Name:

David Frey

 

 

Title:

Managing Director

 

 

130

--------------------------------------------------------------------------------

 

Stanfield/RMF Transatlantic CDO Ltd.

By: Stanfield Capital Partners LLC
      as its Collateral Manager

 

as Lender

 

 

 

By:

/s/ David Frey

 

 

Name:

David Frey

 

 

Title:

Managing Director

 

 

131

--------------------------------------------------------------------------------

 

T. Rowe Price

Institutional Floating Rate Fund

as Lender

 

 

 

By:

/s/ Justin Gerbereux

 

 

Name:

Justin Gerbereux

 

 

Title:

Portfolio Manager

 

 

132

--------------------------------------------------------------------------------

 

UBS AG, Stamford Branch

 

 

as Lender

 

 

 

By:

/s/ Douglas Gervolino

 

 

Name:

Douglas Gervolino

 

 

Title:

Director
Banking Products
Services, US

 

 

 

By:

/s/ Leslie Evans

 

 

Name:

Leslie Evans

 

 

Title:

Associate Director
Banking Product
Services, US

 

 

133

--------------------------------------------------------------------------------

 

Union Bank of California, N.A.

 

as Lender

 

 

 

By:

/s/ Susan K. Johnson

 

 

Name:

Susan K. Johnson

 

 

Title:

Vice President

 

 

134

--------------------------------------------------------------------------------

 

ANNEX A

 

--------------------------------------------------------------------------------