Exhibit 10.4.1

 

AMENDMENT NUMBER THREE

TO THE AMERICAN BAR ASSOCIATION

POOLED TRUST FOR RETIREMENT PLANS

 

WHEREAS, pursuant to Article XV of the American Bar Association Pooled Trust for
Retirement Plans Trust Agreement (the “Agreement”), the Agreement may be amended
by written agreement between the American Bar Retirement Association, now called
“ABA Retirement Funds” (“ARF”) and State Street Bank and Trust Company
(“Trustee”).

 

NOW, THEREFORE, BE IT RESOLVED, that, pursuant to the power of amendment
contained in Article XV of the Agreement, the Agreement hereby is amended,
effective as of the date hereof, as follows:

 

1. The name “ABA Retirement Funds” is substituted for the name “American Bar
Retirement Association” in each place where the latter appears, and the term
“ARF” is substituted for the term “ABRA” in each place where the latter name
appears.

 

2. Article XVII hereby is amended by the addition of the following new
Section 17.19 at the end thereof:

 

  17.19 Affiliated Investment Advice Providers. Notwithstanding any provision to
the contrary elsewhere herein or in the ABA Members Plans or the Administrative
and Investment Services Agreement, ARF may authorize and direct the engagement
of an Affiliate of the Trustee to provide investment advice to Participants
regarding the allocation of the assets held on their behalf under the Trust
among the Funds, and in such event shall direct the Trustee to enter into an
Investment Advisory Services Agreement approved by ARF with such Affiliate. Any
such affiliated investment advice provider shall acknowledge in writing that it
is a fiduciary within the meaning of Section 3(21)(A) of ERISA with respect to
the ABA Members Plans and the Trust.

 

IN WITNESS WHEREOF, ARF and the Trustee hereby cause this instrument to be
executed by duly authorized officers this 24th day of January, 2006.

 

ABA RETIREMENT FUNDS   STATE STREET BANK AND TRUST COMPANY By:  

/s/ Donald Schiller

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  By:  

/s/ Beth M. Halberstadt

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Its:   President   Its:   Vice President