FIRST AMENDMENT dated as of September 1, 2015 (this “Amendment”), to the
REVOLVING CREDIT AGREEMENT dated as of October 15, 2014 (as amended, restated,
supplemented or otherwise modified from time to time, the “Credit Agreement”),
among OM ASSET MANAGEMENT PLC (the “Borrower”), the LENDERS party thereto and
CITIBANK, N.A., as Administrative Agent (the “Administrative Agent”).
WHEREAS, the Borrower and the Lenders party hereto, constituting the Required
Lenders, desire to make certain modifications to the Credit Agreement as
provided herein.
NOW, THEREFORE, in consideration of the above recital and other good and
valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, the parties hereto hereby agree as follows:
1.Defined Terms. Capitalized terms used but not otherwise defined herein have
the meanings assigned to them in the Credit Agreement.
2.Amendment of the Credit Agreement. Effective as of the Amendment Effective
Date (as defined below), clause (a) of Section 6.11 of the Credit Agreement is
hereby amended to read in its entirety as follows:
“(a) incur, directly or indirectly, any Indebtedness or any other monetary
obligation or liability whatsoever, including with respect to intercompany
accounts, other than Indebtedness owing to the Borrower or of the UK Sub owing
to the US Sub,”
3.Representations and Warranties. To induce the Lenders to enter into this
Amendment, the Borrower represents and warrants to the Lenders that:
(1)this Amendment has been duly executed and delivered by the Borrower and
constitutes a legal, valid and binding obligation of the Borrower enforceable
against it in accordance with its terms, except as enforceability may be limited
by bankruptcy, insolvency, moratorium, reorganization or other similar laws
affecting creditors’ rights generally and except as enforceability may be
limited by general principles of equity (regardless of whether such
enforceability is considered in a proceeding in equity or at law);
(2)before and after giving effect to this Amendment, the representations and
warranties set forth in the Credit Agreement are true and correct in all
material respects on and as of the Amendment Effective Date with the same effect
as if made on and as of such date, except to the extent such representations and
warranties expressly relate to an earlier date, in which case they were true and
correct as of such earlier date; and

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(3)as of the Amendment Effective Date and immediately after giving effect to
this Amendment, no Default or Event of Default has occurred and is continuing.
4.Effectiveness. This Amendment shall become effective as of the first date (the
“Amendment Effective Date”) on which the Administrative Agent (or its counsel)
shall have received from the Borrower and the Lenders constituting the Required
Lenders either (A) counterparts of this Amendment signed on behalf of the
Borrower and such Lenders or (B) written evidence satisfactory to the
Administrative Agent (which may include a facsimile or other electronic
transmission of a signed counterpart of the Amendment) that such parties have
signed counterparts of the Amendment.
5.Effect of Amendment. Except as specifically stated herein, all of the terms
and conditions of the Credit Agreement shall remain in full force and effect. On
and after the Amendment Effective Date, all references in the Credit Agreement
to “hereunder”, “hereof”, “herein”, or words of like import, and all references
to the “Credit Agreement” in any other Loan Document or instrument, shall be
deemed to mean the Credit Agreement, as amended by this Amendment. Nothing
herein shall be deemed to entitle the Borrower to a waiver, amendment,
modification or other change of any of the terms, conditions, obligations,
covenants or agreements contained in the Credit Agreement as amended hereby in
similar or different circumstances.
6.Expenses.    The Borrower agrees to reimburse the Administrative Agent for its
reasonable out-of-pocket expenses in connection with this Amendment, including
the reasonable fees, charges and disbursements of counsel for the Administrative
Agent.
7.Applicable Law. THIS AMENDMENT SHALL BE CONSTRUED IN ACCORDANCE WITH AND
GOVERNED BY THE LAWS OF THE STATE OF NEW YORK.
8.Waiver of Jury Trial. THE PARTIES HERETO HEREBY IRREVOCABLY WAIVE ANY AND ALL
RIGHT TO TRIAL BY JURY IN ANY LEGAL PROCEEDING ARISING OUT OF OR RELATING TO
THIS AMENDMENT.
9.Counterparts.  This Amendment may be executed in counterparts (and by
different parties hereto on different counterparts), each of which shall
constitute an original, but all of which when taken together shall constitute a
single agreement. Delivery of an executed counterpart of a signature page of
this Amendment by telecopy or other electronic imaging shall be effective as
delivery of a manually executed counterpart of this Amendment.
10.Headings. Section headings used herein are for convenience of reference only,
are not part of this Amendment and shall not affect the construction of, or be
taken into consideration in interpreting, this Amendment.

2

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IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly
executed by their respective authorized officers as of the date first above
written.
OM ASSET MANAGEMENT PLC, as Borrower,
By:
 
/s/ Stephen H. Belgrad
 
Name: Stephen H. Belgrad
 
Title: Executive Vice President, Chief Financial Officer

CITIBANK, N.A., individually and as Administrative Agent,
By:
 
/s/ Richard Rivera
 
Name: Richard Rivera
 
Title: Vice President

[Signature Page to OM Asset Management PLC Amendment]

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SIGNATURE PAGE TO THE
FIRST AMENDMENT TO THE
REVOLVING CREDIT AGREEMENT OF
OM ASSET MANAGEMENT PLC

Name of Institution: Bank of America, N.A.
By:
 
/s/ Matthew C. White
 
Name: Matthew C. White
 
Title: Vice President

For any Lender requiring a second signature line:
By:
 
 
 
Name:
 
Title:

[Signature Page to OM Asset Management PLC Amendment]

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SIGNATURE PAGE TO THE
FIRST AMENDMENT TO THE
REVOLVING CREDIT AGREEMENT OF
OM ASSET MANAGEMENT PLC

Name of Institution: Credit Suisse AG, London Branch
By:
 
/s/ Garrett Lynskey
 
Name: Garrett Lynskey
 
Title: Authorised Signatory

For any Lender requiring a second signature line:
By:
 
/s/ Brian Fitzgerald
 
Name: Brian Fitzgerald
 
Title: Authorised Signatory

[Signature Page to OM Asset Management PLC Amendment]

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SIGNATURE PAGE TO THE
FIRST AMENDMENT TO THE
REVOLVING CREDIT AGREEMENT OF
OM ASSET MANAGEMENT PLC

Name of Institution: Morgan Stanley Bank, N.A.
By:
 
/s/ Harry Comninellis
 
Name: Harry Comninellis
 
Title: Authorized Signatory

For any Lender requiring a second signature line:
By:
 
 
 
Name:
 
Title:

[Signature Page to OM Asset Management PLC Amendment]

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SIGNATURE PAGE TO THE
FIRST AMENDMENT TO THE
REVOLVING CREDIT AGREEMENT OF
OM ASSET MANAGEMENT PLC

Name of Institution: Royal Bank of Canada
By:
 
/s/ Patrick Holland
 
Name: Patrick Holland
 
Title: Director

For any Lender requiring a second signature line:
By:
 
 
 
Name:
 
Title:

[Signature Page to OM Asset Management PLC Amendment]

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SIGNATURE PAGE TO THE
FIRST AMENDMENT TO THE
REVOLVING CREDIT AGREEMENT OF
OM ASSET MANAGEMENT PLC

Name of Institution: Wells Fargo Bank, National Association
By:
 
/s/ Jocelyn M. Boll
 
Name: Jocelyn M. Boll
 
Title: Vice President

For any Lender requiring a second signature line:
By:
 
 
 
Name:
 
Title:

[Signature Page to OM Asset Management PLC Amendment]

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SIGNATURE PAGE TO THE
FIRST AMENDMENT TO THE
REVOLVING CREDIT AGREEMENT OF
OM ASSET MANAGEMENT PLC

Name of Institution: The Bank of New York Mellon
By:
 
/s/ Adim Offurum
 
Name: Adim Offurum
 
Title: Vice President

For any Lender requiring a second signature line:
By:
 
 
 
Name:
 
Title:

[Signature Page to OM Asset Management PLC Amendment]