Exhibit 10.1

Execution Version

DEAL CUSIP NUMBER: 21664UAD8

REVOLVER CUSIP NUMBER: 21664UAE6

AMENDMENT NO. 3 TO CREDIT AGREEMENT

This AMENDMENT NO. 3 TO CREDIT AGREEMENT (this “Amendment”) is entered into as
of June 30, 2014 among (i) THE COOPER COMPANIES, INC., a Delaware corporation
(the “Company”), (ii) COOPERVISION INTERNATIONAL HOLDING COMPANY, LP, an entity
organized under the laws of England and Wales and registered in Barbados as an
External Company under the laws of Barbados (the “Foreign Borrower” and together
with the Company, each, a “Borrower” and collectively, the “Borrowers”),
(iii) the Lenders (defined below) executing signatures page hereto, and
(iv) KEYBANK NATIONAL ASSOCIATION, as the administrative agent (the
“Administrative Agent”).

RECITALS:

A. The Borrowers, the Administrative Agent and the lenders party thereto (each,
a “Lender” and collectively, the “Lenders”) are parties to the Credit Agreement,
dated as of January 12, 2011, as amended by the Amendment No. 1 to Credit
Agreement, dated as of May 31, 2012, and as further amended by the Amendment
No. 2 to Credit Agreement, dated as of September 12, 2013 (as the same may from
time to time be further amended, restated or otherwise modified, the “Credit
Agreement”).

B. The Borrowers, the Administrative Agent and the Lenders party hereto desire
to amend the Credit Agreement to modify certain provisions thereof.

AGREEMENT:

In consideration of the premises and mutual covenants herein and for other
valuable consideration, the Borrowers, the Administrative Agent and the Lenders
party hereto agree as follows:

Section 1. Definitions. Unless otherwise defined herein, each capitalized term
used in this Amendment and not defined herein shall be defined in accordance
with the Credit Agreement.

Section 2. Amendments and Limited Waivers.

2.1 Amendments to Section 1.01.

a. Section 1.01 of the Credit Agreement is hereby amended by inserting the
following new definitions in alphabetical order:

“Target” means, collectively, Sauflon Pharmaceuticals Limited, a company
organized under the laws of England and Wales, and various of its subsidiaries.

“Target Acquisition” means the acquisition of all or a controlling portion of
the Equity Interests of Target by a Subsidiary of the Company pursuant to the
Target Acquisition Documents.

“Target Acquisition Documents” means those certain Sale and Purchase Agreements
pursuant to which the Target Acquisition will be consummated, together with all
schedules, exhibits and annexes thereto and all side letters and agreements
affecting the terms thereof or entered into in connection therewith, in each
case, as amended, supplemented or otherwise modified from time to time to the
extent not prohibited or restricted by this Agreement.

--------------------------------------------------------------------------------

b. The definition of the term “Permitted Foreign Subsidiary Loans and
Investments” set forth in Section 1.01 of the Credit Agreement is hereby amended
and restated in full as follows:

“Permitted Foreign Subsidiary Loans and Investments” means (i) the loan
evidenced by the CVIHC Note; (ii) other loans and Investments by a Credit Party
(other than the Foreign Borrower) to or in a Foreign Subsidiary made on or after
the Closing Date, so long as the aggregate amount of all such other loans and
Investments by all Credit Parties does not, at any time, exceed the Permitted
Foreign Subsidiary Basket Amount at such time; (iii) Indebtedness of a Foreign
Subsidiary owing to any Person (other than the Company or any of its Domestic
Subsidiaries), and any guaranty of such Indebtedness by a Credit Party, so long
as the aggregate principal amount of all such Indebtedness pursuant to clauses
(i) and (ii) does not at any time exceed the Foreign Subsidiary Basket Amount
then in effect; and (iv) in addition to any loans or Investments permitted
pursuant to clauses (i), (ii) or (iii) above, loans and Investments by a Credit
Party to or in a Foreign Subsidiary to pay all or part of the consideration and
related fees, costs and expenses in connection with the Target Acquisition;
provided that for purposes of determining compliance with clauses (ii) and
(iii) hereof, in the event that an item of proposed Investment or Indebtedness
to or in a Foreign Subsidiary meets the criteria of one or more of the
categories of Investments or Indebtedness permitted under Section 7.05 or
Section 7.04, respectively, as of the date of incurrence thereof, the Company
shall, in its sole discretion, classify all or a portion of such Investment or
Indebtedness under clause (ii) or clause (iii) hereof, as applicable, or under
such category of Investments or Indebtedness permitted under Section 7.04 or
Section 7.05, as applicable, and neither the Permitted Foreign Subsidiary Basket
Amount nor the Foreign Subsidiary Basket Amount, as applicable, shall be reduced
to the extent any such Investment or Indebtedness to or in a Foreign Subsidiary
is classified under such category of Investment or Indebtedness permitted under
Section 7.04 or Section 7.05, as applicable.

c. The definition of the term “Unrestricted Cash” set forth in Section 1.01 of
the Credit Agreement is hereby amended and restated in full as follows:

“Unrestricted Cash” means, at any time of determination, the sum of (i) the
aggregate amount of all cash deposits of the Company and its Subsidiaries
maintained in any demand deposit account, and (ii) the aggregate monetary value
of all money market funds of the Company and its Subsidiaries maintained in any
account of a securities intermediary, to the extent such cash deposits and money
market funds are free of any Lien or other encumbrance (other than (x) customary
Liens arising in the ordinary course of business which the depository
institution may have with respect to any right of offset against funds in such
account, and (y) customary holds for uncollected deposits).

2.2 Amendments to Section 7.02. Section 7.02 of the Credit Agreement is hereby
amended by (a) deleting the word “and” at the end of clause (g),
(b) re-lettering the existing clause (h) thereof as clause (i) and (c) adding
the following new clause (h) immediately following clause (g):

(h) the transfer or sale of any assets acquired by the Company or any of its
Subsidiaries in connection with the Target Acquisition; and

 

-2-

--------------------------------------------------------------------------------

2.3 Amendment to Section 7.03. Section 7.03 of the Credit Agreement is hereby
amended by (a) deleting the “.” at the end of clause (l) and replacing it with
“; and” and (b) adding the following new clause (m) at the end thereof:

(m) Liens on assets of Target securing Indebtedness assumed in connection with
the Target Acquisition and permitted under Section 7.04(c).

2.4 Amendments to Section 7.04.

a. Section 7.04(c) of the Credit Agreement is hereby amended and restated in
full as follows:

(c) Indebtedness assumed in connection with a Permitted Acquisition, provided
that (i) such Indebtedness was not incurred in contemplation of such Permitted
Acquisition, (ii) other than with respect to any Indebtedness assumed in
connection with the Target Acquisition, no Default or Event of Default shall
then exist or at the time such Indebtedness is assumed by such Borrower will
exist and (iii) such Borrower and its Subsidiaries shall be in compliance with
the financial covenants set forth in Section 7.07 both immediately before and
after giving pro forma effect to the assumption of such Indebtedness;

b. Section 7.04 of the Credit Agreement is hereby amended by (a) deleting the
word “and” at the end of clause (i), (b) deleting the “.” at the end of clause
(j) and replacing it with “; and” and (c) adding the following new clause (k) at
the end thereof:

(k) Indebtedness issued or incurred by the Company or any Subsidiary in order to
finance or refinance all or part of the consideration and related costs, fees
and expenses in connection with the Target Acquisition, whether such
Indebtedness is issued to one or more sellers of Target or otherwise and whether
such Indebtedness is issued or incurred prior to or subsequent to the
consummation of the Target Acquisition, provided that, in each case, (i) the
aggregate principal amount of Indebtedness issued or incurred under this clause
(k) does not exceed the aggregate purchase price for Target pursuant to the
Target Acquisition Documents plus the amount of any fees, costs and expenses
related to such acquisition or such issuance or incurrence of Indebtedness and
(ii) the Company and its Subsidiaries shall be in compliance with the financial
covenants set forth in Section 7.07 both immediately before and after giving pro
forma effect to the incurrence of such Indebtedness.

2.5 Amendments to Section 7.05. Section 7.05 of the Credit Agreement is hereby
amended by (a) deleting the word “and” at the end of clause (m), (b) deleting
the “.” at the end of clause (n) and replacing it with “; and” and (c) adding
the following new clause (o) at the end thereof:

(o) any Guaranty Obligations of the Company or any Subsidiary (i) constituting
Indebtedness permitted pursuant to Section 7.04(c) and (ii) with respect to
Indebtedness incurred pursuant to Section 7.04(k).

2.6 Amendments to Section 7.06. Section 7.06 of the Credit Agreement is hereby
amended by (a) deleting the word “and” at the end of clause (d), (b) deleting
the “.” at the end of clause (e) and replacing it with “; and” and (c) adding
the following new clause (f) at the end thereof:

(f) after consummation of the Target Acquisition, Target may declare and pay or
make Capital Distributions to the holders of minority interests in Target in
connection with the acquisition by the Company, directly or indirectly, of
Target’s Equity Interests held by such holders of minority interests.

 

-3-

--------------------------------------------------------------------------------

2.7 Limited Waivers. Solely to the extent relating to the consummation of the
Target Acquisition, the Lenders hereby waive (a) the requirement under clause
(ii) of the definition of “Permitted Acquisition” that no Default or Event of
Default shall exist prior to or immediately after giving effect to the Target
Acquisition (provided that the requirements specified in the provisos of
Section 7.04(c) and Section 7.04(k) of the Credit Agreement, as amended by this
Amendment, shall not be waived by this Section 2.7), (b) the requirements under
clause (v) of the definition of “Permitted Acquisition” that the Borrower
deliver historical financial statements of Target and a certificate of an
Authorized Officer demonstrating the computation of the financial covenants set
forth in Section 7.07 on a pro forma basis and (c) the requirements under
Section 7.08 of the Credit Agreement in connection with any Indebtedness issued
or incurred pursuant to Section 7.04(k) of the Credit Agreement, as amended by
this Amendment.

Section 3. Effectiveness. This Amendment shall be effective on the date upon
which each of the following conditions precedent has been satisfied (the
“Effective Date”):

3.1 This Amendment shall have been executed by the Borrowers, each Subsidiary
Guarantor, the Administrative Agent and the Required Lenders, and counterparts
hereof as so executed shall have been delivered to the Administrative Agent.

3.2 The Administrative Agent shall have received all documented out-of-pocket
expenses (including reasonable fees and disbursements of counsel to the
Administrative Agent, to the extent invoiced on or prior to the Effective Date)
in connection with the preparation, negotiation and effectiveness of this
Amendment and the other documents being executed or delivered in connection
herewith.

Section 4. Miscellaneous.

4.1 Representations and Warranties. Each Borrower and each Subsidiary Guarantor,
by signing below, hereby represents and warrants to the Administrative Agent and
the Lenders that:

a. each Borrower and each Subsidiary Guarantor has the legal power and authority
to execute and deliver this Amendment;

b. the officers executing this Amendment on behalf of each Borrower and each
Subsidiary Guarantor have been duly authorized to execute and deliver the same
and bind such Borrower or such Subsidiary Guarantor with respect to the
provisions hereof;

c. no Default or Event of Default exists under the Credit Agreement, nor will
any occur immediately after the execution and delivery of this Amendment;

d. this Amendment constitutes the legal, valid and binding agreement and
obligation of the Borrowers and each Subsidiary Guarantor, enforceable in
accordance with its terms, except to the extent that the enforceability thereof
may be limited by applicable bankruptcy, insolvency, reorganization, moratorium
or other similar laws generally affecting creditors’ rights and by equitable
principles (regardless of whether enforcement is sought in equity or at law);
and

e. each of the representations and warranties set forth in Article V of the
Credit Agreement is true and correct in all material respects as of the date
hereof, except to the extent that any thereof expressly relate to an earlier
date, in which case such representations and warranties shall have been true and
correct in all material respects as of the date when made.

 

-4-

--------------------------------------------------------------------------------

4.2 Credit Agreement Unaffected. Each reference to the Credit Agreement in any
Loan Document shall hereafter be construed as a reference to the Credit
Agreement as amended or waived hereby. Except as herein otherwise specifically
provided, all provisions of the Credit Agreement shall remain in full force and
effect and be unaffected hereby. This Amendment shall be a Loan Document.

4.3 Subsidiary Guarantor Acknowledgment. Each Subsidiary Guarantor, by signing
this Amendment:

a. consents and agrees to and acknowledges the terms of this Amendment;

b. acknowledges and agrees that all of the Loan Documents to which such
Subsidiary Guarantor is a party or is otherwise bound shall continue in full
force and effect and that all of such Subsidiary Guarantor’s obligations
thereunder shall be valid and enforceable and shall not be impaired or limited
by the execution or effectiveness of this Amendment; and

c. acknowledges and agrees that (i) notwithstanding the conditions to
effectiveness set forth in this Amendment, such Subsidiary Guarantor is not
required by the terms of the Credit Agreement or any other Loan Document to
which such Subsidiary Guarantor is a party to consent to the amendments to the
Credit Agreement effected pursuant to this Amendment and (ii) nothing in the
Credit Agreement, this Amendment or any other Loan Document shall be deemed to
require the consent of such Subsidiary Guarantor to any future amendments or
modifications to the Credit Agreement.

4.4 Entire Agreement. This Amendment, together with the Credit Agreement and the
other Loan Documents, integrates all the terms and conditions mentioned herein
or incidental hereto and supersedes all oral representations and negotiations
and prior writings with respect to the subject matter hereof.

4.5 Counterparts This Amendment may be executed in any number of counterparts,
by different parties hereto in separate counterparts and by facsimile signature,
each of which when so executed and delivered shall be deemed to be an original
and all of which taken together shall constitute but one and the same agreement.

4.6 Governing Law. THIS AMENDMENT AND THE OTHER LOAN DOCUMENTS AND THE RIGHTS
AND OBLIGATIONS OF THE PARTIES HEREUNDER AND THEREUNDER SHALL BE CONSTRUED IN
ACCORDANCE WITH AND BE GOVERNED BY THE LAW OF THE STATE OF NEW YORK WITHOUT
REGARD TO CONFLICTS OF LAW PRINCIPLES (OTHER THAN SECTION 5-1401 OF THE NEW YORK
GENERAL OBLIGATIONS LAW). TO THE FULLEST EXTENT PERMITTED BY LAW, THE BORROWERS
HEREBY UNCONDITIONALLY AND IRREVOCABLY WAIVE ANY CLAIM TO ASSERT THAT THE LAW OF
ANY JURISDICTION OTHER THAN THE STATE OF NEW YORK GOVERNS THIS AMENDMENT OR ANY
OF THE OTHER LOAN DOCUMENTS.

4.7 JURY TRIAL WAIVER. EACH OF THE PARTIES TO THIS AMENDMENT HEREBY IRREVOCABLY
WAIVES ALL RIGHT TO A TRIAL BY JURY IN ANY ACTION, PROCEEDING OR COUNTERCLAIM
ARISING OUT OF OR RELATING TO THIS

 

-5-

--------------------------------------------------------------------------------

AMENDMENT OR ANY OF THE OTHER LOAN DOCUMENTS (INCLUDING, WITHOUT LIMITATION, ANY
AMENDMENTS, WAIVERS OR OTHER MODIFICATIONS RELATING TO ANY OF THE FOREGOING), OR
THE TRANSACTIONS CONTEMPLATED HEREBY OR THEREBY.

[Signature pages follow.]

 

-6-

--------------------------------------------------------------------------------

IN WITNESS WHEREOF, this Amendment has been duly executed and delivered as of
the date first above written.

 

THE COOPER COMPANIES, INC., as a Borrower By:  

/s/ Brian G. Andrews

  Name:   Brian G. Andrews   Title:   Treasurer COOPERVISION INTERNATIONAL
HOLDING COMPANY, LP, as a Borrower By:  

/s/ Brian G. Andrews

  Name:   Brian G. Andrews   Title:   Treasurer of CooperVision, Inc., acting as
General Partner

KEYBANK NATIONAL ASSOCIATION,
as the Administrative Agent, Co-Lead Arranger, the Swing Line Lender, a Lender
and an LC Issuer

By:  

/s/ Marianne T. Meil

Name:   Marianne T. Meil Title:   Senior Vice President

 

-7-

--------------------------------------------------------------------------------

Each of the undersigned Subsidiary

Guarantors acknowledges the terms of and

consents to the foregoing:

COOPERVISION, INC. By:  

/s/ Brian G. Andrews

  Name:   Brian G. Andrews   Title:   Treasurer COOPERSURGICAL, INC. By:  

/s/ Brian G. Andrews

  Name:   Brian G. Andrews   Title:   Treasurer TCC ACQUISITION CORP. By:  

/s/ Brian G. Andrews

  Name:   Brian G. Andrews   Title:   Treasurer COOPER MEDICAL, INC. By:  

/s/ Brian G. Andrews

  Name:   Brian G. Andrews   Title:   Treasurer ORIGIO, INC. By:  

/s/ Brian G. Andrews

  Name:   Brian G. Andrews   Title:   Treasurer

 

-8-

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    JPMORGAN CHASE BANK, N.A.    By:   

/s/ Alex Rogin

      Name:    Alex Rogin       Title:    Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    Citicorp North America, Inc.    By:   

/s/ Marni McManus

      Name:    Marni McManus       Title:    Vice President (Managing Director)

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    Bank of America, N.A.    By:   

/s/ John C. Plecque

      Name:    John C. Plecque       Title:    Senior Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    Wells Fargo Bank, N.A.    By:   

/s/ Gavin Smith

      Name:    Gavin Smith       Title:    Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    DNB CAPITAL LLC    By:   

/s/ Kristie Li

      Name:    Kristie Li       Title:    Vice President      

/s/ Bjorn E. Hammerstad

      Name:    Bjorn E. Hammerstad       Title:    Senior Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    Union Bank, N.A.    By:   

/s/ Henry G. Montgomery

      Name:    Henry G. Montgomery       Title:    Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    Compass Bank    By:   

/s/ Susan M. Bowes

      Name:    Susan M. Bowes       Title:    Senior Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    Sumitomo Mitsui Banking Corporation    By:   

/s/ David W. Kee

      Name:    David W. Kee       Title:    Managing Director

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    U.S. Bank National Association    By:   

/s/ Joseph M. Schnorr

      Name:    Joseph M. Schnorr       Title:    Senior Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    PNC BANK, NATIONAL ASSOCIATION    By:   

/s/ David B. Mitchell

      Name:    David B. Mitchell       Title:    Executive Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    Bank of the West    By:   

/s/ Joel Harvill

      Name:    Joel Harvill       Title:    Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    HSBC Bank USA, NA    By:   

/s/ Mario De Lecce

      Name:    Mario De Lecce       Title:    Vice President

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    UBS AG, STAMFORD BRANCH    By:   

/s/ Lana Gifas

      Name:    Lana Gifas       Title:    Director      

/s/ Jennifer Anderson

      Name:    Jennifer Anderson       Title:    Associate Director

--------------------------------------------------------------------------------

Signature Page to

Amendment No. 3 dated as of June 30, 2014

to the

Credit Agreement among THE COOPER COMPANIES, INC. and COOPERVISION

INTERNATIONAL HOLDING COMPANY, LP, as the Borrowers,

Key Bank National Association, as the Administrative Agent, and

the Lenders Party Thereto

 

Name of Institution:    GOLDMAN SACHS BANK USA    By:   

/s/ Michelle Latzoni

      Name:    Michelle Latzoni       Title:    Authorized Signatory