Exhibit 10.53

 

FIRST AMENDMENT

 

FIRST AMENDMENT, dated as of April 12, 2005 (this “Amendment”), among Herbalife
International, Inc., a Nevada corporation (the “Borrower”), the Guarantors
identified as such on the signature pages hereto (collectively, the
“Guarantors”), the Lenders identified as such on the signature pages hereto (the
“Lenders”) and Morgan Stanley Senior Funding, Inc., as administrative agent (in
such capacity, the “Administrative Agent”), to that certain Credit Agreement,
dated as of December 21, 2004 (the “Credit Agreement”), among the Borrower, the
Guarantors identified as such on the signature pages thereto, the Lenders party
thereto from time to time, Morgan Stanley & Co. Incorporated, as Collateral
Agent, the joint lead arrangers, bookrunners and other agents identified therein
and the Administrative Agent.

 

W I T N E S S E T H :

 

WHEREAS, the Borrower has requested that the Lenders and the Administrative
Agent amend the definition of “Applicable Margin” in the Credit Agreement and
make certain other changes to the Credit Agreement.

 

NOW, THEREFORE, the parties hereto hereby agree as follows:

 

1.  Defined Terms.  Capitalized terms used herein and not otherwise defined are
used herein as defined in the Credit Agreement.

 

2.  Amendment.

 

(a)  The definition of “Applicable Margin” is replaced in its entirety with the
following:

 

“Applicable Margin” means (i) for the first two full quarters after the Closing
Date (A)(I) 2.00% in the case of Revolving Loans maintained as Eurodollar Loans
and (II) 1.00% in the case of Revolving Loans maintained as ABR Loans and (B)(I)
1.75% in the case of Term Loans maintained as Eurodollar Loans and (II) 0.75% in
the case of Term Loans maintained as ABR Loans and (ii) for the period after the
first two full quarters after the Closing Date, the Applicable Margin shall be
determined by reference to the Debt Rating and the Applicable Percentage set
forth below; provided, in the event of a split rating, the higher of such Debt
Ratings shall be used to determine the Applicable Margin, except that, if there
is a two-tier difference in the Debt Ratings, the Debt Rating one notch higher
than the lower of the two Debt Ratings shall be used to determine the Applicable
Margin.

 

--------------------------------------------------------------------------------

 

Senior Credit
Facilities Rating
Moody’s/S&P

 

Applicable Percentage
(Term Loans)

 

 

 

Eurodollar

 

ABR

 

³Ba3/BB

 

1.75

%

0.75

%

<Ba3/BB

 

2.00

%

1.00

%

 

Senior Credit
Facilities Rating
Moody’s/S&P

 

Applicable Percentage
(Revolving Loans)

 

 

 

Eurodollar

 

ABR

 

³Ba1/BB+

 

1.75

%

0.75

%

<Ba1/BB+

 

2.00

%

1.00

%

 

(b)  The following definition shall be added to Section 1.01 of the Credit
Agreement in the appropriate alphabetical position:

 

“First Amendment Effective Date” means April 12, 2005.

 

(c)  The following shall be inserted before the final period at the end of
Section 2.10(a) of the Credit Agreement:

 

“; provided, further, that the amount payable in connection with any optional
prepayment of the Term Loans made on or before the first anniversary of the
First Amendment Effective Date shall be equal to 101% of the principal amount of
the Term Loans being prepaid if such prepayment is made with proceeds from a
partial or complete bank refinancing of the Term Loans”.

 

(d)  Each of Section 2.10(c), Section 2.10(d), Section 2.10(e) and Section
2.10(f) of the Credit Agreement is hereby amended by replacing “Sections 2.10(h)
and (i)” with “Sections 2.10(i) and (j)”.

 

3.  Effectiveness of Amendment.  This Amendment shall become effective as of the
date hereof (the “Effective Date”) when (a) the Required Lenders, including all
Term Lenders, have executed and delivered a counterpart of this Amendment and
the Borrower and the Guarantors have delivered duly executed counterparts of
this Amendment to the Administrative Agent and (b) the Administrative Agent has
received payment from the Borrower for any and all fees, costs and expenses
(including those of legal counsel) relating to the Credit Agreement and this
Amendment.

 

4.  Representations and Warranties.  As of the Effective Date, before and after
giving effect to this Amendment, each of the Borrower and the other Loan Parties
hereby represents and warrants to the Administrative Agent and each Lender that:

 

(a)  no Default or Event of Default has occurred or is continuing; and

 

2

--------------------------------------------------------------------------------

 

(b)  the representations and warranties of the Borrower and the other Loan
Parties contained in the Credit Agreement and the other Loan Documents are true
and correct in all material respects as if made as of the Effective Date, except
to the extent such representations and warranties expressly relate to a
different date.

 

5.  Status of Loan Documents.

 

(a)  This Amendment is limited solely for the purposes and to the extent
expressly set forth herein, and, except as expressly consented to and amended
hereby, the terms, provisions and conditions of the Loan Documents shall
continue in full force and effect and are hereby ratified and confirmed in all
respects; and

 

(b)  No consent, amendment or waiver of any terms or provisions of the Credit
Agreement made hereunder shall relieve the Borrower or any other Loan Party from
complying with any other term or provision of the Credit Agreement or the other
Loan Documents.

 

6.  Miscellaneous.

 

(a)  No Waiver, Cumulative Remedies.  No failure or delay or course of dealing
on the part of the Lenders in exercising any right, power or privilege hereunder
shall operate as a waiver thereof, nor shall any single or partial exercise of
any such right, power or privilege preclude any other or further exercise
thereof or the exercise of any other right, power or privilege hereunder.  The
rights, powers and remedies herein expressly provided are cumulative and not
exclusive of any rights, powers or remedies which the Lenders would otherwise
have.  No notice to or demand on the Borrower or any other Loan Party in any
case shall entitle the Company to any other or further notice or demand in
similar or other circumstances or constitute a waiver of the rights of the
Lenders to any other or further action in any circumstances without notice or
demand.

 

(b)  Ratification and Reaffirmation; Confirmation; Acknowledgment.  Each
Guarantor (i) ratifies and reaffirms the Loan Documents to which such Guarantor
is a party, (ii) confirms such Guarantor’s agreement to the terms of this
Amendment and (iii) acknowledges that such Guarantor has no offsets or defenses
to such Guarantor’s obligations under the Loan Documents to which such Guarantor
is a party and no claims or counterclaims against the Lenders.

 

(c)  Expenses.  The Borrower agrees to pay and reimburse the Administrative
Agent for all of its costs and expenses (including, without limitation, fees and
disbursements of legal counsel) incurred up to and on the Effective Date or in
connection with the Credit Agreement or this Amendment.

 

(d)  Headings Descriptive.  The headings of the several Sections and subsections
of this Amendment are inserted for convenience only and shall not in any way
affect the meaning or construction of any provision.

 

3

--------------------------------------------------------------------------------

 

(e)  Severability.  In case any provision in or obligation under this Amendment
shall be invalid, illegal or unenforceable in any jurisdiction, the validity,
legality and enforceability of the remaining provisions or obligations, or of
such provision or obligation in any other jurisdiction, shall not in any way be
affected or impaired thereby.

 

(f)  Counterparts.  This Amendment may be executed and delivered in any number
of counterparts and by the different parties hereto on separate counterparts,
each of which when so executed and delivered shall be an original, but all of
which shall together constitute one and the same instrument.  The delivery of a
counterpart may be made by facsimile or electronic transmission.

 

(g)  Governing Law.  THIS AMENDMENT SHALL BE GOVERNED BY, AND SHALL BE CONSTRUED
AND ENFORCED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.

 

[Signature pages follow]

 

4

--------------------------------------------------------------------------------

 

IN WITNESS WHEREOF, the parties hereto have caused this First Amendment to be
duly executed and delivered by their respective proper and duly authorized
officers as of the day and year first above written.

 

 

HERBALIFE INTERNATIONAL, INC.,

 

a Nevada corporation, as Borrower

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

WH CAPITAL CORPORATION,

 

a Nevada corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ GREGORY L. PROBERT

 

 

 

Name:

Gregory L. Probert

 

 

Title:

President

 

 

 

 

 

HERBALIFE INTERNATIONAL OF AMERICA, INC.,

 

a Nevada corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

HERBALIFE INTERNATIONAL OF EUROPE, INC.,

 

a California corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

HERBALIFE INTERNATIONAL COMMUNICATIONS, INC.,

 

a California corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

[Herbalife First Amendment]

 

--------------------------------------------------------------------------------

 

 

HERBALIFE INTERNATIONAL DISTRIBUTION, INC.,

 

a California corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

HERBALIFE TAIWAN, INC.,

 

a California corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

HERBALIFE INTERNATIONAL (THAILAND), LTD.,

 

a California corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

HERBALIFE INTERNATIONAL DO BRASIL LTDA.,

 

a corporation dually organized in Brazil and Delaware,

 

as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ ENEIDA BINI

 

 

 

Name:

Eneida Bini

 

 

Title:

Managing Officer

 

--------------------------------------------------------------------------------

 

 

HERBALIFE LTD.,

 

a Cayman Islands exempted company with limited liability,
as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

WH INTERMEDIATE HOLDINGS LTD.,

 

a Cayman Islands exempted company with limited liability,
as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

 

 

 

 

HBL LTD.,

 

a Cayman Islands exempted company with limited liability,
as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD P. GOUDIS

 

 

 

Name:

Richard P. Goudis

 

 

Title:

Chief Financial Officer

 

--------------------------------------------------------------------------------

 

 

WH LUXEMBOURG HOLDINGS S.à.R.L.,

 

a Luxembourg corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ BRIAN KANE

 

 

 

Name:

Brian Kane

 

 

Title:

Manager

 

 

 

 

 

HLF LUXEMBOURG HOLDINGS S.à R.L.,

 

a Luxembourg corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ BRIAN KANE

 

 

 

Name:

Brian Kane

 

 

Title:

Manager

 

 

 

 

 

WH LUXEMBOURG INTERMEDIATE HOLDINGS S.à.R.L.,

 

a Luxembourg corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ BRIAN KANE

 

 

 

Name:

Brian Kane

 

 

Title:

Manager

 

 

 

 

 

HERBALIFE INTERNATIONAL OF ISRAEL (1990) LTD.,

 

an Israeli corporation, as a Guarantor

 

 

 

 

 

 

 

 

 

By:

/s/ GREGORY L. PROBERT

 

 

 

Name:

Gregory L. Probert

 

 

Title:

President

 

 

 

 

 

HERBALIFE INTERNATIONAL FINLAND OY,

 

a Finnish corporation, as a Guarantor

 

 

 

 

 

By:

/s/ CHRISTOPHE THOMANN

 

 

 

Name:

Christophe Thomann

 

 

Title:

Managing Director

 

--------------------------------------------------------------------------------

 

 

MORGAN STANLEY SENIOR FUNDING, INC.,

 

as Administrative Agent

 

 

 

 

By:

/s/ EUGENE F. MARTIN

 

 

 

Name:

Eugene F. Martin

 

 

Title:

Vice President

 

--------------------------------------------------------------------------------

 

ACKNOWLEDGMENT AND CONSENT

 

By signing below, the each of the undersigned (x) ratifies and reaffirms the
Loan Documents to which it is a party, (y) confirms its agreement to the terms
of this First Amendment and (z) acknowledges that it has no offsets or defenses
to its obligations under the Loan Documents to which it is a party and no claims
or counterclaims against the Lenders.

 

 

HERABLIFE OF JAPAN, K.K.

 

 

 

 

 

 

By:

/s/ WILLIAM RAHN

 

 

 

 

Name:

William Rahn

 

 

 

Title:

Representative Director

 

 

 

 

 

 

 

HERBALIFE INTERNATIONAL DE MEXICO, S.A. DE C.V.

 

 

 

 

 

 

 

By:

/s/ SERGIO MEDINA

 

 

 

 

Name:

Sergio Medina

 

 

 

Title:

Authorized Signatory

 

 

 

 

 

 

 

HERABLIFE PRODUCTS DE MEXICO, S.A. DE C.V.

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ SERGIO MEDINA

 

 

 

 

Name:

Sergio Medina

 

 

 

Title:

Authorized Signatory

 

 

 

 

 

 

 

HERBALIFE (U.K.) LIMITED

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ RICHARD HOBBY

 

 

 

 

Name:

Richard Hobby

 

 

 

Title:

Managing Director

 

 

 

 

 

 

 

HERBALIFE EUROPE LIMITED

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ GREGORY L. PROBERT

 

 

 

 

Name:

Gregory L. Probert

 

 

 

Title:

Managing Director

 

 

--------------------------------------------------------------------------------

 

 

SIGNATURE PAGE TO THE FIRST AMENDMENT, DATED AS OF THE FIRST DATE WRITTEN ABOVE,
TO THE CREDIT AGREEMENT, DATED AS OF DECEMBER 21, 2004, AMONG HERBALIFE
INTERNATIONAL, INC., THE GUARANTORS IDENTIFIED AS SUCH ON THE SIGNATURE PAGES
THERETO, THE LENDERS FROM TIME TO TIME PARTY THERETO, AND MORGAN STANLEY SENIOR
FUNDING, INC., AS ADMINISTRATIVE AGENT

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

FORTRESS PORTFOLIO TRUST

 

 

BY: FOUR CORNERS CAPITAL MANAGEMENT LLC

 

AS INVESTMENT MANAGER

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ VIJAY SRINIVASAN

 

 

Name: Vijay Srinivasan

 

 

Title: Authorized Signatory

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

BLACKROCK SENIOR INCOME SERIES

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ THOMAS COLWELL

 

 

Name: Thomas Colwell

 

 

Title: Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

MAGNETITE IV CLO, LTD

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ THOMAS COLWELL

 

 

Name: Thomas Colwell

 

 

Title: Authorized Signatory

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

MAGNETITE V CLO, LTD

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ THOMAS COLWELL

 

 

Name: Thomas Colwell

 

 

Title: Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

MARINER CDO 2002, LTD.

 

 

BY: ANTARES ASSET MGT. INC., AS COLLATERAL MGR.

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID MAHON

 

 

Name: David Mahon

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

MONUMENT PARK CDO LTD.

 

 

BY: BLACKSTONE DEBT ADVISORS L.P.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DEAN T. CRIARES

 

 

Name: Dean T. Criares

 

 

Title: Managing Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

MORGAN STANLEY SENIOR FUNDING INC.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ EUGENE F. MARTIN

 

 

Name: Eugene F. Martin

 

 

Title: Vice President

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

NAVIGATOR CDO 2003, LTD

 

 

BY: ANTARES ASSET MGT. INC., AS COLLATERAL MGR

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID MAHON

 

 

Name: David Mahon

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

NAVIGATOR CDO 2004, LTD

 

 

BY: ANTARES ASSET MGMT. INC., AS AGENT

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID MAHON

 

 

Name: David Mahon

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

OPPENHEIMER SENIOR FLOATING RATE FUND

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ LISA CHAFFEE

 

 

Name: Lisa Chaffee

 

 

Title: AVP

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

PIONEER FLOATING RATE TRUST

 

 

BY: HIGHLAND CAPITAL MGMT., LP

 

 

AS SUB-ADVISOR

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ R. JOSEPH DOUGHERTY

 

 

Name: R. Joseph Dougherty

 

 

Title: Senior Vice President, Secretary

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

PREMIUM LOAN TRUST I, LTD.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ GUIA TRUTTER

 

 

Name: Giuia Trutter

 

 

Title: Managing Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

COOPERATIVE CENTRALE RAIFFEISEN-

 

 

BOERENLEENBANK B.A.

 

 

“RABOBANK INTERNATIONAL:, NEW YORK BRANCH

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ PAMELA BEAL

 

 

Name: Pamela Beal

 

 

Title: Vice President

 

 

 

 

 

 

 

 

By:

/S/ REBECCA O. MORROW

 

 

Name: Rebecca O. Morrow

 

 

Title: Executive Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SANKATY ADVISORS, LLC AS COLLATERAL

 

 

MANAGER FOR RACE POINT CLO, LTD

 

 

AS TERM LENDER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DIANE J. EXTER

 

 

Name: Diane J. Exter

 

 

Title: Managing Director, Portfolio Manager

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SANKATY ADVISORS, LLC AS COLLATERAL

 

 

MANAGER FOR RACE POINT II CLO,

 

 

LIMITED, AS TERM LENDER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DIANE J. EXTER

 

 

Name: Diane J. Exter

 

 

Title: Managing Director, Portfolio Manager

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SANKATY HIGH YIELD ASSET PARTNERS, II L.P.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DIANE J. EXTER

 

 

Name: Diane J. Exter

 

 

Title: Managing Director, Portfolio Manager

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SCOTIABANK (IRELAND) LIMITED

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JOHN R.M. CAMPBELL

 

 

Name: John R.M. Campbell

 

 

Title: Authorized Signatory

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SENIOR DEBT PORTFOLIO

 

 

BY: BOSTON MGT AND RESEARCH

 

 

AS INVESTMENT ADVISOR

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SENIOR LOAN PORTFOLIO

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

By:

/S/ THOMAS COLWELL

 

 

Name: Thomas Colwell

 

 

Title: Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SOUTHFORK CLO, LTD.

 

 

BY: HIGHLAND CAPITAL MANAGEMENT, L.P.

 

 

AS COLLATERAL MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID LANCELOT

 

 

Name: David Lancelot

 

 

Title: Treasurer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

STANFIELD QUATTRO CLO, LTD.

 

 

BY: STANFIELD CAPITAL PARTNERS LLC

 

 

AS ITS COLLATERAL MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ CHRISTOPHER E. JANSEN

 

 

Name: Christopher E. Jansen

 

 

Title: Managing Partner

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

STANFIELD VANTAGE CLO, LTD.

 

 

BY: STANFIELD CAPITAL PARTNERS, LLC

 

 

AS ITS ASSET MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ CHRISTOPHER E. JANSEN

 

 

Name: Christopher E. Jansen

 

 

Title: Managing Partner

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

TOLLI & CO.

 

 

BY: EATON VANCE MANAGEMENT

 

 

AS INVESTMENT ADVISOR

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

UNION BANK OF CALIFORNIA, N.A.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID J. STASSEL

 

 

Name: David J. Stassel

 

 

Title: VP

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

UNION SQUARE CDO LTD.

 

 

BY: BLACKSTONE DEBT ADVISORS L.P.

 

 

AS COLLATERAL MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DEAN T CRIARES

 

 

Name: Dean T. Criares

 

 

Title: Managing Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

VENTURE CDO 2002, LIMITED

 

 

BY ITS INVESTMENT ADVISOR, MJX ASSET MANAGEMENT LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ HANS CHRISTENSEN

 

 

Name: Hans Christensen

 

 

Title: Chief Investment Officer

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

VENTURE II CDO 2002 LIMITED

 

 

BY ITS INVESTMENT ADVISOR, MJX ASSET MGT LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ HANS CHRISTENSEN

 

 

Name: Hans Christensen

 

 

Title: Chief Investment Officer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

VENTURE III CDO LIMITED

 

 

BY ITS INVESTMENT ADVISOR, MJX ASSET MGT LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ HANS CHRISTENSEN

 

 

Name: Hans Christensen

 

 

Title: Chief Investment Officer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

VENTURE IV CDO LTD

 

 

BY ITS INVESTMENT ADVISOR, MJX ASSET MGT LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ HANS CHRISTENSEN

 

 

Name: Hams Christensen

 

 

Title: Chief Investment Officer

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

VISTA LEVERAGED INCOME FUND

 

 

BY ITS INVESTMENT ADVISOR, MJX ASSET MGT LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ HANS CHRISTENSEN

 

 

Name: Hans Christensen

 

 

Title: Chief Investment Officer

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

WHITNEY PRIVATE DEBT FUND, LP

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ KEVIN J. COREY

 

 

Name: Kevin J. Corey

 

 

Title: Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

BLACKROCK GLOBAL FLOATING RATE INCOME TRUST

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ THOMAS COLWELL

 

 

Name: Thomas Colwell

 

 

Title: Authorized Signatory

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GALAXY IV CLO, LTD

 

 

BY: AIG GLOBAL INVESTMENT CORP.

 

 

ITS INVESTMENT ADVISOR

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JULIE BOTHAMLEY

 

 

Name: Julie Bothamley

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GALAXY CLO 1999-1 LTD.

 

 

BY: AIG GLOBAL INVESTMENT CORP.

 

 

AS COLLATERAL MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JULIE BOTHAMLEY

 

 

Name: Julie Bothamley

 

 

Title: Vice President

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GENERAL ELECTRIC CAPITAL CORPORATION

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MARIE G. MOLLO

 

 

Name: Marie G. Mollo

 

 

Title: Duly Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GOLDENTREE LOAN OPPORTUNITIES I LTD

 

 

BY: GOLDENTREE ASSET MGT LP

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ THOMAS M. O’SHEA

 

 

Name: Thomas M. O’Shea

 

 

Title: Portfolio Manager

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GOLDENTREE LOAN OPPORTUNITIES II LTD.

 

 

BY: GOLDENTREE ASSET MGT LP

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ THOMAS M. O’SHEA

 

 

Name: Thomas M. O’Shea

 

 

Title: Portfolio Manager

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GOLDMAN SACHS CREDIT PARTNERS LP

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ PEDRO RAMIREZ

 

 

Name: Pedro Ramirez

 

 

Title: Authorized Signatory

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GRAYSON & CO.

 

 

BY: BOSTON MANAGEMENT AND RESEARCH

 

 

AS INVESTMENT ADVISOR

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

GREEN LANE CLO LTD.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ KAITLIN TRINH

 

 

Name: Kaitlin Trinh

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

HANOVER SQUARE CLO LTD.

 

 

BY: BLACKSTONE DEBT ADVISORS L.P.

 

 

AS COLLATERAL MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DEAN T. CRIARES

 

 

Name: Dean T. Criares

 

 

Title: Managing Director

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

HARBOUR TOWN FUNDING LLC

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MEREDITH J. KOSLICK

 

 

Name: Meredith J. Koslick

 

 

Title: Assistant Vice President

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

HARCH CLO II LIMITED

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL E. LEWITT

 

 

Name: Michael E. Lewitt

 

 

Title: Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

HEWETT’S ISLAND CDO, LTD.

 

 

BY: CYPRESSTREE INVESTMENT MGT. CO. INC.

 

 

AS PORTFOLIO MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ PRESTON I. CARNES, JR.

 

 

Name: Preston I. Carnes, Jr.

 

 

Title: Managing Director

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

HEWETT’S ISLAND CLO II, LTD.

 

 

BY: CYPRESSTREE INVESTMENT MGT. CO. INC.

 

 

AS PORTFOLIO MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ PRESTON I. CARNES, JR.

 

 

Name: Preston I. Carnes, Jr.

 

 

Title: Managing Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

HIGHLAND LEGACY LIMITED

 

 

BY: HIGHLAND CAPITAL MGT. LP

 

 

AS COLLATERAL MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID LANCELOT

 

 

Name: David Lancelot

 

 

Title: Treasurer

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

IKB CAPITAL CORPORATION

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID SNYDER

 

 

Name: David Snyder

 

 

Title: President

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

INVESTORS BANK & TRUST CO. AS SUB-CUSTODIAN AGENT OF
CYPRESSTREE INTERNATIONAL HOLDING COMPANY LIMITED

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ PRESTON I. CARNES JR.

 

 

Name: Preston I. Carnes Jr.

 

 

Title: Managing Director

 

 

 

 

 

By:

/S/ JOHN FRABOTTA

 

 

Name: John Frabotta

 

 

Title: Managing Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

KATONAH III, LTD.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ RALPH DELLA ROCCA

 

 

Name: Ralph Della Rocca

 

 

Title: Authorized Officer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

KATONAH IV LTD.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ RALPH DELLA ROCCA

 

 

Name: Ralph Della Rocca

 

 

Title: Authorized Officer

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

KATONAH VI, LTD.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ RALPH DELLA ROCCA

 

 

Name: Ralph Della Rocca

 

 

Title: Authorized Officer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

KC CLO I LIMITED

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ IRINA BORLSOVA

 

 

Name: Irina Borlsova

 

 

Title: Assistant Vice President

 

 

 

 

 

By:

/S/ MARIO DE LELLIS

 

 

Name: Mario De Lellis

 

 

Title: Assistant Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

KZH SOLEIL LLC

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ HI HUA

 

 

Name: Hi Hua

 

 

Title: Authorized Agent

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

KZH SOLEIL 2 LLC

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ HI HUA

 

 

Name: Hi Hua

 

 

Title: Authorized Agent

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

LANDMARK CDO II LTD

 

 

ALADDIN CAPITAL MGT LLC

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ WILLIAM S. LUTKINS

 

 

Name: William S. Lutkins

 

 

Title: Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

LANDMARK CDO III LTD.

 

 

ALADDIN CAPITAL MGT LLC

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ WILLIAM S. LUTKINS

 

 

Name: William S. Lutkins

 

 

Title: Director

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

LFC2 LOAN FUNDING LLC, FOR ITSELF OR AS AGENT FOR LFC2
CFPI LOAN FUNDING LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DOMINIC BREA

 

 

Name: Dominic Brea

 

 

Title: As Attorney-in-Fact

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

LOAN FUNDING VI LLC FOR ITSELF OR AS AGENT FOR
CORPORATE LOAN FUNDING VI LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DEAN T. CRIARES

 

 

Name: Dean T. Criares

 

 

Title: Managing Director

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SANKATY ADVISORS, LLC AS COLLATERAL

 

 

MANAGER FOR LOAN FUNDING XI LLC AS TERM LENDER

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DIANE J. EXTER

 

 

Name: Diane J. Exter

 

 

Title: Managing Director, Portfolio Manager

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

MADISON PARK FUNDING I, LTD.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID H. LERNER

 

 

Name: David H. Lerner

 

 

Title: Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

LANDMARK CDO LTD

 

 

ALADDIN CAPITAL MGT LLC

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ WILLIAM S. LUTKINS

 

 

Name: William S. Lutkins

 

 

Title: Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

FOUR CORNERS CLO 2005-1, LTD.

 

 

BY: FOUR CORNERS CAPTIAL MGT. LLC

 

 

AS COLLATERAL MANAGER

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ VIJAY SRINIVASAN

 

 

Name: Vijay Srinivasan

 

 

Title:  Authorized Signatory

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

ANATARES CAPITAL CORP

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID MAHON

 

 

Name: David Mahon

 

 

Title: Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

JP MORGAN CHSE BANK, N.A. AS TRUSTEE OF THE ANTARES
FUNDING TRUST CREATED UNDER THE TRUST AGREEMENT
DATED AS OF NOVEMBER 30, 1999

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ LESLIE HUNDLEY

 

 

Name: Leslie Hundley

 

 

Title: AVP

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

BABSON CLO LTD. 2003-I

 

 

BY: BABSON CAPITAL MGT LLC AS COLLATERAL MGR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID P. WELLS, CFA

 

 

Name: David P. Wells, CFA

 

 

Title: Managing Director

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

LOAN FUNDING VIII LLC

 

 

BY: BABSON CAPITAL MGT LLC AS COLLATERAL MANAGER

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID P. WELLS, CFA

 

 

Name: David P. Wells, CFA

 

 

Title: Managing Director

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

TRON CLO LTD. 2000-I

 

 

BY: BABSON CAPITAL MANAGEMENT LLC AS COLLATERAL
MANAGER

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DAVID P. WELLS, CFA

 

 

Name: David P. Wells, CFA

 

 

Title: Managing Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

BANK OF AMERICA, N.A.

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ KEVIN J. TRIEBER

 

 

Name: Kevin J. Trieber

 

 

Title: Senior Vice President

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

BANK OF MONTREAL

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ G. WALKER

 

 

Name: G. Walker

 

 

Title: Authorized Signatory

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

BLACKROCK SENIOR INCOME SERIES II

 

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ THOMAS COLWELL

 

 

Name: Thomas Colwell

 

 

Title: Authorized Signatory

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

BUSHNELL CBNA LOAN FUNDING LLC FOR ITSELF OR AS
AGENT FOR BUSHNELL CFPI LOAN FUNDING LLC

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JANET HAACK

 

 

Name: Janet Haack

 

 

Title: As Attorney-in-Fact

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SANKATY ADVISORS, LLC AS COLLATERAL

 

 

MANAGER FOR CASTLE HILL I – INGOTS LTD., AS TERM
LENDER

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DIANE J. EXTER

 

 

Name: Diane J. Exter

 

 

Title: Managing Director, Portfolio Manager

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SANKATY ADVISORS, LLC AS COLLATERAL

 

 

MANAGER FOR CASTLE HILL II – INGOTS LTD, AS TERM
LENDER

 

 

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DIANE J. EXTER

 

 

Name: Diane J. Exter

 

 

Title: Managing Director, Portfolio Director

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

SANKATY ADVISORS, LLC AS COLLATERAL

 

 

MANAGER FOR CASTLE HILL III CLO, LIMITED AS TERM
LENDER

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ DIANE J. EXTER

 

 

Name: Diane J. Exter

 

 

Title: Managing Director, Portfolio Director

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

CENTURION CDO 8, LTD

 

 

BY: AMERICAN EXPRESS ASSET MGT GROUP INC., AS
COLLATERAL MANAGER

 

 

 

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ VINCENT P. PHAN

 

 

Name: Vincent P. Phan

 

 

Title: Director Operations

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

COSTANTINUS EATON VANCE CDO V, LTD

 

 

BY: EATON VANCE MANAGEMENT AS INVESTMENT ADVISOR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

CYPRESSTREE CLAIF FUNDING LLC

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MEREDITH J. KOSLICK

 

 

Name: Meredith J. Koslick

 

 

Title: Assistant Vice President

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

DENALI CAPITAL LLC MANAGING MEMBER OF DC FUNDING
PARTNERS, PORTFOLIO MANAGER FOR DENALI CAPITAL CLO
I, LTD., OR AN AFFILIATE

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JOHN P. THACKER

 

 

Name: John P. Thacker

 

 

Title: Chief Credit Officer

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

DENALI CAPITAL LLC, MANAGING MEMBER OF DC FUNDING
PARTNERS, PORTFOLIO MANAGER FOR DENALI CAPITAL CLO
II, LTD., OR AN AFFILIATE

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JOHN P. THACKER

 

 

Name: John P. Thacker

 

 

Title: Chief Credit Officer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

DENALI CAPITAL LLC, MANAGING MEMBER OF DC FUNDING
PARTNERS, PORTFOLIO MANAGER FOR DENALI CAPITAL CLO
III, LTD. OR AN AFFILIATE

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JOHN P. THACKER

 

 

Name: John P. Thacker

 

 

Title: Chief Credit Officer

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

DENALI CAPITAL LLC, MANAGING MEMBER OF DC FUNDING
PARTNERS PORTFOLIO MANAGER FOR DENALI CAPITAL CLO
IV, LTD. OR AN AFFILIATE

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JOHN P. THACKER

 

 

Name: John P. Thacker

 

 

Title: Chief Credit Officer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EAGLE LOAN TRUST

 

 

BY: STANFIELD CAPITAL PARTNERS, LLC

 

 

AS ITS COLLATERAL MANAGER

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ CHRISTOPHER E. JANSEN

 

 

Name: Christopher E. Jansen

 

 

Title: Managing Partner

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE INSTITUTIONAL SENIOR LOAN FUND BY:
EATON VANCE MANAGEMENT AS INVESTMENT ADVISOR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE CDO III, LTD.

 

 

BY: EATON VANCE MANAGEMENT

 

 

AS INVESTMENT ADVISOR

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE CDO VI LTD. BY: EATON VANCE MANAGEMENT
AS INVESTMENT ADVISOR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE LIMITED DURATION INCOME FUND BY: EATON
VANCE MANAGEMENT AS INVESTMENT ADVISOR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE SENIOR

 

 

FLOATING-RATE TRUST

 

 

BY: EATON VANCE MANAGEMENT

 

 

AS INVESTMENT ADVISOR

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE SENIOR INCOME TRUST

 

 

BY: EATON VANCE MANAGEMENT AS INVESTMENT ADVISOR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE FLOATING RATE INCOME TRUST BY EATON
VANCE MANAGEMENT AS INVESTOR ADVISOR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

 

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

EATON VANCE SHORT DURATION DIVERSIFIED INCOME FUND
BY: EATON VANCE MANAGEMENT AS INVESTMENT ADVISOR

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ MICHAEL B. BOTTHOF

 

 

Name: Michael B. Botthof

 

 

Title: Vice President

 

 

--------------------------------------------------------------------------------

 

 

NAME OF INSTITUTION:

 

 

 

 

 

FIDELITY ADVISOR SERIES II FIDELITY

 

 

ADVISOR FLOATING RATE HIGH INCOME FUND

 

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JOHN H. COSTELLO

 

 

Name: John H. Costello

 

 

Title: Assistant Treasurer

 

 

 

 

 

NAME OF INSTITUTION:

 

 

 

 

 

FIDELITY CENTRAL INVESTMENT PORTFOLIOS LLC: FIDELITY
FLOATING RATE CENTRAL INVESTMENT PORTFOLIO

 

 

,

 

AS A LENDER

 

 

 

 

 

 

 

 

By:

/S/ JOHN H. COSTELLO

 

 

Name: John H. Costello

 

 

Title: Assistant Treasurer

 

 

--------------------------------------------------------------------------------