[***] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT HAS BEEN
OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.
CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THIS OMITTED
INFORMATION.

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT
1. CONTRACT ID CODE

U
PAGE OF PAGES

         1       |       5
2. AMENDMENT/MODIFICATION NO.

P00003
3. EFFECTIVE DATE

11-Sep-2017
4. REQUISITION/PURCHASE REQ. NO.

0010624278-0002
5. PROJECT NO.(If applicable)
6. ISSUED BY                                             CODE

USA MED RESEARCH ACQ ACTIVITY
820 CHANDLER ST
FORT DETRICK MD 21702-5014
W81XWH
7. ADMINISTERED BY (If other than item 6)              CODE
See Item 6
 
 
 
8. NAME AND ADDRESS OF CONTRACTOR (No., Street, County, State and Zip Code)

CLEVELAND BIOLABS, INC
73 HIGH ST
BUFFALO NY 14203-1149
 
9A. AMENDMENT OF SOLICITATION NO.
 
9B. DATED (SEE ITEM 11)
X
10A. MOD. OF CONTRACT/ORDER NO.
W81XWH-15-C-0101
X
10B. DATED (SEE ITEM 13)
17-Aug-2015
CODE 3MWX2
FACILITY CODE
11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
£
The above numbered solicitation is amended as set forth in Item 14. The hour and
date specified for receipt of Offer
£
is extended,
£
is not extended.
 
Offer must acknowledge receipt of this amendment prior to the hour and date
specified in the solicitation or as amended by one of the following methods:

(a) By completing Items 8 and 15, and returning ______ copies of the amendment;
(b) By acknowledging receipt of this amendment on each copy of the offer
submitted: or (c) By separate letter or telegram which includes a reference to
the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this
amendment you desire to change an offer already submitted, such change may be
made by telegram or letter, provided each telegram or letter makes reference to
the solicitation and this amendment, and is received prior to the opening hour
and date specified.
12. ACCOUNTING AND APPROPRIATION DATE (If required)

13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACT/ORDERS
IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
 
A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET
FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
 
B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE
CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH
IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(B).
 
C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:
X
D. OTHER (Specify type of modification and authority)
52.243-2
 
E. IMPORTANT: Contractor T is not,
£ is required to sign this document and return __________ copies to the issuing
office.

--------------------------------------------------------------------------------

W81XWH-15-C-0101
P00003
Page 2 of 5

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)
Modification Control Number:                 jhoffman174729
The purpose of this modification is to:
1. Extend the Period of Performance by 18 months at no cost to the Government.
2. Approve Animal research CRO change from [***].
3. Approve re-allocation of projected cost savings from [***].
4. Approve request to re-budget funds from within [***].

All other terms and conditions remain the same.
 

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in Sill force
and effect.
15A
NAME AND TITLE OF SIGNER (Type or print)
16A NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
ERICA K. SMITH /CONTRACTING OFFICER
TEL: (301) 619-3454 EMAIL: erica.k.smith5.civ@mail.mil
15B
CONTRACTOR/OFFEROR
/s/ Yakov Kogan
15C. DATE SIGNED

16B UNITED STATES OF AMERICA
BY /s/ Erica K. Smith
16C DATE SIGNED
14-Sep-2017
 
(Signature of person authorized to sign)
9/14/2017
(Signature of Contracting Officer)
 

EXCEPT TO SF 30
APPROVED BY OIRM 11-84
30-105-04
Standard form 30 (Rev. 10-83)
Prescribed by GSA 
FAR (48 CFR) 53.243

SECTION SF 30 BLOCK 14 CONTINUATION PAGE
SUMMARY OF CHANGES
SECTION B - SUPPLIES OR SERVICES AND PRICES
Global Changes
CLIN 0001 -- CLIN 0002
The SIC code 8731 has been deleted.
CLIN 0001
The CLIN extended description has changed from:
The contractor shall furnish the necessary equipment, personnel, facilities and
supplies to conduct the research objectives in accordance with the contract
schedule and the Proposal No. JW140042, requirements entitled “Advanced

--------------------------------------------------------------------------------

W81XWH-15-C-0101
P00003
Page 3 of 5

Development of Entolimod (CBLB502) To Mitigate and Treat the Acute Effects of
Ionizing Radiation.” which is incorporated by reference. Both SOW, dated 12
August 2015, and CDRLS A001, A002, A003 and A004 are incorporated by reference,
see Section “J” for details. See Section “G” for payment instructions. Period of
Performance for research: 01 September 2015 - 31 August 2017. Final report due
90 days after research ends, 01 September 2017- 30 November 2017. This CLIN
provides 6.3 Funding for research activities as specified in the SOW dated 25
August 2015 under Specific Aim 1, Task 2, Specific Aim 2 and Specific Aim 3.
To:
The contractor shall furnish the necessary equipment, personnel, facilities and
supplies to conduct the research objectives in accordance with the contract
schedule and the Proposal No. JW140042, requirements entitled “Advanced
Development of Entolimod (CBLB502) To Mitigate and Treat the Acute Effects of
Ionizing Radiation.” which is incorporated by reference. Both SOW, dated 12
August 2015, and CDRLS A001, A002, A003 and A004 are incorporated by reference,
see Section “J” for details. See Section “G” for payment instructions. This CLIN
provides 6.3 Funding for research activities as specified in the SOW dated 25
August 2015 under Specific Aim 1, Task 2, Specific Aim 2 and Specific Aim 3.
CLIN 0002
The CLIN extended description has changed from:
The contractor shall furnish the necessary equipment, personnel, facilities and
supplies to conduct the research objectives in accordance with the contract
schedule and the Proposal No. JW140042, requirements entitled “Advanced
Development of Entolimod (CBLB502) To Mitigate and Treat the Acute Effects of
Ionizing Radiation.” which is incorporated by reference. Both SOW, dated 27
January 2015, and CDRLS A001, A002, A003 and A004 are incorporated by reference,
see Section “J” for details. See Section “G” for payment instructions. Period of
Performance for research: 01 September 2015 - 30 August 2017. Final report due
90 days after research ends, 01 September 2017- 30 November 2017. This CLIN
provides 6.4 Funding for the definitive non-human primate animal study as
specified in the SOW dated 12 August 2015 under Specific Aim 1 Task 1. Fee is
included in CLIN 0001 as this cost is aligned with 6.3 Funding.
To:
The contractor shall furnish the necessary equipment, personnel, facilities and
supplies to conduct the research objectives in accordance with the contract
schedule and the Proposal No. JW140042, requirements entitled

--------------------------------------------------------------------------------

W81XWH-15-C-0101
P00003
Page 4 of 5

“Advanced Development of Entolimod (CBLB502) To Mitigate and Treat the Acute
Effects of Ionizing Radiation.” which is incorporated by reference. Both SOW,
dated 27 January 2015, and CDRLS A001, A002, A003 and A004 are incorporated by
reference, see Section “J” for details. See Section “G” for payment
instructions. This CLIN provides 6.4 Funding for the definitive non-human
primate animal study as specified in the SOW dated 12 August 2015 under Specific
Aim 1 Task 1. Fee is included in CLIN 0001 as this cost is aligned with 6.3
Funding..
SECTION C - DESCRIPTIONS AND SPECIFICATIONS
The following have been modified:
USAMRAA LOCAL INSTRUCTIONS
Contractor Manpower Reporting (CMR) (USAMRAA) (May 2015)
“The contractor shall report ALL contractor labor hours (including subcontractor
labor hours) required for performance of services provided under this contract
for “The Advanced Development of Entolimod (CBLB502) To Mitigate and Treat the
Acute Effects of Ionizing Radiation” via a secure data collection site. The
contractor is required to completely fill in all required data fields using the
following web address: htO3s://cmra.army.mil/Login.aspx. Reporting inputs will
be for the labor executed during the period of performance during each
Government fiscal year (FY), which runs October 1 through September 30. While
inputs may be reported any time during the FY, all data shall be reported no
later than October 31 of each calendar year, beginning with 2013. Contractors
may direct questions to the help desk at help desk at:
ARMY: https://cmra.army.mil/Login.aspx.
All Others:https://www.ecmra.mil/.
CONTRACTOR IDENTIFICATION (June 2015) (USAMRAA)
When contractor personnel perform the services required in this contract on a
Government installation they are required to possess and wear an identification
badge that displays his or her name and the name of the Company. The contractor
shall ensure that contractor personnel identify themselves as contractors when
attending meetings, answering Government telephones, providing any type of
written correspondence, or working in situations where their actions could be
construed as official Government acts.
While performing in a contractor capacity, contractor personnel shall refrain
from using their retired or reserve component military rank or title in all
written or verbal communications.
KEY PERSONNEL (June 2015) (USAMRAA)
a.    The Contractor agrees to utilize the following Key Personnel on this
contract:
1.
Dr. Andrei Gudkov, Co-PI

2.
Dr. Vadim Krivokrysenko, Co-PI

--------------------------------------------------------------------------------

W81XWH-15-C-0101
P00003
Page 5 of 5

b.    The above Key Personnel shall be utilized to fulfill the requirements of
this contract.
c.
The contractor must provide thorough and detailed documentation of the
experience, abilities, and background for Key Personnel under this contract in
the form of resumes or equivalent statements of qualifications. Such
documentation shall include but not be limited to: name, curriculum vitae, type
and description of experience.

d.
The contractor agrees that during the contract performance period, substitution
for Key Personnel shall not be permitted unless such substitution is
necessitated by sudden illness, death, or termination of employment. In any of
these events, the contractor shall promptly notify the Contracting Officer and
provide the information required by paragraph (e) below.

e.
All requests for substitutions must provide a detailed explanation of the
circumstances necessitating the proposed substitution(s), a complete resume for
the proposed substitute(s), and any other information requested by the
Contracting Officer needed to approve or disapprove the proposed
substitution(s). All proposed substitutes shall have qualifications that are
equal to or higher than the qualifications of the person to be replaced. The
Contracting Officer or his authorized representative will evaluate such requests
and promptly notify the contractor of his approval or disapproval thereof

f.
If any of the listed Key Personnel are subcontractor personnel, the contractor
shall include the substance of this clause in any subcontract which he awards
under this contract.

SECTION F - DELIVERIES OR PERFORMANCE
The following Delivery Schedule item for CLIN 0001 has been changed from:
DELIVERY DATE
QUANTITY
SHIP TO ADDRESS
DODAAC
POP 01-SEP-2015 TO 30-NOV-2017
N/A
FORT DETRICK – CDMRP
FORT DETRICK – CDMRP
1120 FORT DETRICK
FREDERICK MD 21702
FOB: Destination
W91ZSQ

To:
DELIVERY DATE
QUANTITY
SHIP TO ADDRESS
DODAAC
POP 01-SEP-2015 TO 30-APR-2019
N/A
FORT DETRICK – CDMRP
FORT DETRICK – CDMRP
1120 FORT DETRICK
FREDERICK MD 21702
FOB: Destination
W91ZSQ

The following Delivery Schedule item for CLIN 0002 has been changed from:

--------------------------------------------------------------------------------

W81XWH-15-C-0101
P00003
Page 6 of 5

DELIVERY DATE
QUANTITY
SHIP TO ADDRESS
DODAAC
POP 01-SEP-2015 TO 30-NOV-2017
N/A
FORT DETRICK – CDMRP
FORT DETRICK – CDMRP
1120 FORT DETRICK
FREDERICK MD 21702
FOB: Destination
W91ZSQ
DELIVERY DATE
QUANTITY
SHIP TO ADDRESS
DODAAC
POP 01-SEP-2015 TO 30-APR-2019
N/A
FORT DETRICK – CDMRP
FORT DETRICK – CDMRP
1120 FORT DETRICK
FREDERICK MD 21702
FOB: Destination
W91ZSQ

(End of Summary of Changes)