EXHIBIT 10.29

 

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AWARD / CONTRACT   

1. THIS CONTRACT IS A RATED ORDER

UNDER DPAS (15 CFR 350)

      

RATING

DO-C9(T)

  

PAGE  OF  PAGES

1                17

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2. CONTRACT (Proc. Inst. Ident.) NO.

 

N00014-02-C-0250

  

3. EFFECTIVE DATE

 

SEE BLCOK 20C

  

4. REQUISITION / PURCHASE REQUEST / PROJECT NO.

 

02PR09637-00 & 01

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5. ISSUED BY

   CODE    N00014    6. ADMINISTERED BY (If Other Than Item 5)            
CODE      S1103A

 

OFFICE OF NAVAL RESEARCH

ONR 251: WADE WARGO (703) 696-2574

BALLSTON TOWER ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

  

 

DCM ATLANTA

805 WALKER STREET SUITE 1

MARIETTA, GA 30060-2789

 

SCD-C

         

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7. NAME AND ADDRESS OF CONTRACTOR (NO., street, city, county, State and ZIP
Code.)

 

8. DELIVERY

 

See SECTION F of Schedule

CREE INC.

4600 SILICON DRIVE

DURHAM, NC 27703

 

¨ FOB ORIGIN        ¨ OTHER (see below)

 

9. DISCOUNT FOR PROMPT PAYMENT

N.A.

CODE    OC9J8

        FACILITY CODE  

10. SUBMIT INVOICES

(4 Copies Unless Otherwise

Specified) TO

THE ADDRESS SHOW IN        ¨

  

ITEM

    SEE

SECTION G

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11. SHIP TO / MARK FOR

PROGRAM OFFICER

SEE SECTION F – DELIVERIES OR

PERFORMANCE

   CODE    N00014   

12. PAYMENT WILL BE MADE BY

DFAS COLUMBUS CENTER

DFAS CO SOUTH ENTITLEMENT OPERATIONS

PO BOX 182264

COLUMBUS, OH 43218-2264

        CODE      HQ0338

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13. AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION:

  

14. ACCOUNTING AND APPROPRIATION DATA

    ¨ 10 U.S.C. 2304(c)( N/A)

   ¨ 41 U.S.C. 253(c)( N/A)   

See Attached Financial Accounting Data Sheet(s)

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15A. ITEM NO.

  

15B. SUPPLIES/SERVICES

See SECTION B of Schedule

   15C. QUANTITY    15D. UNIT   15E. UNIT PRICE    15F. AMOUNT

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15G. TOTAL AMOUNT OF CONTRACT

       See SECTION B of Schedule

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16. TABLE OF CONTENTS

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(X)

   SEC    DESCRIPTION   PAGE(S)    (X)    SEC.    DESCRIPTION   PAGE(S)

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          PART I – THE SCHEDULE                  PART II – CONTRACT CLAUSES    

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x

   A    SOLICITATION/CONTRACT FORM   1    x    I    CONTRACT CLAUSES   10

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x

   B   

SUPPLIES OR SERVICES AND

PRICES/COSTS

  2        

PART III – LIST OF DOCUMENTS,

EXHIBITS AND OTHER ATTACH.

       

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x

   C    DESCRIPTION/SPECS./WORK STATEMENT   2    x    J    LIST OF ATTACHMENTS  
17

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x

   D    PACKAGING AND MARKING   2         PART IV – REPRESENTATIONS AND
INSTRUCTIONS    

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x

   E   

INSPECTION AND ACCEPTANCE

 

  2    x    K   

REPRESENTATIONS, CERTIFICATIONS

AND OTHER STATEMENTS OF OFFERORS

  17

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x

   F    DELIVERIES OR PERFORMANCE   2                       

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x

   G    CONTRACT ADMINISTRATION DATA   3         L    INSTRS., CONDS., AND
NOTICES TO OFFERORS    

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x

   H    SPECIAL CONTRACT REQUIREMENTS   6         M    EVALUATION FACTORS FOR
AWARD    

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CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE

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17. [XX] CONTRACTOR’S NEGOTIATED AGREEMENT (Contractor is required to sign this
document and return 2 copies to issuing office). Contractor agrees to furnish
and deliver all items or perform all the services set forth or otherwise
identified above and on any continuation sheets for the consideration stated
herein. The rights and obligations of the parties to this contract shall be
subject to and governed by the following documents: (a) this award/contract, (b)
the solicitation, if any, and (c) such provisions, representations,
certifications, and specifications, as are attached or incorporated by reference
herein. (Attachments are listed herein.)   

18. ¨ AWARD (Contractor is not required to sign this document).

Your offer on Solicitation

 

Number             , including the additions or changes made by you which
additions or changes are set forth in full above, is hereby accepted as to the
items listed above and on any continuation sheets. This award consummates the
contract which consists of the following documents: (a) the Government’s
solicitation and your offer, and (b) this award/contract. No further contractual
document is necessary.

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19A. NAME AND TITLE OF SIGNER (Type or Print)

Denise S. Holliday

Contracts Manager

  

20A. NAME OF CONTRACTING OFFICER

Susan M. Sutherland,

Contracting Officer

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19B. NAME OF CONTRACTOR

   19C. DATE SIGNED       

20B. UNITED STATES OF AMERICA

 

20C. DATE  SIGNED

  BY               /s/    Denise S. Holliday

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             7/3/02       

      BY                           /s/    Bona Filahun

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            7/3/02

(Signature of person authorized to sign)

                        (Signature of Contracting Officer)    

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NSN 7540-01-152-8069

PREVIOUS EDITIONS UNUSABLE

NAVONR OVERPRINT (4-85)

  

STANDARD FORM 26 (REV. 4-85)

Prescribed by GSA

FAR (48 CFR) 53.214(a)

 

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SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS

 

ITEM

NO.

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SUPPLIES/SERVICES

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ESTIMATED
GOVERNMENT
COST SHARE

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ESTIMATED
CONTRACTOR
COST SHARE

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   TOTAL
ESTIMATED
COSTS

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0001

   The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.    [***]    [***]   
[***]     

000101 ACRN: AA

[***]

                   

000102 ACRN: AB

[***]

                   

000103 ACRN: AC

[***]

              

0002

   Deliverables as specified in Attachment Number 2              NSP

0003

   Reports and Data in accordance with Exhibit A (DD Form 1423)              NSP

TOTAL ESTIMATED CONTRACT CONSIDERATION:

   [***]    [***]    [***]

 

SECTION C - DESCRIPTION/SPECIFICATIONS/WORK STATEMENT

 

1)   The research effort to be performed hereunder shall be subject to the
requirements and standards contained in Exhibit A and the following
paragraph(s).

 

2)   The Contractor shall conduct the research effort in accordance with
Attachment Number 1, entitled “Statement of Work”. The contractor shall provide
the deliverables specified in Attachment Number 2 of the contract.

 

SECTION D - PACKAGING AND MARKING

 

Preservation, packaging, packing and marking of all deliverable contract line
items shall conform to normal commercial packing standards to assure safe
delivery at destination.

 

SECTION E - INSPECTION AND ACCEPTANCE

 

Inspection and acceptance of the final delivery under this contract will be
accomplished by the Program Officer designated in Section F of this contract,
who shall have at least thirty (30) days after contractual delivery for
acceptance.

 

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[***]   Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 2

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SECTION F - DELIVERIES OR PERFORMANCE

 

1)   The research effort performed under this contract shall be conducted during
the period from 20 MAY 2002 through 30 JUN 2005. A final report will be
prepared, submitted, reproduced and distributed by sixty days thereafter unless
the contract is extended, in which case, the final report will be prepared in
accordance with the terms of such extension.

 

  a)   Item No. 0002 of Section B (Deliverables) shall be delivered as specified
in Attachment Number 2, F.O.B. Destination.

 

  b)   Item No. 0003 of Section B (Reports and Data) shall be delivered within
the time periods stated in Exhibit A, F.O.B. Destination.

 

2)   Distribution, consignment and marking instructions for all items shall be
in accordance with Enclosure Number 1 and the following:

 

Program Officer

Office of Naval Research

Ballston Tower One

800 North Quincy Street

Arlington, Virginia 22217-5660

 

Attn: Dr. Harry Dietrich, Code 312, Telephone (703) 696-0240

Ref: Contract N00014-02-C-0250

 

SECTION G - CONTRACT ADMINISTRATION DATA

 

1.    

   NAPS 5252.232-9001    SUBMISSION OF INVOICES (COST REIMBURSEMENT,
TIME-AND-MATERIALS, LABOR-HOUR, OR FIXED PRICE INCENTIVE) (JUL 1992)

 

  (a)   “Invoice” as used in this clause includes contractor requests for
interim payments using public vouchers (SF 1034) but does not include contractor
requests for progress payments under fixed price incentive contracts.

 

  (b)   The Contractor shall submit invoices and any necessary supporting
documentation, in an original and 4 copies, to the contract auditor* at the
following address:

 

Defense Contract Audit Agency

DCAA/MABO

P.O. Box 891

Arnold, MD 21012-0891

 

Telephone: (410) 260-5420

Fax: (410) 260-5986

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 3

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unless delivery orders are applicable, in which case invoices will be segregated
by individual order and submitted to the address specified in the order. In
addition, an information copy shall be submitted to the Program Officer
identified in Section F.2a of this contract. Following verification, the
contract auditor* will forward the invoice to the designated payment office for
payment in the amount determined to be owing, in accordance with the applicable
payment (and fee) clause(s) of this contract.

 

  (c)   Invoices requesting interim payments shall be submitted no more than
once every two weeks, unless another time period is specified in the Payments
clause of this contract. For indefinite delivery type contracts, interim payment
invoices shall be submitted no more than once every two weeks for each delivery
order. There shall be a lapse of no more than 30 calendar days between
performance and submission of an interim payment invoice.

 

  (d)   In addition to the information identified in the Prompt Payment clause
herein, each invoice shall contain the following information, as applicable:

 

(1) Contract line item number (CLIN)

 

(2) Subline item number (SLIN)

 

(3) Accounting Classification Reference Number (ACRN)

 

(4) Payment terms

 

(5) Procuring activity

 

(6) Date supplies provided or services performed

 

(7) Costs incurred and allowable under the contract

 

(8) Vessel (e.g., ship, submarine or other craft) or system for which
supply/service is provided.

 

  (e)   A DD Form 250, “Material Inspection and Receiving Report”,

 

  ¨   is required with each invoice submittal.

 

  x   is required only with the final Invoice.

 

  ¨   is not required.

 

  (f)   A Certificate of Performance

 

  ¨   shall be provided with each invoice submittal.

 

  x   is not required

 

  (g)   The Contractor’s final invoice shall be identified as such, and shall
list all other invoices (if any) previously tendered under this contract.

 

  (h)   Costs of performance shall be segregated, accumulated and invoiced to
the appropriate ACRN categories to the extent possible. When such segregation of
costs by ACRN is not possible for invoices submitted with CLINS/SLINS with more
than one ACRN, an allocation ratio shall be established in the same ratio as the
obligations cited in the accounting data so that costs are allocated on a
proportional basis.

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 4

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*   In contracts with the Canadian Commercial Corporation, substitute
“Administrative Contracting Officer” for “contract auditor”.

 

2.   Submission of Invoices Direct to Payment Office

 

  a)   Pursuant to DFARS 242.803(b)I)(C), if the cognizant Government auditor
has notified the contractor of its authorization to do so, the contractor may
submit interim vouchers under this contract direct to the payment office shown
in Block 12 of SF-26 instead of to the address shown in subparagraph (b) of
section G.1 above.

 

  b)   Such authorization does not extend to the first and final vouchers. The
contractor shall continue to submit first vouchers to the cognizant auditor
shown in subparagraph (b) of section G.1. above. The final voucher shall be
submitted to the Administrative Contracting Officer (SF-26 block 6) with a copy
to the cognizant auditor.

 

3.   Method of Payment

 

As consideration for the proper performance of the work and services required
under this contract, the Contractor shall be paid as follows:

 

  a)   Costs, as provided for under the contract clause entitled “Allowable Cost
and Payment,” not to exceed the amount set forth as “Estimated Cost” in Section
B, subject to the contract clause entitled “Limitation of Cost” or “Limitation
of Funds” whichever is applicable.

 

4.   Procuring Office Representatives

 

  a)   In order to expedite administration of this contract, the Administrative
Contracting Officer should direct inquiries to the appropriate office listed
below. Please do not direct routine inquiries to the person listed in Item 20A
on Standard Form 26.

 

Contract Negotiator – Wade Wargo, ONR 251, (703) 696-2574, DSN 426-2574, E-Mail
Address: wargow@onr.navy.mil

 

  Inspection and Acceptance –   Dr. Harry Dietrich, ONR 312, (703) 696-0240, DSN
426-0240, E-Mail Address: dietrih@onr.navy.mil

 

Security Matters - Ms. Jennifer Ramsey, ONR 43, (703) 696-4618, DSN 426-4618

 

Patent Matters - Mr. Tom McDonnell, ONR 00CC, (703) 696-4000, DSN 426-4000.

 

  b)   The Administrative Contracting Officer will forward invention disclosures
and reports directly to Corporate Counsel (Code 00CC), Office of Naval Research,
Department of the Navy, Arlington, Virginia 22217-5660. The Corporate Counsel
will return the reports along with a recommendation to the Administrative
Contracting Officer. The Corporate Counsel will represent the Contracting
Officer with regard to invention reporting matters arising under this contract.

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 5

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5.   Allotment of Funds

 

It is hereby understood and agreed that the Government’s share of this contract
will not exceed a total amount of [***]. The total amount presently available
for payment and allotted to this contract is [***]. It is estimated that the
amount allotted of [***] will cover the period from [***].

 

6.   Controlled Unclassified Information

 

The parties understand that information and materials provided pursuant to or
resulting from this contract may be export controlled, sensitive, for official
use only, or otherwise protected by law, executive order or regulation. The
Contractor is responsible for compliance with all applicable laws and
regulations. Nothing in this Contract shall be construed to permit any
disclosure in violation of those restrictions.

 

7.   Precontract Costs

 

In accordance with FAR 31.205-32, all costs which have been incurred by the
Contractor on or after 20 MAY 2002 and before the effective date of this
contract, where their incurrence is necessary to comply with the proposed
contract delivery schedule, will be considered allowable only to the extent that
they would have been allowable if incurred after the date of contract award and
only to a maximum of [***], through the date of contract award. The maximum
amount of [***] is to be split between the Government’s share of [***] and the
Contractor’s share of [***]. This cost share ratio for the maximum amount is
[***] for the Government and [***] for the Contractor.

 

8.   Transfer of Government Furnished Property from AFRL Contract
F33615-99-C-5316 to ONR Contract N00014-02-C-0250

 

Upon completion of AFRL Contract F33615-99-C-5316, the accountability of all
non-deliverable materials, property, and equipment from the AFRL contract shall
be transferred to this ONR contract.

 

9.   Master Subcontracting Plan

 

The contractor’s Master Small Business Subcontracting Plan, submitted on 08 DEC
2000 and accepted by the ACO, Majorie Hockstetler (DCM Raleigh Durham), on 08
JAN 2001, is applicable to this contract. Specific goals for this contract are
in accordance with Attachment Number 3, entitled “Addendum to Master
Subcontracting Plan”, of this contract.

 

10.   Type of Contract

 

This is a [***] (completion) contract.

 

[***]   Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0306    PAGE 6

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SECTION H - SPECIAL CONTRACT REQUIREMENTS

 

1.   ONR 5252.235-9714 REPORT PREPARATION (FEB 2002)

 

Scientific or technical reports prepared by the Contractor and deliverable under
the terms of this contract will be prepared in accordance with format
requirements contained in ANSI/NISO Z39.18-1995, Scientific and Technical
Reports: Elements, Organization, and Design.

 

[NOTE: All NISO American National Standards are available as free, downloadable
pdf(s) at http://www.niso.org/standards/index.html . NISO standards can also be
purchased in hardcopy form from NISO Press Fulfillment, P. O. Box 451, Annapolis
Junction, MD 20701-0451 USA. Telephone U.S. and Canada: (877) 736-6476; Outside
the U.S. and Canada: 301-362-6904; Fax: 301-206-9789.]

 

2.   ONR 5252.210-9708 METRICATION REQUIREMENTS (DEC 1988)

 

  a)   All scientific and technical reports delivered pursuant to the terms of
this contract shall identify units of measurement in accordance with the
International System of Units (SI) commonly referred to as the “Metric System”.
Conversion to U.S. customary units may also be given where additional clarity is
deemed necessary. Guidance for application of the metric system is contained in
the American Society of Testing Materials document entitled “Standard Practice
for Use of the International System of Units (The Modernized Metric System)”
(ASTM Designation E 380-89A)

 

  b)   This provision also applies to journal article preprints, reprints,
commercially published books or chapters of books, theses or dissertations
submitted in lieu of a scientific and/or technical report.

 

3.   Invention Disclosures and Reports

 

The Contractor shall submit all invention disclosures and reports required by
the Patent Rights clause of this contract to the Administrative Contracting
Officer.

 

4.   ONR 5252.242-9718 TECHNICAL DIRECTION (FEB 2002)

 

  a)   Performance of the work hereunder is subject to the technical direction
of the Program Officer/COR designated in this contract, or duly authorized
representative. For the purposes of this clause, technical direction includes
the following:

 

  1)   Direction to the Contractor which shifts work emphasis between work areas
or tasks, requires pursuit of certain lines of inquiry, fills in details or
otherwise serves to accomplish the objectives described in the statement of
work;

 

  2)   Guidelines to the Contractor which assist in the interpretation of
drawings, specifications or technical portions of work description.

 

  b)   Technical direction must be within the general scope of work stated in
the contract.

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 7

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Technical direction may not be used to:

 

  1)   Assign additional work under the contract;

 

  2)   Direct a change as defined in the contract clause entitled “Changes”;

 

  3)   Increase or decrease the estimated contract cost, the fixed fee, or the
time required for contract performance; or

 

  4)   Change any of the terms, conditions or specifications of the contract.

 

  c)   The only individual authorized to in any way amend or modify any of the
terms of this contract shall be the Contracting Officer. When, in the opinion of
the Contractor, any technical direction calls for effort outside the scope of
the contract or inconsistent with this special provision, the Contractor shall
notify the Contracting Officer in writing within ten working days after its
receipt. The Contractor shall not proceed with the work affected by the
technical direction until the Contractor is notified by the Contracting Officer
that the technical direction is within the scope of the contract.

 

  d)   Nothing in the foregoing paragraphs may be construed to excuse the
Contractor from performing that portion of the work statement which is not
affected by the disputed technical direction.

 

5.   ONR 5252.237-9705 Key Personnel (DEC 88)

 

  a)   The Contractor agrees to assign to the contract tasks those persons whose
resumes were submitted with its proposal and who are necessary to fulfill the
requirements of the contract as “key personnel”. No substitutions may be made
except in accordance with this clause.

 

  b)   The Contractor understands that during the first ninety (90) days of the
contract performance period, no personnel substitutions will be permitted unless
these substitutions are unavoidable because of the incumbent’s sudden illness,
death or termination of employment. In any of these events, the Contractor shall
promptly notify the Contracting Officer and provide the information described in
paragraph (c) below. After the initial ninety (90) day period the Contractor
must submit to the Contracting Officer all proposed substitutions, in writing,
at least 30 days in advance (60 days if security clearance must be obtained) of
any proposed substitution and provide the information required by paragraph (c)
below.

 

  c)   Any request for substitution must include a detailed explanation of the
circumstances necessitating the proposed substitution, a resume for the proposed
substitute, and any other information requested by the Contracting Officer. Any
proposed substitute must have qualifications equal to or superior to the
qualifications of the incumbent. The Contracting Officer or his/her authorized
representative will evaluate such requests and promptly notify the Contractor in
writing of his/her approval or disapproval thereof.

 

  d)   In the event that any of the identified key personnel cease to perform
under the contract and the substitute is disapproved, the contract may be
immediately terminated in accordance with the Termination clause of the
contract.

 

The following are identified as key personnel:

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 8

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Labor Category

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First/M/Last Name

--------------------------------------------------------------------------------

[***]

   [***]

[***]

   [***]

[***]

   [***]

[***]

   [***]

[***]

   [***]

[***]

   [***]

[***]

   [***]

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[***]   Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 9

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SECTION I - CONTRACT CLAUSES

 

[***] (MAY 2002) (1)

 

Attention: Prime Contractors. If a subaward is made to an educational
institution, Prime Contractors are directed to please refer to the ONR Model
Award for appropriate flow-down clauses to universities. See
http://www.onr.navy.mil, click Contracts & Grants Icon. Click Model Awards Link.
Click Section I clauses that flow-down to University subcontractors.

 

(A)   FAR 52.252-02 CLAUSES INCORPORATED BY REFERENCE (FEB 1998)

 

This contract incorporates one or more clauses by reference, with the same force
and effect as if they were given in full text. Upon request, the Contracting
Officer will make their full text available. Also, the full text of a clause may
be accessed electronically at these addresses:

http://www.arnet.gov/far/

http://web1.deskbook.osd.mil/htmlfiles/DBY_far.asp

http://web2.deskbook.osd.mil/htmlfiles/DBY_dfars.asp

http://farsite.hill.af.mil/farsite_script.html

 

For instance, a dollar threshold may trigger the applicability of the clause or
a certain condition of the research may trigger the applicability of the clause.
In order to provide some assistance, as to when a dollar threshold triggers a
clause, we have associated certain symbols with dollar thresholds. The symbols
and their appropriate dollar thresholds are as follows:

 

  *   Applies when contract action exceeds $10,000

  **   Applies when contract action exceeds $100,000

  +   Applies when contract action exceeds $500,000

  ++   Applies when contract action exceeds $500,000 and subcontracting
possibilities exist. Small Business Exempt.

  x   (DD 250)

  xx   Not applicable

 

I.   FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

 

    **    

   FAR 52.202-1    Definitions (DEC 2001)

**

   FAR 52.203-3    Gratuities (APR 1984)

**

   FAR 52.203-5    Covenant Against Contingent Fees (APR 1984)

**

   FAR 52.203-6    Restrictions on Subcontractor Sales to the Government (JUL
1995)

**

   FAR 52.203-7    Anti-Kickback Procedures (JUL 1995)

**

   FAR 52.203-8    Cancellation, Rescission, and Recovery of Funds for Illegal
or Improper Activity (JAN 1997)

**

   FAR 52.203-10    Price or Fee Adjustment for Illegal or Improper Activity
(JAN 1997)

**

   FAR 52.203-12    Limitation on Payments to Influence Certain Federal
Transactions (JUN 1997)

**

   FAR 52.204-4    Printing/Copying Double-Sided on Recycled Paper (AUG 2000)  
   FAR 52.211-15    Defense Priority and Allocation Requirements (SEP 1990)

**

   FAR 52.215-2    Audit and Records—Negotiation (JUN 1999) and Alternate II
(APR 1998) (Alternate II is only applicable with cost reimbursement contracts
with State and local Governments, educational institutions, and other non-profit
organizations.)

 

 

 

[***]   Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 10

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     FAR 52.215-8    Order of Precedence—Uniform Contract Format (OCT 1997)

+

   FAR 52.215-10    Price Reduction for the Defective Cost or Pricing Data (OCT
1997) (The clause is applicable to subcontracts over $550,000.)

+

   FAR 52.215-12    Subcontractor Cost or Pricing Data (OCT 1997) (Applicable to
subcontracts over $550,000 only)

**

   FAR 52.215-14    Integrity of Unit Prices (OCT 1997) and Alternate I (OCT
1997) (Alternate I is applicable if the action is contracted under Other Than
Full and Open Competition)

+

   FAR 52.215-15    Pension Adjustments and Asset Reversions (DEC 1998)

+

   FAR 52.215-18    Reversion or Adjustment of Plans for Postretirement Benefits
(PRB) Other than Pensions (OCT 1997)

+

   FAR 52.215-19    Notification of Ownership Changes (OCT 1997) (Applicable
when Cost or Pricing Data is required)      FAR 52.216-7    Allowable Cost and
Payment (FEB 2002)      FAR 52.216-8    Fixed Fee (MAR 1997)

    **    

   FAR 52.219-4    Notice of Price Evaluation Preference for HUBzone Small
Business Concerns (JAN 1999)

**

   FAR 52.219-8    Utilization of Small Business Concerns (OCT 2000)

++

   FAR 52.219-9    Small Business Subcontracting Plan (JAN 2002)

++

   FAR 52.219-16    Liquidated Damages—Subcontracting Plan (JAN 1999)      FAR
52.222-1    Notice to the Government of Labor Disputes (FEB 1997)

**

   FAR 52.222-2    Payment for Overtime Premiums (JUL 1990) (Note: The word
“zero” is inserted in the blank space indicated by an asterisk)      FAR
52.222-3    Convict Labor (AUG 1996) (Reserved when FAR 52.222-20 Walsh Healy
Public Contracts Act is applicable)

**

   FAR 52.222-4    Contract Work Hours and Safety Standards Act—Overtime
Compensation (SEP 2000)      FAR 52.222-21    Prohibition of Segregated
Facilities (FEB 1999)      FAR 52.222-26    Equal Opportunity (APR 2002)

*

   FAR 52.222-35    Equal Opportunity for Special Disabled Veterans, Veterans of
the Vietnam Era, and Other Eligible Veterans (DEC 2001 1998)

*

   FAR 52.222-36    Affirmative Action for Workers with Disabilities (JUN 1998)

*

   FAR 52.222-37    Employment Reports on Special Disabled Veterans, Veterans of
the Vietnam Era, and Other Eligible Veterans (DEC 2001)

**

   FAR 52.223-14    Toxic Chemical Release Reporting (OCT 2000)      FAR
52.225-13    Restrictions on Certain Foreign Purchases (JUL 2000)

**

   FAR 52.227-1    Authorization and Consent (JUL 1995) and Alternate I (APR
1984)

**

   FAR 52.227-2    Notice and Assistance Regarding Patent and Copyright
Infringement (AUG 1996)      FAR 52.228-7    Insurance Liability to Third
Persons (MAR 1996) (Further to paragraph (a)(3), unless otherwise stated in this
contract, types and limits of insurance required are as stated in FAR 28.307-2)
     FAR 52.232-9    Limitation on Withholding of Payments (APR 1984)

**

   FAR 52.232-17    Interest (JUN 1996)      FAR 52.232-23    Assignment of
Claims (JAN 1986) and Alternate I (APR 1984)      FAR 52.232-25    Prompt
Payment (FEB 2002) and Alternate I (FEB 2002) (The words “the 30th day” are
inserted in lieu of “the 7th day” at (a)(5)(i). [When Alternate I is applicable
(a)(5)(i) does do not apply] [Alternate I applies when awarding a cost
reimbursement contract for services]      FAR 52.232-33    Payment by Electronic
Funds Transfer—Central Contractor Registration (MAY 1999)      FAR 52.233-1   
Disputes (DEC 1998)      FAR 52.233-3    Protest After Award (AUG 1996) and
Alternate I (JUN 1985)      FAR 52.242-1    Notice of Intent to Disallow Costs
(APR 1984)

+

   FAR 52.242-3    Penalties for Unallowable Costs (MAY 2001)

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 11

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     FAR 52.242-4    Certification of Final Indirect Costs (JAN 1997)

    **    

   FAR 52.242-13    Bankruptcy (JUL 1995)      FAR 52.242-15    Stop Work Order
(AUG 1989) and Alternate I (APR 1984)      FAR 52.244-2   

Subcontracts (AUG 1998) and Alternate I (AUG 1998)

[Insert in cost-reimbursement contracts, and letter, time-and-material, and
labor-hour contracts exceeding SAP, and fixed price contracts exceeding SAP
where unpriced actions are anticipated. Use Alternate I for cost-rembursement
contracts]

**

   FAR 52.244-5    Competition in Subcontracting (DEC 1996)      FAR 52.244-6   
Subcontracts for Commercial Items and Commercial Components (APR 2002)      FAR
52.245-5    Government Property (Cost-Reimbursement, Time-and-Materials, or
Labor-Hour Contracts) (JAN 1986) and ALT I (JUL 1985) (As modified by DoD Class
Deviation 99-00008 dated 13 July 1999) (ALT I is applicable if the contractor is
a nonprofit organization whose primary purpose is the conduct of scientific
research)

**

   FAR 52.247-64    Preference for Privately Owned U.S. Flag Commercial Vessels
(JUN 2000)      FAR 52.249-6    Termination (Cost-Reimbursement) (SEP 1996)     
FAR 52.249-14    Excusable Delays (APR 1984)      FAR 52.251-1    Government
Supply Sources (APR 1984)      FAR 52.253-1    Computer Generated Forms (JAN
1991)

 

II.   DEPARTMENT OF DEFENSE FAR SUPPLEMENTAL (DFARS) (48 CFR CHAPTER 2) CLAUSES:

 

    **    

   DFARS 252.203-7001    Prohibition On Persons Convicted of Fraud or Other
Defense-Contract-Related Felonies (MAR 1999)      DFARS 252.204-7003    Control
of Government Work Product (APR 1992)      DFARS 252.204-7004    Required
Central Contractor Registration (NOV 2001)

**

   DFARS 252.209-7000    Acquisition from Subcontractors subject to On-Site
Inspection under the Intermediate Range Nuclear Forces (INF) Treaty (NOV 1995)

**

   DFARS 252.209-7004    Subcontracting with Firms That Are Owned or Controlled
by the Government of a Terrorist Country (MAR 1998)

+

   DFARS 252.215-7000    Pricing Adjustments (DEC 1991)

++

   DFARS 252.219-7003    Small, Small Disadvantaged and Women-owned Small
Business Subcontracting Plan (DoD Contracts) (APR 1996)

**

   DFARS 252.225-7012    Preference for Certain Domestic Commodities (APRIL
2002)      DFARS 252.225-7031    Secondary Arab Boycott of Israel (JUN 1992)  
   DFARS 252.227-7013    Rights in Technical Data – Noncommercial Items (NOV
1995), and Alternate I (JUN 1995)      DFARS 252.227-7014    Rights In
Noncommercial Computer Software and Noncommercial Computer Software
Documentation (JUN 1995)      DFARS 252.227-7016    Rights in Bid or Proposal
Information (JUN 1995)      DFARS 252.227-7019    Validation of Asserted
Restrictions – Computer Software (JUN 1995)      DFARS 252.227-7025   
Limitations on the Use or Disclosure of Government-Furnished Information Marked
with Restrictive Legends (JUN 1995)      DFARS 252.227-7028    Technical Data or
Computer Software Previously Delivered to the Government (JUN 1995)      DFARS
252.227-7030    Technical Data – Withholding of Payment (MAR 2000)      DFARS
252.227-7036    Declaration of Technical Data Conformity (JAN 1997)      DFARS
252.227-7037    Validation of Restrictive Markings on Technical Data (SEP 1999)
     DFARS 252.231-7000    Supplemental Cost Principles (DEC 1991)      DFARS
252.242-7000    Post-Award Conference (DEC 1991)

**

   DFARS 252.243-7002    Requests for Equitable Adjustment (MAR 1998)      DFARS
252.245-7001    Reports of Government Property (MAY 1994)

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 12

--------------------------------------------------------------------------------

    X    

   DFARS 252.246-7000    Material Inspection and Receiving Report (DEC 1991)  
   DFARS 252.251-7000    Ordering from Government Supply Sources (MAY 1995)

**

   DFARS 252.247-7023    Transportation of Supplies by Sea (MAR 2000)

**

   DFARS 252.247-7024    Notification Of Transportation Of Supplies By Sea (MAR
2000) (Applicable when the Contractor has made a negative response to the
inquiry in the representation at DFARS 252.247-7022.)      DFARS 252.251-7000   
Ordering from Government Supply Sources (MAY 1995)

 

(B)   ADDITIONAL FAR AND DFARS CLAUSES

 

This contract incorporates one or more clauses by reference as indicated by the
mark of (X), with the same force and effect as if they were given in full text.
Upon request, the Contracting Officer will make their full text available. Also,
the full text of a clause may be accessed electronically at this address:
http://www.arnet.gov/far/

 

     FAR 52.204-2    Security Requirements (AUG 1996) (Applicable if contract
will generate or require access to classified information and DD Form 254,
Contract Security Classification Specification, is issued to the contractor)

    X    

   FAR 52.209-6    Protecting the Government’s Interest when Subcontracting with
Contractors Debarred, Suspended, or Proposed for Debarment (JUL 1995)
(Applicable to contracts exceeding $25,000 in value.)      FAR 52.215-17   
Waiver of Facilities Capital Cost of Money (OCT 1997) (Applicable if the
Contractor did not propose facilities capital cost of money in the offer)

X

   FAR 52.215-20    Requirements for Cost or Pricing Data or Information Other
Than Cost or Pricing Data (OCT 1997) (Applicable if cost or pricing data or
information other than cost or pricing data are required)

X

   FAR 52.215-21    Requirements for Cost or Pricing Data or Information Other
Than Cost or Pricing Data - Modifications (OCT 1997) (Applicable if cost or
pricing data or information other than cost or pricing data will be required for
modifications)      FAR 52.217-9    Option to Extend the Term of the Contract
(MAR 2000) (In paragraph (a), insert “ ”, and in paragraph (c), insert “ ”)
(Applicable if contract contains line item(s) for option(s)) (Complete the
spaces in parentheses)      FAR 52.219-3    Notice of Total HUBZone Set-Aside
(JAN 1999)      FAR 52.219-5    Very Small Business Set-Aside (MAR 1999) (For
actions between $2,500 and $50,000)      FAR 52.219-6    Notice of Total Small
Business Set-Aside (JUL 1996), and Alternate I (OCT 1995) (Applicable to total
small business set-asides, including SBIR)      FAR 52.219-7    Notice of
Partial Small Business Set-Aside (JUL 1996) and Alternate I (OCT 1995)      FAR
52.219-10    Incentive Subcontracting Program (OCT 2001) (Applicable at the
PCO’s discretion to contract actions exceeding $500,000 and when subcontracting
possibilities exist. The clause is small business exempt) (In paragraph (b),
insert the appropriate number between 0 and 10 – “XX”) (Complete the space in
the parentheses)      FAR 52.219-25    Small Disadvantaged Business
Participation Program - Disadvantaged Status and Reporting (OCT 1999)
(Applicable if contract includes

 

CONTRACT NUMBER N00014-02-C-0250    PAGE 13

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          FAR 52.219-24)      FAR 52.219-26    Small Disadvantaged Business
Participation Program—Incentive Subcontracting Program (OCT 2000) (Applicable at
the PCO’s discretion to contract actions exceeding $500,000 and when
subcontracting possibilities exist. The clause is small business exempt) (In
paragraph (b), insert the appropriate number between 0 and 10 – “XX”) (Complete
the space in the parentheses)

    X    

   FAR 52.222-20    Walsh Healy Public Contracts Act (DEC 1996) (Applicable if
the contract includes deliverable materials, supplies, articles or equipment in
an amount that exceeds or may exceed $10,000)      FAR 52.223-5    Pollution
Prevention and Right-to-Know Information (APR 1998) (Applicable if contract
provides for performance, in whole or in part, on a Federal facility)

X

   FAR 52.223-6    Drug-Free Workplace (MAY 2001) (Applies when contract action
exceeds $100,000 or at any value when the contract is awarded to an individual)
     FAR 52.230-2    Cost Accounting Standards (APR 1998) (Applicable when
contract amount is over $500,000, if contractor is subject to full CAS coverage,
as set forth in 48 CFR Chapter 99, Subpart 9903.201-2(a) (FAR Appendix B)

X

   FAR 52.230-3    Disclosure and Consistency of Cost Accounting Practices (APR
1998) (Applicable when contract amount is over $500,000 but less than $25
million, and the offeror certifies it is eligible for and elects to use modified
CAS coverage as set forth in 48 CFR Chapter 99, Subpart 9903.201-2 (FAR Appendix
B)

X

   FAR 52.230-6    Administration of Cost Accounting Standards (NOV 1999)
(Applicable if contract is subject to either clause at FAR 52.230-2, FAR
52.230-3 or FAR 52.230-5)

X

   FAR 52.232-20    Limitation of Cost (APR 1984) (Applicable only when contract
action is fully funded)

X

   FAR 52.232-22    Limitation of Funds (APR 1984) (Applicable only when
contract action is incrementally funded)      FAR 52.239-1    Privacy or
Security Safeguards (AUG 1996) (Applicable to contracts for information
technology which require security of information technology, and/or are for the
design, development, or operation of a system of records using commercial
information technology services or support services.)      FAR 52.245-18   
Special Test Equipment (FEB 1993) Applicable when it is anticipated that the
contractor will acquire or fabricate special test equipment but the exact
identification of the equipment is not known)

X

   DFARS 252.203-7002    Display of DoD Hotline Poster (DEC 1991) (Applicable
only when contract action exceeds $5 million or when any modification increases
contract amount to more than $5 million)

X

   DFARS 252.204-7000    Disclosure of Information (DEC 1991) (Applies when
Contractor will have access to or generate unclassified information that may be
sensitive and inappropriate for release to the public)      DFARS 252.204-7005
   Oral Attestation of Security Responsibilities (NOV 2001) (Applicable if FAR
52.204-2, Security Requirements Applies)

X

   DFARS 252.205-7000    Provision of Information to Cooperative Agreement
Holders (DEC 1991) (Applicable only when contract action exceeds $500,000 or
when any modification increases total contract amount to more than $500,000)

 

CONTRACT NUMBER N00014-02.C-0250    PAGE 14

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    X    

   DFARS 252.215-7002    Cost Estimating System requirements (Oct 1998)
(Applicable only to contract actions awarded on the basis of certified cost or
pricing data)      DFARS 252.223-7004    Drug-Free Work Force (SEP 1988)
(Applicable (a) if contract involves access to classified information: or (b)
when the Contracting Officer determines that the clause is necessary for reasons
of national security or for the purpose of protecting the health or safety of
performance of the contract.      DFARS 252.223-7006    Prohibition on Storage
and Disposal of Toxic and Hazardous Materials (APR 1993) (Applicable if work
requires, may require, or permits contractor performance on a DoD installation)
     DFARS 252.225-7001    Buy American Act and Balance of Payments Program (MAR
1998) (Applicable if the contract includes deliverable supplies) (This clause
does not apply if an exception to the Buy American Act or Balance of Payments
Program is known or if using the clause at 252.225-7007, 252.225-7021, or
252.225-7036.)      DFARS 252.225-7002    Qualifying Country Sources as
Subcontractors (DEC 1991) (Applicable when clause at DFARS 252.225-7001,
252.227-7007, 252.227-7021, or 252.227-7036 applies)      DFARS 252.225-7007   
Buy American Act – Trade Agreements – Balance of Payments Program (SEP 2001)
(Use instead of FAR 52.225-5, Trade Agreements (Include in contracts valued at
$186,000 or more, if the Trade Agreements Act applies (see 25.401 and 25.403)
and the agency has determined that the restrictions of the Buy American Act or
Balance of Payments Program are not applicable to U.S.– made end products,
unless the acquisition is to be awarded and performed outside the United States
in support of a contingency operation or a humanitarian or peacekeeping
operation and does not exceed the increase simplified acquisition threshold of
$200,000.) The clause need not be used where purchase from foreign sources is
restricted (see 225.401 (b)(ii)). The clause may be used where the contracting
officer anticipates a waiver of the restriction.)      DFARS 252.225-7008   
Supplies to be Accorded Duty-Free Entry (MAR 1998) (Applicable when the contract
provides for duty-free entry and includes FAR 52.225-8 – Duty-Free Entry)     
DFARS 252.225-7009    Duty-Free Entry – Qualifying Country Supplies (End
Products and Components) (AUG 2000) (Applicable if contract includes deliverable
supplies)      DFARS 252.225-7010    Duty-Free Entry – Additional Provisions
(AUG 2000) (Applicable when FAR 52.225-8 – Duty-Free Entry is included in the
contract.)      DFARS 252.225-7016    Restriction On Acquisition Of Ball And
Roller Bearings (DEC 2000) (Applicable if contract includes deliverable
supplies, unless Contracting Officer knows that items being acquired do not
contain ball or roller bearings)

X

   DFARS 252.225-7026    Reporting of Contract Performance Outside the United
States (JUN 2000) (Applicable only when contract value exceeds $500,000 or when
any modification increases contract value to more than $500,000)

X

   DFARS 252.226-7001    Utilization of Indian Organizations and Indian-Owned
Economic Enterprises (SEP 2001) [(Applicable if FAR Part 12 not used, and for
supplies and services expected to exceed SAP thresholds) (This Interim Rule
replaces FAR 52.226-1 (JUN 2000) via DFARS Chg Ntc 200110911]

 

CONTRACT NUMBER N00014-02.C-0250    PAGE 15

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     DFARS 252.227-7018    Rights in Noncommercial Technical Data and Computer
Software – Small Business Innovation Research (SBIR) Program (JUN 1995)
(Applicable when technical data or computer software will be generated during
performance of contracts under the SBIR Program)

    X    

   DFARS 252.242-7004    Material Management and Accounting System (DEC 2000)
(Applicable to contract actions exceeding $100,000) (Not applicable to contracts
set aside for exclusive participation by small business and small disadvantaged
business concerns)

 

C.   COST SHARING – NO FEE RESEARCH AND DEVELOPMENT CLAUSES

 

The following FAR and DFARS clauses apply to Cost Sharing – No Fee Research and
Development Contracts and are either required by regulation or are required when
the circumstances of the contract warrant that they apply. The FAR and DFARS
clauses for Cost-Sharing Research and Development Contracts only apply when
specifically marked with an (X).:

 

     FAR 52.216-11   

Cost Contract — No Fee (APR 1984) and Alternate I (APR 1984) Replace 52.216-8)
[This clause may be modified by substituting “$10,000” in lieu of “$100,000” as
the maximum reserve in paragraph (b) if the Contractor is a nonprofit
organization.]

FAR 16.307 (e) (2): Use the Alternate I when using a cost-reimbursement research
and development contract with an educational institution or a nonprofit
organization that provides no fee or other payment above cost and is not a
cost-sharing contract is contemplated, and if the contracting officer determines
that withholding of a portion of allowable costs is not required.

    X    

   FAR 52.216-12   

Cost Sharing Contract — No Fee (APR 1984) Insert Immediately following 52.216-8
[ This clause may be modified by substituting “$10,000” in lieu of “$100,000” as
the maximum reserve in paragraph (b) if the contract is with a nonprofit
organization.]

FAR 16.307 (f) (2): Use Alternate I when a cost-sharing research and development
contract with an educational institution or a nonprofit organization is
contemplated, and if the contracting officer determines that withholding of a
portion of allowable costs is not required.

     FAR 52.227-10    Filing of Patent Applications –Classified Subject Matter
(APR 1984) (Applicable if contract is subject to FAR clause 52.204-02 and either
52.227-11 or 52.227-12)      FAR 52.227-11    Patent Rights – Retention by the
Contractor (Short Form) (JUN 1997) (Applicable if contractor is a small business
or non profit organization)

X

   FAR 52.243-2    Changes — Cost-Reimbursement (Aug. 1987) and Alternate V (APR
1984) FAR 43.205 (b)(6): Include clause in research and development contracts
with Alternate V.

X

   FAR 52.246-9    Inspection of Research and Development (Short Form) (Apr
1984) FAR 46.309: Include in contract when FAR 52.246-7, Inspection of Research
and Development — Fixed-Price; & FAR 52.246-8, Inspection of Research and
Development — Cost-Reimbursement, are not used. FAR 52.246-8 is not applicable
when FAR 52.246-9 is used.      FAR 52.247-63    Preference for U.S.-Flag Air
Carriers (JAN 1997) FAR 47.405: Use

 

CONTRACT NUMBER N00014-02.C-0250    PAGE 16

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          in contracts whenever it is possible that U.S. Government-financed
international air transportation of personnel (and their personal effects) or
property will occur in the performance of the contract.      OR     

    X    

   FAR 52.227-12    Patent Rights – Retention by the Contractor (Long Form) (JAN
1997) (Applicable if contractor is a large business)      DFARS 252.227-7034   
Patents – Subcontracts (APR 1984) (Applicable when FAR 52.227-11 applies)     
DFARS 252.227-7039    Patents – Reporting of Subject Inventions (APR 1990)
(Applicable when FAR 52.227-11 applies)

X

   DFARS 252.235-7011    Final Scientific Or Technical Report (Sep 1999)

 

SECTION J - LIST OF ATTACHMENTS

 

1)   Attachment Number 1 entitled, “Statement of Work,” 5 pages.

 

2)   Attachment Number 2 entitled, “Deliverables,” 1 page.

 

3)   EXHIBIT A entitled, “Contract Data Requirements List,” (DD Form 1423), 2
pages.

 

4)   Enclosure Number 1 entitled, “Contract Data Requirements List—Instructions
for Distribution,” 2 pages.

 

5)   Attachment Number 3 entitled, “Addendum to Master Subcontracting Plan,” 2
pages.

 

6)   Attachment Number 4 entitled, “Financial Accounting Data Sheet,” 2 pages.

 

SECTION K - REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS OF OFFEROR

 

1)   The Contractor’s Representations and Certifications, dated 13 MAR 2002, are
hereby incorporated into this contract by reference.

 

CONTRACT NUMBER N00014-02.C-0250    PAGE 17

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Attachment Number 1:

Statement of Work

 

2.0 [***]

Note, for the [***] of this program work on [***] will be conducted under a
Title III program. At the end of this period the work will be transferred to
this program and the following tasks undertaken.

 

2.1 Increase [***]

Cree will optimize the [***] process to achieve [***]. This will be accomplished
by the following subtasks to:

 

2.1.1 Scale up to [***]. – We will develop appropriate systems to provide [***].

 

2.1.2 Transfer the [***] from [***] to [***].—We will follow [***] procedures to
[***] the [***] process to [***] in the [***] of this program.

 

2.2 Increase [***]

Cree will transition it current [***] into a [***].

 

2.2.1 [***]. - We will optimize [***] through a DOE approach to produce [***]
whilst [***]. Variables to be examined include; [***].

 

2.3 Reduce [***]

We will improve both [***] and [***] to yield [***] with [***]. The development
of [***] will be accomplished as follows:

 

2.3.1 R&D [***] to [***]. - We will follow [***] to transition the [***] to
[***] of this program.

 

2.3.2 [***] in the [***] process. - Cree will use the same approaches as in our
prior Title III program to identify and eliminate [***] in the [***] material.
Goal: [***].

 

2.4 [***]

Cree will modify its current [***] process for [***] material. We will also
refine the process to make it capable of [***] appropriate for [***] levels.

 

2.4.1 Implement [***] process for [***] material.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

ATTACHMENT NUMBER 1

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2.4.2 Develop [***] specifications. Cree will drive the development of an
international set of specifications for [***] material.

 

2.5 [***]

Cree will apply its expertise in [***] processes into [***] processes to [***]
material system.

 

2.5.1 Enact value management for [***] process. – Cree will include the [***]
process in its company wide ongoing effort to implement [***] practices.

 

3.0 [***]

 

3.1 [***]

Enlarge and refine current [***] design to develop the necessary capability for
[***] capability.

 

3.2 [***]

Use [***] and [***] to improve [***] to [***].

 

3.3 [***]

Improve [***] to achieve [***], respectively.

 

3.4 [***]

 

3.4.1 Increase [***] by optimizing [***] to enable [***]

 

3.4.2 Employ [***] to improve [***] and improve [***].

 

3.4.3 Establish [***] capability for [***].

 

4.0 [***].

 

4.1 [***]

 

4.1.1 [***]—Implement [***] for all tools on the [***] line and establish
appropriate [***] and [***].

 

4.1.2 [***]—Establish [***] for all [***] and develop [***] programs for
comparing [***] data to [***] data.

 

4.1.3 [***] – Document the [***] process to be compatible with [***] process and
integrte the process flow into Cree’s [***].

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

ATTACHMENT NUMBER 1

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4.1.4 [***]—Establish [***] for each of the [***] components and implement a
[***] for [***] yield.

 

4.2 [***]

 

4.2.1 Optimize [***].

 

4.3 [***]

 

4.3.1 Upgrade [***] to [***] by designing [***] and define process [***].

 

4.3.2 Optimize [***] for [***] by reducing [***] and by reducing edge effects.

 

4.3.3 Evaluate [***] – work with [***] to develop a system to enable [***].

 

4.4 [***]

 

4.4.1 [***]—Automate [***] and gather [***] and develop program [***] to perform
[***]; evaluate [***]; optimize [***].

 

4.4.2 [***]—Evaluate impact [***]; optimize [***].

 

4.5 [***]

 

4.5.1 [***]—Reduce [***] in all equipment associated with the [***]; adjust
[***] to minimize [***]; evaluate [***].

 

4.5.2 [***]—Evaluate impact of [***]; define [***]; fabricate [***] with new
process.

 

4.5.3 [***]—Evaluate impact of [***]; fabricate [***] with [***].

 

4.6 [***]

 

4.6.1 Improvement to the [***]—Convert process from [***]; improve [***]; employ
[***]

 

4.6.2 [***]; optimize [***].

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

ATTACHMENT NUMBER 1

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4.6.3 [***]—Implement processes on [***] and improve [***].

 

4.6.4 [***]—Modify [***] to enable [***]; optimize process for [***]; evaluate
effectiveness of [***].

 

4.6.5 [***] – Reduced [***] in order to minimize [***] during the [***];
implement [***], if necessary, into backside metal process

 

4.7 [***]

 

4.7.1 Develop software for [***] with [***] to capture gain, power and
efficiency across the band.

 

4.7.2 Develop [***] with [***] to enable [***] of [***] that do not have [***].

 

4.7.3 Design an [***] so that all [***] of the [***] can be performed in [***].

 

4.8 [***]

 

4.8.1 Define [***] – From the [***] from the other tasks, create a [***] that
defines all [***].

 

4.8.2 [***] – generate a [***] that conform to all of [***]; define process
tolerances to enable ability to optimize [***].

 

4.9 [***]

 

4.9.1 Component [***] – Perform [***] for each of the [***].

 

4.9.2 [***] – Perform [***] sampled from every lot; determine process capability
from the [***] of failures.

 

4.9.3 [***] – Perform [***] from [***].

 

4.10 [***]

 

4.10.1 [***] at the end of [***] – In the [***], all of the process modules will
be [***] and a [***] will be performed using these processes. This [***] will
consist of [***] each using the [***] that is agreed upon. [***] statistics will
be reported after the completion of all [***].

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

ATTACHMENT NUMBER 1

CONTRACT NUMBER N00014-02-C-0250

   PAGE 4

--------------------------------------------------------------------------------

4.10.2 [***] – In the [***], all of the process modules will be [***] and a
[***] will be performed using these processes. This [***] will consist of [***]
each using the [***] that is agreed upon. [***] statistics will be reported
after the completion of all [***].

 

4.10.3 [***] – In the [***], all of the process modules will be [***] and a
[***] will be performed using these processes. This [***] will consist of [***]
each using the [***] that is agreed upon. [***] statistics will be reported
after the completion of all [***].

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

ATTACHMENT NUMBER 1

CONTRACT NUMBER N00014-02-C-0250

   PAGE 5

--------------------------------------------------------------------------------

Attachment Number 2:

Deliverables

 

Table 4 lists the deliverables for the crystal growth effort on this program.
The [***] that will be delivered will be representative for that time period.
Table 5 lists the deliverables for the [***] growth effort on this program. The
[***] that will be delivered will be representative of the epi growth process
during that time period. Table 6 lists the deliverables for the manufacturing
effort on this program. The discrete [***] that will be delivered will be [***]
devices mounted in [***] packages. The [***] that will be delivered will be of
the amplifier design that will have been selected as the [***] test vehicle for
the program during that time period, and they will be a minimum of [***] peak
power.

 

Table 4: Deliverables for the [***] effort.

[***]

  [***]

[***]

 

[***]

 

Table 5: Deliverables for the [***] effort.

[***]

   [***]    [***]

[***]

   [***]    [***]

 

Table 6: Deliverables for the [***] effort.

[***]

 

[***]

 

[***]

[***]

 

[***]

 

[***]

 

Additional Deliverables

 

  •   Unpackaged devices will be deliverable under this contract, as required by
the Program Officer. These unpackaged devices requested by the Program Officer
can be from the [***].

 

  •   [***] representative of current process will be deliverable [***] after
the effective date of this contract.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

ATTACHMENT NUMBER 2

CONTRACT NUMBER N00014-02-C-0250

   PAGE 1

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

CONTRACT DATA REQUIREMENTS LIST  

Form Approved

OMB No. 0704-0188

--------------------------------------------------------------------------------

Public reporting burden for this collection of information is estimated to
average 440 hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information. Send comments regarding
this burden estimate or any other aspect of this collection or information,
including suggestions for reducing this burden, to Washington Headquarters
Services Directorate for information Operations and Reports, 1215 Jefferson
Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of
Management and Budget Paperwork Reduction Project (0704-0188), Washington, DC
20503.

--------------------------------------------------------------------------------

A. CONTRACT LINE ITEM NO.

 

0003

 

B. EXHIBIT

 

A

 

C. CATEGORY

 

    TOP            TM                    OTHER     X

--------------------------------------------------------------------------------

D. SYSTEM/ITEM

     

E. CONTRACT/PR NO.

 

N00014-02-C-0250

 

F. CONTRACTOR

 

CREE, INC.

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A001

 

2. TITLE OF DATA ITEM

 

Monthly Status Reports*

 

3. SUBTITLE

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)  

5. CONTRACT REFERENCE

 

Section H.1 of Schedule

 

6. REQUIRING OFFICE

 

See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

  9. DIST  STATEMENT REQUIRED   10. FREQUENCY  

12. D ATE OF FIRST SUBMISSION

1 Month after contract effective date

  14. DISTRIBUTION              

--------------------------------------------------------------------------------

 

LT*

     

 

Monthly

     

 

ADDRESSEE

  b. COPIES        

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

8. APP
CODE       11. AS OF DATE   13. DATE OF SUBSEQUENT
SUBMISSION           Draft  

Final

--------------------------------------------------------------------------------

            Every month thereafter               REQ   REPRO

--------------------------------------------------------------------------------

16. REMARKS

 

* These monthly reports shall contain the following: major accomplishments,
issues, problems, monthly dollar expenditures on a comprehensive/cumulative
basis as well as a comparison of projected versus actual expenditures, and plans
for next month and next 3 months. The reports may be submitted electronically,
may be approximately two pages in length, and can be in contractor format.

 

See Enclosure Number 1

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

15. TOTAL

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A002

 

2. TITLE OF DATA ITEM

 

Presentation Materials*

 

3. SUBTITLE

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)  

5. CONTRACT REFERENCE

 

Section H.1 of the Schedule

 

6. REQUIRING OFFICE

 

See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

 

LT*

  9. DIST  STATEMENT REQUIRED  

10. FREQUENCY

 

As Required

  12. DATE OF FIRST SUBMISSION  

14. DISTRIBUTION

 

ADDRESSEE

  b. COPIES        

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

8. APP CODE     11. AS OF DATE  

13. DATE OF SUBSEQUENT SUBMISSION

          Draft  

Final

--------------------------------------------------------------------------------

                            REQ   REPRO

--------------------------------------------------------------------------------

16. REMARKS

 

*The presentation materials will be on an as-required basis in a format to be
requested by the Program Officer.

 

See Enclosure Number 1

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

15. TOTAL

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A003

 

2. TITLE OF DATA ITEM

 

Progress/Management Reports*

 

3. SUBTITLE

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)  

5. CONTRACT REFERENCE

 

Section H.1 of Schedule

 

6. REQUIRING OFFICE

 

See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

 

LT*

  9. DIST  STATEMENT REQUIRED  

10. FREQUENCY

 

Semi-Annually

 

12. DATE OF FIRST SUBMISSION

 

6 Months after contract effective date

 

14. DISTRIBUTION

 

ADDRESSEE

  b. COPIES        

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

8. APP CODE     11. AS OF DATE  

13. DATE OF SUBSEQUENT SUBMISSION

          Draft  

Final

--------------------------------------------------------------------------------

            Every 6 Months thereafter               REQ   REPRO

--------------------------------------------------------------------------------

16. REMARKS

 

* These semi-annual reports shall contain a comprehensive/cumulative description
of the major accomplishments to date. The reports can be in contractor format.

 

See Enclosure Number 1

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

15. TOTAL

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A004

 

2. TITLE OF DATA ITEM

 

Reliability Test Plan

 

3. SUBTITLE

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)  

5. CONTRACT REFERENCE

 

Section H.1 of Schedule

 

6. REQUIRING OFFICE

 

See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

 

LT*

  9. DIST  STATEMENT REQUIRED  

10. FREQUENCY

 

3 Reports

 

12. DATE OF FIRST SUBMISSION

45 days prior to each [***] reliability test

 

14. DISTRIBUTION

 

ADDRESSEE

  b. COPIES        

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

8. APP CODE     11. AS OF
DATE   13. DATE OF SUBSEQUENT
SUBMISSION           Draft  

Final

--------------------------------------------------------------------------------

            Every month thereafter               REQ   REPRO

--------------------------------------------------------------------------------

16. REMARKS

 

*There will be three (3) of these reports required, which shall be submitted as
required by the Program Officer. These reports can be submitted in contractor
format.

 

See Enclosure Number 1

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

15. TOTAL

--------------------------------------------------------------------------------

G. PREPARED BY

WADE WARGO / ONR 251

 

H. DATE

 

L. APPROVED BY

WADE WARGO / ONR 251

 

J. DATE

--------------------------------------------------------------------------------

DD Form 1423-2, JUN 90

OVERPRINT (1-91)

  Previous editions are obsolete   Page 1 of 2 NAVOCNR

[***]   Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

   

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

CONTRACT DATA REQUIREMENTS LIST  

Form Approved

                OMB No. 0704-0188                

--------------------------------------------------------------------------------

Public reporting burden for this collection of information is estimated to
average 440 hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information. Send comments regarding
this burden estimate or any other aspect of this collection or information,
including suggestions for reducing this burden, to Washington Headquarters
Services Directorate for information Operations and Reports, 1215 Jefferson
Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of
Management and Budget Paperwork Reduction Project (0704-0188), Washington, DC
20503.

--------------------------------------------------------------------------------

A. CONTRACT LINE ITEM NO.

 

0003

 

B. EXHIBIT

 

A

     

C. CATEGORY

 

     TOP      ¨    

  TM      ¨       OTHER      x    

--------------------------------------------------------------------------------

D. SYSTEM/ITEM      

E. CONTRACT/PR NO.        

 

N00014-02-C-0250

 

F. CONTRACTOR

 

CREE, INC.

--------------------------------------------------------------------------------

 

1. DATA ITEM NO.

 

A005

 

2. TITLE OF DATA ITEM

 

Producibility Test Reports

         

            3. SUBTITLE

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

 

 

5. CONTRACT REFERENCE

 

Section H.1 of the Schedule

         

            6. REQUIRING OFFICE

 

            See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ   

9. DIST STATEMENT

REQUIRED

   10. FREQUENCY    12. DATE OF FIRST SUBMISSION   14. DISTRIBUTION            
     

--------------------------------------------------------------------------------

LT*         Annually    60 days after [***]               ADDRESSEE   b. COPIES
   

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

8. APP CODE         11. AS OF DATE    13. DATE OF SUBSEQUENT SUBMISSION      
    Draft               Final                                  

--------------------------------------------------------------------------------

                           REQ            REPRO

--------------------------------------------------------------------------------

16. REMARKS

 

*There will be three (3) of these reports required, which are to be submitted
annually. These reports can be submitted in contractor format.

  See Enclosure Number 1

--------------------------------------------------------------------------------

      

--------------------------------------------------------------------------------

  15. TOTAL        

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A006

 

2. TITLE OF DATA ITEM

 

Reliability Test Reports

         

            3. SUBTITLE

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

 

 

5. CONTRACT REFERENCE

 

Section H.1 of the Schedule

         

            6. REQUIRING OFFICE

 

            See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ   

9. DIST STATEMENT

REQUIRED

   10. FREQUENCY    12. DATE OF FIRST SUBMISSION   14. DISTRIBUTION            
   

--------------------------------------------------------------------------------

LT*       3 Reports    90 days after start of reliability test  
            ADDRESSEE   b. COPIES    

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

8. APP CODE         11. AS OF DATE    13. DATE OF SUBSEQUENT SUBMISSION      
    Draft               Final                                  

--------------------------------------------------------------------------------

                           REQ            REPRO

--------------------------------------------------------------------------------

16. REMARKS

 

*There will be three (3) of these reports required, which shall be submitted as
required by the Program Officer. These reports can be submitted in contractor
format.

  See Enclosure Number 1

--------------------------------------------------------------------------------

      

--------------------------------------------------------------------------------

  15. TOTAL        

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A007

 

2. TITLE OF DATA ITEM

 

Final Report*

         

            3. SUBTITLE

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

 

 

5. CONTRACT REFERENCE

 

Section H.1 of the Schedule

         

            6. REQUIRING OFFICE

 

            See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ   

9. DIST STATEMENT

REQUIRED

   10. FREQUENCY    12. DATE OF FIRST SUBMISSION   14. DISTRIBUTION            
     

--------------------------------------------------------------------------------

DD*         ONE/R    30 Days after the contract end date               ADDRESSEE
  b. COPIES    

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

8. APP CODE         11. AS OF DATE    13. DATE OF SUBSEQUENT SUBMISSION      
    Draft               Final                                  

--------------------------------------------------------------------------------

               60 days after the contract end date          
REQ            REPRO

--------------------------------------------------------------------------------

16. REMARKS

 

* DD 250 required only for acceptance by the Program Officer designated in
Section F.3. Information copies of this report shall be distributed in
accordance with Enclosure Number 1.

  See Enclosure Number 1

--------------------------------------------------------------------------------

      

--------------------------------------------------------------------------------

  15. TOTAL        

--------------------------------------------------------------------------------

1. DATA ITEM NO.

  2. TITLE OF DATA ITEM          

            3. SUBTITLE

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

 

  5. CONTRACT REFERENCE          

            6. REQUIRING OFFICE

 

--------------------------------------------------------------------------------

7. DD 250 REQ   

9. DIST STATEMENT

REQUIRED

   10. FREQUENCY    12. DATE OF FIRST SUBMISSION   14. DISTRIBUTION            
   

--------------------------------------------------------------------------------

                             ADDRESSEE   b. COPIES    

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

8. APP CODE         11. AS OF DATE    13. DATE OF SUBSEQUENT SUBMISSION      
    Draft               Final                                  

--------------------------------------------------------------------------------

                           REQ            REPRO

--------------------------------------------------------------------------------

16. REMARKS                      

--------------------------------------------------------------------------------

                   15. TOTAL        

--------------------------------------------------------------------------------

G. PREPARED BY

 

WADE WARGO / ONR 251

  

H. DATE

 

    

L. APPROVED BY

 

WADE WARGO / ONR 251

  

J. DATE

 

--------------------------------------------------------------------------------

DD Form 1423-2, JUN 90

OVERPRINT (1-91)

   Previous editions are obsolete    Page 2 of 2 NAVOCNR

[***]   Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

    

--------------------------------------------------------------------------------

ENCLOSURE NUMBER 1

CONTRACT DATA REQUIREMENTS LIST

INSTRUCTIONS FOR DISTRIBUTION

 

DISTRIBUTION OF TECHNICAL REPORTS AND FINAL REPORT

 

The minimum distribution of technical reports and the final report submitted in
connection with this contract is as follows:

 

ADDRESSEE

--------------------------------------------------------------------------------

  

DODAAD

CODE

--------------------------------------------------------------------------------

   NUMBER OF COPIES

--------------------------------------------------------------------------------

      UNCLASSIFIED/
UNLIMITED

--------------------------------------------------------------------------------

  

UNCLASSIFIED/

LIMITED AND
CLASSIFIED

--------------------------------------------------------------------------------

Program Officer

E-Mail: dietrih@onr.navy.mil

   N00014    1    1

Administrative Contracting Officer*

   S1103A    1    1

Director, Naval Research Lab

Attn: Code 5227

4555 Overlook Avenue, SW

Washington, D.C. 20375-5320

E-mail: reports@library.nrl.navy.mil

   N00173    1    1

Defense Technical Information Center

8725 John J. Kingman Road

STE 0944

Ft. Belvoir, VA 22060-6218

E-mail: tr@dtic.mil

   S47031    2    2

--------------------------------------------------------------------------------

*   Send only a copy of the transmittal letter to the Administrative Contracting
Officer; do not send actual reports to the Administrative Contracting Officer.

 

ELECTRONIC SUBMISSIONS OF TECHNICAL REPORTS IS PREFERRED AND ENCOURAGED.
ELECTRONIC SUBMISSION SHOULD BE SENT TO THE E-MAIL ADDRESSES PROVIDED IN THE
ABOVE TABLE, HOWEVER PLEASE NOTE THE FOLLOWING:

 

•   Only Unlimited/Unclassified document copies may be submitted by e-mail.

 

•   Unclassified/Limited has restricted distribution and a classified document
(whether in its entirety or partially) is to be distributed in accordance with
classified material handling procedures.

 

•   Electronic submission to DIRECTOR, NAVAL RESEARCH LAB, shall be
unclassified/unlimited reports and 30 pages or less. If unclassified and more
than 30 pages, hardcopies of reports must be mailed.

 

CONTRACT NUMBER: N00014-02-C-0250

ENCLOSURE NUMBER 1

   PAGE 1

--------------------------------------------------------------------------------

•   Electronic submission to DTIC shall be unclassified/unlimited reports. If
submission is for limited documents, please send them in on a disk or sign up
for DTIC’s web-based document submission system at
http://www.dtic.mil/dtic/submitting/elec_subm.html.

 

If the Program Officer directs, the Contractor shall make additional
distribution of technical reports in accordance with a supplemental distribution
list provided by the Program Officer.

 

DISTRIBUTION OF PROGRESS REPORTS, which are NOT, Technical Reports

 

The minimum distribution for reports that are not technical reports is as
follows:

 

ADDRESSEE

--------------------------------------------------------------------------------

        NUMBER OF COPIES

--------------------------------------------------------------------------------

  

DODAAD

CODE

--------------------------------------------------------------------------------

   UNCLASSIFIED/
UNLIMITED

--------------------------------------------------------------------------------

  

UNCLASSIFIED/

LIMITED AND
CLASSIFIED

--------------------------------------------------------------------------------

Program Officer

E-Mail: dietrih@onr.navy.mil

   N00014    1    1

Administrative Contracting Officer*

   S1103A    1    1

--------------------------------------------------------------------------------

*   Send only a copy of the transmittal letter to the Administrative Contracting
Officer; do not send actual reports to the Administrative Contracting Officer.

 

CONTRACT NUMBER: N00014-02C-0250

ENCLOSURE NUMBER 1

   PAGE 2

--------------------------------------------------------------------------------

ADDENDUM TO MASTER SUBCONTRACTING PLAN

ATTACHMENT NUMBER 3

 

Contractor:    Cree, Inc. (Cree)

Address:        4600 Silicon Drive

                        Durham, NC 27703

 

Estimated Contract Value: [***]

 

1.   GOALS-PERCENTAGE

 

This Contract Specific Plan relates specifically to the scope of work to be
performed under this contract/major subcontract, including support services.
Subcontracting opportunities have been found to exist in the scope of work as
noted below. Further, Cree will continue to expand subcontracting opportunities
for small business concerns, HUBZone small business concerns, small business
concerns owned and controlled by socially and economically disadvantaged
individuals, and small business concerns owned and controlled by women, as they
become known to Cree.

 

This Contract Specific Plan, hereby incorporated into the Cree Master
Subcontracting Plan, are the following goals:

 

Small Business (SB)

  

[***]%

HUBZone Business

  

[***]%

Small Disadvantaged Business (SDB)

  

[***]%

Woman-Owned Small Business (WOSB)

  

[***]%

Veteran-Owned Small Business (VOSB)

  

[***]%

 

2.   GOALS-DOLLAR

 

Total dollars planned to be subcontracted is [***]. Total dollars planned to be
subcontracted to small business concerns is [***] (including WOSBs). Total
dollars planned to be subcontracted to HUBZone’s is [***]. Total dollars planned
to be subcontracted to small disadvantaged business concerns is [***]. Total
dollars planned to be subcontracted to woman-owned small business is [***].
Total dollars planned to be subcontracted to veteran-owned small business is
[***].

 

3.   DESCRIPTION OF SUBCONTRACTING OPPORTUNITIES

 

The principal products and/or services to be subcontracted and the types of
businesses to be utilized are included on the following page.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER: N00014-02-C-0250

ATTACHMENT NUMBER 3

   PAGE 1

--------------------------------------------------------------------------------

Item No. Product

--------------------------------------------------------------------------------

   Quantity

--------------------------------------------------------------------------------

   $ Amount

--------------------------------------------------------------------------------

   Total

--------------------------------------------------------------------------------

   Vendor

--------------------------------------------------------------------------------

 

Business Type

--------------------------------------------------------------------------------

  

Comments

--------------------------------------------------------------------------------

1. [***]

   418.50    375.00    156,937.50    [***]   Small     

2. [***]

   37,395.00    2.20    82,269.00    [***]   Large    Per Liter

3. [***]

   1,180.00    71.41    84,263.80    [***]   Large    Per Hour

4. [***]

   130.00    208.80    27,144.00    [***]   Large     

5. [***]

   48.00    585.00    28,080.00    [***]   Small     

6. [***]

   27.00    184.00    4,968.00    [***]   Large     

7. [***]

   21.00    502.00    10,542.00    [***]   Large     

8. [***]

   9.00    500.00    4,500.00    [***]   Large     

9. [***]

   3.00    1,475.00    4,425.00    [***]   Large    per user

10. [***]

   51,000.00    2.26    115,260.00    [***]   Large    per gram

11. [***]

   852.30    426.82    363,778.69    [***]   Large    Ad

12. [***]

   22.95    4,542.58    104,252.21    [***]   Large    Ad

13. [***]

   345.00    38.40    13,248.00    [***]   Small     

14. [***]

   9.00    926.00    8,334.00    [***]   Small     

15. [***]

   13.00    1,600.00    20,800.00    [***]   Large     

16. [***]

   267.00    100.00    26,700.00    [***]   Small     

17. [***]

   51.00    98.00    4,998.00    [***]   Small     

18. [***]

   172.00    25.00    4,300.00    [***]   Large     

19. [***]

   172.00    630.00    108,360.00    [***]   Large     

20. [***]

   67.00    900.00    60,300.00    [***]   Large    Samples

21. [***]

   22.00    1,600.00    35,200.00    [***]   Large     

22. [***]

   10.00    1,800.00    18,000.00    [***]   Small     

23. [***]

   23.00    1,030.00    23,690.00    [***]   Small     

24. [***]

   3,540.00    8.99    31,824.60    [***]   Small     

25. [***]

   120,695.00    0.25    30,173.75    [***]   Large     

26. [***]

   49,615.00    0.19    9,426.85    [***]   Small     

27. [***]

   37.00    46.80    1,731.60    [***]   Small    per case

28. [***]

   37.00    65.64    2,428.68    [***]   Large     

29. [***]

   37.00    74.82    2,768.34    [***]   Small     

30. [***]

   94.00    17.90    1,682.80    [***]   Large     

31. [***]

   9.00    1,200.00    10,800.00    [***]   Large                    

--------------------------------------------------------------------------------

             

Total Materials and Supplies

             1,401,186.62              

32. Travel

             192,785.00    [***]   WOSB    Travel to Mantech, DC…

 Total subcontracted $

             1,593,971.62              

 

Attachment 1

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT        

CONTRACT ID CODE

DO-C9(T)

  

PAGE OF PAGES

1/2

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.         3. EFFECTIVE DATE       
4. REQUISITION/PURCHASE REQ. NO.   

5. PROJECT NO. (If applicable)

P00001         SEE BLOCK 16C        02PR09637-02   

N.A.

--------------------------------------------------------------------------------

6. ISSUED BY    CODE    N00014        7. ADMINISTERED BY (If other than Item 6)
   CODE     S1103A      

--------------------------------------------------------------------------------

           

--------------------------------------------------------------------------------

                        SCD-C             

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

                

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

         

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)     
   (X)   

9A. AMENDMENT OF SOLICITATION

N.A.

     

--------------------------------------------------------------------------------

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

                                               9B. DATED (SEE ITEM 11)          
                     

--------------------------------------------------------------------------------

                                         

X

 

  

10A. MODIFICATION OF CONTRACT/ORDER

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE

OC9J8

                          

FACILITY CODE

                 

10B. DATED (SEE ITEM 13)

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

--------------------------------------------------------------------------------

¨ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers         ¨ is extended,
        ¨ is not extended.

Offers must acknowledge receipt of this amendment prior to the hour and date
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning      copies of the amendment;
(b) By acknowledging receipt of this amendment on each copy of the offer
submitted; or (c) By separate letter or telegram which includes a reference to
the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this
amendment your desire to change an offer already submitted, such change may be
made by telegram or letter, provided each telegram or letter makes reference to
the solicitation and this amendment, and is received prior to the opening hour
and date specified.

--------------------------------------------------------------------------------

12. ACCOUNTING AND APPROPRIATION DATA (If required)

      N.A.

--------------------------------------------------------------------------------

    

13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

--------------------------------------------------------------------------------

(X)   

   THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET
FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.

--------------------------------------------------------------------------------

     THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE
CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH
IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

    

C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: NA

AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

X     

  

D.    

 

OTHER (Specify type of modification and authority)

MUTUAL AGREEMENT OF THE PARTIES

--------------------------------------------------------------------------------

E.     IMPORTANT: Contractor    ¨ is not,    x is required to sign this document
and return   2   copies to the issuing office.

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)

The purpose of this modification is to incorporate the attached DD Form 254,
Contract Security Classification Specification,

without additional cost to the Government under Contract Number
N00014-02-C-0250.

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed,

remains unchanged and in full force and effect.

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)    16A. NAME AND TITLE OF SIGNER
(Type or print)

/s/    John W. Palmour

Director of Advanced Devices

       

/s/    WADE D. WARGO

Contracting Officer

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR    15C. DATE SIGNED    16B. UNITED STATES OF AMERICA   
16C. DATE SIGNED

/s/    John W. Palmour

   01 August 2002    /s/    Wade D. Wargo    8/1/02
(Signature of person authorized to sign)         (Signature of person authorized
to sign)     

--------------------------------------------------------------------------------

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

        30-105   

STANDARD FORM 30

(REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1. Revise SECTION 1 – CONTRACT CLAUSES to add the following checked clauses to
subsection (B):

 

X

   FAR 52.204-2    Security Requirements (AUG 1996) (Applicable if contract will
generate or require access to classified information and DD Form 254, Contract
Security Classification Specification, is issued to the contractor)

X

   DFARS 252-204-7005    Oral Attention of Security Responsibilities (NOV 2001)
(Applicable if FAR 52.204-2, Security Requirements Applies)

X

   DFARS 252.223-7004    Drug-Free Work Force (SEP 1988) (Applicable (a) if
contract involves access to classified information: or (b) when the Contracting
Officer determines that the clause is necessary for reasons of national security
or for the purpose of protecting the health or safety of performance of the
contract.

2. Revise SECTION 1 – CONTRACT CLAUSES to add the following checked clauses to
subsection (C):

X

   FAR 52.227-10    Filing of Patent Applications – Classified Subject Matter
(APR 1984) (Applicable if contract is subject to FAR clauses 52.204-2 and either
FAR 52.227 or FAR 52.227.12)

 

3. Revise SECTION J – LIST OF ATTACHMENTS to add the following paragraph:

 

“5. Attachment Number 5, entitled “Contract Security Classification
Specification (DD Form 254),” 3 pages.”

 

This modification makes no change to the Estimated Cost or Fixed Fee of this
contract. All other terms and conditions remain unchanged.

 

CONTRACT NUMBER N00014-02-C-0250

MODIFICATION NUMBER: P00001

   PAGE 2

--------------------------------------------------------------------------------

ATTACHMENT NO. 5, PAGE 1 OF 3, CONTRACT N00014-02-C-0250

--------------------------------------------------------------------------------

DEPARTMENT OF DEFENSE

CONTRACT SECURITY CLASSIFICATION SPECIFICATION

(The requirements of the DoD industrial Security Manual apply

to all security aspects of this effort.)

  

1. CLEARANCE AND SAFEGUARDING

--------------------------------------------------------------------------------

  

 

a. FACILITY CLEARANCE REQUIRED

    SECRET

--------------------------------------------------------------------------------

  

 

b. LEVEL OF SAFEGUARDING REQUIRED

    SECRET

--------------------------------------------------------------------------------

2. THIS SPECIFICATION IS FOR: (X and complete as applicable)   3. THIS
SPECIFICATION IS: (x and complete as applicable)       

--------------------------------------------------------------------------------

x   

a. PRIME CONTRACT NUMBER

 

N00014-02-C-0250

  x    a. ORIGINAL (complete date in all areas)     

Date (YYMMDD)

 

020723

--------------------------------------------------------------------------------

    

b. SUBCONTRACT NUMBER

 

       b. REVISED (Supersedes all previous specs)   Revision No.                
     Date (YYMMDD)

--------------------------------------------------------------------------------

    

c. SOLICITATION OR OTHER NUMBER

 

  DUE DATE       

c. FINAL (Complete item 5 in all cases)

 

         Date (YYMMDD)

--------------------------------------------------------------------------------

4. IS THIS A FOLLOW-ON CONTRACT?            ¨  YES        x  NO.        If Yes,
complete the following:

 

Classified material received or generated under
                                        
                                        
 (Preceding Contract Number) is transferred to this follow-on contract.

--------------------------------------------------------------------------------

5. IS THIS A FINAL DD FORM 254?             ¨  YES        x  NO.        If Yes,
complete the following:

 

In response to the contractor’s request dated                          retention
of the identified classified material is authorized for the period of
                                .

--------------------------------------------------------------------------------

6. CONTRACTOR (Include Commercial and Government Entity (CAGE) Code)

--------------------------------------------------------------------------------

a.    NAME, ADDRESS AND ZIP CODE

 

CREE, Inc,

4600 Silicon Drive

Durham, NC 27703

(classified Mailing Address: P.O. Box 12448

Durham, NC 27709)

  

b. CAGE CODE

 

OC9J8

 

b.    COGNIZANT SECURITY OFFICE (Name, Address and Zip Code)

 

Defense Security Service (S21VB)

Pembroke 5, Suite 525

263 Independence Blvd

Virginia Beach, VA 23462-5400

--------------------------------------------------------------------------------

7. SUBCONTRACTOR

--------------------------------------------------------------------------------

a. NAME, ADDRESS AND ZIP CODE

 

 

   b. CAGE CODE   c. COGNIZANT SECURITY OFFICE (Name, Address and Zip Code)

--------------------------------------------------------------------------------

8. ACTUAL PERFORMANCE

--------------------------------------------------------------------------------

a. LOCATION

 

 

   b. CAGE CODE   c. COGNIZANT SECURITY OFFICE (Name, Address and Zip Code)

--------------------------------------------------------------------------------

9. GENERAL IDENTIFICATION OF THIS PROCUREMENT

 

Effort directed toward improving the productibility of [***].

--------------------------------------------------------------------------------

10.   THIS CONTRACT WILL REQUIRE ACCESS TO:       YES           NO           11.
 

IN PERFORMING THIS CONTRACT, THE

CONTRACTOR WILL:

      YES           NO    

--------------------------------------------------------------------------------

a.   COMMUNICATIONS SECURITY (COMSEC) INFORMATION           X   a.   HAVE ACCESS
TO CLASSIFIED INFORMATIN ONLY AT ANOTHER CONTRACTOR’S FACILITY OR A GOVERNMENT
ACTIVITY           X

--------------------------------------------------------------------------------

b.   RESTRICTED DATA           X   b.   RECEIVE CLASSIFIED DOCUMENTS ONLY      
    X

--------------------------------------------------------------------------------

c.   CRITICAL NUCLEAR WEAPON DESIGN INFORMATION           X   c.   RECEIVE AND
GENERATE CLASSIFIED MATERIAL           X

--------------------------------------------------------------------------------

d.   FORMAERLY RESTRICTED DATA           X   d.   FABRICATE, MODIFY OR STORE
CLASSIFIED HARDWARE       X    

--------------------------------------------------------------------------------

e.   INTELLIGENCE INFORMATION           X   e.   PERFORM SERVICES ONLY      
    X

--------------------------------------------------------------------------------

    (1)  Sensitive Compartmented Information (SCI)           X   f.   HAVE
ACCESS TO U.S. CLASSIFIED INFORMATION OUTSIDE THE U.S. PUERTO RICO, U.S.
POSSESSIONS AND TRUST TERRITORIES           X

--------------------------------------------------------------------------------

    (2)  Non-SCI           X   g.   BE AUTHORIZED TO USE THE SERVICES OF DEFENSE
TECHNICAL INFORMATION CENTER OR OTHER SECONDARY DISTRIBUTION CENTER       X    

--------------------------------------------------------------------------------

f.   SPECIAL ACCESS INFORMATION           X   h.   REQUIRE A COMSEC ACCOUNT    
      X

--------------------------------------------------------------------------------

g.   NATO INFORMATION           X   i.   HAVE TEMPEST REQUIRMENTS           X

--------------------------------------------------------------------------------

h.   FOREIGN GOVERNMENT INFORMATION           X   j.   HAVE OPERATIONS SECURITY
REQUIRMENTS           X

--------------------------------------------------------------------------------

i.   LIMITED DISSEMINATION INFORMATION           X   k.   BE AUTHORIZED TO USE
DEFENSE COURIER SERVICE           X

--------------------------------------------------------------------------------

j.   FOR OFFICIAL USE ONLY INFORMATION       X        l.   OTHER ( Specify)    
      X

--------------------------------------------------------------------------------

           

k.

  OTHER (Specify)           X   Item 11g: Submit request to official in item 16.
    Item 10j: See Attachment No. 1.                        

--------------------------------------------------------------------------------

[***]  Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

ATTACHMENT NO. 5, PAGE 2 OF 3, CONTRACT N00014-02-C-0250

--------------------------------------------------------------------------------

 

12. PUBLIC RELEASE. Any information (classified or unclassified) pertaining to
this contract shall not be released for public dissemination except as provide
by the Industrial Security Manual or unless it has been approved for public
release by appropriate U.S. Government authority. Proposed public releases shall
be submitted for approval prior to release.

 

¨Direct            xThrough (specify):

 

Office of Naval Research, ONR 43, Ballston Centre Tower One,

800 Quincy Street, Arlington, VA 22217-5660

 

to the Directorate for Freedom of Information and Security Review, Office of the
Assistant Secretary of Defense (Public Affairs)* for review

*In the case of non DoD User Agencies, requests for disclosure shall be
submitted to that agency.

--------------------------------------------------------------------------------

 

13. SECURITY GUIDANCE. The security classification guidance needed for this
classified effort is identified below. If any difficulty is encountered in
applying this guidance or if any other contributing factor indicates a need for
changes in this guidance, the contractor is authorized and encouraged to provide
recommended changes; to challenge the guidance or the classification assigned to
any information or material furnished or generated under this contract; and to
submit any questions for interpretation of this guidance to the official
identified below. Pending final decision, the information involved shall be
handled and protected at the highest level of classification assigned or
recommended. (Fill in as appropriate for the classified effort. Attach, or
forward under separate correspondence, any documents/guides/extracts referenced
herein. Add additional pages as needed to provide complete guidance.)

 

1.   Information generated under this contract shall be classified in accordance
with OPNAVINST S5513, enclosure (18.1), and OPNAVINST S5513.3B, enclosure
(11.2).

 

2.   Document preparation and distribution shall be only as prescribed by the
Program Officer.

 

3.   The official in item 16 will certify need-to-know (e.g., for visit
request/documents) for contractor.

 

(Program Officer:

 

Office of Naval Research

Harry B. Dietrich/ONR 312

Ballston Centre Tower One

800 North Quincy Street

Arlington, VA 22217-5600

(703) 696-0240; DSN 426-0240

 

--------------------------------------------------------------------------------

 

14. ADDITIONAL SECURITY REQUIREMENTS. Requirements, in addition to ISM
requirements, are established for this contract.    ¨ Yes    x No (If Yes,
identify the pertinent contractual clauses in the contract document itself, or
provide an appropriate statement which identifies the additional requirements.
Provide a copy of the requirements to the cognizant security office. Use Item 13
if additional space is needed.)              

--------------------------------------------------------------------------------

15. INSPECTIONS. Elements of this contract are outsides the inspection
responsibility of the cognizant security office.    ¨ Yes    x No (If yes,
explain and identify specific areas or elements carved out and the activity
responsible for inspections. Use Item 13 if additional space is needed.)       
      

--------------------------------------------------------------------------------

16. CERTIFICATION AND SIGNATURE: Security requirements stated herein are
complete and adequate for safeguarding the classified information to be released
or generated under this classified effort. All questions shall be referred to
the official named below.

--------------------------------------------------------------------------------

 

a. TYPED NAME OF CERTIFYING OFFICIAL

Jennifer G. Ramsey

ramseyj@onr.navy.mil

 

b. TITLE

 

Contracting Officer for Security Matters

    

c. TELEPHONE (Include Area Code)

DSN 426-4618

(703) 696-4618

FAX (703) 696-5126

 

--------------------------------------------------------------------------------

d. ADDRESS (Include Zip Code)

Office of Naval Research, ONR 43, Ballston

Centre Tower One, 800 North Quincy Street,

Arlington, VA 22217-5660

  

17. REQUIRED DISTRIBUTION

 

   x    a. CONTRACTOR    ¨    b. SUBCONTRACTOR    x    c. COGNIZANT SECURITY
OFFICE FOR PRIME AND SUBCONTRACTOR    ¨    d. U.S. ACTIVITY RESPONSIBLE FOR
OVERSEAS SECURITY ADMINISTRATION

e. SIGNATURE

   x    e. ADMINISTRATIVE CONTRACTING OFFICER

/s/ Jennifer G. Ramsey

   x    f. OTHERS AS NECESSARY

--------------------------------------------------------------------------------

 

DD Form 254 Reverse, DEC 90

--------------------------------------------------------------------------------

ATTACHMENT NO. 1 TO DD FORM 254 DATED 020723, PAGE 3 OF 3, CONTRACT
N00014-02-C-0250

 

“FOR OFFICIAL USE ONLY” INFORMATION SHEET

 

1. General

 

a. The “For Official Use Only” (FOUO) marking is assigned to information at the
time of its creation by a DoD Agency. It is not authorized as a substitute for a
security classification marking but is used on official government information
that may be withheld from the public under exemptions 2 through 9 of the Freedom
of Information Act.

 

b. Use of the FOUO marking does not mean that the information cannot be released
to the public, only, that it must be reviewed by the Government prior to its
release to determine whether a significant and legitimate government purpose is
served by withholding the information or portions of it.

 

2. Identification Markings

 

a. An unclassified document containing FOUO information will be marked “For
Official Use Only” at the bottom of the front cover (if any), on the first page
on each page containing FOUO information on the back page and on the outside of
the back cover (if any). No portion markings will be shown.

 

b. Within a classified document, an individual page that contains both FOUO and
classified information will be marked at the top and bottom with the highest
security classification of information appearing on the page If an individual
portion contains FOUO information but no classified information, the portion
will be marked “FOUO.”

 

c. Any “For Official Use Only” information released to a contractor by a DoD
Agency is required to be marked with the following statement prior to transfer:

 

This document contains information EXEMPT FROM MANDATORY DISCLOSURE under the
FOLA. Exemption(s)              apply.

 

d. Removal of the “For Official Use Only” marking can only be accomplished by
the originator or other competent authority. When the “For Official Use Only”
status is terminated, all known holders will be notified to the extent
practical.

 

3. Dissemination Contractors may disseminate “For Official Use Only” information
to their employees and subcontractors who have a need for the information in
connection with a classified contract.

 

4. Storage. During working hours, “For Official Use Only” information shall be
placed in an out-of-sight location if the work area is accessible to persons who
do not have a need for the information. During non-working hours the information
shall be stored to preclude unauthorized access. Filing such material with other
unclassified records in unlocked files or desks is adequate when internal
building security is provided during non-working hours. When such internal
security control is not exercised, locked buildings or rooms will provide
adequate after-hours protection or the material can be stored in locked
receptacles such as file cabinets, desks, or bookcases.

 

5. Transmission. “For Official Use Only” information may be sent via first-class
mail or parcel post. Bulky shipments may be sent by fourth-class mail.

 

6. Disposition. When no longer needed, FOUO information may be disposed of by
tearing each copy into pieces to preclude reconstructing, and placing it in a
regular trash container or as directed by the DoD Agency.

 

7. Unauthorized Disclosure. Unauthorized disclosure of “For Official Use Only”
information does not constitute a security violation but the releasing agency
should be informed of any unauthorized disclosure. The unauthorized disclosure
of FOUO information protected by the Privacy Act may result in criminal
sanctions.

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT        

CONTRACT ID CODE

DO-C9(T)

  

PAGE OF PAGES

1/2

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.         3. EFFECTIVE DATE         4.
REQUISITION/PURCHASE REQ. NO.         5. PROJECT NO. (If applicable) P00002     
   SEE BLOCK 16C         02PR09637-03         N.A.

--------------------------------------------------------------------------------

6. ISSUED BY    CODE    N00014    7. ADMINISTERED BY (If other than Item 6)     
  

CODE

SCD-C

   S1103A      

--------------------------------------------------------------------------------

           

--------------------------------------------------------------------------------

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

  

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)     
   (X)   

9A. AMENDMENT OF SOLICITATION

N.A.

     

--------------------------------------------------------------------------------

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

                                               9B. DATED (SEE ITEM 11)          
                     

--------------------------------------------------------------------------------

                                         

X

 

  

10A. MODIFICATION OF CONTRACT/ORDER

 

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE

OC9J8

                          

FACILITY CODE

                 

10B. DATED (SEE ITEM 13)

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

--------------------------------------------------------------------------------

¨ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers         ¨ is extended,         ¨ is not
extended.

Offers must acknowledge receipt of this amendment prior to the hour and date
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning      copies of the amendment;
(b) By acknowledging receipt of this amendment on each copy of the offer
submitted; or (c) By separate letter or telegram which includes a reference to
the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this
amendment your desire to change an offer already submitted, such change may be
made by telegram or letter, provided each telegram or letter makes reference to
the solicitation and this amendment, and is received prior to the opening hour
and date specified.

--------------------------------------------------------------------------------

12. ACCOUNTING AND APPROPRIATION DATA (If required)

      SEE FINANCIAL ACCOUNTING DATA SHEET(S)

--------------------------------------------------------------------------------

    

13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

--------------------------------------------------------------------------------

(X)   

       THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES
SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.

--------------------------------------------------------------------------------

         THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE
ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date,
etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

    

C.    

 

THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: NA

AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

X     

  

D.    

 

OTHER (Specify type of modification and authority)

FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

--------------------------------------------------------------------------------

E.     IMPORTANT: Contractor x is not, ¨ is required to sign this document and
return   2   copies to the issuing office.

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)

 

The purpose of this modification is to provide an increment of funding under
Contract Number N00014-02-C-0250. Accordingly, the funding cited in the attached
Financial Accounting Data Sheet is made available.

 

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)    16A. NAME AND TITLE OF SIGNER
(Type or print)     

WADE D. WARGO

Contracting Officer

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR                  15C. DATE SIGNED              16B.
UNITED STATES OF AMERICA    16C. DATE SIGNED                             
/s/    Wade D. Wargo    8/13/02 (Signature of person authorized to sign)       
                         (Signature of person authorized to sign)     

--------------------------------------------------------------------------------

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

                       30-105             

STANDARD FORM 30

(REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

 

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1. The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets.

 

2. Revise SECTION B— SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows:

 

ITEM
NO.   

SUPPLIES/SERVICES[***][***]

 

--------------------------------------------------------------------------------

   ESTIMATED
GOVERNMENT
COST SHARE

--------------------------------------------------------------------------------

   

ESTIMATED
CONTRACTOR
COST SHARE

--------------------------------------------------------------------------------

   

TOTAL

ESTIMATED

COSTS

--------------------------------------------------------------------------------

 

0001

  

The Contractor shall furnish the

necessary personnel and facilities

to conduct the research effort

as described in Section C.

   [ ***]   [ ***]   [ ***]     

--------------------------------------------------------------------------------

  

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

    

000101 ACRN: AA

[***]

                       

--------------------------------------------------------------------------------

  

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

    

000102 ACRN: AB

[***]

                       

--------------------------------------------------------------------------------

  

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

    

000103 ACRN: AC

[***]

                       

--------------------------------------------------------------------------------

  

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

    

000104 ACRN: AD

[***]

                       

--------------------------------------------------------------------------------

  

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

0002

   Deliverables as specified in Attachment Number 2                NSP  

0003

   Reports and Data in accordance with Exhibit A (DD Form 1423)               
NSP  

TOTAL ESTIMATED CONTRACT CONSIDERATION:

   [ ***]   [ ***]   [ ***]

 

3.   Under SECTION G – CONTRACT ADMINISTRATION DATA, paragraph 5,entitled
“Allotment of Funds”, is revised to read as follows.

 

“5. Allotment of Funds

 

It is hereby understood and agreed that Government’s share of this contract will
not exceed a total amount of [***]. The total amount presently available for
payment and allotted to this contract is [***]. It is estimated that the amount
allotted of [***] will cover the period from [***].”

 

This modification makes no change to the Total Estimated Cost of this contract.
All other terms and conditions remain unchanged.

 

CONTRACT NUMBER N000 l4-02-C-0250 / P00002

 

 

PAGE 2

 

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

--------------------------------------------------------------------------------

FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES

 

--------------------------------------------------------------------------------

1. CONTRACT NUMBER (CRITICAL)

 

2. SPIN (CRITICAL)

 

3. MOD (CRITICAL)

 

 

4. PR NUMBER

  PAGE 1 OF 1 N0001402C0250       P00002  

02PR09637-03

   

--------------------------------------------------------------------------------

5. CLIN/SLIN

  

6. ACRN

(CRITICAL)

 

7.

ACCOUNTING CITATION

   8. AMOUNT (CRITICAL)        

NAVY INTERNAL

USE ONLY

REF DOC/ACRN

--------------------------------------------------------------------------------

     AD  

5723600 0000 255 292 47WL 624348 6MP,COX 007000 62102F 503000 2D F03000

FRC: Z141    PR#02PR09637-03    DOC#NGWSML00272323 Sub. Date: 02 AUG 2002.

 

 

 

 

 

 

   [***]          

--------------------------------------------------------------------------------

              PAGE TOTAL    [***]          

--------------------------------------------------------------------------------

              GRAND TOTAL    [***]          

PREPARED/AUTHORIZED BY:

 

DATE:

 

COMPTROLLER APPROVAL:

    FOR FISCAL DATA AND SIGNATURE

    BY                              for COMPTROLLER, ONR CONTRACT REVIEWED

DATE:

--------------------------------------------------------------------------------

 

ONR AWARD FORM (2/00) – version 1.1

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT        

CONTRACT ID CODE

DO-C9(T)

  

PAGE OF PAGES

1/2

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.         3. EFFECTIVE DATE         4.
REQUISITION/PURCHASE REQ. NO.         5. PROJECT NO. (If applicable) P00003     
   SEE BLOCK 16C         02PR09637-05         N.A.

--------------------------------------------------------------------------------

6. ISSUED BY    CODE    N00014    7. ADMINISTERED BY (If other than Item 6)     
  

CODE

SCD-C

   S1103A      

--------------------------------------------------------------------------------

           

--------------------------------------------------------------------------------

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

  

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)     
   (X)   

9A. AMENDMENT OF SOLICITATION

N.A.

     

--------------------------------------------------------------------------------

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

                                               9B. DATED (SEE ITEM 11)          
                     

--------------------------------------------------------------------------------

                                         

X

 

  

10A. MODIFICATION OF CONTRACT/ORDER

 

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE

OC9J8

                          

FACILITY CODE

                 

10B. DATED (SEE ITEM 13)

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

--------------------------------------------------------------------------------

¨ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers         ¨ is extended,         ¨ is not
extended.

Offers must acknowledge receipt of this amendment prior to the hour and date
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning      copies of the amendment;
(b) By acknowledging receipt of this amendment on each copy of the offer
submitted; or (c) By separate letter or telegram which includes a reference to
the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this
amendment your desire to change an offer already submitted, such change may be
made by telegram or letter, provided each telegram or letter makes reference to
the solicitation and this amendment, and is received prior to the opening hour
and date specified.

--------------------------------------------------------------------------------

12. ACCOUNTING AND APPROPRIATION DATA (If required)

      SEE FINANCIAL ACCOUNTING DATA SHEET(S)

--------------------------------------------------------------------------------

    

13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

--------------------------------------------------------------------------------

(X)   

       THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES
SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.

--------------------------------------------------------------------------------

         THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE
ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date,
etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

    

C.    

 

THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: NA

AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

X     

  

D.    

 

OTHER (Specify type of modification and authority)

FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

--------------------------------------------------------------------------------

E.     IMPORTANT: Contractor    x is not,    ¨ is required to sign this document
and return   2   copies to the issuing office.

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.) The purpose of
this modification is to provide an increment of funding under Contract Number
N00014-02-C-0250. Accordingly, the funding cited in the attached Financial
Accounting Data Sheet is made available. Except as provided herein, all terms
and conditions of the document referenced in Item 9A or 10A, as heretofore
changed, remains unchanged and in full force and effect.

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)         16A. NAME AND TITLE OF
SIGNER (Type or print)                    

WADE D. WARGO

Contracting Officer

    

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR    15C. DATE SIGNED         16B. UNITED STATES OF
AMERICA    16C. DATE SIGNED                /s/    Wade D. Wargo    9/27/02
(Signature of person authorized to sign)              (Signature of person
authorized to sign)     

--------------------------------------------------------------------------------

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

   30-105   

STANDARD FORM 30

(REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

 

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1. The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets.

 

2. Revise SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows:

 

ITEM

NO.

--------------------------------------------------------------------------------

  

SUPPLIES/SERVICES

--------------------------------------------------------------------------------

  

ESTIMATED
GOVERNMENT
COST SHARES

--------------------------------------------------------------------------------

  

ESTIMATED
CONTRACTOR
COST SHARE

--------------------------------------------------------------------------------

  

TOTAL

ESTIMATED

COSTS

--------------------------------------------------------------------------------

0001

   The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.    [***]    [***]   
[***]     

000101 ACRN: AA

[***]

                   

000102 ACRN: AB

[***]

                   

000103 ACRN: AC

[***]

                   

000104 ACRN: AD

[***]

                   

000105 ACRN: AE

[***]

              

0002

   Deliverables as specified in Attachment Number 2              NSP

0003

   Reports and Data in accordance with Exhibit A (DD Form 1423)              NSP

TOTAL ESTIMATED CONTRACT CONSIDERATION:

   [***]    [***]    [***]

 

3.   Under SECTION G – CONTRACT ADMINISTRATION DATA, paragraph 5,entitled
“Allotment of Funds”, is revised to read as follows.

 

“5. Allotment of Funds

 

It is hereby understood and agreed that Government’s share of this contract will
not exceed a total amount of [***]. The total amount presently available for
payment and allotted to this contract is [***]. It is estimated that the amount
allotted of [***] will cover the period from [***].”

 

This modification makes no change to the Total Estimated Cost of this contract.
All other terms and conditions remain unchanged.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N000 14-02-C-0250 / P00003    PAGE 2

--------------------------------------------------------------------------------

FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES

 

--------------------------------------------------------------------------------

1. CONTRACT

NUMBER

(CRITICAL)

 

N0001402C0250

  

2. SPIN

(CRITICAL)

  

3. MOD

(CRITICAL)

 

 

P00003

  

4. PR NUMBER

 

 

 

02PR09637-05

   PAGE 1 OF 1

--------------------------------------------------------------------------------

     6. LINE OF ACCOUNTING   

7.

AMOUNT

(CRITICAL)

  

NAVY

INTERNAL

USE ONLY

REF

DOC/ACRN

--------------------------------------------------------------------------------

    CLIN/SLIN   

A.

ACRN

(CRITICAL)

  

B.

APPROPRIATION

(CRITICAL)

  

C.

SUBHEAD

(CRITICAL)

  

D.

OBJ

CLA

  

E.

PARM

  

F.

RFM

  

G.

SA

  

H.

AAA

(CRITICAL)

  

I.

IT

  

J.

PAA

  

K. COST

CODE

     

--------------------------------------------------------------------------------

                                                      

PROJ

UNIT

   MCC   

PDLI

& SUF

         

--------------------------------------------------------------------------------

     AE    1721319    W7RS    255    RA    369    0    068342    2D    00000   
01050    000    UDRO    [***]   

PR#0PRO9637

-05FRC:6UDR

--------------------------------------------------------------------------------

                                                      

PAGE TOTAL

   [***]                                                            

GRAND TOTAL

   [***]     

--------------------------------------------------------------------------------

PREPARED/AUTHORIZED BY:

                  COMPTROLLER APPROVAL:                                        

FOR FISCAL DATA AND SIGNATURE

DATE:

                                     

BY                      for COMPTROLLER, ONR CONTRACT REVIEWED

                                        DATE:

--------------------------------------------------------------------------------

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

CONTRACT DATA REQUIREMENTS LIST  

Form Approved

OMB No. 0704-0188                

--------------------------------------------------------------------------------

Public reporting burden for this collection of information is estimated to
average 440 hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information. Send comments regarding
this burden estimate or any other aspect of this collection or information,
including suggestions for reducing this burden, to Washington Headquarters
Services Directorate for information Operations and Reports, 1215 Jefferson
Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of
Management and Budget Paperwork Reduction Project (0704-0188), Washington, DC
20503.

--------------------------------------------------------------------------------

A. CONTRACT LINE ITEM NO.

 

0003

 

B. EXHIBIT

 

A

     

C. CATEGORY

 

     TOP      ¨    

  TM      ¨       OTHER      x    

--------------------------------------------------------------------------------

D. SYSTEM/ITEM      

E. CONTRACT/PR NO.        

 

N00014-02-C-0250

 

F. CONTRACTOR

 

CREE, INC.

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A001

 

2. TITLE OF DATA ITEM

 

Monthly Status Reports*

     

            3. SUBTITLE

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

 

 

5. CONTRACT REFERENCE

 

Section H.1 of Schedule

     

            6. REQUIRING OFFICE

 

            See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

 

LT*

  

9. DIST STATEMENT

REQUIRED

  

10. FREQUENCY

 

Monthly

  

12. DATE OF FIRST SUBMISSION

 

1 Month after contract effective date

       14. DISTRIBUTION    

--------------------------------------------------------------------------------

8. APP CODE

       

11. AS OF DATE

  

13. DATE OF SUBSEQUENT SUBMISSION

                   ADDRESSEE   b. COPIES                          

--------------------------------------------------------------------------------

                                Draft               Final                      
               

--------------------------------------------------------------------------------

               Every month thereafter                REQ                        
     

--------------------------------------------------------------------------------

                       

See Encl

Number 1

       

--------------------------------------------------------------------------------

   

16. REMARKS

 

*These monthly reports shall contain the following: major accomplishments,
issues, problems, monthly dollar expenditures on a comprehensive/cumulative
basis as well as a comparison of projected versus actual expenditures, and plans
for next month and next 3 months. The reports may be submitted electronically,
may be approximately two pages in length, and can be in contractor format. This
Data Item Number applies to both the CLIN 0001 and 0004 efforts.

      

15. TOTAL

 

       

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A002

 

2. TITLE OF DATA ITEM

 

Presentation Materials*

         

            3. SUBTITLE

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

 

 

5. CONTRACT REFERENCE

 

Section H.1 of the Schedule

         

            6. REQUIRING OFFICE

 

            See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

 

LT*

  

9. DIST STATEMENT

REQUIRED

  

10. FREQUENCY

 

As Required

  

12. DATE OF FIRST SUBMISSION

 

       14. DISTRIBUTION    

--------------------------------------------------------------------------------

8. APP CODE

       

11. AS OF DATE

  

13. DATE OF SUBSEQUENT SUBMISSION

                   ADDRESSEE   b. COPIES                          

--------------------------------------------------------------------------------

                                Draft               Final                      
               

--------------------------------------------------------------------------------

                                REQ            

--------------------------------------------------------------------------------

                       

See Enclosure

Number 1

       

--------------------------------------------------------------------------------

   

16. REMARKS

 

* The presentation materials will be on an as-required basis in a format to be
requested by the Program Officer. This Data Item Number applies to both the CLIN
0001 and 0004 efforts.

      

15. TOTAL

 

       

--------------------------------------------------------------------------------

1. DATA ITEM NO.

 

A003

 

2. TITLE OF DATA ITEM

 

Progress/Management Reports*

         

            3. SUBTITLE

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

 

 

5. CONTRACT REFERENCE

 

Section H.1 of the Schedule

         

            6. REQUIRING OFFICE

 

            See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

 

LT*

  

9. DIST STATEMENT

REQUIRED

  

10. FREQUENCY

 

Semi-Annually

  

12. DATE OF FIRST SUBMISSION

 

6 Months after contract effective date

       14. DISTRIBUTION    

--------------------------------------------------------------------------------

8. APP CODE

       

11. AS OF DATE

  

13. DATE OF SUBSEQUENT SUBMISSION

      

            ADDRESSEE

   

--------------------------------------------------------------------------------

16. REMARKS

 

*These semi-annual reports shall contain a comprehensive/cumulative description
of the major accomplishments to date. The reports can be in a contractor format.
This Data Item Number applies to only the CLIN 0001 effort.

      

15. TOTAL

 

       

--------------------------------------------------------------------------------

1. DATA ITEM NO.

A004

 

2. TITLE OF DATA ITEM

Reliability Test Plan

         

            3. SUBTITLE

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.)

  

5. CONTRACT REFERENCE

Section H.1 of the Schedule

 

6. REQUIRING OFFICE

See Section F.3

--------------------------------------------------------------------------------

7. DD 250 REQ

LT*

  

9. DIST STATEMENT

REQUIRED

 

10. FREQUENCY

3 Reports

  

12. DATE OF FIRST SUBMISSION

45 days prior to each [***] test

 

14. DISTRIBUTION

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

8. APP CODE

      

11. AS OF DATE

  

13. DATE OF SUBSEQUENT
SUBMISSION

Every 6 months thereafter

 

ADDRESSEE

--------------------------------------------------------------------------------

16.REMARKS

*There will be three (3) of these reports required, which shall be submitted as
required by the Program Officer. Thesee reports can be submitted in contractor
format. This Data Item Number applies to only the CLIN 0001 efforts.

 

15. TOTAL

--------------------------------------------------------------------------------

G. PREPARED BY

WADE WARGO / ONR 251

  

H. Date

10-Dec-02

  

1. APPROVED BY

WADE WARGO / ONR 251

 

J. DATE

10-Dec-02

--------------------------------------------------------------------------------

DD Form 1423

2, JUN 90

 

 

Previous editions are obsolete

   

--------------------------------------------------------------------------------

[***]   Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

CONTRACT DATA REQUIREMENTS LIST   

Form Approved

0MB No. 0704-0188

--------------------------------------------------------------------------------

Public reporting burden for this collection of information is estimated to
average 440 hours per response, including the time for reviewing instructions,
searching existing data sources, gathering and maintaining the data needed, and
completing and reviewing the collection of information. Send comments regarding
this burden estimate or any other aspect of this collection or information,
including suggestions for reducing this burden, to Washington Headquarters
Services Directorate for information Operations and Reports, 1215 Jefferson
Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of
Management and Budget Paperwork Reduction Project (0704-0188), Washington, DC
20503.

--------------------------------------------------------------------------------

A. CONTRACT LINE ITEM NO.

                        0003

  

B. EXHIBIT

A

  

C. CATEGORY

TOP            TM            OTHER X

--------------------------------------------------------------------------------

D. SYSTEM/ITEM  

E. CONTRACT/PR NO.

N00014-02-C-0250

 

F. CONTRACTOR

CREE, INC.

--------------------------------------------------------------------------------

1. DATA ITEM NO.

A005

 

2. TITLE OF DATA ITEM

Producibility Test Plan

  3. SUBTITLE

--------------------------------------------------------------------------------

4. AUTHORITY (Data Acquisition Document No.        

5. CONTRACT REFERENCE

Section H.1 of Schedule

 

6. REQUIRING OFFICE

See Section F.3

--------------------------------------------------------------------------------

7.DD 250 REQ

LT*

   9. DIST STATEMENT
REQUIRED   

10. FREQUENCY

ANNUALLY

  

12. DATE OF FIRST SUBMISSION

60 Days after [***]

  14. DISTRIBUTION      

--------------------------------------------------------------------------------

           ADDRESSEE    b. COPIES

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

8. APP CODE       11. AS OF DATE    13. DATE OF SUBSEQUENT
SUBMISSION      Draft    Final            

--------------------------------------------------------------------------------

                   REQ      

--------------------------------------------------------------------------------

           See Encl Number 1          

--------------------------------------------------------------------------------

   

--------------------------------------------------------------------------------

           

16. REMARKS

*There will be three (3) of these reports required, which shall be submitted as
required by the Program Officer. These reports can be submitted in contractor
format. This Data Item Number applies to only the CLIN 0001 effort.

  15. TOTAL          

--------------------------------------------------------------------------------

1. DATA ITEM NO.

A006

  

2. TITLE OF DATA ITEM

Reliability Test Report

  3. SUBTITLE          

--------------------------------------------------------------------------------

4.AUTHORITY (Data Acquisition Document No.)        

5. CONTRACT REFERENCE

Section H.1 of the Schedule

  

6.REQUIRING OFFICE

See Section F.3

--------------------------------------------------------------------------------

7.DD 250 REQ

LT*

   9. DIST STATEMENT
REQUIRED   

10. FREQUENCY

3 Reports

  

12. DATE OF FIRST SUBMISSION

90 Days after start of reliability test

   14. DISTRIBUTION      

--------------------------------------------------------------------------------

            ADDRESSEE    b. COPIES

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

8. APP CODE       11. AS OF DATE    13. DATE OF SUBSEQUENT
SUBMISSION       Draft    Final            

--------------------------------------------------------------------------------

                    REQ                        

--------------------------------------------------------------------------------

   

16. REMARKS

*There will be three (3) of these reports required, which are to be submitted as
required by the Program Officer. These reports can be submitted in contractor
format. This Data Item Number applies to only the CLIN 0001 effort.

   15. TOTAL          

--------------------------------------------------------------------------------

1. DATA ITEM NO.

A007

  

2. TITLE OF DATA ITEM

Final Report*

   3. SUBTITLE          

--------------------------------------------------------------------------------

4.AUTHORITY (Data Acquisition Document No.)   

5. CONTRACT REFERENCE

Section H.1 of the Schedule

  

6.REQUIRING OFFICE

See Section F.3

--------------------------------------------------------------------------------

7.DD 250 REQ

LT*

   9. DIST STATEMENT
REQUIRED   

10. FREQUENCY

ONE/R

  

12. DATE OF FIRST SUBMISSION

30 Days after the contract end date

   14. DISTRIBUTION      

--------------------------------------------------------------------------------

            ADDRESSEE    b. COPIES

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

 

--------------------------------------------------------------------------------

8. APP CODE       11. AS OF DATE   

13. DATE OF SUBSEQUENT
SUBMISSION

60 Days after the contract end date

      Draft    Final        

--------------------------------------------------------------------------------

                    REQ                        

--------------------------------------------------------------------------------

16. REMARKS

* DD250 required only for acceptance by the Program Officer designated in
Section F.3. Information copies of this report shall be distributed in
accordance with Enclosure Number 1. This Data Item Number applies to both the
CLIN 0001 and 0004 efforts.

   15. TOTAL          

--------------------------------------------------------------------------------

G. PREPARED BY

WADE WARGO / ONR251

 

H. DATE

10-Dec-02

 

I. APPROVED BY

WADE WARGO / ONR251

 

J. DATE

10-Dec-02

 

DD Form 1423-2, JUN 90                                         
                                    Previous editions are obsolete

NAVOCNR OVERPRINT (1-91)

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT

  

CONTRACT ID CODE

DO-C9(T)

  

PAGE OF PAGES

1/11

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.

P00004

  

3. EFFEC

TIVE DATE

        SEE BLOCK 16C

  

4. REQUISITION/PURCHASE REG. NO.

02PR09637-04

  

5. PROJECT NO. (If applicable)

                    N.A.

--------------------------------------------------------------------------------

6. ISSUED BY

  CODE    N00014        

7. ADMINISTERED BY (If other than Item 6)

  

CODE

   S1103A      

--------------------------------------------------------------------------------

       

--------------------------------------------------------------------------------

                       

SCD-C

    

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

       

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

                   

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county,

State and Zip Code)

   (X)   

9A. AMENDMENT OF SOLICITATION

N.A

                 

--------------------------------------------------------------------------------

                              9B. DATED (SEE ITEM 11)                  

--------------------------------------------------------------------------------

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

                       X   

10A. MODIFICATION OF

CONTRACT/ORDER

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE
0C9J8

   FACILITY CODE                       

10B. DATED (SEE ITEM 13)

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

--------------------------------------------------------------------------------

¨ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers    ¨ is extended    ¨ is not extended

Offers must acknowledge receipt of this amendment prior to the hour and data
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning — copies of the amendment; (b)
By acknowledging receipt of this amendment on each copy of the offer submitted;
or (c) By separate letter or telegram which includes a reference to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment
you desire to change an offer already submitted, such change may be made by
telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and
data specified.

--------------------------------------------------------------------------------

12. ACCOUNTING AND APPROPRIATION DATA (If required)

      SEE FINANCIAL ACCOUNTING DATA SHEET(S)

--------------------------------------------------------------------------------

13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.

--------------------------------------------------------------------------------

(X)

 

THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET
FORTH IN ITEM 14 ARE MADE

                    IN THE CONTRACT ORDER NO. IN ITEM 10A

--------------------------------------------------------------------------------

   

THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATWE
CHANGES

                    (such as changes in paying office, appropriation date, etc.)
SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

   

C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.

AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

   

D. OTHER (Specify type of modification and authority)

X

  MUTUAL AGREEMENT OF PARTIES AS PER FAR 43.103(a)

--------------------------------------------------------------------------------

E. IMPORTANT: Contractor

   ¨ is not,    x   

is required to sign this document and return 2 copies to the issuing office

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)

 

The purpose of this modification is to expand the research work being performed
under the contract by providing for CLIN 0004, increase the Estimated Government
Cost Share and Total Estimated Costs, revise the Allotment of Funds paragraph in
Section G, update the clauses in Section I, revise Section J, revise the
deliverables in Attachment 2, revise the contract data requirements in Exhibit
A, and fully fund CLIN 0004 under Contract Number N00014-02-C-0250. Accordingly,
the funding cited in the attached Financial Accounting Data Sheet is made
available.

 

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)

JOHN W. PALMOUR

Executive Vice President

  

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

        WADE D. WARGO

        Contracting Officer

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR

 

/s/ John W. Palmour

    (Signature of person authorized to sign)

  

15C. DATE SIGNED

 

1/03/03

  

16B. UNITED STATES OF AMERICA

 

/s/ Wade D. Wargo

    (Signature of person authorized to sign)

  

16C. DATE SIGNED

 

1/6/03

    

--------------------------------------------------------------------------------

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

   30-105   

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1.   The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets.

 

2.   Revise SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS to read as
follows:

 

ITEM
NO.

--------------------------------------------------------------------------------

  

SUPPLIES/SERVICES

--------------------------------------------------------------------------------

   ESTIMATED
GOVERNMENT
COST SHARE

--------------------------------------------------------------------------------

  ESTIMATED
CONTRACTOR
COST SHARE

--------------------------------------------------------------------------------

  TOTAL
ESTIMATED
COSTS

--------------------------------------------------------------------------------

0001

   The Contractor shall furnish the necessary personnel andfacilities to conduct
the research effort as described in Section C.1. and C.2.    [***]   [***]  
[***]     

000101 ACRN: AA

[***]

                 

000102 ACRN: AB

[***]

                 

000103 ACRN: AC

[***]

                 

000104 ACRN: AD

[***]

                 

000105 ACRN: AE

[***]

            

0002

   Deliverables as specified in Attachment Number 2            NSP

0003

   Reports and Data in accordance with Exhibit A (DD Form 1423)            NSP

0004

   The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.1. and C.3.    [***]  
[***]   [***]     

000401 ACRN: AF

[***]

            

TOTAL ESTIMATED CONTRACT CONSIDERATION:

   [***]   [***]   [***]

 

3.   Revise SECTION C - DESCRIPTION/SPECIFICATIONS/WORK STATEMENT to include the
following paragraph:

 

“3) The Contractor shall conduct the research effort in accordance with
Attachment Number 6, entitled “Statement of Work- [***]”. The contractor shall
provide the deliverables specified in Attachment Number 2 of the contract.”

 

4.   Under SECTION G - CONTRACT ADMINISTRATIONDATA, paragraph 5, entitled
“Allotment of Funds”, is revised to read as follows:

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250 / P00004    PAGE 2

--------------------------------------------------------------------------------

“5. Allotment ofFunds

 

It is hereby understood and agreed that the Government’s share of CLIN 0001 will
not exceed a total amount of [***]. The total amount presently available for
payment and allotted to CL1N 0001 is [***]. It is estimated that the amount
allotted of [***] will cover the period from [***].

 

CLIN 0004 is fully funded.”

 

5. Revise SECTION I - CONTRACT CLAUSES to read as follows:

 

“SECTION I - CONTRACT CLAUSES

 

Cost Sharing (NOV 2002) (1)

 

Attention: Prime Contractors. If a subaward is made to an educational
institution, Prime Contractors are directed to please refer to the ONR Model
Award for appropriate flow-down clauses to universities. See
http://www.onr.navy.mil, click Contracts & GrantsIcon. Click Model Awards Link.
Click Section I clauses that flow-down to University subcontractors.

 

(A) FAR 52.252-02 CLAUSES INCORPORATED BY REFERENCE (FEB 1998)

 

This contract incorporates one or more clauses by reference, with the same force
and effect as if they were given in full text Upon request, the Contracting
Officer will make their full text available Also, the full text of a clause may
be accessed electronically at these addresses:

 

http://www.arnet.gov/far/

http://web1.deskbook.osd.mil/htmlfiles/DBY_far.asp

 

http://web2.deskbook.osd.mil/htmlfiles/DBY_dfars.asp

 

http://farsite.hill.af.mil/farsite script.html

 

For instance, a dollar threshold may trigger the applicability of the clause or
a certain condition of the research may trigger the applicability of the clause
In order to provide some assistance, as to when a dollar threshold triggers a
clause, we have associated certain symbols with dollar thresholds. The symbols
and their appropriate dollar thresholds are as follows:

 

  *   Applies when contract action exceeds $10,000

  **   Applies when contract action exceeds $100,000

  +   Applies when contract action exceeds $500,000

  ++   Applies when contract action exceeds $500,000 and subcontracting
possibilities exist. Small Business Exempt.

  x   (DO 250)

  xx   Not applicable

 

I. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES:

 

**

   FAR 52.202-1   

Definitions (DEC 2001)

**

   FAR 52.203-3   

Gratuities (APR 1984)

**

   FAR 52 203-5   

Covenant Against Contingent Fees (APR 1984)

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00004    PAGE 3

--------------------------------------------------------------------------------

**

   FAR 52.203-6    Restrictions on Subcontractor Sales to the Government (JUL
1995)

**

   FAR 52.203-7    Anti-Kickback Procedures (JUL 1995)

**

   FAR 52.203-8    Cancellation, Rescission, and Recovery of Funds for illegal
or Improper Activity (JAN 1997)

**

   FAR 52.203-10    Price or Fee Adjustment for Illegal or Improper Activity
(JAN 1997)

**

   FAR 52.203-12    Limitation on Payments to Influence Certain Federal
Transactions (JUN 1997)

**

   FAR 52.204-4    Printing/Copying Double-Sided on Recycled Paper (AUG 2000)  
   FAR 52.211-15    Defense Priority and Allocation Requirements (SEP 1990)

**

   FAR 52.215-2    Audit and Records—Negotiation (JUN 1999) and Alternate II
(APR 1998) (Alternate II is only applicable with cost reimbursement contracts
with State and local Governments, educational institutions, and other non-profit
organizations.)      FAR 52.215-8    Order of Precedence—Uniform Contract Format
(OCT 1997)

+

   FAR 52.215-10    Price Reduction for the Defective Cost or Pricing Data (OCT
1997) (The clause is applicable to subcontracts over $550,000.)

+

   FAR 52.215-12    Subcontractor Cost or Pricing Data (OCT 1997) (Applicable to
subcontracts over $550,000 only)

**

   FAR 52.215-14    Integrity of Unit Prices (OCT 1997) and Alternate I (OCT
1997) (Alternate I is applicable if the action is contracted under Other Than
Full and Open Competition)

+

   FAR 52.215-15    Pension Adjustments and Asset Reversions (DEC 1998)

+

   FAR 52.215-18    Reversion or Adjustment of Plans for Postretirement Benefits
(PRB) Other than Pensions (OCT 1997)

+

   FAR 52.215-19    Notification of Ownership Changes (OCT 1997) (Applicable
when Cost or Pricing Data is required)      FAR 52.2 16-7    Allowable Cost and
Payment (FEB 2002)      FAR 52.2 16-8    Fixed Fee (MAR 1997)

**

   FAR 52.219-4    Notice of Price Evaluation Preference for HTJBzone Small
Business Concerns (JAN 1999)

**

   FAR 52.2 19-8    Utilization of Small Business Concerns (OCT 2000)

++

   FAR 52.219-9    Small Business Subcontracting Plan (JAN 2002)

++

   FAR 52.219-16    Liquidated Damages—Subcontracting Plan (JAN 1999)      FAR
52.222-1    Notice to the Government of Labor Disputes (FEB 1997)

**

   FAR 5 2.222-2    Payment for Overtime Premiums (JUL 1990) (Note: The word
“zero” is inserted in the blank space indicated by an asterisk)      FAR
52.222-3    Convict Labor (AUG 1996) (Reserved when FAR 52.222-20 Walsh Healy
Public Contracts Act is applicable)

**

   FAR 52.222-4    Contract Work Hours and Safety Standards Act—Overtime
Compensation (SEP 2000)      FAR 52.222-21    Prohibition of Segregated
Facilities (FEB 1999)      FAR 5 2.222-26    Equal Opportunity (APR 2002)

*

   FAR 52.222-35    Equal Opportunity for Special Disabled Veterans, Veterans of
the Vietnam Era, and Other Eligible Veterans (DEC 2001 1998)

*

   FAR 52.222-36    Affirmative Action for Workers with Disabilities (JUN 1998)

*

   FAR 52.222-37    Employment Reports on Special Disabled Veterans, Veterans of
the Vietnam Era, and Other Eligible Veterans (DEC 2001)

**

   FAR 52.223-14    Toxic Chemical Release Reporting (OCT 2000)     
FAR 52.225-13    Restrictions on Certain Foreign Purchases (JUL 2000)

**

   FAR 52.227-1    Authorization and Consent (JUL 1995) and Alternate I (APR
1984)

 

CONTRACT NUMBER N00014-02-C-0250 / P00004    PAGE 4

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**    FAR 52.227-2    Notice and Assistance Regarding Patent and Copyright
Infringement (AUG 1996)      FAR 52.228-7    Insurance Liability to Third
Persons (MAR 1996) (Further to paragraph (a)(3), unless otherwise stated in this
contract, types and limits of insurance required are as stated in FAR 28.307-2)
     FAR 52.232-9    Limitation on Withholding of Payments (APR 1984) **   
FAR 52.232-17    Interest (JUN 1996)      FAR 52.232-23    Assignment of Claims
(JAN 1986) and Alternate I (APR 1984)      FAR 52.232-25    Prompt Payment (FEB
2002) and Alternate I (FEB 2002) (The words “the 30th day” are inserted in lieu
of “the 7th day” at (a)(5)(i). [When Alternate I is applicable (a)(5)(i) does do
not apply] [Alternate I applies when awarding a cost reimbursement contract for
services]      FAR 52.232-33    Payment by Electronic Funds Transfer—Central
Contractor Registration (MAY 1999)      FAR 52.233-1    Disputes (DEC 1998)     
FAR 52.233-3    Protest After Award (AUG 1996) and Alternate I (JUN 1985)     
FAR 52.242-1    Notice of Intent to Disallow Costs (APR 1984) +    FAR 52.242-3
   Penalties for Unallowable Costs (MAY 2001)      FAR 52.242-4    Certification
of Final Indirect Costs (JAN 1997) **    FAR 52.242-13    Bankruptcy (JUL 1995)
     FAR 52.242-15    Stop Work Order (AUG 1989) and Alternate I (APR 1984)     
FAR 52.244-2   

Subcontracts (AUG 1998) and Alternate I (AUG 1998)

[Insert in cost-reimbursement contracts, and letter, time-and-material, and
labor-hour contracts exceeding SAP, and fixed price contracts exceeding SAP
where unpriced actions are anticipated. Use Alternate I for cost-rembursement
contracts]

**    FAR 52.244-5    Competition in Subcontracting (DEC 1996)      FAR 52.244-6
   Subcontracts for Commercial Items and Commercial Components (APR 2002)     
FAR 52.245-5    Government Property (Cost-Reimbursement, Time-and-Materials, or
Labor-Hour Contracts) (JAN 1986) and ALT I (JUL 1985) (As modified by DoD Class
Deviation 99-00008 dated 13 July 1999) (ALT I is applicable if the contractor is
a nonprofit organization whose primary purpose is the conduct of scientific
research) **    FAR 52.247-64    Preference for Privately Owned U.S. Flag
Commercial Vessels (JUN 2000)      FAR 52.249-6    Termination
(Cost-Reimbursement) (SEP 1996)      FAR 52.249-14    Excusable Delays (APR
1984)      FAR 52.251-1    Government Supply Sources (APR 1984)      FAR
52.253-1    Computer Generated Forms (JAN 1991)

 

II. DEPARTMENT OF DEFENSE FAR SUPPLEMENTAL (DFARS) (48 CFR CHAPTER 2) CLAUSES:

 

**

   DFARS 252.203-7001    Prohibition On Persons Convicted of Fraud or Other
Defense-Contract-Related Felonies (MAR 1999)      DFARS 252.204-7003    Control
of Government Work Product (APR 1992)      DFARS 252.204-7004    Required
Central Contractor Registration (NOV 2001)

**

   DFARS 252.209-7000    Acquisition from Subcontractors subject to On-Site
Inspection under the Intermediate Range Nuclear Forces (INF) Treaty (NOV 1995)

**

   DFARS 252.209-7004    Subcontracting with Firms That Are Owned or Controlled
by the

 

CONTRACT NUMBER N00014-02.C-0250/P0004    PAGE 5

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          Government of a Terrorist Country (MAR 1998) +    DFARS 252.215-7000
   Pricing Adjustments (DEC 1991) ++    DFARS 252.219-7003    Small, Small
Disadvantaged and Women-owned Small Business Subcontracting Plan (DoD Contracts)
(APR 1996) **    DFARS 252.225-7012    Preference for Certain Domestic
Commodities (APRIL 2002)      DFARS 252.225-7031    Secondary Arab Boycott of
Israel (JUN 1992)      DFARS 252.227-7013    Rights in Technical Data —
Noncommercial Items (NOV 1995), and Alternate I (JUN 1995)      DFARS
252.227-7014    Rights In Noncommercial Computer Software and Noncommercial
Computer Software Documentation (JUN 1995)      DFARS 252.227-7016    Rights in
Bid or Proposal Information (JUN 1995)      DFARS 252.227-7019    Validation of
Asserted Restrictions — Computer Software (JUN 1995)      DFARS 252.227-7025   
Limitations on the Use or Disclosure of Government-Furnished Information Marked
with Restrictive Legends (JUN 1995)      DFARS 252.227-7028    Technical Data or
Computer Software Previously Delivered to the Government (JUN 1995)      DFARS
252.227-7030    Technical Data — Withholding of Payment (MAR 2000)      DFARS
252.227-7036    Declaration of Technical Data Conformity (JAN 1997)      DFARS
252.227-7037    Validation of Restrictive Markings on Technical Data (SEP 1999)
     DFARS 252.231-7000    Supplemental Cost Principles (DEC 1991)      DFARS
252.242-7000    Post-Award Conference (DEC 1991) **    DFARS 252.243-7002   
Requests for Equitable Adjustment (MAR 1998)      DFARS 252.245-7001    Reports
of Government Property (MAY 1994) X    DFARS 252.246-7000    Material Inspection
and Receiving Report (DEC 1991)      DFARS 252.251-7000    Ordering from
Government Supply Sources (OCT 2002) **    DFARS 252.247-7023    Transportation
of Supplies by Sea (MAY 2000) **    DFARS 252.247-7024    Notification Of
Transportation Of Supplies By Sea (MAR 2000) (Applicable when the Contractor has
made a negative response to the inquiry in the representation at DFARS
252.247-7022.)

 

(B)   ADDITIONAL FAR AND DFARS CLAUSES

 

This contract incorporates one or more clauses by reference as indicated by the
mark of (X), with the same force and effect as if they were given in full text.
Upon request, the Contracting Officer will make their full text available. Also,
the full text of a clause may be accessed electronically at this address:
http://www.arnet.gov/far/

 

X    FAR 52.204-2    Security Requirements (AUG 1996) (Applicable if contract
will generate or require access to classified information and DD Form 254,
Contract Security Classification Specification, is issued to the contractor) X
   FAR 52.209-6    Protecting the Government’s Interest when Subcontracting with
Contractors Debarred, Suspended, or Proposed for Debarment (JUL 1995)
(Applicable to contracts exceeding $25,000 in value.)      FAR 52.215-17   
Waiver of Facilities Capital Cost of Money (OCT 1997) (Applicable if the
Contractor did not propose facilities capital cost of money in the offer) X   
FAR 52.215-20    Requirements for Cost or Pricing Data or Information Other Than
Cost or Pricing Data (OCT 1997) (Applicable if cost or pricing data or
information other than cost or pricing data are required)

 

CONTRACT NUMBER N00014-02.C-0250/P00004    PAGE 6

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X    FAR 52 215-21    Requirements for Cost or Pricing Data or Information Other
Than Cost or Pricing Data —  Modifications (OCT 1997) (Applicable if cost or
pricing data or information other than cost or pricing data will be required for
modifications)      FAR 52 217-9    Option to Extend the Term of the Contract
(MAR 2000) (In paragraph (a), insert “XX”, and in paragraph (c), insert “XX”)
(Applicable if contract contains line item(s) for option(s)) (Complete the
spaces in parentheses)      FAR 52 219-3    Notice of Total HUBZone Set-Aside
(JAN 1999)      FAR 52 219-5    Very Small Business Set-Aside (MAR 1999) (For
actions between $2,500 and $50,000)      FAR 52 2 19-6    Notice of Total Small
Business Set-Aside (JUL 1996), and Alternate I (OCT 1995) (Applicable to total
small business set-asides, including SBIR)      FAR 52 219-7    Notice of
Partial Small Business Set-Aside (JUL 1996) and Alternate I (OCT 1995)      FAR
52 219-10    Incentive Subcontracting Program (OCT 2001) (Applicable at the
PCO’s discretion to contract actions exceeding $500,000 and when subcontracting
possibilities exist. The clause is small business exempt) (In paragraph (b),
insert the appropriate number between 0 and 10 —  “XX”) (Complete the space in
the parentheses)      FAR 52 219-25    Small Disadvantaged Business
Participation Program —  Disadvantaged Status and Reporting (OCT 1999)
(Applicable if contract includes FAR 52.2 19-24)      FAR 52 219-26    Small
Disadvantaged Business Participation Program —  Incentive Subcontracting Program
(OCT 2000) (Applicable at the PCO’s discretion to contract actions exceeding
$500,000 and when subcontracting possibilities exist. The clause is small
business exempt) (In paragraph (b), insert the appropriate number between 0 and
10 — “XX”) (Complete the space in the parentheses) X    FAR 52 222-20    Walsh
Healy Public Contracts Act (DEC 1996) (Applicable if the contract includes
deliverable materials, supplies, articles or equipment in an amount that exceeds
or may exceed $10,000)      FAR 52 223-5    Pollution Prevention and
Right-to-Know Information (APR 1998) (Applicable if contract provides for
performance, in whole or in part, on a Federal facility) X    FAR 52 223-6   
Drug-Free Workplace (MAY 2001) (Applies when contract action exceeds $100,000 or
at any value when the contract is awarded to an individual)      FAR 52 230-2   
Cost Accounting Standards (APR 1998) (Applicable when contract amount is over
$500,000, if contractor is subject to full CAS coverage, as set forth in 48 CFR
Chapter 99, Subpart 9903 .201-2(a) (FAR Appendix B) X    FAR 52 230-3   
Disclosure and Consistency of Cost Accounting Practices (APR 1998) (Applicable
when contract amount is over $500,000 but less than $25 million, and the offeror
certifies it is eligible for and elects to use modified CAS coverage as set
forth in 48 CFR Chapter 99, Subpart 9903.20 1-2 (FAR Appendix B) X    FAR 52 23
0-6    Administration of Cost Accounting Standards (NOV 1999) (Applicable if
contract is subject to either clause at FAR 5 2.230-2, FAR 52.230-3 or FAR
52.230-5) X    FAR 52 232-20    Limitation of Cost (APR 1984) (Applicable only
when contract action is fully funded)

 

CONTRACT NUMBER N00014-02.C-0250    PAGE 7

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X

   FAR 52 232-22    Limitation of Funds (APR 1984) (Applicable only when
contract action is incrementally funded)      FAR 52 239-1    Privacy or
Security Safeguards (AUG 1996) (Applicable to contracts for information
technology which require security of information technology, and/or are for the
design, development, or operation of a system of records using commercial
information technology services or support services.)      FAR 52 245-18   
Special Test Equipment (FEB 1993) Applicable when it is anticipated that the
contractor will acquire or fabricate special test equipment but the exact
identification of the equipment is not known)

X

   DFARS 252 203-7002    Display of DoD Hotirne Poster (DEC 1991) (Applicable
only when contract action exceeds $5 million or when any modification increases
contract amount to more than $5 million)

X

   DFARS 252 204-7000    Disclosure of Information (DEC 1991) (Applies when
Contractor will have access to or generate unclassified information that may be
sensitive and inappropriate for release to the public)

X

   DFARS 252 204-7005    Oral Attestation of Security Responsibilities (NOV
2001) (Applicable if FAR 52.204-2, Security Requirements Applies)

X

  

DFARS 252 205-7000

   Provision of Information to Cooperative Agreement Holders (DEC 1991)
(Applicable only when contract action exceeds $500,000 or when any modification
increases total contract amount to more than $500,000)

X

   DFARS 252 215-7002    Cost Estimating System requirements (Oct 1998)
(Applicable only to contract actions awarded on the basis of certified cost or
pricing data)

X

   DFARS 252.223-7004    Drug-Free Work Force (SEP 1988) (Applicable (a) if
contract involves access to classified information: or (b) when the Contracting
Officer determines that the clause is necessary for reasons of national security
or for the purpose of protecting the health or safety of performance of the
contract.      DFARS 252 223-7006    Prohibition on Storage and Disposal of
Toxic and Hazardous Materials (APR 1993) (Applicable if work requires, may
require, or permits contractor performance on a DoD installation)      DFARS 252
225-7001    Buy American Act and Balance of Payments Program (MAR 1998)
(Applicable if the contract includes deliverable supplies) (This clause does not
apply if an exception to the Buy American Act or Balance of Payments Program is
known or if using the clause at 252.225-7007, 252.225-7021, or 252.225-7036.)  
   DFARS 252 225-7002    Qualifying Country Sources as Subcontractors (DEC 1991)
(Applicable when clause at DFARS 252.225-7001, 252.227-7007, 252.227-7021, or
252.227-7036 applies)      DFARS 252 225-7007    Buy American Act - Trade
Agreements - Balance of Payments Program (OCT 2002) (Use instead of FAR
52.225-5, Trade Agreements (Include in contracts valued at $186,000 or more, if
the Trade Agreements Act applies (see 25.401 and 25.403) and the agency has
determined that the restrictions of the Buy American Act or Balance of Payments
Program are not applicable to U.S.— made end products, unless the acquisition is
to be awarded and performed outside the United States in support of a
contingency operation or a humanitarian or peacekeeping operation and does not
exceed the

 

 

CONTRACT NUMBER N00014-02-C-0250 / P00004    PAGE 8

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          Increase simplified acquisition threshold of $200,000.) The clause
need not be used where purchase from foreign sources is restricted (see 225.401
(b)(ii)). The clause may be used where the contracting officer anticipates a
waiver of the restriction.)      DFARS 252.225-7008    Supplies to be accorded
Duty-Free Entry (MAR 1998) (Applicable when the contract provides for duty-free
entry and includes FAR 52.225-8-Duty-Free Entry)      DFARS 252.225-7009   
Duty-Free Entry — Qualifying Country Supplies (End Products and Components) (AUG
2000) (Applicable if contract includes deliverable supplies)      DFARS
252.225-7010    Duty-Free Entry — Additional provisions (AUG 2000) (Applicable
when FAR 52.225-8—Duty-Free Entry is included in the contract.)      DFARS
252.225-7016    Restriction On Acquisition Of Ball And Roller Bearings (DEC
2000) (Applicable if contract includes deliverable supplies, unless Contracting
officer knows that items being acquired do not contain ball or roller bearings.)

x

   DFARS 252.225-7026    Reporting of Contract Performance Outside the United
States (JUN 2000) (Applicable only when contract value exceeds $500,000 or when
any modification increases contract value to more the $500,000)      DFARS
252.225-7001    Utilization of Indian Organizations and Indian-Owned Economic
Enterprises (SEP 2001) ñ(Applicable if FAR Part 12 is not used, and for supplies
and services (but not R&D) expected to exceed SAP thresholds) ( This Final Rule
replaces FAR 52.226-1 (JUN 2000) via DFARS Chg Ntc 20020531ñ      DFARS
252.225-7018    Rights in Noncommercial Technical Data and Computer
Software-Small Business Innovation Research (SBIR) Program (JUN 1995)
(Applicable when technical data or computer software will be generated during
performance of contracts under the SBIR Program)

X

   DFARS 252.225-7004    Material Management and Accounting System (DEC 2000)
(Applicable to contract actions exceeding $100,000) (Not applicable to contracts
set aside for exclusive participation by small business and small disadvantage
business concerns)

 

C. COST SHARING – NO FEE RESEARCH AND DEVELOPMENT CLAUSES

 

The following FAR and DFARS clauses apply to Cost Sharing – no Fee Research and
Development Contracts and are either required by regulation or are required when
the circumstances of the contract warrant that they apply. The FAR and DFARS
clauses for Cost-Sharing Research and Development Contracts only apply when
specifically marked with an (X).

 

x

   FAR52.216-12    Cost Sharing Contract – No Fee (APR 1984) Insert Immediately
following 52.216-8 ñThis clause may be modified by substituting “$10,000” in
lieu of “$100,000” as the maximum reserve in paragraph (b) if the contract is
with a nonprofit organization.ñ FAR 16.307 (f) (2): Use Alternate I when a
cost-sharing research and development contract with an educational institute or
a nonprofit organization is contemplated, and if the contracting officer
determines that withholding of a portion of allowable costs is not required.

x

   FAR 52.227-10    Filing of Patent Applications Classified Subject Matter (APR
1984) (Applicable if contract is subject to FAR clause 52.204-02 and either
52.227-11 or 52.227-12)

 

 

CONTRACT NUMBER N00014-02-C-0250/P00004    PAGE 9

--------------------------------------------------------------------------------

     FAR 52.227-11    Patent Rights — Retention by the Contractor (Short Form)
(JUN 1997) (Applicable if contractor is a small business or non profit
organization)

X

   FAR 52.243-2    Changes — Cost-Reimbursement (Aug. 1987) and Alternate V (APR
1984) FAR 43.205 (b)(6): Include clause in research and development contracts
with Alternate V.

X

   FAR 52.246-9    Inspection of Research and Development (Short Form) (Apr
1984) FAR 46.309: Include in contract when FAR 52.246-7, Inspection of Research
and Development—Fixed-Price; & FAR 52.246-8, Inspection of Research and
Development — Cost-Reimbursement, are not used. FAR 52.246-8 is not applicable
when FAR 52.246-9 is used.      FAR 52.247-63    Preference for U.S.-Flag Air
Carriers (JAN 1997) FAR 47.405: Use in contracts whenever it is possible that
U.S. Government-financed international air transportation of personnel (and
their personal effects) or property will occur in the performance of the
contract.      OR     

X

   FAR 52.227-12    Patent Rights - Retention by the Contractor (Long Form) (JAN
1997) (Applicable if contractor is a large business)      DFARS 252.227-7034   
Patents - Subcontracts (APR 1984) (Applicable when FAR 52.227-11 applies)     
DFARS 252.227-7039    Patents - Reporting of Subject Inventions (APR 1990)
(Applicable when FAR 52.227-11 applies)

X

   DFARS 252.235-7011    Final Scientific Or Technical Report (Sep 1999)

 

6.   Revise SECTION J -LIST OF ATTACHMENTS to incorporate Attachment Number 6
(which is attached to this modification) as follows:

 

“1)   Attachment Number 1 entitled, “Statement of Work,” 5 pages.

 

2)   Attachment Number 2 entitled, “Deliverables,” 1 page.

 

3)   EXHIBIT A entitled, “Contract Data Requirements List” (DD Form 1423), 2
pages.

 

4)   Enclosure Number 1 entitled, “Contract Data Requirements List—Instructions
for Distribution,” 2 pages.

 

5)   Attachment Number 3 entitled, “Addendum to Master Subcontracting Plan,” 2
pages.

 

6)   Attachment Number 4 entitled, “Financial Accounting Data Sheet,” 5 pages.

 

7)   Attachment Number 5 entitled, “Contract Security Classification
Specification” (DD 254), 3 pages.

 

8)   Attachment Number 6 entitled, “Statement of Work: [***],” 2 pages.”

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/ P00004    PAGE 10

--------------------------------------------------------------------------------

7.   Revise Attachment Number 2 entitled, “Deliverables,” as shown in the
attachment to this modification.

 

8   Revise Exhibit A entitled “Contract Data Requirements List” (DD Form 1423),
as shown in the attachment to this modification.

 

This   modification increases the Total Estimated Costs of this contract by
[***]. All other terms and conditions remain unchanged.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014.-02-C-0250/ P00004    PAGE 11

--------------------------------------------------------------------------------

Attachment Number 2:

 

Deliverables

 

Deliverables from CLIN 0001 effort:

 

Table 4 lists the deliverables for the [***] effort on this program. The [***]
that will be delivered will be representative for that time period. Table 5
lists the deliverables for the [***] effort on this program. The [***] that will
be delivered will be representative of the [***] process during that time
period. Table 6 lists the deliverables for the [***] manufacturing effort on
this program. The discrete [***] that will be delivered will be [***] devices
mounted in [***] packages. The [***] that will be delivered will be of the
amplifier design that will have been selected as the [***] test vehicle for the
program during that time period, and they will be a minimum of [***].

 

Table 4: Deliverables for the crystal growth effort.

 

24 Months ARO

--------------------------------------------------------------------------------

 

36 Months ARO

--------------------------------------------------------------------------------

[***]

  [***]

 

Table 5: Deliverables for the [***] growth effort.

 

12 Months ARO

--------------------------------------------------------------------------------

 

24 Months ARO

--------------------------------------------------------------------------------

 

36 Months ARO

--------------------------------------------------------------------------------

[***]

  [***]   [***]

 

Table 6: Deliverables for the [***] manufacturing effort.

 

12 Months ARO

--------------------------------------------------------------------------------

 

24 Months ARO

--------------------------------------------------------------------------------

 

36 Months ARO

--------------------------------------------------------------------------------

[***]

  [***]   [***]

 

Additional Deliverables from CLIN 0001 effort:

 

  •   Unpackaged devices will be delivered under this contract, as required by
the Program officer. These unpackaged devices requested by the Program Officer
can be from the process development runs and/or the [***].

 

  •   Five (5) packaged [***] representative of current process will be
delivered [***] after the effective date of this contract.

 

Deliverables from CLIN 0004 effort:

 

Deliverable

--------------------------------------------------------------------------------

 

Delivery Date

--------------------------------------------------------------------------------

(Qty=5) 1st iteration [***] (1)

  [***] after execution of P00004 of this contract

(Qty=5) 2nd iteration [***]

  [***] after execution of P00004 of this contract

--------------------------------------------------------------------------------

(1)   – The balance of any remaining functional or on-functional devices will be
supplied as required.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/ P00004    PAGE 1

--------------------------------------------------------------------------------

Attachment Number 6

Statement of Work: [***]

 

1.0   Scope: This Statement of Work (SOW) defines the effort required for Cree,
Inc. to develop a [***] to assess [***] as originally planned in CLIN 0001 of
this program. Specifically, the [***] will serve as the [***] for the program.
The driver will also be designed to be compatible with the [***] such that the
combination may be used to support [***] demonstrations on separately funded
activities if desired. The major thrusts of this effort include [***]. The
electrical specifications for the [***] will be supplied in a [***] along with
the appropriate classification guidance (DD-254). [***] design/fabrication lots
are planned.

 

2.0   Development Tasks

 

2.1   [***] Design and Layout

 

2.1.1   Task Description Cree will design a [***] per specification (TBD) to be
supplied as a classified addendum to this SOW. Two design iterations are
planned. The following tasks will be performed:

 

  •   [***]

  •   [***]

  •   [***]

  •   [***]

  •   [***]

  •   [***]

 

A design review will be conducted prior to releasing the design for mask
fabrication.

 

2.2   [***] Fabrication

 

2.2.1   Task Description: [***] is planned for each of two (2) design
iterations. The fabrication tasks will include the purchase of the required
[***], the purchase of [***] for each iteration ([***] total) and [***] runs in
the fabrication facility.

 

2.3   [***] Test/Evaluation

 

2.3.1   Task Description: Cree will evaluate each of [***] lots as they become
available from the fabrication facility. This task will include the following:

 

  •   [***]

  •   [***]

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00004

ATTACHMENT NUMBER 6

   PAGE 1

--------------------------------------------------------------------------------

  •   [***]

  •   [***]

  •   [***]

  •   [***]

 

2.4   Program Management: Standard cost and schedule controls shall be employed
to monitor program status.

 

2.5   Milestones: [***] will be conducted prior to releasing the each of the
[***] designs to the fabrication process The performance of the [***] will be
reviewed at the design review for [***].

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00004

ATTACHMENT NUMBER 6

   PAGE 2

--------------------------------------------------------------------------------

FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES

 

--------------------------------------------------------------------------------

1. CONTRACT NUMBER (CRITICAL)

N0001402C0250

  

2. SPUN (CRITICAL)

  

3. MOD (CRITICAL)

P00004

  

4. PR NUMBER

02PR09637-04

  

PAGE 1 OF 1

--------------------------------------------------------------------------------

5.

CUN/SLIN

 

6. ACRN

(CRITICAL)

  

7. ACCOUNTING CITATION

  

8. AMOUNT

(CRITICAL)

  

NAW INTERNAL USE ONLY

REF DOC/ACRN

--------------------------------------------------------------------------------

   

AF

  

9720400 8ABB 255 SA452 0 068342 2D 064510 106180000000

FRC:Z148 PR#02PR09637-04 DOC#N0002402RC12638 Sub. Date: 06 SEP 2002

   [***]     

--------------------------------------------------------------------------------

PAGE \TOTAL

GRAND TOTAL

  

[***]

[***]

    

--------------------------------------------------------------------------------

PREPARED/AUTHORIZED BY:

 

DATE:

            

COMPTROLLER APPROVAL:

    FOR FISCAL DATA AND SIGNATURE

    BY                                  for COMPTROLLER,
ONR CONTRACT REVIEWED

DATE:

--------------------------------------------------------------------------------

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT    CONTRACT ID CODE  
PAGE OF PAGES      DO-C9(T)   1/3

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.

  

3. EFFECTIVE DATE

  

4. REQUISITION/PURCHASE REG. NO. 

  

5. PROJECT NO. (If applicable)  

P00005

  

SEE BLOCK 16C

  

03PR08533-00

  

N.A.

--------------------------------------------------------------------------------

6. ISSUED BY                     CODE        N00014

      

7. ADMINISTERED BY (If other than Item 6)

   CODE   

S1103A

 

--------------------------------------------------------------------------------

       

SCD-C

 

  

--------------------------------------------------------------------------------

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

      

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)

 

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

 

   (X )   

9A. AMENDMENT OF SOLICITATION

 N.A.

--------------------------------------------------------------------------------

         

9B. DATED (SEE ITEM 11)

 

--------------------------------------------------------------------------------

  

X

 

 

  

10A. MODIFICATION OF CONTRACT/ORDER

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE                                         FACILITY CODE

0C9J8

         

10B. DATED (SEE ITEM 13)

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

--------------------------------------------------------------------------------

¨ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers ¨ is extended ¨ is not extended

Offers must acknowledge receipt of this amendment prior to the hour and data
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning — copies of the amendment; (b)
By acknowledging receipt of this amendment on each copy of the offer submitted;
or (c) By separate letter or telegram which includes a reference to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment
you desire to change an offer already submitted, such change may be made by
telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and
data specified.

 

--------------------------------------------------------------------------------

12. ACCOUNTING AND APPROPRIATION DATA (If required)

    SEE FINANCIAL ACCOUNTING DATA SHEET(S)

--------------------------------------------------------------------------------

13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.

--------------------------------------------------------------------------------

(X)

  

THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET
FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A

--------------------------------------------------------------------------------

    

THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE
CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH
IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

    

C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.

AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

X

  

D. OTHER (Specify type of modification and authority)

FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

--------------------------------------------------------------------------------

E. IMPORTANT: Contractor             x is not,             ¨ is required to sign
this document and return 2 copies to the issuing office

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where
feasible.)

 

The purpose of this modification is to provide an increment of funding to CLIN
0001 under Contract Number N00014-02-C-0250. Accordingly, the
funding cited in the attached Financial Accounting Data Sheet is made available.

 

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)

    

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

WADE D. WARGO

Contracting Officer

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR

  

15C. DATE SIGNED

    

16B. UNITED STATES OF AMERICA

 

    

16C. DATE SIGNED

 

(Signature of person authorized to sign)

                

/s/ Wade D. Wargo

(Signature of person authorized to sign)

     2/20/03

--------------------------------------------------------------------------------

 

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

    

 

30-105

    

 

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1.   The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets.

 

2.   Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as
follows:

 

ITEM
NO.

--------------------------------------------------------------------------------

  

SUPPLIES/SERVICES

--------------------------------------------------------------------------------

   ESTIMATED
GOVERNMENT
COST SHARE

--------------------------------------------------------------------------------

  ESTIMATED
CONTRACTOR
COST SHARE

--------------------------------------------------------------------------------

  TOTAL
ESTIMATED
COSTS

--------------------------------------------------------------------------------

0001    The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.1. and C.2.   

[***]

 

[***]

 

[***]

     000101 ACRN:AA
[***]                   000102 ACRN: AD
[***]                   000103 ACRN: AC
[***]   

.

             000104 ACRN:AD
[***]                   000105 ACRN: AE
[***]                   000106 ACRN:AF
[***]              0002    Deliverables as specified in Attachment Number 2     
     

NSP

0003    Reports and Data in accordance with Exhibit A (DD Form 1423)           

NSP

0004    The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.1. and C.3.   

[***]

 

[***]

 

[***]

     000401 ACRN: AF
[***]              TOTAL ESTIMATED CONTRACT CONSIDERATION:   

[***]

 

[***]

 

[***]

 

3.   Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled
“Allotment of Funds”, is revised to read as follows:

 

“5. Allotment of Funds

 

It is hereby understood and agreed that the Government’s share of CLIN 0001 will
not exceed a total amount of [***]. The total amount presently available for
payment

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

--------------------------------------------------------------------------------

CONTRACT NUMBER N00014-02-C-0250/P00005    PAGE 2

--------------------------------------------------------------------------------

and allotted to CLIN 0001 is [***]. It is estimated that the amount allotted of
[***] will cover the period from [***].

 

CLIN 0004 is fully funded.”

 

This modification makes no change to the Total Estimated Costs of the contract.
All other terms and conditions remain unchanged.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00005    PAGE 3

--------------------------------------------------------------------------------

FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES

 

--------------------------------------------------------------------------------

1. CONTRACT NUMBER (CRITICAL)

N0001402C0250

  

2. SPUN (CRITICAL)

  

3. MOD (CRITICAL)

P00005

  

4. PR NUMBER

03PR08533-00

   PAGE 1 OF 1

--------------------------------------------------------------------------------

5.

CUN/SLIN

   6. ACRN (CRITICAL)   

7. ACCOUNTING CITATION

  

8. AMOUNT

(CRITICAL)

  

NAW INTERNAL

USE ONLY

REF DOC/ACRN

--------------------------------------------------------------------------------

     AF   

9720400 8ABB 255 SA452 0 068342 2D 064510 106180000000

FRC:148    PR#02PR09637-04    DOC#N0002402RC12638 Sub.

Date: 06 SEP 2002

   [***]     

--------------------------------------------------------------------------------

PAGE TOTAL

GRAND TOTAL

  

[***]

[***]

    

--------------------------------------------------------------------------------

PREPARED/AUTHORIZED BY:

 

DATE:

  

COMPTROLLER APPROVAL:

FOR FISCAL DATA AND SIGNATURE

BY                      for COMPTROLLER, ONR CONTRACT 

REVIEWED

DATE:

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT

   CONTRACT ID CODE    PAGE OF PAGES                          DO-C9(T)        
1/3

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.

   3. EFFECTIVE DATE    4. REQUISITION/PURCHASE REG. NO.    5. PROJECT NO. (If
applicable)

P00006

  

SEE BLOCK 16C

  

03PR08533-00

  

N.A.

--------------------------------------------------------------------------------

6. ISSUED BY

   CODE    N00014              7. ADMINISTERED BY (If other than Item 6)    CODE
  

S1103A

                                   SCD-C           

--------------------------------------------------------------------------------

               

--------------------------------------------------------------------------------

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

  

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and

Zip Code)

        (X)   

9A. AMENDMENT OF

SOLICITATION

                                  

N.A.

                     

--------------------------------------------------------------------------------

                                         

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

                                 9B. DATED (SEE ITEM 11)                      

--------------------------------------------------------------------------------

                              X     

10A. MODIFICATION OF

CONTRACT /ORDER

                                  

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE

        FACILITY CODE                        10B. DATED (SEE ITEM 13)

    0C9J8

                                

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

    

--------------------------------------------------------------------------------

¨ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers ¨ is extended ¨ is not extended

Offers must acknowledge receipt of this amendment prior to the hour and data
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning — copies of the amendment; (b)
By acknowledging receipt of this amendment on each copy of the offer submitted;
or (c) By separate letter or telegram which includes a reference to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment
you desire to change an offer already submitted, such change may be made by
telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and
data specified.

 

--------------------------------------------------------------------------------

12. ACCOUNTING AND APPROPRIATION DATA (If required)

        SEE FINAL ACCOUNTING DATA SHEET(S)

--------------------------------------------------------------------------------

13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.

--------------------------------------------------------------------------------

(X)        THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE
CHANGES SET FORTH IN ITEM 14 ARE MADE

                            IN THE CONTRACT ORDER NO. IN ITEM 10A

--------------------------------------------------------------------------------

              THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE
ADMINISTRATIVE CHANGES

                            (such as changes in paying office, appropriation
date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

                C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY
OF: N.A.

                AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

                D. OTHER (Specify type of modification and authority)

X

        FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

E. IMPORTANT: Contractor

   x is not,    ¨ is required to sign this document and return _ copies to the
issuing office

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)

The purpose of this modification is to provide an increment of funding to CLIN
0001 under Contract Number N00014-02-C-0250. Accordingly, the funding cited in
the attached Financial Accounting Data Sheet is made available.

 

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

    

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)

   16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)                 
       

SUSAN M. SUTHERLAND

Contracting Officer

    

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR

   15C. DATE SIGNED             

16B. UNITED STATES OF AMERICA

 

   16C. DATE SIGNED                          /s/ Susan M. Sutherland    4/22/03
    

(Signature of person authorized to sign)

 

                  (Signature of person authorized to sign)          

--------------------------------------------------------------------------------

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

                  30-105   

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1.   The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets.

 

2.   Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as
follows:

 

ITEM
NO.

--------------------------------------------------------------------------------

  

SUPPLIES/SERVICES

--------------------------------------------------------------------------------

   ESTIMATED
GOVERMENT
COST SHARE

--------------------------------------------------------------------------------

  ESTIMATED
CONTRACTOR
COST SHARE

--------------------------------------------------------------------------------

  TOTAL
ESTIMATED
COSTS

--------------------------------------------------------------------------------

0001    The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.1. and C.2.    [***]  
[***]   [***]      000101 ACRN:AA
[***]                   000102 ACRN: AD
[***]                   000103 ACRN: AC
[***]    .              000104 ACRN:AD
[***]                   000105 ACRN: AE
[***]                   000106 ACRN:AF
[***]                  

000107 ACRN: AG

[***]

             0002    Deliverables as specified in Attachment Number 2           
NSP 0003    Reports and Data in accordance with Exhibit A (DD_Form_1423)       
    NSP 0004    The Contractor shall furnish the necessary personnel and
facilities to conduct the research effort as described in Section C.1. and C.3.
   [***]   [***]   [***]      000401 ACRN: AF
[***]              TOTAL ESTIMATED CONTRACT CONSIDERATION:    [***]   [***]  
[***]

 

3.   Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled
“Allotment of Funds”, is revised to read as follows:

 

“5. Allotment of Funds

 

--------------------------------------------------------------------------------

It is hereby understood and agreed that the Government’s share of CLIN 0001 will
not

exceed a total amount of [***]. The total amount presently available for payment

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00006    PAGE 2

--------------------------------------------------------------------------------

and allotted to CLIN 0001 is [***]. It is estimated that the amount allotted of
[***] will cover the period from [***].”

 

This modification makes no change to the Total Estimated Cost of this contract.
All other terms and conditions remain unchanged.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00006    PAGE 3

--------------------------------------------------------------------------------

0FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES

 

--------------------------------------------------------------------------------

1. CONTRACT NUMBER (CRITICAL)

N0001402C02500

  

2. SPUN (CRITICAL)

  

3. MOD (CRITICAL)

                  P00006

  

4. PR NUMBER

03PR08533-01

   PAGE 1 OF 1

--------------------------------------------------------------------------------

5.

CUN/SLIN

   6. ACRN (CRITICAL)   

7. ACCOUNTING CITATION

  

8. AMOUNT

(CRITICAL)

  

NAW INTERNAL

USE ONLY

REF DOC/ACRN

--------------------------------------------------------------------------------

     AG   

1731319 A5XB 255 SASTC 0 068342 20 064110

K92230000010

FRC:Z122 PR#032R08533-01 DOC*N0002403RX11809 Sub.

Date: 28 MAR 2003

   [***]     

--------------------------------------------------------------------------------

PAGE TOTAL

GRAND TOTAL

  

[***]

[***]

    

--------------------------------------------------------------------------------

PREPARED/AUTHORIZED BY:

 

DATE:

  

COMPTROLLER APPROVAL:

FOR FISCAL DATA AND SIGNATURE

BY                      for COMPTROLLER, ONR CONTRACT 

REVIEWED

DATE:

--------------------------------------------------------------------------------

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT

  

CONTRACT ID CODE

DO-C9(T)

 

PAGE OF PAGES

1/3

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.

P00007

 

3. EFFECTIVE DATE

SEE BLOCK 16C

 

4. REQUISITION/PURCHASE REG. NO.

03PR08533-02

 

5. PROJECT NO. (If applicable)

N.A.

--------------------------------------------------------------------------------

6. ISSUED BY            CODE    N00014   

7. ADMINISTERED BY (If other than Item 6)

SCD-C

   CODE    S1103A      

--------------------------------------------------------------------------------

       

--------------------------------------------------------------------------------

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

  

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

         

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)

 

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

   (X)   

9A. AMENDMENT OF SOLICITATION

N.A.

 

--------------------------------------------------------------------------------

        9B. DATED (SEE ITEM 11)  

--------------------------------------------------------------------------------

   X   

10A. MODIFICATION OF CONTRACT/ORDER

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE        

0C9J8

  

FACILITY CODE

       

10B. DATED (SEE ITEM 13)

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

--------------------------------------------------------------------------------

¨ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers ¨ is extended ¨ is not extended

Offers must acknowledge receipt of this amendment prior to the hour and data
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning — copies of the amendment; (b)
By acknowledging receipt of this amendment on each copy of the offer submitted;
or (c) By separate letter or telegram which includes a reference to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment
you desire to change an offer already submitted, such change may be made by
telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and
data specified.

--------------------------------------------------------------------------------

12. ACCOUNTING AND APPROPRIATION DATA (If required)

SEE FINANCIAL ACCOUNTING DATA SHEET(S)

--------------------------------------------------------------------------------

13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.

--------------------------------------------------------------------------------

(X)    THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES
SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A

--------------------------------------------------------------------------------

    

THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE
CHANGES

(such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM
14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

    

C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.

AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

X   

D. OTHER (Specify type of modification and authority)

FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

--------------------------------------------------------------------------------

E. IMPORTANT: Contractor         x is not,            ¨ is required to sign this
document and return    copies to the issuing office

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)

 

The purpose of this modification is to provide an increment of funding under
Contract Number N00014-02-C-0250. Accordingly, the funding cited in the attached
Financial Accounting Data Sheet is made available.

 

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)   

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

SUSAN M. SUTHERLAND

Contracting Officer

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR

 

 

    (Signature of person authorized to sign)

   15C. DATE SIGNED   

16B. UNITED STATES OF AMERICA

 

/s/ Susan M. Sutherland

    (Signature of person authorized to sign)

  

16C. DATE SIGNED

 

5/6/03

--------------------------------------------------------------------------------

 

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

  30-105  

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1.   The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets.

 

2.   Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as
follows:

 

ITEM
NO.

--------------------------------------------------------------------------------

  

SUPPLIES/SERVICES

--------------------------------------------------------------------------------

   ESTIMATED
GOVERNMENT
COST SHARE

--------------------------------------------------------------------------------

  ESTIMATED
CONTRACTOR
COST SHARE

--------------------------------------------------------------------------------

  TOTAL
ESTIMATED
COSTS

--------------------------------------------------------------------------------

0001    The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.    [***]   [***]   [***]
     000101 ACRN:AA
[***]                   000102 ACRN: AD
[***]                   000103 ACRN: AC
[***]        .          000104 ACRN:AD
[***]                   000105 ACRN: AE
[***]                   000106 ACRN:AF
[***]                  

000107 ACRN: AG

[***]

                 

000107 ACRN: AH

[***]

             0002    Deliverables as specified in Attachment Number 2           
NSP 0003    Reports and Data in accordance with Exhibit A (DD Form 1423)       
    NSP 0004    The Contractor shall furnish the necessary personnel and
facilities to conduct the research effort as described in Section C.1. and C.3.
   [***]   [***]   [***]      000401 ACRN: AF
[***]              TOTAL ESTIMATED CONTRACT CONSIDERATION:    [***]   [***]  
[***]

--------------------------------------------------------------------------------

3.   Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled
“Allotment of Funds”, is revised to read as follows:

 

“5. Allotment of Funds

 

It is hereby understood and agreed that the Government’s share of CLIN 0001 will
not

exceed a total amount of [***]. The total amount presently available for payment
and allotted to CLIN 0001 is [***]. It is estimated that the amount allotted of
[***] will cover the period from [***].

 

CLIN 0004 is fully funded at [***].

 

This modification makes no change to the Total Estimated Cost of this contract.
All other terms and conditions remain unchanged.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00007    PAGE 2

--------------------------------------------------------------------------------

FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES

 

--------------------------------------------------------------------------------

1. CONTRACT NUMBER (CRITICAL)

N0001402C0250

  

2. SPUN (CRITICAL)    

  

3. MOD (CRITICAL)

P00007

  

4. PR NUMBER

03PR08533-02

  PAGE 1 OF 1

--------------------------------------------------------------------------------

5.

CUN/SLIN

  6. ACRN (CRITICAL)  

7. ACCOUNTING CITATION

 

8. AMOUNT

(CRITICAL)

 

NAW INTERNAL

USE ONLY

REF DOC/ACRN

--------------------------------------------------------------------------------

    AH  

9730400 2520 40603880C 2525 BMD00134934283 012123

FRC: Z127    PR#03PR08533-02 DOC#BMD00134934283 Sub.    

Date: 05 MAY 2003

        [***]    

--------------------------------------------------------------------------------

PAGE TOTAL

GRAND TOTAL

 

[***]

[***]

   

--------------------------------------------------------------------------------

PREPARED/AUTHORIZED BY:

 

DATE:

  

COMPTROLLER APPROVAL:

FOR FISCAL DATA AND SIGNATURE

BY                      for COMPTROLLER, ONR CONTRACT REVIEWED

DATE:

--------------------------------------------------------------------------------

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

--------------------------------------------------------------------------------

AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT   

CONTRACT ID CODE

DO-C9(T)

  

PAGE OF PAGES

1/3                              

--------------------------------------------------------------------------------

2. AMENDMENT/MODIFICATION NO.

P00008

 

    3. EFFECTIVE DATE

SEE BLOCK 16C

 

4. REQUISITION/PURCHASE REG. NO.

03PR08533-03

 

    5. PROJECT NO. (If applicable)

    N.A.

--------------------------------------------------------------------------------

6. ISSUED BY            CODE    N00014    7. ADMINISTERED BY (If other than Item
6)   

CODE

SCD-C

   S1103A      

--------------------------------------------------------------------------------

       

--------------------------------------------------------------------------------

OFFICE OF NAVAL RESEARCH

ONR 251: Lynn Christian (703) 696-1575

BALLSTON TOWER CENTRE ONE

800 NORTH QUINCY STREET

ARLINGTON, VA 22217-5660

  

DCM ATLANTA

805 WALKER STREET, SUITE 1

MARIETTA, GA 30060-2789

         

--------------------------------------------------------------------------------

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)

 

CREE, INC.

4600 SILICON DRIVE

DURHAM, NC 27703

  (X)  

9A. AMENDMENT OF SOLICITATION

N.A.

 

--------------------------------------------------------------------------------

     

9B. DATED (SEE ITEM 11)

 

 

--------------------------------------------------------------------------------

  X  

10A. MODIFICATION OF CONTRACT/ORDER

N00014-02-C-0250

--------------------------------------------------------------------------------

CODE        

0C9J8

  

FACILITY CODE

     

10B. DATED (SEE ITEM 13)

03 JUL 2002

--------------------------------------------------------------------------------

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

--------------------------------------------------------------------------------

¨  The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers    ¨ is extended ¨   is not extended

Offers must acknowledge receipt of this amendment prior to the hour and data
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning — copies of the amendment; (b)
By acknowledging receipt of this amendment on each copy of the offer submitted;
or (c) By separate letter or telegram which includes a reference to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment
you desire to change an offer already submitted, such change may be made by
telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and
data specified.

 

--------------------------------------------------------------------------------

12.   ACCOUNTING AND APPROPRIATION DATA (If required)

  SEE FINAL ACCOUNTING DATA SHEET(S)

--------------------------------------------------------------------------------

13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,

IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.

--------------------------------------------------------------------------------

(X)    THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES
SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A

--------------------------------------------------------------------------------

    

THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE
CHANGES

(such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM
14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

--------------------------------------------------------------------------------

    

C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.

AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

--------------------------------------------------------------------------------

X   

D. OTHER (Specify type of modification and authority)

FAR 43.103(b) and L IMITATION OF FUNDS CLAUSE

--------------------------------------------------------------------------------

E. IMPORTANT: Contractor         x is not,            ¨ is required to sign this
document and return     copies to the issuing office

--------------------------------------------------------------------------------

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)

 

The purpose of this modification is to provide an increment of funding under
Contract Number N00014-02-C-0250. Accordingly, the funding cited in the attached
Financial Accounting Data Sheet is made available.

 

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

--------------------------------------------------------------------------------

15A. NAME AND TITLE OF SIGNER (Type or print)   

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

    SUSAN M. SUTHERLAND

    Contracting Officer

--------------------------------------------------------------------------------

15B. CONTRACTOR/OFFEROR

 

 

(Signature of person authorized to sign)

   15C. DATE SIGNED   

16B. UNITED STATES OF AMERICA

 

/s/ Susan M. Sutherland

(Signature of person authorized to sign)

  

16C. DATE SIGNED

 

7/8/03

--------------------------------------------------------------------------------

 

SN 7540-01-152-8070

PREVIOUS EDITION UNUSABLE

NAVOCNR OVERPRINT (3-88)

  30-105  

STANDARD FORM 30 (REV. 10-83)

Prescribed by GSA

FAR (48 CFR) 53.243

--------------------------------------------------------------------------------

Effective as of the date of this Modification:

 

1.   The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets.

 

2.   Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as
follows:

 

ITEM
NO.

--------------------------------------------------------------------------------

  

SUPPLIES/SERVICES

--------------------------------------------------------------------------------

   ESTIMATED
GOVERNMENT
COST SHARE

--------------------------------------------------------------------------------

  ESTIMATED
CONTRACTOR
COST SHARE

--------------------------------------------------------------------------------

  TOTAL
ESTIMATED
COSTS

--------------------------------------------------------------------------------

0001    The Contractor shall furnish the necessary personnel and facilities to
conduct the research effort as described in Section C.    [***]   [***]   [***]
     000101 ACRN:AA
[***]                   000102 ACRN: AB
[***]                   000103 ACRN: AC
[***]        .          000104 ACRN:AD
[***]                   000105 ACRN: AE
[***]                   000106 ACRN:AF
[***]                  

000107 ACRN: AG

[***]

                 

000107 ACRN: AH

[***]

                 

000107 ACRN: AJ

[***]

             0002    Deliverables as specified in Attachment Number 2           
NSP 0003    Reports and Data in accordance with Exhibit A (DD Form 1423)       
    NSP 0004    The Contractor shall furnish the necessary personnel and
facilities to conduct the research effort as described in Section C.1. and C.3.
   [***]   [***]   [***]      000401 ACRN: AF
[***]              TOTAL ESTIMATED CONTRACT CONSIDERATION:    [***]   [***]  
[***]

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

--------------------------------------------------------------------------------

3.   Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled
“Allotment of Funds”, is revised to read as follows:

 

“5. Allotment of Funds

 

It is hereby understood and agreed that the Government’s share of CLIN 0001 will
not exceed a total amount of [***]. The total amount presently available for
payment and allotted to CLIN 0001 is [***]. It is estimated that the amount
allotted of [***] will cover the period from [***].

 

CLLIN is fully funded at [***].

 

This modification makes no change to the Total Estimated Cost of this contract.
All other terms and conditions remain unchanged.

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.

 

CONTRACT NUMBER N00014-02-C-0250/P00008    PAGE 2

--------------------------------------------------------------------------------

FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES

 

--------------------------------------------------------------------------------

1. CONTRACT NUMBER (CRITICAL)

N0001402C0250

  2. SPUN (CRITICAL)  

3. MOD (CRITICAL)

                    P00008

 

4. PR NUMBER

        03PR08533-03

  PAGE 1 OF 1

--------------------------------------------------------------------------------

5.

CUN/SLIN

  6. ACRN
(CRITICAL)   7. ACCOUNTING CITATION  

8. AMOUNT

(CRITICAL)

     

NAW INTERNAL
USE ONLY

REF DOC/ACRN

--------------------------------------------------------------------------------

    AJ  

5733600 293 47WL 624348 6MPCAA 00700 62102F 503000 F03000

FRC: Z137 PR#03PR08533-03 DOC#NGWSML00372312 Sub.

Date : 03 JUL 2003

  [***]        

--------------------------------------------------------------------------------

               

PAGE TOTAL

GRAND TOTAL

 

[***]

[***]

       

--------------------------------------------------------------------------------

PREPARED/AUTHORIZED BY:

 

DATE:

     

COMPTROLLER APPROVAL:

FOR FISCAL DATA AND SIGNATURE

BY                          for COMPTROLLER, ONR CONTRACT REVIEWED

DATE:

--------------------------------------------------------------------------------

 

[***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions
have been filed separately with the Commission.