Exhibit 10.1
 

SECOND AMENDMENT TO LOAN AGREEMENT

THIS SECOND AMENDMENT TO LOAN AGREEMENT (this “Amendment”) is made as of
December 31, 2013 (the “Effective Date”), by and among ENVIRONMENTAL QUALITY
MANAGEMENT, INC., an Ohio corporation (“EQMI”), EQ ENGINEERS, LLC, an Indiana
limited liability company (“EQE”), VERTTERRE CORPORATION, a New Mexico
corporation (“Vertterre”; and together with EQMI and EQE, each a “Borrower” and
collectively, the “Borrowers”), and FIRST FINANCIAL BANK, NATIONAL ASSOCIATION,
a national banking association (“Bank”).  Each Borrower and Bank hereby agrees
as follows:

Preliminary Statements

A.            Borrowers and Bank are parties to that certain Loan Agreement
dated as of September 28, 2012 (as amended, the “Loan Agreement”).  Capitalized
terms which are used, but not defined, in this Amendment will have the meanings
given to them in the Loan Agreement.

B.            Bank and each of the Borrowers hereby agree to amend the Loan
Agreement and the other Loan Documents, as applicable, all on the terms, and
subject to the conditions, of this Amendment.

Statement of Agreement

In consideration of the mutual covenants and agreements set forth in this
Amendment, and for other good and valuable consideration, Bank and each Borrower
hereby agree as follows:

1.            Amendments to Loan Agreement.  Subject to the satisfaction of the
conditions of this Amendment, the Loan Agreement is hereby amended as follows:

1.1           The following new definitions are hereby added to Section 1.1 of
the Loan Agreement, in their proper alphabetical order, to provide in their
entirety as follows:

“Commodity Exchange Act” means the Commodity Exchange Act (7 U.S.C. § 1 et
seq.), as amended from time to time, and any successor statute.

“Excluded Swap Obligations” means, with respect to any Guarantor, any Swap
Obligation if, and to the extent that, all or a portion of the Guaranty of such
Guarantor of, or the grant by such Guarantor of a security interest to secure,
such  Swap Obligation (or any guaranty thereof) is or becomes illegal under the
Commodity Exchange Act or any rule, regulation or order of the Commodity Futures
Trading Commission (or the application or official interpretation of any
thereof) by virtue of such Guarantor’s failure for any reason to constitute an
“eligible contract participant” as defined in the Commodity Exchange Act and the
regulations thereunder at the time the Guaranty of such Guarantor or the grant
of such security interest becomes effective with respect to such Swap
Obligation; provided that if a Swap Obligation arises under a master agreement
governing more than one swap, such exclusion shall apply only to the portion of
such Swap Obligation that is attributable to swaps for which such Guaranty or
security interest is or becomes illegal.

“Guarantor(s)” will mean each of, and collectively, (i) Parent, (ii) Grand
Prairie, (iii) LGP and (iv) any and all Persons that in the future deliver one
or more Guaranties to Lender.

“Guaranty(ies)” will mean each of, and collectively, (i) the Parent Guaranty,
(ii) the Vertterre Subsidiary Guaranty, and (iii) any other guaranty made from
time to time by a Person for the benefit of Lender to secure the Obligations, in
each case, together with any amendments, modifications, restatements or
superseding documents thereof or thereto.
 
 
 

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“Swap Obligation” means any obligation of any Person to pay or perform under any
agreement, contract or transaction that constitutes a “swap” within the meaning
of section 1a(47) of the Commodity Exchange Act.

“Second Amendment Closing Date” means December 31, 2013.

1.2           The following definitions in Section 1.1 of the Loan Agreement are
hereby amended in their entirety by substituting the following in their
respective places:

“Obligation(s)” means all loans, advances, Indebtedness and each and every other
obligation or liability of Borrowers (or any one or more of them) owed to each
of Bank and/or any Bank’s Affiliate, however created, of every kind and
description whether now existing or hereafter arising and whether direct or
indirect, primary or as guarantor or surety, joint and several, absolute or
contingent, liquidated or unliquidated, matured or unmatured, participated in
whole or in part, created by trust agreement, lease, overdraft, agreement or
otherwise, whether or not secured by additional Collateral, whether originated
with Bank or owed to others and acquired by Bank by purchase, assignment or
otherwise, and including all loans, advances, Indebtedness, Cross-Guaranteed
Obligations, and each and every obligation or liability arising under the Loan
Documents, any and all Rate Management Obligations, letters of credit now or
hereafter issued, honored or paid by Bank or any Bank’s Affiliate, or any
negotiating, confirming, advising, accepting, or paying bank or other financial
institution for the benefit of or at the request of any Borrower, foreign
exchange or other international transactions or services, treasury management
services, all obligations to perform or forbear from performing acts, and
agreements, instruments and documents evidencing, guarantying, securing or
otherwise executed in connection with any of the foregoing, together with any
amendments, modifications and restatements thereof, and all expenses and
Attorneys' Fees incurred by Bank hereunder or any other document, instrument or
agreement related to any of the foregoing; provided, however, with respect to
any Guarantor, the Obligations shall not include Excluded Swap Obligations in
respect of such Guarantor.

“Parent Guaranty” means the Amended and Restated Guaranty dated as of the Second
Amendment Closing Date made by Parent in favor of Bank.

“Vertterre Subsidiary Guaranty” means the Amended and Restated Guaranty dated as
of the Second Amendment Closing Date by Grand Prairie and LGP in favor of Bank.

1.3           Section 11.1 of the Loan Agreement is hereby amended in its
entirety by substituting the following in its place:

11.1           Effective Date and Termination Date.  This Agreement, after it is
executed by Borrowers, shall be effective upon the date upon which it is signed
by Bank.  Unless this Agreement is terminated earlier under Sections 11.2 or
11.3, this Agreement shall terminate on April 15, 2015 (the “Stated Maturity
Date”).

1.4           Section 15 of the Loan Agreement is hereby amended by the addition
of a new Section 15.20, in its proper place, to provide in its entirety as
follows:

15.20           Excluded Swap Obligations.  Notwithstanding anything to the
contrary contained in this Agreement or any other Loan Document, in no event
shall the proceeds of Collateral of a Guarantor be applied by Lender to any
Excluded Swap Obligations in respect of such Guarantor.

1.5           Each Schedule to the Loan Agreement is hereby amended in its
entirety by substituting the documents attached hereto, and identified as each
such Schedule, in its respective place:

2.            Conditions Precedent.
 
2.1           With the signing of this Amendment, and as a condition of this
Amendment, Borrowers will deliver to Bank, all in form and substance
satisfactory to Bank in its sole discretion: (a) evidence that the Amendment
Documents (as defined below) and the transactions contemplated hereby and
thereby were duly authorized by the managers and directors of each Borrower, as
applicable, and (b) all other documents, instruments and agreements deemed
necessary or desirable by Bank to effect the amendments to Borrowers’ credit
facilities with Lender contemplated by this Amendment.
 
 
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2.2           With the signing of this Amendment, and as a condition of this
Amendment, Borrowers will deliver to Bank, and will cause all third parties to
deliver to Bank, all in form and substance satisfactory to Bank in its sole
discretion: (a) an Amended and Restated Guaranty, dated as of the Second
Amendment Closing Date, made by Parent for the benefit of Bank (“Amended and
Restated Parent Guaranty”); (b) an Amended and Restated Guaranty, dated as of
the Second Amendment Closing Date, made by Grand Prairie and LGP in favor of
Bank (“Amended and Restated Subsidiary Guaranty”); (c) a Reaffirmation of
Management Fee Subordination Agreement, dated as of the Second Amendment Closing
Date, made by the Management Company for the benefit of Bank; (d) a
Reaffirmation to Subordination Agreement (as it pertains to the Additional
Beacon Noteholder Subordinated Debt), dated as of the Second Amendment Closing
Date, between Bank and Subordinated Lender Agent (as defined in the Additional
Beacon Noteholder Subordination Agreement); (e) a Reaffirmation to Subordination
Agreement (as it pertains to the December 2011 Beacon Noteholder Subordinated
Debt), dated as of the Second Amendment Closing Date, between Bank and
Subordinated Lender Agent (as defined in the December 2011 Beacon Noteholder
Subordination Agreement); (f) evidence that the directors and managers of
Parent, LGP and Grand Prairie, as applicable, have authorized the execution of
the documents, and the transactions contemplated thereby, to be entered into
pursuant to this Section 2.2, as applicable; and (g) all other documents,
instruments and agreements deemed necessary or desirable by Bank to effect the
amendments to Borrowers’ credit facilities with Lender contemplated by this
Amendment, including evidence satisfactory to Bank that the contractual maturity
of all of the Additional Beacon Noteholder Subordinated Debt and all of the
December 2011 Beacon Noteholder Subordinated Debt has been extended to no
earlier than April 30, 2015.

2.3           With the signing of this Amendment, and as a condition of this
Amendment, Borrowers will deliver to Lender, and will cause all third parties to
deliver to Lender, all in form and substance satisfactory to Lender in its sole
discretion, all documents, instruments, agreements, UCC amendments, UCC
termination statements, certificates, opinions, payoff letters and other
materials deemed necessary or desirable by Lender in connection with this
Amendment and the transactions contemplated hereby, including those on the
closing checklist, if any, prepared by counsel to Lender.

3.            Reaffirmation of Security; Joint Obligations; Consent.

 
3.1           Borrowers and Bank hereby expressly intend that this Amendment
shall not in any manner (a) constitute the refinancing, refunding, payment or
extinguishment of the Obligations evidenced by the existing Loan Documents; (b)
be deemed to evidence a novation of the outstanding balance of the Obligations;
or (c) replace, impair, or extinguish the creation, attachment, perfection or
priority of the Liens on the Collateral granted pursuant to any Loan Document
evidencing, governing or creating a Lien on the Collateral.  Borrowers hereby
ratify and reaffirm any and all grants of Liens to Bank on the Collateral as
security for the Obligations, and acknowledge and confirm that the grants of the
Liens to Bank on the Collateral: (i) represent continuing Liens on all of the
Collateral, (ii) secure all of the Obligations, and (iii) represent valid and
first priority Liens on all of the Collateral except to the extent of any
Permitted Liens.

3.2            All of the obligations of Borrowers under the Loan Documents are
joint, several, and primary.  No Borrower will be or be deemed to be an
accommodation party with respect to any of the Loan Documents.

3.3           Bank hereby consents, without recourse, representation or
warranty, to the amendment and restatement of all of the Additional Beacon
Noteholder Subordinated Notes and all of the December 2011 Beacon Noteholder
Subordinated Notes on the terms previously provided to Bank in order to, among
other things, extend the maturity date with respect to all of the Additional
Beacon Noteholder Subordinated Debt and all of the December 2011 Beacon
Noteholder Subordinated Debt to April 30, 2015.

4.            Representations.  To induce Bank to accept this Amendment, each
Borrower hereby represents and warrants to Bank as follows:

4.1           Each Loan Party has full power and authority to enter into, and to
perform its obligations under, as applicable, this Amendment, and the other
documents, instruments and certificates being executed and/or delivered in
connection herewith, including those contemplated in Section 2.2 (collectively,
the “Amendment Documents”) and the execution and delivery of, and the
performance of its obligations under and arising out of, the applicable
Amendment Documents have been duly authorized by all necessary corporate and
limited liability company action, as applicable.
 
 
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4.2           Each Amendment Document, as applicable, constitutes the legal,
valid and binding obligation of such Loan Party, enforceable in accordance with
its terms, except as such enforceability may be limited by bankruptcy,
insolvency, reorganization or similar laws affecting creditors’ rights
generally.

4.3           Such Loan Party’s representations and warranties contained in the
Loan Documents are complete and correct in all material respects as of the
Effective Date with the same effect as though such representations and
warranties had been made again on and as of the Effective Date, subject to those
changes as are not prohibited by, or do not constitute Events of Default under,
the Loan Agreement.

4.4           No Event of Default has occurred and is continuing.

5.            Costs and Expenses.  As a condition of this Amendment, Borrowers
will pay and reimburse Bank, promptly upon Bank’s request, for the costs and
expenses incurred by Bank in connection with this Amendment and the transactions
contemplated hereby, including, without limitation, reasonable Attorneys’ Fees.

6.            Entire Agreement.  This Amendment, together with the other
Amendment Documents, sets forth the entire agreement of the parties with respect
to the subject matter of this Amendment and supersedes all previous
understandings, written or oral, in respect of this Amendment.

7.            Release.  Each Borrower, on such Borrower’s behalf and, as
applicable, on behalf of such Borrower’s officers, directors, members, managers,
shareholders, administrators, heirs, legal representatives, beneficiaries,
affiliates, subsidiaries, successors and assigns, hereby voluntarily releases
and forever discharges Bank and its direct or indirect parent corporation, all
direct or indirect affiliates of such parent corporation, and all of the
foregoing’s respective directors, officers, employees, attorneys and legal
representatives, or the heirs, administrators, successors or assigns of any of
them (collectively, “Bank Parties”) from any and all claims, counterclaims,
setoffs, actions or causes of action, damages or liabilities of any kind or
nature whatsoever, whether in law or in equity, in contract or in tort, whether
now accrued or hereafter maturing that may be asserted against the Bank Parties
(or any one or more of them), whether known or unknown, that directly or
indirectly arise out of, are based upon or are in any manner connected with any
Prior Related Event.  “Prior Related Event” means any transaction, event,
circumstance, action, failure to act, occurrence of any type or sort, whether
known or unknown, which occurred, existed, was taken, was permitted or begun in
accordance with, pursuant to or by virtue of (a) any of the terms of any Loan
Document, (b) any actions, transactions, matters or circumstances related
thereto, (c) the conduct of the relationship between any Bank Party and any Loan
Party, or (d) any other actions or inactions by any Bank Party, all prior to the
date of this Amendment.  The foregoing release does not release or discharge, or
operate to waive performance by, Bank of its express agreements and obligations
stated in the Loan Documents on and after the date of this Amendment.

8.            Default.  Any default by any Borrower in the performance of such
Borrower’s obligations under any Amendment Document shall constitute an Event of
Default under the Loan Agreement.

9.            Continuing Effect of Loan Agreement; Reaffirmation of Loan
Documents.  Except as expressly amended hereby, all of the provisions of the
Loan Agreement are ratified and confirmed and remain in full force and
effect.  The Loan Documents, except as amended by this Amendment or, as
applicable, as amended (or amended and restated) by one of the other Amendment
Documents, shall remain in full force and effect, and each of them is hereby
ratified and confirmed by Borrowers and Bank.

10.          One Agreement; References; Fax Signature.  The Loan Agreement, as
amended by this Amendment, will be construed as one agreement.  All references
in any of the Loan Documents to: (a) the Loan Agreement will be deemed to be
references to the Loan Agreement as amended by this Amendment, (b) the Parent
Guaranty will be deemed to be references to the Amended and Restated Parent
Guaranty and (c) the Vertterre Subsidiary Guaranty will be deemed to be
references to the Amended and Restated Subsidiary Guaranty.  Any Amendment
Document may be signed by facsimile signatures or other electronic delivery of
an image file reflecting the execution hereof or thereof, and, if so signed: (i)
may be relied on by each party as if the document were a manually signed
original and (ii) will be binding on each party for all purposes.

11.          Captions. The headings to the Sections of this Amendment have been
inserted for convenience of reference only and shall in no way modify or
restrict any provisions hereof or be used to construe any such provisions.
 
 
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12.          Counterparts.  This Amendment may be executed in multiple
counterparts, each of which shall be an original but all of which together shall
constitute one and the same instrument.

13.          Governing Law; Severability.  This Amendment shall be governed by
and construed in accordance with the internal laws of the State of Ohio (without
regard to Ohio conflicts of law principles). If any term of this Amendment is
found invalid under Ohio law or laws of mandatory application by a court of
competent jurisdiction, the invalid term will be considered excluded from this
Amendment and will not invalidate the remaining terms of this Amendment.

14.          WAIVER OF JURY TRIAL. BORROWERS AND BANK EACH WAIVE TRIAL BY JURY
WITH RESPECT TO ANY ACTION, CLAIM, SUIT OR PROCEEDING IN RESPECT OF OR ARISING
OUT OF THIS AMENDMENT, ANY OF THE OTHER LOAN DOCUMENTS, OR THE TRANSACTIONS
CONTEMPLATED HEREBY.

[Signature Page Follows]
 
 
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           IN WITNESS WHEREOF, Borrowers and Bank have executed this Amendment
by their duly authorized officers as of the Effective Date.
 

ENVIRONMENTAL QUALITY MANAGEMENT, INC.
     
By:
/s/ Robert R. Galvin
 
Robert R. Galvin, Chief Financial Officer
 
EQ ENGINEERS, LLC
     
By:
/s/ Jack S. Greber
 
Jack S. Greber, Manager
   
VERTTERRE CORPORATION
       
By:
/s/ James E. Wendle
 
James E. Wendle, President

BANK:
 
FIRST FINANCIAL BANK, NATIONAL ASSOCIATION
     
By:
/s/ Thomas J. Fischer
 
Thomas J. Fischer, Vice President

SIGNATURE PAGE TO
SECOND AMENDMENT TO LOAN AGREEMENT
(EQM)
 
 
 

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SCHEDULES

The following Schedules (the “Schedules”) are to be read in their entirety. 
Nothing in the Schedules is intended to broaden the scope of any representation
or warranty of the Borrowers contained in the Loan Agreement, dated as of
September 28, 2012, as amended by the First Amendment to Loan Agreement, dated
as of February 27, 2013, as amended by the Second Amendment to Loan Agreement,
dated as of December 31, 2013, (the “Agreement”), among FIRST FINANCIAL BANK,
NATIONAL ASSOCIATION, a national banking association (“Bank”), ENVIRONMENTAL
QUALITY MANAGEMENT, INC., an Ohio corporation (“EQMI”), EQ ENGINEERS, LLC, an
Indiana limited liability company (“EQE”), and VERTTERRE CORPORATION, a New
Mexico corporation (“Vertterre”).  Capitalized terms used but not defined herein
or in the Schedules shall have the meanings ascribed to such terms in the
Agreement.

To the extent more than one representation and warranty contained in the
Agreement requires the same disclosure, the appearance of such disclosure on any
single item herein shall serve as disclosure for all other representations and
warranties to which such disclosure applies.  The failure by the Borrowers to
cross-reference any disclosure on any particular schedule shall not constitute a
breach by the Company of the applicable representation or warranty as long as
the matter is disclosed elsewhere in these schedules.

Inclusion of any item in the Schedules (i) does not represent a determination by
the Borrowers that such item is material and shall not be deemed to establish a
standard of materiality and (ii) does not represent a determination by the
Borrowers that such item did not arise in the ordinary course of business.  Any
disclosure contained in the Schedules that refers to a document is qualified in
its entirety by reference to the text of such document.
 
 
 

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SCHEDULE 1

Borrower’s Facilities

Real Property that EQMI Leases

1)           18939 120th Ave NE, Suite 103 Bothell, Washington

2)           64090 NWY 1090, Pearl River, Louisiana

3)           2135 Schapelle Lane, Cincinnati, Ohio

4)           12721 Wolf Road, Geneseo,
Illinois                                                                

5)           3460 Business Drive, Sacramento, California

6)           1280 Arrowhead Court, Crown Point, Indiana

7)           1800 Carillon Boulevard, Cincinnati, Ohio

8)           3400 179th Street, Suite 2, Hammond, Indiana

Real Property that EQE Leases

1)           3400 179th Street, Suite 1, Hammond, Indiana

Real Property that Vertterre Leases

1)           320 Gold Avenue, SW, Suite 500, Albuquerque, New Mexico

2)           816 West Broadway, Bloomfield, New Mexico

3)           14115 Davis Estate Road, Needville, Texas
 
 
 

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SCHEDULE 2

Financial Statements

See financial statements of EQM Technologies & Energy, Inc. and Subsidiaries
included in the Quarterly Report on Form 10-Q of EQM Technologies & Energy, Inc.
for the quarter ended September 30, 2013, filed with the Securities and Exchange
Commission on November 14, 2013.
 
 
 

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SCHEDULE 3

Permitted Liens1
 

 
The interest, if any, of the persons named a “secured party” in the UCC
financial statements listed below:
 
DEBTOR:  Environmental Quality Management, Inc.
 
A.           Jurisdiction:  Ohio Secretary of State
 
Name of Debtor
Name of
Secured Party
Search
Location
Filing
Date
Filing Number
Description
of Collateral
Environmental Quality Management, Inc.
U.S. Bancorp Oliver-Allen Technology Leasing
Ohio
1/10/08
OH00122753991
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Oliver-Allen Technology Leasing
Ohio
1/10/08
OH00122754014
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Oliver-Allen Technology Leasing
Ohio
1/10/08
OH00122754125
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Equipment
Finance, Inc.
Ohio
4/4/08
OH00125427670
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Equipment
Finance, Inc.
Ohio
4/4/08
OH00125414633
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Equipment
Finance, Inc.
Ohio
4/4/08
OH00125425878
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Equipment
Finance, Inc.
Ohio
7/29/08
OH00128531775
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Equipment
Finance, Inc.
Ohio
7/29/08
OH00128531886
Leased Equipment
Environmental Quality Management, Inc.
U.S. Bancorp Equipment
Finance, Inc.
Ohio
7/29/08
OH00128522887
Leased Equipment
Environmental Quality Management, Inc.
Les Schwab Warehouse
Center, Inc.
Ohio
10/13/09
OH00137754293
Leased Equipment

 

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1     The appearance of any filing on this Schedule of Permitted Liens is not an
acknowledgement of the validity, perfection and/or priority of any interest held
by the listed secured party.

 
 

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DEBTOR:  EQ Engineers, LLC
 
B.           Jurisdiction:  Indiana Secretary of State
 
Name of Debtor
Name of
Secured Party
Search
Location
Filing
Date
Filing Number
Description
of Collateral
EQ Engineers, LLC
Steelcase Financial Services Inc.
Indiana
11/4/08
200800009750950
Leased Equipment

Liens related to the US Bank Letter of Credit (SLCLSTL02779) - Lexon Insurance
at Beneficiary.

Liens related to leased equipment.
 
 
 

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SCHEDULE 9.1

List of Jurisdictions of Incorporation and Qualification

EQMI is qualified to do business and is in good standing in the following
states:

Alabama
 
Arizona
 
California
 
Colorado
 
Hawaii
 
Idaho
 
Indiana
 
Louisiana
 
Michigan
 
Nevada
 
New Mexico
 
North Carolina
 
Ohio
 
Oregon
 
Pennsylvania
 
South Carolina
 
South Dakota
 
Texas
 
Washington
 

EQMI currently leases property in Illinois. EQMI is qualified to do business and
is undertaking to return to good standing in Illinois.

EQ Engineers, LLC is qualified to do business and is in good standing in
Indiana.

Vertterre is qualified to do business and is in good standing in New Mexico and
Texas.
 
 
 

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SCHEDULE 9.5

Licenses; Trademarks; Patents; Copyrights; Government Contracts

Licenses:
Borrowers have licensed certain off the shelf software for use in their daily
operations, including AutoCAD and the Deltek Accounting software.

Trademarks:
EQ (Environmental Quality Management)
EQE (Environmental Quality Engineers)
EQES (EQ – Slovakia)

Patents:
Title: EQ's Releasable Asbestos Field Sampler (RAFS):
US Patent No: 7,758,813
Patent Holder: Environmental Quality Management, Inc.
Inventors: John R. Kominsky, Fred Hall

Description: The RAFS consists of a variable-speed high-efficiency particulate
air (REP A) filtered fan attached to a tunnel (6 x 6 x 24 in.) with an open
bottom for exposure to the test matrix soil. The fan discharges the air at the
tunnel inlet through diffusers to evenly distribute the airflow. A
variable-speed motorized rake mechanism inside of the tunnel provides consistent
and reproducible agitation of the top 11.2 in. of soil. A gentle airflow
laterally transports the generated aerosol inside of a tunnel to one end where
filter sampling cassettes or real-time instruments are used to measure asbestos
and particulate release.

Copyrights:
None
 
 
 

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Government Contracts:

ACTIVE CONTRACTS
 
Project Number
 
Contract Number
 
Contract Type
 
Client
 
Title
 
Contracting Officer
30174
GSA GS-10F-0293K
ID/IQ (FFP and T&M Orders)
General Services Administration,
Auburn, WA
Federal Supply Schedule (FSS) Contract for Group 899 - Environmental Services,
SINS 899-1 & 899-8
Ms. Jaylene J. Berry
Contracting Officer
GSA, MSC
400 15th Street, SW
Auburn, WA 98001-6599
 
30174.0016.001
GSA GS-10F-0293K,
USACE Order No.
W912QR-11-F-0266
FFP Task Order under GSA Contract
U.S. Army Corps of Engineers (USACE), Louisville District
Louisville, KY
2011 PBA for Environmental Investigation Services RVAAP-66 Facility-Wide
Groundwater, Ravenna, OH  (SIN No. 899-1)
Ms. Denise Bush
Contracting Officer
U.S. Army Engineer District, Louisville
Civil/OPS/Environmental Team
600 Dr. Martin Luther King, Jr. Place, Room 821
Louisville, KY  40202-2230
 
30174.0017.001
GSA GS-10F-0293K,
USACE Order No.
W912QR-12-F-0033
FFP Task Order under GSA Contract
U.S. Army Corps of Engineers (USACE), Louisville District
Louisville, KY
Provide Services for the Lockbourne AFB, AOC's 3, 8/9, and 11, Columbus,
Franklin County, OH
(SIN No. 899-1)
Ms. Lisa Bisig
Contracting Officer
U.S. Army Engineer District, Louisville
Civil/OPS/Environmental Team
600 Dr. Martin Luther King, Jr. Place, Room 821
Louisville, KY  40202-2230
 
30240
USACE Contract No. W912QR-04-D-0036
ID/IQ with FFP, GFPR, CPFF, CPAF or CPIF task orders
U.S. Army Engineering District, Louisville
Multiple Award Remediation Contract (MARC) for the Louisville District and all
USACE Mission Boundaries
Ms. Denise Bush
Contracting Officer
U.S. Army Engineer District, Louisville
Civil/OPS/Environmental Team
600 Dr. Martin Luther King, Jr. Place, Room 821
Louisville, KY  40202-2230
 

 
 
 

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Project Number
 
Contract Number
 
Contract Type
 
Client
 
Title
 
Contracting Officer

30262
EP-W-07-022
ID/IQ with
T&M, Fixed Rate T.O.'s
U.S. Environmental Protection Agency (EPA), Region 9,
San Francisco, CA
Emergency and Rapid Response Services (ERRS - 3) for Region 9
Mr. Alexander Kramer
Contracting Officer (MTS-4-3)
U.S. Environmental Protection Agency, Region 9
75 Hawthorne St.
San Francisco, CA  94105-3901
 
30268
EP-S6-07-01
ID/IQ with Time and Materials T.O’s
U.S. Environmental Protection Agency (EPA),
Region 6, Dallas, TX
Emergency and Rapid Response Services (ERRS - 3) for Region 6
Mr. Michael Pheeny
Contracting Officer (6MD-CP)
U.S. Environmental Protection Agency
Region 6
1445 Ross Avenue, Suite 1200
Dallas, TX  75202-2733
 
30277
CMC Subcontract Dated 2/24/08/
EPA Contract No. EP-S4-07-02
ID/IQ with Time and Materials T.O’s
Sub. to CMC, Inc./
U.S. EPA, Region IV, Atlanta, GA
Emergency and Rapid Response Services III (ERRS III) for EPA Region IV
Mr. Clay Corman
CMC, Inc.
1151 Jessamine Station Pike
Nicholasville, KY  40356
 
30281
EP-S5-08-02
ID/IQ with Time and Materials T.O’s
U.S. Environmental Protection Agency (EPA),
Chicago, IL
Emergency and Rapid Response Services (ERRS-3) for Region 5
Mr. Thomas Harrison
Contracting Officer, MCC-10J
U.S. Environmental Protection Agency
Region V
77 West Jackson Boulevard
Chicago, IL  60604-3507
 
30283
FA3002-09-D-0002
ID/IQ with FFP and CPFF Task Orders
Dept. of the Air Force, AFCESA,
Tyndall AFB, FL
Sustainment/Restoration & Modernization Acquisition Task Order Contract (SATOC)
Mr. George Mason
Contracting Officer
AFMC 772/ESS/PKH
C/O HQ AFCESA/CEKC
139 Barnes Drive, Suite 1
Tyndall AFB, FL 32403-5319
 

 
 
 

--------------------------------------------------------------------------------

 
 
Project Number
 
Contract Number
 
Contract Type
 
Client
 
Title
 
Contracting Officer

30287
FA8903-09-D-8564
ID/IQ with CPFF, CPIF, & FFP & FPI Task Orders
Dept. of the Air Force,
AFCEE/OD,
Brooks City-Base, TX
Worldwide Environmental Restoration and Construction 2009 (WERC09) Contract
Ms. Ana Jimenez
Contracting Officer
HQ/AFCEE/ACV
3300 Sidney Brooks
Brooks City Base, TX  78235-5112
 
30296.00##
EA Engineering PO #______/ Navy Contract No. N62742-10-D-1806
FFP
(EA Eng. is issuing separate FFP PO’s for each FFP T.O.)
Sub to EA Engineering, Science, and Technology, Inc. / U.S. Navy
Provide QA services for Fixed Price Remedial Action Contract (FRAC) for Various
Sites in the Naval Facilities Engineering Command Pacific (NAVFAC Pacific) Area
of Responsibility
Mr. Brian McLaughlin, CFCM
Manager, Contracts and Procurement
EA Engineering, Science, and Technology, Inc.
11019 McCormick Road
Hunt Valley, MD  21031
 
30298
Gonzales-Stoller Remediation Services, LLC  Sub. No. GSR-EQM-1016/
DOE Contract No. DE-EM0000841
ID/IQ with FFP, CPFF, CPAR, & CPIF Task Orders
Sub. to Gonzales-Stoller Remediation Services, LLC/
U.S. Dept. of Energy (DOE)
Environmental Remediation Services and DD&R
Ms. Lorraine Alvarez
Contract Administrator
Gonzales-Stoller Remediation Services, LLC
1294 Suncrest Towne Centre Drive
Morgantown, WV  26505
 
30301
EP-R5-11-04
ID/IQ with FFP T.O.'s
U.S. Environmental Protection Agency (EPA),
Chicago, IL
Great Lakes National Program Office Cleanup Services (GLNPOCS)
Ms. Sheila Dolan
Contracting Officer, MCC-10J
U.S. Environmental Protection Agency
Region V
77 West Jackson Boulevard
Chicago, IL  60604-3507
30302
Prime Engineering Subcontract No. C10006/
USACE Contract No. W9126G-11-D-0038
ID/IQ with FFP T.O.'s
Sub. to Prime Engineering & Architecture, Inc./
USACE, Fort Worth District
A-E Services SATOC in Support of Dept. of Homeland Security
Mr. Kumar Buvanendarann
PRIME Engineering & Architecture, Inc.
3000 Corporate Exchange Dr., Suite 600
Columbus, OH 43231
 

 
 
 

--------------------------------------------------------------------------------

 
 
Project Number
 
Contract Number
 
Contract Type
 
Client
 
Title
 
Contracting Officer

30303
EP-S9-12-01
ID/IQ with
Fixed Rate for Services T.O.’s
U.S. Environmental Protection Agency (EPA), Region 9,
San Francisco, CA
Emergency and Rapid Response Services (ERRS – 4) for Region 9
Mr. Philip Ingram
Contracting Officer (MTS-4-3)
U.S. Environmental Protection Agency, Region 9
75 Hawthorne St.
San Francisco, CA  94105-3901
 
30304
RTI Sub. No. 8-312-0213151/
EPA Contract No. EP-C-11-036
ID/IQ with FFP or CPFF Task Orders
Sub to RTI International/U.S. Environmental Protection Agency (EPA), Cincinnati,
OH
Scientific, Technical, Research, Engineering, and Monitoring Support  II
(STREAMS II)
Ms. Katherine Mangum
Senior Manager, Subcontracts
RTI International
Global Supply Chain
SSES Subcontracts
P.O. Box 12194, 3040 Cornwallis Road
Research Triangle Park, NC  27709-2194
30307
USACE Contract No. W912DQ-13-D-3004
ID/IQ with FFP & CPFF task orders
U.S. Army Engineering District, Kansas City, MO
MEGA Long Term Response Action/Environmental Remediation Services (LTRA/ERS)
MATOC (multiple award task order contract) in Support of the U.S. Army Corps of
Engineers, Northwestern Div. and EPA Region 2
Ms. Kris Ann Huber
Contract Specialist, CECT-NWK-H
U.S. Army Corps of Engineers, Kansas City
601 E. 12th St., Room 647
Kansas City, MO  64106-2896
30309
EP-S7-13-02
ID/IQ with
Fixed Rate for Services T.O.'s
U.S. Environmental Protection Agency (EPA), Region 10,
Seattle, WA
Emergency and Rapid Response Services (ERRS - 4) for Region 10
Mr. Tyrone Lewis
Contracting Officer
U.S. EPA, Region 7
PLMG/RFMB/ACMS
11201 Renner Blvd.
Lenexa, KS  66219
30310
ERT Sub. No. G3350-SUB03/
USACE Contract No. W912QR-12D-0011
ID/IQ with FFP & T&M Task Orders
Sub. to Earth Resources Technology, Inc. (ERT)/USACE, Louisville District
Environmental and Restoration Services Contract for Louisville District and all
U.S. Army Corps of Engineers Mission Boundaries (ERSC)
Ms. Hope Tucker
Subcontracts and Procurement Specialist
Earth Resources Technology, Inc.
6100 Frost Place, Suite A
Laurel, MD  20707
 

 
 
 

--------------------------------------------------------------------------------

 
 
Project Number
 
Contract Number
 
Contract Type
 
Client
 
Title
 
Contracting Officer

30312.0001
SulTRAC Sub. No. S184-0002-0/
EPA Contract No. EP-S5-06-02
ID/IQ with Fixed Unit Rate TO's
SulTRAC JV (joint venture between Sullivan International Group, Inc. and Tetra
Tech, Inc.) /U.S. Environmental Protection Agency (EPA), Region 5, Chicago, IL
Jacobsville Neighborhood Soil Contamination Site, OU 2 Project 2, Remedial
Action
Ms. Teena Rhoden
Subcontract Administrator
Sullivan International Group, Inc.
  on behalf of SulTRAC JV
2750 Womble Road, Suite 100
San Diego, CA  92106
39001
N40083-11-D-0030
ID/IQ with FFP Task Orders
Dept. of the Navy,
NAVFAC Midwest, IPT
Great Lakes, IL
Awarded to SEQ Vets Remediation JV (Joint Venture between Sullivan and EQ)
Environmental Multiple Award Contract (EMAC)
Mr. Chris Payton
Contracting Officer
NAVFAC Midwest IPT
201 Decatur Ave., Bldg. 1A
Great Lakes, IL  60088-2801
 
39002.0001
EP-S7-12-08
Indef. Qty. with Fixed Unit Prices
U.S. Environmental Protection Agency (EPA), Region 7,
Kansas City, KS
Awarded to SEQ Vets Remediation JV B (Joint Venture between Sullivan and EQ) --
Remedial Action Oronogo-Duenweg Mining Belt Site, Operable Unit 01, Jasper
County, MO
Mr. Jack Peterson
Contracting Officer
U.S. Environmental Protection Agency, Region 7
PLMG/RFMB
11201 Renner Blvd.
Lenexa, KS  66219
 

 
See Schedule 9.15, “Investigation Regarding FOB Hope Project”.
 
Code of Ethics - See attached.
 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 9.8

Labor matters

None.
 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 9.9

Compliance with laws

None.
 

 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 9.10

Hazardous Substances

A substantial portion of EQMI’s business involves planning, design, program
management and construction management of pollution control facilities, as well
as assessment and management of remediation activities at hazardous waste or
Superfund sites and military bases.  In addition, EQMI contracts with U.S.
federal government entities to destroy hazardous materials. These activities
require EQMI to manage, handle, remove, treat, transport and dispose of toxic
and hazardous substances. Some environmental laws, such as the Superfund law and
similar state and local statutes, can impose liability for the entire cost of
clean-up for contaminated facilities or sites upon present and former owners and
operators, as well as generators, transporters and persons arranging for the
treatment or disposal of such substances. In addition, while Borrowers strive to
handle hazardous and toxic substances with care and in accordance with safe
methods, the possibility of accidents, leaks, spills and the events of force
majeure always exist. Certain of EQMI’s business operations are covered by U.S.
Public Law 85-804, which provides for government indemnification against claims
and damages arising out of unusually hazardous activities performed at the
request of the government. Due to changes in public policies and law, however,
government indemnification may not be available in the case of any future claims
or liabilities relating to other hazardous activities that EQMI performs.
 
 
 

--------------------------------------------------------------------------------

 
 
SCHEDULE 9.13

Pension Matters

None.
 
 
 

--------------------------------------------------------------------------------

 
 
SCHEDULE 9.15

Litigation

Investigation Regarding FOB Hope Project

In August 2007, Parent initiated an internal investigation regarding potential
billing for unallowable costs in connection with the construction of a forward
operating base in Iraq beginning in 2006 (the “FOB Hope Project”).  Parent
completed the FOB Hope Project in March 2008.  Parent submitted its findings to
the Office of the Department of Defense Inspector General and was admitted into
the Department of Defense Voluntary Disclosure Program, which provides
participants with certain protections and rights related to possible contract
violations.  Parent was accepted into the Voluntary Disclosure Program and
answered all questions of, and submitted all information requested by, the
Federal government concerning this matter.  On March 26, 2013, Parent received a
letter from the Department of the Air Force informing it that the Air Force
Civil Engineer Center is seeking reimbursement of approximately $3.69 million,
based on approximately $440,000 in overbillings that Parent disclosed as part of
the Voluntary Disclosure Program and an additional approximately $3.25 million
in unallowable costs as determined by a verification investigation conducted by
the Defense Contract Audit Agency (“DCAA”).  Pursuant to the March 26, 2013
letter, the Air Force had requested that payment be made promptly and informed
Parent that the Defense Finance and Accounting Services payment office may
initiate procedures to offset the amount of the requested reimbursement against
any payments otherwise due to Parent.  The letter advises Parent that if it
believes the requested reimbursement is invalid or the amount is incorrect,
Parent should contact the sender to discuss.
 
Shortly after Parent’s receipt of the March 26, 2013 letter, Parent established
a dialogue with the Air Force and has requested additional information regarding
the findings of the DCAA.  In a show of good faith, Parent also agreed to remit
approximately $440,000 (its estimate of its overbillings pursuant to its filing
with the Voluntary Disclosure Program) (the “Voluntary Amount”) to the Air Force
over a tentatively agreed to installment period.  As of September 30, 2013,
Parent is awaiting further information from the Air Force concerning the
specific terms and conditions for paying the Voluntary Amount as
proposed.  Parent also requested that the Air Force defer further collection
efforts in regard to its request for reimbursement in order to allow the Air
Force time to analyze and properly respond to the information that Parent has
submitted to the Air Force in connection with the DCAA’s claim.  On August 2,
2013 and September 20, 2013, Parent filed responses to the DCAA’s claim with the
Air Force including reasoning to refute the claims asserted by the DCAA.  As of
September 30, 2013 and December 31, 2012, Parent has included within accrued
expenses and other current liabilities, within the condensed consolidated
balance sheet, approximately $400,000 for amounts that may be due in regard to
its FOB Hope Project.  Parent’s management believes that it will be successful
in defending its position with the Air Force.   However, if Parent is not
successful, the outcome would likely have a material adverse effect upon its
financial position. Parent has not accrued any additional amounts in response to
the letter received on March 26, 2013. 
 
 
 

--------------------------------------------------------------------------------

 
 
FOB Hope Project Claim for Equitable Adjustment
 
In 2008, Parent filed a request with the U.S. Air Force for an equitable
adjustment in connection with the FOB Hope Project (the “Air Force Claim”).
Parent completed the FOB Hope Project in March 2008. The Air Force Claim is
being reviewed, but Parent has not been provided with a specific time line for
final resolution of the Air Force Claim and Parent is not able to determine the
amount that might be received in connection with the Air Force Claim.
 
EPA Claim for Equitable Adjustment
 
On January 23, 2012, Parent filed with the EPA to request an equitable
adjustment in connection with a 2-year, $11 million contract to excavate and
remove lead contaminated soils from residential properties located throughout
Madison County, Missouri, which was completed in October 2011 (the “Madison
County Contract”).  On January 23, 2012, Parent filed a request with the EPA for
an equitable adjustment on the basis that it suffered a major financial loss as
a result of certain volume under runs in connection with the Madison County
Contract (“EPA Claim”).  The amount of the EPA Claim was approximately
$6,000,000.  In early April 2013, the EPA filed a motion with the United States
Civilian Board of Contract Appeals (“USCBCA”) for the dismissal of Parent’s
equitable adjustment claim.  On April 30, 2013, the USCBCA denied the EPA’s
motion for dismissal.  On May 10, 2013, Parent agreed with the EPA to pursue an
alternative dispute resolution process as a means to resolve the principal
elements of its claim.  Parent participated with the EPA in a non-binding
mediation program in front of a judge in regard to the principal elements of the
EPA Claim.  On August 6, 2013, the judge issued a report in which he denied the
principal elements of Parent’s claims and found in favor of the EPA.  Based on
this report and upon the advice of legal counsel, Parent has decided not to
further pursue the EPA Claim.
 
 
 

--------------------------------------------------------------------------------

 
 

SCHEDULE 9.17

Affiliates; Affiliate Transactions

Borrower
Directors/Managers
Officers
Stockholders
Subsidiaries
EQMI
James E. Wendle
Robert R. Galvin
Jack S. Greber
James E. Wendle - President and Chief
          Operating Officer
Robert R. Galvin - Chief Financial
          Officer, Executive Vice President,
          Secretary and Treasurer
Jack S. Greber - Senior Vice President
Parent
EQE
EQ Engineers Slovakia, s.r.o.
Vertterre
EQE
Jack S. Greber
N/A
EQMI
None
Vertterre
James E. Wendle
Robert R. Galvin
Joseph P. Hoffman
James E. Wendle - President
Robert R. Galvin - Treasurer
Joseph P. Hoffman - Secretary
EQMI
LGP
Grand Prairie

See also Note 14 - Related Parties, to the Quarterly Report on Form 10-Q of EQM
Technologies & Energy, Inc. for the quarter ended September 30, 2013, filed with
the Securities and Exchange Commission on November 14, 2013.

Parent and Borrowers have certain other arrangements that may be classified
under Permitted Administrative Advances and Permitted Other Distributions
pursuant to which goods and services are exchanged between Parent and Borrowers,
and certain other intercompany arrangements.
 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 9.18

Stockholders

Borrower
Shares/Units Authorized
Shares/Units Outstanding
Stockholders
EQMI
1,000
100
Parent
EQE
100% Interests
EQMI has 100% interest in EQE
EQMI
Vertterre
1,000
1,000
EQMI

 
 

--------------------------------------------------------------------------------

 

SCHEDULE 9.19

Noncompetition Agreements

Employment Agreement between EQMI and James E. Wendle, effective as of January
1, 2012.

Employment Agreement between EQMI and Jack S. Greber effective as of January 1,
2012.

Employment Agreement between EQMI and Robert R. Galvin effective as of January
1, 2012.

Employment Agreement between EQMI and Joseph P. Hoffman effective as of January
1, 2012.

Employment Agreement between EQMI and Daniel Sandoval effective as of December
27, 2012

Stock Purchase Agreement between EQMI and Daniel Sandoval dated as of December
27, 2012
 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 9.20

Bank Accounts

Environmental Quality Management, Inc.
First Financial Bank Lockbox A/C# XXXXXXXXX
First Financial Bank Disbursements A/C# XXXXXXXXX
US Bank Lockbox A/C# XXXXXXXXX
US Bank Operating A/C# XXXXXXXXX

EQ Engineers, LLC
First Financial Bank Lockbox A/C# XXXXXXXXX
First Financial Bank Disbursements A/C# XXXXXXXXX

Beacon
First Financial Bank Money Market A/C# XXXXXXXXX

Vertterre
First Financial Bank Lockbox A/C# XXXXXXXXX
First Financial Bank Disbursements A/C# XXXXXXXXX
 
 
 

--------------------------------------------------------------------------------

 

SCHEDULE 9.24

Leases

Real Property that EQMI Leases

1)           18939 120th Ave NE, Suite 103 Bothell, Washington

2)           64090 NWY 1090, Pearl River, Louisiana

3)           2135 Schapelle Lane, Cincinnati, Ohio

4)           12721 Wolf Road, Geneseo,
Illinois                                                                

5)           3460 Business Drive, Sacramento, California

6)           1280 Arrowhead Court, Crown Point, Indiana

7)           1800 Carillon Boulevard, Cincinnati, Ohio

8)           3400 179th Street, Suite 2, Hammond, Indiana

Real Property that EQE Leases

1)           3400 179th Street, Suite 1, Hammond, Indiana

Real Property that Vertterre Leases

1)           320 Gold Avenue, SW, Suite 500, Albuquerque, New Mexico

2)           816 West Broadway, Bloomfield, New Mexico

3)           14115 Davis Estate Road, Needville, Texas

Equipment that EQMI Leases

1)           Postage Meter, Bethell, Washington

2)           Postage Meter, Crown Point, Indiana

3)           Savin 8350 Copier, Hammond, Indiana

4)           Postage Meter, Cincinnati, Ohio

5)           RICOH Pro 906 EX Copier, Cincinnati, Ohio
 
 
 

--------------------------------------------------------------------------------

 

6)           Panasonic DP C264 Copier, Hammond, Indiana

7)           Kyocera 400CI Copier, Bethell, Washington

8)           Kyocera KM-3035 Copier, Sacramento, California

9)           RICOH MP6001 Copier, Cincinnati, Ohio

10)           2 RICOH MPC4000 Copiers, Cincinnati, Ohio

11)           2 Bobcat T650 Compact Track Loaders, Lynwood, Washington

12)           2 Bobcat E26 Mini Excavator, Lynwood, Washington

13)           2 Bobcat E45 Mini Excavator, Lynwood, Washington

Vehicles that EQMI Leases

#
Year
Make
Model
Lic. State
1
2009
CHEV
COLC
OH
2
2009
CHEV
COLC
OH
3
2008
CHEV
S2HE
IN
4
2010
FORD
F35C
OH
5
2009
CHEV
S2HC
WA
6
2009
CHEV
S15C
WA
7
2009
DODG
SP35
OH
8
2010
FORD
F15E
CA
9
2010
FORD
F150
WA
10
2010
CHEV
S2HE
TX
11
2010
CHEV
S2HE
OH
12
2010
FORD
F15E
OH
13
2010
DODG
B15Q
LA
14
2009
LINC
MKX
OH
15
2009
CHEV
S15C
OH
16
2010
FORD
TRNC
OH
17
2010
CHEV
S15E
IL
18
2011
FORD
F25E
OH
19
2011
FORD
F15E
OH
20
2011
CHEV
S2HE
OH
21
2011
CHEV
S2HE
OH
22
2011
CHEV
S2HE
IN
23
2011
CHEV
S15E
ID
24
2011
CHEV
S15E
OH
25
2011
CHEV
S2HE
OH
26
2012
CHEV
S2HE
OH
27
2012
CHEV
S15E
CA
28
2012
CHEV
S2HC
OH
29
2013
FORD
FOCU
OH
30
2013
CHEV
S3HE
OH

 
 
 

--------------------------------------------------------------------------------

 
 
31
2013
CHEV
S15E
OH
32
2013
CHEV
S3DC
OH
33
2013
CHEV
S15C
IL
34
2013
CHEV
S15C
OH
35
2013
CHEV
S15C
CA
36
2013
CHEV
S2HE
OH
37
2013
CHEV
EQUI
OH
38
2013
CHEV
EQUI
OH
39
2013
CHEV
EQUI
LA
40
2014
CHEV
E35P
OH

 
 

--------------------------------------------------------------------------------

 
 
SCHEDULE 9.25

Insurance Policies for Borrowers

   
Aggregate
Carrier
Coverage Type
Coverage Limit ($)
Chartis
General Liability and Professional Liability
         2,000,000
 
Chartis
Commercial Excess
         9,000,000
 
Chubb
Property
         6,093,000
 
Chubb
Equip- Inland Marine
            857,364
 
Chubb
Worker's Comp
         1,000,000
 
Chubb
Auto
         1,000,000
 
CNA
D&O
         5,000,000
 
CNA
Crime
         1,000,000
 
Chubb
Employment Practices
         3,000,000
 
CNA
Fiduciary
         3,000,000
 

Insurance Policies for Beacon Energy (Texas) Corp.

   
Aggregate
Carrier
Coverage Type
Coverage Limit ($)
 
Catlin
General Liability
 
         2,000,000
 
Steadfast
Pollution
         2,000,000