Exhibit 10.1

 

 

 

 

 

 

 

 

 

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT

  1. CONTRACT ID CODE

 

PAGE   OF   PAGES

 

 

1

2

2. AMENDMENT/MODIFICAITON NO.
   Modification 0003

 3. EFFECTIVE DATE

 4. REQUISITION/PURCHASE REQ. NO.

 5. PROJECT NO. (If applicble)

 6. ISSUED BY

CODE  

 

 7. ADMINISTERED BY (If other than Item 6)

CODE

 

 

 

 

 

 

 

 

 

 

DHHS / OS / OPHEP / OPHEMC
330 Independence Ave.   SW,   Room G640
Washington, DC 20201

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP Code)

   Vaxgen Inc.

   1000 Marina Boulevard, Suite 200

   Brisbane, California 94005-1841

 

(x)

 9A. AMENDMENT OF SOLICIATION NO.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 9B. DATED (SEE ITEM 11)

 

 

 

 

 

 

 

x

 10A. MODIFICATION OF CONTRACT/ORDER NO.
    HHSO 100200500001C

 

 

 

 10B. DATED (SEE ITEM 11)

 

 

 

 

 

 

 

CODE

FACILITY CODE

 

 

                  10/04/04

 

 

 

11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS

o The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers          o is extended,           o is
not extended.

Offers must acknowledge receipt of this amendment prior to the hour and date
specified in the solicitation or as amended, by one of the following methods:

(a) By completing items 8 and 15, and returning ____ copies of the amendment;
(b) By acknowledging receipt of this amendment on each copy of the offer
submitted;

or (c) By separate letter or telegram which includes a reference to the
solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this
amendment your desire to change an offer already submitted, such change may be
made by telegram or letter, provided each telegram for letter makes reference to
the solicitation and this amendment, and is received prior to the opening hour
and date specified.

 

 

 

 

 

12. ACCOUNTING AND APPROPIRATION DATA (If required)

   EIN: 1-943236309

CAN: N/A

Appropriation: N/A

O.C. N/A

$ N/A

13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS.
IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

 

 

 

CHECK ONE

 A.

THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET
FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.

x

 

 

    FAR 52.243-1, Changes - Fixed Price

 

 B.

THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE
CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH
IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

 

 C.

THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:

 

 D.

OTHER (Specify type of modification and authority)

E. IMPORTANT: Contractor x is not, o is required to sign this document and
return ______ copies to the issuing office.

14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings,
including solicitation/contract subject matter where feasible.)

 

 

 

Purpose: To modify the contract to re-establish contract milestone due dates as
described on the following page.

 

 

 

The funded amount remains unchanged ($877,500,000).
The total contract amount remains unchanged ($877,500,000).
The contract expiration date remains unchanged (10/31/2012).

Except as provided herein, all terms and conditions of the document referenced
in Item 9A or 10A, as heretofore changed, remains unchanged and in full force
and effect.

 

 

 

 

15A. NAME AND TITLE OF SIGNER (Type or print)

16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)

   Brian K. Goodger

15B. CONTRACTOR/OFFEROR

15C. DATE SIGNED

16B. UNITED STATES OF AMERICA

16C. DATE SIGNED

 

 

(-s- Brian K. Goodger) [d70055001.jpg]

11/20/06

(Signature of person authorized to sign)

 

(Signature of Contracting Officer)

 

 

 

 

NSN 7540-01-152-8070
Previous edition unusable

 

STANDARD FORM 30 (REV. 10-83)      
Prescribed by GSA FAR (48 CFR) 53.243

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Contract Number HHSO100200500001C

Modification 0003, page 2 of 2

Vaxgen

 

The purpose of this contract modification is to re-establish contract milestone
due dates.

THEREFORE, the contract is hereby modified as follows:

ARTICLE B.4 ADVANCE UNDERSTANDINGS, paragraph 14 is modified for the following
contract milestone due dates as set forth below:

 

 

 

 

 

Milestones

 

 

Contract Completion Date

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6.

Initiate Next Clinical Trial:

 

6.     December 18, 2006

 

 

 

 

 

e.       Initiate enrollment (first subject enrolled)

 

e.     December 18, 2006

 

 

 

 

 

8.

Demonstrate Human Safety and Immunogenicity (VAX023)

 

8.     November 26, 2007

 

 

 

 

 

11.

Demonstrate Human Safety and Immunogenicity to Support EUA or Contingency Use

 

11.    November 26, 2008

 

 

 

 

 

12.

IND Amendment to Support EUA or Contingency Use

 

 

        12.    January, 3, 2009

ALL OTHER TERMS AND CONDITIONS REMAIN UNCHANGED

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