Title: State v. Pardon

State: north-carolina

Issuer: North Carolina Supreme Court

Document:

157 S.E.2d 698 (1967) 272 N.C. 72 STATE of North Carolina v. Fred S. PARDON. No. 418. Supreme Court of North Carolina. November 22, 1967. *700 T. W. Bruton, Atty. Gen., and Ralph Moody, Deputy Atty. Gen., for the State. Charles Lawrence James, Winston-Salem, for defendant appellant. SHARP, Justice. In his brief, appellant brings forward only his exception to the eight-months' sentence. He thereby abandoned all others. Rule 28, Rules of Practice in the Supreme Court of North Carolina. At the time defendant was sentenced on 2 May 1967, G.S. § 14-335(11) (1965 Cumulative Supplement) made the third offense of public drunkenness within any twelve-months' period a general misdemeanor punishable within the discretion of the court. On that date, a sentence of eight months, being within the two-year maximum sentence permitted for misdemeanors, was not cruel and unusual punishment. State v. Robinson, 271 N.C. 448, 156 S.E.2d 854; State v. Driver, 262 N.C. 92, 136 S.E.2d 208; State v. Farrington, 141 N.C. 844, 53 S.E. 954. While the appeal in this case was pending, however, the legislature by Chapter 1256 of the Session Laws of 1967, rewrote G.S. § 14-335 to make the punishment for public drunkenness uniform throughout the State. In doing so, it reduced the maximum prison sentence of thirty days to twenty days for the first offense. For any subsequent offense within a twelve-months' period, it made the punishment a fine of not more than $50.00 or imprisonment of not more than twenty days in the county jail or commitment to the custody of the Director of Prisons for an indeterminate sentence of not less than thirty days and not more than six months. It also made chronic alcoholism an affirmative defense to the charge of public drunkenness and empowered the court to retain jurisdiction over the alcoholic for a period of two years for the purpose of supervising his treatment for the disease. The effect of Chapter 1256 was not to repeal the statute against public drunkenness, G.S. § 12-4, butas of 6 July 1967 to reduce and make uniform the maximum punishment for the offense. See Houston v. State, 143 Tex.Cr.R. 460, 158 S.W.2d 1004. The question posed by this appeal, therefore, is whether the changes in the law, which occurred while defendant's appeal was pending, inure to his benefit. The rule is that when a criminal statute is expressly and unqualifiedly repealed after the crime has been committed, but before final judgmenteven though after conviction, no punishment can be imposed. State v. Perkins, 141 N.C. 797, 53 S.E. 735; United States v. Chambers, 291 *701 U.S. 217, 54 S. Ct. 434, 78 L. Ed. 763. A judgment is not final as long as the case is pending on appeal. The headnote in State v. Nutt, 61 N.C. 20, succinctly states the rule: "If, pending an appeal in a criminal case, the statute authorizing the indictment is repealed, judgment will be arrested." In State v. Williams, 97 N.C. 455, 2 S.E. 55, the defendant was convicted in September 1886 of selling spirituous liquor within five miles of Bethel Church and fined five dollars. From this judgment he appealed to the Supreme Court. On 7 March 1887, while the appeal was pending, the legislature narrowed the limits of the prohibited territory to two miles from that church. In ordering the judgment arrested, Smith, C. J., speaking for the Court, stated the reason for the rule: Accord, In re Estrada, 63 Cal. 2d 740, 48 Cal. Rptr. 172, 408 P.2d 948; 24 C.J.S. Criminal Law § 1544 (1961). Statutes are frequently adopted which change the degree and kind of punishment to be imposed for a criminal act. Where the punishment is increased, and the old law is not expressly or impliedly repealed by the new, which is prospective only in its application, punishment will be imposed under the prior law. State v. Mull, 178 N.C. 748, 101 S.E. 89; State v. Broadway, 157 N.C. 598, 72 S.E. 987; State v. Perkins, supra; State v. Putney, 61 N.C. 543. Any statutory attempt to increase the punishment of a crime committed before its enactment is, of course, invalid as ex post facto legislation. 21 Am.Jur.2d, Criminal Law, § 578 (1965). In the words of Chase, Justice, ex post facto laws are: "The rule is, not that the punishment cannot be changed, but that it cannot be aggravated." State v. Kent, 65 N.C. 311, 312; 16 Am.Jur.2d, Constitutional Law, §§ 400, 403 (1964). See Sekt v. Justice's Court of San Rafael Township, 26 Cal. 2d 297, 159 P.2d 17, 167 A.L.R. 833. The legislature may always remove a burden imposed upon citizens for State purposes. And, when this occurs pending an appeal, absent a saving clause, a manifest legislative intent to the contrary, or a constitutional prohibition, the appellate court must give effect to the new law. State, Use of Mayor & C. C. of Balto. v. Norwood, et al., 12 Md. 195. See State v. Williams, 45 Am.Dec. 741 (S.C.), 2 Richardson's Law 418; Moorehead v. Hunter, 198 F.2d 52 (10th Cir.) (habeas corpus proceeding). Since the judgment is not final pending appeal "the appellate court must dispose of the case under the law in force when its decision is given, even although to do so requires the reversal of a judgment which was right when rendered." Gulf, Col. & S. F. Ry. v. Dennis, 224 U.S. 503, 506, 32 S. Ct. 542, 543, 56 L. Ed. 860, 861. An amendatory act which imposes a lighter punishment can be constitutionally applied to acts committed before its passage. In re Estrada, supra. After a defendant, who did not appeal, has begun *702 serving his sentence, a change or repeal of the law under which he was convicted does not affect his sentence absent a retrospective provision in the statute. Orfield, Criminal Procedure from Arrest to Appeal 589 (1947). When, however, the law under which a defendant was convicted is amended pending appeal so as to mitigate the punishment, it is logical to assume that the legislature intended the new punishment, which it now feels fits the crime, to apply whenever possible. This is especially true when the legislation is enacted for the purpose of combatting alcoholism and rehabilitating alcoholics. As Peters, J., speaking for the court in In re Estrada, supra, said: In In re Estrada, supra, the Supreme Court of California reconsidered and disapproved the four-to-three decision in People v. Harmon, 54 Cal. 2d 9, 4 Cal. Rptr. 161, 351 P.2d 329, that the punishment in effect when a crime is committed prevails. In doing so it relied upon the rationale forcefully expressed in People v. Oliver, 1 N.Y.2d 152, 151 N.Y.S.2d 367, 134 N.E.2d 197: In addition to mitigating the punishment, the provisions of Chapter 1256, G.S. § 14-335(c), make chronic alcoholism a defense to the crime of public drunkenness. Thus, an accused who is able to establish this affirmative defense exonerates himself of crime and subjects himself to enforced rehabilitative treatment. That defendant is, and was at the time of his trial, a chronic alcoholic is unquestioned on the record before us. If he were not, however, he would be entitled to have his sentence decreased in conformity with G.S. § 14-335 (1967). A fortiori, notwithstanding his plea of guilty, under the facts here disclosed, he is also entitled to the benefit of the change in the law which would allow him to prove that his conduct on 13 April 1967 was not criminal. The judgment below is vacated, and the case is remanded to the Superior Court for a trial de novo in which defendant will be entitled to prove, if he can, the affirmative defense of chronic alcoholism. New trial.