Title: Trumbull Cty. Bar Assn. v. Kafantaris

State: ohio

Issuer: Ohio Supreme Court

Document:

[Cite as Trumbull Cty. Bar Assn. v. Kafantaris, 121 Ohio St.3d 387, 2009-Ohio-1389.] 
 
 
 
TRUMBULL COUNTY BAR ASSOCIATION v. KAFANTARIS. 
[Cite as Trumbull Cty. Bar Assn. v. Kafantaris, 
 121 Ohio St.3d 387, 2009-Ohio-1389.] 
Attorney misconduct, including conduct involving dishonesty, fraud, deceit, or 
misrepresentation, conduct prejudicial to the administration of justice, 
failing to maintain complete records of all funds of a client in lawyer’s 
possession, failing to promptly pay a client all the funds in the lawyer’s 
possession to which the client is entitled — Permanent disbarment. 
(No. 2008-2097 — Submitted January 21, 2009 — Decided April 1, 2009.) 
ON CERTIFIED REPORT by the Board of Commissioners on Grievances and 
Discipline of the Supreme Court, No. 07-038. 
__________________ 
 
Per Curiam. 
{¶ 1} Respondent, George Nicholas Kafantaris of Warren, Ohio, 
Attorney Registration No. 0009748, was admitted to the practice of law in Ohio in 
1981.  In 2003, respondent was suspended from the practice of law for one year, 
with six months of that suspension stayed.  Disciplinary Counsel v. Kafantaris, 99 
Ohio St.3d 94, 2003-Ohio-2477, 789 N.E.2d 192.  In a 2008 amended complaint, 
respondent was charged with three counts of misconduct that alleged 14 separate 
violations of the Code of Professional Responsibility.  Relator, Trumbull County 
Bar Association, seeks respondent’s permanent disbarment, and, after a hearing, a 
panel of the Board of Commissioners on Grievances and Discipline recommended 
that same sanction.  The board adopted the panel’s report in full. 
{¶ 2} Respondent would not stipulate to the facts, but in his hearing 
testimony and in his objections to the board’s report, he has admitted to many of 
relator’s charges against him.  The earliest misconduct, which is described in 
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Count Two, arose from client representation that began before respondent’s 2003 
suspension from the practice of law.  Carol J. Williams was hurt in a car accident 
and hired respondent to represent her.  She died of apparently unrelated causes 
shortly before the claim was settled in October 2002, for $25,000. 
{¶ 3} After Williams’s death, her daughter, Sylvia May, retained 
respondent to assist in the administration of her mother’s estate.  Respondent had 
May sign a release and endorse the settlement check, which he deposited in a 
client trust account.  Respondent did not, however, disclose the settlement 
proceeds to the Trumbull County Probate Court. Instead, he began transferring 
funds from the account for his own use.  He continued to misappropriate these 
funds even while he was on suspension from the practice of law from the earlier 
disciplinary case. 
{¶ 4} Once fund misappropriation was suspected and an investigation 
began, respondent was largely uncooperative in the disciplinary process.  For 
months, respondent failed to provide account records to relator despite several 
requests to do so. This failure was ostensibly due in part to the fact that 
respondent kept virtually no written records for at least some of his client trust 
accounts. 
{¶ 5} Based on these acts, the panel found violations of DR 1-102(A)(4) 
(a lawyer shall not engage in conduct involving dishonesty, fraud, deceit, or 
misrepresentation), 1-102(A)(5) (a lawyer shall not engage in conduct prejudicial 
to the administration of justice), 1-102(A)(6) (a lawyer shall not engage in 
conduct that adversely reflects on the lawyer’s fitness to practice law), 7-
102(A)(3) (a lawyer shall not conceal or knowingly fail to disclose that which he 
is required by law to reveal), 9-102(B)(3) (a lawyer shall maintain complete 
records of all funds, securities, and other property of a client in his possession and 
render appropriate accounts to his client), and 9-102(B)(4) (a lawyer shall 
January Term, 2009 
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promptly pay or deliver to the client the funds, securities, and other property in 
the lawyer’s possession to which the client is entitled). 
{¶ 6} Count Three arose from respondent’s conduct after his 2003 
suspension.  When respondent was suspended, he was ordered to, among other 
things, (1) deliver to all active clients any papers or other property pertaining to 
the clients, (2) refund any unearned fees and account for any trust money or 
property in his control or possession, and (3) file a notice of disqualification with 
any court or agency in which he had pending litigation.  Respondent, by the 
order’s terms, had 30 days to satisfy these requirements, and upon completion, 
was to file an affidavit with both the Clerk of the Supreme Court and Disciplinary 
Counsel, averring that he had done these things. 
{¶ 7} On June 19, 2003, respondent signed such an affidavit and later 
filed it in this court.  Respondent, however, had not complied with the terms of 
the order, despite his sworn statement otherwise.  At the time the affidavit was 
filed, he still retained the proceeds of Williams’s settlement and had not filed a 
notice of disqualification with the Trumbull County Probate Court. 
{¶ 8} As a result, the panel found violations of DR 1-102(A)(4), (5), and 
(6), as well as DR 7-102(A)(3). 
{¶ 9} The acts of misconduct in Count One occurred after respondent 
was reinstated to the practice of law and are similar in character to his misconduct 
set forth in Count Two.  Respondent represented Irene Heasley, a.k.a. Irene 
Tsikouris, in a domestic matter.  In 2006, respondent received from a life 
insurance company a check payable to Heasley in the amount of $80,000.  After 
Heasley endorsed the check, respondent deposited it into a client trust account. 
{¶ 10} Respondent admits that over the next nine months, he repeatedly 
transferred funds from the account and converted them to his own use. As in the 
Williams matter, respondent did not keep written records of the client trust 
account and delayed in providing any account information to relator. 
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{¶ 11} The panel accordingly found violations of DR 1-102(A)(5), 9-
102(A)(2) (a lawyer shall maintain client funds in a separate identifiable bank 
account), and 9-102(B)(3) and (4). 
{¶ 12} In determining the sanction to recommend, the panel considered 
the mitigating and aggravating factors involved.  Respondent offered the 
testimony of numerous individuals – mostly his family members – who stated that 
respondent was a good family man.  The panel found that this was entitled to no 
mitigating weight.  It found, on the other hand, that five aggravating factors were 
present: (1) prior disciplinary offense, (2) dishonest or selfish motives, (3) a 
pattern of misconduct, (4) lack of cooperation in the disciplinary process, and (5) 
submission of false evidence or statements or other deceptive practices during the 
disciplinary process. 
{¶ 13} The panel recommended permanent disbarment.  The board 
adopted the panel’s amended findings of fact, conclusions of law, and 
recommendation.  Respondent filed objections to that report.  In his objections, 
respondent conceded the truthfulness of almost all of relator’s charges against 
him.  He disagreed with the finding of dishonest or selfish motive, claiming that it 
was contradicted by the fact that in both the Heasley and Williams cases, his 
clients ultimately received all of their money back.  Respondent continues to urge 
that an indefinite suspension of his license rather than permanent disbarment is 
appropriate. 
{¶ 14} Upon review, we adopt the board’s findings of fact, conclusions of 
law, and recommended sanction.  In Cleveland Bar Assn. v. Dixon, 95 Ohio St.3d 
490, 2002-Ohio-2490, 769 N.E.2d 816, ¶ 15, we stated that misappropriation of 
client funds carried a “presumptive sanction of disbarment.”  In this case, 
respondent repeatedly misappropriated funds from two different clients and, 
amazingly, in one instance continued taking those funds while under suspension. 
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{¶ 15} Respondent 
callously 
disregarded 
his 
client’s 
interests. 
Furthermore his actions show disrespect for the judicial system as a whole. In his 
dealings with the Trumbull County Probate Court in the Williams matter, 
respondent repeatedly failed to disclose to the court the existence of Williams’s 
settlement proceeds. He also failed to file a notice of disqualification with that 
court after his 2003 suspension despite an express directive from this court to do 
so. It is most disturbing that one of respondent’s first acts after beginning that 
suspension was to submit to this court an affidavit containing lies and 
misrepresentations.  Permanent disbarment is the only appropriate sanction. 
{¶ 16} Respondent is hereby permanently disbarred from the practice of 
law in Ohio.  Costs are taxed to respondent. 
Judgment accordingly. 
 
MOYER, 
C.J., 
and 
PFEIFER, 
LUNDBERG 
STRATTON, 
O’CONNOR, 
O’DONNELL, LANZINGER, and CUPP, JJ., concur. 
___________________ 
 
Randil J. Rudloff, Bar Counsel, and Curtis J. Ambrosy, for relator. 
 
Mark G. Kafantaris and John Hollister, for respondent. 
______________________