Title: Cleveland Bar Assn. v. Armon

State: ohio

Issuer: Ohio Supreme Court

Document:

Cleveland Bar Association v. Armon. 
[Cite as Cleveland Bar Assn. v. Armon (1997), ______Ohio St.3d _____.] 
Attorneys at law -- Misconduct -- Permanent disbarment -- 
Appropriation of client funds and a pattern of neglect of client 
interests -- Failing to cooperate in disciplinary investigation. 
 
(No. 96-2785 -- Submitted February 19, 1997  -- Decided June 4, 
1997.) 
 
ON CERTIFIED REPORT by the Board of Commissioners on Grievances 
and Discipline of the Supreme Court, No. 96-26. 
 
On April 15, 1996, relator, Cleveland Bar Association, filed a 
complaint charging that on ten separate occasions respondent, Joseph J. 
Armon of Cleveland, Ohio, Attorney Registration No. 0032181, neglected 
client matters entrusted to him in violation of DR 6-101(A)(3).  Relator 
charged that on two of these occasions respondent engaged in conduct that 
adversely reflected on his fitness to practice law in violation of DR 1-
102(A)(6).  The relator also alleged that with respect to all matters charged 
respondent violated Gov.Bar R. V(4)(G) by failing to cooperate in the 
investigations. Respondent did not answer or respond to the complaint, and 
on October 3, 1996 relator filed a motion for default judgment.  
 
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A panel of the Board of Commissioners on Grievances and Discipline 
of the Supreme Court (“board”) found that respondent, given adequate 
notice of the complaint, failed to answer or otherwise plead.  Based on the 
complaint, the motion for default judgment, and attached affidavits, the 
panel found with respect to Count One that sometime after July 1986, Shelia 
Smith retained respondent to file a personal injury action.  Respondent did 
not respond to Smith’s inquiries about the status of the case in 1993 and did 
not turn the file over to a new attorney after Smith discharged him in March 
1994.  The new attorney discovered that respondent had not pursued the 
case. 
 
With respect to Count Two, the panel found that Patricia Ricca 
retained respondent to file a personal injury claim relating to an accident 
that occurred on April 9, 1987.  On August 8, 1989, it appears Ricca 
irrevocably assigned to Comprehensive Health Services, Inc. 
(“comprehensive”) a portion of any settlement or judgment up to the amount 
of her medical expenses paid by Comprehensive in exchange for 
Comprehensive’s agreement not to sue her for such expenses.  The 
assignment was delivered to respondent.  
 
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Respondent failed to respond to Comprehensive’s inquiries about the  
assignment in September 1989, May 1990, and November 1993.  In May 
1994, Comprehensive again requested information about the assignment, 
indicating that if no response was made, it would begin collection 
proceedings against Ricca.  Respondent failed to return phone calls from 
Comprehensive, reply to its letters, or comply with Ricca’s request that he 
respond.  Respondent also failed to respond to inquiries by relator’s 
investigator. 
 
The panel found that, as alleged in Count Three, Antonia Grabowski 
paid respondent $750 to defend her and her daughter, Julie Ann Delbaso, in 
municipal court in Akron. Respondent filed an appearance, but failed to 
further represent Grabowski and Delbaso.  As a result, a default judgment 
was taken against them.  Grabowski, her new attorney, and counsel for 
relator were all unable to contact respondent about his actions or obtain a 
return of Grabowski’s documents. 
 
The panel found with respect to Count Four that Kathleen Kraemer 
retained respondent in June 1992 to handle her son’s personal injury case.  
Respondent failed to return Kraemer’s phone calls and failed to turn over 
 
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the file to Kraemer’s new counsel as requested in several letters.  
Respondent also failed to respond to investigative inquiries from relator. 
 
As alleged in Count Five, the panel found that Stanley Terry retained 
respondent in November 1984 to pursue a personal-injury claim. 
Respondent received settlement proceeds on September 3, 1987 and March 
11, 1988 and failed to notify respondent or turn the funds over to him. 
Respondent refused to meet with Terry or return his calls about the status of 
his claim.  Respondent also failed to respond to calls or cooperate with 
relator in its investigation of the matter. 
 
The panel found that Randa Mina retained respondent in June 1991 to 
represent her concerning injuries she sustained in an automobile accident.  
Respondent did not respond to Mina’s requests about the status of  her case, 
failed to respond to the collection agencies that were contacting Mina, and 
failed to respond to a doctor’s request for confirmation that he was 
representing Mina.  In fact, respondent did not file the case until May 1993.  
In June 1994, respondent told Mina that her case would be settled within a 
couple of  months.  Mina’s new counsel, whom she hired after discharging 
respondent in November 1994, found that as a result of respondent’s failure 
 
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to appear at a hearing Mina’s case had been dismissed on March 31, 1994.  
Respondent did not  respond to attempts by the relator to investigate the 
matter. 
 
As alleged in Count Seven, the panel found that after respondent 
received $500 from Steven J. Keppler to transfer the residential custody of 
his son, Keppler did not hear from respondent.  Respondent told Keppler’s 
former wife that delay was caused because papers had been lost in the 
courthouse, when, in fact, respondent never filed the necessary papers and 
Keppler’s case was dismissed.  Respondent failed to respond to inquiries by 
the bar association about the matter. 
 
With respect to Count Eight, the panel found that E. Anthony 
Mirosavich retained respondent in July 1991 to handle the estate of his 
father in probate court.  Respondent failed to file federal and state tax 
returns for the estate, failed to distribute all the assets, and otherwise 
delayed in handling the case.  Mirosavich discharged respondent on June 3, 
1994 and retained a new attorney, but the new attorney was unable to obtain 
the estate file from respondent.  Mirosavich died on June 11, 1994, and his 
brother retained the new attorney to continue to handle the estate.  Even 
 
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after repeated attempts, the new attorney was successful in obtaining only 
part of the file from respondent.  Respondent failed to respond to the 
inquiries of the relator with respect to the matter.  The panel found with 
respect to Count Nine that respondent’s actions relating to the father’s estate 
delayed the handling of Mirosavich’s estate. 
 
The panel finally found in Count Ten that in October 1992, Doleta 
Casteel retained respondent to handle a medical malpractice lawsuit.  
Although he filed the case, respondent’s failure to obtain an expert witness 
within the time allowed by the court resulted in a dismissal of the 
proceeding. Respondent failed to notify Casteel of the dismissal.  Casteel 
obtained the services of a new attorney, but neither Casteel, the new 
attorney, nor relator was able to obtain a response from respondent or 
reclaim Casteel’s file from him. 
 
The panel concluded that respondent’s actions and failures to act 
violated the Disciplinary Rules as charged and recommended that 
respondent be indefinitely suspended from the practice of law.  The board 
adopted the findings, conclusions, and recommendation of the panel. 
_________________________________ 
 
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Harold H. Reader and Virginia S. Brown, for relator. 
_________________________________ 
 
Per Curiam.  This case involves a lawyer who failed in his duty to his 
clients by appropriating his clients’ funds, neglecting their interests, and 
engaging in a pattern of deceiving them.  The number of these incidents 
indicates that respondent cannot or will not conform to our required ethical 
standards.  Moreover, respondent has failed in the duty he owes to his 
profession to cooperate in disciplinary investigations.  
 
We accept the findings and conclusions of the board.  We believe, 
however, that conduct such as respondent’s warrants a more severe sanction 
than an indefinite suspension.  Respondent’s pattern of client neglect and 
total disregard of our investigatory process renders him unfit to be 
continued on the roll of those who are allowed to engage in the practice of 
law in Ohio.  We have held in many cases that appropriation of client funds 
and a pattern of neglect of client interests warrants disbarment.  Cuyahoga 
Cty. Bar Assn. v. Churilla (1997), _____Ohio St.3d _____, _____N.E.2d 
____ ; Columbus Bar Assn. v. Sterner (1996), 77 Ohio St.3d 164, 167, 672 
N.E.2d 633, 635, and cases cited therein.  Respondent is hereby 
 
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permanently disbarred from the practice of law in Ohio.  Costs taxed to 
respondent. 
 
 
 
 
 
 
 
Judgment accordingly. 
 
MOYER, C.J., RESNICK, PFEIFER, COOK and LUNDBERG STRATTON, 
JJ., concur. 
 
DOUGLAS and F.E. SWEENEY, JJ., dissent and would indefinitely 
suspend respondent.