Title: Pearson v. State

State: tennessee

Issuer: Tennessee Supreme Court

Document:

521 S.W.2d 225 (1975) John Calvin PEARSON, Petitioner, v. STATE of Tennessee, Respondent. Supreme Court of Tennessee. March 10, 1975. *226 Scott N. Brown, Jr., James D. Robinson, Chattanooga, for petitioner. R.A. Ashley, Jr., Atty. Gen., Bart Durham, Asst. Atty. Gen., for respondent. HENRY, Justice. We granted certiorari in this case in order to clarify the law with respect to the use of criminal convictions as a predicate for successive convictions under the habitual criminal statutes (Sec. 40-2801 et seq., T.C.A.). The record reflects convictions of the petitioner as follows: The first three enumerated convictions resulted in the April 1973 conviction of petitioner as an habitual criminal. The second count of the indictment in the present case charged petitioner with being an habitual criminal on the basis of the same three convictions followed by the commission of a felony (armed robbery) charged in the first count. Upon trial petitioner was convicted of armed robbery and, again, convicted of being an habitual criminal. In the Court of Criminal Appeals, and in this Court, the petitioner attacks his second conviction as an habitual criminal on grounds which may be summarized as follows: The Court of Criminal Appeals decided all issues adversely to petitioner; however, one of the members filed a dissenting opinion protesting the unfairness of using the same prior convictions to support a second habitual criminal conviction. Because of this dissent and because this is an issue of first impression in Tennessee, we granted certiorari. To reduce petitioner's principal complaint to simple terms, he insists that his first conviction as an habitual criminal operates to obliterate the three felony convictions upon which the present conviction is based; and, therefore, the conviction of August 2, 1973, instead of being his fifth conviction, becomes his first. In other words, he says he started all over again and is entitled to commit two more felonies before he may be convicted again as an habitual criminal. As a prelude to our consideration of the petitioner's double jeopardy claim we point out that the habitual criminal statutes do not create an independent crime, but define and prescribe a status arising from circumstances under which the penalty for violating one of the prescribed felonies charged on the same indictment is increased to life imprisonment. Harrison v. State, 217 Tenn. 31, 394 S.W.2d 713 (1965); Canupp v. State, 3 Tenn. Cr.App. 249, 460 S.W.2d 382 (1970). The third conviction of one of the prescribed felonies is the triggering mechanism which brings the habitual criminal statute into play. If the third trial ends in an acquittal then the count of the indictment charging the defendant with being an habitual criminal is not at issue and is not triable. Harrison v. State, supra. It is an elementary proposition that the double jeopardy provisions of the State and Federal Constitutions preclude a second conviction under the habitual criminal statutes, absent the intervening conviction for one of the specific felonies. Again, it is the subsequent felony conviction that triggers the statute. Since habitual criminality is a status or a vehicle for the enhancement of punishment, incidental to and dependent upon the most recent conviction, as opposed to an independent crime, jeopardy does not attach. The following from Graham v. West Virginia, 224 U.S. 616, 32 S. Ct. 583, 56 L. Ed. 917 (1912) is appropriate: Since we have no Tennessee decision on the precise issue of using convictions a second time to support a second habitual criminal conviction, we look to the action of our sister states for guidance. The State of Idaho designates an habitual criminal as a "persistent violator." In State v. Salazar, 516 P.2d 707 (Idaho 1973), which involved an appeal from a second sentence of life imprisonment, the Court said: In State v. Losieau, 182 Neb. 367, 154 N.W.2d 762 (1967) the Nebraska Supreme Court had under consideration an insistence that to allow a conviction to be used more than once to support an habitual criminal charge places a defendant twice in jeopardy and constitutes cruel and unusual punishment. In holding against these insistences the Court said: Texas decisions have a particular relevance since they are cited in support of the dissenting opinion of the Court of Criminal Appeals. In Ex Parte Calloway, 151 Tex.Cr.R. 90, 205 S.W.2d 583 (1947), the Court said: In Mayo v. State, 166 Tex.Cr.R. 470, 314 S.W.2d 834 (1957) the Court quoted from and reaffirmed Calloway. Benedict v. State, 172 Tex.Cr.R. 570, 361 S.W.2d 373 (1962) did not involve the state's habitual offender law. Texas also has a "second offender" law, and under this law the Court held that prior convictions may not be used more than once to enhance punishment. The rationale of Benedict supports the dissenting opinion; however, the same Court, five years later decided Head v. State, 419 S.W.2d 375 (Tex.Cr.App. 1967), wherein Mayo and Calloway were reaffirmed, and said: Head was reaffirmed in Tristan v. State, 510 S.W.2d 329 (Tex.Cr.App. 1974). As pointed out in State v. Salazar, supra, it appears that "Texas now concurs with the majority view that such procedure does not constitute double jeopardy." We hold that the use of prior convictions as the basis for enhancing the penalty for a subsequent felony conviction, even though they have previously been used for such purpose on a prior habitual criminal conviction, does not violate the Fifth Amendment to the Constitution of the United States or Article 1, Section 10 of the Constitution of Tennessee. Petitioner's contention that two of the underlying convictions occurred on the *229 same date and should be considered as only one conviction under the habitual criminal law is without merit. It is not necessary that defendant should have been tried and convicted on separate days. State v. Bomar, 213 Tenn. 487, 376 S.W.2d 446 (1964). Petitioner's insistence that his prior convictions occurred while he was a juvenile is not borne out by the record. With respect to this contention, we concur in the holding of the Court of Criminal Appeals: When a defendant is tried, convicted and sentenced as an adult, the provisions of the habitual criminal law are applicable, if the other criteria are met. In Hobby v. State, 499 S.W.2d 956 (Tenn.Cr.App. 1973) the Court held that our habitual criminal act is not unconstitutional as inflicting cruel and unusual punishment in violation of the Eighth Amendment to the Constitution of the United States. See also Frazier v. State, 480 S.W.2d 553 (Tenn.Cr.App. 1972). Nor does it violate Article 1, Section 16 of the Constitution of Tennessee. The judgment of the Court of Criminal Appeals is affirmed. FONES, C.J., and COOPER, BROCK and HARBISON, JJ., concur.