indicates the name, residence, and date of birth of the said natural person

(ii) A legal person (excluding those listed in item (iv); the same shall apply in this item): any of the following documents:

(a) A certificate of the registered matters concerning the registration of the establishment of the legal person (in the case where the said legal person has not yet registered its establishment, a document prepared by the head of the administrative organ having jurisdiction over the legal person to prove the name of the legal person and the location of its head office or principal office) or a seal registration certificate (limited to those indicating the name of the said legal person and the location of its head office or principal office)

(b) In addition to what is listed in (a), a document issued by a public agency or any other document similar thereto, which indicates the name of the said legal person and the location of its head office or principal office

(iii) A person listed in paragraph 1, item (ii) of the preceding Article: a passport, etc.

(iv) A foreign national (which means a natural person who does not have Japanese nationality; excluding those staying in Japan (excluding those staying in Japan in accordance with Article 9, paragraph 1 of the Agreement under Article VI of the Treaty of Mutual Cooperation and Security Between Japan and the United States of America, Regarding Facilities and Areas and Status of the United States Armed Forces in Japan, or Article 3, paragraph 1 of the Agreement on the Status of the United Nations Forces in Japan)), and a legal person having its head office or principal office in a foreign state: in addition to what is specified in items (i) and (ii), a document issued by a foreign government recognized by the Japanese government or issued by an authorized international organization or another document similar thereto, which is equivalent to what is specified in items (i) and (ii) (in the case of a natural person, limited to those indicating his/her name, residence, and date of birth, and in the case of a legal person, limited to those indicating its name and the location of its head office or principal office)

Article 5 (Identification Data in Lieu of Residence of Foreign Nationals with No Residence in Japan)

(1) The matters specified by an ordinance of the competent ministries as prescribed in Article 4, paragraph 1 of the Act shall, according to the categories of specified transactions listed in the following items, be the matters specified in the respective items:

(i) Transactions listed in Article 8, paragraph 1, item (i), (p) or (v) of the Order or transactions specified in item (v) of the same paragraph (limited to those pertaining to cash and spot transactions): nationality and the number of the passport, etc.

(ii) Transactions other than those listed in the preceding item: residence

(2) When carrying out transactions listed in item (i) of the preceding paragraph, if it is deemed that the period of stay permitted under the Immigration Control and Refugee Recognition Act does not exceed 90 days based on the seal of verification for landing, a crew member's landing permit or any other certificate equivalent thereto which indicates the term of stay (hereinafter referred to as a "seal of verification for landing, etc."), the person shall be deemed to have no residence in Japan as prescribed in Article 4, paragraph 1 of the Act.

Article 6 (Transactions Not Subject to Customer Identification)

(1) The transactions specified by an ordinance of the competent ministries as prescribed in Article 8, paragraph 1 of the Order shall be the following:

(i) Commencement of the transaction of a trust or designation of a beneficiary pursuant to Article 43-2, paragraph 2 of the Financial Instruments and Exchange Act (Act No. 25 of 1948) among transactions listed in Article 8, paragraph 1, item (i), (c) or (d)

(ii) Transactions listed in Article 8, paragraph 1, item (i), (e), (f) or (h) of the Order which pertain to an insurance contract (which means an insurance contract prescribed in Article 8, paragraph 1, item (i), (g) of the Order; the same shall apply hereinafter) or a contract for mutual aid (which means a contract for mutual aid prescribed in (f) of the same item; the same shall apply hereinafter) (limited to those listed as follows):

(a) Contracts without any conditions requiring the payment of pensions (limited to those to be paid on the condition of proof of an individual's existence; the same shall apply hereinafter), maturity insurance money, maturity repayment, or maturity mutual aid money (hereinafter referred to as "conditions requiring the payment of maturity insurance money, etc.") (excluding contracts without any term limitation in which the payment is made on the condition of an individual's death and insur-