Rosy View of SEC Regulation at Odds With Reality
Category: BUSINESS
In an increasingly frantic effort to derail new protections for retirement savers, SIFMA, the self-described "voice of the U.S. securities industry," has purchased yet another study that purports to show why a pending Department of Labor (DOL) proposal to require all financial advisors to put their customers first is unnecessary and inappropriate.
By Barbara Roper, ContributorDirector of investor protection, Consumer Federation of America, 2015-03-25