Interaction between adverse childhood experiences and polygenic risk in patients with bipolar disorder

<jats:title>Abstract</jats:title><jats:p>The interaction between genes and environment often occurs when they depend on one another. We hypothesized that adverse childhood experiences (ACEs) would interact with genetic predispositions to bipolar disorder (BD), demonstrating earlier age at onset (AAO) and worse clinical outcomes. We aimed to clarify the effects of the interaction between ACEs and genetic susceptibility using polygenic risk score (PRS) on AAO and clinical outcomes. Single nucleotide polymorphisms and clinical data, including ACEs, were obtained from the Bipolar Genomic Study, which contains a large sample of BD participants. A total of 1615 subjects with BD I were obtained and divided into two groups according to the presence or absence of ACEs and an additional four groups based on the number of ACEs (none versus one versus two versus ≥ three types). ACEs was evaluated using the childhood life events scale (CLES). BD–PRS was obtained from the Psychiatric Genomics Consortium, which compared BD patients and healthy controls. The BD–PRS was higher in the group with ACEs than without ACEs at most <jats:italic>p</jats:italic>-value thresholds. In multivariate linear regression analyses, both groups with more ACEs and higher BD–PRS were independently and interactively associated with an earlier AAO of BD; however, only greater ACEs were associated with worsened clinical outcome. These findings highlight the clinical importance of evaluating ACEs and polygenic risk in research of the etiology of BD.</jats:p>

section_content: The interaction between genes and environment (G × E) often occurs when they depend on one another 1. For example, adverse childhood experiences (ACEs) are wellknown environmental factors in the development of bipolar disorder (BD) in vulnerable individuals 2. ACEs are potentially childhood traumatic events that can have negative, lasting effects on health and well-being, ranging from a parent loss or parental divorce to physical or emotional abuse 3. Additionally, ACEs is thought to interact with vulnerable genes to induce the clinical development of symptoms of more severe BD, such as earlier age at onset (AAO) 1. 

An effect of ACEs on the AAO of BD was found in specific carriers of the SCL6A4 promoter genotype 4. In addition, the negative effects of childhood sexual abuse on the AAO of BD may be amplified in carriers of the TLR2 rs3804099 risk genotype 5 ; however, approximately 95% of positive findings from candidate gene studies have been estimated to be false positives 6. Moreover, molecular data have confirmed that schizophrenia and bipolar disorders are highly polygenic 7. 

Researchers have begun to investigate polygenic effect using polygenic risk scores (PRSs) 8. These scores were calculated after conducting a genome-wide association study (GWAS) in a discovery sample and analyzing single nucleotide polymorphisms (SNPs) for multiple p-value thresholds to predict BD in an independent target sample 9. Each of these large numbers of SNPs in the target sample is weighted by their effect size in a discovery sample (GWAS) to reflect the polygenic effect of BD. Thus, high PRS could mean high BD genetic predisposition. Some investigators have found that individuals with high PRS instead of single SNP, and exposure to childhood abuse are particularly at risk for developing major depressive disorder compared to normal controls and rapid cycling within BD patients 10, 11 ; however, no previous studies have investigated the relationship between PRS and various ACEs as well as abuse. We hypothesized that ACEs interact with the genetic predisposition to BD, and that both of these factors would induce earlier AAO and worse clinical outcomes of BD. We also hypothesized that the group with more ACEs would demonstrate lower PRS due to G × E within BD patients. 

The purpose of the present study was to clarify the effects of the interaction between ACEs and PRS on AAO and clinical outcomes.
section_name: Introduction

section_name: Participants and methods

section_content: SNPs and clinical data, including ACEs, were obtained from the Bipolar Genomic Study (BiGS) by Bipolar Disorder Genetic Association Information Network and Translational Genomic Institute which is a large sample that was collected by the National Institute of Mental Health Genetics Initiative for Bipolar Disorder for largescale GWAS in the United States 12. These data were accessed by Dr. Kelsoe who is a member of the BiGS. All subjects provided written informed consent in accordance to protocols from local institutional review boards. From this cohort, we obtained 1 615 subjects with BD I, who were of European ancestry to heighten homogeneity. Participants provided written informed consent according to institutional review board protocols and were evaluated using the Diagnostic Interview for Genetic Studies (DIGS) 11, 13. DIGS is a specific clinical interview for evaluating mood and psychotic disorders through a semistructured design corresponding to a wide spectrum of DSM-IV criteria. The test-retest reliability (interval 4-10 days in the cross-site phase) was found to be high. Excellent inter-rater reliability was found for schizophrenia, bipolar disorder, major depression, and unipolar schizoaffective disorder. The DIGS' scoring system includes the following clinical information: AAO, psychotic symptom severity (scored as
section_name: Participants

section_content: A detailed description of the sample and genotyping procedures has been previously described 11. Genotyping of the BiGS sample was conducted using the Affymetrix Genome-Wide Human SNP Array 6. 0 (Santa Clara, CA, USA). Initially, it consisted of 2200 BD patients with ACE data and 1436 healthy controls with 703,012 SNPs. We included only BD I cases with European ancestry and excluded healthy controls in the present study. The new sample underwent an extensive quality control process to eliminate individuals with >10% missing data and SNPs with poor allele clustering, duplicate errors, minor allele frequencies (MAFs) <0. 01, Hardy-Weinberg equilibrium <10 -6, and nonEuropean ancestry as indicated with principal component analysis. Finally, we retained 1615 BD I participants with 632,739 SNPs.
section_name: Genotyping and quality control

section_content: ACEs were evaluated using the CLES which is a nineitem scale assessing various ACEs, including physical abuse, between 3 and 12 years of age 2. The CLES score corresponds to the number of accumulated traumatic events during that period, with a range from zero to nine events. The CLES contains the following items: death of a parent, death of a sister or brother, onset of a chronic illness (e. g., juvenile diabetes), long-term hospitalization (≥1 month), permanent injury or disability (e. g., loss of a limb), physical abuse (PA), receiving a death or injury threat, leaving home unexpectedly (e. g., foreclosure by the bank), and serious unexpected life changes (e. g., a parent losing a job).
section_name: Childhood life events scale (CLES)

section_content: The PRSs were created using the odds ratios from the Psychiatric Genomics Consortium (PGC) 14 data, which compared GWAS BD patients and healthy controls. This was the first large collaborative GWAS in BD patients that used the multinational PGC BD Working Group was comprised of 7481 patients with BD and 9250 controls 14. Participant PRSs were obtained following the method described by Purcell and colleagues using PLINK software 15. From the meta-analysis, SNPs were selected that had an imputation INFO score < 0. 9, MAF < 0. 02, and low linkage disequilibrium to each other (r 2 < 0. 25 within 500 kb). The meta-analysis results of SNPs for up to seven p-value thresholds (p = 0. 0001, 0. 001, 0. 01, 0. 05, 0. 1, 0. 2, and 0. 3) were chosen to calculate the PRS in our current sample; therefore, the numbers of SNPs included were 124, 737, 4060, 14,161, 24,096, 40,640, and 54,577, respectively. The PRS was standardized using a mean of 0 and a standard deviation of 1 to aide in interpretation. For our main analysis, we used the threshold for PRS calculation that was associated with the highest explained variance in previous studies (i. e., p = 0. 01) 10, 16. In our present sample, the threshold of p = 0. 01 had a casecontrol explained variance of Nagelkerke r 2 = 0. 04.
section_name: Polygenic risk score (PRSs)

section_content: The patients were divided into two groups based on the presence or absence of ACE and into four additional groups based on the number of ACEs (none versus one versus two versus ≥ three types). Since all of the continuous variables except AAO did not conform to a normal distribution, Mann-Whitney and Kruskal-Wallis tests, as well as t-tests and analyses of variance were applied. The chi-squared test was applied to categorical variables. In addition, multivariate linear regression and binary regression analyses were performed to evaluate whether the AAO and clinical variables were associated with CLES and PRS scores. All statistical analyses were conducted using SPSS (version 21; IBM, Armonk, NY, USA) and SALT (version 2. 5; Istech Inc., Goyang, Republic of Korea).
section_name: Statistical analysis

section_content: The demographic and clinical characteristics of the two groups (i. e., with and without ACEs) are presented in Table 1. At least one ACEs had been experienced during childhood by 63. 6% of all participants. The AAO were significantly earlier in subjects, who had experienced ACEs and there was an association between ACEs presence and worse clinical outcomes of BD; however, the number of manic and depressive episodes per year did not differ between groups. 

BD-PRS was higher in the ACEs group than the group without ACEs for most thresholds of the p-value (p = 0. 3, 0. 2, 0. 1, 0. 05, and 0. 01; Fig. 1 ) except two low p-value thresholds (p = 0. 001 and 0. 0001). Additionally, the mean PRS of the four groups based on the number of ACEs differed significantly among groups (df = 3, p = 0. 021; Fig. 2 ). In multiple comparisons, there was a significant difference between the groups without ACEs and with one ACE (p = 0. 015; Bonferroni corrected). 

Multivariate linear regression analyses were performed to assess whether the number of ACEs and PRS were affecting the association with AAO. More ACEs and higher PRS were independently associated with an earlier AAO (Table 2 ); however, the number of major depressive and manic episodes was not associated with ACEs or PRS. Multivariate linear regression analyses were also performed to determine whether the four groups based on the number of ACEs and PRS influenced the association with AAO. Groups with more ACEs and higher PRS were independently and interactively associated with an earlier AAO (Table 3 ). Among other clinical outcomes, the presence of suicide attempts, worsening of functioning, and substance misuse were also associated with the number of ACEs (Table 4 ).
section_name: Results

section_content: Ours is the study to use PRS and ACEs to examine the impact of the G × E interaction on the AAO and clinical outcomes of BD patients. We found that PRS was higher in the group with ACEs than without ACEs for most pvalue thresholds and PRS, the four groups that were divided based on the number of ACEs, and their interaction induced earlier AAO. 

Most previous studies have been limited by investigating only one or a few SNPs; however, candidate gene studies may miss some important genetic aspects of BD that is polygenic in nature. Recent studies have suggested that a high BD-PRS may be associated with the presence of psychotic features during mood episodes 17, 18, while BD-PRS has been suggested to not be associated with an earlier AAO 19. An additional recent study reported the interaction between childhood maltreatment and PRS in patients with BD and found that BD-PRS and childhood maltreatment interacted to increase the risk of rapid cycling 11. 

In the present study, BD-PRS was higher in the group with ACEs than without ACE for most of the p-value thresholds (p = 0. 3, 0. 2, 0. 1, 0. 05, and 0. 01; Fig. 1 ). This finding indicates that individuals with exposure to ACEs have a higher genetic predisposition toward BD. Thus, it can be hypothesized that the parental genetic susceptibility to BD may invoke ACEs on their offspring because of psychopathological factors such as high aggression, poor impulse control, and labile affect 20. Otherwise, offspring with BD may bring parental maltreatment or ACEs upon themselves. These results suggest that ACEs may act as an environmental factor and a mediator connecting ACE and genetic susceptibility. Etain et al. introduced the unresolved chicken-and-egg debate regarding the relationship between ACEs and BD in their review article 21. Authors addressed the following four hypotheses about this relationship:

1. The parents or caregivers of patients with BD may demonstrate higher levels of expressed emotions, including critical, hostile, or overinvolved attitudes 22, which may produce ACEs, such as emotional abuse 21. 2. The childhood behavioral disturbances linked to early comorbid conduct or disruptive problems 23, 24 and attention deficits with hyperactivity 25 may cause ACEs or abuse by parents or caregivers 21. 3. Parental bipolar genetic loading and its psychopathology may lead to the disease in offspring and an elevation in the likelihood of ACEs 20. 4. The intergenerational transmission of childhood trauma in BD families may support the interpretation of an association between childhood trauma and BD 21. Notably, our present findings support the first and third hypotheses. 

Next, only BD-PRS did not correlate with AAO. This finding was consistent with a recent study with a larger sample, where BD-PRS was not found to be significantly associated with AAO; however, in multivariate linear regression analyses with PRS and the number of ACEs, both were independently associated with an earlier AAO in BD patients. In another multivariate linear regression analyses, four groups based on the number of ACEs and PRS were independently and interactively associated with an earlier AAO. Thus, it can be assumed that individuals with more BD-associated risk alleles and ACEs can be expected to cross the liability threshold earlier and have an earlier onset. Our findings were inconsistent with the only other study evaluating the interaction between BD-PRS and childhood maltreatment in 402 French and Norwegian patients with BD, which did not discover any relationship between BD-PRS and childhood maltreatment with AAO. We consider that since our participants consisted of only BD I patients with multiple recurrences, while only 74% of patients in the alternate study had BD I, this could reflect low BD-PRS. Another discrepancy is that we examined various childhood traumatic events, including childhood maltreatment, while they examined only childhood maltreatment when childhood trauma was evaluated; however, it is still difficult to draw conclusions due to the lack of research 26. Moreover, higher BD-PRS was not associated with worsened clinical outcomes. Contrarily, higher numbers of ACEs were associated with worse clinical outcomes, including suicide attempts, decreased functioning, and substance misuse, unlike BD-PRS. This appears to be due to the decreased influence of PRS than anticipated on clinical outcomes compared to ACEs. Current literature has revealed that the presence of only ACEs or childhood maltreatment are related to poor clinical outcomes 27. Thus, the presence of ACEs appears to be more powerful predictor of poorer clinical outcomes than BD-PRS. However, both of PRS and ACE were not significantly related to the number of episodes of BD. According to two-hits model of susceptibility, childhood stressors interacts genetic factors, which lead to a susceptibility and then adulthood stressors may lead to recur and make episodes 28. Thus, future studies are needed to investigate adulthood stressors as well as ACEs. 

The present study was subject to some limitations. First, healthy controls were not included; therefore risk ratios between BD patients and healthy controls could not be determined. Second, recall bias associated with the retrospective study design may have been present ACEs recall may be affected by the mood of BD participants. Third, the PRS can only assess the level of SNPs, not the epigenetic level. Thus, future studies are needed to investigate the effects of epigenetics and polygenicity in BD. However, previous study found that BD patients with higher SPR-PRS had poor treatment response to lithium than those with lower SPR-PRS. Thus, BD-PRS do not necessarily mean the indicator of poor prognosis of BD. Forth, the present study just investigated the number of ACEs. Thus, future studies need to investigate not only the number but also the severity of ACEs using more integrative approaches. Notwithstanding these limitations, the present study has some significant strengths, such as the large sample size and using various data evaluations from patients with BD using structured questionnaires. 

Both ACEs and BD-PRS were independently and interactively associated with an earlier AAO of BD. These findings highlight the clinical importance of evaluating ACEs and polygenic risk in understanding the etiology of BD.
section_name: Discussion

section_content: Acknowledgements Y. M. P. was supported by a grant from Research year of Inje University in 2016 (20150897) and the National Research Foundation of Korea (NRF), funded by the Ministry of Science and ICT ( 2020R1F1A1073188 ). We would particularly like to thank the study participants for their contribution, the clinicians and research staff who contributed to patient recruitment and management of data. We thank the members of the Bipolar Genomic Study (BiGS), Bipolar Disorder Genetic Association Information Network (GAIN-BP ), Translational Genomic Institute (TGEN), and Bipolar Disorder Working Groups of the Psychiatric Genomics Consortium (PGC) for providing access to the relevant data.

section_name: Conflict of interest

section_content: The authors declare that they have no conflict of interest.
section_name: Conflict of interest

section_content: The authors assert that all procedures contributing to this work comply with the ethical standards of the relevant national and institutional committees on human experimentation and with the Declaration of Helsinki (1975, revised in 2008). 

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section_name: Ethical standards