Market Abuse (Directive 2003/6/Ec) Regulations 2005
Statutory Instruments
Source: Statutory Instruments

num: 1
paragraphs: Citation, construction and commencement
6
num: 2
paragraphs: Interpretation generally
7
num: 3
paragraphs: Single administrative competent authority
17
num: 4
paragraphs: Application
18
PART 2
Insider Dealing and Market Manipulation
Regulation
Page
num: 5
paragraphs: Insider dealing
20
num: 6
paragraphs: Market manipulation
23
num: 7
paragraphs: Preventing and detecting market manipulation practices
23
num: 8
paragraphs: Exemption for actions taken in conformity with takeover rules
24
num: 9
paragraphs: Buy-back programmes or stabilisation measures
25
num: 10
paragraphs: Disclosure of inside information
28
num: 11
paragraphs: Disclosure of information (additional requirements)
32
num: 12
paragraphs: Managers’ transactions
34
num: 13
paragraphs: Suspicious transactions to be notified
38
num: 14
paragraphs: Restrictions on disclosure of notification under Regulation 13 and of identity of notifier
41
num: 15
paragraphs: Cooperation with other competent authorities
42
PART 3
Fair Presentation of Recommendations
Regulation
Page
num: 16
paragraphs: Interpretation (Part 3)
48
num: 17
paragraphs: Production and dissemination of recommendations
50
num: 18
paragraphs: Identity of producer of recommendation
50
num: 19
paragraphs: General standard for fair presentation of recommendations
51
num: 20
paragraphs: Additional obligations in relation to fair presentation of recommendations
52
num: 21
paragraphs: General standard of disclosure of interests and conflicts of interest
54
num: 22
paragraphs: Additional obligations in relation to disclosure of interests or conflicts of interest
55
num: 23
paragraphs: Dissemination of recommendations produced by third parties
58
num: 24
paragraphs: Additional obligations for investment firms and credit institutions
60
num: 25
paragraphs: Non-written recommendations
61
num: 26
paragraphs: Exemption for journalists
61
PART 4
Powers of the Bank
Regulation
Page
num: 27
paragraphs: Definitions (Part 4)
63
num: 28
paragraphs: Power to appoint authorised officers
64
num: 29
paragraphs: Powers of authorised officers
65
num: 30
paragraphs: Warrants
68
num: 31
paragraphs: Directions by Bank
69
num: 32
paragraphs: Privilege
74
num: 33
paragraphs: Delegations, etc
74
PART 5
enforcement provisions
Regulation
Page
num: 34
paragraphs: Interpretation (Part 5)
76
num: 35
paragraphs: Bank may appoint assessor
78
num: 36
paragraphs: Revocation of appointment of assessor
81
num: 37
paragraphs: Power to require witnesses to appear and give evidence
82
num: 38
paragraphs: Referral to Court on question of law
84
num: 39
paragraphs: Assessee to be issued copy of any adverse assessment, etc
84
num: 40
paragraphs: Right of appeal against adverse assessment (including specified sanctions).
85
num: 41
paragraphs: Sanctions that may be imposed by Bank
86
num: 42
paragraphs: Power to correct assessments
87
num: 43
paragraphs: When specified sanctions take effect
88
num: 44
paragraphs: Enforcement of adverse assessment (including specified sanctions)
89
num: 45
paragraphs: Publication of certain specified sanctions
91
num: 46
paragraphs: Person not liable to be penalised twice for same contravention
91
num: 47
paragraphs: Person not to be concerned in management of regulated financial service provider while disqualified
92
num: 48
paragraphs: Power of Bank to resolve suspected contraventions, etc
93
PART 6
offences and reports
Regulation
Page
num: 49
paragraphs: Offences generally and application of section 32 of Investment Funds, Companies and Miscellaneous Provisions Act 2005
94
num: 50
paragraphs: Obstruction, etc. of authorised officer
95
num: 51
paragraphs: False, etc. information
95
num: 52
paragraphs: Offences by bodies corporate, etc
96
num: 53
paragraphs: Summary proceedings may be brought by Bank
96
num: 54
paragraphs: Annual report of Bank
97