ASIC's Head of Financial Services Enforcement testifies about Superannuation at the Royal Commission
Channel: Banking Royal Commission
Date: 2018-09-09

[5.22] Tim Mullaly, senior executive leader the Australian Securities and Investments Commission's (ASIC) financial services enforcement team, returns to the Banking Royal Commission during the round on Superannuation. He is being questioned over ASIC's disciplinary action on CBA, ANZ and Westpac, and its use of enforceable undertakings instead of civil penalties.

Recorded on 17 August 2018 at the Owen Dixon Commonwealth Law Courts Building in Melbourne.

Testimony held during the fifth round of public hearings focusing on the conduct of superannuation trustees in Australia at the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry.

Exhibits:
https://bit.ly/2wSxBmG

Transcript:
https://bit.ly/2wKMarR

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© Commonwealth of Australia 2018.

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