ASIC's Head of Financial Services Enforcement testifies at the Banking Royal Commission
Channel: Banking Royal Commission
Date: 24/06/2018

[3.34] Tim Mullaly, senior executive leader the Australian Securities and Investments Commission's (ASIC) financial services enforcement team, is being questioned over how the regulator decides whether or not to pursue a court proceeding or infringement notice.

Recorded on 1 June 2018 at the Owen Dixon Commonwealth Law Courts Building in Melbourne.

Transcript:
https://bit.ly/2xL7xgr

Testimony held during the third round of public hearings on lending to small and medium enterprises at the Australian Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry.

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