Reviewerly/exHarmony huggingface dataset:
Predicting the Citation Count and CiteScore of Journals One Year in Advance

Prediction of the future performance of academic journals is a task that can benefit a variety of stakeholders including editorial staff, publishers, indexing services, researchers, university administrators and granting agencies. Using historical data on journal performance, this can be framed as a machine learning regression problem. In this work, we study two such regression tasks: 1) prediction of the number of citations a journal will receive during the next calendar year, and 2) prediction of the Elsevier CiteScore a journal will be assigned for the next calendar year. To address these tasks, we first create a dataset of historical bibliometric data for journals indexed in Scopus. We propose the use of neural network models trained on our dataset to predict the future performance of journals. To this end, we perform feature selection and model configuration for a Multi-Layer Perceptron and a Long Short-Term Memory. Through experimental comparisons to heuristic prediction baselines and classical machine learning models, we demonstrate superior performance in our proposed models for the prediction of future citation and CiteScore values.
Computing the minimum distance of the $C(\mathbb{O}_{3,6})$ polar Orthogonal Grassmann code with elementary methods

The polar orthogonal Grassmann code $C(\mathbb{O}_{3,6})$ is the linear code associated to the Grassmann embedding of the Dual Polar space of $Q^+(5,q)$. In this manuscript we study the minimum distance of this embedding. We prove that the minimum distance of the polar orthogonal Grassmann code $C(\mathbb{O}_{3,6})$ is $q^3-q^3$ for $q$ odd and $q^3$ for $q$ even. Our technique is based on partitioning the orthogonal space into different sets such that on each partition the code $C(\mathbb{O}_{3,6})$ is identified with evaluations of determinants of skew--symmetric matrices. Our bounds come from elementary algebraic methods counting the zeroes of particular classes of polynomials. We expect our techniques may be applied to other polar Grassmann codes.
FLIP: A Provable Defense Framework for Backdoor Mitigation in Federated Learning

Federated Learning (FL) is a distributed learning paradigm that enables different parties to train a model together for high quality and strong privacy protection. In this scenario, individual participants may get compromised and perform backdoor attacks by poisoning the data (or gradients). Existing work on robust aggregation and certified FL robustness does not study how hardening benign clients can affect the global model (and the malicious clients). In this work, we theoretically analyze the connection among cross-entropy loss, attack success rate, and clean accuracy in this setting. Moreover, we propose a trigger reverse engineering based defense and show that our method can achieve robustness improvement with guarantee (i.e., reducing the attack success rate) without affecting benign accuracy. We conduct comprehensive experiments across different datasets and attack settings. Our results on eight competing SOTA defense methods show the empirical superiority of our method on both single-shot and continuous FL backdoor attacks. Code is available at https://github.com/KaiyuanZh/FLIP.
A Control Theoretic Approach to Infrastructure-Centric Blockchain Tokenomics

There are a multitude of Blockchain-based physical infrastructure systems, operating on a crypto-currency enabled token economy, where infrastructure suppliers are rewarded with tokens for enabling, validating, managing and/or securing the system. However, today's token economies are largely designed without infrastructure systems in mind, and often operate with a fixed token supply (e.g., Bitcoin). This paper argues that token economies for infrastructure networks should be structured differently - they should continually incentivize new suppliers to join the network to provide services and support to the ecosystem. As such, the associated token rewards should gracefully scale with the size of the decentralized system, but should be carefully balanced with consumer demand to manage inflation and be designed to ultimately reach an equilibrium. To achieve such an equilibrium, the decentralized token economy should be adaptable and controllable so that it maximizes the total utility of all users, such as achieving stable (overall non-inflationary) token economies. Our main contribution is to model infrastructure token economies as dynamical systems - the circulating token supply, price, and consumer demand change as a function of the payment to nodes and costs to consumers for infrastructure services. Crucially, this dynamical systems view enables us to leverage tools from mathematical control theory to optimize the overall decentralized network's performance. Moreover, our model extends easily to a Stackelberg game between the controller and the nodes, which we use for robust, strategic pricing. In short, we develop predictive, optimization-based controllers that outperform traditional algorithmic stablecoin heuristics by up to $2.4 \times$ in simulations based on real demand data from existing decentralized wireless networks.
Finding Memo: Extractive Memorization in Constrained Sequence Generation Tasks

Memorization presents a challenge for several constrained Natural Language Generation (NLG) tasks such as Neural Machine Translation (NMT), wherein the proclivity of neural models to memorize noisy and atypical samples reacts adversely with the noisy (web crawled) datasets. However, previous studies of memorization in constrained NLG tasks have only focused on counterfactual memorization, linking it to the problem of hallucinations. In this work, we propose a new, inexpensive algorithm for extractive memorization (exact training data generation under insufficient context) in constrained sequence generation tasks and use it to study extractive memorization and its effects in NMT. We demonstrate that extractive memorization poses a serious threat to NMT reliability by qualitatively and quantitatively characterizing the memorized samples as well as the model behavior in their vicinity. Based on empirical observations, we develop a simple algorithm which elicits non-memorized translations of memorized samples from the same model, for a large fraction of such samples. Finally, we show that the proposed algorithm could also be leveraged to mitigate memorization in the model through finetuning. We have released the code to reproduce our results at https://github.com/vyraun/Finding-Memo.
Selecting and Composing Learning Rate Policies for Deep Neural Networks

The choice of learning rate (LR) functions and policies has evolved from a simple fixed LR to the decaying LR and the cyclic LR, aiming to improve the accuracy and reduce the training time of Deep Neural Networks (DNNs). This paper presents a systematic approach to selecting and composing an LR policy for effective DNN training to meet desired target accuracy and reduce training time within the pre-defined training iterations. It makes three original contributions. First, we develop an LR tuning mechanism for auto-verification of a given LR policy with respect to the desired accuracy goal under the pre-defined training time constraint. Second, we develop an LR policy recommendation system (LRBench) to select and compose good LR policies from the same and/or different LR functions through dynamic tuning, and avoid bad choices, for a given learning task, DNN model and dataset. Third, we extend LRBench by supporting different DNN optimizers and show the significant mutual impact of different LR policies and different optimizers. Evaluated using popular benchmark datasets and different DNN models (LeNet, CNN3, ResNet), we show that our approach can effectively deliver high DNN test accuracy, outperform the existing recommended default LR policies, and reduce the DNN training time by 1.6$\sim$6.7$\times$ to meet a targeted model accuracy.
Implementation of Trained Factorization Machine Recommendation System on Quantum Annealer

Factorization Machine (FM) is the most commonly used model to build a recommendation system since it can incorporate side information to improve performance. However, producing item suggestions for a given user with a trained FM is time-consuming. It requires a run-time of $O((N_m \log N_m)^2)$, where $N_m$ is the number of items in the dataset. To address this problem, we propose a quadratic unconstrained binary optimization (QUBO) scheme to combine with FM and apply quantum annealing (QA) computation. Compared to classical methods, this hybrid algorithm provides a faster than quadratic speedup in finding good user suggestions. We then demonstrate the aforementioned computational advantage on current NISQ hardware by experimenting with a real example on a D-Wave annealer.
Non-Contrastive Learning-based Behavioural Biometrics for Smart IoT Devices

Behaviour biometrics are being explored as a viable alternative to overcome the limitations of traditional authentication methods such as passwords and static biometrics. Also, they are being considered as a viable authentication method for IoT devices such as smart headsets with AR/VR capabilities, wearables, and erables, that do not have a large form factor or the ability to seamlessly interact with the user. Recent behavioural biometric solutions use deep learning models that require large amounts of annotated training data. Collecting such volumes of behaviour biometrics data raises privacy and usability concerns. To this end, we propose using SimSiam-based non-contrastive self-supervised learning to improve the label efficiency of behavioural biometric systems. The key idea is to use large volumes of unlabelled (and anonymised) data to build good feature extractors that can be subsequently used in supervised settings. Using two EEG datasets, we show that at lower amounts of labelled data, non-contrastive learning performs 4%-11% more than conventional methods such as supervised learning and data augmentation. We also show that, in general, self-supervised learning methods perform better than other baselines. Finally, through careful experimentation, we show various modifications that can be incorporated into the non-contrastive learning process to archive high performance.
Modeling Information Change in Science Communication with Semantically Matched Paraphrases

Whether the media faithfully communicate scientific information has long been a core issue to the science community. Automatically identifying paraphrased scientific findings could enable large-scale tracking and analysis of information changes in the science communication process, but this requires systems to understand the similarity between scientific information across multiple domains. To this end, we present the SCIENTIFIC PARAPHRASE AND INFORMATION CHANGE DATASET (SPICED), the first paraphrase dataset of scientific findings annotated for degree of information change. SPICED contains 6,000 scientific finding pairs extracted from news stories, social media discussions, and full texts of original papers. We demonstrate that SPICED poses a challenging task and that models trained on SPICED improve downstream performance on evidence retrieval for fact checking of real-world scientific claims. Finally, we show that models trained on SPICED can reveal large-scale trends in the degrees to which people and organizations faithfully communicate new scientific findings. Data, code, and pre-trained models are available at http://www.copenlu.com/publication/2022_emnlp_wright/.
Investigating Neuron Disturbing in Fusing Heterogeneous Neural Networks

Fusing deep learning models trained on separately located clients into a global model in a one-shot communication round is a straightforward implementation of Federated Learning. Although current model fusion methods are shown experimentally valid in fusing neural networks with almost identical architectures, they are rarely theoretically analyzed. In this paper, we reveal the phenomenon of neuron disturbing, where neurons from heterogeneous local models interfere with each other mutually. We give detailed explanations from a Bayesian viewpoint combining the data heterogeneity among clients and properties of neural networks. Furthermore, to validate our findings, we propose an experimental method that excludes neuron disturbing and fuses neural networks via adaptively selecting a local model, called AMS, to execute the prediction according to the input. The experiments demonstrate that AMS is more robust in data heterogeneity than general model fusion and ensemble methods. This implies the necessity of considering neural disturbing in model fusion. Besides, AMS is available for fusing models with varying architectures as an experimental algorithm, and we also list several possible extensions of AMS for future work.
Geometric Knowledge Distillation: Topology Compression for Graph Neural Networks

We study a new paradigm of knowledge transfer that aims at encoding graph topological information into graph neural networks (GNNs) by distilling knowledge from a teacher GNN model trained on a complete graph to a student GNN model operating on a smaller or sparser graph. To this end, we revisit the connection between thermodynamics and the behavior of GNN, based on which we propose Neural Heat Kernel (NHK) to encapsulate the geometric property of the underlying manifold concerning the architecture of GNNs. A fundamental and principled solution is derived by aligning NHKs on teacher and student models, dubbed as Geometric Knowledge Distillation. We develop non- and parametric instantiations and demonstrate their efficacy in various experimental settings for knowledge distillation regarding different types of privileged topological information and teacher-student schemes.
On the Effectiveness of Automated Metrics for Text Generation Systems

A major challenge in the field of Text Generation is evaluation because we lack a sound theory that can be leveraged to extract guidelines for evaluation campaigns. In this work, we propose a first step towards such a theory that incorporates different sources of uncertainty, such as imperfect automated metrics and insufficiently sized test sets. The theory has practical applications, such as determining the number of samples needed to reliably distinguish the performance of a set of Text Generation systems in a given setting. We showcase the application of the theory on the WMT 21 and Spot-The-Bot evaluation data and outline how it can be leveraged to improve the evaluation protocol regarding the reliability, robustness, and significance of the evaluation outcome.
Generalised Likelihood Ratio Testing Adversaries through the Differential Privacy Lens

Differential Privacy (DP) provides tight upper bounds on the capabilities of optimal adversaries, but such adversaries are rarely encountered in practice. Under the hypothesis testing/membership inference interpretation of DP, we examine the Gaussian mechanism and relax the usual assumption of a Neyman-Pearson-Optimal (NPO) adversary to a Generalized Likelihood Test (GLRT) adversary. This mild relaxation leads to improved privacy guarantees, which we express in the spirit of Gaussian DP and $(\varepsilon, \delta)$-DP, including composition and sub-sampling results. We evaluate our results numerically and find them to match the theoretical upper bounds.
Unsupervised Term Extraction for Highly Technical Domains

Term extraction is an information extraction task at the root of knowledge discovery platforms. Developing term extractors that are able to generalize across very diverse and potentially highly technical domains is challenging, as annotations for domains requiring in-depth expertise are scarce and expensive to obtain. In this paper, we describe the term extraction subsystem of a commercial knowledge discovery platform that targets highly technical fields such as pharma, medical, and material science. To be able to generalize across domains, we introduce a fully unsupervised annotator (UA). It extracts terms by combining novel morphological signals from sub-word tokenization with term-to-topic and intra-term similarity metrics, computed using general-domain pre-trained sentence-encoders. The annotator is used to implement a weakly-supervised setup, where transformer-models are fine-tuned (or pre-trained) over the training data generated by running the UA over large unlabeled corpora. Our experiments demonstrate that our setup can improve the predictive performance while decreasing the inference latency on both CPUs and GPUs. Our annotators provide a very competitive baseline for all the cases where annotations are not available.
Deep Grey-Box Modeling With Adaptive Data-Driven Models Toward Trustworthy Estimation of Theory-Driven Models

The combination of deep neural nets and theory-driven models, which we call deep grey-box modeling, can be inherently interpretable to some extent thanks to the theory backbone. Deep grey-box models are usually learned with a regularized risk minimization to prevent a theory-driven part from being overwritten and ignored by a deep neural net. However, an estimation of the theory-driven part obtained by uncritically optimizing a regularizer can hardly be trustworthy when we are not sure what regularizer is suitable for the given data, which may harm the interpretability. Toward a trustworthy estimation of the theory-driven part, we should analyze regularizers' behavior to compare different candidates and to justify a specific choice. In this paper, we present a framework that enables us to analyze a regularizer's behavior empirically with a slight change in the neural net's architecture and the training objective.
Are Deep Sequence Classifiers Good at Non-Trivial Generalization?

Recent advances in deep learning models for sequence classification have greatly improved their classification accuracy, specially when large training sets are available. However, several works have suggested that under some settings the predictions made by these models are poorly calibrated. In this work we study binary sequence classification problems and we look at model calibration from a different perspective by asking the question: Are deep learning models capable of learning the underlying target class distribution? We focus on sparse sequence classification, that is problems in which the target class is rare and compare three deep learning sequence classification models. We develop an evaluation that measures how well a classifier is learning the target class distribution. In addition, our evaluation disentangles good performance achieved by mere compression of the training sequences versus performance achieved by proper model generalization. Our results suggest that in this binary setting the deep-learning models are indeed able to learn the underlying class distribution in a non-trivial manner, i.e. by proper generalization beyond data compression.
Path association rule mining

Graph association rule mining is a data mining technique used for discovering regularities in graph data. In this study, we propose a novel concept, {\it path association rule mining}, to discover the correlations of path patterns that frequently appear in a given graph. Reachability path patterns (i.e., existence of paths from a vertex to another vertex) are applied in our concept to discover diverse regularities. We show that the problem is NP-hard, and we develop an efficient algorithm in which the anti-monotonic property is used on path patterns. Subsequently, we develop approximation and parallelization techniques to efficiently and scalably discover rules. We use real-life graphs to experimentally verify the effective
Informed Sampling-based Collision Avoidance with Least Deviation from the Nominal Path

This paper addresses local path re-planning for $n$-dimensional systems by introducing an informed sampling scheme and cost function to achieve collision avoidance with minimum deviation from an (optimal) nominal path. The proposed informed subset consists of the union of ellipsoids along the specified nominal path, such that the subset efficiently encapsulates all points along the nominal path. The cost function penalizes large deviations from the nominal path, thereby ensuring current safety in the face of potential collisions while retaining most of the overall efficiency of the nominal path. The proposed method is demonstrated on scenarios related to the navigation of autonomous marine crafts.
Simultaneous Improvement of ML Model Fairness and Performance by Identifying Bias in Data

Machine learning models built on datasets containing discriminative instances attributed to various underlying factors result in biased and unfair outcomes. It's a well founded and intuitive fact that existing bias mitigation strategies often sacrifice accuracy in order to ensure fairness. But when AI engine's prediction is used for decision making which reflects on revenue or operational efficiency such as credit risk modelling, it would be desirable by the business if accuracy can be somehow reasonably preserved. This conflicting requirement of maintaining accuracy and fairness in AI motivates our research. In this paper, we propose a fresh approach for simultaneous improvement of fairness and accuracy of ML models within a realistic paradigm. The essence of our work is a data preprocessing technique that can detect instances ascribing a specific kind of bias that should be removed from the dataset before training and we further show that such instance removal will have no adverse impact on model accuracy. In particular, we claim that in the problem settings where instances exist with similar feature but different labels caused by variation in protected attributes , an inherent bias gets induced in the dataset, which can be identified and mitigated through our novel scheme. Our experimental evaluation on two open-source datasets demonstrates how the proposed method can mitigate bias along with improving rather than degrading accuracy, while offering certain set of control for end user.
Development of a cascaded fine pointing and tracking control loop for quantum key distribution via free-space optical communications

Satellite based quantum key distribution (QKD) enables the delivery of keys for quantum secure communications over long distances. Maturity of the technology as well as industrial interest are ever increasing. Same is true for satellite free-space optical communications (FSOC). In order to enable a robust channel for transmission it is indispensable to account for static and dynamically changing misalignments between the transmitter and receiver pair. This work will focus on the transmitter terminal (Alice) and the design and verification process of the active beam steering system. The novelty is a recently developed variable reluctance fine steering mirror (FSM) including eddy current sensors (ECS) to measure its tip and tilt. A cascaded architecture was chosen in order to combine the optical stabilization objective with the dynamics of the mirror platform. The inner control loop makes use of an observer model whose estimated output is fed into a state controller allowing for an increased responsiveness. While high gains increase the closed loop bandwidth the eigenfrequency of the system introduces a pole to the plant which has to be avoided by the controller output. A digital notch filter was introduced to reject the excitation of the critical frequency band which gets obsolete in a system with high frequency sampling capabilities. The outer loop is engaged when a valid optical signal is received and a transition from a closed loop pointing to a closed loop tracking mode is performed. A proportional-integral (PI) controller keeps the received beam at the 4-quadrant-diode (4QD) whose center is used as the main reference through prior calibration with the transmit beam launching on the same path. The presented cascaded control scheme allows improvements in system performance and reliability.