Great Leap Forward

Great Leap Forward
The Great Leap Forward was an economic and social campaign within the People's Republic of China (PRC) from 1958 to 1962, led by the Chinese Communist Party (CCP). Party Chairman Mao Zedong launched the campaign to reconstruct the country from an agrarian economy into an industrialized society through the formation of people's communes. Mao decreed that efforts to multiply grain yields and bring industry to the countryside should be increased. Local officials were fearful of Anti-Rightist Campaigns and they competed to fulfill or over-fulfill quotas which were based on Mao's exaggerated claims, collecting non-existent "surpluses" and leaving farmers to starve to death. Higher officials did not dare to report the economic disaster which was being caused by these policies, and national officials, blaming bad weather for the decline in food output, took little or no action. Millions of people died in China during the Great Leap, with estimates ranging from 15 to 55 million, making the Great Chinese Famine the largest or second-largest famine in human history.
The major changes which occurred in the lives of rural Chinese people included the incremental introduction of mandatory agricultural collectivization. Private farming was prohibited, and those people who engaged in it were persecuted and labeled counter-revolutionaries. Restrictions on rural people were enforced with public struggle sessions and social pressure, and forced labor was also exacted from people. Rural industrialization, while officially a priority of the campaign, saw "its development ... aborted by the mistakes of the Great Leap Forward". The Great Leap was one of two periods between 1953 and 1976 in which China's economy shrank. Economist Dwight Perkins argues that "enormous amounts of investment only produced modest increases in production or none at all. ... In short, the Great Leap was a very expensive disaster".
In 1959, Mao Zedong ceded day-to-day leadership to pragmatic moderates like Chinese President Liu Shaoqi and Vice Premier Deng Xiaoping, and the CCP studied the damage which was done at conferences which it held in 1960 and 1962, especially at the "Seven Thousand Cadres Conference". Mao did not retreat from his policies; instead, he blamed problems on bad implementation and "rightists" who opposed him. He initiated the Socialist Education Movement in 1963 and the Cultural Revolution in 1966 in order to remove opposition and re-consolidate his power. In addition, dozens of dams constructed in Zhumadian, Henan during the Great Leap Forward collapsed in 1975 (under the influence of Typhoon Nina) and resulted in the 1975 Banqiao Dam failure, with estimates of its death toll ranging from tens of thousands to 240,000.
Background
In October 1949 after the defeat of the Kuomintang, the Chinese Communist Party proclaimed the establishment of the People's Republic. Immediately, landlords and wealthier farmers had their land holdings forcibly redistributed to poorer peasants. In the agricultural sectors, crops deemed by the Party to be "full of evil", such as opium, were destroyed and replaced with crops such as rice.
Mao Zedong had long dreamed of a "leapfrog" movement that would allow China to advance to a communist society. In March 1955, at a national conference of the Party, Mao declared that China "would catch up with and surpass the most powerful capitalist countries in several dozen years," and in October, Mao announced that he would complete the building of a socialist state in 15 years.
Agricultural collectives and other social changes
Before 1949, peasants had farmed their own small pockets of land and observed traditional practices—festivals, banquets, and paying homage to ancestors. It was realized that Mao's policy of using a state monopoly on agriculture to finance industrialization would be unpopular with the peasants. Therefore, it was proposed that the peasants should be brought under Party control by the establishment of agricultural collectives which would also facilitate the sharing of tools and draft animals.
This policy was gradually pushed through between 1949 and 1958 in response to immediate policy needs, first by establishing "mutual aid teams" of 5–15 households, then in 1953 "elementary agricultural cooperatives" of 20–40 households, then from 1956 in "higher co-operatives" of 100–300 families. From 1954 onward peasants were encouraged to form and join collective-farming associations, which would supposedly increase their efficiency without robbing them of their own land or restricting their livelihoods.
By 1958, private ownership was abolished and all households were forced into state-operated communes. Mao demanded that the communes increase grain production to feed the cities and to earn foreign exchange through exports.
Apart from progressive taxation on each household's harvest, the state introduced a system of compulsory state purchases of grain at fixed prices to build up stockpiles for famine-relief and meet the terms of its trade agreements with the Soviet Union. Together, taxation and compulsory purchases accounted for 30% of the harvest by 1957, leaving very little surplus. Rationing was also introduced in the cities to curb 'wasteful consumption' and encourage savings (which were deposited in state-owned banks and thus became available for investment), and although food could be purchased from state-owned retailers the market price was higher than that for which it had been purchased. This too was done in the name of discouraging excessive consumption.
Besides these economic changes, the Party implemented major social changes in the countryside including the banishing of all religious and mystic institutions and ceremonies, replacing them with political meetings and propaganda sessions. Attempts were made to enhance rural education and the status of women (allowing them to initiate divorce if they desired) and ending foot-binding, child marriage and opium addiction. The old system of internal passports (the hukou) was introduced in 1956, preventing inter-county travel without appropriate authorization. Highest priority was given to the urban proletariat for whom a welfare state was created.
The first phase of collectivization resulted in modest improvements in output. Famine along the mid-Yangzi was averted in 1956 through the timely allocation of food-aid, but in 1957 the Party's response was to increase the proportion of the harvest collected by the state to insure against further disasters. Moderates within the Party, including Zhou Enlai, argued for a reversal of collectivization on the grounds that claiming the bulk of the harvest for the state had made the people's food-security dependent upon the constant, efficient, and transparent functioning of the government.
Hundred Flowers Campaign and Anti-Rightist Campaign
In 1957, Mao responded to the tensions which existed in the Party by launching the Hundred Flowers Campaign as a way to promote free speech and criticism. Some scholars have retroactively concluded that this campaign was a ploy designed to allow critics of the regime, primarily intellectuals but also low ranking members of the party who were critical of the agricultural policies, to identify themselves.
By the time of the completion of the first 5 Year Economic Plan in 1957, Mao had come to believe that the path to socialism that had been followed by the Soviet Union was not appropriate for China. He was critical of Khrushchev's reversal of Stalinist policies and he was also alarmed by the uprisings that had taken place in East Germany, Poland and Hungary, and the perception that the USSR was seeking "peaceful coexistence" with the Western powers. Mao had become convinced that China should follow its own path to communism. According to Jonathan Mirsky, a historian and a journalist who specialized in Chinese affairs, China's isolation from most of the rest of the world, along with the Korean War, had accelerated Mao's attacks on his perceived domestic enemies. It led him to accelerate his designs to develop an economy where the regime would get maximum benefit from rural taxation.
Rash advance movement and anti-rash advance movement
In the early years of the New China, due to the lack of experience in financial and economic work, it was a common practice to include the fiscal surplus of the previous year in the budget of the current year. Because of the low level of budgeting in the fiscal sector and inaccurate estimates of economic development, revenues and expenditures were underestimated. However, no problems arose because the government usually managed to end the fiscal year with a surplus. In 1953, when China entered the first five-year plan period, the Chinese economy had improved and the Ministry of Finance still decided to include the fiscal surplus of the previous fiscal year as credit funds in the 1953 budget revenue to cover the current year's expenditures. As a result, budget expenditures were expanded and so was the size of the budget. At that time, only the Soviet expert Kutuzov warned the Chinese fiscal authorities not to use the fiscal surplus of the previous year, however, it was not heeded by the Ministry of Finance. In that year, the gross industrial and agricultural output grew by 21.3%, while the capital construction budget increased by 50% compared to the previous year, which led to an imbalance between production and demand. Such was the "small rash advance" (小冒進) at the start of the first five-year plan period. The issue had caused widespread social controversy. The faction of Li Xiannian, Chen Yun and others did not think it was appropriate to continue this practice, but they also had opponents. Li Xiannian finally decided to hold a collective meeting to discuss the issue, and after listening to the views of all parties, he decided to abolish the practice.
Nevertheless, the controversy over the use of the fiscal surplus persisted, which brought another reckless "rash advance" to China's economic development in 1956. At that time, China lacked consideration in three areas: capital construction, employee wages and agricultural loans, making the central treasury tight again. This drew the attention of Zhou Enlai, Li Xiannian and others, and at a state meeting held on June 5, 1956, proposals were made to curb impetuousness and rash advances, revise the 1956 national economic plan, and cut capital construction investment. Such was the anti-"rash advance" movement.
The excess of the first five-year plan gave the nation great confidence, and at the Second Plenary Session of the 8th Central Committee, "go all out, aim high, and build socialism with greater, faster, better, and more economical results" was adopted as the "General Line for Socialist Construction" in China. In 1955, Mao had already expressed his belief that socialist construction should achieve "greater, faster, better, and more economical" results. These led to the re-emergence of "rash advances", which further led to the reintroduction of policies and tendencies that had previously been overturned. Those who opposed Mao's policies were accused of not upholding the tenets of the "class struggle" under people's cult of Mao.
Initial goals
Regarding agriculture, the Chinese government recognized the country's dilemma of feeding its rapidly growing population without the means to make significant capital improvements in agriculture. Viewing human labor as an underutilized factor of production, the government intensified the mobilization of masses of people to increase labor inputs in agriculture.
In November 1957, party leaders of communist countries gathered in Moscow to celebrate the 40th anniversary of the October Revolution. Soviet Communist Party First Secretary Nikita Khrushchev proposed not only to catch up with but exceed the United States in industrial output in the next 15 years through peaceful competition. Mao Zedong was so inspired by the slogan that China put forward its own one: to catch up with and surpass the United Kingdom in 15 years. As with its approach to agriculture, the Chinese government attempted to compensate for its inability to invest in industry with mass mobilizations to increase human labor inputs.
The initial projects of the Great Leap Forward were accelerating the construction of waterworks on the North China Plain during the 1957-1958 winter and next the development of people's communes and crude forms of rural industrialization.
Organizational and operational factors
The Great Leap Forward campaign began during the period of the Second Five Year Plan which was scheduled to run from 1958 to 1963, though the campaign itself was discontinued by 1961. Mao unveiled the Great Leap Forward at a meeting in January 1958 in Nanjing.
The Great Leap Forward was grounded in a logical theory of economic development and represented an unambiguous social invention. The central idea behind the Great Leap was that China should "walk on two legs," by rapidly developing both heavy and light industry, urban and rural areas, and large and small scale labor. The hope was to industrialize by making use of the massive supply of cheap labour and avoid having to import heavy machinery. The government also sought to avoid both social stratification and technical bottlenecks involved in the Soviet model of development, but sought political rather than technical solutions to do so. Distrusting technical experts, Mao and the party sought to replicate the strategies used in its 1930s regrouping in Yan'an following the Long March: "mass mobilization, social leveling, attacks on bureaucratism, [and] disdain for material obstacles". Mao advocated that a further round of collectivization modeled on the USSR's "Third Period" was necessary in the countryside where the existing collectives would be merged into huge people's communes.
People's communes
An experimental commune was established at Chayashan in Henan in April 1958. Here for the first time private plots were entirely abolished and communal kitchens were introduced. At the Politburo meetings in August 1958, it was decided that these people's communes would become the new form of economic and political organization throughout rural China. By the end of the year approximately 25,000 communes had been set up, with an average of 5,000 households each. The communes were relatively self-sufficient co-operatives where wages and money were replaced by work points.
The commune system was aimed at maximizing production for provisioning the cities and constructing offices, factories, schools, and social insurance systems for urban-dwelling workers, cadres, and officials. Citizens in rural areas who criticized the system were labeled "dangerous". Escape was also difficult or impossible, and those who attempted were subjected to "party-orchestrated public struggle", which further jeopardized their survival. Besides agriculture, communes also incorporated some light industry and construction projects.
Industrialization
Mao saw grain and steel production as the key pillars of economic development. He forecast that within 15 years of the start of the Great Leap, China's industrial output would surpass that of the UK. In the August 1958 Politburo meetings, it was decided that steel production would be set to double within the year, most of the increase coming through backyard steel furnaces. Major investments in larger state enterprises were made: 1587, 1361 and 1815 medium and large-scale state projects were started in 1958, 1959 and 1960 respectively, more in each year than in the first Five Year Plan.
Millions of Chinese became state workers as a consequence of this industrial investment: in 1958, 21 million were added to non-agricultural state payrolls, and total state employment reached a peak of 50.44 million in 1960, more than doubling the 1957 level; the urban population swelled by 31.24 million people. These new workers placed major stress on China's food-rationing system, which led to increased and unsustainable demands on rural food production.
During this rapid expansion, coordination suffered and material shortages were frequent, resulting in "a huge rise in the wage bill, largely for construction workers, but no corresponding increase in manufactured goods". Facing a massive deficit, the government cut industrial investment from 38.9 to 7.1 billion yuan from 1960 to 1962 (an 82% decrease; the 1957 level was 14.4 billion).
Backyard furnaces
With no personal knowledge of metallurgy, Mao encouraged the establishment of small backyard steel furnaces in every commune and in each urban neighborhood. Mao was shown an example of a backyard furnace in Hefei, Anhui, in September 1958 by provincial first secretary Zeng Xisheng. The unit was claimed to be manufacturing high quality steel.
Huge efforts on the part of illiterate peasants and other workers were made to produce steel out of scrap metal. To fuel the furnaces, the local environment was denuded of trees and wood taken from the doors and furniture of peasants' houses. Pots, pans, and other metal artifacts were requisitioned to supply the "scrap" for the furnaces so that the wildly optimistic production targets could be met. Many of the male agricultural workers were diverted from the harvest to help the iron production as were the workers at many factories, schools, and even hospitals. Although the output consisted of low quality lumps of pig iron which was of negligible economic worth, Mao had a deep distrust of intellectuals, engineers and technicians who could have pointed this out and instead placed his faith in the power of the mass mobilization of the peasants.
Moreover, the experience of the intellectual classes following the Hundred Flowers Campaign silenced those aware of the folly of such a plan. According to his private doctor, Li Zhisui, Mao and his entourage visited traditional steel works in Manchuria in January 1959 where he found out that high quality steel could only be produced in large-scale factories using reliable fuel such as coal. However, he decided not to order a halt to the backyard steel furnaces so as not to dampen the revolutionary enthusiasm of the masses. The program was only quietly abandoned much later in that year.
Irrigation
Substantial effort was expended during the Great Leap Forward on a large-scale, but too often in the form of poorly planned capital construction projects, such as irrigation works built without input from trained engineers. Mao was well aware of the human cost of these water conservancy campaigns. In early 1958, while listening to a report on irrigation in Jiangsu, he mentioned that:
Though Mao "criticized the excessive use of corvée for large-scale water conservancy projects" in late 1958, mass mobilization on irrigation works continued unabated for the next several years, and claimed the lives of hundreds of thousands of exhausted, starving villagers. The inhabitants of Qingshui and Gansu referred to these projects as the "killing fields."
Crop production experiments
[[File:People's daily 13 Aug 1958 .jpg|thumb|A People's Daily front page report on 13 August 1958, that the Macheng Jianguo commune in Hubei had set a record of 36,956 jin of early rice per mu, roughly ]]
On the communes, a number of radical and controversial agricultural innovations were promoted at the behest of Mao. Many of these innovations were based on the ideas of now discredited Soviet agronomist Trofim Lysenko and his followers. The policies included close cropping, whereby seeds were sown far more densely than normal on the incorrect assumption that seeds of the same class would not compete with each other. Deep plowing was encouraged on the mistaken belief that this would yield plants with extra large root systems. Moderately productive land was left unplanted based on the belief that concentrating manure and effort on the most fertile land would lead to large productivity gains per-acre. Altogether, these untested innovations generally led to decreases in grain production rather than increases.
Meanwhile, local leaders were pressured into falsely reporting ever-higher grain production figures to their political superiors. Participants at political meetings remembered production figures being inflated up to 10 times their actual production amounts as the race to please superiors and win plaudits—like the chance to meet Mao himself—intensified. The state was later able to force many production groups to sell more grain than they could spare based on these false production figures.
Treatment of villagers
The ban on private holdings ruined peasant life at its most basic level, according to Mirsky. Villagers were unable to secure enough food to go on living because they were deprived by the commune system of their traditional means of being able to rent, sell, or use their land as collateral for loans. In one village, once the commune was operational the Party boss and his colleagues "swung into manic action, herding villagers into the fields to sleep and to work intolerable hours, and forcing them to walk, starving, to distant additional projects".
Edward Friedman, a political scientist at the University of Wisconsin; Paul Pickowicz, a historian at the University of California, San Diego, and Mark Selden, a sociologist at Binghamton University, wrote about the dynamic of interaction between the Party and villagers:
The authors present a similar picture to Thaxton in depicting the party's destruction of the traditions of Chinese villagers. Traditionally prized local customs were deemed signs of "feudalism" to be extinguished, according to Mirsky. "Among them were funerals, weddings, local markets, and festivals. The Party thus destroyed much that gave meaning to Chinese lives. These private bonds were social glue. To mourn and to celebrate is to be human. To share joy, grief, and pain is humanizing." Failure to participate in the CCP's political campaigns—though the aims of such campaigns were often conflicting—"could result in detention, torture, death, and the suffering of entire families".
Public struggle sessions were often used to intimidate the peasants into obeying local officials; they increased the death rate of the famine in several ways, according to Thaxton. "In the first case, blows to the body caused internal injuries that, in combination with physical emaciation and acute hunger, could induce death." In one case, after a peasant stole two cabbages from the common fields, the thief was publicly criticized for half a day. He collapsed, fell ill, and never recovered. Others were sent to labor camps.
Around 6 to 8% of those who died during the Great Leap Forward were tortured to death or summarily killed.
Benjamin Valentino notes that "communist officials sometimes tortured and killed those accused of failing to meet their grain quota".
However, J. G. Mahoney, Professor of Liberal Studies and East Asian Studies at Grand Valley State University, has said that "there is too much diversity and dynamism in the country for one work to capture ... rural China as if it were one place." Mahoney describes an elderly man in rural Shanxi who recalls Mao fondly, saying "Before Mao we sometimes ate leaves, after liberation we did not." Regardless, Mahoney points out that Da Fo villagers recall the Great Leap Forward as a period of famine and death, and among those who survived in Da Fo were precisely those who could digest leaves.
Lushan Conference
The initial impact of the Great Leap Forward was discussed at the Lushan Conference in July–August 1959. Although many of the more moderate leaders had reservations about the new policy, the only senior leader to speak out openly was Marshal Peng Dehuai. Mao responded to Peng's criticism of the Great Leap by dismissing Peng from his post as Defence Minister, denouncing Peng (who came from a poor peasant family) and his supporters as "bourgeois", and launching a nationwide campaign against "rightist opportunism". Peng was replaced by Lin Biao, who began a systematic purge of Peng's supporters from the military.
Consequences
The failure of agricultural policies, the movement of farmers from agricultural to industrial work, and weather conditions suppressed the food supply. At the same time improvements in medicine, infant mortality, and average life expectancy promoted by the Patriotic Health Campaign led to a greatly increased need for food. The shortage of supply clashed with an explosion in demand, leading to millions of deaths from severe famine. The economy, which had improved since the end of the civil war, was devastated, and in response to the severe conditions, there was resistance among the populace.
The effects on the upper levels of government in response to the disaster were complex, with Mao purging the Minister of National Defense Peng Dehuai in 1959, the temporary promotion of Lin Biao, Liu Shaoqi, and Deng Xiaoping, and Mao losing some power and prestige following the Great Leap Forward, which led him to launch the Cultural Revolution in 1966.
Famine
Despite the harmful agricultural innovations, the weather was very favorable in 1958 and the harvest was also good. However, the amount of labor which was diverted to steel production and construction projects meant that much of the harvest was left to rot because it was not collected in some areas. This problem was exacerbated by a devastating locust swarm, which was caused when their natural predators were killed as part of the Four Pests Campaign.
Although actual harvests were reduced, local officials, under tremendous pressure to report record harvests to central authorities in response to the innovations, competed with each other to announce increasingly exaggerated results. These results were used as the basis for determining the amount of grain which would be taken by the State, supplied to the towns and cities and exported. This barely left enough grain for the peasants, and in some areas, starvation set in. A 1959 drought and flooding from the Yellow River in the same year also contributed to the famine.
During 1958–1960 China continued to be a substantial net exporter of grain, despite the widespread famine which was being experienced in the countryside, as Mao sought to maintain face and convince the outside world of the success of his plans. Foreign aid was refused. When the Japanese foreign minister told his Chinese counterpart Chen Yi about an offer of 100,000 tonnes of wheat which was going to be shipped away from public view, he was rebuffed.
John F. Kennedy was also aware that the Chinese were exporting food to Africa and Cuba during the famine. He said during the news conference on 23 May 1962, "Well, there has been no indication of any expression of interest or desire by the Chinese Communists to received any food from us, as I have said at the beginning, and we would certainly have to have some idea as to whether the food was needed and under what conditions it might be distributed. Up to the present, we have had no such indication." But Kennedy said that the US provided food for about half a million refugees in British Hong Kong.
With dramatically reduced yields, even urban areas received greatly reduced rations; however, mass starvation was largely confined to the countryside, where, as a result of drastically inflated production statistics, very little grain was left for the peasants to eat. Food shortages were bad throughout the country, but the provinces which had adopted Mao's reforms with the most vigor, such as Anhui, Gansu and Henan, tended to suffer disproportionately. Sichuan, one of China's most populous provinces, known in China as "Heaven's Granary" because of its fertility, is thought to have suffered the highest number of deaths from starvation due to the vigor with which provincial leader Li Jingquan undertook Mao's reforms. There are widespread oral reports, though little official documentation, of cannibalism being practiced in various forms as a result of the famine. Author Yan Lianke also claims that, while growing up in Henan during the Great Leap Forward, he was taught to "recognize the most edible kinds of bark and clay by his mother. When all of the trees had been stripped and there was no more clay, he learned that lumps of coal could appease the devil in his stomach, at least for a little while."
The agricultural policies of the Great Leap Forward and the associated famine continued until January 1961, when, at the Ninth Plenum of the 8th Central Committee of the Chinese Communist Party, the restoration of agricultural production through a reversal of the Great Leap policies was started. Grain exports were stopped, and imports from Canada and Australia reduced the impact of the food shortages, at least in the coastal cities.
Deaths by famine
The exact number of deaths by famine is difficult to determine, and estimates range from 15 million to 55 million people. Because of the uncertainties which are involved in estimating the number of deaths which were caused by the failure of the Great Leap Forward and the ensuing famine and because of the uncertainties which are involved in estimating the numbers of deaths which were caused by other famines, it is difficult to compare the severity of different famines. If an estimate of 30 million deaths is accepted, the failure of the Great Leap Forward caused the deadliest famine in the history of China, and it also caused the deadliest famine in human history.Yang, Jisheng (2010) "The Fatal Politics of the PRC's Great Leap Famine: The Preface to Tombstone" Journal of Contemporary China. Volume 19 Issue 66. pp. 755–776. Retrieved 3 Sep 2011. Yang excerpts Sen, Amartya (1999). Democracy as a universal value. Journal of Democracy 10(3), pp. 3–17 who calls it "the largest recorded famine in world history: nearly 30 million people died". This extremely high loss of human lives was partially caused by China's large population. To put things into absolute and relative numerical perspective: in the Great Irish Famine, approximately 1 million people out of a total population of 8 million people died, or 12.5% of Ireland's entire population. If approximately 23 million people out of a total population of 650 million people died during the Great Chinese Famine, the percentage would be 3.5%. Hence, the famine during the Great Leap Forward had the highest absolute death toll, though not the highest relative (percentage) one.
The Great Leap Forward reversed the downward trend in mortality that had occurred since 1950, though even during the Leap, mortality may not have reached pre-1949 levels. Famine deaths and the reduction in number of births caused the population of China to drop in 1960 and 1961. This was only the third time in 600 years that the population of China had decreased. After the Great Leap Forward, mortality rates decreased to below pre-Leap levels and the downward trend begun in 1950 continued.
The severity of the famine varied from region to region. By correlating the increases in the death rates of different provinces, Peng Xizhe found that Gansu, Sichuan, Guizhou, Hunan, Guangxi, and Anhui were the hardest-hit regions, while Heilongjiang, Inner Mongolia, Xinjiang, Tianjin, and Shanghai experienced the lowest increases in death rates during the Great Leap Forward (there was no data for Tibet). Peng also noted that the increase in death rates in urban areas was about half the increase in death rates in rural areas. Fuyang, a region in Anhui with a population of 8 million in 1958, had a death rate that rivaled Cambodia under the Khmer Rouge; According to Chinese government reports in the Fuyang Party History Research Office, between the years 1959 and 1961, 2.4 million people from Fuyang died from the famine. On the other hand, the Gao Village in the Jiangxi Province there was a famine, but no one actually died of starvation.
Deaths by violence
Not all deaths during the Great Leap were from starvation. Frank Dikötter, in his book Mao's Great Famine, estimates that at least 2.5 million people were beaten or tortured to death and one million to three million committed suicide. He provided some illustrative examples and claimed that in Xinyang, where over a million died in 1960; 6–7% (around 67,000) of these were beaten to death by the militias. In Daoxian county, 10% of those who died had been "buried alive, clubbed to death or otherwise killed by party members and their militia". In Shimen county, around 13,500 died in 1960, of these 12% were "beaten or driven to their deaths". Dikötter's claims have been disputed by Felix Wemheur. In accounts documented by Yang Jisheng, people were beaten or killed for rebelling against the government, reporting the real harvest numbers, for sounding alarm, for refusing to hand over what little food they had left, for trying to flee the famine area, for begging food or as little as stealing scraps or angering officials.
In the book Tombstone, a cycle of starvation and violence was documented during the Great Leap Forward.
Methods of estimating the death toll and sources of error
Some outlier estimates include 11 million by Utsa Patnaik, an Indian Marxist economist, 3.66 million by mathematician Sun Jingxian and 2.6–4 million by historian and political economist Yang Songlin.
The number of famine deaths during the Great Leap Forward has been estimated with different methods. Banister, Coale, and Ashton et al. compare age cohorts from the 1953, 1964, and 1982 censuses, yearly birth and death records, and results of the 1982 1:1000 fertility survey. From these they calculate excess deaths above a death rate interpolated between pre- and post-Leap death rates. All involve corrections for perceived errors inherent in the different data sets.Coale (1984). pp. 1, 7. Peng uses reported deaths from the vital statistics of 14 provinces, adjusts 10% for under reporting, and expands the result to cover all of China assuming similar mortality rates in the other provinces. He uses 1956/57 death rates as the baseline death rate rather than an interpolation between pre- and post-GLF death rates.
Houser, Sands, and Xiao in their 2005 research study using "provincial-level demographic panel data and a Bayesian empirical approach in an effort to distinguish the relative importance of weather and national policy on China's great demographic disaster" conclude that "in aggregate, from 1959 to 1961 China suffered about 14.8 million excess deaths. Of those, about 69% (or 10.3 million) seem attributable to effects stemming from national policies."
Cao uses information from "local annals" to determine for each locality the expected population increase from normal births and deaths, the population increase due to migration, and the loss of population between 1958 and 1961. He then adds the three figures to determine the number of excess deaths during the period 1959–1961. Chang and Halliday use death rates determined by "Chinese demographers" for the years 1957–1963, subtract the average of the pre-and post-Leap death rates (1957, 1962, and 1963) from the death rates of each of the years 1958–1961, and multiply each yearly excess death rate by the year's population to determine excess deaths.
Chen was part of a large investigation by the System Reform Institute think tank which "visited every province and examined internal Party documents and records."
Becker, Rummel, Dikötter, and Yang each compare several earlier estimates. Becker considers Banister's estimate of 30 million excess deaths to be "the most reliable estimate we have". Rummel initially took Coale's 27 million as a "most likely figure", then accepted the later estimate of 38 million by Chang and Halliday after it was published. Dikötter judged Chen's estimate of 43 to 46 million to be "in all likelihood a reliable estimate." He also claimed that at least 2.5 million of these deaths were caused by beatings, tortures, or summary executions. On the other hand, Daniel Vukovich asserts that this claim is coming from a problematic and unverified reference, because Chen simply threw that number as an "estimate" during an interview and because Chen hasn't published any scholarly work on the subject. Yang takes Cao's, Wang Weizhi's, and Jin Hui's estimates ranging from 32.5 to 35 million excess deaths for the period 1959–1961, adds his own estimates for 1958 (0.42 million) and 1962 (2.23 million) "based on official figures reported by the provinces" to get 35 to 37 million, and chooses 36 million as a number that "approaches the reality but is still too low."
Estimates contain several sources of error. National census data was not accurate and even the total population of China at the time was not known to within 50 million to 100 million people. The statistical reporting system had been taken over by party cadre from statisticians in 1957, making political considerations more important than accuracy and resulting in a complete breakdown in the statistical reporting system.Peng (1987). p. 656.Dikötter (2010) p. 132. Population figures were routinely inflated at the local level, often in order to obtain increased rations of goods. During the Cultural Revolution, a great deal of the material in the State Statistical Bureau was burned.
According to Jasper Becker, under-reporting of deaths was also a problem. The death registration system, which was inadequate before the famine, was completely overwhelmed by the large number of deaths during the famine.Becker (1996). pp. 268–269. In addition, he claims that many deaths went unreported so that family members of the deceased could continue to draw the deceased's food ration and that counting the number of children who both were born and died between the 1953 and 1964 censuses is problematic. However, Ashton, et al. believe that because the reported number of births during the GLF seems accurate, the reported number of deaths should be accurate as well. Massive internal migration made both population counts and registering deaths problematic, though Yang believes the degree of unofficial internal migration was small and Cao's estimate takes internal migration into account.
Coale's, Banister's, Ashton et al.'s, and Peng's figures all include adjustments for demographic reporting errors, though Dikötter, in his book Mao's Great Famine, argues that their results, as well as Chang and Halliday's, Yang's, and Cao's, are still underestimates. The System Reform Institute's (Chen's) estimate has not been published and therefore it cannot be verified.
Causes of the famine and responsibility for it
The policies of the Great Leap Forward, the failure of the government to respond quickly and effectively to famine conditions, as well as Mao's insistence on maintaining high grain export quotas in the face of clear evidence of poor crop output were responsible for the famine. There is disagreement over how much, if at all, weather conditions contributed to the famine.
Significant amounts of agricultural labor had been transferred for steel production, resulting in a shortage of agricultural workers. Approximately 10% of crops could not be harvested as a result.
Yang Jisheng, a former communist party member and former reporter for the official Chinese news agency Xinhua, puts the blame squarely on Maoist policies and the political system of totalitarianism, such as diverting agricultural workers to steel production instead of growing crops, and exporting grain at the same time.Applebaum, Anne (2008). "When China Starved ." The Washington Post, August 12, 2008. Applebaum writes about Tombstone by Yang Jishen. During the course of his research, Yang uncovered that some 22 million tons of grain was held in public granaries at the height of the famine, reports of the starvation went up the bureaucracy only to be ignored by top officials, and the authorities ordered that statistics be destroyed in regions where population decline became evident. In the later book, Yang states, "36 million Chinese starved to death in the years between 1958 and 1962, while 40 million others failed to be born, which means that “China’s total population loss during the Great Famine then comes to 76 million.”
Economist Steven Rosefielde argues that Yang's account "shows that Mao's slaughter was caused in considerable part by terror-starvation; that is, voluntary manslaughter (and perhaps murder) rather than innocuous famine." Yang claims that local party officials were indifferent to the large number of people dying around them, as their primary concern was the delivery of grain, which Mao wanted to use to pay back debts to the USSR totaling 1.973 billion yuan. In Xinyang, people died of starvation at the doors of grain warehouses. Mao refused to open the state granaries as he dismissed reports of food shortages and accused the "rightists" and the kulaks of conspiring to hide grain.
From his research into records and talks with experts at the meteorological bureau, Yang concludes that the weather during the Great Leap Forward was not unusual compared to other periods and was not a factor. Yang also believes that the Sino-Soviet split was not a factor because it did not happen until 1960, when the famine was well under way.
Mao's efforts to cool the Leap in late 1958 met resistance within the Party and when Mao proposed a scaling down of steel targets, "many people just wouldn't change and wouldn't accept it". Thus, according to historian Tao Kai, the Leap "wasn't the problem of a single person, but that many people had ideological problems". Tao also pointed out that "everyone was together" on the anti-rightist campaign and only a minority didn't approve of the Great Leap's policies or put forth different opinions. The actions of the party under Mao in the face of widespread famine are reminiscent of Soviet policy nearly three decades earlier during the Soviet famine of 1932-33. At that time, the USSR exported grain for international propaganda purposes despite millions dying of starvation across southern areas of the Soviet Union.
Benjamin Valentino writes that like in the USSR during the famine of 1932–33, peasants were confined to their starving villages by a system of household registration, and the worst effects of the famine were directed against enemies of the regime. Those labeled as "black elements" (religious leaders, rightists, rich peasants, etc.) in any previous campaign were given the lowest priority in the allocation of food, and therefore died in the greatest numbers. Drawing from Jasper Becker's book Hungry Ghosts, genocide scholar Adam Jones states that "no group suffered more than the Tibetans" from 1959 to 1962.
Ashton, et al. write that policies leading to food shortages, natural disasters, and a slow response to initial indications of food shortages were to blame for the famine. Policies leading to food shortages included the implementation of the commune system and an emphasis on non-agricultural activities such as backyard steel production. Natural disasters included drought, flood, typhoon, plant disease, and insect pest. The slow response was in part due to a lack of objective reporting on the agricultural situation, including a "nearly complete breakdown in the agricultural reporting system".
This was partly caused by strong incentives for officials to over-report crop yields. The unwillingness of the Central Government to seek international aid was a major factor; China's net grain exports in 1959 and 1960 would have been enough to feed 16 million people 2000 calories per day. Ashton, et al. conclude that "It would not be inaccurate to say that 30 million people died prematurely as a result of errors of internal policy and flawed international relations."
Mobo Gao suggested that the Great Leap Forward's terrible effects came not from malignant intent on the part of the Chinese leadership at the time, but instead related to the structural nature of its rule, and the vastness of China as a country. Gao says "the terrible lesson learnt is that China is so huge and when it is uniformly ruled, follies or wrong policies will have grave implications of tremendous magnitude".
As of 2012, the Chinese government's official English web portal places the responsibility for the "serious losses" to "country and people" of 1959–1961 (without mentioning famine) mainly on the Great Leap Forward and the anti-rightist struggle, and lists weather and cancellation of contracts by the Soviet Union as contributing factors.
Impact on the economy
Failure of food supply
In agrarian policy, the failures of food supply during the Great Leap were met by a gradual de-collectivization in the 1960s that foreshadowed further de-collectivization under Deng Xiaoping. Political scientist Meredith Jung-En Woo argues: "Unquestionably the regime failed to respond in time to save the lives of millions of peasants, but when it did respond, it ultimately transformed the livelihoods of several hundred million peasants (modestly in the early 1960s, but permanently after Deng Xiaoping's reforms subsequent to 1978)."
Despite the risks to their careers, some Communist Party members openly laid blame for the disaster at the feet of the Party leadership and took it as proof that China must rely more on education, acquiring technical expertise and applying bourgeois methods in developing the economy. Liu Shaoqi made a speech in 1962 at "Seven Thousand Cadres Conference" criticizing that "The economic disaster was 30% fault of nature, 70% human error."
A 2017 paper by two Peking University economists found "strong evidence that the unrealistic yield targets led to excessive death tolls from 1959 to 1961, and further analysis shows that yield targets induced the inflation of grain output figures and excessive procurement. We also find that Mao's radical policy caused serious deterioration in human capital accumulation and slower economic development in the policy-affected regions decades after the death of Mao."
A dramatic decline in grain output continued for several years, involving in 1960–61 a drop in output of more than 25 percent. Causes of this drop are found in both natural disaster and government policy.
Industrialization
Overall, the Great Leap Forward failed to rapidly industrialize China as intended.
According to Joseph Ball, writing in Monthly Review, there is a good argument to suggest that the policies of the Great Leap Forward did a lot to sustain China's overall economic growth, after an initial period of disruption. Official Chinese statistics show that after the end of the Leap in 1962, industrial output value had doubled; the gross value of agricultural products increased by 35 percent; steel production in 1962 was between 10.6 million tons or 12 million tons; investment in capital construction rose to 40 percent from 35 percent in the First Five-Year Plan period; the investment in capital construction was doubled; and the average income of workers and farmers increased by up to 30 percent. Additionally, there was significant capital construction (especially in iron, steel, mining and textile enterprises) that ultimately contributed greatly to China's industrialization. The Great Leap Forward period also marked the initiation of China's rapid growth in tractor and fertilizer production.
The successful construction of the Daqing oil field despite harsh weather conditions and supply limitations became a model held up by the Party as an example during subsequent industrialization campaigns. During its 1960 construction, Oil Minister Yu Qiuli mobilized workers through ideological motivation instead of material incentives, focusing enthusiasm, energy, and resources to complete a rapid industrialization project. The project also delivered critical economic benefits because without the production of the Daqing oil field, crude oil would have been severely limited after the Soviet Union cut off supplies as a result of the Sino-Soviet split.
Large-scale irrigation projects begun during the late 1950s as part of the Great Leap Forward continued to grow rapidly until the late 1970s.
Women's labor advancement
The Great Leap Forward's focus on total workforce mobilization resulted in opportunities for women's labor advancement. Increasing collectivization of labor brought more opportunities for women to "leave the home," thereby increasing their economic and personal independence. The number of women in state institutions and state-owned enterprises more than tripled during the period 1957 to 1960.
As women became increasingly needed to work in agriculture and industry, and encouraged by policy to do so, the phenomenon of Iron Women arose. Women did traditionally male work in both fields and factories, including major movements of women into management positions. Women competed for high productivity, and those who distinguished themselves came to be called Iron Women. Slogans such as "There is no difference between men and women in this new age," and "We can do anything, and anything we do, we can do it well," became popular.
Neighborhood production teams established during this period offered women labor that allowed them to leave the home without leaving the neighborhood community. This mode of labor provided urban women with the right to work while still preserving existing forms of household social life.
Resistance
There were various forms of resistance to the consequences of the Great Leap Forward. Several provinces saw armed rebellion,Rummel (1991). pp. 247–251. though these rebellions never posed a serious threat to the Central Government. Rebellions are documented to have occurred in Henan, Shandong, Qinghai, Gansu, Sichuan, Fujian, and Yunnan provinces and in the Tibetan Autonomous Region.Rummel (1991). pp. 247–251 (Honan, Shantung, Qinghai (Chinghai), Gansu (Kansu), Szechuan (Schechuan), Fujian), p. 240 (TAR). In Henan, Shandong, Qinghai, Gansu, and Sichuan, these rebellions lasted more than a year, with the Spirit Soldier rebellion of 1959 being one of the few larger-scale uprisings. There was also occasional violence against cadre members.Dikötter (2010) pp. 224–226. Raids on granaries, arson and other vandalism, train robberies, and raids on neighboring villages and counties were common.
According to Ralph Thaxton, professor of politics at Brandeis University, villagers turned against the CCP during and after the Great Leap, seeing it as autocratic, brutal, corrupt, and mean-spirited. According to Thaxton, the CCP's policies included plunder, forced labor, and starvation, which led villagers "to think about their relationship with the Communist Party in ways that do not bode well for the continuity of socialist rule."
Often, villagers composed doggerel to show their defiance to the regime, and "perhaps, to remain sane." During the Great Leap, one jingle ran: "Flatter shamelessly—eat delicacies.... Don't flatter—starve to death for sure."
Impact on the government
Officials were prosecuted for exaggerating production figures, although punishments varied. In one case, a provincial party secretary was dismissed and prohibited from holding higher office. A number of county-level officials were publicly tried and executed.
Mao stepped down as State Chairman of the PRC on April 27, 1959, but remained CCP Chairman. Liu Shaoqi (the new PRC Chairman) and reformist Deng Xiaoping (CCP General Secretary) were left in charge to change policy to bring economic recovery. Mao's Great Leap Forward policy was openly criticized at the Lushan party conference by one person. Criticism from Minister of National Defense Peng Dehuai, who, discovered that people from his home province starved to death caused him to write a letter to Mao to ask for the policies to be adapted. After the Lushan showdown, Mao replaced Peng with Lin Biao and Peng was sent off into obscurity.
However, by 1962, it was clear that the party had changed away from the extremist ideology that led to the Great Leap. During 1962, the party held a number of conferences and rehabilitated most of the deposed comrades who had criticized Mao in the aftermath of the Great Leap. The event was again discussed, with much self-criticism, and the contemporary government called it a "serious [loss] to our country and people" and blamed the cult of personality of Mao.
At the Lushan conference of 1959, Peng Dehuai, one of the great marshals of the Chinese civil war against the nationalists, was a strong supporter of the Leap. But the discovery that people from his own home area were starving to death prompted him to write to Mao to ask for the policies to be adapted. Mao was furious, reading the letter out in public and demanding that his colleagues in the leadership line up either behind him or Peng. Almost to a man, they supported Mao, with his security chief Kang Sheng declaring of the letter: "I make bold to suggest that this cannot be handled with lenience."
In particular, at the Seven Thousand Cadres Conference in January – February 1962, Mao made a self-criticism and re-affirmed his commitment to democratic centralism. In the years that followed, Mao mostly abstained from the operations of government, making policy largely the domain of Liu Shaoqi and Deng Xiaoping. Maoist ideology took a back seat in the Communist Party, until Mao launched the Cultural Revolution in 1966 which marked his political comeback.
Following the failures of the Great Leap Forward, Chinese leadership slowed the pace of industrialization, focusing more on the development of China's already more developed coastal areas and the production of consumer goods. Thus, during the preliminary formulation of the Third Five Year Plan (which had been delayed due to the economic turmoil), Liu stated:
During the discussion of the Third Five Year Plan, Mao made similar statements about the Great Leap Forward having "extended the infrastructure battlefront too long," acknowledging that it was "best to do less and well."
The failures of the Great Leap Forward also informed the government's approach to the Third Front construction campaign which followed a few years later and which built basic industry and national defense industry in China's interior. Rather than adopting the Great Leap Forward's approach of locally developed projects, the mass mobilizations of the Third Front were centrally planned.
Ecological impact
The Great Leap Forward resulted in ecological impacts through deforestation that resulted, as well as the expansion of agriculture into areas ill-suited for it.
See also
Lysenkoism
Crimes against humanity under communist regimes
Criticism of communist party rule
List of campaigns of the Chinese Communist Party
Mass killings under communist regimes
Neo-Stalinism
Stalinism
Virgin Lands Campaign, a contemporaneous program in the Soviet Union
References
Bibliography and further reading
Ashton, Hill, Piazza, and Zeitz (1984). Famine in China, 1958–61. Population and Development Review, Volume 10, Number 4 (Dec., 1984), pp. 613–645.
Bachman, David (1991). Bureaucracy, Economy, and Leadership in China: The Institutional Origins of the Great Leap Forward. New York: Cambridge University Press.
[Bao] Sansan and Bette Bao Lord (1964). Eighth Moon: The True Story of a Young Girl's Life in Communist China, New York: Harper & Row.
Chen, Lingchei Letty (2020). "The Great Leap Backward: Forgetting and Representing the Mao Years". New York: Cambria Press. Scholarly studies on memory writings and documentaries of the Mao years, victimhood narratives, perpetrator studies, ethics of bearing witness to atrocities.
Courtois, Stephane, Andzej Paczkowski and Nicholas Werth (1999). The Black Book of Communism. Cambridge, MA: Harvard University Press. pp. 463–546.
Becker, Jasper (1998). Hungry Ghosts: Mao's Secret Famine. Holt Paperbacks.
Jung Chang and Jon Halliday. (2005) Mao: The Unknown Story, Knopf.
Gao. Mobo (2007). Gao Village: Rural life in modern China. University of Hawaii Press.
Gao. Mobo (2008). The Battle for China's Past. Pluto Press.
Kim, Seonghoon, Belton Fleisher, and Jessica Ya Sun. "The Long‐term Health Effects of Fetal Malnutrition: Evidence from the 1959–1961 China Great Leap Forward Famine." Health economics 26.10 (2017): 1264–1277. online
Li. Minqi (2009). The Rise of China and the Demise of the Capitalist World Economy. Monthly Review Press.
Li, Zhisui (1996). The Private Life of Chairman Mao. Arrow Books Ltd.
MacFarquhar, Roderick (1983). Origins of the Cultural Revolution: Vol 2. Oxford: Oxford University Press.
Peng, Xizhe. "Demographic consequences of the Great Leap Forward in China's Provinces." Population and development review 13.4 (1987): 639–670. online
Shen, Zhihua, and Yafeng Xia. "The great leap forward, the people's commune and the Sino-Soviet split." Journal of contemporary China 20.72 (2011): 861–880.
Short, Philip (2001). Mao: A Life. Owl Books.
Tao Yang, Dennis. (2008) "China's Agricultural Crisis and Famine of 1959–1961: A Survey and Comparison to Soviet Famines." Palgrave MacMillan, Comparative Economic Studies 50, pp. 1–29.
Thaxton. Ralph A. Jr (2008). Catastrophe and Contention in Rural China: Mao's Great Leap Forward Famine and the Origins of Righteous Resistance in Da Fo Village. Cambridge University Press.
Wertheim, Wim F (1995). Third World whence and whither? Protective State versus Aggressive Market. Amsterdam: Het Spinhuis. 211 pp.
E. L Wheelwright, Bruce McFarlane, and Joan Robinson (Foreword), The Chinese Road to Socialism: Economics of the Cultural Revolution. Yang, Dali (1996). Calamity and Reform in China: State, Rural Society, and Institutional Change since the Great Leap Famine. Stanford University Press.
Yang, Jisheng (2008). Tombstone (Mu Bei – Zhong Guo Liu Shi Nian Dai Da Ji Huang Ji Shi).'' Cosmos Books (Tian Di Tu Shu), Hong Kong.
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