Control Standard for Handling Chemical
Substances in Products, Parts and Materials

The 16th Edition

Maxell, Ltd.

Contents
1. Purpose………………………………………………………………………………………..…………………….2
2. Scope……………………………………………………………………………………………………..…….……2
3. Terms and definitions …………………………………………………………………………….……………….2
4. Standards for Controlling Contained Chemical Substances in Products………………………………..……3
4.1 Controlled substances……………………………………………………………………………………………3
4.2 Identification of Contained Chemical Substances in materials,
parts,partially fabricated products, units or finished products……………………………………………….4
4.3 Definitions of the denominator and numerator of the mass of Contained
Chemical Substances…………………………….……………………………………………………………..5
4.4 Priority standards………………………………………………………………………………………………….6
5. Implementation of the control levels……………………………………………………………………………….6
5.1 Survey of inclusion of environmental controlled chemical substances………………………………………6
5.2 Guarantee to the non-inclusion of prohibited substances…………………………………………………….6
5.3 Procedures for Suppliers……………………………………………………….6

6. Exemption…………………………………………………………………………………………………………….6
6.1 Chemical substances exempted by legal regulations…………………………………………………………7
7. Analytic Processes…………………………………………………………………………………………………..7
8. Alteration History…………………………………………………………………………………………………….7

1

1.

PurposeThis control standard aims to prohibit, reduce, or appropriately control chemical substances contained in
products and other articles to be produced and sold by Maxell, Ltd. and group company * (here in afterreferred to as "Maxell"), thus reducing the impacts of such substances on the global environment and making
a sustainable society a reality.
* Companies that have joined the Maxell Group since October 2018 except.

2.

Scope
This control standard shall apply to products, parts, materials, packing materials and auxiliary materials wepurchase from our suppliers and our own products. This does not include products, parts and materials forresearch and development.

3.

Terms and definitions(1) Contained chemical substances
Chemical substances used in products, parts and materials (including packing materials).
(2) Inclusion"Inclusion" shall refer to cases when a product, part or material includes a certain chemical substance at a
rate exceeding the range where separation is technically possible without altering the form of an ordinarymaterial. For the purpose of this standard document, it shall mean the inclusion of any such substance at a
rate exceeding a specified control level.
(3) Non-inclusion
Non-inclusion shall refer to cases when a product, part or material does not include a specificenvironmental controlled chemical substance at a rate exceeding a specified control level, even if any
portion is measured.
(4) Impurities
Chemical substances that are included in natural materials or industrially processed materials and which
can’t be technically removed in the separation process as unmodified materials. Provided that substancesthat are intentional addition shall not be called "impurities".
(5) Intentional addition
Intentional addition is the addition of substances for purpose of performance. Even if a small amount of
the chemical substance was added (1mg or 1ppm), it is considered to be an inclusion.
(6) Crust"Crust" shall refer to the portion of a product or part that is usually in contact with the atmosphere and to
the surface where chemical substances are detected in an extraction test or other experiment.
(7) Control level"Control level" shall refer to a level set by Maxell in this control standard and shall refer to the uppermost
limit on a chemical substance included in a part or material which constitutes a product or other item.
(8) Packing materials"Packing materials" shall refer to external film, internal cases, padding materials, corrugated cardboard,and related materials used to protect products, parts and materials. They include specific packing
materials.
(9) Auxiliary materials
This term shall refer to labels, operation manuals and related materials sold together with products.

2

4.

Standards for Controlling Contained Chemical Substances in Products

4.1 Controlled substances
Category

Controlled substances

Main laws

Chemical substances prohibited by Maxell.

See attached

Chemical substances which may potentially be used

Table 2.

for our products (including packing materials),though their use is prohibited or limited as per
domestic or international laws or regulations.
Level 1

However, these standards do not apply under the*1

following three conditions: I) Concentration of thesubstances is not beyond the legal limits;

2) Thesubstances are exempt from legal requirements;
3) Clients request to use the substances within alegally compliant range. See the "List of Level 1
Substances" (attached Table 3.1 or Attached list 1).
Controlled substances whose intentional use is not

See attachedlimited under laws, but whose actual status of usage Table 2.
Level 2
*2

should be checked, or for which recycling or
appropriate processing should be considered. See
the "List of Level 2 Substances" (attached Table
3.2).

Level 3
*3

Chemical substances prohibited or controlled by

See attachedlegal regulation or customer requirement

Table 2.

concerning Maxell products.

*1: Level 1 (prohibited substances)(1) Controlled substances are regulated in terms of intentional addition and numerical values.
(2) It is considered an inclusion when a chemical substance is added over the controlled value in a
homogeneous material or in any delivered product is considered an inclusion and its use isprohibited. (Mainly impurities)(3)A homogeneous material is the smallest unit that composes a part, and cannot be mechanicallydivided further.
(4) About the thing that a regulation level is determined by laws and the thing which a customer
requires, I give priority to a regulation level.
*2: Level 2 (controlled substances)(1) Please let us know if you know that any environmental substances are contained in
products or parts you supply to us.
(2) About the thing that a regulation level is determined by laws and the thing which a customer
requires, I give priority to a regulation level.
*3: Level 3 (prohibited substances and controlled substances set by a customer demand)(1) Maxell manage it individually in each business headquarters.
The component data shall be measured values or design (theoretical) values.
34.2 Identification of Contained Chemical Substances in materials, parts, partially fabricatedproducts, units or finished products(1) Examination of Contained Chemical Substances in materials, parts, partially fabricated products,
units or finished products:(i) Controlled chemical substances to be examined:
Regarding Level 1 or 2 chemical substances, the department nominated by the Manager of eachbusiness group or unit shall obtain information concerning the chemical substances, presenting a
supplier the drawing numbers, names, and other details of the target materials, parts, partiallyfabricated products, units or finished products. However, the Manager of each business group or unit
shall be authorized to reduce or make an exemption to the examination after assessing the abidanceby laws and the efficiency of an examination based on his/her technical knowledge. Level 3 shall beleft to the discretion of Maxell.
(ii) Examination unit:
RoHS: For each homogeneous material.
Not RoHS: For each supplied product or for each arbitary class into which supplied products are
divided.
(iii) Units of examination values:
When the substances of Level 1 are contained in products, units of examination values shall bemeasured based on (a) the mass of the denominator and numerator, or (b) the mass and concentrationof the denominator, in each specified part including the substances. As to Level 2, when such
substances are contained, the units of examination values shall be measured based on (c) the mass ofthe substances included in the units of purchase of materials, parts, partially fabricated products,
units, or finished products, or (d) the mass of the substances of each hierarchical unit dividing thematerials, parts, partially fabricated products, units or finished products into arbitrary levels. Level
3 shall be handled similarly to Levels 1 and 2 according to the management details.
(iv) Classification of examination values:
Regarding the classification of examination values, the maximum (a theoretical or actual value) shallbe obtained for Level 1, while an average (theoretical or actual value) or maximum (theoretical or
actual value) shall be obtained for Level 2.

Level 3 shall be handled similarly to Level 1 and 2

according to the management details.
(v) Control level of the examination values:(a) Intentional addition of controlled chemical substances:
When controlled chemical substances (Level 1, 2 or 3) are intentionally added, the value specified
in Article 4, clause 2, (1), (ⅲ) all be examined, and obtained.
(b) Unintentional addition of controlled chemical substances:
Unintentionally added chemical substances (Level 1, 2, or 3), which are generated or remain as
impurities or by-products in manufacturing process, shall be handled as follows:a) Level 1:
Check for the potential presence of a specific substance. If it can be contained, examine and obtain thevalues specified in Article 4, clause 2, (1), (ⅲ).
4b) Level 2:
Not only when is the substance identified but also when its value is figured out, examine and obtainthe value specified in Article 4, clause 2, (1), (ⅲ) regardless of the originally identified values.
c) Level 3:
Level 3 shall be handled similarly to Levels 1 and 2 according to the management details.
The summary from (ⅰ) to (Ⅴ) is as follows.
Units of survey

Level 1

Level 2

RoHS:For

Unit and classification of theControl level of the examination

examination values

valuesIntentionally

Unintentionally

added

added

each Units: in each part containing To be obtained

To be obtained if thehomogeneous

substances, (a) the mass ofregardless of

substances can bematerial.

the denominator and thethe values.

included.

Not RoHS:For

numerator or (b) the masseach suppliedand concentration of the

product or for each

denominator: maximum

arbitrary class into

(theoretical or actual value).

which supplied

Units: the mass of the specific

To be obtained

To be obtained if the

products aresubstance included in the

regardless of

substances are

divided.

units of purchase or eachthe values.

identified and thehierarchical unit dividing thevalues are figured

items into arbitrary levels.

out.

Classification: Average (atheoretical or actual value) or
maximum (a theoretical or
actual value)

4.3 Definitions of the denominator and numerator of the mass of Contained Chemical Substances(1) Definitions of the denominator and numerator of the mass of chemical substances included: Applied
to Level 1.
(ⅰ) The denominator to measure the mass of chemical substances shall be the mass ofthe homogeneous materials (the same materials).
Composite materials and other substances are listed below:
Composite materials

Definitions of the denominator

1

Compounds, alloys, etc.

To be homogeneous materials.

2

Paints, adhesives, ink, paste

The stuff ultimately formed in an assumed

and other raw materials

method shall be homogeneous material.
(e.g.: the post drying and hardening
status of paints and adhesives)5

3

Materials that have undergone

Each single layer shall be a homogeneous

painting,printing,plating(chromatematerial.

treatment) or other treatments(When galvanization and chromate
process is carried out, each of them shallbe made of an individual homogeneousmaterial.)(ⅱ) Definition of the molecular mass in the mass measure of chemical substances:
Chemical substances

Definition of the numerator

1

Metals and metal compounds

Mass of the metal element2Non-metals and non-metal compounds

Mass of the chemical substance

4.4 Priority standards
If there is more than one legal regulation, the legal regulation that favors a lower
environmental impact shall be applied. Provided, however, that if there is a legal regulationthat is to be given priority regarding the products and other articles to which it relates, thatlegal regulation shall be applied.
For example, the regulation values for heavy metals included in batteries shall conform to EU
Battery Directive (2006/66/EC) and the control values concerning the crust of products that
may be used in toys shall conform to the European Safety Standard for toys (EN71-3).

5.

Implementation of the control levels
This standard shall come into effects on March 1,2024.
As for 15th edition, an application is possible until February 29, 2024 as a transition period.

5.1 Survey of inclusion of environmental controlled chemical substances
The survey of chemical substances included in the parts and materials is requested to its suppliers,
and the handling of chemical substances is thoroughly conducted in-house. Therefore, Maxell will
make sure that the chemical substances included in the products are appropriately controlled. The
suppliers shall conduct a survey for each part (or constituent unit in some cases) to confirm if any
product, part, or material delivered to Maxell includes any environmental controlled chemical
substance exceeding a specific standard. It shall be submitted the data by letter.
5.2 Guarantee to the non-inclusion of prohibited substances
To make sure that Maxell products do not include any prohibited substance, Maxell will request its
suppliers to submit a guarantee of non-inclusion to ensure that the parts and materials do notinclude any prohibited substance.
Maxell may request the submission of a guarantee to the non-inclusion regarding un-prohibited
substances.
5.3 Procedures for Suppliers“Memorandum of Non-inclusion of the Prohibited Chemical Substances in Products” is concluded.

6.

Exemption
The chemical substances that have very high impacts on the global environment, human healthor ecosystems should be prohibited immediately. However, those satisfying the requirements
listed below may be exempted.
① Products, parts and materials which are exempted by legal regulations① Those content of constituent units is no more than the control value.
6② Products, parts and materials that used Polyvinyl Chloride (PVC) except packing use.
6.1 Chemical substances exempted by legal regulations(1) The materials of the batteries shown below can be made into the object of exclusion based on
EU Battery Directive (2023/1542).
① Mercury in battery containing equal to or less than 0.0005% by weight. (Mercury inbutton battery containing equal to or less than 2% by weight)② Cadmium in portable battery containing equal to or less than 0.002% by weight.
③ Lead in battery containing equal to or less than 0.004% by weight.
④ Lead in portable batteries containing equal to or less than 0.01wt% by weight（Starting
August 18, 2024）(2) The parts and materials shown below can be made into the object of exclusion based on RoHS
Directive.
① Lead in glass of electronic components② Lead as an alloying element in steel containing up to 0.35% lead by weight, aluminum
containing up to 0.4% lead by weight and as a copper alloy containing up to 4% lead byweight.
③ Lead in high melting temperature type solders (i.e. tin-lead solder alloys containing morethan 85% lead).
④ Lead in electronic ceramic parts (e.g. piezo electronic devices).
⑤ Lead and cadmium in optical and filter glass.
⑥ Lead contained in positive electrode of electrochemical oxygen sensor
In addition, other exclusions approved by RoHS Directive are included.
⑦ Mercury in other discharge lamps for special purposes not specifically mentioned in AnnexⅢ(e.g. mercury lamp of the projector).

7.

Analytic Processes
Follow the analysis method showed on table 1, or otherwise use a measurement method for substances
which have equivalent accuracy or higher.
The analysis data may vary according to the process of preparing or analysis method. Therefore, theappropriate analysis process should be selected after consulting a specialist analysis agency.

8.

Update History

The changes from the 15th to the 16th edition are listed below：
・Amendments and additions to applicable laws and regulations (Table 2).
・Three substances designated as substances to be eliminated by the POPs Convention:
Pentachlorophenol and its salts and esters, Dechlorane Plus, and 2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-ditert-pentylphenol. Added to Level 1 Prohibited Substances (Table 3.1).
・“REACH restricted substances” cannot be manufactured or used unless they meet the conditions, sothey are moved to Level 1 (Table 3.1)
・Correction of errors in CAS numbers, etc. in the controlled substance level 2 cobalt and its compounds
section (Table 3.2)

7

Control Standards for Handling Chemical Substances in
Products, Parts and Materials
The 16th Edition
Revision Date:December, 2023
Issued by: Maxell, Ltd.

8

Attached Table of Control Standard for Handling Chemical Substancesin Products, Parts and Materials

Table 1. Typical analytic processes
No.

Applicable substances to be measured

Analysis process

1

Mercury and mercury compounds

Acid decomposition/method for
producing the atomic vapor by
reduction

2

Cadmium and cadmium compounds, lead and lead Acid decomposition/optical emission
compounds, chromium compounds
spectrometry with inductively
coupled plasma (ICP-AES)

3

Hexavalent chromium compounds

Extraction in inert gases/diphenyl
carbazides absorptiometry

4

Quantification of chlorine and bromine

Combustion-ion chromatography

5

Detection of the total bromine content of PBB and
PBDE, quantification of organic tin compounds,
quality determination of polychlorinatednaphthalene

Gas chromatography/mass
spectrometry (GC/MS)

6

PCBs

GC/ECD process

7

Chlorinated paraffins

Column chromatography/GPC
process

8

Quantification of total halogen (chlorine andbromine)

TOX meter

9

Quality analysis of polyvinyl chloride

THF dissolution/IR spectroscopy

10

Asbestos

X-ray diffraction or microscopy

11

Azo compounds

Buffer extraction/HPLC process12

Detection of the total bromine other than PBB and GC/AED process
PBDE

13

Aromatic amines, fluoroacetic acids

Solvent extractionderivatization/GC/MS process14

Simple analysis of elements heavier than sodium

Fluorescent X-ray analysis

15

Metal elements

Atomic absorption spectrometry
ICP-AES

16

Process for testing the eluted toxicity of hazardous PCLP process (Toxicity
substances as per the Resource Conservation and Characteristic Leaching Procedure)
Recovery Act (RCRA) of the US Environmental
Protection Agency

17

Phthalates(DEHP,BBP,DBP,DIBP)

Py-TD/ GC/MS, Solvent extractionderivatization/GC/MS process

18

PFAS

Solvent extraction-derivatization/
LC-MS/MS process1Table 2. Laws and Regulations for environmental controlled chemical substances
Table 2 shows each level 1 (prohibited substances) substance or substance group, and relevant regulations.
Table 2 shows each substance or substance group that belongs to level 2 (controlled substances).
For numbers 1 through 5 and 20 through 23, any items corresponding to those excluded from application according to the RoHS
orders (EU) shown in Attached URL (See the upper part of page14) are excluded. However, you must report the reason for
exclusion (e.g., an exclusion code).
For substances that count as REACH/restricted substances, or for details, see Attached list3, and for details about
REACH/permitted substances or SVHC substances, see Attached URL (See the upper part of page14).
In order to use this for work such as information disclosure in supply chains, report information on the presence of thechemical substances below.
No.
1

Environmental Controlled Substances
Cadmium and its compounds

Laws and Regulations
EU REACH Regulation
EU RoHS Directive
EU Packing and Packing Waste Directive
EU Battery Directive
EU Safety of Toys Directive
Danish Regulation2

Hexavalent chromium and its compounds

EU REACH Regulation
EU RoHS Directive
EU Packing and Packing Waste Directive
EU Safety of Toys Directive

3

Lead and its compounds

EU REACH Regulation ,EU RoHS Directive
EU Packing and Packing Waste Directive
EU Battery Directive
EU Safety of Toys Directive
USA Proposition 65(California State)4

Mercury and its compounds

EU REACH Regulation ,EU RoHS Directive
EU Packing and Packing Waste Directive
EU Battery Directive
EU Safety of Toys Directive

5

Polybrominated biphenyls (PBBs)EU RoHS Directive

Polybrominated diphenyl ethers (PBDEs)
6

Tri-substituted organostannic compounds#2
Bis tributyltin oxide (TBTO)

Japan

Tributyltin compounds (TBT)

substances

Triphenyltin compounds (TPT)EU REACH Regulationetc

2ChemicalExamination

Law/Type1

specifiedchemicalNo.

Laws and Regulations

7

Polychlorinated biphenyls (PCBs)

Environmental Controlled SubstancesJapan

ChemicalExamination

Law/Type1

specifiedchemical

substances
EU REACH Regulation
8

Polychlorinated terphenyls#2 (PCTs)

EU REACH regulation

9

Polychloronapthalenes (Cln: n≧2)

Jpn. Act on the Evaluation of Chemical Substances and Regulationof Their Manufacture, etc. (The first kind Specified Chemical
Substance),POPs

10

Short-chain chlorinated paraffins

EU REACH Regulation

11

Asbestos

EU REACH Regulation
Jpn. Occupational Health and Safety Law

12

Ozone depleting substances (Class 1)

Montreal Protocol on Substances that Deplete the Ozone Layer
USA Clean Air Act

13

14

Ozone depleting substances (Class 2)

Montreal Protocol on Substances that Deplete the Ozone Layer

Substitute Freon (HCFCs)

USA Clean Air Act

Radioactive substances

Jpn. Law concerning Restriction of Nuclear Source Material,
Nuclear Fuel Material, and Nuclear Reactor

15

16

17

PFOS and its analogous compounds For

Japan

substances that apply, see Attachedsubstances

list 2.

POPs

2-(2H-1,2,3-Benzotriazole-2-YL) -4,6-Japan

di-tert-Butylphenol

substances

Hexachlorobenzene

Japan Chemical Examination Law/Type 1 specified chemical

ChemicalChemicalExamination

Law/Type1

specifiedchemicalExamination

Law/Type1

specifiedchemical

substances, REACH regulation (EU), POPs
18

Dimethyl fulmarate (DMF)#2

REACH regulation (EU)19

Hexabromocyclododecane （HBCD or HBCDD）

Japan

ChemicalExamination

Law/Type

SubstancesPOPs
20

Bis (2-ethylhexyl) phthalate（DEHP）

EU REACH Regulation ,EU RoHS Directive

21

Benzyl butyl phthalate （BBP）

EU REACH Regulation ,EU RoHS Directive

22

Dibutyl phthalate （DBP）

EU REACH Regulation ,EU RoHS Directive

23

Diisobutyl phthalate (DIBP)EU REACH Regulation ,EU RoHS Directive

24

Antimony and its compounds

EU Safety of Toys Directive

3

1

Specified

ChemicalNo.

Laws and Regulations

Environmental Controlled Substances

25

Arsenic and its compounds

EU Safety of Toys Directive

26

Beryllium and its compounds#6

JPN Industrial Safety and Health Law （Manufacturing licence)

27

Nickel and it compounds

EU REACH Regulation

28

Selenium and its compounds

EU Safety of Toys Directive

29

Un-specific brominated flame

JEDEC JS709

retardants#7

IPC-4101 and IEC61249-2-21

Polyvinyl chlorides (PVCs) and its

JS709、Korean law

30

mixture, its copolymer
31

Pthalate esters

EU REACH Regulation32

Di-substituted organostannic compounds

EU REACH Regulation(DBT, DOT, etc.)
33

Cobalt and its compounds#6

EU Safety of toys Directive
EU REACH Regulation

34

Specified azo compounds specified cracked

EU REACH Regulation

amine (Azo dye, pigment)
35

Formaldehyde

JPN Law for the Control of Household Products containing Harmful
Substances
GER Prohibition of Chemicals Ordinance - ChemVerbotsV36

BenzeneJPN

Industrial

notifiable

Safetyand

HealthsubstancesandSpecified

Law(LabellingGroup-2

dutyof

Substancesof

Ordinance on Prevention of Hazards Due to Specified Chemical
Substances)37

Fluorine-based greenhouse gases

JPN Law Concerning the Promotion of Measures Against Global
Warming
EU Regulation

38

Polycyclic-aromatic hydrocarbons (PAHs)

EU REACH Regulation/Restriction

corresponding to REACH/restriction
substance

39

40

Perfluorooctanoic acid (PFOA) andDomestic low in Norway, POPs, Japan Chemical Examination Law/Type

individual salts and esters of PFOA

1 specified chemical substances, EU REACH Regulation/Restriction

PFHxS, its salts, and PFHxS-related

Swiss decree,POPs, EU REACH Regulation/Restriction

substances

4

No.

Laws and Regulations

41

C9-C14 linear and/or branched

Environmental Controlled SubstancesPOPs, EU REACH Regulation/Restriction

perfluorocarboxylic acids (C9-C14
PFCAs), their salts and C9-C14 PFCAsrelated substances
42

Decabromodiphenyl ether（DecaBDE）

U.S.Toxic

Substances

Control

Act （ TSCA ） ,Japan

ChemicalExamination Law/Type 1 specified chemical substances
43

44

2,4,6-tris(tert-butyl) phenol

U.S.Toxic(2,4,6TTBP)

Examination Law/Type 1 specified chemical substances

Hexachlorobutadiene(HCBD)

U.S.Toxic

Substances

Substances

Control

Control

Act （ TSCA ） ,JapanAct （ TSCA ） ,Japan

ChemicalChemicalExamination Law/Type 1 specified chemical substances
45

Pentachlorothiophenol(PCTP)

U.S.Toxic

Substances

Control

Act （ TSCA ） ,Japan

Examination Law/Type 1 specified chemical substances
46

Pentachlorophenol and its salts andPOPsesters47

Dechlorane Plus

POPs

48

2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-POPstert-pentylphenol
49

REACH/restriction substances (ForEU REACH Regulation/Restriction

applicable substances, or for details, see
Attached list3.)
50

REACH/authorization substances (ForEU REACH Regulation/Authorization

applicable substances, see Attached list 7.)
51

RECAH/SVHC (For applicable substances, see

EU REACH Regulation/SVHC

Attached list 7.)
52

chemSHERPA declarable substances

chemSHERPA managed substances

5

ChemicalTable 3.1 Chemical substances prohibited by Maxell (Level 1)
Environmental
No.

Controlled

Name of Substance

CAS No.

Controlled Value

Substances1

Cadmium and its

Cadmium

7440-43-9

100ppm,compounds *1

Cadmium oxide

1306-19-0

100ppm(Package)*2 or

Cadmium sulfide

1306-23-6

Intentional

Cadmium chloride

10108-64-2

Cadmium sulfate

10124-36-4

Other cadmium compounds
2－

Hexavalent chromium

Sodium dichromate

10588-01-9

1000ppm,andSodium dichromate

7789-12-0

100ppm(Package)*2 or

Chromium trioxide1333-82-0

Calcium chromate

13765-19-0

Lead(Ⅱ)chromate

7758-97-6

Potassium dichromate

7778-50-9

Potassium chromate

7789-00-6

Chromium(Ⅵ)oxide1333-82-0

Barium chromate

10294-40-3

Sodium chromate

7775-11-3

Strontium chromate

7789-06-2

Zinc chromate

13530-65-9

itscompounds*1

Other hexavalent chromium compounds
3－

Lead and its

Lead7439-92-1

1000ppm,compounds *1

Lead(Ⅱ)carbonate598-63-0100ppm(Package)*2,

Lead(Ⅳ)oxide

1309-60-0

Lead(Ⅱ,Ⅳ)oxide

1314-41-6

Lead(Ⅱ)sulfide

1314-87-0

Lead(Ⅱ)oxide

1317-36-8

Lead(Ⅱ)carbonate basic

1319-46-6

Lead hydroxidcarbonate

1344-36-1

Lead(Ⅱ)sulfate

7446-14-2

Lead(Ⅱ)phosphate7446-27-7

Lead(Ⅱ)chromate

7758-97-6

Lead(Ⅱ)titanate

12060-00-3

Lead sulfate

15739-80-7

Lead acetate

301-04-2

Lead(Ⅱ)acetate,trihydrate

6080-56-4*1 The metal contains the alloy.
*2 The chemical substances contained in the package are less than 100ppm on four metals total.

6

Environmental
No.

Controlled

Name of Substance

CAS No.

Controlled Value

Substances
3

Lead and its

Lead phosphate7446-27-7

1000ppm,compounds *1

Lead selenide

12069-00-0

100ppm(Package)*2,

Lead sulphate, tribasic

12202-17-4

Lead stearate

1072-35-1

Lead hydrogen arsenate

7784-40-9

Other lead compounds
45－

Mercury and its

Mercury7439-97-6

1000ppm,compounds

Mercuric chloride

10112-91-1

100ppm(Package)*2 or*1

Mercury(Ⅱ)chloride

7487-94-7

Mercury(Ⅱ)oxide

21908-53-2

Mercuric sulfate

7783-35-9

Mercuric nitrate

10045-94-0

Mercuric sulfide

1344-48-5

Other mercury compounds－

PolybrominatedPolybrominated biphenyls59536-65-1

biphenyls

Pentabromodiphenylether

32534-81-9(PBBs)

2-Bromobiphenyl

2052-07-5

Polybrominated

3-Bromobiphenyl

2113-57-7

diphenyl ethers

4-Bromobiphenyl

92-66-0(PBDEs)Bromobiphenylethers

101-55-3

Decabromobiphenyl

13654-09-6

Decabromobiphenylethers

1163-19-5

Dibromobiphenyl

1000ppm

92-86-4

Dibromobiphenylethers

2050-47-7

Heptabromobiphenylether

68928-80-3

Hexabromobiphenyl

59080-40-9

Hexabromo-1,1.-biphenyl

36355-01-8

Hexabromobiphenylethers

36483-60-0

Nonabromobiphenylether

63936-56-1

Octabromobiphenyl

61288-13-9

Octabromodiphenylether

32536-52-0

Tetrabromobiphenyl

40088-45-7

Tetrabromobiphenylethers

40088-47-9

Tribromobiphenylether

49690-94-0

Hexabromobiphenyls mixture

67774-32-7*1 The metal contains the alloy.
*2 The chemical substances contained in the package are less than 100ppm on four metals total.

7

Environmental
No.

Controlled

Name of Substance

CAS No.

Controlled Value

Substances
6

Tributyltins (TBTs)

Tributyltin chloride

1461-22-9

Intentional use is

Triphenyltins

Triphenyltin chloride

639-58-7

prohibited,however,1000ppm or(TPTs) *3

Bis(tri-n-butyltin)oxide

56-35-9less as tin

Triphenyl tin N, N’-

1803-12-9

dimethyldithiocarbamate

78

Bis tributyltin

Triphenyltin fluoride

379-52-2

Triphenyltin acetate

900-95-8

Triphenyltin hydroxide

76-87-9Triphenyltin fatty acid salts (C=9-11)

47672-31-1

Triphenyltin chloroacetate7094-94-2

Tributyltin methacrylate

2155-70-6

Bis(tributyltin) fumarate

6454-35-9

Tributyltin fluoride

1983-10-4

Bis(tributyltin) 2,3-dibromosuccinate

31732-71-5

Tributyltin acetate56-36-0

Tributyltin laurate

3090-36-6

Bis(tributyltin) phthalate

4782-29-0

Tributyltin sulfamate

6517-25-8

Bis(tributyltin) maleate

14275-57-1

Other tributyltin compounds－

Other triphenyltin compounds－

Bis(tri-n-butyltin) oxide

56-35-9oxide (TBTO)

prohibited,however,1000ppm or*3

less as tin

Polychlorinated

Polychlorinated biphenyls1336-36-3

biphenyls

Chlorinated terphenyls

61788-33-8（PCBs）

Aroclor12767-79-2

Chlorodiphenyl (aroclor 1260)

11096-82-5

Kanechlor 500

27323-18-8

Aroclor 1254

11097-69-1

Terphenyls

26140-60-3

Other polychlorinated biphenyls
9Intentional use is

Polychlorinated

Polychlorinated terphenyls

Intentional use is prohibited－
61788-33-8

Intentional use is prohibited

terphenyls#2(PCTs) *3*3 The REACH restrictions material which judged that a use, the handling were equivalent to full-scale regulation

8

Environmental
No.

Controlled

Name of Substance

CAS No.

Controlled Value

Substances
10

Polychloronapthalen

Polychlorinated naphthalenes

2234-13-1

es （Cln : n≧2）Octachloronaphthalene

70776-03-3

Tetrachloronaphthalene

1335-88-2

Hexachloronaphthalene

1335-87-1

Other polychlorinated naphthalenes
11

12

13

Short-chain

Chlorinated paraffines (C10-13)

chlorinated

Otherparaffinsparaffines*3

short-chain

Intentional use is prohibited－
85535-84-8

chlorinatedIntentional use is prohibited－

Asbestos

Amosite (Grunerite)

12172-73-5

Intentional use is prohibited*3

Crocidolite

12001-28-4,however,1000ppm or less

Chrysotile

12001-29-5

Actinolite

77536-66-4

Anthophylite

77536-67-5

Tremolite

77536-68-6

Other asbestos

1332-21-4

Ozone depleting
substances

See Attached list1

See Attached(ClassIntentional use is prohibited

list 2

1)
14

Ozone depleting

See Attached list1

See Attachedsubstances

Intentional use is prohibited

list 2(Class 2)
Substitute Freon(HCFCs)15

Radioactive

Uranium (U)

7440-61-1

substances

Plutonium (Pu)－

Thorium (Th)－Radon (Rn)－

Americium (Am)－Cesium (Cs)7440-46-2

Strontium (Sr)

7440-24-6

Other radioactive substance
PFOS
16<Perfluorooctanesul
fonic acid> and its
analogous compounds

Intentional use is prohibited－

PFOS and its analogous compounds
For substances that apply, see
Attached list 3.

See Attachedlist 3

Intentional use is prohibited*3 The REACH restrictions material which judged that a use, the handling were equivalent to full-scale regulation

9

No.

17

Environmental
Controlled Substances

Name of Substance2-(2H-1,2,3-

2-(2H-1,2,3-Benzotriazole-2-YL)

Benzotriazole-2-YL) -（UV320）CAS No.

Controlled Value

3846-71-7

Intentional use is prohibited

4,6-di-tert-Butylphenol
18

Hexachlorobenzene

19

Dimethyl

Hexachlorobenzene

fulmarate Dimethyl fulmarate (DMF)

118-74-1

Intentional use is prohibited

624-49-70.1ppm or less(DMF)#2
20

Hexabromocyclododecane

See Attached list 6.

See Attachedlist 6（HBCD or HBCDD）
21

Bis(2-ethylhexyl)

Intentional use is prohibited

Bis (2-ethylhexyl) phthalate（DEHP）

117-81-7

1000ppm

Benzyl butyl phthalate （BBP）

85-68-7

1000ppm

84-74-2

1000ppm

84-69-5

1000ppm

phthalate（DEHP）*2
22

Benzyl butyl phthalate（BBP）*2

23

Dibutyl phthalate （DBP） Dibutyl phthalate （DBP）*2

24

Diisobutyl

phthalate

Diisobutyl phthalate (DIBP)(DIBP) *2
25

Perfluorooctanoic

See Attached list6

See Attachedacid (PFOA) and

list6
25ppb

individual salts andesters of PFOA
26

PFHxS, its salts,

PFHxS, its salts, and355-46-4

and PFHxS-related

PFHxS-related substances

423-50-7

substances
27

28

68259-08-5

C9-C14 PFCAs, their

C9-C14 linear and/or branched375-95-1

salts and C9-C14

perfluorocarboxylic acids (C9-C14

335-76-2

PFCAs-related

PFCAs), their salts and C9-C14

substances

PFCAs-related substances

Decabromodiphenyl

Decabromodiphenyl ether（DecaBDE）

1163-19-5

2,4,6-tris(tert-

2,4,6-tris(tert-butyl) phenol732-26-3butyl) phenol(2,4,6TTBP)

etc

ether（DecaBDE）
29

25ppb

related substances:1000ppb

25ppb

related substances:260ppb

Intentional use is prohibited

Intentional use is prohibited(2,4,6TTBP)
30

Hexachlorobutadiene(

Hexachlorobutadiene(HCBD)

87-68-3

Pentachlorothiophenol(PCTP)

133-49-3

Pentachlorophenol

Pentachlorophenol and its salts

87-86-57

and its salts andand esters(PCP)

131-52-2

HCBD)
31

Pentachlorothiophenol(PCTP)

32

esters27735-64-4
3772-94-9

10

Intentional use is prohibited

1wt％

Intentional use is prohibited33

Dechlorane Plus

Dechlorane Plus(DP)13560-89-9
135821-03-3

Intentional use is prohibited

135821-74-834

2-(2H-1,2,3-

2-(2H-1,2,3-Benzotriazol-2-yl)-Benzotriazol-2-yl)-

4,6-di-tert-pentylphenol(UV-328)

25973-55-1
Intentional use is prohibited

4,6-di-tertpentylphenol
35

REACH/restriction

See Attached REACH/SVHC URL

substances (ForAnnex XVIIREACH/SVHC URL

applicable substances,or for details, see
Attached list 3)

Table 3.2 Controlled substances which actual status of usage should be checked ( Level 2)
No.
1

Environmental Controlled
Substances

Name of Substance
Antimony and its compounds

Antimony

7440-36-0*1

Stibine (Antimony hydride)7803-52-3

Antimony pentoxide

1314-60-9

Antimony pentafluoride

7783-70-2

Antimony trioxide

1309-64-4

Antimony trichloride

10025-91-9

Sodium antimonite

15432-85-6

Other antimony compounds
2－

Arsenic and its compounds

Arsenic (As)7440-38-2*1

Gallium arsenide

1303-00-0

Arsenic pentoxide

1303-28-2

Arsenic trioxide

1327-53-3

Calcium arsenate

7778-44-1

Calcium arsenite

27152-57-4

Potassium arsenite

10124-50-2

Potassium arsenate

7784-41-0

Lead arsenate

3687-31-8

Triethyl arsenate

15606-95-8

Other arsenic compounds

3

CAS No.

－Beryllium and its compounds

Beryllium

7440-41-7*1Beryllium oxide

1304-56-9

Beryllium-Aluminum Alloy

12770-50-2Beryllium chloride

7787-47-5

Beryllium fluoride

7787-49-7

Beryllium hydroxide

13327-32-7

Beryllium phosphate

13598-15-7

11

Beryllium sulfate

13510-49-1

Beryllium sulfate tetrahydrate

7787-56-6

Beryl ore

1302-52-9

Other beryllium compounds－*1 The metal contains the alloy, but Nickel is exempted.
Environmental Controlled
Name of Substance

CAS No.

No.

Substances

4

Nickel and its compounds

Nickel

7440-02-0(Exclusion of Alloy)*1,

Nickel(Ⅱ)oxide

1313-99-1*2

Nickel(Ⅱ)carbonate

3333-67-3

Nickel(Ⅱ)sulfate

7786-81-4

Other nickel compounds
5

Selenium and its

Selenium7782-49-2

compounds

Hydrogen selenide

7783-07-5*1

Selenium dioxide

7446-08-4

Selenium hexafluoride

7783-79-1

Sodium selenaide1313-85-5

Sodium selenate

10112-94-4

Dimethyl selenaide593-79-3

Selenium oxide

12640-89-0

Other Selenium compounds
6－

Brominated flame retardant

3,5,3’,5’-Tetrabromo-bisphenol A (TBBA)

79-94-7(except PBBs,

2,4-Dibromo-phenol

615-58-7

PBDEs)

2,4,6-Tribromo-phenol

118-79-6

Pentabromo-phenol

608-71-9

Dibromo-propanol

96-13-9Vinylbromide

593-60-2

Pentabromo-toluene

87-83-2

Tetrabromo phthalic-anhydride632-79-1

Hexabromocyclododecane (HBCDD)

25637-99-4

Other brominated flame retardant
7－

Polyvinyl chloride (PVC)*3－

Polybinyl chloride (CH2-CHCL)n

9002-86-2

Diheptylnonylundecyl phthalate (DHNUP)

68515-42-4(Prohibited only for Korea)

8Specified Phthalates

1,2-Benzenedicarboxylic acid, di-C7-11branched and linear alkyl esters
Diisoheptyl phthalate (DIHP)

71888-89-6

1,2-Benzenedicarboxylic acid, di-C6-8branched alkyl esters, C7-richPhthalic acid bis(2-methoxyethyl)12117-82-8

Diisononyl phthalate (DINP)

28553-12-0

n-Dioctyl phthalate (DNOP)

117-84-0

Diisodecyl phthalate (DIDP)

26761-40-0*1 The metal contains the alloy, but Nickel is exempted.
*2 Nickel is applied to the use with the possibility of touching for long periods of time (Outside of portableelectronic equipment designed as portable, etc.).
*3 It is applied only packing use.
Environmental Controlled
Name of Substance

CAS No.

No.

Substances9Di-substituted organostannic

Dibutyltin compounds （DBT）-

compounds (DBT, DOT, etc.)

Dioctyltin compounds （DOT）-

Other di-substituted organostannic-

compounds
10

11

Cobalt and its compounds#6

Specified azo

Cobalt7440-48-4

Cobalt(II) chloride

7646-79-9

Cobalt(II) sulfate

10124-43-3

Cobalt(II) nitrate

10141-05-6

Carbonic acid cobalt(II)513-79-1

Cobalt(II) acetate

71-48-7

See Attached list4

See Attached list4

compounds
Specified cracked
Amine(Azo dye, pigment)
12

Formaldehyde

Formaldehyde

50-00-0

13

BenzeneBenzene71-43-2

14

Fluorine-based greenhouse

HFC

-

gases

PFC

-

SF6

-

15

Polycyclic-aromatic

See Attached REACH/SVHC URL

hydrocarbons (PAHs)

See Attached
REACH/SVHC URL

corresponding to
REACH/restriction substance
16

REACH/restriction

See Attached REACH/SVHC URL

substances (For applicable

Annex XVII

substances, or for details,
see Attached list 3)

13

REACH/SVHC URLEnvironmental ControlledNo.
17

Name of Substance

CAS No.

See Attached REACH/SVHC URL

REACH/SVHC URL

Substances
REACH/authorization substances

Annex XIV
18

19

*4

RECAH/SVHC

chemSHERPA declarable
substances *4

See Attached REACH/SVHC URL
Candidate List

REACH/SVHC URL

Declarable substances regulatedby the Joint Article Management-

Promotion consortium.

Declarable substances regulated by the Joint Article Management Promotion consortium.
Substances to which the following laws and industry standards apply are included:
1. Japan Chemical Examination Law/Type 1 specified chemical substances

2. TSCA (substances subject to prohibition or restriction (Article 6))
3. ELV directive
4. RoHS directive
5. POPs regulation Annex I
6. REACH certified candidate substances (SVHC) and Annex X IV
7. REACH Annex XVII (restriction substances)
8. MDR

9. GADSL
10. ＩＥＣ６２４７４
For details, refer to the following document, list.
"ChemSHERPA Managed Substance Reference Manual", "chemSHERPA Controlled Substance Reference List"(latest version)
Refer to: https://chemsherpa.net/chemSHERPA/tool/

Attachment list
Attached list1: Ozone-layer-depleting substances list
Attached list2: PFOS and its analogous compounds list
Attached list3: REACH/restriction substance list
Attached list4: Specific amine list
Attached list5: Hexabromocyclododecane（HBCD or HBCDD）list
Attached list6: Perfluorooctanoic acid (PFOA) and its salts and its esters list
RoHS Directive / List of Exemptions See below
http://ec.europa.eu/environment/waste/rohs_eee/legis_en.htm
ANNEXⅢ： https://eudirective.net/rohstekiyoujogai/rohs2annex3.html
ANNEXⅣ： https://eudirective.net/rohstekiyoujogai/rohs2annex4.html
Refer to the list of SVHC of REACH rule below

https://echa.europa.eu/candidate-list-table

14

Alteration History of Attached Table
Date
July 1,2008

Contents

8 substances of customer requirement were added to Table 3.3.
PFOS(Perfluorooctanesulfonic acid), TBBP-A(Tetra Bromo Bisphenol-A),
PAHs(PolycyclicAromatic Hydrocarbons), Ethylene glycol Methyl ester, Ethyl
ester and those derivative, Polybinyl chloride and its monomer, Berylliumandits compounds, Dioxin halide, and Furan were added.

January 1,2009(1) 15 substances of REACH Regulation Candidate List were added to Table 3.1 and 3.2.
Sodium dichromate dihydrate, Lead hydrogen arsenate, Bis(tributyltin)oxide,
Alkanes C10-13 chloro(Short chain chlorinated paraffins), Anthracene, 4,4’Diaminodiphenylmethane, Cobalt dichloride, Diarsenic pentaoxide,
Diarsenic
dichromate, Musk xylene, Bis(2-ethyl hexyl phthalate, Hexabrocyclododecane,
Benzylbutyl phthalate, Triethyl arsenate, Diobutyl phthalate(2) 19 substances of Customer requirement were added to Table 3.3.
Asbestos, Brominated Flame Retardants, Certain Azo Colorants, Chlorinated Hydrocarbons,
Formaldehyde, Formaldehyde-Emission, Hexavalent Chromium and its compounds, Nickel,
Ozone Depleting Substances(ODS), Polycyclic Aromatic Hydrocarbons(PAH),
Perfluorooctane Sulfonates(PFOS), Polychlorinated Biphenyls(PCBs),
Polychlorinated Terphenyls(PCTs), Polychlorinated Naphthalenes, Polyvinyl Chloride(PVC),
Radioactive Substances, Tributyl Tin(TBT), Triphenyl Tin(TPT), Tributyl Tin Oxide(TBTO)

July 1,2010(1) 14 substances and Acrylamide of REACH Regulation Candidate List were added to Table 3.1
and 3.2.
Lead chromate, Lead chromate molybdate sulfate red(C.I.
Pigment Red 104),
Lead sulfochromate yellow(C.I. Pigment Yellow 34), Diisobutyl phthalate, Anthraceneoil, Anthracene oil,anthracene paste,distn, lights,
Anthracene oil,anthracene paste,anthracene fraction, Anthracene oil anthracene-low,
Anthracene oil,anthracene paste, Coal tar pitch,high temperature,
Alminosilicate,refractory ceramic fibres, Tris(2-chlororthyl)phosphate,
Zirconia aluminosilicate,refractory ceramic fibres, 2,4-Dinitrotoluene, Acrylamide,(2) 8 substances of Customer requirement were added to Table 3.3.
Beryllium oxide, Brominated flame retardants, Chlorinated flame retardants,
Musk fragrance substance, Volatile organic compound(VOC), Bisphenol A, Triclosan,
Surfactants(3) Table 2 was reviewed.
(4) JEITA Class No. was deleted from Table 2,3-1,3-2 and 3-3.

September 1,2010(1) 8 substances of REACH Regulation Candidate List were added to Table 3.1 and 3.2.
Trichloroethylene,

Boric acid,

Disodium tetraborate,anhydrous,

Tetraboron disodium heptaoxide,hydrate,
Ammonium dichromate,

Sodium chromate,

Potassium chromate,

Potassium dichromate(2) Because 6 substances of the following were authorized to “List of Substances subject toAuthorization” by the TBT Report, these substances were changed from Candidate List of
SVHC in Table 3.2 (controlled substances) to Candidate List in Table 3.1(prohibited
substances).
4,4’-Diaminodiphenylmethane, Dibutyl phtalate, Musk xylene, Bis(2-ethyl hexyl)
phtalate, Hexabromocyclododecane, Benzyl butyl phthalate

15

January

Date

Contents

14,2011(1) 8 substances of REACH Regulation Candidate List were added to Table 3.1 and 3.2.
Cobalt(II) sulphate,

Cobalt(II) dinitrate,

2-Methoxyethanol,

Cobalt(II) carbonate, Cobalt(II) diacetate

2-Ethoxyethanol,

Chromium trioxide

Chromic acid, Oligomers of chromic acid and dichromic acid, Dichromic acid
September

20,2013(1) Revision of controlled substance groups in Table 2 ,Table 3.1 andTable 3.2.
(2)Correction of related body text according to the above changes.

October

1,2015(1)The change of Table 2 : The addition of No.19-No.23 and No 38-No40(2)The change of Table3.1 : The addition of No.20(3)The change of Table3.2 : The addition of No.1-No4 and No 19-21

January 1, 2019(1) Since the RoHS Directive (2002/95 / EC) of Attached Table 2 has been discontinued,
the notation (2002/95 / EC) is deleted(2) BNST of Attachment 2 No. 40 and Appended Table 3.2 No.21 was removed as it was
excluded under Canadian domestic law, so delete(3) Appended Table 3.1 Chlorine number of No. 10 was corrected to 2 chlorine number(4) Add (Including chemSHERPA * 5) to Annex Table 2, Annex Table 3.2 No.25 and describe
the substances to be controlled prescribed by chemSHERPA in * 5

July 22, 2019(1) Analysis method of phthalates(DEHP,BBP,DBP,DIBP) added to Table 1 because they havebecome prohibited substances in the RoHS Directive(Level 2 → Level 1).
(2) Transfer of phthalates(DEHP,BBP,DBP,DIBP) from Annex 3.2 (Level 2) to Annex 3.1(Level 1)(3) Delete the scheduled transition date from Level 2 → Level 1 of Annex 2 and Annex
3.2 annotations(4) Delete URL referenceable items and unnecessary parts in the attached table list

January 1, 2020

(1) With the prohibition of perfluorooctanoic acid and its salt and its ester (PFOA)
from the POPs Convention and the Chemical Substances Control Law (from Level 2 to Level1), Table 2 (from January 2020) was deleted. Moved from 3.2 (Level 2) to Appendix 3.1(Level 1) and deleted (from January 2020)(2) PFHxS and its salts and PFHxS-related substances in accordance with the POPs
Convention Recommendation, controlled substances added to (Level 2) and added toAppendix 3.2 No.16(3) PVC packaging material (level 2) has been banned due to revision of Korean
law.added "Prohibited only for Korea".

July 4, 2020

(1) Perfluorooctanoic acid (PFOA) and individual salts and esters of PFOA has beenchanged to 25ppb or less in the EU REACH regulation,so Annex 3.1 (Level 1) waschanged accordingly.

16

Date
August 2, 2022

Contents
・We have collected and removed that unnecessary or misleading expression.
・Four PBT substances have been banned by TSCA in the United States, so they have been
added accordingly(Level 1). The PIP (3:1) proposed at the same time will be added at
the time of enforcement by extending the start deadline.
・PFHxS and its salts adopted in the POPs Convention and REACH Restricted Substances,
PFHxS-related substances, and C9-C14 Perfluorocarboxylic acids (PFCAs) have been added
to the prohibited substances due to legislation(Level 1).

December 7,2023

・Amendments and additions to applicable laws and regulations (Table 2).
・Three substances designated as substances to be eliminated by the POPs Convention:
Pentachlorophenol and its salts and esters, Dechlorane Plus, and 2-(2H-1,2,3Benzotriazol-2-yl)-4,6-di-tert-pentylphenol. Added to Level 1 Prohibited Substances(Table 3.1).
・“REACH restricted substances” cannot be manufactured or used unless they meet theconditions, so they are moved to Level 1 (Table 3.1)
・Correction of errors in CAS numbers, etc. in the controlled substance level 2 cobalt
and its compounds section (Table 3.2)

17