㻼㻻㼃㻱㻾㻌㻼㻭㻯㻷䠟䠎䠌䠍䠏䠋䠟䠎䠍䠍䠏䠋䠟䠎䠎䠍䠏㻻㻼㻱㻾㻭㼀㻵㻻㻺㻌㻹㻭㻺㼁㻭㻸

6SHFLILFDWLRQDQGDFFHVVRULHVDUHVXEMHFWWRFKDQJHZLWKRXWQRWLFH

,0:&

,QWURGXFWLRQ:DUQLQJ

7KDQN\RXIRUSXUFKDVLQJ0LQLPR21(6HULHV9HU'&3RZHU3DFN
7KLVSURGXFWLVD3RZHU3DFNIRU0LQLWRU VPLFURJULQGHU0LQLPRKDQGSLHFHV
5HDGWKLVPDQXDOFDUHIXOO\IRU\RXUVDIHW\SULRUWRXVH
$ORQJZLWKWKLVPDQXDOUHDGPDQXDOVRIKDQGSLHFHV 6WDQGDUG6OHQGHU5RWDU\$1*/215(&,35210LQL%HOW6DQGHU FDUHIXOO\IRU\RXUXQGHUVWDQGLQJRIHDFKIXQFWLRQ.HHSWKLVPDQXDOLQSODFHUHDFKWRHDVLO\'RZQORDGWKLVPDQXDOIURPRXUZHEVLWHLIORVW‫'ٹ‬RQRWSUHVV2QEXWWRQRQ'&02725VHOHFWRUDQGKDQGVHOHFWRUZKLOHFROOHWFKXFNLVLQRSHQ岜‫ٳ‬0RWRUPD\EHRYHUKHDWHGE\HQHUJL]DWLRQLQFRQGLWLRQWKDWPRWRULVORFNHGDQGPD\FDXVHRIrUH
DQGRUPDOIXQFWLRQ‫&ٹ‬RQrUPLIKDQGSLHFHZRUNVSURSHUO\DIWHUWXUQLQJ'&02725VHOHFWRURUKDQGVHOHFWRURQ岜‫ٳ‬0D\FDXVHRIrUHDQGRUHOHFWULFVKRFNE\RYHUKHDWLQJPRWRULQFDVHPRWRUZDVQRWZRUNLQJ&DXVHPRWRUGRHVQRWZRUNFROOHWFKXFNLQRSHQPDOIXQFWLRQRIKDQGSLHFHPRWRURUSRZHUSDFNHWF‫ٹ‬,QFDVHDEQRUPDOQRLVHVPRNHDQGRUEDGVPHOORFFXUUHGWXUQSRZHUVZLWFKRíDQGXQSOXJ
$&SRZHUFRUG岜‫ٳ‬0D\FDXVHRIrUHDQGRUHOHFWULFVKRFN‫'ٹ‬RQRWGLVDVVHPEOHDQGRUUHPRGHO岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ岜‫ٳ‬0D\FDXVHRIVLJQLrFDQWLQsXHQFHRQVDIHW\DQGSHUIRUPDQFH
‫ٹ‬$VNXVIRUUHSDLULQJ岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ岜‫ٳ‬0D\FDXVHRIVLJQLrFDQWLQsXHQFHRQVDIHW\DQGSHUIRUPDQFH

3UHFDXWLRQV
7KLVPDQXDOLQGLFDWHVV\PEROVDQGVLJQDOZRUGVLQWHQGLQJWRDYRLGGDQJHURXVR
SHUDWLRQDQGKDQGOLQJIRUSRWHQWLDOKD]DUGVDQGDFFLGHQWWKDWFRXOGUHVXOWLQSHUVRQDOLQMXU\RUGDPDJHWRWKHSURGXFW)RU\RXUVDIHW\XVHUHDGWKLVPDQXDODQGPDQXDOVRIKDQGSLHFHDQGIRRWVZLWFKEHIRUHXVH
.HHSWKLVPDQXDOLQSODFHDQ\RSHUDWRUFDQUHDFKWRHDVLO\DQGZKHQHYHUUHIHUWR‫'ٹ‬RQRWGLVDVVHPEOHDQGDVVHPEOHWKLVSURGXFW‫ڦ‬6\PEROV岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQGXHWRGDPDJHRQFRUG

7KHV\PEROVRQWKLVPDQXDOLQGLFDWHDVIROORZLQJ岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ&DXWLRQ岜‫ٳ‬0D\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQ‫'ٹ‬RQRWSXOOFRUGZKHQSXOOLQJRXWSOXJRI$&SRZHUFRUG岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQGXHWRGDPDJHRQFRUG‫'ٹ‬RQRWSXWKHDY\PDWHULDORQ$&SRZHUFRUG

‫ٹ‬.HHS$&SRZHUFRUGDZD\IURPWKHUPDODSSOLDQFH
‫ٹ‬8VHWKLVSURGXFWLQFRQGLWLRQZLWKRXWFRQGHQVDWLRQ2SHUDWLRQLVSURKLELWHG

2SHUDWLRQPXVWEHGRQH岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ‫ٹ‬8VHWKLVSURGXFWZLWKLQWHPSHUDWXUHIURP٦WR٦
岜‫ٳ‬0D\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQ‫'ٹ‬RQRWXVHWKLVSURGXFWQHDUGHYLFHJHQHUDWLQJHOHFWULFQRLVHXQXVXDOO\‫ڦ‬:DUQLQJDQG&DXWLRQ岜‫ٳ‬0D\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQ

3RVVLEOHKD]DUGVDQGGDPDJHVE\ZURQJKDQGOLQJDUHFODVVLILHGDV:DUQLQJDQG&DXWLRQLQDFFRUGDQFHZLWKVHULRXVQHVVRIULVN岜‫ٳ‬0D\FDXVHRIHOHFWULFVKRFNDQGRUPDOIXQFWLRQ:DUQLQJ

2SHUDWLRQFDXVLQJRIVLJQLILFDQW
DQGGDQJHURXVDFFLGHQWSRVVLEO\UHVXOWLQJLQGHDWKRUVHULRXVLQMXU\&DXWLRQ

2SHUDWLRQSRVVLEO\FDXVLQJRILQMXU\RUSK\VLFDOGDPDJHRQWKHSURGXFW:DUQLQJ
䕔$&FRUGPXVWEHFRQQHFWHGWRJURXQGHGRXWOHW㻌㻌㻌‫ٳ‬0D\FDXVHRIHOHFWULFVKRFNHOHFWURVWDWLFKD]DUGFRPPXQLFDWLRQIDLOXUHQRLVHHWFLQFDVHQRWJURXQGHG

‫ٹ‬5HSODFHWRQHZRQH RSWLRQDO LIWKH$&FRUGZDVGDPDJHG

‫ٹ‬8QSOXJWKHSRZHUFRUGIRU\RXUVDIHW\ZKLOHFOHDQLQJ‫'ٹ‬RQRWGURSDQGRUKLWWKLVSURGXFW岜‫ٳ‬0D\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQ‫'ٹ‬RQRWXVHWKLVSURGXFWXQGHUHQYLURQPHQWJHQHUDWLQJFRUURVLYHJDV FKORULQHJDVK\GURJHQVXOrGHVXOIXURXVDFLGJDVHWF 岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ‫)ٹ‬ROORZWKHLQVWUXFWLRQRI\RXUORFDOJRYHUQPHQWIRUGLVSRVLQJWKLVSURGXFW‫ٹ‬.HHSWKLVSURGXFWDZD\IURPFKLOGUHQ
‫ٹ‬7XUQSRZHUVZLWFKRíDQGXQSOXJ$&SRZHUFRUGIRU\RXUVDIHW\ZKLOHOHDYLQJDZRUNVKRS‫'ٹ‬RQRWSOXJLQDQGRXWZLWKZHWKDQGV

‫ٹ‬3UHYHQWGXVWRLOZDWHUHWFIURPHQWHULQJLQVLGH,IOLTXLGDQGRUIRUHLJQVXEVWDQFHVHQWHUHGWXUQSRZHUVZLWFKRíXQSOXJ$&SRZHUFRUGDQGDVNXVIRUUHSDLULQJ‫ٹ‬.HHSWXUQLQJRíWKLVSURGXFWZKHQFRQQHFWLQJKDQGSLHFHWRWKLVSURGXFW‫ٹ‬8QSOXJ$&SRZHUFRUGIRU\RXUVDIHW\ZKLOHUHSODFLQJFDUERQEUXVKHVDQGRWKHUSDUWV‫'ٹ‬RQRWXVHGDPDJHG$&FRUG

‫ٹ‬8QSOXJ$&SRZHUFRUGIRU\RXUVDIHW\ZKLOHUHSODFLQJIXVH6SHFLrHGIXVHPXVWEHXVHG

‫&ٹ‬RPPXQLFDWLRQVSDUNPD\RFFXUZKLOHPRWRULVURWDWLQJ'RQRWXVHWKHSURGXFWVQHDULQsDPPDEOHDQGH[SORVLYHPDWHULDOVXFKDVWKLQQHUDQGJDVROLQH

‫'ٹ‬RQRWFRQQHFWDQ\RWKHUPRWRUDQGKDQGSLHFHWKDQ0LQLWRUSURGXFWV岜‫ٳ‬0D\FDXVHRIrUHDQGRUHOHFWULFVKRFN岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ岜‫ٳ‬0D\FDXVHRIHOHFWULFVKRFN岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ岜‫ٳ‬0D\FDXVHRIrUHDQGRUPDOIXQFWLRQ‫ٹ‬3UHYHQWWKLVSURGXFWIURPFXWWLQJRLOZDWHURLOPLVWHWF岜‫ٳ‬0D\FDXVHRIrUHHOHFWULFVKRFNDQGRUPDOIXQFWLRQ‫'ٹ‬RQRWXVHWKLVSURGXFWZLWKDQ\LQSXWYROWDJHH[FHSWLQVWUXFWHGRQH岜‫ٳ‬0D\FDXVHRIrUHDQGRUHOHFWULFVKRFN‫ٹ‬:HDUSURWHFWLYHJODVVHVIRUH\HSURWHFWLRQDQGUHVSLUDWRUWRSUHYHQWIURPGXVW岜‫ٳ‬0D\FDXVHRIHOHFWULFVKRFNDQGRUPDOIXQFWLRQ岜‫ٳ‬0D\FDXVHRIHOHFWULFVKRFNDQGRUPDOIXQFWLRQ岜‫ٳ‬0D\FDXVHRIPDOIXQFWLRQDQGRUIDLOXUH‫'ٹ‬RQRWSXWDQ\WKLQJRQSRZHUSDFN岜‫ٳ‬0D\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQ‫ٹ‬8VHERWKKDQGVZKHQFDUU\LQJSRZHUSDFN岜‫ٳ‬+ROGLQJE\RQHKDQGPD\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQE\GURSSLQJ岜‫ٳ‬0D\FDXVHRIXQH[SHFWHGGDPDJHGXHWRFKLSDQGGXVW㻝㻞‫&ڦ‬RPSDWLELOLW\7DEOHRI3RZHU3DFN0RWRUDQG+HDG&RQWHQWV

7DEOH

,QWURGXFWLRQ 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸯
3UHFDXWLRQV 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸯㹼㸰&RQWHQWV 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸱
&RPSRQHQWV 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸱)HDWXUHV 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸲
6SHFLILFDWLRQV 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸳
1DPHVDQG)XQFWLRQV 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸳㹼㸴
2SHUDWLRQV 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸵䚷+RZWR8VHZLWKRXW)RRW6ZLWFK䚷+RZWR8VHZLWKRXW)RRW6ZLWFK )69&(UURU,QGLFDWLRQDQG7URXEOHVKRRWLQJ 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸶
6XSSOHPHQWDU\'HVFULSWLRQRI([WHUQDO,26LJQDO 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉㸷㹼㸯㸱䚷,Q&DVHRI7XUQLQJ0RWRU2Q2II2QO\&RQWUROOHGE\([WHUQDO6LJQDO )60RGH
䚷,Q&DVHRI7XUQLQJ0RWRU2Q2IIDQG5RWDWLRQ6SHHGRI0RWRU&RQWUROOHGE\([WHUQDO6LJQDO 9&0RGH
䚷,Q&DVHRI&RQWUROOLQJ$OO)XQFWLRQVRI3RZHU3DFNE\([WHUQDO6LJQDO $XWR0RGH
䚷6XSSOHPHQWDU\'HVFULSWLRQRI([WHUQDO,26LJQDO
2SWLRQDO$FFHVVRU\ 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉 䠍䠐%HIRUH$VNLQJIRU5HSDLULQJ 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉 䠍䠐
0DLQWHQDQFH 䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉䞉 䠍䠐䠍㻚&RPSRQHQWV&KHFNDOOLWHPVLQVLGH
3RZHU3DFNSLHFH‫&ی&ی&ی‬㻌㻌㻌䠄$Q\RQH䠅

$&3RZHU&RUGSLHFH‫&ی‬$㸦9$&㸧‫&ی‬$㸦9$&㸧‫&ی‬$㸦9$&㸧
䚷䠄$Q\RQH䠅
5XEEHU&UDGOHSLHFH‫ی‬50

)LJ

)LJ

)XVHSLHFH‫ی‬3)8$㸦&&㸧‫ی‬3)8$㸦&㸧

2SHUDWLRQ0DQXDO‫ی‬,0:&)LJ

䛆0RWRUVFDSDEOHRIFRQQHFWLQJWRWKLVSURGXFWRWKHUWKDQ9HU V䛇
ࠉ7KHIROORZLQJPRWRUVDQGKDQGSLHFHVLQIRUPHUVHULHVFDQEHXVHGZLWKWKLVSURGXFWࠉ‫ە‬0LQLPR21(6HULHV 
䚷䚷䚷㻌㻌㻌.9+.9+.0+.0+.9.0ࠉࠉ.0.0/.0*%65(5(ࠉ‫ە‬0LQLPR21(6HULHV9HU 
ࠉࠉࠉ.9+.9+.0+.0+.9.0ࠉࠉࠉ.0.0/.0*%65(5(

+HDG
0RWRU
3RZHU3DF.

&
&
&

&
&
&

䠎㻚

+
0D[
6SHHG

2QH6HULHV

9HU

9HU

.9+

.9+

㻙

.9+.9+

㻙

.0+.0+

㻙

.0+.0+

㻙

.9

.9

㻙



.0

.0

.0

.0

㻙



㻙

㻙

.;

6WDQGDUG

6OHQGHU

䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿

䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿

>PLQ㻙㻝㼉

㻙

.0/.0/

㻙


.0*

.0*

㻙

2QH6HULHV

9HU
5(
5(
%6

9HU
㻙
㻙
㻙

%HOW6SHHG 6SHHG5DQJH>PPLQ@ >WLPHVPLQ@

5(
5(
%6

+

䇷
䇷




䇷

+
+HDY\
'XW\

䕿
䕿
䕿
䕿
䕿
䕿

+
/RQJ
6OHQGHU

䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿

+

6WDQGDUG+HDY\ 'XW\

r

䕿
䕿
䕿
䕿

+

䕿
䕿
䕿
䕿

r

䕿
䕿
䕿
䕿

+

0;

9DULDEOH
DPSOLWXGH
W\SH

6WDQGDUG

䕿
䕿

䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿

0;

-RLQW
);

+HDY\ 'XW\

䕿

䕿

䕿
䕿
䕿
䕿
䕿

䕿
䕿
䕿
䕿
䕿

(7

0*

&ODPS

5HGXFWLRQ
5DWLR*HDU

䕿
䕿
䕿
䕿
䕿
䕿
䕿
䕿

䕿
䕿
䕿
䕿
䕿
䕿
䕿

࣭‫&͐ۑ‬RPSDWLEOHFRPELQDWLRQ࣭3HUFHQWDJHRIRXWSXWOHYHOLVLQGLFDWHGRQGLJLWDOGLVSOD\RISRZHUSDFNZKLOHFRQQHFWLQJWR5(&,3521DQG0LQL%HOW6DQGHU)HDWXUHV‫ە‬0LFURFRPSXWHU&RQWURO
ࠉ0RWRUVFDQEHRSWLPXPFRQWUROOHGE\PLFURFRPSXWHU‫ە‬0RWRU,GHQWLILFDWLRQ)XQFWLRQ
ࠉ0RWRUFDQEHLGHQWLILHGE\FRQQHFWLRQRQO\DQGHDFKPRWRULVFRQWUROOHGRSWLPDOO\‫ە‬7ZR/LQHVRI2XWSXW7HUPLQDO
ࠉ7ZRPRWRUVFDQEHFRQQHFWHGDWWKHVDPHWLPH
ࠉ7ZRPRWRUVFDQQRWEHRSHUDWHGDWWKHVDPHWLPH
‫)ە‬HHGEDFN&LUFXLWࠉ)HHGEDFNFLUFXLWOHDGLQJPD[LPXPSHUIRUPDQFHRIPRWRULVLQVWDOOHGDQGPDNHVEHWWHUZRUNDELOLW\KDSSHQ‫[(ە‬WHUQDO,26LJQDO&RQWURO
ࠉ5HPRWHFRQWUROOLQJLVDYDLODEOHE\XVLQJH[WHUQDO,2VLJQDOWKURXJKIRRWVZLWFKVRFNHW
ࠉ(QDEOHWRFRQWURO6WDUW6WRSURWDWLRQVSHHGURWDWLRQGLUHFWLRQHWFE\UHPRWH
‫'ە‬LJLWDO'LVSOD\
ࠉ6HWURWDWLRQVSHHGRUURWDWLRQVSHHGRIPRWRULVLQGLFDWHG
‫(ە‬UURU&RGH'LVSOD\)XQFWLRQࠉ(UURURISRZHUSDFNDQGPRWRUDUHLQGLFDWHG
‫ە‬/RDG0HWHU
ࠉ/RDGHGFRQGLWLRQRIPRWRULVLQGLFDWHGRQ/('‫ە‬5RWDWLRQ6SHHG0DLQWDLQLQJ)XQFWLRQ IRUXVLQJ9&ࠉ5RWDWLRQVSHHGFDQEHFRQWUROOHGE\VWHSSLQJRQDPRXQWDQGWKHURWDWLRQVSHHGFDQEH
PDLQWDLQHGWHPSRUDULO\ࠉ6HHWKHURWDWLRQVSHHGPDLQWDLQLQJIXQFWLRQRQ+RZWR8VHZLWKRXW)RRW6ZLWFKIRURSHUDWLRQ‫ە‬4XLFN6WDUW0RGH
ࠉ(QDEOHWRFKDQJHWR4XLFN0RGHIRUVKRUWHQLQJWLPHWRUHDFKWRVHWURWDWLRQVSHHGࠉ‫ی‬1RUPDO0RGH GHIDXOW $SSUR[VHFRQGVWRWKHPD[LPXPVSHHG‫ی‬4XLFN0RGH$SSUR[VHFRQGVWRWKHPD[LPXPVSHHG‫ە‬5LVN$YRLGDQFH)XQFWLRQE\2YHUORDGLQJ
ࠉ2YHUORDGLQJLVDSSOLHGWRDYRLGULVNLQFDVHRIIL[HGORDGLQJDFWLYDWLQJKDQGSLHFHLQFRQGLWLRQWKDWFROOHWFKXFNLVLQRSHQ PRWRUORFNHGFRQGLWLRQ HWFࠉ‫ی‬2YHUORDGLQJLQQRUPDOFRQGLWLRQ
ࠉࠉ࣭0RWRULQZRUNLQJэ2YHUORDGZDUQLQJ VHF э2YHUORDGLQJ VXVSHQGHG
ࠉ‫ی‬2YHUORDGLQJLQPRWRUORFNHGFRQGLWLRQ
ࠉࠉ࣭0RWRUORFNHGFRQGLWLRQэ0RWRUDFWLYDWHGэ2YHUORDGZDUQLQJ VHF э2YHUORDGLQJ
 VXVSHQGHG ࠉ‫ی‬2YHUORDGLQJLQIL[HGORDGLQJFRQGLWLRQࠉࠉ࣭)L[HGORDGLQJFRQGLWLRQ VHF э2YHUORDGZDUQLQJ VHF э2YHUORDGLQJ VXVSHQGHG ‫ڦ‬+ROGERWWRPRISRZHUSDFNE\ERWKKDQGVZKHQFDUU\LQJ&DXWLRQ ࠉ+ROGLQJE\RQHKDQGPD\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQE\GURSSLQJ㻟&ODPS+HDG

+

㻠

䠏㻚

6SHFLILFDWLRQV‫ە‬,QSXW9ROWDJH&9$&sࠉ+]
&9$&sࠉ+]
&9$&sࠉ+]‫ە‬3RZHU&RQVXPSWLRQ5DWHG:‫ە‬2XWSXW9ROWDJH 9'& 5DWHG9$‫ە‬2YHUORDGLQJ)XQFWLRQ2YHUORDGLQJIXQFWLRQLVDFWLYDWHGZLWKLQVHFRQGVLQFDVHRXWSXWFXUUHQWH[FHHGVRYHUWKHUDQJHDSSUR[$‫ە‬2YHUKHDW3URWHFWLRQ)XQFWLRQ2YHUKHDWSURWHFWLRQIXQFWLRQLVDFWLYDWHGZKHQWKHWHPSHUDWXUHRILQWHUQDOKHDWVLQNH[FHHGVΥ‫ە‬2SHUDWLQJ7HPSHUDWXUHDQG+XPLGLW\5HTXLUHPHQWWRΥWR QRQFRQGHQVLQJ‫'ە‬LPHQVLRQV :  '  + PP H[FOXGLQJOHJSDUWV‫ە‬:HLJKW $SSUR[NJ䠐㻚

1DPHVDQG)XQFWLRQV
)URQW

ճ

ղ

%DFN

ն

ջ

մ
ձ

յ

չ
շ
ո
պ
)LJ

)LJ

ձ3RZHU6ZLWFK
ࠉࠉ3RZHU212))VZLWFK 㹪㸸21ࠉ‫ۑ‬㸸2))
ղ'LJLWDO'LVSOD\
ࠉࠉ6HWURWDWLRQVSHHGURWDWLRQVSHHGRIPRWRUUDWLRLQSHUFHQWDJHWRPD[LPXPURWDWLRQVSHHG
HUURUFRGHZKHQHUURURFFXUUHGDUHLQGLFDWHG
ࠉࠉ‫ە‬,QFDVHRIFRQQHFWLQJWR0LQLPR21(6HULHV9HUDQG9HUKDQGSLHFHV H[FHSW5(&,3521DQG0LQL%HOW6DQGHU
ࠉࠉࠉ0RWRULQVWRS6HWURWDWLRQVSHHGLVLQGLFDWHG
ࠉࠉࠉ0RWRULQRSHUDWLRQDFWXDOURWDWLRQVSHHGRIPRWRULVLQGLFDWHG
ࠉࠉ‫ە‬,QFDVHRIFRQQHFWLQJWR5(&,35210LQL%HOW6DQGHUDQGIRUPHUVHULHVKDQGSLHFHV
ࠉࠉࠉ0RWRULQVWRS6HWURWDWLRQVSHHGLQSHUFHQWDJHDJDLQVWPD[LPXPURWDWLRQVSHHG
LVLQGLFDWHG  
ࠉࠉࠉ0RWRULQRSHUDWLRQDFWXDOURWDWLRQVSHHGLQSHUFHQWDJHDJDLQVWPD[LPXPURWDWLRQVSHHG
LVLQGLFDWHG
ࠉ ͐WRSHUFHQWVDQG)/PHDQLQJRISHUFHQWDUHLQGLFDWHG
ࠉࠉࠉࠉHJ ,QFDVHWKDWPD[LPXPURWDWLRQVSHHGLVPLQࠉࠉࠉࠉ5RWDWLRQVSHHGZKHQLQGLFDWHGЍPLQ DSSUR[PLQࠉࠉࠉࠉ5RWDWLRQVSHHGZKHQ)/LQGLFDWHGЍPLQ DSSUR[PLQࠉࠉࠉࠉHJ ,QFDVHRI5(&,35215(ࠉࠉࠉࠉ6WURNHVSHHGZKHQLQGLFDWHGЍWLPHVPLQ DSSUR[WLPHVPLQࠉࠉࠉࠉHJ ,QFDVHRI0LQL%HOW6DQGHU%6
ࠉࠉࠉࠉ%HOWVSHHGZKHQLQGLFDWHGЍPPLQ DSSUR[PPLQ
ճ5RWDWLRQ6SHHG2XWSXW5DWH,QGLFDWRUࠉࠉ‫ە‬PLQ/LJKW
ࠉࠉࠉ7XUQVRQZKLOHURWDWLRQVSHHGLVLQGLFDWHG
ࠉࠉ‫ە‬/(9(//LJKW
ࠉࠉࠉ7XUQVRQZKLOHRXWSXWUDWHLVLQGLFDWHG

㻡մ/RDG0HWHU
ࠉࠉ/('WXUQVRQIURPOHIWFRUUHVSRQGLQJWRORDGLQJFRQGLWLRQ IORZLQJHOHFWULFFXUUHQW RIPRWRU
ࠉࠉ࣭8VHPRWRUZLWKLQUDQJHRIZKLWH/('LQGLFDWLQJUDQJHRIXVH
ࠉࠉ࣭2UDQJH/('LQGLFDWHVRYHUORDGLQJ5HGXFHWKHORDGIRUPRWRU
ࠉࠉ࣭5HG/('LQGLFDWHVH[FHVVLYHRYHUORDGLQJ$YRLGWKHORDGIRUPRWRULPPHGLDWHO\ࠉࠉ࣭,QFDVHIORZLQJHOHFWULFFXUUHQWLVUHGXFHGIRUVHFRQGVORDGPHWHUWXUQVRII
յ6SHHG&RQWURO'LDO
ࠉࠉ6HWURWDWLRQVSHHGRIPRWRUն5RWDWLRQ'LUHFWLRQ6ZLWFK5RWDWLRQ6ZLWFK/LJKW
ࠉࠉ6HWURWDWLRQGLUHFWLRQRIPRWRU(LWKHUURWDWLRQVZLWFKOLJKWWXUQVRQGHSHQGLQJRQVHWRIURWDWLRQGLUHFWLRQࠉࠉࠉࠉ‫)ی‬:'㸻)RUZDUG5RWDWLRQ &ORFNZLVHࠉࠉࠉࠉ‫ی‬5(9㸻5HYHUVH5RWDWLRQ &RXQWHUFORFNZLVH㸧ࠉࠉ&DXWLRQ‫&ڦ‬KDQJHURWDWLRQGLUHFWLRQZKHQPRWRULVLQVWRS‫'ڦ‬RQRWXVH5(&,3521DQG0LQL%HOW6DQGHULQ5(9 UHYHUVHURWDWLRQGLUHFWLRQ շ'&027256HOHFWRU'&027252XWSXW/LJKWࠉࠉ‫&'ی‬027256HOHFWRULVDVZLWFKWRVHOHFWWHUPLQDODQGWXUQPRWRURQRIIࠉࠉ‫ی‬7KHFRORURI'&027252XWSXW/LJKWLQGLFDWHVIROORZLQJFRQGLWLRQVࠉࠉࠉࠉ/LJKWVRXW ࣭࣭࣭࣭࣭࣭࣭࣭࣭ 7HUPLQDOLVQRWVHOHFWHGࠉ
ࠉࠉࠉࠉ*UHHQ ࣭࣭࣭࣭࣭࣭࣭࣭࣭࣭࣭ 7HUPLQDOLVVHOHFWHGDQGPRWRULVLQVWRSࠉࠉࠉࠉ2UDQJH ࣭࣭࣭࣭࣭࣭࣭࣭࣭࣭࣭ 0RWRULVLQRSHUDWLRQࠉࠉࠉࠉ5HG IODVKLQJ  ࣭࣭࣭࣭࣭࣭࣭ (UURURFFXUVո'&02725&RQQHFWLRQ7HUPLQDO
ࠉࠉ7HUPLQDOFRQQHFWLQJWRPRWRUչ3RZHU&RUG6RFNHW
ࠉࠉ6RFNHWFRQQHFWLQJWR$&SRZHUFRUGպ)XVH&RPSDUWPHQW
ࠉࠉ&RPSDUWPHQWIRUIXVH5HPRYHFRYHURIIXVHFRPSDUWPHQWE\XVLQJIODWKHDGVFUHZGULYHU
ࠉࠉࠉࠉࠉࠉࠉ3URGXFW&RGHRI)XVH)RU&&3)8$ࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉ)RU&3)8$‫ڦ‬0DNHVXUHWRXQSOXJ$&SRZHUFRUGZKHQUHSODFLQJIXVH&DXWLRQ ‫ڦ‬0DNHVXUHWRXVHVSHFLILHGIXVHIRUUHSODFHPHQW‫ڦ‬$VNXVIRUUHSDLULQJLQFDVHRIGDPDJHE\XQNQRZQFDXVHVXFKDVVKRUWFLUFXLWE\RYHUFXUUHQWջ)RRW6ZLWFK&RQQHFWLRQ7HUPLQDO
ࠉࠉ7HUPLQDOFRQQHFWLQJWRIRRWVZLWFK )69&DVRSWLRQDODFFHVVRULHV DQGSOXJIRUUHPRWHFRQWURO
53*3DVRSWLRQDODFFHVVRU\ 㻢䠑㻚

2SHUDWLRQV䠒㻚ࠉ㸳㸯ࠉ+RZWR8VHZLWKRXW)RRW6ZLWFK䚷 䚷㸦㸯㸧&RQQHFW$&SRZHUFRUGWRSRZHUFRUGVRFNHWDQGSOXJ$&SRZHUFRUGLQWRRXWOHW䚷 䚷㸦㸰㸧&RQQHFWSOXJRIPRWRUWR'&02725FRQQHFWLRQWHUPLQDO䚷 䚷㸦㸱㸧7XUQVSHHGFRQWUROGLDODOOWKHZD\WRFRXQWHUFORFNZLVHGLUHFWLRQ䚷 䚷㸦㸲㸧7XUQSRZHUVZLWFKRQ

㸦㸳㸧,QFDVH'&02725RXWSXWOLJKWLQXVHLVRIISUHVVKDQGVZLWFKRQPRWRURU'&02725VHOHFWRUWRVHOHFW'&02725FRQQHFWLRQWHUPLQDO6HOHFWHG'&02725RXWSXWOLJKWWXUQVJUHHQ㸦㸴㸧3UHVVURWDWLRQGLUHFWLRQVZLWFKDQGVHOHFWURWDWLRQGLUHFWLRQ VWDQGDUGGLUHFWLRQLV):' 
㸦㸵㸧6HWURWDWLRQVSHHGRIPRWRUE\VSHHGFRQWUROGLDO
㸦㸶㸧3UHVVKDQGVZLWFKRQPRWRURU'&02725VHOHFWRUWRVWDUWUXQQLQJPRWRU
㸦㸷㸧3UHVVKDQGVZLWFKRQPRWRURU'&02725VHOHFWRUWRVWRSUXQQLQJPRWRU(UURU,QGLFDWLRQDQG7URXEOHVKRRWLQJ

䕔(UURULQIRUPDWLRQLVLQGLFDWHGRQGLJLWDOGLVSOD\LQFDVHHUURURFFXUUHG
‫(ڦ‬LQGLFDWLQJHUURURFFXUUHGDQGDEEUHYLDWLRQLVGLVSOD\HGDOWHUQDWHO\
HJ(DQGR/DUHGLVSOD\HGDOWHUQDWHO\ZKHQRYHUORDGLQJRFFXUUHG
‫ڦ‬$EEUHYLDWLRQLVVZLWFKHGWRHUURUQXPEHUE\SUHVVLQJURWDWLRQGLUHFWLRQVZLWFKZKLOHHUURULVLQGLFDWHG
䚷㻔㼑㻚㼓㻚㻌㻎㻱㻚㻙㻎㻌㼍㼚㼐㻌㻎㻝㻢㻎㻌㼍㼞㼑㻌㼐㼕㼟㼜㼘㼍㼥㼑㼐㻌㼍㼘㼠㼑㼞㼚㼍㼠㼑㼘㼥㻌㼣㼔㼑㼚㻌㼛㼢㼑㼞㼘㼛㼍㼐㼕㼚㼓㻌㼛㼏㼏㼡㼞㼞㼑㼐㻚㻕‫ڦ‬+RZWRUHOHDVHHUURU
ࠉ࣭(UURUFDQEHUHOHDVHGE\SUHVVLQJKDQGVZLWFKRIPRWRURU'&PRWRUVHOHFWRURIWKLVSURGXFWࠉ࣭,QFDVHXVLQJIRRWVZLWFKHUURUFDQEHUHOHDVHGE\WXUQLQJIRRWVZLWFKRII
ࠉ࣭,QFDVHHUURUQXPEHULVWRHUURUFDQEHUHOHDVHGE\WXUQLQJSRZHUVZLWFKRII㻌

7DEOH&RQWHQWVRI(UURUDQG7URXEOHVKRRWLQJ(UURU1R

‫ڦ‬8VHPRWRUZLWKLQUDQJHRIZKLWH/('LQGLFDWLQJUDQJHRIXVH
&DXWLRQ ‫ڦ‬8VHPRWRUZLWKLQPD[LPXPURWDWLRQVSHHGVHWHDFK6HQWDQ7RRO‫ڦ‬7ZRPRWRUVFDQQRWEHUXQDWWKHVDPHWLPH

$EEUHYLDWLRQ &DXVHRI(UURUࠉ㸺2SHUDWLRQV㸼
ࠉ㸯㸬7XUQSRZHUVZLWFKRII
ࠉ㸰㸬7XUQSRZHUVZLWFKRQZKLOHSUHVVLQJURWDWLRQGLUHFWLRQVZLWFKDQG'&027256HOHFWRUDWWKHVDPHWLPHࠉ㸱㸬$VQRUPDOPRGHQRLVLQGLFDWHGRQGLJLWDOGLVSOD\LQFRQGLWLRQRISUHVVLQJURWDWLRQGLUHFWLRQVZLWFKDQG'&027256HOHFWRU,QFDVH)$LVLQGLFDWHGRQGLJLWDOGLVSOD\LWLVTXLFNPRGH
ࠉࠉࠉࠉ 1RUPDOPRGHQRDQGTXLFNPRGH)$FDQEHVZLWFKHGE\WXUQLQJSRZHUVZLWFKRQDQGRIIUHSHDWHGO\ࠉ㸲㸬6HWWLQJRIVWDUWPRGHLVVDYHGE\UHOHDVLQJURWDWLRQGLUHFWLRQVZLWFKDQG'&027256HOHFWRU
ࠉࠉࠉ$IWHUVDYLQJVWDUWPRGHVHWWLQJRIQRUPDODQGTXLFNPRGHUHPDLQHYHQLISRZHUVZLWFKLVRIIࠉ䚷 䚷㸦㸰㸧)ROORZVWHS  WR  RI+RZWR8VHZLWKRXW)RRW6ZLWFK䚷 䚷㸦㸱㸧7XUQRQPRWRUE\VWHSSLQJRQIRRWVZLWFK䚷䚷䚷䚷䚷䚷䚷䚷 䚷㸦㸲㸧7XUQRIIPRWRUE\UHOHDVLQJIRRWIURPIRRWVZLWFK㸦㸳㸧&DQFHOHUURUE\UHOHDVLQJIRRWIURPIRRWVZLWFKZKHQHUURURFFXUUHG,QFDVHHUURUQXPEHULVWR
WXUQSRZHUVZLWFKRIIWRFDQFHOHUURU
ࠉࠉ㸺:LWK212))7\SH)RRW6ZLWFK )6 㸼
䚷䚷䚷 2QO\WXUQLQJ21DQG2))RIPRWRUFDQEHVZLWFKHG
2WKHURSHUDWLRQVDQGVHWWLQJFDQEHFRQWUROOHGRQIURQWSDQHORIWKLVSURGXFWࠉࠉ㸺:LWK9DULDEOH7\SH)RRW6ZLWFK 9& 㸼
ࠉࠉࠉ6HWURWDWLRQVSHHGRIPRWRUE\VSHHGFRQWUROGLDO6HWURWDWLRQVSHHGLVWKHPD[LPXPURWDWLRQVSHHG
ZKHQVWHSSLQJRQIRRWVZLWFK
ࠉࠉࠉ5RWDWLRQVSHHGRIPRWRUFDQEHFRQWUROOHGFRUUHVSRQGLQJWRVWHSSLQJRQDPRXQWࠉࠉ‫۔‬5RWDWLRQ6SHHG0DLQWDLQLQJ)XQFWLRQ IRUXVLQJ9&ࠉࠉࠉ5RWDWLRQVSHHGFDQEHIL[HGWHPSRUDULO\ZKHQSUHVVLQJKDQGVZLWFKRIPRWRURU'&02725VHOHFWRURIWKLVSURGXFWLQXVHLQFRQGLWLRQRIVWHSSLQJRQYDULDEOHW\SHIRRWVZLWFK,QWKLVFRQGLWLRQURWDWLRQVSHHGLVPDLQWDLQHGHYHQLIVWHSSLQJRXWRIIRRWVZLWFKࠉࠉࠉ)RUUHOHDVLQJVWHSRQWKHIRRWVZLWFKDJDLQRUSUHVVKDQGVZLWFKRIPRWRURU'&02725VHOHFWRURIWKLVSURGXFWLQXVH

‫'ڦ‬RQRWSOXJLQDQGRXWIRRWVZLWFKZKLOHSRZHUVZLWFKLVRQ&DXWLRQ‫(ڦ‬UURULVRFFXUUHGDQGPD\FDXVHRIGDPDJHDQGRUPDOIXQFWLRQ㻣

3UHVV'&PRWRUVHOHFWRURI'&PRWRUFRQQHFWLRQWHUPLQDOLQXVHRUKDQGVZLWFKRIPRWRU

$EQRUPDOFRQGLWLRQLVGHWHFWHG
LQVDYHGVHWWLQJGDWD

)RRW6ZLWFK

0RWRUVLJQDORIIRRWVZLWFKRU
7XUQPRWRUVLJQDORIIRRWVZLWFKRUH[WHUQDO
H[WHUQDOVLJQDOLVRQZKHQWXUQLQJVLJQDORIISRZHUVZLWFKRQ

+DQGSLHFH

3UHVV'&PRWRUVHOHFWRURI'&PRWRUFRQQHFWLRQ
6LJQDOHUURURIKDQGSLHFHPRGHO WHUPLQDOLQXVH
&RQQHFWSOXJRIPRWRU

2YHUORDG

2YHUORDGLQJE\RYHUFXUUHQWWRPRWRU

3UHVV'&PRWRUVHOHFWRURI'&PRWRUFRQQHFWLRQWHUPLQDOLQXVHRUKDQGVZLWFKRIPRWRU
8VHPRWRUZLWKLQUDQJHRIZKLWH/('LQGLFDWLQJ
UDQJHRIXVH

+HDWLQJ

2YHUKHDWLQJFRQGLWLRQGXHWR
LQFUHDVLQJWHPSHUDWXUHLQVLGHRISRZHUSDFN

3UHVV'&PRWRUVHOHFWRURI'&PRWRUFRQQHFWLRQWHUPLQDOLQXVHRUKDQGVZLWFKRIPRWRUDQGZDLWIRUXVLQJPRWRUXQWLOWHPSHUDWXUHLQVLGHSRZHUSDFN
JRHVGRZQ 

3RZHU3DFN

7RRPXFKYROWDJHWRPRWRU

3UHVV'&PRWRUVHOHFWRURI'&PRWRUFRQQHFWLRQWHUPLQDOLQXVHRUKDQGVZLWFKRIPRWRU
8VHPRWRUZLWKLQUDQJHRIZKLWH/('LQGLFDWLQJ
UDQJHRIXVH

)RRW6ZLWFK

3OXJRIIRRWVZLWFKLV
FRQQHFWHGGLVFRQQHFWHG

7XUQSRZHUVZLWFKRII
,QFDVHXVLQJIRRWVZLWFKFRQQHFWSOXJRIIRRWVZLWFKDQGWXUQSRZHUVZLWFKRQ3RZHU3DFN

2XWSXWYROWDJHLVWRRORZ

$VNIRUUHSDLULQJ

3RZHU3DFN

2XWSXWYROWDJHLVWRRKLJK

7XUQSRZHUVZLWFKRII
7XUQSRZHUVZLWFKRQ$VNIRUUHSDLULQJLQFDVH
VDPHHUURURFFXUUHG

3RZHU3DFN

7DNLQJPRUHWKDQVHFRQGVXQWLOPRWRUVWRSSHG

7XUQSRZHUVZLWFKRII'URSURWDWLRQVSHHGLQFDVHXVLQJKHDY\6HQWDQ7RRO
7XUQSRZHUVZLWFKRQ$VNIRUUHSDLULQJLQFDVHVDPHHUURURFFXUUHG

3RZHU3DFN+LJKRXWSXWFXUUHQWZKHQPRWRU
LVLQVWRS$VNIRUUHSDLULQJ

3RZHU3DFN$EQRUPDOYDOXHLQPHPRU\RISRZHU$VNIRUUHSDLULQJ
SDFNLVGHWHFWHGࠋ

3RZHU3DFN(UURURQFLUFXLWLVGHWHFWHGࠉ㸳㸰ࠉ+RZWR8VHZLWKRXW)RRW6ZLWFK )69&䚷 䚷㸦㸯㸧&RQQHFWIRRWVZLWFKWRIRRWVZLWFKFRQQHFWLRQWHUPLQDORQEDFNVLGHRIWKLVSURGXFW

7URXEOHVKRRWLQJ

3RZHU3DFN

6HW4XLFN6WDUW0RGH
ࠉ (QDEOHWRFKDQJHWR4XLFN0RGHIRUVKRUWHQLQJWLPHWRUHDFKWRVHWURWDWLRQVSHHG
1RUPDO0RGH GHIDXOW WDNHVDSSUR[VHFRQGVWRWKHPD[LPXPVSHHGDQG4XLFN0RGHWDNHVDSSUR[䚷䚷䚷䚷䚷䚷
VHFRQGVWRWKHPD[LPXPVSHHG
6ZLWFKQRUPDODQGTXLFNPRGHE\IROORZLQJSURFHGXUH

6WDWXV$VNIRUUHSDLULQJ ,QFDVHRIRYHUKHDWLQJR+LQGLFDWLQJRYHUKHDWLQJPD\EHGLVSOD\HGEHFDXVHRIKLJKWHPSHUDWXUHLQVLGHHYHQWKRXJKHUURULVUHOHDVHGR+LVGLVDSSHDUHGLIWHPSHUDWXUHLQVLGHGURSVࠉ:DLWIRUXVLQJPRWRUXQWLOR+GLVDSSHDUV㻤䠓㻚+RZWR8VHE\([WHUQDO6LJQDO‫&ڦ‬LUFXLW'LDJUDPRI([WHUQDO6LJQDOLQ3RZHU3DFN

3RZHU3DFN‫ڦ‬7KHIROORZLQJRSHUDWLRQVFDQEHFRQWUROOHGWKURXJKIRRWVZLWFKFRQQHFWLRQWHUPLQDO

‫ڦ‬5HPRWHFRQWUROOLQJE\H[WHUQDOVLJQDOKDVPRGHV)69&DQG$XWRPRGH
ࠉ'HVFULSWLRQDQGVHWWLQJIRUHDFKPRGHDUHGHVFULEHGRQ7DEOHEHORZ
ࠉ6HOHFWPRGHDQGFRQQHFWWDUJHWSLQLQVLGHSOXJIRUUHPRWHFRQWUROOLQJDQG- -DFN 
7DEOH1R

0RGH'HVFULSWLRQ

6HWWLQJ㸯)60RGH㻻㼚㼘㼥㻌㼛㼜㼑㼞㼍㼠㼕㼛㼚㻌㼛㼒㻌㼠㼡㼞㼚㼕㼚㼓㻌㼙㼛㼠㼛㼞㻌㼛㼚㻌㻛㻌㼛㼒㼒㻌㼏㼍㼚㻌㼎㼑㻌㼏㼛㼚㼠㼞㼛㼘㼘㼑㼐㻌㼎㼥㻌㼑㼤㼠㼑㼞㼚㼍㼘㻌㼟㼕㼓㼚㼍㼘㻌㻔㼞㼑㼟㼠㻌㼛㼒㻌㼛㼜㼑㼞㼍㼠㼕㼛㼚㼟㻌㼏㼍㼚㻌㼎㼑㻌&RQQHFWSLQ1RDQG㼏㼛㼚㼠㼞㼛㼘㼘㼑㼐㻌㼛㼚㻌㼒㼞㼛㼚㼠㻌㼜㼍㼚㼑㼘㻕㻚㸰

9&0RGH

2SHUDWLRQVRIWXUQLQJPRWRURQRIIDQGVHWWLQJRIURWDWLRQVSHHGFDQEHFRQWUROOHG
E\H[WHUQDOVLJQDO UHVWRIRSHUDWLRQVFDQEHFRQWUROOHGRQIURQWSDQHO &RQQHFWSLQ1RDQG-㸱$XWR0RGH$OORSHUDWLRQVFDQEHFRQWUROOHGE\H[WHUQDOVLJQDO QRRSHUDWLRQFDQEHFRQWUROOHG
RQIURQWSDQHO &RQQHFWSLQ1RDQG-‫ڦ‬3LQFRQILJXUDWLRQRISOXJIRUUHPRWHFRQWUROOLQJ&\OLQGULFDOPHWDOSDUWLV- -DFN 
3OXJIRUUHPRWHFRQWUROOLQJ53*3 RSWLRQDO

9LHZIURPSLQVLGH )LJ- -DFN&RQWUROOLQJ&LUFXLW 0LFURFRQWUROOHU8QLWࠉࠉࠉ‫ە‬7XUQLQJPRWRURQRIIࠉࠉࠉࠉ‫ە‬6HWWLQJURWDWLRQVSHHG
ࠉࠉࠉ‫ە‬6HWWLQJURWDWLRQGLUHFWLRQࠉࠉࠉ‫ە‬6HWWLQJ'&PRWRUFRQQHFWLRQWHUPLQDOLQXVHࠉࠉࠉ‫ە‬2XWSXWRIDODUPVLJQDO

VSHHG

NȐ

$PS

0RGH
'HWHFWLQJ&LUFXLW

9
NȐ

NȐ

527$7,21
NȐ02725
7(50,1$/









-

NȐ
NȐ
NȐ

02725
212))

NȐ

',13

)RRW6ZLWFK
&RQQHFWLRQ7HUPLQDO

NȐ
*1'

NȐ
NȐ
NȐ

$XWR0RGHNȐ

3KRWRFRXSOHU

NȐ
$/$50



9








)LJ㸵㸯ࠉ,Q&DVHRI7XUQLQJ0RWRU2Q2II2QO\&RQWUROOHGE\([WHUQDO6LJQDO )60RGH



9LHZIURPWKLVVLGH)LJ

- -DFN)LJ

‫(ڦ‬DFKRISLQQXPEHUVLJQDOQDPHDQGIXQFWLRQRISOXJIRUUHPRWHFRQWUROOLQJLVGHVFULEHG
RQ7DEOHEHORZ
7DEOH
3LQ1R

6LJQDO)XQFWLRQ,QSXW2XWSXW㸯

5RWDWLRQGLUHFWLRQ

6ZLWFKLQJURWDWLRQGLUHFWLRQ ):'RSHQ5(9FRQQHFWWRSLQ1R,QSXW

5RWDWLRQVSHHGLVFKDQJHGGHSHQGLQJRQLQSXWYROWDJH5RWDWLRQVSHHGVHWE\VSHHG
FRQWUROGLDOLVWKHPD[LPXPURWDWLRQVSHHG
9ROWDJH99LVDGGHGEHWZHHQSLQDQG-5RWDWLRQVSHHGUHDFKHVWRWKH
PD[LPXPZKHQLQSXW90D[LPXP9
2XWSXWWLQJ9YROWDJH
DOORZDEOHHOHFWULFFXUUHQWP$RUOHVV8VHWKLVSRZHURQO\IRUH[WHUQDOVLJQDO㸰

5RWDWLRQ
VSHHG

㸱9SRZHU㸲

6ZLWFKLQJ'&
6ZLWFKLQJ'&PRWRUFRQQHFWLRQWHUPLQDODQGPRWRUFRQQHFWLRQ'&0RWRURSHQ'&0RWRUFRQQHFWWRSLQ1R
WHUPLQDO

7XUQLQJPRWRU 7XUQLQJPRWRURQRII 2QFRQQHFWWRSLQ1R2IIRSHQ
RQRII$ODUP
6LJQDORXWSXWDVDODUPVLJQDOZKHQHUURURFFXUUHG SKRWRFRXSOHURXWSXW
6LJQDOVLGH
ࠉ1RUPDOFRQGLWLRQSKRWRFRXSOHURXWSXW21(UURUFRQGLWLRQSKRWRFRXSOHURXWSXW2))$ODUP
&RPPRQVLGH 0D[LPXPYROWDJH9RUOHVV0D[LPXPFXUUHQWP$RUOHVV

㸳
㸴
㸵
㸶

$XWRPRGH
VHWWLQJ&RQQHFWWR-SLQZKHQDOORSHUDWLRQVDUHFRQWUROOHGE\H[WHUQDOVLJQDO- -DFN*URXQG *1'*URXQGIRUSLQ1R 9SRZHU,QSXW2XWSXW,QSXW,QSXW2XWSXW,QSXW

ࠉձ&RQQHFWSLQ1RRISOXJIRUUHPRWHFRQWUROOLQJDQG- -DFN LQVLGHSOXJ )6PRGHVHWWLQJ 
ࠉղ&RQQHFWERWKHQGVRISLQ1RDQGDQGFRQWDFWRIVZLWFKUHOD\HWF
ࠉճ0RWRULVUXQE\WXUQLQJFRQWDFWRQ
ࠉմ0RWRULVVWRSSHGE\WXUQLQJFRQWDFWRIIࠉյ(UURULVUHOHDVHGE\WXUQLQJFRQWDFWRIILQFDVHHUURURFFXUUHG
ࠉࠉ 5HOD\RUUHOD\RXWSXWXQLWLVUHFRPPHQGHGLQFDVHRIFRQWUROOLQJE\VHTXHQFHUHWF‫[(۔‬DPSOHRI&RQQHFWLRQ'LDJUDP-

3RZHU3DFN

3RZHU3DFN

1
2
3
4
5
6
7
8

1
2
3
4
5
6
7
8

+12V

6ZLWFK210RWRU21
6ZLWFK2))0RWRU2))

3OXJIRU5HPRWH&RQWUROOLQJ㻼㼘㼡㼓㻌㼒㼛㼞㻌㻾㼑㼙㼛㼠㼑㻌㻯㼛㼚㼠㼞㼛㼘㼘㼕㼚㼓)LJ,Q&DVHRI8VLQJ3KRWRFRXSOHU‫'ڦ‬RQRWFRQQHFWSRZHUSUHSDUHGE\XVHUWRSLQ1R0D\FDXVHRIPDOIXQFWLRQ‫ڦ‬8VHPRWRUZLWKLQUDQJHRIZKLWH/('LQGLFDWLQJUDQJHRIXVHRQORDGPHWHU㻥

3KRWRFRXSOHU210RWRU21
3KRWRFRXSOHU2))0RWRU2))㸫)LJ,Q&DVHRI8VLQJ&RQWDFWHWFRI5HOD\HWF

&DXWLRQ+12V㻝㻜㸵㸰ࠉ,Q&DVHRI7XUQLQJ0RWRU2Q2IIDQG5RWDWLRQ6SHHGRI0RWRU&RQWUROOHGE\([WHUQDO6LJQDO 9&0RGH
ࠉձ&RQQHFWSLQ1RRISOXJIRUUHPRWHFRQWUROOLQJDQG- -DFN LQVLGHSOXJ 9&PRGHVHWWLQJ 
ࠉղ&RQQHFWERWKHQGVRISLQ1RDQGDQGFRQWDFWRIVZLWFKUHOD\HWF
ࠉࠉࠉࠉ&RQWDFW210RWRU21&RQWDFW2))0RWRU2))
ࠉճ6HWPD[LPXPURWDWLRQVSHHGE\WXUQLQJVSHHGFRQWUROGLDOࠉմ$SSO\FRQWUROYROWDJHWRERWKHQGVRISLQ1RDQG- -DFN IRUFRQWUROOLQJURWDWLRQVSHHG
ࠉࠉ6HWURWDWLRQVSHHGLVLQGLFDWHGRQGLJLWDOGLVSOD\GXULQJPRWRULQVWRSࠉࠉࠉ㸺&RQWURO9ROWDJH㸼ࠉࠉࠉ࣭3LQ1R99 PD[LPXPYROWDJH9ࠉࠉࠉ࣭-DFN*1'
ࠉࠉ 5RWDWLRQVSHHGVHWE\VSHHGFRQWUROGLDOLVWKHPD[LPXPURWDWLRQVSHHG5RWDWLRQVSHHGRIPRWRULVFRQWUROOHGLQDFFRUGDQFHZLWKDSSO\LQJYROWDJHWRSLQ1R
ࠉࠉࠉHJ,QFDVHRIXVLQJPRWRUZLWKPLQDQGVHWWLQJPLQE\VSHHGFRQWUROGLDO
ࠉࠉࠉࠉࠉࠉ࣭0RWRUUXQVLQPLQE\DSSO\LQJ9WRSLQ1R URWDWLRQVSHHGLVQRWH[FHHGPLQLQVSLWHRIDSSO\LQJ9RUPRUH ࠉࠉࠉࠉࠉࠉ࣭0RWRUUXQVLQPLQE\DSSO\LQJ9WRSLQ1Rࠉࠉࠉࠉࠉࠉ࣭,QFDVHRIPDNLQJURWDWLRQVSHHGPLQVHWWKHPD[LPXPURWDWLRQVSHHGWRPLQE\VSHHGFRQWURO
GLDODQGDSSO\9WRSLQ1Rࠉࠉࠉ‫[(۔‬DPSOHRI&RQQHFWLRQ'LDJUDP
3RZHU3DFN

3RZHU3DFN

1
2
3
4
5
6
7
8

'LYLGHGYROWDJHLVLQSXWWRSLQ1R
5RWDWLRQVSHHGLVFKDQJHGLQDFFRUGDQFH
ZLWKLQSXWYROWDJH

1
2
3
4
5
6
7
8

9

6ZLWFK210RWRU21
6ZLWFK2))0RWRU2))

NȐ

95
NȐ

9

6ZLWFK210RWRU21
6ZLWFK2))0RWRU2))

㻔䠇㻕 5RWDWLRQVSHHGRIPRWRULV
FRQWUROOHGLQDFFRUGDQFHZLWK㻔䠉㻕 FKDQJHRIDQDORJYROWDJH傍傍

ࠉձ&RQQHFWSLQ1RRISOXJIRUUHPRWHFRQWUROOLQJDQG- -DFN LQVLGHRISOXJ $XWRPRGHVHWWLQJ 
ࠉղ&RQQHFWERWKHQGVRISLQ1RDQGDQGFRQWDFWRIVZLWFKUHOD\HWFIRUVHWWLQJRIURWDWLRQGLUHFWLRQࠉࠉࠉࠉࠉ&RQWDFW215(9 &RXQWHUFORFNZLVH &RQWDFW2))):' &ORFNZLVHࠉࠉࠉ 7XUQ212))RIPRWRURQPVDIWHUVHWWLQJURWDWLRQGLUHFWLRQ
ࠉճ&RQQHFWERWKHQGVRISLQ1RDQGDQGFRQWDFWRIVZLWFKUHOD\HWFIRUVHWWLQJRI'&PRWRUFRQQHFWLRQWHUPLQDOࠉࠉࠉࠉࠉ&RQWDFW21'&02725&RQWDFW2))'&02725ࠉࠉࠉ 7XUQ212))RIPRWRURQPVDIWHUVHWWLQJ'&PRWRUFRQQHFWLRQWHUPLQDOࠉմ&RQQHFWERWKHQGVRISLQ1RDQGDQGFRQWDFWRIVZLWFKUHOD\HWFIRUWXUQLQJPRWRURQRII
ࠉࠉࠉࠉࠉ&RQWDFW210RWRU21&RQWDFW2))0RWRU2))
ࠉࠉ(UURULVUHOHDVHGE\WXUQLQJFRQWDFWRIILQFDVHHUURURFFXUUHGZKLOHPRWRULVUXQQLQJࠉࠉ ,QFDVHHUURUQXPEHULVWRHUURUFDQEHUHOHDVHGE\WXUQLQJSRZHUVZLWFKRIIࠉյ$SSO\FRQWUROYROWDJHLQEHWZHHQSLQ1RDQG- -DFN IRUFRQWUROOLQJURWDWLRQVSHHG
ࠉࠉ$SSO\FRQWUROYROWDJHDVIROORZLQJSRODULW\ࠉࠉࠉ㸺&RQWURO9ROWDJH㸼ࠉࠉࠉ࣭3LQ1R99 PD[LPXPYROWDJH9ࠉࠉࠉ࣭-DFN*1'ࠉࠉࠉ 5RWDWLRQVSHHGVHWE\VSHHGFRQWUROGLDOLVWKHPD[LPXPURWDWLRQVSHHGDQGURWDWLRQVSHHGRIPRWRULVFRQWUROOHGLQDFFRUGDQFHZLWKDSSO\LQJYROWDJHWRSLQ1RࠉࠉࠉHJ,QFDVHRIXVLQJPRWRUZLWKPLQDQGVHWWLQJPLQE\VSHHGFRQWUROGLDO
࣭0RWRUUXQVLQPLQE\DSSO\LQJ9WRSLQ1R URWDWLRQVSHHGLVQRWH[FHHGPLQLQVSLWHRIDSSO\LQJ9RUPRUH ࠉࠉࠉࠉࠉࠉ࣭0RWRUUXQVLQPLQE\DSSO\LQJ9WRSLQ1Rࠉࠉࠉࠉࠉࠉ࣭,QFDVHRIPDNLQJURWDWLRQVSHHGPLQVHWWKHPD[LPXPURWDWLRQVSHHGWRPLQE\VSHHGFRQWURO
GLDODQGDSSO\9WRSLQ1Rࠉն8VHDODUPVLJQDOE\SXOOLQJVLJQDOZLUHRXWIURPSLQ1RDQG
ࠉࠉ3KRWRFRXSOHURXWSXWLV21LQQRUPDORSHUDWLRQDQG2))LQHUURUFRQGLWLRQ QHJDWLYHORJLF ࠉࠉ㸺&RQGLWLRQWRPDNHSKRWRFRXSOHURXWSXW2))㸼
ࠉࠉࠉ࣭,QFDVHHUURURFFXUUHGࠉࠉࠉ࣭,QFDVHRIRYHUKHDWLQJFRQGLWLRQGXHWRLQFUHDVLQJWHPSHUDWXUHLQVLGHRIWKLVSURGXFWࠉࠉࠉࠉ$ODUPVLJQDOLVEDFNWR21FRQGLWLRQ QRUPDOFRQGLWLRQ DXWRPDWLFDOO\ZKHQWHPSHUDWXUHLQVLGHRIWKLVSURGXFWJRHVGRZQࠉࠉࠉ࣭,QFDVHFRQGLWLRQWKDWP$RUOHVVRIHOHFWULFFXUUHQWIORZVUHPDLQVIRUVHFRQGVDIWHUWXUQLQJPRWRURQ,QWKLVFDVHDODUPVLJQDOEHFRPHV2))DQGORDGPHWHUWXUQVRIIDWWKHVDPHWLPHࠉࠉࠉ $ODUPVLJQDOLVE\SKRWRFRXSOHURXWSXW%HFDUHIXOWRFRQQHFWEHFDXVHRISRODULW\ࠉࠉࠉࠉࠉ&RQQHFWSLQ1RWRSRVLWLYHHQGDQGSLQ1RWRQHJDWLYHHQG
ࠉࠉࠉ7KHPD[LPXPYROWDJHEHWZHHQSLQ1RDQGLV9RUOHVV0DNHHOHFWULFFXUUHQWP$RUOHVV

㹈 *1'

㹈 *1'

3OXJIRU5HPRWH&RQWUROOLQJ

3OXJIRU5HPRWH&RQWUROOLQJ)LJ,Q&DVHRI8VLQJ9DULDEOH5HVLVWRU 95 IRU6HWWLQJ5RWDWLRQ6SHHG

㸵㸱ࠉ,Q&DVHRI&RQWUROOLQJ$OO)XQFWLRQVRI3RZHU3DFNE\([WHUQDO6LJQDO$XWR0RGH㸴ࠉ‫[(۔‬DPSOHRI&RQQHFWLRQ'LDJUDP
6ZLWFK215(9 &RXQWHUFORFNZLVH
6ZLWFK2))):' &ORFNZLVH)LJ,Q&DVHRI8VLQJ9ROWDJH6LJQDOIRU6HWWLQJ5RWDWLRQ6SHHG

3RZHU3DFN
NȐ

1
2
3
4
5
6
7
8

95
NȐ

9

5RWDWLRQVSHHGRIPRWRULVFRQWUROOHG
IRUGLYLGHGYROWDJH

6ZLWFK21'&PRWRUFRQQHFWLRQWHUPLQDOLVVHOHFWHG
6ZLWFK2))'&PRWRUFRQQHFWLRQWHUPLQDOLVVHOHFWHG

6ZLWFK210RWRU21
6ZLWFK2))0RWRU2))

傍䠦㻔㻳㻺㻰㻕


(

1RUPDOFRQGLWLRQ/('21(UURUFRQGLWLRQ/('2))

5;

3OXJIRU5HPRWH&RQWUROOLQJ)LJ
0DNHYROWDJHDW(9RUOHVVDQGUHVLVWDQFHDW5;P$RUOHVVࠉHJ,QFDVHRIYROWDJH9DQGHOHFWULFFXUUHQWP$5; 9P$5; NȐЍ8VHUHVLVWDQFHYDOXHNȐࠉࠉࠉ9DWSLQ1RFDQEHXVHGLQVWHDGRISRZHUDW(,QWKLVFDVHFRQQHFWJURXQGWR- *1' 

㻝㻝

㻝㻞

㸴
㸵㸫㸲ࠉ6XSSOHPHQWDU\'HVFULSWLRQRI([WHUQDO,26LJQDO
ࠉࠝ3LQ1Rࠞ5RWDWLRQ'LUHFWLRQ6LJQDOࠉࠉࠉ):'5(9FDQEHVZLWFKHGE\DSSO\LQJIROORZLQJYROWDJHEHWZHHQSLQ1RDQG- -DFN 
ࠉࠉࠉ5DQJHRIFRQWUROYROWDJH):'99RURSHQࠉࠉࠉࠉࠉࠉࠉࠉࠉ5(999 PD[YROWDJH9
ࠉࠉࠉ3LQ1RLVXVHGDVVHWWLQJRI)6PRGHDVZHOOࠉࠝ3LQ1Rࠞ5RWDWLRQ6SHHG6LJQDO
ࠉࠉࠉ5RWDWLRQVSHHGFDQEHFRQWUROOHGE\DSSO\LQJIROORZLQJYROWDJHEHWZHHQSLQ1RDQG- -DFN 
ࠉࠉࠉ5DQJHRIFRQWUROYROWDJH99 PD[YROWDJH9
ࠉࠉࠉ,QVSLWHRIDSSO\LQJ9DQGPRUHURWDWLRQVSHHGVHWE\VSHHGFRQWUROGLDOLVWKHPD[LPXP
URWDWLRQVSHHG
ࠉࠉࠉ5RWDWLRQVSHHGLVFKDQJHGLQDFFRUGDQFHZLWKLQSXWYROWDJH0RWRUUXQVDWPLQLPXPURWDWLRQVSHHGLQFDVHRIDSSO\LQJ9RUOHVVࠉࠉࠉࠉ5RWDWLRQVSHHGGRHVQRWH[FHHGURWDWLRQVSHHGVHWE\VSHHGFRQWUROGLDOLQVSLWHRIDSSO\LQJYROWDJH9DQGPRUH
ࠉࠉࠉࠉ&RQQHFWSLQ1RDQG 9 LQFDVHRIFRQWUROOLQJURWDWLRQVSHHGE\VSHHGFRQWUROGLDO

ࠉࠝ3LQ1Rࠞ9SRZHU
ࠉࠉ&DQEHXVHGDV9SRZHU$OORZDEOHHOHFWULFFXUUHQWP$RUOHVV*URXQGLV- -DFN 
ࠉࠉࠉ'RQRWXVHIRURWKHUWKDQH[WHUQDO,2VLJQDORIWKLVSURGXFW
ࠉࠝ3LQ1Rࠞ6ZLWFKLQJ'&02725&RQQHFWLRQ7HUPLQDO6LJQDOࠉࠉ'&02725DQGFDQEHVZLWFKHGE\DSSO\LQJIROORZLQJYROWDJHEHWZHHQSLQ1RDQG- -DFN 
ࠉࠉ5DQJHRIFRQWUROYROWDJH'&0272599RURSHQࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉ'&0272599 PD[YROWDJH9
ࠉࠉ3LQ1RLVXVHGDVVHWWLQJRI9&PRGHDVZHOOࠉࠝ3LQ1Rࠞ6LJQDO7XUQLQJ0RWRU2Q2II
ࠉࠉ212))RIPRWRUFDQEHVZLWFKHGE\DSSO\LQJIROORZLQJYROWDJHEHWZHHQSLQ1RDQG- -DFN 
ࠉࠉ5DQJHRIFRQWUROYROWDJH0RWRU2199 PD[YROWDJH9ࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉࠉ0RWRU2))99RURSHQ䠔㻚

2SWLRQDO$FFHVVRU\ 5HIHUWRSURGXFWFDWDORJIRUPRUHLQIRUPDWLRQ)RRW6ZLWFK 212))7\SH)6

)RRW6ZLWFK 9DULDEOH7\SH
9&

3OXJIRU5HPRWH&RQWUROOLQJ
53*3‫ی‬212))W\SHIRRWVZLWFKࠉ0RWRULV21ZKLOHVWHSSLQJRQ‫ی‬5RWDWLRQVSHHGRIPRWRUFDQEHFRQWUROOHGFRUUHVSRQGLQJWRVWHSSLQJRQDPRXQWࠉ0RWRUVWRSVZKHQUHPRYLQJIRRW‫ی‬3OXJFRPSDWLEOHZLWKIRRWVZLWFKFRQQHFWLRQWHUPLQDOࠉ1HFHVVDU\SOXJIRUFRQWUROOLQJPRWRUE\H[WHUQDOVLJQDO

5XEEHU&UDGOH
50

)XVH
3)8$ )RU&&
3)8$ )RU&‫ی‬+ROGHUIRUKDQGSLHFH
ࠉ&RPSDWLEOHZLWKDOOKDQGSLHFHV䠕㻚%HIRUH$VNLQJIRU5HSDLULQJ&RQGLWLRQࠉࠉࠉ 7XUQ212))RIPRWRURQPVDIWHUVHWWLQJURWDWLRQGLUHFWLRQDQGVZLWFKLQJ'&PRWRUFRQQHFWLRQWHUPLQDOࠉ
ࠝ3LQ1Rࠞ$ODUP6LJQDO 6LJQDO6LGH

ࠉࠉ3LQ1RLVFRQQHFWHGWRFROOHFWRU & RQSKRWRWUDQVLVWRUVLGHRISKRWRFRXSOHU
ࠉࠝ3LQ1Rࠞ$ODUP6LJQDO &RPPRQ6LGH
ࠉࠉ3LQ1RLVFRQQHFWHGWRHPLWWHU ( RQSKRWRWUDQVLVWRUVLGHRISKRWRFRXSOHU
ࠉࠉ3LQ1RDQGDUH21 LQFRQGXFWLQJFRQGLWLRQ GXULQJQRUPDORSHUDWLRQDQGDUH2))
 LQRSHQFRQGLWLRQ LQIROORZLQJFDVHVࠉࠉࠉ‫ۑ‬,QFDVHHUURURFFXUUHG
ࠉࠉࠉ‫ۑ‬,QFDVHHOHFWULFFXUUHQWIORZLQJLQPRWRUEHFRPHP$RUOHVVZKLOHPRWRUUXQVࠉࠉࠉ‫ۑ‬,QFDVHWHPSHUDWXUHLQVLGHRISRZHUSDFNLVKLJK RYHUKHDWLQJFRQGLWLRQ 
ࠉࠝ3LQ1Rࠞ$XWR0RGH6HWWLQJ6LJQDOࠉࠉ3LQ1RDQG- -DFN DUHFRQQHFWHGLQFDVHRIFRQWUROOLQJDOOH[WHUQDO,2VLJQDOࠉࠝ㹈 -DFN ࠞ*1'
ࠉࠉ*URXQGRISLQ1R 9 SRZHU- -DFN LVF\OLQGULFDOPHWDOSDUWRIFRQQHFWRU‫'ڦ‬RQRWFRQQHFWSLQ1RWRSRZHUSUHSDUHGE\XVHU0D\FDXVHRIPDOIXQFWLRQ‫&ڦ‬RQQHFWFROOHFWRU & RIYROWDJHSRODULW\WRSRVLWLYHHOHFWURGHVLGHDQGHPLWWHU ( RIYROWDJH&DXWLRQ SRODULW\WRQHJDWLYHHOHFWURGHVLGHEHWZHHQ & DQG ( RIDODUPVLJQDO0D[LPXPYROWDJHDQG
HOHFWULFFXUUHQWDUHDVIROORZLQJࠉࠉࠉ0D[YROWDJH9RUOHVV0D[HOHFWULFFXUUHQWP$RUOHVV

3RZHUVZLWFKGRHVQRWWXUQRQ+DQGSLHFHGRHVQRWUXQ,QGLFDWLRQVRIURWDWLRQ
VSHHGDQG/(9(/  
VZLWFKXQLQWHQWLRQDOO\&KHFNLI

0HDVXUH$&SRZHUFRUGLVXQSOXJJHG

3OXJ$&SRZHUFRUG

)XVHLVEXUQWRXW

5HSODFHDIXVHGHVLJQDWHG

3RZHUVZLWFKLVSK\VLFDOO\EURNHQ

$VNIRUUHSDLULQJ

6WUDLJKWFRUGLVFRQQHFWHGWR'&PRWRU
FRQQHFWLRQWHUPLQDO

3OXJVWUDLJKWFRUGWR'&PRWRU
FRQQHFWLRQWHUPLQDO

&ROOHWFKXFNRQKDQGSLHFHLVLQ
RSHQSRVLWLRQ&ORVHFROOHWFKXFN)RRWVZLWFKLVFRQQHFWHG

8VHIRRWVZLWFKIRURSHUDWLRQ

7KHUHLVDQ\GDPDJHDQGGLVFRQQHFWLRQRQVWUDLJKWFRUG㻾㼑㼜㼘㼍㼏㼑㻌㼟㼠㼞㼍㼕㼓㼔㼠㻌㼏㼛㼞㼐㻚&DUERQEUXVKHVDUHFRQVXPHGH[FHVVLYHO\5HSODFHFDUERQEUXVKHV7KHUHLVDQ\GDPDJHDQGGLVFRQQHFWLRQRQVWUDLJKWFRUG,QGLFDWLRQFKDQJHVZKHQVWUDLJKWFRUGLVWZLVWHG

5HSODFHVWUDLJKWFRUG
$VNIRUUHSDLULQJ
7XUQSRZHUVZLWFKRQVHFRQGVDIWHU

&RXQWGRZQLVVWDUWHGZKHQ+DQGSLHFHLVUXQQLQJDOUHDG\LQFRQGLWLRQ FRQILUPLQJKDQGSLHFHLVLQVWRS$VNIRUUHSDLULQJLQFDVHFRXQWGRZQWXUQLQJSRZHUVZLWFKRQ RIWXUQLQJSRZHUVZLWFKRII
FRQWLQXHV,I\RXVWLOOKDYHDWURXEOHDIWHUDSSO\LQJPHDVXUHPDOIXQFWLRQLVFRQVLGHUHG$VNIRUUHSDLULQJ,I\RXKDYHDQ\TXHVWLRQRUQHHGIXUWKHUDVVLVWDQFHSOHDVHFRQWDFWWKHVWRUH\RXSXUFKDVHGRUXV䠍䠌㻚 0DLQWHQDQFH‫&ە‬KHFNLIWKHUHLVDQ\GDPDJHRQFDVHFRUGHWF‫&ە‬KHFNLIGXVWRLOZDWHUHWFDUHVWXFN,QVSHFWLRQDQGPDLQWHQDQFHDUHUHJXODUO\QHHGHG:DUQLQJ㻝㻟‫ڦ‬0D\FDXVHRIDFFLGHQWDQGRUPDOIXQFWLRQLILQVSHFWLRQDQGPDLQWHQDQFH

DUHQRWSURYLGHGUHJXODUO\㻝㻠