Barry J. Naughton
School of Global Policy and Strategy (GPS)
University of California, San Diego,
La Jolla, California 92093-0519
Office phone: (858) 534-2481
Office fax:(858) 534-3939

340 Chapalita Drive
Encinitas, California 92024
bnaughton@ucsd.edu
LAST REVISION:
December 31, 2018

Education
Ph.D., Economics, Yale University, New Haven, Connecticut, May 1986
M.A., International Relations, Yale University, June 1979.
University of Washington, Seattle, Washington.
B.A., Chinese Language and Literature, June 1975.
Employment
School of Global Policy and Strategy (GPS)[Formerly: Graduate School of International Relations & Pacific Studies (IR/PS)]
University of California, San Diego
September 1988-present
So Kwanlok Professor of Chinese and International Affairs (since 1998)
Courses Taught: Economy of China; Doing Business in China; Globalization, theWorld System and the Pacific; Economic Development; East Asian Economies.
Associate Dean (2001-2003; 2006-2008)
Previously Associate, Assistant Professor.
Center for Chinese Studies and Department of Economics
University of Michigan
Visiting Scholar and Visiting Assistant Professor

January 1987-May 1988

Department of Economics
University of Oregon
Assistant Professor

January 1984-June 1987

World Bank, Washington, D.C.
Researcher

June-August 1980, 1983

Publications
Books
The Chinese Economy: Adaptation and Growth. Cambridge, Massachusetts: MIT Press,
2018. Updated, revised and expanded edition of The Chinese Economy: Transitions and
Growth, below.
Co-editor (with Kellee Tsai) and Contributor, State Capitalism, Institutional Adaptationand the Chinese Miracle. New York: Cambridge University Press, 2015.
Editor and author of Introduction and Prefaces: Wu Jinglian: Voice of Reform in China.
Cambridge, Massachusetts: MIT Press, 2013.
The Chinese Economy: Transitions and Growth. Cambridge, Massachusetts: MIT Press,2007. [Chinese translation 2011; Korean translation 2010].
Co-editor (with Dali Yang) and Contributor, Holding China Together: Diversity andNational Integration in the Post-Deng Era. New York: Cambridge University Press,
2004.
Editor and Contributor, The China Circle: Economics and Technology in the PRC,
Taiwan, and Hong Kong. Washington, D.C.: The Brookings Institution, 1997. [Chinesetranslation, Beijing: Xinhua, 1999.]
Co-editor (with John McMillan) and Contributor, Reforming Asian Socialism: The
Growth of Market Institutions, Ann Arbor: University of Michigan Press, 1996.
Growing Out of the Plan: Chinese Economic Reform, 1978-1993, New York: Cambridge
University Press. 1995.
Co-editor (with Deborah Davis, Elizabeth Perry, and Richard Kraus) and Contributor,
Urban Spaces in Contemporary China, New York: Cambridge University Press. 1995.

Journal Articles“The Current Wave of State Enterprise Reform in China: A Preliminary Appraisal,”
Asian Economic Policy Review 12 (2017), 282-298. doi: 10.1111/aepr.12185“Is China Socialist?” Journal of Economic Perspectives. 31: 1 (Winter 2017). Pages 123.
“A Dynamic China Model: The Co-Evolution of Economics and Politics in China,”
Journal of Contemporary China. Volume 26, Issue 103 (2017). Pp. 18-34. With Ling
Chen.

2

“An Institutionalized Policy-making Mechanism: China’s Return to Techno-Industrial
Policy,” Research Policy 45 (2016), pp. 2138-2152. DOI information:
10.1016/j.respol.2016.09.014. With Ling Chen.
“Inside and Outside: The Modernized Hierarchy that Runs China.” Journal ofComparative Economics. 44:2 (2016), pp. 404-415.
“Reform Retreat and Renewal: How Economic Policy Fits into the Political System,”Issues and Studies. 51:1 (March 2015). Pp. 23-54.
“China’s Economy: Complacency, Crisis & the Challenge of Reform,” Daedalus 143 (2)(Spring 2014).
“The Return of Planning in China,” Modern China. November 2013. 39: 640-652.
“New Administration, New Challenges: The Design of China’s Next Round of Economic
Reforms [in Chinese]” Bijiao [Beijing] 64 (2013:1), Pp. 1-14. [“新政府，新挑战：中国
下一轮经济改革的路径设计,” 比较 ]“China's Economic Policy Today: The New State Activism,” Eurasian Geography andEconomics, Volume 52, Number 3, (May-June 2011). Pp. 313-329.
“China’s Industrial Capitalism: Is there a distinctive system? Can it be a model forothers?” Journal of Contemporary China, Vol. 19, No 65, June 2010. Also included in
Yu-Shan Wu, S. Philip Hsu, and Suisheng Zhao, eds., In Search of China’s Development
Model: Beyond the Beijing Consensus. London: Routledge, 2011.
“China’s Economic Think Tanks: Their Changing Role in the 1990s,” The China
Quarterly, No. 171 (September 2002). Pp. 625-35.
“Causes et conséquences des disparités dans la croissance économique des provinces
chinoises [Causes and Consequences of Differential Economic Growth of Chinese
Provinces]” Revue d’Économie du Développement 1999, No 1-2 (Juin), pp. 33-70.
English version reprinted in Mary-Françoise Renard, ed., China and Its Regions:
Economic Growth and Reform in Chinese Provinces. Cheltenham: Edward Elgar, 2002,
pp. 57-86.
“China’s Emergence and Future as a Trading Nation,” Brookings Papers on Economic
Activity. 1996:2, pp. 273-344.
“China’s Macroeconomy in Transition,” The China Quarterly No. 144 (December 1995),
pp. 1083-1104.

3

"China's Evolving Managerial Labor Market," Journal of Political Economy, 103:4(August 1995). Pp. 873-92. With Theodore Groves, Yongmiao Hong, and John
McMillan.
"What is Distinctive about China's Economic Transition? State Enterprise Reform andOverall System Transformation," Journal of Comparative Economics, 18:3 (1994), pp.
470-90.
“Chinese Institutional Innovation and Privatization from Below,” American Economic
Review, Papers and Proceedings 84:2 (May), pp. 266-270.
"Autonomy and Incentives in Chinese State Enterprises," Quarterly Journal of
Economics, 109:1 (February 1994). Pp. 183-209. With Theodore Groves, Yongmiao
Hong, and John McMillan.
"Deng Xiaoping: The Economist," China Quarterly 135 (September 1993), pp. 491-514.
Reprinted in David Shambaugh, ed., Deng Xiaoping: Portrait of a Chinese Statesman,
New York: Oxford University Press, 1995.
"How to Reform a Planned Economy: Lessons from China." Oxford Review of Economic
Policy, 8:1 (Spring 1992). With John McMillan"Implications of the State Monopoly over Industry and Its Relaxation," Modern China,
18:1 (January 1992). Pp. 14-41.
"Why Has Economic Reform Led to Inflation?" American Economic Review, Papers andProceedings, 81:2 (May 1991), PP. 207-11.
"China's Experience with Guidance Planning," Journal of Comparative Economics, 14(1990), pp. 743-67.
"Economic Reform and the Chinese Political Crisis of 1989," Journal of Asian
Economics, I: 2 (1990).
"On the Theory of Household Saving in the Presence of Rationing," Journal ofComparative Economics, 14: 2 (June 1990). With Christopher Ellis.
"The Third Front: Defense Industrialization in the Chinese Interior." China Quarterly
115 (Autumn 1988), pp. 351-86. Chinese translation: “三线建设： 中国内陆的国防工业，”冷战国际史研究[Cold War International History Studies] No. 11 (2012), pp.
268-299.
"Macroeconomic Policy and Response in the Chinese Economy: The Impact of theReform Process." Journal of Comparative Economics, XI:3 (September 1987).

4

Book Chapters“The Financialization of China’s State-owned Enterprises,” forthcoming in Yongnian
Zheng and Sarah Y Tong, eds., China’s Economic Modernization and Structural
Changes: Essays in Honor of John Wong. Singapore: World Scientific, 2019.
“Xi Jinping’s Economic Policy and Chinese Urbanization,” forthcoming in Youqin
Huang, ed., Chinese Cities in the 21st Century. London: Palgrave Macmillan, 2019.
“China’s Domestic Economy: from ‘Enlivening’ to ‘Steerage’,” forthcoming in JacquesdeLisle and Avery Goldstein, eds., Forty Years of Reforming China [tentative title],
Washington, D.C.: Brookings Institution Press, 2019.
“Grand Steerage: The Temptation of the Plan,” forthcoming in Thomas Fingar and JeanOi, eds., China: Choices and Challenges. Stanford: Stanford University Press, 2019.
“China’s international political economy – the changing economic context,” in Ka Zeng,
ed., Handbook on the International Political Economy of China. Routledge, 2019.
‘Economic Reform and Structural Change: The Chinese Experience,’ Chapter 23 ofCelestin Monga and Justin Lin, eds., The Oxford Handbook of Structural
Transformation. New York: Oxford University Press, 2019.
“State Enterprise Reform Today,” in Ross Garnaut, Ligang Song and Cai Fang, eds.,
China’s Forty Years of Reform and Development, 1978-2018. Canberra: Australian
National University Press, 2018. Pp. 375-391. Available for download athttps://press.anu.edu.au/publications/series/china-update-series/chinas-40-years-reformand-development-1978-2018#pdf“The Challenges of Economic Growth and Reform,” in Robert Ross and Jo Inge
Bekkevold, eds., China in the Era of Xi Jinping. Washington, D.C.: Georgetown
University Press, 2016. Pp. 66-91.
“Economic Policy,” in David S. G. Goodman, ed., Handbook of the Politics of China.
Oxford: Edward Elgar, 2016. Pp. 165-186.
“Economic Rebalancing,” Chapter 6 of Jacques deLisle and Avery Goldstein, eds.,
China’s Challenges. Philadelphia: University of Pennsylvania Press, 2015. Pp. 105-124.
“The Transformation of the State Sector: SASAC, the Market Economy and the New
National Champions,” Chapter 3 of Naughton and Tsai, eds., State Capitalism,
Institutional Adaptation and the Chinese Miracle. New York: Cambridge University
Press, 2015.

5

“Introduction: State Capitalism and the Chinese Economic Miracle,” in Naughton andTsai, eds., 2015. Co-authored with Kellee Tsai.
“China and the Two Crises: From 1997 to 2009,” in T. J. Pempel and Keichi Tsunekawa,eds., Two Crises, Different Outcomes: East Asia and Global Finance. Ithaca: Cornell
University Press, 2015. Pp. 110-134.
“The Economic Relationship.” Dialogue with Yao Yang, in Nina Hachigian, ed.,Debating China: The US-China Relationship in Ten Conversations. New York: Oxford
University Press, 2014. Pp. 21-42.
“China’s Response to the Global Crisis, and the Lessons Learned,” in Dali L. Yang, ed.,The Global Recession and China’s Political Economy. New York: Palgrave Macmillan,
2012 Pp. 15-32.
“The 1989 Watershed in China: How the Dynamics of Transition Changed,” in Nina
Bandelj and Dorothy Solinger, eds., Socialism Vanquished, Socialism Challenged:
Eastern Europe and China (1989-2009). New York: Oxford University Press, 2012.
“Trade, Investment and Technological Upgrading: Opportunities and Challenges Facing
Taiwan,” in Robert Ash, John Garver and Penny Prime, eds., Taiwan’s Democracy:
Economic and Political Challenges. London: Routledge, 2011.
“The Impact of the Tiananmen Crisis on China’s economic transition,” in Jean-Philippe
Béja, ed., The Impact of the 1989 Pro-democracy Movement on Chinese Politics,
Economy and Society. London: Routledge, 2010.
“The Dynamics of China’s Reform-Era Economy,” in Brantly Womack, ed., China’s
Rise in Historical Perspective. Boulder: Rowman & Littlefield, 2010. Pp. 129-147.
“Chinese Economic Growth: From Quantity to Quality?” in Joseph Fewsmith, ed., China
Today, China Tomorrow: Domestic Politics, Economy, and Society. Boulder: Rowman& Littlefield, 2010.
“Market Economy, Hierarchy and Single Party Rule.” In Janos Kornai and Yingyi Qian,ed., Market and Socialism Reconsidered (with Particular Reference to China andVietnam). London: Macmillan, for the International Economic Association, 2008. Pp.
135-161.
“A Political Economy of China’s Economic Transition,” Chapter 4 of Loren Brandt andThomas Rawski, eds., China’s Great Economic Transformation. New York: Cambridge
University Press, 2008. Pp. 91-135. [Chinese edition, 2009.]“China’s Left Tilt: Pendulum Swing or Mid-course Correction?” in Cheng Li, ed.,China’s Changing Political Landscape: Prospects for Democracy. Washington, DC:
Brookings Institution Press, 2008. Pp. 142-58.
6

“China’s Emerging Industrial Economy – Insights from the IT Industry.” With Dieter
Ernst. In, Christopher A. McNally, ed., China’s Emergent Political Economy –Capitalism in the Dragon’s Lair. London: Routledge. 2007.
"The Information Technology Industry and Economic Interactions Between China andTaiwan," in Françoise Mengin, ed., Cyber China: Reshaping National Identities in theAge of Information. New York: Palgrave Macmillan, 2004. Pp. 155-184.
“Holding China Together: Introduction,” in Barry Naughton and Dali Yang, eds.,
Holding China Together: Diversity and National Integration in the Post-Deng Era. New
York: Cambridge University Press, 2004. Co-authored with Dali Yang.
“The Western Development Program,” in Barry Naughton and Dali Yang, eds., Holding
China Together: Diversity and National Integration in the Post-Deng Era. New York:
Cambridge University Press, 2004.
“How Much Can Regional Integration Do to Unify China’s Markets?” in Nicholas Hope,
Dennis Yang, and Mu Yang Li, eds., How Far Across the River? Chinese Policy Reformat the Millennium. Stanford: Stanford University Press, 2003. Pp. 204-232.
“The Decline of a Japan-led Model of the East Asian Economy,” in T.J. Pempel, ed.,Remapping Asia: The Emergence of Asian Regional Connectedness. Ithaca: Cornell
University Press, 2004. Co-authored with Andrew MacIntyre.
“China’s Trade Regime Entering a New Century,” in Scott Rozelle and Daniel Sumner,eds., Agricultural Trade and Policy in China: Issues, Analysis and Implications.
Burlington, VT: Ashgate, 2003, pp. 3-20.
“State Enterprise Restructuring: Renegotiating the Social Compact in Urban China,” in
Taciana Fisac and Leila Fernandez-Stembridge, eds., China Today: Economic Reforms,
Social Cohesion and Collective Identities. London: RoutledgeCurzon, 2003, pp. 3-27.
“Technology Development in the New Millennium: China in Search of a Workable
Model,” in William Keller and Richard Samuels, eds., Crisis and Innovation: AsianTechnology After the Millennium. New York: Cambridge University Press, 2002. Coauthored with Adam Segal. Pp. 160-186.
“The US-China Relationship after WTO,” in Ippei Yamazawa and Ken-ichi Imai, eds.,
China Enters WTO: Pursuing symbiosis with the Global Economy. Chiba: Institute ofDeveloping Economies, 2001. Pp. 83-109.
“Changing Horses in Midstream? The Challenge of Explaining Changing Political
Economy Regimes in China,” in Jaushieh Joseph Wu, ed., China Rising: Implications of
Economic and Military Growth in the PRC. Taipei: Institute of International Relations,
National Chengchi University, 2001. Pp. 37-65.
7“The Chinese Economy, Fifty Years Into the Transition,” in Tyrene White, ed., China
Briefing 2000: The Continuing Transformation. New York: The Asia Society, 2001.
Pp. 49-70.
“China’s Trade Regime at the End of the 1990s: Achievements, Limitations, and Impact
on the United States,” in Ted G. Carpenter and James A. Dorn, eds., China’s Future:
Constructive Partner or Emerging Threat? Washington, D.C.: CATO Institute, 2000.
Pp. 235-260.
“China: Domestic Restructuring and a New Role in Asia,” in T. J. Pempel, ed., The
Politics of Asian Economic Crisis. Ithaca: Cornell University Press, 1999. Pp. 203-223.
“Financial Development and Macroeconomic Stability in China,” in Baizhu Chen, Kim
Dietrich and Yi Feng, eds., China's Financial Market Reform: Problems, Progress andPerspective, Boulder: Westview, 1999.
“China’s Transition in Economic Perspective,” in Merle Goldman, ed., The Paradox of
China’s Post-Mao Reforms. Cambridge: Harvard University Press, 1999. Pp. 30-44.
“Between China and the World: Hong Kong’s Economy Before and After 1997,” in Gary
Hamilton, ed., Cosmopolitan Capitalists: Hong Kong and the Chinese Diaspora at theEnd of the 20th Century. Seattle: University of Washington Press, 1999. Pp. 80-99.
“China’s Dual Trading Regimes: Implications for Growth and Reform” in J. Piggott andA. Woodland, eds., International Trade Policy and the Pacific Rim. London: Macmillan[for the International Economics Association], 1999. Pp. 30-55.
“The United States and China: Management of Economic Conflict,” in Robert Ross, ed.,After the Cold War: Domestic Factors and U.S.-China Relations, Armonk, N.Y: M.E.
Sharpe, 1998. Pp. 148-183.
“Danwei: The Economic Foundations of a Unique Institution,” in Xiaobo Lű andElizabeth Perry, eds., Danwei: The Changing Chinese Workplace in Historical andComparative Perspective. Armonk, NY: M.E. Sharpe, 1997, pp. 169-94.
“Introduction: The Emergence of the China Circle,” “Economic Policy Reform in the
PRC and Taiwan,” and “Conclusion: The Future of the China Circle,” in Barry
Naughton, ed., The China Circle: Economics and Technology in the PRC, Taiwan, andHong Kong. Washington, D.C.: The Brookings Institution, 1997.
“Distinctive Features of Economic Reform in China and Vietnam,” and [with John
McMillan] “Elements of Economic Transition,” and “Reforming China’s State-Owned
Firms,” in John McMillan and Barry Naughton, eds., Reforming Asian Socialism: The
Growth of Market Institutions, Ann Arbor: University of Michigan Press, 1996.

8

"China's Economic Success: Effective Reform Policies or Unique Conditions?" inKazimierz Poznanski, ed., The Evolutionary Transition to Capitalism. Boulder:
Westview, 1995.
"Reforming a Planned Economy: Is China Unique?" in Chung H. Lee and Helmut
Reisen, eds., From Reform to Growth: China and Other Countries in Transition in Asia
and Central and Eastern Europe, Paris: OECD, 1994, pp. 49-73.
"Macroeconomic Obstacles to Reform in China: The Role of Fiscal and Monetary
Policy" in Bih-Jaw Lin, ed., The Aftermath of the 1989 Tiananmen Crisis for Mainland
China, Boulder, Colorado: Westview, 1992, pp. 231-55.
"Inflation: Patterns, Causes and Cures," in China's Economic Dilemmas in the 1990s:
The Problems of Reforms, Modernization, and Interdependence. Study Papers submitted
to the Joint Economic Committee, Congress of the United States. (Washington, D.C.:
U.S. Government Printing Office, 1991.) Volume 1, pp. 135-59.
"The Pattern and Legacy of Economic Growth in the Mao Era," in J. Kallgren, K.
Lieberthal, R. MacFarquhar and F. Wakeman, eds., Perspectives on Modern China:
Four Anniversaries, Armonk, N.Y.: M.E. Sharpe, 1991).
"Hierarchy and the Bargaining Economy: Government and Enterprise in the Reform
Process," D. M. Lampton and K. Lieberthal, eds., Bureaucracy, Politics, and Decision
Making in Post-Mao China, Berkeley: University of California Press, 1991.
"The Current Macroeconomic Disturbances in China: Policy and Institutional Factors,"
D. Cassel and G. Heiduk, eds., China's Contemporary Economic Reforms as a
Development Strategy, Baden-Baden: Nomos, 1990.
"Macroeconomic Management and System Reform in China," in Gordon White, ed., The
Chinese State in the Era of Economic Reform: The Road to Crisis, London: Macmillan,
1991. Pp. 50-82.
"Industrial Policy During the Cultural Revolution: Military Preparation, Decentralization,and Leaps Forward," in W. Joseph, C. Wong and D. Zweig, eds., New Perspectives on
the Cultural Revolution, Cambridge, Mass.: Harvard University Press, 1991.
"Finance and Planning Reforms in Industry," in The Chinese Economy Looks to the Year
2000, selected papers submitted to the Joint Economic Committee, Congress of theUnited States, Washington, D.C.: Government Printing Office, 1986.
"The Decline of Central Control Over Investment in Post-Mao China," M.D. Lampton,ed., Policy Implementation in Post-Mao China, Berkeley: University of California Press,
1987. Pp. 51-80.

9"Sun Yefang: Toward a Reconstruction of Socialist Economics," T. Cheek and C.
Hamrin, eds., China's Establishment Intellectuals, White Plains, N.Y.: Sharpe, 1986.
"False Starts and Second Wind: Financial Reforms in China's Industry," E. Perry and C.
Wong, eds., The Political Economy of Reform in Post-Mao China, Cambridge, Mass.:
Harvard University Press, 1985. Chinese translation: "Dui Zhongguo Gongye Bumen
Jingji Gaige de Fansi," Jingji Shehui Tizhi Bijiao [Comparative Economic and Social
Systems], Beijing, 1987:2.
Short Pieces, Reviews, and Internet Publications“The Impact of the Tiananmen Crisis on China’s Economic Transition,” in China
Perspectives. (Hong Kong). 2009/2. Pp. 63-79.
“In China’s Economy, the State’s Hand Grows Heavier,” Current History. September
2009.
“How to Handle an Overheated Economy: Memorandum to Wen Jiabao, Premier ofChina” Foreign Policy. November 1, 2004. Available at
http://www.foreignpolicy.com/articles/2004/11/01/how_to_handle_an_overheated_econo
myChina Leadership Monitor. Quarterly Internet Publication, at
http://www.hoover.org/publications/clm/issues“Zhu Rongji: The Twilight of a Brilliant Career,” Issue 1, Winter 2002.
“Selling Down the State Share: Contested Policy, New Rules,” Issue 1, Part Two,
Winter 2002.
“The Politics of the Stock Market,” Issue 3, Summer 2002.
“Evening Glow: The Final Maneuvers of Zhu Rongji,” Issue 4, Fall 2002.
“Economic Policy after the 16th Party Congress,” Issue 5, Winter 2003.
“The Emergence of Wen Jiabao,” Issue 6, Spring 2003.
“Government Reorganization: Liu Mingkang and Financial Restructuring,” Issue 7,
Summer 2003.
“The State Asset Commission: A Powerful New Government Body,” Issue 8, Fall
2003.
“An Economic Bubble? Chinese Policy Adapts to Rapidly Changing Conditions,”
Issue 9, Winter 2004.
“Financial Reconstruction: Methodical Policymaking Moves into the Spotlight,”
Issue 10, Spring 2004.
“Hunkering Down: The Wen Jiabao Administration and Macroeconomic Recontrol,”Issue 11, Summer 2004.
“Changing the Rules of the Game: Macroeconomic Recontrol and the Struggle for
Wealth and Power,” Issue 12, Fall 2004.
“Economic Policy in 2004: Slipping behind the Curve?” Issue 13, Winter 2005.
“SASAC Rising,” Issue 14, Spring 2005.
“Incremental Decision Making and Corporate Restructuring,” Issue 15, Summer 2005.
10

“The New Common Economic Program: China’s Eleventh Five Year Plan and What
It Means,” Issue 16, Fall 2005.
“Waves of Criticism: Debates over Bank Sales to Foreigners and Neo-Liberal
Economic Policy.” Issue 17, Winter 2006.
“Claiming Profit for the State: SASAC and the Capital Management Budget,” Issue
18, Spring 2006.
“Another Cycle of Macroeconomic Crackdown,” Issue 19, Fall 2006.
“The Assertive Center: Beijing Moves Against Local Government Control of Land,”
Issue 20, Winter 2007.
“Strengthening the Center, and Premier Wen Jiabao,” Issue 21, Summer 2007.
“China Anxiously Faces a Future of Rising Prices,” Issue 22, Fall 2007.
“China’s Economic Leadership After the 17th Party Congress,” Issue 23, Winter 2008.
“SASAC and Rising Corporate Power,” Issue 24, Spring 2008.
“The Inflation Battle: Juggling Three Swords,” Issue 25, Summer 2008.
“A New Team Faces Unprecedented Economic Challenges,” Issue 26, Fall 2008.
“The Scramble to Maintain Growth,” Issue 27, Winter 2009.
“Understanding the Chinese Stimulus Package,” Issue 28, Spring 2009.
“China’s Emergence from Economic Crisis,” Issue 29, Summer 2009.
“Loans, Firms, and Steel: Is the State Advancing at the Expense of the Private Sector?”
Issue 30, Fall 2009.
“The Turning Point: First Steps toward a Post-Crisis Economy,” Issue 31, Winter2010.
“Reading the NPC: Post-Crisis Economic Dilemmas of the Chinese Leadership,” Issue
32, Spring 2010.
“The Turning Point in Housing,” Issue 33, Summer 2010.
“What Price Continuity? The 12th Five Year Plan and the Two Final Years of the HuWen Administration,” Issue 34, Winter 2011.
“Inflation, Welfare, and the Political Business Cycle,” Issue 35, Summer 2011.
“Macroeconomic Policy to the Forefront: The Changing of the Guard,” Issue 36,
Winter 2012.
“Leadership Transition and the “Top-Level Design” of Economic Reform,” Issue 37,
Spring 2012.
“Economic Uncertainty Fuels Political Misgivings,” Issue 38, Summer 2012.
“The Political Consequences of Economic Challenges,” Issue 39, Fall 2012.
“Signaling Change: New Leaders begin the Search for Economic Reform,” Issue 40,
Winter 2013.
“Since the National People’s Congress: Personnel and Programs of Economic Reform
Begin to Emerge,” Issue 41, Spring 2013.
“The Narrow Road to Reform,” Issue 42, Fall 2013.
“After the Third Plenum: Economic Reform Revival Moves toward Implementation,”Issue 43, Winter 2014 (March 14).
“‘Deepening Reform’: The Organization and the Emerging Strategy,” Issue 44,
Summer 2014 (July 28).
“It’s All in the Execution: Struggling with the Reform Agenda,” Issue 45, Fall 2014
(October 21).

11

“Is There a “Xi Model” of Economic Reform?--Acceleration of Economic Reform
since Fall 2014,” Issue 46, Winter 2015 (March 19).
“Local Debt Restructuring: A Case of Ongoing Authoritarian Reform,” Issue 47,
Summer 2015 (July 14).
“Reform Agenda In Turmoil: Can Policy-Makers Regain The Initiative?,” Issue 48,
Fall 2015 (September 9).
“Supply-Side Structural Reform: Policy-makers Look For a Way Out,” Issue 49,
Winter 2016 (March 1).
“Two Trains Running: Supply-Side Reform, SOE Reform and the Authoritative
Personage,” Issue 50, Spring 2016.
“Supply-Side Structural Reform at Mid-year: Compliance, Initiative, and Unintended
Consequences,” Issue 51, Summer 2016.
“Xi Jinping’s Economic Policy in the Run-up to the 19th Party Congress: The Giftfrom Donald Trump,” Issue 52, Winter 2017.
“The Regulatory Storm: A Surprising Turn in Financial Policy,” Issue 53, Summer
2017.
“The General Secretary’s Extended Reach: Xi Jinping Combines Economics andPolitics,” Issue 54, Fall 2017
“Economic Policy in the Aftermath of the 19th Party Congress,” Issue 55, Winter2018.
“Xi’s System, Xi’s Men: After the March 2018 National People’s Congress,” Issue
56, Spring 2018.
“Introduction: Economy,” in Thomas Buoye, Kirk Denton, Bruce Dickson, Barry
Naughton, and Martin K. Whyte, eds., China: Adapting the Past, Confronting the Future.
Ann Arbor: Center for Chinese Studies, University of Michigan, 2002. Pp. 329-49.
“The Chinese Economy Through 2005: Domestic Developments and Their Implications
for US Interests,” in U.S. Library of Congress, China’s Future: Implications for US
Interests. Washington, D.C. CR 99-02, pp. 49-66.
“Konets ekonomiki schveitsarskogo syira: KNR esche predstoit pivyiknut' k "obschestvy
ravnyikh vozmozhnostei" (The End of the Swiss Cheese Economy: The PRC still needs
to get accustomed to the "society of equal opportunities") - VRIEMIA MN Mon 4 Oct
1999, # 182 (329), page 6. (Moscow, Russia)“China’s Economy: Buffeted from Within and Without,” Current History, September
1998, pp. 273-78.
“Fiscal and Banking Reform: The 1994 Fiscal Reform Revisited,” in Maurice Brosseau,
Kuan Hsin-chi and Y.Y. Kueh, eds., China Review 1997. Hong Kong: The Chinese
University Press, 1997, pp. 251-76.
“The Dangers of Economic Complacency,” Current History, Sept. 1996, pp. 260-65.

12

"The Foreign Policy Implications of China's Economic Development Strategy," inThomas W. Robinson and David Shambaugh, eds., Chinese Foreign Policy: Theory andPractice, Oxford: Oxford University Press, 1994, pp. 47-69.
"Monetary Control and China's Most Recent Macroeconomic Cycle," China Economic
Review, 4:2 (1993)"China: monetary and financial system," entry in The New Palgrave Dictionary of Moneyand Finance, edited by Peter Newman, Murray Milgate and John Eatwell. London:
Macmillan, 1992.
"The Chinese Economy 1990-91: On the Road to Recovery?" in William Joseph, ed.,China Briefing 1991, Boulder: Westview, 1991. An earlier version of this paper
appeared as "Emerging from a Rough Patch: China's Economy in 1990," Current History,
September 1991.
"Economic Direction for the '90s," China Business Review 18:3 (May-June 1991), pp. 812.
Review of S. Feuchtwang, A. Hussain and T. Pairault, eds., Transforming China's
Economy in the 1980s, in Pacific Affairs, 62: 4 (Winter 1989-90), pp. 544-46.
"China's Economy" [Essay-review of six books on the Chinese Economy], in Problems ofCommunism 39 (March-April 1990), pp. 115-19.
"Inflation and Economic Reform in China," Current History, September 1989. Chinesetranslation: "Tonghuo Pengzhang yu Jingji Gaige" Jingji Shehui Tizhi Bijiao[Comparative Economic and Social Systems, Beijing, 1990:1.
Review of Eduard Vermeer, Economic Development in Provincial China: The Central
Shaanxi since 1930. Cambridge: Cambridge, 1988, in The Journal of Economic History,
September 1989.
Review of Gene Tidrick and Chen Jiyuan, eds., China's Industrial Reform, New York:
Oxford, 1987 in Journal of Comparative Economics, 14: 1 (March 1990).
Review of Victor Lippit, The Economic Development of China, Armonk, New York:
Sharpe, 1987, in Journal of Asian Studies, 47:3 (August 1988), pp. 606-07.
"Industrial Planning and Prospects in China," in Eugene K. Lawson, ed., U.S.-China
Trade: Problems and Prospects, New York: Praeger, 1988, pp. 179-93.
"Economic Reform in China: Report of the American Economists Study Team to thePeople's Republic of China (Summary of Findings)," (New York: National Committee on
U.S.-China Relations, 1986.)

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Professional Service
Member, University of California, Pacific Rim Research Program Executive Committee,
2005-2010.
Member, Humanities, Social Sciences & Business Studies Panel, Research Grants
Council, Hong Kong, 1998-2003.
Chairman, Committee on Advanced Study in China, of the Committee on Scholarly
Communication with China, 1994-1998
Member, Joint Committee on Chinese Studies of the American Council of Learned
Societies and the Social Science Research Council, 1991-1994.
Associate Dean, Graduate School of International Relations and Pacific Studies,
University of California, San Diego, 1992-1995, 2001-2003.
Chair, Chinese Studies Program. University of California, San Diego. 1998-2000.
Reviewer for Professional Journals (selected): American Economic Review, Journal of
Political Economy, Quarterly Journal of Economics, Journal of Economic Literature,
Economic Development and Cultural Change, Journal of Comparative Economics,
American Political Science Review, American Sociology Review, China Quarterly,
Australian Journal of Chinese Affairs.
Consulting
Consultant to the World Bank (1988, 1989, 1990, 1991, 1992, 1994, 1996, 2001, 2006,2011); and the East-West Center [Technical Assistance for Asian Development Bank
Project] (1993-94).
Prize
Growing Out of the Plan received the Masayoshi Ohira Memorial Prize for outstanding
work furthering the Pacific Basin Community, April 1997.

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