Consolidated Quarterly Financial Results (based on Japanese standards)
For the nine months ended December 31, 2013
January 31, 2014
Stock exchange listing: Tokyo Stock Exchange
URL http://www.fanuc.co.jp(Name) Yoshiharu Inaba(Name) Keisuke Fujii
Tel: (0555) 84-5555

Company name:
FANUC CORPORATION
Stock code:
6954
Representative: (Title) President and CEO
Contact:(Title) Manager, Public Relations

1. Consolidated Financial Results for the Nine months Ended December 31, 2013 （April 1, 2013 –December 31, 2013）(1) Consolidated Results of Operations(％ represents change from the corresponding previous nine months period)
Nine months ended
Net sales
Operating income
Ordinary income
Net income
December 31％

Millions of yen％ Millions of yen

Millions of yen％ Millions of yen

327,202 (15.0)
114,293 (21.9) 122,036 (19.5)
385,099(4.5)
146,253 (13.4) 151,563 (12.7)
Note: Comprehensive income April-December 2013 ¥117,637 million
9.1%
April-December 2012 ¥107,824 million
25.0%

77,08095,1802013
2012

Nine months ended
December 31

Net income pershare basic

Net income pershare diluted

YenYen──393.87486.30

2013
2012％

(19.0)(10.2)(2) Consolidated Financial Position

Total assets

Net assets

Million of yen

Equity ratio％

Million of yen

1,296,312
1,179,983
90.6
1,219,113
1,094,129
89.3
Equity: December 31, 2013 ¥1,174,135 million
March 31, 2013 ¥1,089,260 million

December 31, 2013
March 31, 2013
(Ref.)

2. Dividends
June 30
Yen

Dividends per share
Sept. 30
Dec. 31Mar. 31(Year end)
Yen

Yen

Yen

Full year
Yen

2012
－
102.64－82.04
184.68
2013
－－
76.80
2013(forecast)－－
Note: We have not changed the forecasts of dividends from the latest ones.
Note: With regard to the forecasts of the year-end dividends for the year ending March 31, 2014, we
expect to disclose them promptly after we become able to disclose them.

3. Consolidated Financial Results Forecasts for the Year Ending March 31, 2014 (April 1, 2013 –March 31, 2014) (％ represents change from the same period of the previous year.)Net
Net sales
Operating income
Ordinary income
incomeNet income
per share％ Millions of yen％Yen

Fiscal period
430,400 (13.6)
147,800 (20.0)
157,000 (17.9)
101,000Note: We have not changed the forecasts of financial results from the latest ones.

(16.2)

516.09Millions of yen％ Millions of yen％ Millions of yen※Notes(1) Important changes in scope of consolidation during the period(Changes in certain subsidiaries requiring changes in scope of consolidation) :No(2) Application of the accounting method specific to quarterly consolidated
financial statements:

No(3) Changes in accounting principles and accounting estimates, and revisions/restatements①Changes associated with changes in accounting standards：

No②

Changes in accounting principles other than ①：

No③

Changes in accounting estimates

：

No

④

Revisions/restatements：

No(4) Number of shares outstanding（Common share）①

Number of shares outstanding at the end of the period（including treasury stocks）
239,508,317
239,508,317
December 31, 2013
March 31, 2013
sharesshares②

Number of treasury stocks
December 31, 2013③

43,828,648
sharesAverage number of shares during the period
195,699,105
April-December 2013
sharesMarch 31, 2013

43,796,678
sharesApril-December 2012

195,723,300
shares＊ Status of quarterly review
These quarterly financial results are not subject to the quarterly review based on the Financial Instruments
and Exchange Law. The review process for the quarterly financial statements based on the FinancialInstruments and Exchange Law has not been completed at the time of the disclosure of these results.
＊ Statements on the proper use of financial forecasts and other special notes
Any forecasts described in this report are subject to uncertain factors such as supply and demand trends,
industry competition, economic conditions, and others in major markets. Actual results may differ fromthese forecasts. With regard to the forecasts of the year-end dividends for the year ending March 31, 2014,
we expect to disclose them promptly after we become able to disclose them.

Table of Contents of Accompanying Documents

1. Results of Operations and Financial Position(1) Result of Operations

22

(2)

Financial Position

2(3)Financial Results Forecasts

2

2. Consolidated Quarterly Balance Sheet

3

3. Consolidated Quarterly Statement of Income
and Consolidated Quarterly Statement of Comprehensive Income

4.

Consolidated Statement of Income

4

Consolidated Statement of Comprehensive Income

5Other Information

6(1)Important changes in scope of consolidation during the period6(2)Application of the accounting method specific to quarterly
consolidated financial statements

6Changes in accounting principles and accounting estimate,
and revisions/restatements

6(4)Note on premise of a going concern6(5)Note on the substantial change in the shareholders’ equity

6(3)Supplement to Consolidated Financial Results

171. Results of Operations and Financial Position(1) Result of Operations
During the first half of the nine months from April to December 2013, the business environment
surrounding FANUC was severe as a whole because of the delay in the recovery of the Chinese
market and the stagnation in Japanese and European markets while a part of Asian markets
showed a good trend as well as the American markets stayed strong.
During the second half, the favorable turn of market environment such as the weakened yen,
the increased demands for equipments and others set our expectations for business improvement.
Under these circumstances, FANUC made efforts to enhance intelligence and ultra precision ofits products while sticking to the basics of high reliability, and to enhance robotization of its
manufacture further to improve its competitiveness.
As a result, at the end of the third quarter of the current fiscal year, FANUC posted consolidated
net sales totaling ¥327,202 million, down 15.0%, consolidated ordinary income totaling ¥122,036
million, down 19.5%, and consolidated net income totaling ¥77,080 million, down 19.0%,
compared with the corresponding period of the previous fiscal year.
Looking at the performance by business group, the FA Group posted consolidated sales
totaling ¥164,317 million, up 9.1%, the Robot Group posted consolidated sales totaling ¥110,060
million, up 27.6%, and the Robomachine Group posted consolidated sales totaling ¥52,825 million,down 64.4%, compared with the corresponding period of the previous fiscal year.

(2)

Financial Position

Total asset increased ¥77,199 million to ¥1,296,312 million compared with the end of theprevious fiscal year. The main increase was ¥70,325 million in cash and deposits, and the maindecrease was ¥1,763 million in notes and accounts receivable - trade.
Total liabilities decreased ¥8,655 million to ¥116,329 million compared with the end of theprevious fiscal year.
Total net assets increased ¥85,854 million to ¥1,179,983 million from the end of the previousfiscal year.
(3) Financial Results Forecasts
No revision has been made to the outlook for the Fiscal Year Ending March 31, 2014.

2

2. Consolidated Quarterly Balance Sheet（Millions of Yen）
March 31, 2013
AssetsCurrent assets:
Cash and deposits
Notes and accounts receivable – trade
Merchandise and finished goods
Work in process
Raw materials and supplies
Deferred income tax
OthersAllowance for doubtful accounts
Total current assets
Noncurrent assets
Property, plant and equipment
LandOther, net
Total property, plantand equipment
Intangible Assets
Investments and other assets
Investment securities
OthersAllowance for doubtful accounts
Total investments and other assets
Total noncurrent assets
Total Assets
Liabilities
Current liabilities:
Notes and accounts payable – trade
Income taxes payable
Warranty reserves
OthersTotal current liabilities
Noncurrent liabilities:
Allowance for employees’ retirement
benefits
OthersTotal noncurrent liabilities
Total Liabilities
Net Assets
Shareholders’ equity
Capital stock
Capital surplus
Retained earnings
Treasury stocks
Total shareholders’ equity
Accumulated other comprehensive income(loss)
Valuation difference on available-for-salesecurities
Foreign currency translation adjustment
Total accumulated other comprehensiveincome(loss)
Minority interests
Total net assets
Total liabilities and net assets

3

December 31, 2013

727,753
81,31837,05327,724
7,407
19,035
7,778(1,628)906,440

798,078
79,55540,902
28,9297,424
19,477
5,013(1,758)
977,620

116,452
148,369
264,821

117,679
148,591
266,270

8,747

5,497

31,7797,327(1)39,105
312,673
1,219,113

40,2176,709(1)46,925
318,692
1,296,312

22,04430,637
4,937
35,35592,97325,73814,484
5,387
35,36180,97028,17228,643

3,839
32,011
124,984

6,716
35,359116,32969,01496,268
1,261,572(311,636)
1,115,218

69,01496,2691,307,566(312,168)
1,160,681

2,941

5,518

(28,899)(25,958)

7,936
13,454

4,869
1,094,129
1,219,113

5,848
1,179,983
1,296,312

3. Consolidated Quarterly Statement of Income
and Consolidated Quarterly Statement of Comprehensive Income
Consolidated Statement of Income for the Nine Months from April to December 2013
（Millions of Yen）
Nine months ended December 31
2012

2013

385,099
197,613
187,486
41,233
146,253

327,202
169,160
158,042
43,749114,293

1,422
785
2,287
1,261

1,671
1,260
3,958
1,666

5,755

8,555

Donation

16

326

Foreign exchange losses

126－

Miscellaneous expenses
Total non-operating expenses

303

486

445

812

Ordinary income

151,563

122,036

Income before income taxes andminority interests
Income taxes-current
Income taxes-deferred
Total taxes and others
Income before minority interests
Minority interests in income
Net income

151,563

122,036

53,813
2,192
56,00595,558378
95,18042,2092,307
44,516
77,520440
77,080Net sales
Cost of goods sold
Gross profit
Selling, general and administrative expenses
Operating income
Non-operating income
Interest income
Dividend income
Equity method income
Miscellaneous income
Total non-operating income
Non-operating expenses

4Consolidated Statement of Comprehensive Income for the Nine Months from April to December 2013（Millions of Yen）
Nine months ended December 31

Income before minority interests
Other Comprehensive Income
Valuation difference on
available-for-sale securities
Foreign currency translation adjustment
Share of other comprehensive income ofaffiliates accounted for using equity method
Total other comprehensive income
Comprehensive income for the nine months
ended December 31
Comprehensive income attributable to:
Owners of parent
Minority interests

2012

2013

95,55877,520

(266)

2,576

12,700(168)

34,253
3,288

12,266
107,824

40,117
117,637

107,074750

116,491
1,146

5

4.

Other Information(1)

Important changes in scope of consolidation during the period:No(2) Application of the accounting method specific to quarterly
consolidated financial statements:
No(3) Changes in accounting principles and accounting estimate,and revisions/restatements :No(4) Note on premise of a going concern:

No(5) Note on the substantial change in the shareholders’ equity:No6Supplement to Consolidated Financial Results
１ Consolidated Results（April～December, 2013）
１）Net income
77.1 billion yen (0.8 times from the same period of last year)２）Net sales

327.2 billion yen (0.9 times from the same period of last year)３）Operating income 114.3 billion yen (0.8 times from the same period of last year)
Ordinary income 122.0 billion yen (0.8 times from the same period of last year)
Ordinary income to net sales ratio
37.3%４）Sales by GroupFA
164.3 billion yen (1.1 times from the same period of last year)
Robot
110.1 billion yen (1.3 times from the same period of last year)
Robomachine
52.8 billion yen (0.4 times from the same period of last year)５）Orders

341.2 billion yen (0.9 times from the same period of last year)

２ Quarterly Changes of Consolidated Financial Results (Billions of yen）

Sales

1,500
150.0
111.1
1,111

109.7
1,097

106.4
1,064
100.0
1,000

Ordinary income

Net income

50.0
500

42.7
427

36.4
364

42.9
429
27.4
274

22.7
227

27.0
2700
April-June
平成25年
2013
4～6月

July-September
平成25年20137～9月

7October-December
平成25年
2013
10～12月