Appendix 09b – Terms of Use Template for the LOU|Revision Version:|

2015-09-04

GLEIS - Global LEI System
Master Agreement, Appendix 09bMaster Copy

Version 1.1 of 1 February 2016
page 2 of 5Terms of Use Template for the LOUof the Tokyo Stock Exchange, Inc. (Japan Exchange Group/Tokyo Stock Exchange (JPX/TSE)),
2-1 Nihombashi Kabutocho, Chuo-ku, Tokyo 103-8220, Japan
regarding the look-up and download of LEIs and LE-RD from this website by anyone

INTRODUCTIONA.

The Global Legal Entity Identifier Foundation (GLEIF) is a not-for-profit foundation incorporated by the Financial Stability Board in Basel/Switzerland under the laws of Switzerland.

B.

GLEIF and its partnering Local Operating Units ("LOUs") operate a system of worldwide
unique Legal Entity Identifiers ("LEI", "LEIs") and LEI repositories with certain additional information about the relevant legal entities ("Legal Entity Reference Data", "LERD").

C.

The website <https://www.jpx.co.jp/lei/en/index.html> allows users to access the LOU’s
LEI Repository. Any such access might use file downloads, access via Web Interfaces /APIs or by any other technical means, as provided in the Tokyo Stock Exchange, Inc.
(TSE)'s discretion. Any LEI data and LE-RD access from<https://www.jpx.co.jp/lei/en/index.html> is subject to the terms of use as set out herebelow (the "Terms of Use").

1.

DEFINITIONS"Access Service" shall mean the facility provided by TSE under these Terms of Use andfurther described below, provided on this website<https://www.jpx.co.jp/lei/en/index.html>.
"LOU’s LEI Repository" shall mean the database and/or Common Data File Format file
output operated by TSE with at least all LEIs and LE-RD managed by TSE.
"GLEIF Trademark and Logo" shall mean the trademark and logo of GLEIF as shownon http://www.gleif.org.
"GLEIS" shall mean the Global Legal Entity Identifier System operated by GLEIF andthe LOUs.
"LEIs" shall mean one or many Legal Entity Identifiers issued by GLEIF and the LOUs.

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GLEIS - Global LEI System
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Version 1.1 of 1 February 2016
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"LEI Reference Data" and "LE-RD" (singular and plural) shall mean the informationavailable in the LEI Repository in relation to an LEI. The categories of data currently included in the LE-RD are listed on TSE.
"LOU" or "LOUs" shall mean the Local Operating Units who have entered into a Master
Agreement with GLEIF and who are accredited by GLEIF to accept applications by legal
entities for LEIs and to issue LEIs. A list of the accredited LOUs can be found on TSE is
an authorized LOU.
"We", "us", "our" or equivalent terms shall refer to TSE.
"User", "You", "your" or equivalent terms refer to any user of the Access Service.
2.

ACCESS SERVICE

2.1

The Access Service enables Users to look-up and/or download individual LEIs and/or related LE-RD and/or the entire set or a subset of LEIs and/or pertaining LE-RD from theLOU’s LEI Repository and/or Common Data File Format file.

2.2

The Access Service on the website <https://www.jpx.co.jp/lei/en/index.html> is provided
for free and without any technical barriers.

2.3

The data available through the Access Service are provided under the CC0 licence, see
https://creativecommons.org/publicdomain/zero/1.0/.

2.4

In order to protect the GLEIS and the fundamental principles underlying it as set out in
the Governance Principles of the GLEIS, in particular in the event of any use of the Access Service which is contrary to, or threatens to undermine, those fundamental principles
or the public benefit for which LEIs and LE-RD are provided, we do have to reserve theright to suspend or modify the Access Service or any of the Terms of Use.

2.5

The technical requirements you have to observe in order to be able to use the Access Service are described on <https://www.jpx.co.jp/lei/en/index.html>.

3.

SERVICE LEVEL
We take every reasonable effort that the website<https://www.jpx.co.jp/lei/en/index.html> and the Access Service will function and beavailable without interruptions or errors. However, their operation may be interrupted due
to maintenance, updates or system or network failures. Service windows are - wheneverpossible - announced in due time on <https://www.jpx.co.jp/lei/en/index.html>.

4.

CONDITIONS OF USE

4.1

By using our Access Service, you agree with the following terms:(a) You acknowledge that you do not have, and will not acquire, any intellectual property or other proprietary rights in the LEIs and LE-RD as provided by the Access Service, and that you do not, and will not, claim such rights.

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GLEIS - Global LEI System
Master Agreement, Appendix 09b
Master Copy

Version 1.1 of 1 February 2016
page 4 of 5(b) You agree that you access LEIs and/or LE-RD on<https://www.jpx.co.jp/lei/en/index.html> only by way of using the Access Service,and that you refrain from trying to obtain access to our LEI Repository or any otherof our files or databases other than through using the Access Service as offered by us
and, in particular, that you refrain from trying to circumvent technical restrictions orinfecting the LEI Repository with malware of any kind.
(c) If you wish to use the GLEIF Trademark and Logo, which is a registered trademark,please contact GLEIF at the address indicated on http(s)://www.gleif.org.
4.2

You agree that you shall refrain from creating, in whatever way, the impression that data
and/or services, except the original LEIs and LE-RD downloaded by you through the Access Service, are provided or supported or authorized or granted or otherwise associatedby or with GLEIF or TSE.

4.3

You further agree to refrain from any actions or statements which may mislead the publicand/or your customers to believe that any products or services provided by you, even if
LEIs and LE-RD may be a part of such product or service, are services or products ofGLEIF or any LOU, or that you are part of, or in a special relationship to, GLEIF and/or
the GLEIS and/or any LOU.

4.4

You agree that GLEIF and TSE may take any appropriate steps, including but not limited
to court action and to preliminary injunctions, if you do not comply with these Terms ofUse, and that you are, provided applicable law allows, liable to a payment of liquidated
damages in the amount equivalent to USD 100'000 in JPY for any single case of noncompliance.

5.

DISCLAIMER OF WARRANTIES AND WAIVER OF LIABILITY

5.1

THE LEIS AND THE LE-RD MADE AVAILABLE TO YOU THROUGH THE
ACCESS SERVICE ARE PROVIDED ON AN "AS IS" AND "AS AVAILABLE"
BASIS. WE MAKE NO REPRESENTATIONS OR WARRANTIES OF ANY KIND,
EXPRESS OR IMPLIED, THERETO. YOU EXPRESSLY AGREE THAT ANY USETHEREOF IS AT YOUR SOLE RISK.

5.2

TO THE FULLEST EXTENT PERMITTED BY APPLICABLE LAW, WE DISCLAIMREGARDING LEIS AND LE-RD ALL WARRANTIES, EXPRESS OR IMPLIED,AND LIABILITY, INCLUDING, BUT NOT LIMITED TO, IMPLIED WARRANTIESOF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. WEWILL NOT BE LIABLE FOR ANY DAMAGES OF ANY KIND (INCLUDING, BUTNOT LIMITED TO, DIRECT, INDIRECT, INCIDENTAL, PUNITIVE ANDCONSEQUENTIAL DAMAGES) ARISING FROM THE USE OF THE ACCESSSERVICE OR THE LEIS AND LE-RD.

5.3

IN PARTICULAR, WITHOUT LIMITATION, YOU RECOGNIZE THAT THE
ISSUANCE OF LEIS AND COLLECTION OF LE-RD IS BASED ON
APPLICATIONS AND INFORMATION PROVIDED BY THIRD PARTIES. WE
CANNOT AND DO NOT REPRESENT OR WARRANT THAT SUCH

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Version 1.1 of 1 February 2016
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INFORMATION IS ACCURATE, CORRECT, UP-TO-DATE OR THAT A CERTAIN
LEI IS THE ONLY LEI ISSUED FOR A CERTAIN LEGAL ENTITY.
5.4

IN PARTICULAR, WITHOUT LIMITATION, WE DISCLAIM ALL LIABILITY FORDAMAGES CAUSED BY ANY INTERRUPTIONS OR ERRORS IN THE
FUNCTIONING OF THE ACCESS SERVICE OR THE WEBSITE<https://www.jpx.co.jp/lei/en/index.html>. FURTHERMORE, WE DISCLAIM ALL
LIABILITY FOR ANY MALFUNCTIONING, IMPOSSIBILITY OF ACCESS, ORPOOR USE CONDITIONS OF THE SERVICES OR THE WEBSITE DUE TOINAPPROPRIATE EQUIPMENT, DISTURBANCES RELATED TO INTERNETSERVICE PROVIDERS, TO THE SATURATION OF THE INTERNET NETWORK,AND FOR ANY OTHER REASON. FURTHERMORE, WE DO NOT WARRANTTHAT THE SERVICES, INFORMATION AND CONTENTS INCLUDED ON OROTHERWISE MADE AVAILABLE TO YOU THROUGH THE SERVICES OR THE
WEBSITE <https://www.jpx.co.jp/lei/en/index.html> ARE FREE OF VIRUSES OR
OTHER HARMFUL COMPONENTS.

5.5

THE RESERVATIONS OF THE LICENCE (SEE SECTION 4) APPLY.

6.

APPLICABLE LAW AND JURISDICTION

6.1

These Terms of Use, and your use of the Access Service, shall in all respects be governedby, and construed and interpreted in accordance with, the substantive laws of Japan without regard to Japanese conflict of law rules.

6.2

The Parties submit to the exclusive jurisdiction of the competent courts in Tokyo, Japan,
for all disputes arising out of, or in connection with, these Terms of Use.
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