UNITED
NATIONSDistr.
GENERAL
FCCC/CP/2007/6/Add.1*
14 March 2008
Original: ENGLISH

CONFERENCE OF THE PARTIES

Report of the Conference of the Parties
on its thirteenth session, held in Bali
from 3 to 15 December 2007
Addendum

Part Two: Action taken by the Conference of the Parties
at its thirteenth session
CONTENTS

Decisions adopted by the Conference of the Parties
DecisionPage

1/CP.13

Bali Action Plan ......................................................................

3

2/CP.13

Reducing emissions from deforestation in developing countries:
approaches to stimulate action ................................................

8

Development and transfer of technologies under the Subsidiary
Body for Scientific and Technological Advice.......................

12

Development and transfer of technologies under the Subsidiary
Body for Implementation ........................................................

26

Fourth Assessment Report of the Intergovernmental Panel on
Climate Change .......................................................................

29

6/CP.13

Fourth review of the financial mechanism..............................

30

7/CP.13Additional guidance to the Global Environment Facility .......

33

3/CP.134/CP.135/CP.13*

Reissued for technical reasons.

GE.08-61035

FCCC/CP/2007/6/Add.1*
Page 2
Decision
8/CP.13

Page
Extension of the mandate of the Least Developed Countries
Expert Group ..........................................................................

36

Amended New Delhi work programme on Article 6 of theConvention..............................................................................

37

10/CP.13

Compilation and synthesis of fourth national communications

44

11/CP.13

Reporting on global observing systems for climate ...............

45

12/CP.13

Budget performance and the functions and operations of thesecretariat................................................................................

46

13/CP.13

Programme budget for the biennium 2008−2009...................

47

14/CP.13

Date and venue of the fourteenth and fifteenth sessions of theConference of the Parties and the calendar of meetings ofConvention bodies ..................................................................

58

Expression of gratitude to the Government of the Republic of Indonesia
and the people of the province of Bali ...................................

60

9/CP.13

Resolution
1/CP.13

FCCC/CP/2007/6/Add.1*
Page 3

Decision 1/CP.13
Bali Action Plan
The Conference of the Parties,
Resolving to urgently enhance implementation of the Convention in order to achieve its ultimate
objective in full accordance with its principles and commitments,
Reaffirming that economic and social development and poverty eradication are global priorities,
Responding to the findings of the Fourth Assessment Report of the Intergovernmental Panel on
Climate Change that warming of the climate system is unequivocal, and that delay in reducing emissions
significantly constrains opportunities to achieve lower stabilization levels and increases the risk of more
severe climate change impacts,
Recognizing that deep cuts in global emissions will be required to achieve the ultimate objectiveof the Convention and emphasizing the urgency1 to address climate change as indicated in the Fourth
Assessment Report of the Intergovernmental Panel on Climate Change,
1.
Decides to launch a comprehensive process to enable the full, effective and sustained
implementation of the Convention through long-term cooperative action, now, up to and beyond 2012, inorder to reach an agreed outcome and adopt a decision at its fifteenth session, by addressing, inter alia:

1(a)A shared vision for long-term cooperative action, including a long-term global goal foremission reductions, to achieve the ultimate objective of the Convention, in accordancewith the provisions and principles of the Convention, in particular the principle ofcommon but differentiated responsibilities and respective capabilities, and taking into
account social and economic conditions and other relevant factors;(b)Enhanced national/international action on mitigation of climate change, including,inter alia, consideration of:(i)

Measurable, reportable and verifiable nationally appropriate mitigationcommitments or actions, including quantified emission limitation and reduction
objectives, by all developed country Parties, while ensuring the comparability ofefforts among them, taking into account differences in their national
circumstances;(ii)

Nationally appropriate mitigation actions by developing country Parties in thecontext of sustainable development, supported and enabled by technology,
financing and capacity-building, in a measurable, reportable and verifiable
manner;(iii)

Policy approaches and positive incentives on issues relating to reducing
emissions from deforestation and forest degradation in developing countries; andthe role of conservation, sustainable management of forests and enhancement offorest carbon stocks in developing countries;

Contribution of Working Group III to the Fourth Assessment Report of the Intergovernmental Panel on Climate
Change, Technical Summary, pages 39 and 90, and Chapter 13, page 776.

FCCC/CP/2007/6/Add.1*
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(c)

(d)

(iv)

Cooperative sectoral approaches and sector-specific actions, in order to enhance
implementation of Article 4, paragraph 1(c), of the Convention;(v)

Various approaches, including opportunities for using markets, to enhance thecost-effectiveness of, and to promote, mitigation actions, bearing in mind
different circumstances of developed and developing countries;(vi)

Economic and social consequences of response measures;(vii)

Ways to strengthen the catalytic role of the Convention in encouraging
multilateral bodies, the public and private sectors and civil society, building on
synergies among activities and processes, as a means to support mitigation in a
coherent and integrated manner;

Enhanced action on adaptation, including, inter alia, consideration of:(i)International cooperation to support urgent implementation of adaptation
actions, including through vulnerability assessments, prioritization of actions,financial needs assessments, capacity-building and response strategies,
integration of adaptation actions into sectoral and national planning, specificprojects and programmes, means to incentivize the implementation of adaptation
actions, and other ways to enable climate-resilient development and reduce
vulnerability of all Parties, taking into account the urgent and immediate needsof developing countries that are particularly vulnerable to the adverse effects ofclimate change, especially the least developed countries and small island
developing States, and further taking into account the needs of countries inAfrica affected by drought, desertification and floods;(ii)

Risk management and risk reduction strategies, including risk sharing andtransfer mechanisms such as insurance;(iii)

Disaster reduction strategies and means to address loss and damage associatedwith climate change impacts in developing countries that are particularly
vulnerable to the adverse effects of climate change;(iv)

Economic diversification to build resilience;(v)

Ways to strengthen the catalytic role of the Convention in encouraging
multilateral bodies, the public and private sectors and civil society, building on
synergies among activities and processes, as a means to support adaptation in a
coherent and integrated manner;

Enhanced action on technology development and transfer to support action on mitigation
and adaptation, including, inter alia, consideration of:(i)

Effective mechanisms and enhanced means for the removal of obstacles to, andprovision of financial and other incentives for, scaling up of the development
and transfer of technology to developing country Parties in order to promote
access to affordable environmentally sound technologies;(ii)

Ways to accelerate deployment, diffusion and transfer of affordable
environmentally sound technologies;

FCCC/CP/2007/6/Add.1*
Page 5(e)(iii)

Cooperation on research and development of current, new and innovativetechnology, including win-win solutions;(iv)

The effectiveness of mechanisms and tools for technology cooperation in
specific sectors;

Enhanced action on the provision of financial resources and investment to support action
on mitigation and adaptation and technology cooperation, including, inter alia,
consideration of:(i)

Improved access to adequate, predictable and sustainable financial resources andfinancial and technical support, and the provision of new and additional
resources, including official and concessional funding for developing country
Parties;(ii)

Positive incentives for developing country Parties for the enhanced
implementation of national mitigation strategies and adaptation action;(iii)

Innovative means of funding to assist developing country Parties that are
particularly vulnerable to the adverse impacts of climate change in meeting thecost of adaptation;(iv)

Means to incentivize the implementation of adaptation actions on the basis ofsustainable development policies;(v)

Mobilization of public- and private-sector funding and investment, including
facilitation of climate-friendly investment choices;(vi)

Financial and technical support for capacity-building in the assessment of thecosts of adaptation in developing countries, in particular the most vulnerable
ones, to aid in determining their financial needs;

2.
Decides that the process shall be conducted under a subsidiary body under theConvention, hereby established and known as the Ad Hoc Working Group on Long-term Cooperative
Action under the Convention, that shall complete its work in 2009 and present the outcome of its work to
the Conference of the Parties for adoption at its fifteenth session;
3.
Agrees that the process shall begin without delay, that the sessions of the group will bescheduled as often as is feasible and necessary to complete the work of the group, where possible inconjunction with sessions of other bodies established under the Convention, and that its sessions may becomplemented by workshops and other activities, as required;4.
Decides that the first session of the group shall be held as soon as is feasible and notlater than April 2008;
5.
Decides that the Chair and Vice-Chair of the group, with one being from a Party
included in Annex I to the Convention (Annex I Party) and the other being from a Party not included in
Annex I to the Convention (non-Annex I Party), shall alternate annually between an Annex I Party and a
non-Annex I Party;
6.

Takes note of the proposed schedule of meetings contained in the annex to this decision;

7.
Instructs the group to develop its work programme at its first session in a coherent andintegrated manner;

FCCC/CP/2007/6/Add.1*
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8.
Invites Parties to submit to the secretariat, by 22 February 2008, their views regarding
the work programme, taking into account the elements referred to in paragraph 1 above, to be compiledby the secretariat for consideration by the group at its first meeting;9.
Requests the group to report to the Conference of the Parties at its fourteenth session on
progress made;10.
Agrees to take stock of the progress made, at its fourteenth session, on the basis of thereport by the group;
11.
Agrees that the process shall be informed by, inter alia, the best available scientificinformation, experience in implementation of the Convention and its Kyoto Protocol, and processes
thereunder, outputs from other relevant intergovernmental processes and insights from the business andresearch communities and civil society;12.
Notes that the organization of work of the group will require a significant amount ofadditional resources to provide for the participation of delegates from Parties eligible to be funded and toprovide conference services and substantive support;
13.
Strongly urges Parties in a position to do so, in order to facilitate the work of the group,
to provide contributions to the Trust Fund for Participation in the UNFCCC Process and the Trust Fundfor Supplementary Activities for the purposes referred to in paragraph 12 above and to provide otherforms of in kind support such as hosting a session of the group.

FCCC/CP/2007/6/Add.1*
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ANNEX

Indicative timetable for meetings of the Ad Hoc Working Group on
Long-term Cooperative Action under the Convention in 2008
Session

Dates

Session 1

March/April 2008

Session 2

June 2008, in conjunction with the twenty-eighth sessions of the subsidiary bodies

Session 3

August/September 2008

Session 4

December 2008, in conjunction with the fourteenth session of the Conference of
the Parties

8th plenary meeting
14–15 December 2007

FCCC/CP/2007/6/Add.1*
Page 8

Decision 2/CP.13
Reducing emissions from deforestation in developing countries:
approaches to stimulate action
The Conference of the Parties,
Recalling the relevant provisions of the Convention, in particular Article 2, Article 3, paragraphs
1, 3 and 4, and Article 4, paragraphs 1(a)–(d), 3, 5 and 7,
Acknowledging the contribution of the emissions from deforestation to global anthropogenic
greenhouse gas emissions,Acknowledging that forest degradation also leads to emissions, and needs to be addressed whenreducing emissions from deforestation,
Recognizing that efforts and actions to reduce deforestation and to maintain and conserve forest
carbon stocks in developing countries are already being taken,
Recognizing the complexity of the problem, different national circumstances and the multiple
drivers of deforestation and forest degradation,
Recognizing the potential role of further actions to reduce emissions from deforestation andforest degradation in developing countries in helping to meet the ultimate objective of the Convention,
Affirming the urgent need to take further meaningful action to reduce emissions fromdeforestation and forest degradation in developing countries,
Noting that sustainable reduction in emissions from deforestation and forest degradation indeveloping countries requires stable and predictable availability of resources,
Recognizing that reducing emissions from deforestation and forest degradation in developing
countries can promote co-benefits and may complement the aims and objectives of other relevantinternational conventions and agreements,
Recognizing also that the needs of local and indigenous communities should be addressed when
action is taken to reduce emissions from deforestation and forest degradation in developing countries,
1.
Invites Parties to further strengthen and support ongoing efforts to reduce emissions fromdeforestation and forest degradation on a voluntary basis;
2.
Encourages all Parties, in a position to do so, to support capacity-building, provide
technical assistance, facilitate the transfer of technology to improve, inter alia, data collection, estimationof emissions from deforestation and forest degradation, monitoring and reporting, and address theinstitutional needs of developing countries to estimate and reduce emissions from deforestation andforest degradation;
3.
Further encourages Parties to explore a range of actions, identify options and undertake
efforts, including demonstration activities, to address the drivers of deforestation relevant to theirnational circumstances, with a view to reducing emissions from deforestation and forest degradation andthus enhancing forest carbon stocks due to sustainable management of forests;

FCCC/CP/2007/6/Add.1*
Page 94.
Encourages, without prejudice to future decisions of the Conference of the Parties, theuse of the indicative guidance provided in the annex to this decision as an aid in undertaking andevaluating the range of demonstration activities;
5.
Invites Parties, in particular Parties included in Annex II to the Convention, to mobilize
resources to support efforts in relation to the actions referred to in paragraphs 1–3 above;
6.
Encourages the use of the most recent reporting guidelines1 as a basis for reporting
greenhouse gas emissions from deforestation, noting also that Parties not included in Annex I to theConvention are encouraged to apply the Good Practice Guidance for Land Use, Land-Use Change andForestry;2
7.
Requests the Subsidiary Body for Scientific and Technological Advice to undertake aprogramme of work on methodological issues related to a range of policy approaches and positive
incentives that aim to reduce emissions from deforestation and forest degradation in developing countries
noting relevant documents;3 the work should include:(a)Inviting Parties to submit, by 21 March 2008, their views on how to address
outstanding methodological issues including, inter alia, assessments of changes
in forest cover and associated carbon stocks and greenhouse gas emissions,incremental changes due to sustainable management of the forest, demonstrationof reductions in emissions from deforestation, including reference emissions
levels, estimation and demonstration of reduction in emissions from forest
degradation, implications of national and subnational approaches including
displacement of emissions, options for assessing the effectiveness of actions inrelation to paragraphs 1, 2, 3 and 5 above, and criteria for evaluating actions, tobe compiled into a miscellaneous document for consideration by the Subsidiary
Body for Scientific and Technological Advice at its twenty-eighth session;(b)

Requesting the secretariat, subject to availability of supplementary funding, toorganize a workshop on methodological issues identified in paragraph 7 (a)above, before its twenty-ninth session, and to prepare a report on the workshop
for consideration by the Subsidiary Body for Scientific and Technological
Advice at that session;(c)Advancing the development of methodological approaches, taking into accountthe outcome of the workshop referred to in paragraph 7 (b) above at its twentyninth session;

8.
Requests the Subsidiary Body for Scientific and Technological Advice to report to theConference of the Parties, at its fourteenth session, on the outcomes of the work referred to in paragraph
7 (a)–(c) above, including any recommendations on possible methodological approaches;1

At the time of this decision, the most recent reporting guidelines for national communications from Parties notincluded in Annex I to the Convention are found in decision 17/CP.8.
2
Decision 13/CP.9.
3
FCCC/SBSTA/2006/10, FCCC/SBSTA/2007/3, FCCC/SBSTA/2007/MISC.2 and Add.1,
FCCC/SBSTA/2007/MISC.14 and Add. 1–3; and the background paper prepared for the workshop on reducing
emissions from deforestation held in Rome, Italy, from 30 August to 1 September 2006, available at<http://unfccc.int/methods_and_science/lulucf/items/3757.php>.

FCCC/CP/2007/6/Add.1*
Page 109.
Invites relevant organizations and stakeholders, without prejudice to any future decisionof the Conference of the Parties on reducing emissions from deforestation and forest degradation indeveloping countries, to support efforts in relation to paragraphs 1, 2, 3 and 5 above and to shareoutcomes of these efforts with the Subsidiary Body for Scientific and Technological Advice by providing
corresponding information to the secretariat;
10.
Requests the secretariat to support, subject to the availability of supplementary funding,the activities of all Parties, in particular developing countries, in relation to paragraphs 3, 5, 7 and 9
above, by developing a Web platform where information submitted by Parties, relevant organizations andstakeholders will be made available;
11.
Notes the further consideration, under decision 1/CP.13, of policy approaches andpositive incentives on issues relating to reducing emissions from deforestation and forest degradation indeveloping countries; and the role of conservation, sustainable management of forests and enhancementof forest carbon stocks in developing countries;
12.
Notes further that when addressing policy approaches and positive incentives on issues
relating to reducing emissions from deforestation and forest degradation in developing countries, theefforts described in paragraph 3 above should be considered.

FCCC/CP/2007/6/Add.1*
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ANNEX

Indicative guidance
1.

Demonstration activities should be undertaken with the approval of the host Party.

2.
Estimates of reductions or increases of emissions should be results based, demonstrable,transparent and verifiable, and estimated consistently over time.
3.
The use of the methodologies described in paragraph 6 of this decision is encouraged as a basis
for estimating and monitoring emissions.
4.
Emission reductions from national demonstration activities should be assessed on the basis ofnational emissions from deforestation and forest degradation.
5.
Subnational demonstration activities should be assessed within the boundary used for thedemonstration, and assessed for associated displacement of emissions.
6.
Reductions in emissions or increases resulting from the demonstration activity should be basedon historical emissions, taking into account national circumstances.
7.
Subnational1 approaches, where applied, should constitute a step towards the development of
national approaches, reference levels and estimates.
8.
Demonstration activities should be consistent with sustainable forest management, noting, interalia, the relevant provisions of the United Nations Forum on Forests, the United Nations Convention to
Combat Desertification and the Convention on Biological Diversity.
9.
Experiences in implementing activities should be reported and made available via the Web
platform.2
10.
Reporting on demonstration activities should include a description of the activities and theireffectiveness, and may include other information.
11.

Independent expert review is encouraged.

8th plenary meeting
14–15 December 2007

1
2

Activities carried out within the national boundary.
To be developed by the secretariat as referred to in paragraph 10 of this decision.

FCCC/CP/2007/6/Add.1*
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Decision 3/CP.13
Development and transfer of technologies under the Subsidiary Body for
Scientific and Technological Advice
The Conference of the Parties,
Recalling chapter 34 of Agenda 21 and the relevant provisions of the programme for the further
implementation of Agenda 21 on the transfer of environmentally sound technologies adopted by theUnited Nations General Assembly at its nineteenth special session,
Recalling the relevant provisions of the Convention, in particular Article 4, paragraphs 1, 3, 5, 7,
8 and 9, Article 9, paragraph 2(c), Article 11, paragraphs 1 and 5, and Article 12, paragraphs 3 and 4,
Recalling decisions 4/CP.7, 6/CP.10, 6/CP.11 and 3/CP.12,
Welcoming the progress of the work and achievements of the Expert Group on Technology
Transfer since its inception in advancing and facilitating the implementation of the framework formeaningful and effective actions to enhance the implementation of Article 4, paragraph 5, of theConvention, and its related activities under the framework,
Noting the range of important actions and partnerships undertaken by Parties within and outside
the framework of the Convention, which contribute to the development, transfer and deployment ofenvironmentally sound technologies, including through joint research and development programmes,
Noting with appreciation the progress made by Parties included in Annex II to the Convention inestablishing innovative financing partnerships such as the Global Energy Efficiency and Renewable
Energy Fund and the European Union Energy Initiative,
Further noting the actions of Parties to contribute to addressing technology financing issues,
through such vehicles as the Global Environment Facility, the Special Climate Change Fund, the Least
Developed Countries Fund, the World Bank and the Climate Technology Initiative,
Recognizing that there is a crucial need to accelerate innovation in the development, deployment,
adoption, diffusion and transfer of environmentally sound technologies among all Parties, andparticularly from developed to developing countries, for both mitigation and adaptation,
Emphasizing that effective actions to address climate change require a broad portfolio ofactivities, including the widespread uptake of new and existing technologies and the creation of
appropriate enabling environments,
Recognizing that close collaboration between government, industry and the research community,in particular through public–private partnerships, can stimulate the development of a wide range of
mitigation and adaptation technologies and reduce their costs,
Further recognizing that the immediate and urgent delivery of technology development,
deployment, diffusion and transfer to developing countries requires suitable responses, including acontinued emphasis by all Parties, in particular Parties included in Annex I to the Convention, on
enhancement of enabling environments, facilitating access to technology information andFCCC/CP/2007/6/Add.1*
Page 13
capacity-building, identification of technology needs and innovative financing that mobilizes the vast
resources of the private sector to supplement public finance sources where appropriate,
Further recognizing the importance of an effective institutional arrangement, access to financing
and suitable indicators for monitoring and evaluating effectiveness to the development, deployment,
diffusion and transfer of environmentally sound technologies to developing countries,
1.
Agrees that the five themes listed in the framework for meaningful and effective actions
to enhance the implementation of Article 4, paragraph 5, of the Convention (the technology transfer
framework), as contained in the annex to decision 4/CP.7, and the structure, definitions and purpose ofthis framework, continue to provide a solid basis for enhancing the implementation of Article 4,paragraph 5, of the Convention;2.
Adopts the set of actions, for consideration by the Expert Group on Technology Transfer
in formulating its future work programmes, as set out in the recommendations for enhancing thetechnology transfer framework contained in annex I to this decision, and agrees that these activities
would complement the actions in the technology transfer framework;3.
Agrees to reconstitute the Expert Group on Technology Transfer for a further five years
with the terms of reference contained in annex II to this decision, and to review, at its eighteenth session,
progress of the work and terms of reference, including, if appropriate, the status and continuation of thisbody; and agrees that the Expert Group on Technology Transfer should provide advice as appropriate to
the subsidiary bodies;
4.
Decides that the Expert Group on Technology Transfer shall constitute an effective
institutional arrangement within the Convention, which is necessary to support action, and that thisExpert Group on Technology Transfer shall have particular regard to the need for, and in accordancewith the terms of reference referred to in paragraph 3 above:(a)Adequate and timely financial support, within the context of Article 4, paragraph 5, of
the Convention;(b)

Development of performance indicators, for monitoring and evaluating effectiveness;

5.
Requests the Expert Group on Technology Transfer, with the support of the secretariat,
to consult with relevant international organizations, and solicit information on their abilities to support
certain activities identified in the set of actions contained in annex I to this decision, and to report on its
findings to the subsidiary bodies at their twenty-ninth session;
6.
Invites each of the relevant international organizations and initiatives referred to inparagraph 5 above to closely coordinate with the Expert Group on Technology Transfer on the relevant
activities in its work programme;
7.
Urges Parties not included in Annex I to the Convention to use the United Nations
Development Programme handbook Conducting Technology Needs Assessments for Climate Change1
when undertaking their technology needs assessments;
8.
Urges Parties included in Annex II to the Convention, relevant intergovernmentalorganizations, international financial institutions, and other partnerships and initiatives, including the
Climate Technology Initiative, in a position to do so, to provide technical and financial support to Parties1<http://ttclear.unfccc.int/ttclear/pdf/TNA/UNDP/TNA%20Handbook_Final%20version.pdf>.

FCCC/CP/2007/6/Add.1*
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not included in Annex I to the Convention and countries with economies in transition to help themconduct, identify and implement prioritized technology needs;
9.
Requests the secretariat to facilitate the implementation of the actions for enhancing thetechnology transfer framework further elaborated in annex I to this decision, and of the work of theExpert Group on Technology Transfer in cooperation with Parties, the Global Environment Facility andother relevant international organizations, initiatives and intergovernmental processes;
10.
Requests the Global Environment Facility, as an operating entity of the financial
mechanism of the Convention, to provide financial support for the technology transfer framework, andcomplemented by the set of actions referred to in paragraph 2 above.

FCCC/CP/2007/6/Add.1*
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ANNEX I

Recommendations for enhancing the implementation of the framework formeaningful and effective actions to enhance the implementation of Article 4,paragraph 5, of the Convention1
1.
The purpose of these recommendations is to identify specific actions for enhancing theimplementation of the framework for meaningful and effective actions to enhance the implementation of
Article 4, paragraph 5, of the Convention (referred to hereinafter as the technology transfer framework),
as requested by decision 6/CP.10.
2.

These recommendations were developed taking into account:(a)Experience and lessons learned from the implementation of the technology transfer
framework since its adoption by the Conference of the Parties (COP) at its seventhsession (decision 4/CP.7);(b)

Progress of the work and the activities completed since the inception of the Expert Groupon Technology Transfer (EGTT) in 2001 and the outcomes of its deliberations;(c)Relevant ongoing activities relating to the development and transfer of technologies ofvarious national, regional and international organizations, governments and the private
sector, in different forums;(d)That the work on advancing the uptake of mitigation technologies and technologies foradaptation to climate change involves cross-cutting activities and, as such, normally is
implemented under multiple key themes of the framework;(e)

The need to promote a broader involvement of Parties, international organizations, theprivate sector (in particular business and industry as well as the financial community),technology practitioners and other relevant stakeholders for the implementation of theframework;(f)

The need to strike a balance between strategic and operational actions, whereby thestrategic actions are implemented by organizing technical workshops and expert
meetings. These lead to the preparation of reports, technical papers and other tools on
specific issues that provide technical inputs and operational guidance for the benefit ofParties and other users.

3.
The existing structure, five thematic areas of work, definitions and purpose under the current
technology transfer framework contained in the annex to decision 4/CP.7 continue to provide a solid
basis for implementing the provisions of Article 4, paragraph 5, of the Convention.
4.
Given that technology is one of the important elements for discussions on the future long-termcooperative actions to address climate change by enhancing implementation of the Convention, thesuggested time frame for the implementation of the actions outlined below is for the medium term
covering the period between 2007 and 2012 or until the eighteenth session of the COP. These
recommendations address the medium-term work, pending the results of the dialogue on long-termcooperative action to address climate change by enhancing implementation of the Convention(Dialogue).
1

The recommendations presented here are reproduced as included in document FCCC/SBSTA/2006/5, annex II.

FCCC/CP/2007/6/Add.1*
Page 16
5.
The implementation of the recommendations presented below should be considered as further
actions for enhancing the implementation of Article 4, paragraph 5, of the Convention set out in thetechnology transfer framework.
6.
Work developed under each key theme has evolved to a more practical and results-oriented leveland should continue to do so by promoting actions in specific sectors and regions. Therefore, there is aneed to undertake periodic review on implementation of the framework and its effectiveness.
7.
The EGTT recognized the need for financial and technical support to enable the Parties notincluded in the Annex I to the Convention (non-Annex I Parties) to implement the recommended actions
below. In this regard Parties, when considering these recommendations, may wish to consider ways andmeans to address these needs.
A. Technology needs and needs assessments
8.
Most of the actions described in paragraph 7 of the technology transfer framework under thetheme of technology needs assessments (TNAs) have been completed as described in paragraphs 16–21
of the main part of document FCCC/SBSTA/2006/INF.4. Based on lessons learned in theimplementation of this theme, the following recommendations are made to enhance the implementationof this key theme:2(a)To encourage non-Annex I Parties that have not yet undertaken or completed theirTNAs, to do so as soon as possible, and to make these reports available to the secretariat
for posting on the UNFCCC technology information clearing house (TT:CLEAR);(b)

To encourage non-Annex I Parties to provide updated information on their technology
needs in their second national communications and other national reports and to makethem available to the secretariat;(c)

To request the secretariat to prepare a synthesis report(s) of the information mentioned inparagraph 8 (a) and (b) above for consideration by the Subsidiary Body for Scientific andTechnological Advice (SBSTA);(d)

To request the Global Environment Facility (GEF) and its implementing agencies, otherintergovernmental organizations (IGOs), international financial institutions (IFIs), theClimate Technology Initiative (CTI) and Parties that are in a position to do so to provide
capacity-building for non-Annex I Parties to conduct, report and use TNAs;(e)

To request that, not later than 2009:(i)

The secretariat, in collaboration with the EGTT, United Nations Development
Programme (UNDP), United Nations Environment Programme (UNEP) and CTI,
update the handbook for conducting technology needs assessments before
SBSTA 28, taking into account experience and lessons learned indicated in thesynthesis report on technology needs prepared by the secretariat,2cross-referencing the work on innovative financing and technologies foradaptation, and widely disseminate the updated handbook to Parties through
TT:CLEAR and other means in different United Nations official languages;(ii)

The EGTT, with the assistance of the secretariat, prepare a report on goodpractices for conducting TNAs in collaboration with UNDP, UNEP and CTI for

FCCC/SBSTA/2006/INF.1.

FCCC/CP/2007/6/Add.1*
Page 17consideration by the SBSTA, and disseminate it to relevant stakeholders andpractitioners;(f)

To make available the results of TNAs, related experience and lessons learned in the
TNA process and share them at national and international levels through the network oftechnology information centres, including through the organization of workshops by thesecretariat in collaboration with relevant international organizations and initiatives;(g)

The secretariat to provide regular updates on progress of the implementation of theresults of technology needs identified in TNAs, including success stories forconsideration by the SBSTA at its subsequent sessions, as appropriate;(h)

To invite the EGTT to cooperate closely with the other expert groups constituted under
the Convention, especially the Consultative Group of Experts on National
Communications from Parties not included in Annex I to the Convention, with the aim of
coordinating activities relating to TNAs and national communications.

9.
The main actors in this work are Parties, the EGTT, the secretariat, the GEF and its
implementing agencies, and CTI in collaboration with relevant national and international stakeholders.
B. Technology information
10.
The actions identified under this theme of the technology transfer framework were mainlycompleted as described in paragraphs 27–34 of the main part of document FCCC/SBSTA/2006/INF.4.
Based on lessons learned in the implementation of this theme, the following recommendations are madeto enhance the implementation of this theme:(a)

To maintain, update and further develop TT:CLEAR taking into account relevant
conclusions of the SBSTA at its twentieth session and client surveys;(b)

To enhance outreach activities by the secretariat to increase the numbers of users of
TT:CLEAR from developing country Parties;(c)

To share experiences and lessons learned among national and regional experts
participating in the pilot project on TT:CLEAR networking through the organization ofexpert meetings;(d)

To use TT:CLEAR and the network of technology centres developed through the current
pilot programme to share technical information on technologies for adaptation and theassociated capacity-building to meet the needs for technology information of vulnerable
communities and countries;(e)

To encourage the link between TT:CLEAR and technical information providers,
including the private sector, in technology transfer;(f)

To encourage the organization of training programmes and workshops by the secretariat
in collaboration with the EGTT and relevant national, regional and internationalorganizations for building capacity of experts in the creation of their national technology
information databases;(g)

To encourage Parties to provide more information on their technology transfer activities
in their national communications.

11.
The main actors in the work are the secretariat, Parties and their national and regional technology
centres, relevant international organizations and the private sector.

FCCC/CP/2007/6/Add.1*
Page 18
C. Enabling environments for technology transfer
12.
Based on lessons learned in the implementation of this theme, the following recommendations
are made to enhance the implementation of this theme:(a)Preparation of technical studies on barriers, good practice and recommendations fordeveloping enhanced enabling environments that accelerate the development and transfer
of environmentally sound technologies (ESTs), at the national and international levels.
This should cover related trade issues, technology development (including endogenous
technologies), and technology push and market pull factors for consideration by the
SBSTA;(b)

To encourage Parties to avoid trade and intellectual property rights policies, or lackthereof, restricting transfer of technology;(c)

To encourage Parties to make available through TT:CLEAR and other means
information on ongoing and planned publicly funded research and development (R&D)
activities where there are opportunities for non-Annex I Parties to jointly participate insuch R&D activities, along with the terms under which Parties might participate and thesteps necessary to establish such a collaborative relationship;(d)

Close cooperation with public and/or private partnerships that focus on improving
enabling environments for accelerating development and transfer of ESTs and whichhave been established in the context of processes such as the World Summit on
Sustainable Development, the Group of Eight and other initiatives (Renewable Energy
and Energy Efficiency Partnership, Johannesburg Renewable Energy Coalition, Carbon
Sequestration Leadership Forum, and CTI and other International Energy Agency
implementing agreements);(e)

To encourage Parties to integrate the objective of technology transfer into national
policies and to enhance the interaction between governments and the private sector.

13.
The main actors in this work are Parties, the secretariat, relevant international organizations andinitiatives, and the private sector.
D. Capacity-building for technology transfer
14.
Activities relating to capacity-building are also listed under other sections of theserecommendations. Based on lessons learned in the implementation of this theme, the following
additional recommendations are made to enhance its implementation:(a)

To encourage Parties, IGOs and other institutions and initiatives to support capacitybuilding activities to promote technology transfer, at the regional and national levels,that are targeted to respond to priority capacity-building needs identified by non-Annex I
Parties in their TNAs, national communications and other national reports;(b)

The secretariat to prepare periodic reports containing information relating tocapacity-building needs for the development, deployment, application and transfer oftechnologies from all relevant sources of information, such as national communicationsof non-Annex I Parties, reports of TNAs and National Capacity Self Assessment reports
supported by the GEF for consideration by the SBSTA. To the extent possible thosereports could identify key elements for successful capacity-building for development andtransfer of technologies for both mitigation of and adaptation to climate change;

FCCC/CP/2007/6/Add.1*
Page 19(c)

To increase communication and outreach with regard to technology transfer activities
under the framework and the work of the EGTT by creating learning centres (tools andmethods) and partnership fairs (opportunities) in parallel with subsidiary body sessions
and side events;(d)

To encourage Parties, IGOs and other institutions and initiatives to organize training inmanagement and operation of climate technologies; to establish/strengthen relevantorganizations/institutions in developing countries for capacity-building for technology
transfer; to establish/strengthen training, expert exchange, scholarship and cooperative
research programmes in relevant national and regional institutions in developing
countries for transfer of ESTs; and to organize seminars/training/workshops on
capacity-building for adapting to the adverse effects of climate change.

15.
The main actors in this work are Parties, the EGTT, the secretariat, the GEF and its
implementing agencies, and relevant international organizations and initiatives.
E. Mechanisms for technology transfer
16.
The following recommendations were built on ongoing work of the secretariat and the EGTT indifferent areas for enhancing the implementation of the technology transfer framework.
1. Innovative options for financing the development and transfer of technologies
17.

The recommended actions in this area are:(a)

To invite relevant international organizations and initiatives, such as CTI, in
collaboration with the EGTT and the secretariat, to provide technical support throughcoaching and training programmes for project developers in developing countries andcountries with economies in transition to transform project ideas resulting from TNAs
into project proposals that meet the standards of the international financial providers;(b)

To disseminate the new UNFCCC practitioners’ guide for preparing and presenting
project financing proposals to Parties and practitioners in developing countries andencourage its use in the activity mentioned in paragraph 14 (a) above, and post the guideon TT:CLEAR for distance learning purposes and for use in other training programmes;(c)

To request the EGTT to promote success stories in financing technology transfer projects
in emerging markets involving the private sector, including carbon funds,
corporate-social-responsible, and triple-bottom-line3 investors;(d)

To encourage Parties to create an environment conducive for private sector investments
by providing such incentives as greater access to multilateral sources and other sourcesof targeted “smart” subsidy schemes that trigger private sector co-financing;(e)

To encourage Parties to scale up and/or develop innovative public–private financing
mechanisms and instruments that increase access to developing country project andbusiness developers that play a role in the transfer, development and/or deployment of
ESTs, focusing in particular on:(i)3

Increasing the potential of public funds to leverage private sector capital;

These measure the economic, social and environmental benefits of a project.

FCCC/CP/2007/6/Add.1*
Page 20(ii)

Increasing options for sharing and mitigating risks and for bundling small-scale
projects to bridge the distance between large-scale infrastructure investors andsmall-scale project and business developers;(iii)

The role that small and medium-sized enterprises, particularly joint ventures, canplay in transferring, deploying and developing ESTs;(iv)

Providing options for integrated technical assistance to help developing,managing and operating EST projects and businesses;(v)

Promoting enterprise and corporate-driven R&D, innovation, and cost
reductions;(f)

To strengthen the dialogue between government and industry to encourage discussions
between relevant ministries in recipient countries and private sector organizations toenhance the investment conditions for climate-friendly technologies;(g)

For the EGTT to report regularly on the implementation of the mechanisms fortechnology transfer as spelled out in this document on a regular basis with a view torecommending new approaches that will further enhance technology transfer.

18.
The main actors in this work are Parties, the EGTT, the secretariat, the GEF and its
implementing agencies, public and private funding institutions, relevant international organizations andinitiatives, and the private sector.
2. Possible ways and means to enhance cooperation with relevant conventions
and intergovernmental processes
19.

The recommended actions in this area are:(a)

For the EGTT to explore possible ways to enhance cooperation between the UNFCCC
and other multilateral environmental agreements (MEAs), through, inter alia, the Joint
Liaison Group and other intergovernmental processes, in particular the Commission on
Sustainable Development, where technology transfer is considered. It may be useful tolook beyond MEAs and look for synergy with other intergovernmental processes(e.g. World Trade Organization, International Energy Agency (IEA), the Group of Eight
and Asia–Pacific Economic Cooperation);(b)

For the UNFCCC to be proactive in sharing information and experiences relating to thetransfer of technologies, in particular for adaptation;(c)

For the COP to encourage Parties, when formulating climate change strategies,
programmes and projects, to take into consideration objectives of other MEAs;(d)

Identification of areas for potential cooperation and formulation of clear objectives forthis cooperation.

20.
The main actors in this work are Parties, the EGTT, the secretariat, and relevant internationalorganizations and processes.

FCCC/CP/2007/6/Add.1*
Page 21
3. Promotion of endogenous development of technology through provision offinancial resources and joint research and development
21.

22.

The recommended actions in this area are:(a)

To invite non-Annex I Parties to provide information on barriers encountered in thedevelopment of endogenous technologies, and to invite Parties to share good experiencesin the promotion of endogenous technologies in non-Annex I Parties;(b)

To consider options for encouraging the setting up of institutions such as national
systems of innovation that could lead to the endogenous development of technologies indeveloping countries and countries with economies in transition;(c)

To share lessons learned in endogenous technology development through TT:CLEAR;(d)

To report regularly to the SBSTA on endogenous technology development and seek
further guidance from the SBSTA and the COP.

The main actors in this work are Parties, the EGTT and the secretariat.
4. Promotion of collaborative research and development on technologies

23.

The recommended actions in this area are:(a)

To provide guidance for TNA reporting on joint R&D needs and use of information in
the national communications and TNAs to identify needs and opportunities for R&D;(b)

To provide opportunities for reporting joint R&D agreements, including voluntaryagreements, on TT:CLEAR;(c)

To invite relevant intergovernmental organizations (e.g. Intergovernmental Panel on
Climate Change, UNDP, UNEP, United Nations International Development
Organization, Food and Agriculture Organization of the United Nations) andinternational organizations (e.g. IEA) to provide information on supported R&D
activities relating to climate change;(d)

To consider options for promoting regional research platforms, making use of existing
networks of centres of excellence, where possible;(e)

To prepare periodic stocktaking papers on status, opportunities and needs for further
R&D;

(f)

To invite governments to encourage academia and industry to develop research
programmes to address climate-friendly technologies and to promote investment inclimate change.
5. The Expert Group on Technology Transfer

24.
The COP may wish to take into account the work of the EGTT and the recommendations
contained in this document when reviewing the EGTT at its twelfth session.

FCCC/CP/2007/6/Add.1*
Page 22
ANNEX II

Terms of reference of the Expert Group on Technology Transfer
1. Objectives
1.
The Expert Group on Technology Transfer shall have the objectives of enhancing theimplementation of Article 4, paragraph 5, of the Convention and advancing the development and transfer
of technology activities under the Convention.
2.
The Expert Group on Technology Transfer shall have the objectives of enhancing theimplementation of the Convention provisions relevant to advancing the development, deployment,
adoption, diffusion and transfer of environmentally sound technologies to developing countries, taking
into consideration differences in accessing and applying technologies for mitigation and adaptation.
2. Functions
3.

The Expert Group on Technology Transfer shall:(a)Analyse and identify ways to facilitate and advance the development and transfer oftechnology activities, including those identified in the technology transfer frameworkand in annex I to this decision, and make recommendations for consideration, as
appropriate, by the Subsidiary Body for Scientific and Technological Advice (SBSTA)
and the Subsidiary Body for Implementation (SBI) to inform subsequent decisions by the
Conference of the Parties (COP) related to the development and transfer of technology;(b)Help implement results of technology needs assessments (TNAs), building on the workof the Expert Group on Technology Transfer on innovative financing and on other areasof the technology transfer framework;(c)

Develop, as part of its future programme of work, a set of performance indicators that
could be used by the SBI to regularly monitor and evaluate the effectiveness of theimplementation of the technology transfer framework, complemented with the set ofactions set out in annex I, as referred to in paragraph 2 of this decision, considering therelated work under the Convention and other relevant bodies. The terms of reference
should be available for consideration by the SBSTA at its twenty-eighth session, with aview to proposing a draft report with a set of performance indicators to the subsidiarybodies for consideration at their thirtieth sessions, in order to make its final reportavailable to the COP at its fifteenth session;(d)Propose a two-year rolling programme of work, for endorsement by the twenty-eighth
session of the subsidiary bodies following consideration by a joint contact group of thesubsidiary bodies,1 to facilitate the development, deployment, diffusion and transfer oftechnologies under the Convention. The setting of this programme of work should:(i)1

For the medium-term perspective (2008–2012), take into account the set ofactions for enhancing the implementation of the technology transfer frameworkcomplemented by annex I to this decision; this work in the context of theConvention could benefit from becoming more focused on practical actions, inparticular with special attention given to the African region, small island
developing States and least developed countries. It should also:

To be established at the plenary of the SBSTA and at the plenary of the SBI.

FCCC/CP/2007/6/Add.1*
Page 23(ii)a.

Accelerate the implementation of development and transfer oftechnologies through practical actions that fully consider sectoral andregional aspects and differences in national circumstances;b.

Consider a better integration of national strategies for sustainable
development and poverty reduction, based on the United Nations
Millennium Development Goals;

For the long-term perspective beyond 2012: develop the terms of reference forelaborating a strategy paper, including sectoral approaches, that could draw on
the work undertaken by Parties in processes under the Convention and outside
the Convention as well as the results of work undertaken by other internationalorganizations and forums. The strategy paper should be considered by thesubsidiary bodies at their thirtieth sessions;(e)Assess strategies and innovative funding opportunities or incentives for engaging theparticipation of relevant stakeholders and partner organizations, and makerecommendations to the subsidiary bodies for their consideration;(f)

As part of its first two-year programme of work (2008–2009):

(g)

(i)

Identify and analyse existing and potential new financing resources and relevant
vehicles in supporting the development, deployment, diffusion and transfer ofenvironmentally sound technologies in developing countries;(ii)

Based on the above identification and analysis, assess gaps and barriers to theuse of and access to these financing resources in order to provide information toParties to consider their adequacy and predictability;

In this identification, analysis and assessment, take into account the checklist of thefollowing criteria:(i)

The implementation of TNAs;(ii)

Joint research and development programmes and activities in the development of
new technologies;(iii)

Demonstration projects;(iv)

Enabling environments for technology transfer;(v)

Incentives for the private sector;(vi)

North–South and South–South cooperation;(vii)

Endogenous capacities and technologies;(viii)

Issues associated with meeting the agreed full incremental costs;(ix)

Licences to support the access to and transfer of low-carbon technologies andknow-how;(x)

A window for, inter alia, a venture capital fund related to or possibly located in a
multilateral financial institution;

FCCC/CP/2007/6/Add.1*
Page 24(h)Make available the terms of reference for this work (identification, analysis andassessment) for consideration by the SBSTA at its twenty-eighth session, with a view toproposing a report with recommendations on future financing options necessary forenhancing the implementation of the Convention with regard to the technology transfer
framework complemented with the set of actions set out in annex I, as referred to inparagraph 2 of this decision, to the subsidiary bodies at their thirtieth sessions. The
criteria in the checklist shall be regarded as important points for attention in funding
through existing vehicles and new initiatives;(i)

The Expert Group on Technology Transfer, with the assistance of the UNFCCC
secretariat, should communicate the results of this work broadly, including to appropriate
intergovernmental bodies and international financial institutions.
3. Membership

4.

The Expert Group on Technology Transfer shall comprise 19 experts, as follows:(a)Three members from each of the regions of the Parties not included in Annex I to theConvention (non-Annex I Parties), namely Africa, Asia and the Pacific, and Latin
America and the Caribbean;(b)

One member from the small island developing States;(c)Eight members from Parties included in Annex I to the Convention (Annex I Parties);(d)

One member from other non-Annex I Parties.

5.
In addition, four resource persons may be invited, who represent relevant internationalorganizations and initiatives (e.g. the GEF, the United Nations Development Programme, the African
Development Bank, the Food and Agriculture Organization of the United Nations, the AsianDevelopment Bank, the United Nations Environment Programme, the United Nations Industrial
Development Organization, the World Bank, the International Energy Agency and Climate Technology
Initiative). The Expert Group on Technology Transfer will proactively engage with these organizations
and initiatives. If needed, the group may invite resource persons from other relevant organizations on anissue-oriented basis.
6.
The members of the Expert Group on Technology Transfer shall be nominated by Parties for aperiod of two years and be eligible to serve two consecutive terms. Half of the members of the expert
group nominated initially shall serve for a period of three years, taking into account the need to maintainthe overall balance of the group. Every year thereafter, half of the members shall be nominated for aperiod of two years. Appointment pursuant to paragraph 7 below shall count as one term. The members
shall remain in office until their successors are nominated. The resource persons from four relevantinternational organizations and initiatives shall serve on an issue-oriented basis.
7.
If a member of the Expert Group on Technology Transfer resigns or is otherwise unable tocomplete the assigned term of office or to perform the functions of that office, the secretariat may,depending on the proximity of the next session of the COP, request the group that had nominated themember to nominate another member to replace the said member for the remainder of that member’s
mandate. In such a case, the secretariat shall take into account any views expressed by the group that had
nominated the member.

FCCC/CP/2007/6/Add.1*
Page 25
8.
The Expert Group on Technology Transfer shall elect annually a Chair and a Vice-Chair fromamong its members, with one being a member from an Annex I Party and the other being a member froma non-Annex I Party. The positions of Chair and Vice-Chair shall alternate annually between a member
from an Annex I Party and a member from a non-Annex I Party.
9.
The members of the Expert Group on Technology Transfer shall serve in their personal capacity
and shall have expertise in the five thematic areas of the current framework and/or in any of thefollowing areas, inter alia: greenhouse gas mitigation and technologies for adaptation; technology
assessments; information technology; resource economics including public and private financing
instruments; and social development.
4. Organization of work
10.
The Expert Group on Technology Transfer shall provide a report at each session of thesubsidiary bodies with a view to seeking guidance for further actions.
11.
The secretariat shall facilitate the organization of meetings of the group and shall prepare its
reports and recommendations to the SBSTA and SBI and at their subsequent sessions.
12.
The Expert Group on Technology Transfer shall meet twice a year in conjunction with thesessions of the subsidiary bodies, and resources permitting, additional meetings may be organized.
8th plenary meeting
14–15 December 2007

FCCC/CP/2007/6/Add.1*
Page 26

Decision 4/CP.13
Development and transfer of technologies under
the Subsidiary Body for Implementation
The Conference of the Parties,
Recalling chapter 34 of Agenda 21 and the relevant provisions of the programme for the further
implementation of Agenda 21 on the transfer of environmentally sound technologies adopted by theUnited Nations General Assembly at its nineteenth special session,
Recalling the relevant provisions of the Convention, in particular Article 4, paragraphs 1, 3, 5, 7,
8 and 9, Article 9, paragraph 2(c), Article 11, paragraphs 1 and 5, and Article 12, paragraphs 3 and 4,
Recalling decisions 13/CP.3, 4/CP.7, 6/CP.10, 6/CP.11 and 3/CP.12,
Recognizing that there is a crucial need to accelerate innovation in the development, deployment,
adoption, diffusion and transfer of environmentally sound technologies among all Parties, andparticularly from developed countries to developing countries, for both mitigation and adaptation,
Further recognizing that current institutional arrangements, access to financing and suitableindicators for monitoring under the Convention for the implementation of Article 4, paragraph 5, arelimited and should be enhanced to deliver immediate and urgent technology development, deployment,
diffusion and transfer to developing countries,
Further recognizing that the immediate and urgent delivery of technology development,
deployment, diffusion and transfer to developing countries requires suitable responses, including acontinued emphasis by all Parties on the enhancement of enabling environments, facilitating access totechnology information and capacity-building, identification of technology needs and innovative
financing that mobilizes the vast resources of the private sector to supplement public finance sources
where appropriate,
Also recognizing that the implementation of the results of technology needs assessments andnational communications remains a key objective, which could be enhanced through technical assistanceto improve the preparation of project proposals and improve access to financing resources and models,
which could be based on advisory networks such as the pilot project on the Private Financing Advisory
Network of the Climate Technology Initiative,
Further recognizing the good work of the Expert Group on Technology Transfer during the past
six years, which has contributed to better understanding of the issues related to effective technology
transfer,
1.
Agrees that the Expert Group on Technology Transfer shall make recommendations forconsideration, as appropriate, by the subsidiary bodies to inform subsequent decisions of the Conferenceof the Parties related to development and transfer of technologies;
2.
Decides that the following points are important for funding through existing vehicles andnew initiatives:(a)

The implementation of technology needs assessments;

FCCC/CP/2007/6/Add.1*
Page 27(b)

Joint research and development programmes and activities in the development of newtechnologies;(c)

Demonstration projects;(d)Enabling environments for technology transfer;(e)Incentives for the private sector;(f)North–South and South–South cooperation;(g)

Endogenous capacities and technologies;(h)Issues associated with meeting the agreed full incremental costs;(i)

Licences to support the access to and transfer of low-carbon technologies andknow-how;(j)

A window for, inter alia, a venture capital fund related to, or possibly located in, amultilateral financial institution;

and agrees that the Expert Group on Technology Transfer, through the Subsidiary Body for Scientificand Technological Advice, should, based on the identification and analysis of existing and potential new
financing resources and vehicles, assess gaps and barriers to the use of, and the access to, these financing
resources; and that the results of this work (identification, analysis and assessment) should be madeavailable to the Subsidiary Body for Implementation not later than its thirtieth session, with a view toconsidering the role of new financing mechanisms and tools for scaling up development and transfer oftechnologies;
3.
Requests the Global Environment Facility, as an operational entity of the financial
mechanism under the Convention, in consultation with interested Parties, international financial
institutions, other relevant multilateral institutions and representatives of the private financial
community, to elaborate a strategic programme to scale up the level of investment for technology transfer
to help developing countries address their needs for environmentally sound technologies, specificallyconsidering how such a strategic programme might be implemented along with its relationship to existingand emerging activities and initiatives regarding technology transfer and to report on its findings to thetwenty-eighth session of the Subsidiary Body for Implementation for consideration by Parties;
4.
Requests the Expert Group on Technology Transfer, as part of its future programme ofwork, to develop a set of performance indicators that could be used by the Subsidiary Body for
Implementation to regularly monitor and evaluate the effectiveness of the implementation of theframework for meaningful and effective actions to enhance the implementation of Article 4, paragraph 5,of the Convention (the technology transfer framework), complemented with the set of actions set out inannex I to decision 3/CP.13, as referred to in paragraph 2 of that decision, considering the related work
under the Convention and other relevant bodies; the results of this work should be made available to thesubsidiary bodies for consideration at their thirtieth session, in order to make the final report of theExpert Group on Technology Transfer available to the Conference of the Parties at its fifteenth session;
5.
Agrees that the issues concerning the implementation of Article 4, paragraph 5, of theConvention on the development and transfer of, or access to, environmentally sound technologies andknow-how is a continuing process, and that, inter alia, the assessment of technologies, terms of accessand technology needs of Parties will continue to be undertaken under the Convention, in order to ensurethat further substantive progress is made;FCCC/CP/2007/6/Add.1*
Page 28
6.
Urges all Parties, and in particular developed country Parties, to provide technical andfinancial assistance, as appropriate, through existing and potential future bilateral and multilateral
cooperative programmes to support the efforts of developing country Parties in implementing the set ofactions referred to in paragraph 4 above;
7.
Requests Parties to submit to the secretariat, by 15 February 2008, for synthesis andcompilation, their views on elements for the terms of reference for the review and assessment of theeffectiveness of the implementation of Article 4, paragraph 5, and Article 4, paragraph 1(c), in
accordance with decision 13/CP.3;
8.
Invites Parties in a position to do so to identify and designate their national entity for thedevelopment and transfer of technologies and to communicate this to the secretariat by the fourteenthsession of the Conference of the Parties;
9.
Requests the secretariat to facilitate the implementation of the technology transfer
framework and of the work of the Expert Group on Technology Transfer, in cooperation with Parties, theGlobal Environment Facility and other relevant international organizations, initiatives andintergovernmental processes;
10.
Requests the Global Environment Facility, as an operating entity of the financial
mechanism of the Convention, to provide financial support to developing countries for the
implementation of the technology transfer framework, and complemented by the set of actions referred toin paragraph 4 above.
8th plenary meeting
14–15 December 2007

FCCC/CP/2007/6/Add.1*
Page 29

Decision 5/CP.13
Fourth Assessment Report of theIntergovernmental Panel on Climate Change
The Conference of the Parties,
Recalling paragraphs 3, 4 and 5 of decision 25/CP.7,
Having considered the recommendations of the Subsidiary Body for Scientific and Technological
Advice at its twenty-seventh session,
1.
Change;Welcomes the Fourth Assessment Report of the Intergovernmental Panel on Climate

2.
Expresses its appreciation and gratitude to all those involved in the preparation of the
Fourth Assessment Report of the Intergovernmental Panel on Climate Change for their excellent work;
3.
Recognizes that the Fourth Assessment Report represents the most comprehensive andauthoritative assessment of climate change to date, providing an integrated scientific, technical andsocio-economic perspective on relevant issues;
4.
Urges Parties to the Convention and invites Parties to the Kyoto Protocol to make use of
the information contained in the Fourth Assessment Report in their discussions under all relevant agenda
items, including those pertaining to the negotiations on future action on climate change;
5.
Further encourages Parties to draw, as appropriate, on the information contained in the
Fourth Assessment Report in the development of their national policies on climate change;
6.
Invites the Intergovernmental Panel on Climate Change to continue to provide timely
information to Parties on the latest scientific, technical and socio-economic aspects of climate change,
including on mitigation and adaptation;
7.
Encourages Parties to continue to support the work of the Intergovernmental Panel on
Climate Change, including through contributions by Parties included in Annex I to the Convention andthose in a position to do so to the Intergovernmental Panel on Climate Change Trust Fund.

8th plenary meeting
14–15 December 2007

FCCC/CP/2007/6/Add.1*
Page 30

Decision 6/CP.13
Fourth review of the financial mechanism
The Conference of the Parties,
Recalling decisions 3/CP.4 and 2/CP.12,
Noting the technical paper on the review of the experience of international funds, multilateralfinancial institutions and other sources of funding relevant to the current and future investment andfinancial needs of developing countries,1
Noting further the report on the assessment of the funding necessary to assist developing
countries, in accordance with the guidance provided by the Conference of the Parties, in meeting theircommitments under the Convention over the next Global Environment Facility replenishment cycle,
taking into account paragraph 1 (a)–(d) of the annex to the memorandum of understanding between the
Conference of the Parties and the Global Environment Facility Council (decision 12/CP.3),2
Noting the report on analysis of existing and potential investment and financial flows relevant to
the development of an effective and appropriate international response to climate change,3Keeping in mind the report on the dialogue on long-term cooperative action to address climatechange by enhancing implementation of the Convention, note by the co-facilitators,4Noting the reform agenda of the Global Environment Facility initiated by the recommendations
for the fourth replenishment period,
1.
Decides to adopt the additional guidelines for the review of the financial mechanism, as
contained in the annex to this decision;2.
Invites Parties to submit to the secretariat, by 21 March 2008, for consideration by theSubsidiary Body for Implementation at its twenty-eighth session, their views on the following:

1(a)

The technical paper on the review of the experience of international funds,
multilateral financial institutions and other sources of funding relevant to thecurrent and future investment and financial needs of developing countries;5(b)

The report prepared by the secretariat, in collaboration with the Global
Environment Facility secretariat, on the assessment of the funding necessary toassist developing countries, in accordance with the guidance provided by the
Conference of the Parties, in meeting their commitments under the Convention
over the next Global Environment Facility replenishment cycle, taking into
account paragraph 1 (a)–(d) of the annex to the memorandum of understanding

FCCC/TP/2007/4.
FCCC/SBI/2007/21.
3<http://unfccc.int/files/cooperation_and_support/financial_mechanism/financial_mechanism_gef/application/pdf/
dialogue_working_paper_8.pdf>.
4
FCCC/CP/2007/4, paragraphs 49−55.
5FCCC/TP/2007/4.
2

FCCC/CP/2007/6/Add.1*
Page 31
between the Conference of the Parties and the Global Environment Facility
Council (decision 12/CP.3);6(c)

The report on the analysis of existing and potential investment and financial
flows relevant to the development of an effective and appropriate international
response to climate change;7(d)Options for scaling up the international financial response to climate change,
based on national experiences and on available relevant documents;

3.
Requests the secretariat to compile the views submitted by Parties referred to inparagraph 2 above and prepare a synthesis report for consideration by the Subsidiary Body for
Implementation at its twenty-eighth session;
4.
Requests the Subsidiary Body for Implementation to consider the submissions by Parties
referred to in paragraph 2 above and recommend a draft decision for adoption by the Conference of theParties at its fourteenth session on the assessment of the funding necessary to assist developing countries,
in accordance with the guidance provided by the Conference of the Parties, in fulfilling theircommitments under the Convention over the next Global Environment Facility replenishment cycle,
taking into account paragraph 1 (a)–(d) of the annex to the memorandum of understanding between the
Conference of the Parties and the Global Environment Facility Council (decision 12/CP.3), forconsideration by the Global Environment Facility in its negotiations of the fifth replenishment of the
Global Environment Facility;
5.
Requests the Subsidiary Body for Implementation to continue consideration of the fourth
review of the financial mechanism, on the basis of the guidelines contained in the annex to this decisionand in the annex to decision 3/CP.4, with a view to recommending, in accordance with decision 2/CP.12,
a draft decision on the review for adoption by the Conference of the Parties no later than at its fifteenthsession.

6
7

FCCC/SBI/2007/21.
Dialogue working paper 8. 2007. Dialogue on long-term cooperative action to address climate change by enhancing
implementation of the Convention, fourth workshop. Available at:<http://unfccc.int/files/cooperation_and_support/financial_mechanism/
financial_mechanism_gef/application/pdf/dialogue_working_paper_8.pdf>.

FCCC/CP/2007/6/Add.1*
Page 32
ANNEX

Additional guidelines for the review of the financial mechanism
A. Objectives
1.
In accordance with Article 11 of the Convention, an additional objective of the review of thefinancial mechanism is to examine how to facilitate consistency in financing activities and how to
improve the complementarity of the financial mechanism with other sources of investment and financial
flows, including:(a)Examining relevant sources and means of financing, as indicated in Article 11,
paragraph 5, of the Convention, that would assist developing countries to contribute to
the achievement of the objective of the Convention, in particular innovative means offinancing, such as for the development of endogenous technologies in developing
countries;(b)

Examining the role of the financial mechanism in scaling up the level of resources;(c)

Assessing enabling environments for catalysing investment in, and the transfer of,sustainable technologies that mitigate greenhouse gas emissions, and for enhancing
resilience to climate change.
B. Methodology

2.

The review shall draw upon the following additional sources of information:(a)Technical papers and reports prepared by the secretariat upon the request of theConference of the Parties, which are relevant to the financial needs of developing
countries under the Convention;(b)

Information contained in the national communications of Parties to the Convention,technology needs assessments and national adaptation programmes of action;(c)

All relevant information provided by other intergovernmental and non-governmentalorganizations, including in particular the Assessment Reports of the Intergovernmental
Panel on Climate Change, as well as information on enabling environments forcatalysing investment in, and the transfer of, sustainable technologies that mitigate
greenhouse gas emissions and for enhancing resilience to climate change;(d)Relevant information available on private-sector financing and investment for climatechange activities.
8th plenary meeting
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FCCC/CP/2007/6/Add.1*
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Decision 7/CP.13
Additional guidance to the Global Environment Facility
The Conference of the Parties,
Recalling Article 3, Article 4, paragraphs 1, 3, 4, 5, 7, 8 and 9, Article 11 and Article 12,
paragraphs 3, 4 and 7, of the Convention,
Also recalling decisions 13/CP.1, 10/CP.2, 11/CP.2, 12/CP.2, 12/CP.3, 1/CP.4, 2/CP.4, 8/CP.5,
2/CP.7, 3/CP.7, 6/CP.7, 7/CP.7, 5/CP.8, 6/CP.8, 7/CP.8, 3/CP.9, 4/CP.9, 9/CP.9, 8/CP.10, 5/CP.11 and
3/CP.12,
Noting the report of the Global Environment Facility to the Conference of the Parties,11.
Requests the Global Environment Facility, as an operating entity of the financial
mechanism of the Convention:

1
2

(a)

To continue to take the necessary steps to enhance its country dialogues,
including ensuring the clarity, transparency and timeliness in its communications
with Parties on changes undertaken in the Global Environment Facility reform
agenda;(b)

To inform the implementing/executing agencies of the Global Environment
Facility of the relevant Convention provisions and decisions of the Conferenceof Parties in the performance of their Global Environment Facility obligations,and to encourage them, as a first priority, whenever possible, to use national
experts/consultants in all aspects of project development and implementation;(c)

To continue to simplify and streamline the application of the incremental costprinciple, building on its recent reforms and taking into account lessons learnedon the constraints in resource mobilization by developing countries;(d)

To take fully into account lessons learned in the strategic priority “Piloting an
Operational Approach to Adaptation”, including the application of incremental
cost, to help inform on how the Global Environment Facility could best support
climate adaptation activities;(e)

To continue to improve access to Global Environment Facility funds, as
highlighted in the Third Overall Performance Study of the Global Environment
Facility,2 for those countries that are particularly vulnerable to the adverse
effects of climate change;(f)

To submit the report of the Global Environment Facility to the Conference of theParties within a time frame that would allow Parties to the Convention to
examine the report carefully prior to the start of the sessions of the Conferenceof the Parties;

FCCC/CP/2007/3 and Corr.1.
“OPS3: Progressing Toward Environmental Results – Third Overall Performance Study of the Global Environment
Facility, Executive Version”, GEF, June 2005.

FCCC/CP/2007/6/Add.1*
Page 34

2.

(g)

To continue to ensure that financial resources are provided to meet the agreed
full costs incurred by developing country Parties in complying with their
obligations under Article 12, paragraph 1, of the Convention;(h)

To take into consideration the request contained in paragraph 1 (g) above in its
planned mid-term review in 2008;(i)

To work with its implementing agencies to continue to simplify its procedures
and improve the effectiveness and efficiency of the process through which
Parties not included in Annex I to the Convention (non-Annex I Parties) receive
funding to meet their obligations under Article 12, paragraph 1, of theConvention, with the aim of ensuring the timely disbursement of funds to meet
the agreed full costs incurred by developing country Parties in complying withthese obligations;(j)

To refine, as appropriate, operational procedures to ensure the timely
disbursement of funds to meet the agreed full costs incurred by those non-Annex
I Parties that are in the process of preparing their third and, where appropriate,
fourth national communications, in the light of paragraph 1 (g)–(i) above;(k)

To assist, as appropriate, non-Annex I Parties in formulating and developing
project proposals identified in their national communications in accordance with
Article 12, paragraph 4, of the Convention and decision 5/CP.11, paragraph 2;(l)

To ensure, together with its implementing agencies, that the analysis of project
proposals for the financing of second and subsequent national communications is
consistent with the guidelines for the preparation of national communications
from non-Annex I Parties;3Invites the Global Environment Facility:(a)

To continue to provide information on funding for projects identified in thenational communications of non-Annex I Parties4 in accordance with Article 12,
paragraph 4, of the Convention and subsequently submitted and approved;(b)

To consider the views of, and any concerns expressed by, Parties regarding theircurrent experiences with the Global Environment Facility and its implementing
agencies in relation to the provision of financial support for the preparation ofnational communications from non-Annex I Parties, as contained in documents
FCCC/SBI/2007/MISC.13 and Add.1;

3.
Requests the Global Environment Facility to include, in its regular report to theConference of the Parties, information on the specific steps it has taken to implement the guidancecontained in paragraphs 1 and 2 above;3
4

The current guidelines are contained in decision 17/CP.8.
Decision 5/CP.11, paragraph 2.

FCCC/CP/2007/6/Add.1*
Page 35
4.
Requests the Global Environment Facility to continue to provide, as appropriate,
financial resources to developing country Parties, in particular the least developed countries and small
island developing States among them, in accordance with decisions 11/CP.1, 6/CP.7, 4/CP.9 and7/CP.10, to support the implementation of the New Delhi work programme on Article 6 of theConvention and to regularly report to the Conference of the Parties on the activities it has supported.
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FCCC/CP/2007/6/Add.1*
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Decision 8/CP.13
Extension of the mandate of the Least Developed Countries Expert GroupThe Conference of the Parties,
Recalling decisions 5/CP.7, 29/CP.7, 7/CP.9, 4/CP.10 and 4/CP.11,
Recognizing the specific needs and special situation of the least developed countries referred toin Article 4, paragraph 9, of the Convention,
Having considered the twelfth report on the work of the Least Developed Countries Expert
Group1 and the report of the Least Developed Countries Expert Group stocktaking meeting on the
progress made by Parties in the preparation and implementation of national adaptation programmes ofaction,2
Expressing its appreciation to the Least Developed Countries Expert Group for its good work in
implementing its work programme for 2006–2007, supporting the preparation of national adaptation
programmes of action and of conducting the stocktaking meeting,1.
Decides to extend the mandate of the Least Developed Countries Expert Group under theterms of reference adopted by decision 29/CP.7;
2.
Requests the Least Developed Countries Expert Group, serving in an advisory capacity
to the least developed countries, to develop a work programme that contains its objectives, activities andexpected outcomes and takes into account the results of the stocktaking meeting and the Nairobi work
programme on impacts, vulnerability and adaptation to climate change, for consideration by theSubsidiary Body for Implementation at its twenty-eighth session;3.
Decides that, consistent with decision 7/CP.9, paragraph 2, new experts may be
nominated to the Least Developed Countries Expert Group, or existing members of the group may
continue in office, as determined by the respective regions or groups;
4.
Decides further that the Least Developed Countries Expert Group, taking into accountthe initiation of implementation of the national adaptation programmes of action, may invite, when
deemed necessary, the Global Environment Facility and its agencies to its meetings;
5.
Requests the secretariat to continue to facilitate the work of the Least Developed
Countries Expert Group;
6.
Decides to review, at its sixteenth session, the progress, need for continuation and termsof reference of the group, and to adopt a decision thereon.
8th plenary meeting
14–15 December 2007

1
2

FCCC/SBI/2007/31.
FCCC/SBI/2007/32.

FCCC/CP/2007/6/Add.1*
Page 37

Decision 9/CP.13
Amended New Delhi work programme on Article 6 of the Convention
The Conference of the Parties,
Recalling Articles 2, 3, 4 and 6 of the Convention,
Recalling also decision 11/CP.8,
Having considered the recommendations of the Subsidiary Body for Implementation at its
twenty-seventh session,
1.
Decides to adopt the amended New Delhi work programme on Article 6 of theConvention as contained in the annex to this decision and to extend it for five years;
2.
Decides to undertake a review of the work programme in 2012, with an intermediate
review of progress in 2010, to evaluate its effectiveness and identify any emerging gaps and needs;
3.
Requests Parties to prepare reports (as part of their national communications, where
possible) on their efforts to implement the work programme and to share information on theirexperiences and best practices for the purpose of reviewing the programme in 2010 and 2012;4.
Encourages intergovernmental and non-governmental organizations to continue theiractivities relevant to Article 6 and to share information on their programmatic responses to the work
programme through the information network clearing house and other media;
5.
Requests the Global Environment Facility to continue to provide, as appropriate,
financial resources to Parties not included in Annex I to the Convention (non-Annex I Parties), in
particular the least developed countries and small island developing States among them, in accordancewith decisions 11/CP.1, 6/CP.7, 4/CP.9 and 7/CP.10, to support the implementation of the work
programme and to regularly report to the Conference of the Parties on the activities it has supported;
6.
Requests the secretariat to encourage other intergovernmental organizations in a position
to do so to provide technical or financial support, and to promote partnerships with other organizations
and the private sector, in order to support the implementation of the work programme;
7.
Encourages multilateral and bilateral organizations to support the activities relating to
the implementation of Article 6 and its work programme in non-Annex I Parties, in particular the least
developed countries and small island developing States among them.

FCCC/CP/2007/6/Add.1*
Page 38

ANNEX

Amended New Delhi work programme on Article 6 of the Convention
A. Observations
1.
The implementation of all elements of Article 6 of the Convention, including education, training,
public awareness, public participation, public access to information and international cooperation, willcontribute to meeting the objective of the Convention.
2.
All Parties, taking into account their common but differentiated responsibilities, are responsible
for the implementation of Article 6 of the Convention. The capacity to implement Article 6 activities
will vary among countries, as will the priority thematic areas and target audiences, consistent with theirsustainable development priorities and the culturally preferred method of programme delivery, in order toincrease people’s understanding of the climate change issue.
3.
Regional, subregional and international cooperation can enhance the collective ability of Parties
to implement the Convention, improve synergies, avoid duplication of effort between the different
conventions, and ultimately both improve the effectiveness of programming and facilitate its support.
4.
It is important to learn more from countries regarding the needs and gaps in their Article 6
activities, so that Parties and intergovernmental and non-governmental organizations that have theresources to do so might effectively target their efforts at providing appropriate support.
5.
Many Parties, intergovernmental organizations, non-governmental organizations and communitybased organizations, as well as the private and public sectors, are already working actively to raiseawareness on, and increase understanding of, the causes and impacts of climate change, as well as
solutions. In particular, many governments are already implementing measures that could be linked to
Article 6 activities. However, the lack of adequate financial and technical resources could inhibit someParties’ efforts to implement such activities, in particular developing country Parties.
6.
The nature of Article 6 activities carried out by Parties can easily be reported. However,measuring or quantifying the impacts of these activities may be more challenging.
B. Purposes and guiding principles
7.
The present work programme sets out the scope of, and provides the basis for action on,
activities related to Article 6, in accordance with the provisions of the Convention. It should serve as aflexible framework for country-driven action addressing the specific needs and circumstances of Parties,
and reflecting their national priorities and initiatives.
8.
The Article 6 work programme builds on existing decisions of the Conference of the Parties,
specifically the Marrakesh Accords, which contain a number of references to Article 6 activities, inparticular decisions 2/CP.7 and 3/CP.7 on capacity-building in developing countries and in countries
with economies in transition, 4/CP.7 on development and transfer of technologies, and 5/CP.7 on
implementation of Article 4, paragraphs 8 and 9.
9.

The Article 6 work programme shall be guided by:(a)

A country-driven approach;(b)

Cost-effectiveness;

FCCC/CP/2007/6/Add.1*
Page 39(c)

A phased approach integrating Article 6 activities into existing climate change
programmes and strategies;(d)Promotion of partnerships, networks and synergies, in particular, synergies between
conventions;(e)

An interdisciplinary approach;(f)

A holistic, systematic approach;(g)

The principles of sustainable development.
C. Scope of the amended New Delhi work programme10.
As part of their national programmes to implement the Convention, and taking into accountnational circumstances and capacities, Parties are encouraged to undertake activities under the categories
listed below, which reflect the six elements of Article 6.
Education
11.
In order to advance implementation of Article 6 of the Convention, it is useful to cooperate in,promote, facilitate, develop and implement education and training programmes focused on climatechange, targeting youth in particular, and including exchange or secondment of personnel to train
experts.
Training
12.
In order to advance implementation of Article 6 of the Convention, it is useful to cooperate in,promote, facilitate, develop and implement training programmes focused on climate change, forscientific, technical and managerial personnel at the national and, as appropriate, subregional, regional
and international levels. Technical skills and knowledge provide an opportunity to adequately address
and respond to climate change issues.
Public awareness13.
In order to advance implementation of Article 6 of the Convention, it is useful to cooperate in,promote, facilitate, develop and implement public awareness programmes on climate change and its
effects at the national and, as appropriate, subregional, regional and international levels by, inter alia,
encouraging contributions and personal action in addressing climate change, supporting climate-friendly
policies and fostering behavioural changes, including by using popular media.
Public access to information
14.
In order to advance the implementation of Article 6 of the Convention, it is useful to facilitate
public access to data and information, by providing the information on climate change initiatives,
policies and results of actions that is needed by the public and other stakeholders to understand, address
and respond to climate change, taking into account local and national circumstances such as quality ofInternet access, literacy and language issues.
Public participation
15.
In order to advance the implementation of Article 6 of the Convention, it is useful to promote
public participation in addressing climate change and its effects and in developing adequate responses,
by facilitating feedback, debate and partnership in climate change activities and in governance.

FCCC/CP/2007/6/Add.1*
Page 40
International cooperation
16.
Subregional, regional and international cooperation in undertaking activities within the scope of
the work programme can enhance the collective ability of Parties to implement the Convention, and theefforts of intergovernmental and non-governmental organizations can also contribute to its
implementation. Such cooperation can further enhance synergies between conventions and improve theeffectiveness of all sustainable development efforts.
D. Implementation
Parties17.
As part of their national programmes and activities in implementing the Convention, and within
the scope of the Article 6 work programme, Parties, taking into account their common but differentiatedresponsibilities and their specific national and regional development priorities and capacities, could, inter
alia:
(a)

Develop institutional and technical capacity to identify gaps and needs for the
implementation of Article 6, assess the effectiveness of Article 6 activities and consider
the linkages between Article 6 activities, implementation of policies and measures tomitigate and adapt to climate change, and other commitments under the Convention,such as technology transfer and capacity-building;(b)Prepare assessments of needs specific to national circumstances in the area of theimplementation of Article 6, including the use of social research methods and otherrelevant instruments to determine target audiences and potential partnerships;(c)Prepare a national Article 6 plan of action, which could be structured according to the six(or fewer, as appropriate) elements. Each element could have a primary goal, suggested
activities, targets and actors. Suggested activities could target specific needs of various
population groups (youth, business persons, mass media, decision makers, etc.), andclear time frames and milestones could be defined;(d)Designate, and provide support, including technical and financial support, and access to
information and materials to, a national focal point for Article 6 activities and assign
specific responsibilities. These responsibilities could include the identification of areasfor possible international cooperation and opportunities for strengthening synergies withother conventions, and the coordination of the preparation of the Article 6 chapter in thenational communications, ensuring that relevant contact information, including website
addresses, is provided therein;(e)Develop a directory of organizations and individuals, with an indication of theirexperience and expertise relevant to Article 6 activities, with a view to building active
networks involved in the implementation of these activities;(f)

Develop criteria for identifying and disseminating information on good practices for
Article 6 activities, in accordance with national circumstances;(g)

Increase the availability of copyright-free and translated climate change materials, inaccordance with laws and standards relating to the protection of copyrighted materials;(h)Promote and enhance the inclusion of climate change in school curricula at all levels andacross disciplines. Efforts could be made to develop materials, and promote teacher-

FCCC/CP/2007/6/Add.1*
Page 41
training focused on climate change at the regional and international levels whereappropriate;(i)

Conduct surveys, such as ‘knowledge-attitude-practice/behaviour’ surveys, to establish abaseline of public awareness, which can serve as a basis for further work and support
monitoring of the impact of activities;(j)

Seek opportunities to disseminate widely relevant information on climate change.
Measures could include translation into appropriate languages and distribution of
popularized versions of the Intergovernmental Panel on Climate Change Fourth
Assessment Report and other key documents on climate change;(k)

Seek input and public participation, including participation by youth and other groups, inthe formulation and implementation of efforts to address climate change and encourage
the involvement and participation of representatives of all stakeholders and major groups
in the climate change negotiation process;(l)

Inform the public about causes of climate change and sources of greenhouse gas
emissions, as well as actions that can be taken at all levels to address climate change;(m)

Share the findings contained in their national communications and national action plansor domestic programmes on climate change with the general public and all stakeholders.

18.
In developing and implementing Article 6 activities, Parties should seek to enhance cooperationand coordination at international and regional levels, including the identification of partners andnetworks with other Parties, intergovernmental and non-governmental organizations, the private sector,
state and local governments, and community-based organizations, and to promote and facilitate theexchange of information and material, and the sharing of experience and good practices.
Regional and international efforts
19.
To strengthen regional and international efforts, Parties and other relevant organizations andagencies in a position to do so could cooperate in and support the following activities:(a)Promote awareness of regional and subregional needs and concerns;(b)Strengthen existing regional institutions and networks;(c)

Promote and encourage regional programmes and projects that support theimplementation of Article 6 and promote sharing of experiences including through thedissemination of best practices and lessons learned, and the exchange of information and
data;

(d)

Create regional portals for the information network clearing house (CC:iNet), in
collaboration with regional centres of excellence, to further develop and enhance thefunctionality and user-friendliness of the clearing house;(e)Develop regional programmes and activities, including preparation of training andeducation materials as well as other tools, using local languages where applicable andpractical;(f)Conduct regional and subregional workshops to promote: exchange and sharing ofexperiences; best practices; and transfer of knowledge and skills.

FCCC/CP/2007/6/Add.1*
Page 42Intergovernmental organizations
20.

Intergovernmental organizations, including convention secretariats, are invited, inter alia:(a)

To continue supporting efforts to implement activities under Article 6 through theirregular programmes, and through specific programmes focused on climate change,
including, as appropriate, through the provision and dissemination of information andresource materials, such as diagrams that could easily be translated and adapted, as wellas through the provision of financial and technical support;(b)

To strengthen collaboration with, and enhance involvement of, other intergovernmental
and non-governmental organizations, with a view to ensuring coordinated support toParties in their activities related to Article 6 and avoiding duplication of work.

Non-governmental organizations
21.
Non-governmental organizations are encouraged to continue their activities relating to Article 6
and are invited to consider ways to enhance cooperation between non-governmental organizations from
Parties included in Annex I to the Convention and those from Parties not included in Annex I to theConvention, as well as collaboration on activities between intergovernmental organizations, nongovernmental organizations, and governments.
Support22.
Parties will need to determine the most efficient and cost-effective way to implement Article 6
activities, and are encouraged to create partnerships with other Parties, as well as intergovernmental andnon-governmental organizations and relevant stakeholders, to facilitate the implementation of these
activities, including the identification of priority areas for support and funding.
23.
As initial priorities, the implementation of the work programme will require the strengthening of
national institutions and capacities, in particular in developing countries.
Review of progress and reporting24.
The Conference of the Parties, through the Subsidiary Body for Implementation, will undertake areview of progress in the implementation of this work programme by 2012, with an intermediate review
of progress in 2010.
25.
All Parties are requested to report in their national communications, where possible, and in otherreports, on their accomplishments, lessons learned, experiences gained, and remaining gaps and barriers
observed.
26.
Parties and relevant organizations are encouraged to share information on the implementation of
the work programme through CC:iNet, in addition to formal reporting channels such as national
communications.
27.
Intergovernmental organizations are invited to develop programmatic responses to the Article 6
work programme and, following consultations with the UNFCCC secretariat, to communicate to theSubsidiary Body for Implementation through the secretariat the responses and progress achieved, for the
purpose of reviewing the programme and evaluating its effectiveness in 2010 and 2012.

FCCC/CP/2007/6/Add.1*
Page 43
28.
Non-governmental organizations are invited to provide relevant information to the secretariat andin accordance with their national circumstances, informing and involving their national focal point as
appropriate, on progress achieved for the purpose of reviewing the Article 6 work programme andevaluating its effectiveness in 2010 and 2012.
Role of the secretariat
29.
In accordance with Article 8 of the Convention, the secretariat is requested to facilitate efforts
under the Article 6 work programme and, in particular:(a)

To prepare reports to the Subsidiary Body for Implementation on progress achieved byParties in implementing Article 6, based on information contained in national
communications and other sources of information. These reports will be issued
regularly, and in particular for the interim progress review in 2010 and the review in
2012;

(b)

To mobilize relevant organizations and facilitate coordinated inputs into the five-year
Article 6 work programme from these organizations;(c)

To organize thematic regional and subregional workshops to share lessons learned andbest practices, in collaboration with relevant partners, and prior to the intermediate
review of the work programme in 2010, subject to availability of funds;(d)To further enhance the usefulness and relevance of CC:iNet, in line with the evaluation
report of the clearing house,1 and facilitate dissemination of information from CC:iNetand other sources.
8th plenary meeting
14–15 December 2007

1

FCCC/SBI/2007/26.

FCCC/CP/2007/6/Add.1*
Page 44

Decision 10/CP.13
Compilation and synthesis of fourth national communications
The Conference of the Parties,
Recalling Article 4, paragraph 2(a) and (b), Article 12 and other relevant provisions of theConvention,
Further recalling decisions 2/CP.1, 3/CP.1, 6/CP.3, 11/CP.4, 4/CP.5, 26/CP.7, 33/CP.7, 4/CP.8,
1/CP.9 and 7/CP.11,
Emphasizing that the national communications and annual greenhouse gas inventories submitted
by Parties included in Annex I to the Convention are the main source of information for reviewing theimplementation of the Convention by these Parties, and that the reports from the in-depth reviews ofthese national communications provide important additional information for this purpose,
Welcoming the work of the secretariat in preparing the compilation and synthesis report on fourth
national communications,1
1.
Urges Parties included in Annex I to the Convention (Annex I Parties) that have notsubmitted their national communications in accordance with decision 4/CP.8 to do so as a matter ofpriority;
2.
Requests Annex I Parties to submit to the secretariat a fifth national communication by
1 January 2010 in accordance with Article 12, paragraphs 1 and 2 of the Convention, with a view tosubmitting the sixth national communication four years after this date;3.
Concludes that the review of the national communications and consideration of theoutcomes of this review have proved to be useful and should continue in accordance with decisions
2/CP.1, 6/CP.3 and 11/CP.4;
4.
format only;

Decides that national communications can be submitted to the secretariat in electronic

5.
Decides to consider the date of submission of sixth national communications of Annex I
Parties at its fifteenth session to be held in December 2009 at the latest.
8th plenary meeting
14–15 December 2007

1

FCCC/SBI/2007/INF.6 and Add.1 and 2.

FCCC/CP/2007/6/Add.1*
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Decision 11/CP.13
Reporting on global observing systems for climate
The Conference of the Parties,
Recalling decisions 4/CP.5, 5/CP.5, 11/CP.9 and 5/CP.10,
Noting the need to revise the “UNFCCC reporting guidelines on global climate change observing
systems”1 in order to reflect the priorities of the Global Climate Observing System implementation planand incorporate the reporting on essential climate variables,
Recognizing the proposals made by the secretariat of the Global Climate Observing System,
Having considered the recommendations of the Subsidiary Body for Scientific andTechnological Advice on this matter at its twenty-third, twenty-fifth and twenty-seventh sessions,2
1.
Adopts the revised UNFCCC reporting guidelines on global climate change observing
systems as contained in the annex to this decision;32.
Decides that these revised guidelines should take effect immediately for the preparationof detailed technical reports on systematic observations in accordance with the provisions of decisions
4/CP.5 and 5/CP.5;
3.
Requests Parties included in Annex I to the Convention to continue providing suchreports in conjunction with their national communications;
4.
Invites Parties not included in Annex I to the Convention to provide such reports on a
voluntary basis.
8th plenary meeting
14–15 December 2007

1

See decision 5/CP.5 and document FCCC/CP/1999/7, chapter III.
FCCC/SBSTA/2005/10, paragraph 97; FCCC/SBSTA/2006/11, paragraph 95; and FCCC/SBSTA/2007/16,
paragraph 35.
3
For ease of reference, the annex containing the revised UNFCCC reporting guidelines can be found in
document FCCC/CP/2007/6/Add.2.
2

FCCC/CP/2007/6/Add.1*
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Decision 12/CP.13
Budget performance and the functions and operations of the secretariat
The Conference of the Parties,
Having considered the information in documents prepared by the secretariat on administrative,
financial and institutional matters,1Recalling paragraphs 11 and 19 of the financial procedures for the Conference of the Parties
adopted in decision 15/CP.1,

I. Budget performance for the biennium 2006–2007
1.
Takes note of the interim financial statements as at 31 December 2006, the report on
budget performance for the period 1 January 2006 to 30 June 2007 and the status of contributions to theTrust Fund for the Core Budget, the Trust Fund for Supplementary Activities and the Trust Fund forParticipation in the UNFCCC Process, as at 15 November 2007;2.
Calls upon Parties that have not paid their contributions to the core budget to do so
without delay, bearing in mind that contributions are due on 1 January of each year in accordance withthe financial procedures;
3.
Expresses appreciation to Parties that have paid their contributions to the core budget ina timely manner;
4.
Also expresses appreciation for the contributions received from Parties to the Trust Fundfor Participation in the UNFCCC Process and for contributions to the Trust Fund for Supplementary
Activities;
5.
Encourages Parties to increase their efforts to contribute to the Trust Fund forParticipation in the UNFCCC Process and to the Trust Fund for Supplementary Activities in the light of
the increased work for which provisions are not made in the core budget;
6.
Reiterates its appreciation to the Government of Germany for its annual voluntary
contribution to the core budget of EUR 766,938 and its special contribution of EUR 1,789,522 as Host
Government to the secretariat;

II. Continuing review of the functions and operations of the secretariat
7.
Notes the information relating to the functions and operations of the secretariat as
contained in several documents, particularly in document FCCC/SBI/2007/19;
8.
Agrees that the Subsidiary Body for Implementation should consider this matter at its
twenty-ninth session, in keeping with its decision taken at its twenty-first session to continue to consider
this matter annually.2
8th plenary meeting
14–15 December 2007

1
2

FCCC/SBI/2007/19, FCCC/SBI/2007/INF.1 and FCCC/SBI/2007/INF.11.
FCCC/SBI/2004/19, paragraph 105.

FCCC/CP/2007/6/Add.1*
Page 47

Decision 13/CP.13
Programme budget for the biennium 2008−2009
The Conference of the Parties,
Recalling paragraph 4 of the financial procedures for the Conference of the Parties to the United
Nations Framework Convention on Climate Change,1Having considered the proposed programme budget for the biennium 2008–2009 submitted by
the Executive Secretary,2
1.
Approves the programme budget for the biennium 2008–2009, amounting to
USD 54,031,584 (EUR 41,172,068) for the purposes specified in table 1 below;
2.
Notes with appreciation the annual contribution of the Host Government, EUR 766,938,
which offsets planned expenditures;
3.
Approves a drawing of USD 2 million from the unspent balances or contributions(carry-over) from previous financial periods to cover part of the 2008–2009 budget;4.

Approves the staffing table (table 2 below) for the programme budget;

5.
Notes that the programme budget contains elements relating to the Convention as well as
to the Kyoto Protocol;
6.
Adopts the indicative scale of contributions for 2008 and 2009 contained in the annex tothis decision, covering 63.2 per cent of the indicative contributions specified in table 1 below;
7.
Invites the Conference of the Parties serving as the meeting of the Parties to the Kyoto
Protocol, at its third session, to endorse the elements of the recommended budget as it applies to the
Kyoto Protocol;
Approves a contingency budget for conference services, amounting to USD 7,710,600, tobe added to the programme budget for the biennium 2008–2009 in the event that the United Nations
General Assembly decides not to provide resources for these activities in the United Nations regularbudget (see table 3 below);8.

9.
Invites the United Nations General Assembly to decide at its sixty-second session on theissue of meeting the conference services expenses from its regular budget;
10.
Requests the Executive Secretary to report to the Subsidiary Body for Implementation on
the implementation of paragraph 8 above, as necessary;
11.
Authorizes the Executive Secretary to make transfers between each of the main
appropriation lines set out in table 1 below, up to an aggregate limit of 15 per cent of total estimatedexpenditure for those appropriation lines, provided that a further limitation of up to minus 25 per cent ofeach such appropriation line shall apply;
12.
Decides to maintain the level of the working capital reserve at 8.3 per cent of theestimated expenditure;1
2

Decision 15/CP.1, annex I.
FCCC/SBI/2007/8 and Add.1 and 2.

FCCC/CP/2007/6/Add.1*
Page 48
13.
Invites all Parties to the Convention to note that contributions to the core budget are dueon 1 January of each year in accordance with paragraph 8 (b) of the financial procedures and to pay
promptly and in full, for each of the years 2008 and 2009, the contributions required to financeexpenditures approved under paragraph 1 above, as offset by the contributions noted in paragraph 2
above, and any contributions required to finance the expenditures arising from the decisions referred toin paragraph 8 above;
14.
Takes note of the funding estimates for the Trust Fund for Participation in the UNFCCC
Process specified by the Executive Secretary (USD 5,650,000 for the biennium 2008−2009) (see table 4
below), and invites Parties to make contributions to this fund;15.
Takes note of the funding estimates for the Trust Fund for Supplementary Activities
specified by the Executive Secretary (USD 19,930,187 for the biennium 2008−2009) (see table 5 below)
and invites Parties to make contributions to this fund;16.
Requests the Executive Secretary to report to the Conference of the Parties at its
fourteenth session on income and budget performance, and to propose any adjustments that might beneeded in the programme budget for the biennium 2008−2009;17.
Requests the Executive Secretary, when drafting future budget proposals, to present thebudget in the format and at the level of detail provided in the previous biennium,3 and submit the
proposals in a timely manner.

3

FCCC/SBI/2005/8 and Add.1.

FCCC/CP/2007/6/Add.1*
Page 49
Table 1. Core programme budget for 2008–2009 by programme
Expenditure
A. Programme appropriationsb
EDM
RDA
FTS
ATS
SDM
LA
DES
CAS
IS
ASc
B. Secretariat-wide operating costsd
Programme expenditures (A + B)
C. Programme support costs (overheads)eD. Working capital reserve f
TOTAL (A + B + C + D)
IncomeContribution from the Host Governmentg
Unspent balances or contributions fromprevious financial periods (carry-over)
Indicative contributions
TOTAL INCOME
a

2008
(USD)

2009
(USD)

Total 2008–2009(USD)(EURa)

2 121 798
4 624 557
2 848 304
2 846 267
1 371 438
1 950 152
761 007
1 610 290
4 153 567
-1 607 266
23 894 646
3 106 304
31 51027 032 460

2 161 693
4 541 167
2 919 524
2 905 301
1 411 333
1 990 047
761 007
1 644 377
3 951 331
-1 607 250
23 893 030
3 106 094
0
26 999 124

4 283 491
9 165 724
5 767 828
5 751 568
2 782 771
3 940 199
1 522 014
3 254 667
8 104 898
-3 214 516
47 787 676
6 212 398
31 51054 031 584

3 264 020
6 984 282
4 395 085
4 382 695
2 120 472
3 002 432
1 159 775
2 480 056
6 175 932
-2 449 461
36 414 210
4 733 847
24 01141 172 068

1 006 480

1 006 480

2 012 961

1 533 876

1 000 000

1 000 000

2 000 000

1 524 000

25 025 980
27 032 460

24 992 644
26 999 124

50 018 623
54 031 584

38 114 192
41 172 068

The exchange rate used (USD 1 = EUR 0.762 ) represents the average rate for the period January–March 2007.
Programmes: EDM, Executive Direction and Management; RDA, Reporting, Data and Analysis; FTS, Financial andTechnical Support; ATS, Adaptation, Technology and Science; SDM, Sustainable Development Mechanisms; LA,
Legal Affairs; DES, Office of the Deputy Executive Secretary; CAS, Conference Affairs Services; IS, Information
Services; and AS, Administrative Services.
c
AS is funded by overheads.
dSecretariat-wide operating costs are managed by AS.
eStandard 13 per cent applied by the United Nations for administrative support.
f
In accordance with financial procedures (decision 15/CP.1, annex I, para. 14), the working capital reserve will be
brought up to USD 2,303,578 in 2008 and maintained at that level in 2009.
g
Equivalent to EUR 766,938, based on the average exchange rate for the period January–March 2007.
b

FCCC/CP/2007/6/Add.1*
Page 50
Table 2. Secretariat-wide staffing from the core budget in the biennium 2008–2009
2008

2009

1
3
6
12
24
32
10
88

1
3
6
12
24
32
10
88

52.5
140.5b53.5
141.5baProfessional category and above
ASG
D-2
D-1
P-5
P-4
P-3
P-2
Total Professional category and above
Total General Service category
TOTAL
a

b

Assistant Secretary-General (ASG); Director (D); Professional (P).
Two D-1 positions and one P-3 position are to be frozen.

Table 3. Resource requirements for the conference services contingency
in the biennium 2008–2009(thousands of United States dollars)
Object of expenditure

2008

2009

Total 2008–2009

Interpretation
Documentationb
Translation
Reproduction and distribution
Meetings services supportc
Subtotal

1 015.3

1 045.8

2 061.1

1 500.2464.4
245.6
3 225.5

1 545.2478.4
253.0
3 322.3

3 045.4
942.8
498.6
6 547.8

Programme support costs
Working capital reserve
TOTAL

419.3
302.5
3 947.4431.9
9.1
3 763.3

851.2
311.6
7 710.6aNote: Assumptions used for calculating the conference services contingency budget include the following:!
The expected number of meetings with interpretation does not exceed 40 per session;!
The expected documentation volume is based on average output in the period 1997–2006 and on projections for the
additional reporting requirements arising in 2008–2009, assuming about 1,600 pages annually for translation andrevision, and a total of about 5,100 pages annually for reproduction and distribution; the number of copies produced per
page is assumed to be about 2,000 for general and about 100 for limited distribution;!
Meetings services support includes staff normally provided by United Nations Office at Geneva conference services forthe in-session coordination and support of interpretation, translation and reproduction services;!
Overall, the figures used are conservative and have been applied on the assumption that there will be no major increase
in requirements during the biennium.
aIncludes salaries, travel and daily subsistence allowance for interpreters.
Includes all costs relating to the processing of pre-, in- and post-session documentation; translation costs include revisionand typing of documents.
cIncludes salaries, travel and daily subsistence allowance for meetings services support staff and costs for shipment andtelecommunications.
bFCCC/CP/2007/6/Add.1*
Page 51
Table 4. Resource requirements for the Trust Fund for Participation in the UNFCCC Process
in the biennium 2008–2009(thousands of United States dollars)
Object of expenditure

2008

2009

Support for one delegate from each eligible Party to participate in two two-week
sessions per yeara

1 700.0

1 700.0

Support for a second delegate from each least developed country and each small
island developing State to participate in two two-week sessions per yeara, b

800.0

800.0

2 500.0

2 500.0

325.0

325.0

2 825.0

2 825.0

Subtotal
Programme support costs
TOTALa

One two-week session of the subsidiary bodies and one two-week session of the Conference of the Parties, Conferenceof the Parties serving as the meeting of the Parties to the Kyoto Protocol and subsidiary bodies.
bSupport to participation of least developed countries and small island developing States in accordance withdecision 16/CP.9, paragraph 18.

FCCC/CP/2007/6/Add.1*
Page 52
Table 5. Resource requirements for the Trust Fund for Supplementary Activities
in the biennium 2008–2009
Activities to be undertaken by the secretariat
Convention
Greenhouse gas emissions inventory database and software support for the review
process
Support to national communications from Parties not included in Annex I to theConvention and the Consultative Group of Experts
Support to the Least Developed Countries Expert Group in 2008–2009
Support to the implementation of the Nairobi work programme on impacts,
vulnerability and adaptation to climate change, and of any further action in thecontext of decision 1/CP.10
Support to the implementation of the technology transfer framework and the work of
the Expert Group on Technology Transfer or its successor
Analytical and methodological work
Update of the Handbook on the United Nations Framework Convention on Climate
ChangeSubtotal
Kyoto Protocol
Development and maintenance of the database system for the annual compilation andaccounting of emissions inventories and assigned amounts under the Kyoto Protocol
Support to operations relating to joint implementation
Support to the Compliance Committee
Subtotal
Convention and Kyoto Protocol

a

Cost
(USD)

Cost
(EUR)a1 193 168909 194353 688269 510947 196

721 763

1 712 584

1 304 989

1 209 792

921 862989 292

753 841217 000

165 354

6 622 720

5 046 513

881 376671 609

3 982 460
695 650
5 559 486

3 034 635
530 085
4 236 328

Activities to support the expert review process under the Convention and its Kyoto
Protocol: training for expert teams and meetings of lead reviewers
Support to additional mandates relating to financial cooperation
Support to capacity-building for developing countries
Support to the implementation of Article 6 of the Convention
Support to information outreachSpanish/French portal on the UNFCCC website
Business continuity and disaster recovery plan implementation
Subtotal

711 792

542 386

1 137 584
832 792
703 000
968 376
150 000
951 584
5 455 128

866 839634 588535 686
737 903114 300
725 107
4 156 808

Total estimated expenditures
Programme support costs (13 per cent)
GRAND TOTAL

17 637 334
2 292 853
19 930 187

13 439 649
1 747 154
15 186 803

The exchange rate used (USD 1 = EUR 0.762) represents the average rate for the period January–March 2007.

FCCC/CP/2007/6/Add.1*
Page 53
ANNEX

Indicative scale of contributions from Parties to the Convention
for the biennium 2008–2009

Party
Afghanistan
Albania
Algeria
AngolaAntigua and Barbuda
Argentina
Armenia
Australia
Austria
Azerbaijan
BahamasBahrain
Bangladesh
Barbados
BelarusBelgium
BelizeBenin
BhutanBolivia
Bosnia and Herzegovina
Botswana
BrazilBulgaria
Burkina Faso
BurundiCambodia
Cameroon
CanadaCape VerdeCentral African Republic
Chad
Chile
China
Colombia
Comoros
Congo
Cook Islands
Costa Rica
Côte d’Ivoire
Croatia
Cuba
CyprusCzech Republic

United Nations scaleof assessment for2008

UNFCCC adjusted
scale of assessment
for 2008

UNFCCC adjusted
scale of assessment
for 2009

0.001
0.006
0.085
0.003
0.002
0.325
0.002
1.787
0.887
0.005
0.016
0.033
0.010
0.009
0.020
1.102
0.001
0.001
0.001
0.006
0.006
0.014
0.876
0.020
0.002
0.001
0.001
0.009
2.977
0.001
0.001
0.001
0.161
2.667
0.105
0.001
0.001
0.001
0.032
0.009
0.050
0.054
0.044
0.281

0.001
0.006
0.083
0.003
0.002
0.317
0.002
1.743
0.865
0.005
0.016
0.032
0.010
0.009
0.020
1.075
0.001
0.001
0.001
0.006
0.006
0.014
0.854
0.020
0.002
0.001
0.001
0.009
2.904
0.001
0.001
0.001
0.157
2.602
0.102
0.001
0.001
0.001
0.031
0.009
0.049
0.053
0.043
0.274

0.001
0.006
0.083
0.003
0.002
0.317
0.002
1.743
0.865
0.005
0.016
0.032
0.010
0.009
0.020
1.075
0.001
0.001
0.001
0.006
0.006
0.014
0.854
0.020
0.002
0.001
0.001
0.009
2.904
0.001
0.001
0.001
0.157
2.602
0.102
0.001
0.001
0.001
0.031
0.009
0.049
0.053
0.043
0.274

FCCC/CP/2007/6/Add.1*
Page 54

Party
Democratic People’s Republic of Korea
Democratic Republic of the Congo
DenmarkDjibouti
Dominica
Dominican Republic
EcuadorEgypt
El Salvador
Equatorial Guinea
Eritrea
Estonia
Ethiopia
European Community
Fiji
FinlandFranceGabon
GambiaGeorgia
Germany
Ghana
GreeceGrenadaGuatemalaGuineaGuinea-Bissau
GuyanaHaiti
Honduras
Hungary
Iceland
India
Indonesia
Iran (Islamic Republic of )IrelandIsraelItaly
JamaicaJapan
JordanKazakhstan
Kenya
Kiribati
KuwaitKyrgyzstan
Lao People’s Democratic Republic
LatviaLebanonUnited Nations scaleof assessment for2008

UNFCCC adjusted
scale of assessment
for 2008

UNFCCC adjusted
scale of assessment
for 2009

0.007
0.003
0.739
0.001
0.001
0.024
0.021
0.088
0.020
0.002
0.001
0.016
0.003
2.500
0.003
0.564
6.301
0.008
0.001
0.003
8.577
0.004
0.596
0.001
0.032
0.001
0.001
0.001
0.002
0.005
0.244
0.037
0.450
0.161
0.180
0.445
0.419
5.079
0.010
16.624
0.012
0.029
0.010
0.001
0.182
0.001
0.001
0.018
0.034

0.007
0.003
0.721
0.001
0.001
0.023
0.020
0.086
0.020
0.002
0.001
0.016
0.003
2.500
0.003
0.550
6.146
0.008
0.001
0.003
8.366
0.004
0.581
0.001
0.031
0.001
0.001
0.001
0.002
0.005
0.238
0.036
0.439
0.157
0.176
0.434
0.409
4.954
0.010
16.216
0.012
0.028
0.010
0.001
0.178
0.001
0.001
0.018
0.033

0.007
0.003
0.721
0.001
0.001
0.023
0.020
0.086
0.020
0.002
0.001
0.016
0.003
2.500
0.003
0.550
6.146
0.008
0.001
0.003
8.366
0.004
0.581
0.001
0.031
0.001
0.001
0.001
0.002
0.005
0.238
0.036
0.439
0.157
0.176
0.434
0.409
4.954
0.010
16.216
0.012
0.028
0.010
0.001
0.178
0.001
0.001
0.018
0.033

FCCC/CP/2007/6/Add.1*
Page 55

Party
LesothoLiberia
Libyan Arab Jamahiriya
Liechtenstein
Lithuania
Luxembourg
Madagascar
MalawiMalaysia
Maldives
Mali
Malta
Marshall Islands
Mauritania
Mauritius
MexicoMicronesia (Federated States of)
Moldova
MonacoMongolia
Montenegro
MoroccoMozambique
MyanmarNamibia
Nauru
Nepal
Netherlands
New Zealand
Nicaragua
Niger
Nigeria
Niue
NorwayOman
Pakistan
Palau
PanamaPapua New Guinea
Paraguay
Peru
Philippines
PolandPortugal
Qatar
Republic of Korea
Romania
Russian Federation
RwandaUnited Nations scaleof assessment for2008

UNFCCC adjusted
scale of assessment
for 2008

UNFCCC adjusted
scale of assessment
for 2009

0.001
0.001
0.062
0.010
0.031
0.085
0.002
0.001
0.190
0.001
0.001
0.017
0.001
0.001
0.011
2.257
0.001
0.001
0.003
0.001
0.001
0.042
0.001
0.005
0.006
0.001
0.003
1.873
0.256
0.002
0.001
0.048
0.001
0.782
0.073
0.059
0.001
0.023
0.002
0.005
0.078
0.078
0.501
0.527
0.085
2.173
0.070
1.200
0.001

0.001
0.001
0.060
0.010
0.030
0.083
0.002
0.001
0.185
0.001
0.001
0.017
0.001
0.001
0.011
2.202
0.001
0.001
0.003
0.001
0.001
0.041
0.001
0.005
0.006
0.001
0.003
1.827
0.250
0.002
0.001
0.047
0.001
0.763
0.071
0.058
0.001
0.022
0.002
0.005
0.076
0.076
0.489
0.514
0.083
2.120
0.068
1.171
0.001

0.001
0.001
0.060
0.010
0.030
0.083
0.002
0.001
0.185
0.001
0.001
0.017
0.001
0.001
0.011
2.202
0.001
0.001
0.003
0.001
0.001
0.041
0.001
0.005
0.006
0.001
0.003
1.827
0.250
0.002
0.001
0.047
0.001
0.763
0.071
0.058
0.001
0.022
0.002
0.005
0.076
0.076
0.489
0.514
0.083
2.120
0.068
1.171
0.001

FCCC/CP/2007/6/Add.1*
Page 56

Party
Saint Kitts and Nevis
Saint Lucia
Saint Vincent and the Grenadines
Samoa
San Marino
Sao Tome and Principe
Saudi Arabia
SenegalSerbiaSeychelles
Sierra Leone
Singapore
Slovakia
Slovenia
Solomon Islands
South Africa
Spain
Sri Lanka
Sudan
Suriname
Swaziland
SwedenSwitzerland
Syrian Arab Republic
Tajikistan
ThailandThe former Yugoslav Republic of Macedonia
Timor-Leste
Togo
Tonga
Trinidad and Tobago
Tunisia
TurkeyTurkmenistan
TuvaluUgandaUkraineUnited Arab Emirates
United Kingdom of Great Britain and Northern Ireland
United Republic of Tanzania
United States of America
Uruguay
Uzbekistan
Vanuatu
Venezuela (Bolivarian Republic of)Viet Nam
Yemen

United Nations scaleof assessment for2008

UNFCCC adjusted
scale of assessment
for 2008

UNFCCC adjusted
scale of assessment
for 2009

0.001
0.001
0.001
0.001
0.003
0.001
0.748
0.004
0.021
0.002
0.001
0.347
0.063
0.096
0.001
0.290
2.968
0.016
0.010
0.001
0.002
1.071
1.216
0.016
0.001
0.186
0.005
0.001
0.001
0.001
0.027
0.031
0.381
0.006
0.001
0.003
0.045
0.302
6.642
0.006
22.000
0.027
0.008
0.001
0.200
0.024
0.007

0.001
0.001
0.001
0.001
0.003
0.001
0.730
0.004
0.020
0.002
0.001
0.338
0.061
0.094
0.001
0.283
2.895
0.016
0.010
0.001
0.002
1.045
1.186
0.016
0.001
0.181
0.005
0.001
0.001
0.001
0.026
0.030
0.372
0.006
0.001
0.003
0.044
0.295
6.479
0.006
21.460
0.026
0.008
0.001
0.195
0.023
0.007

0.001
0.001
0.001
0.001
0.003
0.001
0.730
0.004
0.020
0.002
0.001
0.338
0.061
0.094
0.001
0.283
2.895
0.016
0.010
0.001
0.002
1.045
1.186
0.016
0.001
0.181
0.005
0.001
0.001
0.001
0.026
0.030
0.372
0.006
0.001
0.003
0.044
0.295
6.479
0.006
21.460
0.026
0.008
0.001
0.195
0.023
0.007

FCCC/CP/2007/6/Add.1*
Page 57

Party
ZambiaZimbabwe

United Nations scaleof assessment for
2008
0.001
0.008

UNFCCC adjusted
scale of assessment
for 2008
0.001
0.008

UNFCCC adjusted
scale of assessment
for 2009
0.001
0.008

TOTAL

102.452

100.000

100.000

8th plenary meeting
14–15 December 2007

FCCC/CP/2007/6/Add.1*
Page 58

Decision 14/CP.13
Date and venue of the fourteenth and fifteenth sessions of the Conference of
the Parties and the calendar of meetings of Convention bodies
The Conference of the Parties,
Recalling Article 7, paragraph 4, of the Convention,
Recalling United Nations General Assembly resolution 40/243 of 18 December 1985 on thepattern of conferences,
Recalling rule 22, paragraph 1, of the draft rules of procedure being applied1 regarding therotation of the office of President among the five regional groups,

I. Date and venue of the fourteenth and fifteenth sessions of the Conference of
the Parties
A. Date and venue of the fourteenth session of the Conference of the Parties and the fourth sessionof the Conference of the Parties serving as the meeting of the Parties to the Kyoto Protocol
1.
Decides that the fourteenth session of the Conference of the Parties and the fourth
session of the Conference of the Parties serving as the meeting of the Parties to the Kyoto Protocol shallbe held from 1 to 12 December 2008;2.
Decides to accept with appreciation the offer by the Government of Poland to host the
fourteenth session of the Conference of the Parties and the fourth session of the Conference of the Parties
serving as the meeting of the Parties to the Kyoto Protocol in Poznan, Poland;
3.
Requests the Executive Secretary to continue consultations with the Government of
Poland and to negotiate a Host Country Agreement for convening the sessions, with a view to concluding
and signing the Host Country Agreement not later than 15 February 2008;
B. Date and venue of the fifteenth session of the Conference of the Parties and the fifth session of theConference of the Parties serving as the meeting of the Parties to the Kyoto Protocol
4.
Decides that the fifteenth session of the Conference of the Parties and the fifth session of
the Conference of the Parties serving as the meeting of the Parties to the Kyoto Protocol shall be heldfrom 30 November to 11 December 2009;5.
Decides to accept with appreciation the offer by the Government of Denmark to host the
fifteenth session of the Conference of the Parties and the fifth session of the Conference of the Parties
serving as the meeting of the Parties to the Kyoto Protocol in Copenhagen, Denmark, subject toconfirmation by the Bureau that all logistical, technical and financial elements for hosting the sessions
are available, in conformity with General Assembly resolution 40/243;
6.
Requests the Executive Secretary to continue consultations with the Government ofDenmark and to negotiate a Host Country Agreement for convening the sessions, with a view toconcluding and signing the Host Country Agreement not later than the twenty-eighth sessions of thesubsidiary bodies;1

FCCC/CP/1996/2.

FCCC/CP/2007/6/Add.1*
Page 59
7.

Requests the secretariat to take the necessary action to implement this decision;

II. Calendar of meetings of Convention bodies
8.
Decides to adopt the dates of 14–25 May and 26 November to 7 December for thesessional periods in 2012 as recommended by the Subsidiary Body for Implementation;
9.
Invites the Conference of the Parties serving as the meeting of the Parties to the
Kyoto Protocol to endorse this decision.
8th plenary meeting
14–15 December 2007

FCCC/CP/2007/6/Add.1*
Page 60

Resolution 1/CP.13
Expression of gratitude to the Government of the Republic of Indonesia
and the people of the province of Bali
The Conference of the Parties and the Conference of the Parties serving as the meeting of theParties to the Kyoto Protocol,
Having met in Bali from 3 to 15 December 2007 at the invitation of the Government of the
Republic of Indonesia,
1.
Express their profound gratitude to the Government of the Republic of Indonesia forhaving made it possible for the thirteenth session of the Conference of the Parties and the third session of
the Conference of the Parties serving as the meeting of the Parties to the Kyoto Protocol to be held in
Bali;
2.
Request the Government of the Republic of Indonesia to convey to the people of Bali thegratitude of the Conference of the Parties and the Conference of the Parties serving as the meeting of theParties to the Kyoto Protocol for the hospitality and warmth extended to the participants.
8th plenary meeting
14–15 December 2007-----