DATA PROCESSING AGREEMENT(“DPA”)
1.

2.

Scope and Applicability
1.1This DPA, including its Schedules, is incorporated into and forms part of each of thewritten agreement(s) between Kinaxis and Customer for the provision of certain software
as a service and related professional and implementation services by Kinaxis to
Customer (“Main Agreement”), as such services are further specified in the Main
Agreements (the “Services”). This DPA applies to Kinaxis’s Processing of Customer
Personal Data, subject to Applicable Data Protection Laws.

1.2

The schedules to this DPA set out the applicable (i) subject-matter, (ii) nature andpurpose of the processing, (iii) types of Personal Data, (iv) categories of Data Subject(s)and (v) technical and organizational measures. Additional or more specific descriptionsof Processing activities may be included in the Main Agreement or the applicable orderform.

Data Processing Terms

The following terms shall have the following meanings for the purposes of this DPA:
2.1

“Affiliate” means any legal entity which directly or indirectly controls, is controlled by, oris under common control of the subject entity (as used herein, “control” means ownershipof more than 50% of assets or stock with control over day-to-day operations).

2.2“Applicable Data Protection Laws” means all data privacy or data protection laws or
regulations globally that are applicable to the Processing of Personal Data under this
DPA, including, but not limited to, (i) the EU General Data Protection Regulation
EU/2016/679, as supplemented by applicable EU Member State law and as incorporated
into the EEA Agreement, (ii) the Swiss Federal Act of 19 June 1992 on Data Protection,as amended, (iii) the EU General Data Protection Regulation EU/2016/679, as it forms
part of the law of England and Wales, Scotland and Northern Ireland by virtue of section
3 of the European Union (Withdrawal) Act 2018 pursuant to amendments to the EU
General Data Protection Regulation EU/2016/679 made by The Data Protection, Privacy
and Electronic Communications (Amendments etc.) (EU Exit) Regulations 2019 and2020 (“UK GDPR”), (iv) the UK Data Protection Act 2018, as amended, (v) the California
Consumer Privacy Act as amended (“CCPA”) and other US State laws.

2.3“Personal Data Breach” means a breach of security leading to the accidental or
unlawful destruction, loss, alteration, unauthorized disclosure of, or access to, Customer
Personal Data transmitted, stored or otherwise Processed by Kinaxis through theServices.

2.4“Personal Data”, “Process/Processing”, “Data Controller”, “Data Processor”, “DataSubject”, “Service Provider”, “Sell”, “Share”, “Business Purpose”, and“Commercial Purpose” (or the equivalent terms) have the meaning set forth under
Applicable Data Protection Laws.

2.5“Kinaxis” means the Kinaxis Affiliate that has executed the Main Agreement.

2.6“Kinaxis Affiliate(s)” means the Affiliate of Kinaxis Inc. that may Process Customer

Personal Data under this DPA.

2.

2.7

“Customer” means the customer entity that has executed the Main Agreement, including
Affiliates of such customer entity who have executed any order forms, statements ofwork, statements of service or other related transaction documents thereunder.

2.8“Standard Contractual Clauses” or “SCCs” means:(a)

For Personal Data subject to data protection laws of the European Union or amember state of the European Union or the European Economic Area: thestandard contractual clauses adopted by the European Commission underCommission Implementing Decision (EU) 2021/914, not including any clauses
marked as optional, and as further described in Schedule 2 of this DPA (“EUSCCs”)(b)

For Personal Data subject to data protection laws of the United Kingdom: the
EU SCC together with the United Kingdom International Data Transfer
Addendum to the EU Commission Standard Contractual Clauses, issued by the
ICO in accordance with s119A of the Data Protection Act (“UK SCCs”).

(c)

For Personal Data subject to the Swiss Federal Acts on Data Protection: the EU
SCCs, including the amendments listed in Schedule 2 of this DPA (“Swiss
SCCs”).

1.1“Security and Infrastructure Guide” means the Kinaxis Security and Infrastructure
Guide included as an attachment to the Main Agreement or made available online
through the Kinaxis Knowledge Network.

1.2“Subprocessor” or “sub-processor” means Kinaxis Affiliates and third parties engaged
by Kinaxis for the provision of the Services and which process Customer Personal Datain accordance with this DPA.

1.3

“Security Terms” means the Security and Infrastructure Guide and any other security
or privacy technical measures as mutually agreed upon by the Parties and included in
the Main Agreement.

1.4“Third Country” means any country, organization or territory not acknowledged, in
accordance with Applicable Data Protection Laws, as a safe country with an adequatelevel of data protection.

1.5

Other capitalized terms have the definitions provided for them in the Main Agreement.

Roles and Responsibilities
2.1

For the Processing of Customer Personal Data under this DPA as part of the provisionof the Services, Kinaxis shall act as a Data Processor and Customer shall act as a Data
Controller, on behalf of itself, any applicable Customer Affiliates and any other Data
Controllers relevant to the Processing of Customer Personal Data under this DPA (orany such equivalent terms under the Applicable Data Protection Laws). Each party shallcomply with its own obligations under Applicable Data Protection Laws.

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2.2

Customer warrants that it has obtained (i) all relevant authorizations, consents andpermissions for the processing of Customer Personal Data under this DPA and (ii) therequired authorizations to act as a single point of contact for Kinaxis and issue
instructions under this DPA, acting both on behalf of itself and on behalf of any other
Data Controllers relevant to the Processing of Customer Personal Data under this DPA.
Should such consent or authorization be revoked by the Data Subject or the applicable
Data Controller, the Customer is responsible for communicating such revocation to
Kinaxis.

2.3

Kinaxis shall process Customer Personal Data solely at Customer’s documented
instruction. This DPA, the Main Agreement and the applicable order form, statements ofwork, statements of service or any other related transaction documents thereunderconstitute such documented initial instructions, and each use of the Services thenconstitutes Customer’s further instructions. Kinaxis will use reasonable efforts to follow
any other Customer documented instructions, to the extent they are required by
Applicable Data Protection Laws, technically feasible, and do not require changes to theServices. If Kinaxis cannot comply with a documented instruction or is of the opinion
that a documented instruction infringes Applicable Data Protection Laws, Kinaxis willpromptly notify Customer and the Parties will work together in good faith to find asuitable solution.

2.4

Kinaxis may also Process Customer Personal Data where required to do so by
applicable law or regulation. If required to do so, Kinaxis shall inform Customer of such
legal requirement before Processing, to the extent permitted by such applicable law or
regulation.

2.5

Kinaxis shall comply with all restrictions applicable to its Processing of Customer
Personal Data based on its role under Applicable Data Protection Laws. Kinaxis shallnot: (i) sell or share Customer Personal Data; (ii) retain, use, or disclose Customer
Personal Data for any commercial purpose or any other purpose except for thosespecified in the Main Agreement and this DPA; (iv) retain, use, or disclose Customer
Personal Data outside of the direct business relationship between Kinaxis andCustomer; or (v) combine or update Customer Personal Data with Personal Data that
Kinaxis obtains from other sources or collects from its own interaction with the Data
Subject.

Security and Confidentiality
3.1

Kinaxis shall treat all Customer Personal Data as confidential and it shall allow only
its employees, contractors, agents and/or sub-processors who have signed an
appropriate confidentiality agreement, are otherwise bound to a duty of confidentiality,
or are under an appropriate statutory obligation of confidentiality to process the
Customer Personal Data on its behalf.

3.2

Kinaxis has implemented and shall apply the technical and organizational measuresdescribed in its Security Terms for the provision of the Services. Customer agrees thatit has reviewed such measures and that they are appropriate taking into account thestate of the art, the costs of implementation, nature, scope, context and purposes of theprocessing of Customer Personal Data under this DPA.

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5.

3.3

The Security and Infrastructure Guide may be updated and amended by Kinaxis fromtime to time at Kinaxis’ sole discretion provided that any such amendments do notmaterially decrease the level of privacy or security afforded to the Customer Personal
Data Processed under this DPA. Kinaxis will publish updated versions of the Security
and Infrastructure Guide on the Kinaxis Knowledge Network and, where available,
Customer may subscribe to receive e-mail notifications of such updated versions.

3.4

Not more than once per year and subject to an agreed upon audit plan (unless otherwise
required under Applicable Data Protection Laws or following a supervisory authority’srequest), Customer (or an agreed upon third party representative) may verify Kinaxis’
compliance with Kinaxis’ technical and organizational measures governing theprotection, confidentiality, integrity and availability of Customer Personal Data(“Customer Audit”). The Customer Audit will be performed during regular business hours
and may not unreasonably interfere with Kinaxis’ business activities. Kinaxis may use
third party audit reports as evidence of its compliance. Each party will bear its own costs
and fees in relation to the Customer Audit.

Assistance and documentation
4.1

Taking into account the nature of processing and the information available to Kinaxis,
Kinaxis shall make available to the Customer all information reasonably necessary todemonstrate compliance with Kinaxis’s obligations under this DPA and shall reasonably
assist the Customer in ensuring compliance with Customer’s own obligations under
Applicable Data Protections Laws, including in relation to Data Subjects’ requests,
Personal Data Breaches, data protection impact assessments, and litigation or
regulatory inquiries.

4.2

Kinaxis will promptly notify Customer of any Data Subject’s request or communications
from a regulator, government body, or other supervisory authority relating to Customer
Personal Data that Kinaxis or its Subprocessors Process. Kinaxis shall not respond tosuch requests except as instructed by Customer, unless otherwise required under
Applicable Data Protection Laws.

4.3

Each party is responsible for its own compliance with its documentation requirements,
in particular maintaining records of processing where required, under Applicable Data
Protection Laws. Each party shall reasonably assist the other party in its documentation
requirements, in order to enable the other party to comply with any obligations under
Data Protection Laws.

Personal Data Breach
5.1

Kinaxis will notify Customer promptly and without undue delay, but no later than seventytwo (72) hours after becoming aware of any Personal Data Breach and provide
reasonable information in its possession to assist Customer to meet Customer’s
obligations to report a Personal Data Breach as required under Data Protection Laws.

5.2

As information becomes available, Kinaxis will also provide: (i) a description of the4nature of the Personal Data Breach, including where possible the categories andapproximate number of data subjects concerned and the categories and approximate
number of Personal Data records concerned; (ii) the name and contact details of
Kinaxis’s data protection officer or another contact point where more information can beobtained; (iii) a description of the likely consequences of the Personal Data Breach; and(iv) a description of the measures taken or proposed to be taken by the Data Processor
to address the incident including, where appropriate, measures to mitigate its possible
adverse effects.
5.3

6.

Customer agrees to coordinate with Kinaxis on the content of any public statements ornotice required under Applicable Data Protection Laws regarding the Personal Data
Breach, prior to making such statements or notices.

Subprocessors
6.1

Kinaxis is granted a general authorization to subcontract the processing of Customer
Personal Data to Subprocessors, provided that:(a)

Kinaxis will perform a prior assessment of the security, privacy andconfidentiality practices of the Subprocessor prior to its engagement, toestablish that it has the capability of providing the level of protection of Personal
Data required by this DPA.

(b)

Kinaxis shall only engage Subprocessors subject to a written (including inelectronic form) agreement consistent with the terms of this DPA in relation to
the Subprocessor’s processing of Personal Data.

(c)

Kinaxis shall remain at all times liable for any breaches by the Subprocessor inaccordance with the terms of this DPA; and,(d)

Kinaxis’s list of Subprocessors in place on the effective date of this DPA is
published on the Kinaxis Knowledge Network or made available to Customer
upon request, including the name, country location and role of each
Subprocessor Kinaxis uses to provide the Services.

6.2

Kinaxis will provide Customer with prior written notification (by email or by posting on
the Kinaxis Knowledge Network) of any changes to the list of Subprocessors, including
name, country location and role of the new Subprocessor.

6.3

Customer may object to such changes within fourteen (14) days from the date of Kinaxis’
notice. If the Customer does not object within this period, the new Subprocessor isdeemed authorized by Customer. Where the Customer has a legitimate reason under
Applicable Data Protection Laws to object to the new Subprocessors’ processing ofCustomer Personal Data, the parties will work together in good faith to find a suitable
solution.

6.4

Where no solution for the change in Subprocessor can be agreed upon by the parties,
Customer may terminate the applicable order form, statement of service, statement ofwork or other transaction document with respect to which the Services cannot be5

provided by Kinaxis without use of the new or changed Subprocessor. Any termination
under this section shall be deemed to be without fault or further liability by either party
and shall be subject to the terms of the Main Agreement.
6.5

7.

International Data Transfers
7.1

Kinaxis shall be entitled to Process Customer Personal Data, including by using
Subprocessors, outside the country in which the Customer is located or from which theCustomer Personal Data originates, in accordance with this DPA and as permitted under
Data Protection Laws.

7.2

Where Kinaxis is not located in a Third Country and acts as a data exporter, Kinaxis (orits applicable Affiliate on its behalf) has entered into the Standard Contractual Clauses
with each applicable Subprocessor as the data importer. Module 3 (Processor toProcessor) of the Standard Contractual Clauses shall apply to such transfer.

7.3

Where Kinaxis is located in a Third Country, Kinaxis and Customer hereby enter into
the Standard Contractual Clauses with Customer as the data exporter and Kinaxis as
the data importer which shall apply as follows:

7.4

8.

Kinaxis may replace a Subprocessor without advance notice where the reason for thechange is outside of Kinaxis’s reasonable control and prompt replacement is required
for security or other urgent reasons. In this case, Kinaxis will inform Customer of thereplacement Subprocessor as soon as possible following its engagement. Sections 7.3
and 7.4 of this DPA shall apply accordingly.

(a)Module 2 (Controller to Processor) shall apply where Customer is a Controller;
and

(b)

Module 3 (Processor to Processor) shall apply where Customer is a Processor.
Where Customer acts as Processor under Module 3 (Processor to Processor)of the Standard Contractual Clauses, Kinaxis acknowledges that Customer acts
as Processor under the instructions of its Controller(s).

The parties will review any supplemental safeguards which may be required based on
Data Protection Laws for the transfer of Customer Personal Data to Third Countries.
The parties will work together in good faith to find a mutually acceptable resolution toaddress such supplementary measures, including any additional technical andorganizational measures that may be required.

Legally required disclosures
8.1

Kinaxis may be required by law to provide access to Customer Personal Data, such as
to comply with a subpoena or other legal process, or to comply with a valid and bindingorder of a governmental or regulatory body.

8.2

Unless prohibited from doing so or where there is a clear indication of illegal conduct inconnection with the use of the Services, Kinaxis shall promptly and without undue delay
notify the Customer before disclosing any Customer Personal Data.

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8.3

9.

10.

All requests to disclose Customer Personal Data by any governmental or regulatory
body shall be submitted to Kinaxis legal counsel for assessment and approval. Any
related Customer Personal Data disclosure will only be processed upon approval andconfirmation that the disclosure request is lawful and legally binding.

Return and Deletion of Personal Data
9.1

Upon termination or expiration of this DPA or the Main Agreement, Kinaxis will returnand delete Customer Personal Data in accordance with the terms of the Main
Agreement, unless otherwise required under applicable law.

9.2

Where required by applicable law to store the Customer Personal Data for longer,
Kinaxis shall inform Customer of such obligation and comply with the requirements of
the Data Protection Laws until the Customer Personal Data is securely deleted or
returned to Customer.

Miscellaneous
10.1

This DPA shall come into effect on the effective date of the Main Agreement.
Termination or expiration of this DPA shall not discharge Kinaxis from its security andconfidentiality obligations pursuant to Section 4, to the extent that Kinaxis remains in thepossession or control of any Customer Personal Data.

10.2

Order of Precedence. In the event of a conflict between any provisions of the Main
Agreement and the provisions of this DPA, the provisions of this DPA shall govern andcontrol.

10.3

Notice. Any notices required or provided hereunder by either party to the other shall begiven in writing to the addresses specified in the Main Agreement and for Kinaxis shallalso be made to dpo@kinaxis.com

10.4

Liability. The liability of each party and each party’s Subprocessors under this DPA shallbe governed by the relevant provisions of the Main Agreement.

10.5

Governing Law and Jurisdiction. This DPA shall be governed by and construed inaccordance with governing law and jurisdiction provisions in the Main Agreement, unlessrequired otherwise by Applicable Data Protection Laws.

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SCHEDULE 1 DESCRIPTION OF THE PROCESSING
This DPA applies to the Processing of Personal Data as following:
1.1

Data Subjects. Unless provided otherwise by the data exporter, Customer Personal Data
relates to the following categories of Data Subjects: employees, contractors, business
partners, customers or other individuals having their Personal Data Processed throughthe Services.

1.2

Data Categories. Unless provided otherwise by the data exporter in writing, the Customer
Personal Data typically concerns the following categories of data: name, e-mail address,
job role and company, address data, system access / usage / authorization data, IP
address or other device identifiers. The Services are not intended for Processing special
categories of data and Customer shall ensure no such data is shared with Kinaxis orotherwise Processed through the Services.

1.3

Purpose and Nature of Processing. Kinaxis and its Subprocessors will Process Customer
Personal Data for the purpose of providing the Services, including related operational andcustomer support services, in accordance with the Main Agreement, this DPA and Data
Protection Laws.

1.4

Duration and data retention. Customer Personal Data shall be retained for the duration of
the Main Agreement, unless otherwise required under applicable law.

1.5

Transfers to (sub-) processors. For transfers to Subprocessors, the subject matter, nature,and duration of the Processing shall be on the same basis as set out in the DPA.

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SCHEDULE 2 STANDARD CONTRACTUAL CLAUSES
For the purposes of this DPA, the Standard Contractual Clauses shall be completed or amended
as follows:1.

EU SCCs
1.1

Clause 7 – Docking Clause. The parties agree the Docking Clause shall not be used.

1.2

Clause 9(a) – Use of sub-processors. The Parties agree that Option 2 ‘General Written
Authorization shall be used and that any Subprocessor change shall be handled inaccordance with Section 6 of the DPA.

1.3

Clause 11(a) – Redress. The parties agree the optional part of this clause shall not be
used.

1.4

Clause 17 – Governing Law. The Parties agree that Option 1 shall be used, and that the
EU SCCs shall be governed by the laws of Ireland.

1.5

Clause 18(b) - Choice of forum and jurisdiction. The Parties agree that any dispute arisingfrom the EU SCCs shall be resolved by the courts of Ireland.

1.6

Annex I. List of Parties - Data Exporter. The data exporter under the Standard Contractual
Clauses is the Customer entity that executed the Main Agreement.

1.7

Annex I. List of Parties- Data Importer. The data importer under the Standard Contractual
Clauses is the Kinaxis entity that executed the Main Agreement.

1.8

Annex I. Description of Transfer. Schedule 1 of this DPA covers the description oftransfers under the Standard Contractual Clauses.

1.9

Annex I. Description of Transfer – Frequency of Transfer. Transfers shall be made on acontinuous basis.

1.10

Annex I. Competent Supervisory Authority – EU SCCs. For the purposes of the EU SCCs,
the Parties agree that the competent supervisory authority shall be the Irish Data
Protection Commission, unless a different competent supervisory authority is designatedin accordance with Clause 13 of the EU SCCs.

1.11

Annex II - Technical and Organizational Measures. To ensure an appropriate level of
security, taking into account the nature, scope, context and purpose of the Processing,and the risks for the rights and freedoms of natural persons, the Data Importer has
implemented the technical and organizational measures described in the Security
Measures, as such term is defined under the DPA.

1.12

Annex III – List of Subprocessors. The list of the Data Importer’s Subprocessors is madeavailable to the Data Exporter in accordance with Section 6.1(d) of the DPA.

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2.

3.

UK SCCs
2.1

Table 1 – Parties details. The Parties details are as set out in Annex I of the EU SCC, withno requirement for further signature.

2.2

Table 2 - Selected SCCs, Modules and Selected Clauses. The Parties agree theaddendum shall be appended to the EU SCCs, including the modules, optional clauses
and additions described in the DPA, including Sections 1.1 – 1.3 and Sections 2.4 – 2.6of this Schedule.

2.3

Table 3- Appendix Information. The Parties agree the appendix information listed in table
3 shall be as set out in the Annexes to the EU SCCs.

2.4

Clause 17 – Governing Law. The Parties agree that Option 1 shall be used, and that the
UK SCCs shall be governed by the laws of England and Wales.

2.5

Clause 18(b) - Choice of forum and jurisdiction. The Parties agree that any dispute arisingfrom the UK SCCs shall be resolved by the courts of England and Wales.

2.6

Annex I. Competent Supervisory Authority – UK SCCs. For the purposes of the UK SCCs,
the Parties agree that the competent supervisory authority shall be the Information
Commissioner’s Office.

Swiss SCCs
3.1

General. References to the General Data Protection Regulation and the Regulation (EU)2016/679 are to be understood as references to the Swiss Federal Acts on Data
Protection.

3.2

Clause 17 – Governing Law. The Parties agree that Option 1 shall be used, and that the
Swiss SCCs shall be governed by the laws of Switzerland.

3.3

Clause 18(b) - Choice of forum and jurisdiction. For the purposes of the Swiss SCCs,
Switzerland is to be considered as a Member State within the meaning of EU SCCs. The
Parties agree that any dispute arising from the Swiss SCCs shall be resolved by the courtsof the Canton of Zurich, Switzerland.

3.4

Annex I. Competent Supervisory Authority – Swiss SCCs. For the purposes of the Swiss
SCCs, the Parties agree that the competent supervisory authority shall be the Federal
Data Protection and Information Commissioner.

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