SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

Consolidated Financial Results (Japanese Accounting Standards)
for the Third Quarter of the Fiscal Year ending March 31, 2024
January 30, 2024
Company name SBI Global Asset Management Co., Ltd.
Stock exchange listing: Tokyo Stock Exchange
Stock code
4765
URL https://www.sbiglobalam.co.jp
Representative (Title) Representative Director and President(Name) Tomoya Asakura
Person responsible for disclosure (Title) Executive Officer and CFO (Name) Yasuyuki Ogasawara +81 3 6229-0812
Scheduled date for filing of quarterly report: February 2, 2024
Scheduled date of payment of dividends: ―Supplementary documents for quarterly financial results: None
Quarterly financial results briefing: Yes (We will post a video of the briefing on our official website, targeting analysts andinstitutional investors.)(Amounts of less than one million yen are rounded down)

1. Consolidated Financial Results for the Third Quarter of the Fiscal Year ending March 31, 2024
(April 1, 2023 to December 31, 2023)(1) Consolidated Results of Operations (cumulative)
Net sales
Third quarter of Fiscal
Year ending March 31,
2024
Third quarter of Fiscal
Year ended March 31,
2023(Note) Comprehensive income(Percentages show year-on-year changes)

Operating income

Million yen%

Million yen%

Million yen%

Million yen

%

7,576

16.1

1,670

10.1

2,007

11.5

1,258

15.2

6,526

8.9

1,517

0.2

1,799

2.9

1,091

4.6

Q3 of the Fiscal Year ending March 31, 2024 1,129 Million yen (△14.4%)
Q3 of the Fiscal Year ended March 31, 2023 1,319 Million yen (△20.4%)

Net income per share (basic)

Net income per share (diluted)

yen

Third quarter of Fiscal
Year ending March 31,
2024
Third quarter of Fiscal
Year ended March 31,
2023

(2)

Consolidated financial position
Total assets

Third quarter of Fiscal
Year ending March 31,
2024
Fiscal Year ended March
31, 2023

Net income attributableto owners of parent

Ordinary income

yen

14.03

―

12.18

―

Net assets

Equity ratio

Net assets per share

Million yen

Million yen%

yen

18,17015,83486.4

174.9921.356

16,79977.2

183.79(Reference) Shareholders’ equity Q3 of the Fiscal Year ending March 31, 2024 15,691 Million yen
Fiscal Year ended March 31, 2023 16,481 Million yen-1-

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

2. Dividends
End of first quarteryen

Fiscal Year ended March
31, 2023
Fiscal Year ending March
31, 2024
Fiscal Year ending March
31, 2024 (forecast)――End of second
quarter

Dividend
End of third
quarter

yen

8.25
8.50

Year-endyen―

Annual
yen

yen

12.75

21.00

―
―

―

(Note) Revision to the most recently announced dividend forecast: None
Forecast of the annual dividend for the year ending March 31, 2024, is yet to be determined.

3. Forecasts of Consolidated Financial Results for the Fiscal Year ending March 31, 2024 (April 1, 2023, to March 31, 2024)
Consolidated Forecasts for the Fiscal Year Ending March 31, 2024, are yet to be determined.

(Note) Revision to the most recently announced earnings forecast: None

*Notes(1) Changes in significant subsidiaries during the Fiscal Year ending March 31, 2024
(changes in specified subsidiaries affecting the scope of consolidation): Yes
Excluded 1 company
New company (Company name) ―,Shinsei Investment Management Co., Ltd.
(Company name)(2) Application of special accounting treatment for preparing quarterly consolidated financial statements: None
(3) Changes in accounting policies and estimates, and retrospective restatements
1) Changes in accounting policies caused by revision of accounting standards
2) Changes in accounting policies other than 1)
3) Changes in accounting estimates
4) Retrospective restatements(4) Number of shares issued (common stock)1) Number of shares outstanding at end of Q3, Fiscal Year ending
period (including treasury stocks)
March 31, 2024
2) Number of treasury stocks at end of
Q3, Fiscal Year ending
periodMarch 31, 2024
3) Average number of shares during period Q3, Fiscal Year ending(quarterly cumulative)
March 31, 2024

: None: None: None: None89,673,600
As of March 31, 2023
shares89,673,600
shares

120 shares As of March 31, 2023

170 shares

89,673,480 Q3, Fiscal Year ended
shares March 31, 2023

89,673,430
shares*This quarterly financial summary is outside the scope of the quarterly review performed by certified accountants and auditors.
*Explanation regarding the appropriate use of financial forecasts and other special items(How to obtain the financial results briefing)A briefing of financial results for analysts is scheduled to be held on January 30, 2024. We will post a video of the briefing on our official website
promptly after it is held.

-2-

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

 Table of contents of attachments
1.

2.

Qualitative Information on Quarterly Financial Results ............................................................................................................. 4(1)

Explanation of Business Results .......................................................................................................................................... 4(2)

Explanation of Financial Position ........................................................................................................................................ 5(3)

Priority Business and Financial Issues to Be Addressed ...................................................................................................... 5

Quarterly Consolidated Financial Statements and Major Notes .................................................................................................. 6(1)

Quarterly Consolidated Balance Sheet ................................................................................................................................. 6(2)

Quarterly Consolidated Statement of Income and Quarterly Consolidated Statement of Comprehensive Income .............. 8
Quarterly Consolidated Statement of Income
Third quarter of the fiscal year ......................................................................................................................................... 8
Quarterly Consolidated Statement of Comprehensive Income
Third quarter of the fiscal year ......................................................................................................................................... 8(3)
3.

Notes on Quarterly Consolidated Financial Statements ....................................................................................................... 9

Other ......................................................................................................................................................................................... 13
Significant events regarding the premise of a going concern ........................................................................................................ 13-3-

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

1.

Qualitative Information on Quarterly Financial Results(1)

Explanation of Business Results
During the nine-month period under review (from April 1, 2023 to December 31, 2023), the market environment was mixed, with global
inflation slowing down on one hand, and larger-than-expected price rise in Japan and yen's depreciation on the other. Despite such market
conditions, the Company's consolidated financial results increased in terms of revenue and profit, and set new record highs in sales and all
profit items.
In the Asset Management Business, active measures such as the introduction of new publicly offered index funds at SBI Asset Management
Co., Ltd., which is the core of the business, contributed. In particular, the balance of index funds increased sharply by 71.1% from the end of
the same period of the previous fiscal year, to a total balance (including all management assets) of 5.15 trillion yen at the end of December
2023. In addition, the segment’s net sales for the nine-month period under review increased by 1,085 million yen (by 21.9%) to 6,043 million
yen from 4,958 million yen for the same period of the previous fiscal year, as management fees (trust fees) increased due to a rising investment
balance. Segment profit was 1,285 million yen, an increase of 13.2% from 1,135 million yen for the same period of the previous fiscal year.
In the Financial Services Business, the segment’s net sales decreased 2.3% year on year to 1,532 million yen due to decreased sales from
distribution of stock market news, although there was an increase in sponsor-related sales resulting from more seminars and asset management
fairs held in relation to the new NISA, as well as continued growth in investment trust tools during the third quarter of the fiscal year underreview. Segment profit was 385 million yen, an increase of 1.0% from 381 million yen for the same period of the previous fiscal year.
For the consolidated financial results for the nine-month period under review, net sales amounted to 7,576 million yen, an increase of 1,049
million yen (by 16.1%) from 6,526 million yen for the same period of the previous fiscal year.
Cost of sales was 3,642 million yen, an increase of 587 million yen (by 19.2%) from 3,054 million yen for the same period of the previous
fiscal year. Selling, general and administrative expenses were 2,263 million yen, an increase of 308 million yen (by 15.8%) from 1,955 million
yen for the same period of the previous fiscal year.
As a result, operating profit for the nine-month period under review amounted to 1,670 million yen, an increase of 153 million yen (by10.1%) from 1,517 million yen for the same period of the previous fiscal year.
Non-operating net profit increased by 54 million yen over the same period of the previous fiscal year, and ordinary profit for the nine-month
period under review totaled 2,007 million yen, an increase of 207 million yen (by 11.5%) from 1,799 million yen for the same period of theprevious fiscal year.
Based on the above-mentioned results, net income attributable to owners of parent for the nine-month period under review was 1,258 million
yen, an increase of 166 million yen (by 15.2%) from 1,091 million yen for the same period of the previous fiscal year.

(Summary of consolidated financial results)
Third Quarter of Previous Fiscal Year Third Quarter of Current Fiscal Year
From April 1, 2022

From April 1, 2023,

To December 31, 2022

To December 31, 2023

Amount(Thousand yen)

Profit rate(%)

Amount(Thousand yen)

Net sales

6,526,688

Operating income

1,517,129

23.2

1,670,503

Ordinary income

1,799,872

27.6

Net income attributableto owners of parent

1,091,945

16.7

Increase/Decrease

Profit rate
AmountRate (%)(%) (Thousand yen)

7,576,008

1,049,320

16.1

22.0

153,373

10.1

2,007,315

26.4

207,443

11.5

1,258,394

16.6

166,448

15.2

Consolidated net sales increased for the 12th consecutive period as a third quarter and recorded the highest sales for the 7th consecutive period.
Operating profit increased for the 4th consecutive period as a third quarter and recorded the highest income for the 3rd consecutive period.
Ordinary profit increased for the 15th consecutive period as a third quarter and recorded the highest income for the 12th consecutive period.
Net profit attributable to owners of parent increased for the 4th consecutive period as a third quarter and recorded the highest income for the
4th consecutive period.

-4-

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

Sales by segment are as follows.

Sales by Segment

Third Quarter of Previous Fiscal Year
From April 1, 2022,
To December 31, 2022
Amount (Thousand yen)

Rate (%)

Third Quarter of Current Fiscal Year
From April 1, 2023,
To December 31, 2023
Amount (Thousand yen)

Rate (%)

Rate ofchange(%)

Asset Management Business

4,958,580

76.0

6,043,868

79.8

21.9

Financial Services Business

1,568,107

24.0

1,532,140

20.2

△2.3

Consolidated sales

6,526,688

100.0

7,576,008

100.0

16.1

1) Asset Management BusinessIn the Asset Management Business, active measures such as the introduction of new publicly offered index funds at SBI Asset Management
Co., Ltd., which is the core of the business, contributed. In particular, the balance of index funds increased sharply by 71.1% from the end of
the same period of the previous fiscal year, to a total balance (including all management assets) of 5.15 trillion yen at the end of December
2023. In addition, the segment’s net sales for the nine-month period under review increased by 1,085 million yen (by 21.9%) to 6,043 million
yen from 4,958 million yen for the same period of the previous fiscal year, as management fees (trust fees) increased due to a rising investment
balance. Segment profit was 1,285 million yen, an increase of 13.2% from 1,135 million yen for the same period of the previous fiscal year.
2) Financial Services BusinessIn the Financial Services Business, the segment’s net sales decreased 2.3% year on year to 1,532 million yen due to decreased sales from
distribution of stock market news, although there was an increase in sponsor-related sales resulting from more seminars and asset management
fairs held in relation to the new NISA, as well as continued growth in investment trust tools during the third quarter of the fiscal year underreview. Segment profit was 385 million yen, an increase of 1.0% from 381 million yen for the same period of the previous fiscal year.
.
(2)

Explanation of Financial Position
Total assets decreased by 3,185 million yen from the end of the previous consolidated fiscal year to 18,170 million yen.
This was mainly due to a decrease of 7,681 million yen in current assets, and an increase of 4,501 million yen in non-current assets.
The decrease in current assets was mainly due to a decrease of 9,409 million yen in other accounts receivable and a net increase of 1,245
million yen in cash and deposits. Accounts receivable decreased mainly due to the collection of receivables for return of Morningstar licenses.
The net increase in cash and deposits resulted from the aforementioned collection of accounts receivable, payment of dividends, tax payments,
and investment management.
The increase in non-current assets was mainly due to an increase of 4,429 million yen in investment securities. This mainly resulted fromthe purchase of 5,477 million yen of stable bond-related products.
Total liabilities decreased by 2,220 million yen from the end of the previous consolidated fiscal year to 2,336 million yen. This was mainly
due to a net decrease of 2,388 million yen in income taxes payable resulting from the final payment of taxes, interim tax payments, and therecording of income taxes for the period under review.
Total net assets decreased by 965 million yen from the end of the previous consolidated fiscal year to 15,834 million yen. This was mainly
due to a net decrease of 647 million yen in retained earnings resulting from the recording of 1,258 million yen in net income attributable toowners of parent and the dividend payout of 1,905 million yen, and a decrease of 377 million yen in valuation difference on other securities
arising from net asset value of investment securities, etc., in the nine-month period under review.

(3)

Priority Business and Financial Issues to Be Addressed
There are no significant changes in the issues that the Group should address during the Third quarter of the fiscal year under review.

(4)Research and Development Activities
Not applicable(5)

Explanation about Future Forecast Information such as Consolidated Earnings Forecast
Regarding the forecast for the current fiscal year, it is difficult to predict the trends over the course of the current fiscal year in thefinancial market closely related to our business, rendering it challenging to make a rational calculation of the business results at the
moment, so we have yet to decide the forecast at this time.

-5-

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

2.

Quarterly Consolidated Financial Statements and Major Notes(1)

Quarterly Consolidated Balance Sheet(Thousand yen)
Fiscal Year ended March 31,
2023(March 31, 2023)

Third Quarter of Current
Fiscal Year
(December 31, 2023)

ASSETS
Current assets
Cash and cash equivalents
Accounts receivable
Inventories

2,137,894
1,483,903*1 1,386

3,383,620
2,335,207*1 2,782

Other accounts receivable

9,409,529－

Other current assets

959,197589,253

Total current assets

13,991,911

6,310,863

Non-current assets
Tangible fixed assets
Intangible fixed assets
Goodwill
Software
Other intangible assets*2345,777*2

351,800

1,676,585
863,429
39,775

1,710,785
982,592
65,333

2,579,790

2,758,711

Investments and other assets
Investment securities
Deferred tax assets
Other investment and other assets

3,871,154
416,769
142,375

8,300,595
318,921
127,808

Total investments and other assets

4,430,299

8,747,325

7,355,867

11,857,837

8,587

2,073

Total intangible assets

Total non-current assets
Deferred assets
Stock issuance cost
Total deferred assets
TOTAL ASSETS

-6-

8,587

2,073

21,356,365

18,170,775

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

(Thousand yen)
Fiscal Year ended March 31,
2023(March 31, 2023)

Third Quarter of Current
Fiscal Year
(December 31, 2023)

LIABILITIESCurrent liabilities
Accounts payable-trade
Accounts payable–other
Lease payable
Income taxes payable
Consumption taxes payable
Other current liabilities

62,753
1,010,877
50,646
2,709,257
12,179508,107

14,254
1,093,378
60,817
320,702
88,000576,519

Total current liabilities

4,353,822

2,153,673

202,641

182,406

Non-current liabilities
Lease payable
Total non-current liabilities
TOTAL LIABILITIESNET ASSETS
Shareholders’ equity
Common stock
Capital surplus
Retained earnings

202,641

182,406

4,556,464

2,336,079

3,363,635
4,514,168
8,335,546

3,363,635
4,528,571
7,688,379

△20

△20

16,213,329

15,580,564

Valuation difference on other securities

13,440△364,145

Foreign currency translation adjustments

254,273475,491

Total accumulated other comprehensive income

267,713111,345

Treasury stocks
Total shareholders’ equity
Accumulated other comprehensive income

Non-controlling shareholders’ equity
TOTAL NET ASSETSTOTAL LIABILITIES AND NET ASSETS-7-

318,858

142,785

16,799,901

15,834,695

21,356,365

18,170,775

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

(2)
Quarterly Consolidated Statement of Income and Quarterly Consolidated Statement of Comprehensive Income
Quarterly Consolidated Statement of Income
Third quarter of the fiscal year
(Thousand yen)
Third Quarter of Previous Fiscal
Year(From April 1, 2022
To December 31, 2022)

Third Quarter of Current Fiscal
Year(From April 1, 2023
To December 31, 2023)

6,526,688
3,054,325
3,472,362
1,955,232
1,517,129

7,576,008
3,642,075
3,933,933
2,263,429
1,670,503

Net sales
Cost of sales
Gross profit
Selling, general and administrative expenses
Operating income
Non-operating income
Interest income
Dividends income
Gain on sale of investment securities
Other non-operating income
Total non-operating income
Non-operating expenses
Foreign exchange losses
Amortization of stock issuance cost
Other non-operating expenses
Total non-operating expenses
Ordinary income
Extraordinary loss
Loss on valuation of crypto assets
Total extraordinary loss
Income before income taxes
Income taxes-current
Income taxes-deferred
Total income taxes
Profit
Net income attributable to non-controlling interests
Net income attributable to owners of parent**

115,882
162,319
18,494
4,411
301,108

60,547150,248
131,9422,151
344,889378
7,812
10,17518,366
1,799,872

150
7,256
671
8,077
2,007,315

5,924
16,1891,783,682
477,593
96,377573,970
1,209,711
117,765
1,091,945

2,007,315
456,153
263,261
719,415
1,287,900
29,505
1,258,394

Quarterly Consolidated Statement of Comprehensive Income
Third quarter of the fiscal year
(Thousand yen)
Third Quarter of Previous
Fiscal Year
(From April 1, 2022
To December 31, 2022)

Third Quarter of Current
Fiscal Year
(From April 1, 2023
To December 31, 2023)

1,209,711

1,287,900

Valuation difference on other securities△253,949△379,301

Foreign currency translation adjustments

363,453

221,218

Total other comprehensive income

109,503△158,083

1,319,215

1,129,816

1,198,928

1,102,025

120,286

27,790

ProfitOther comprehensive income

Comprehensive income(Breakdown)Comprehensive income attributable to owners ofparentComprehensive income attributable to noncontrolling interests-8-

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

(3)

Notes on Quarterly Consolidated Financial Statements(Notes on the premise of a going concern)
Not applicable(Notes on change in the scope of consolidation or the scope of application of the equity method)
Significant change in scope of consolidation
Shinsei Investment Management Co., Ltd., which was a consolidated subsidiary of the Company, is excluded from the scope of
consolidation because it ceased to exist during the fiscal year under review as a result of an absorption-type merger in which SBI AssetManagement Co., Ltd., also a consolidated subsidiary of the Company, was the surviving company.
(Notes on the changes in accounting policies)
Not applicable(Application of special accounting treatment for preparing quarterly consolidated financial statements)
Not applicable(Notes on quarterly consolidated balance sheet)*1
Breakdown of inventories
Fiscal Year ended March 31, 2023
(March 31, 2023)

Supplies
Work in process*2

1,386 thousand yen‐

Third Quarter of Current Fiscal Year
(December 31, 2023)
2,187 thousand yen
595 thousand yen

Accumulated depreciation of tangible fixed assets
Fiscal Year ended March 31, 2023
(March 31, 2023)

Accumulated depreciation

287,655 thousand yen

Third Quarter of Current Fiscal Year
(December 31, 2023)
293,020 thousand yen(Notes on quarterly consolidated statement of income)*
Major items of selling and general administrative expenses

Employees’ salaries

Third Quarter of Previous Fiscal Year
(From April 1, 2022
To December 31, 2022)

Third Quarter of Current Fiscal Year
(From April 1, 2023
To December 31, 2023)

801,570 thousand yen

927,593 thousand yen(Notes on quarterly consolidated statement of cash flows)
We did not prepare any quarterly consolidated statement of cash flows for the period under review. Shown below are
depreciation and amortization expenses (including amortization expense of intangible fixed assets, excluding goodwill) andamortization expense of goodwill for the period under review.
Third Quarter of Previous Fiscal Year
(From April 1, 2022
To December 31, 2022)

Third Quarter of Current Fiscal Year
(From April 1, 2023
To December 31, 2023)

Depreciation

351,914 thousand yen

287,055 thousand yen

Amortization of goodwill

90,762 thousand yen

78,521 thousand yen-9-SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

(Notes on shareholders' equity)
I
Third quarter of the previous fiscal year (from April 1, 2023 to December 31, 2023)
Dividends paid
Resolution ofKind of shares

Board of directors’
meeting on May 19,
2022

Common stock

Board of directors’
meeting on
September 22, 2022

Common stock

Source ofdividends

Total dividends(Thousand yen)

Dividend pershare (yen)Date of right allotment

Retainedearnings

807,060

9.00

March 31, 2022

June 1, 2022

Retainedearnings

739,805

8.25

September 30, 2022

December 1, 2022

Effective date

II
Third quarter of the current fiscal year (from April 1, 2023 to December 31, 2023)
Dividends paid
Resolution ofBoard of directors’
meeting on May 9,
2023
Board of directors’
meeting on
September 22, 2023

Kind of shares

Source ofdividends

Total dividends(Thousand yen)

Dividend pershare (yen)Date of right allotment

Effective dateCommon stock

Retainedearnings

1,143,338

12.75

March 31, 2023

June 1, 2023

Common stock

Retainedearnings

762,224

8.50

September 30, 2023

December 1, 2023

(Notes on significant change in shareholders' equity)
Not applicable- 10 -

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

(Segment information, etc.)
1. Information on sales and income or loss for each reporting segment
Third quarter of the previous fiscal year (from April 1, 2022 to December 31, 2022)
Reporting segment
Asset
Management
Business

Financial
Services
Business(Thousand yen)Amountrecorded on
consolidated
financialstatements

Matters
concerning
difference
adjustment

Total

Sales
Sales to external customers

4,958,580

1,568,107

6,526,688-

6,526,688

130

18,05618,187△18,187-

Total

4,958,711

1,586,164

6,544,875△18,1876,526,688

Segment operating income

1,135,785

381,344

1,517,129-

1,517,129

Internal sales or transfers between segments

Third quarter of the current fiscal year (from April 1, 2023 to December 31, 2023)(Thousand yen)AmountMatters
recorded on
concerning
consolidated
difference
financialadjustment
statements

Reporting segment
Asset
Management
Business

Financial
Services
Business

Total

Sales
Sales to external customers

6,043,868

1,532,140

7,576,008-

7,576,008

528

3,447

3,975

△3,975-

Total

6,044,396

1,535,587

7,579,983△3,975

7,576,008

Segment operating income

1,285,379

385,123

1,670,.503-

1,670,503

Internal sales or transfers between segments

2. Difference between the total of reporting segments and the quarterly consolidated statement of income and the main content of the difference(matters concerning difference adjustment)(Thousand yen)
Third Quarter of Previous Third Quarter of Current
Sales
Fiscal Year
Fiscal Year
Total of reporting segment

6,544,875

7,579,983

Elimination of transactions between segments△18,187△3,975Net sales in the quarterly consolidated statement of income

6,526,688

7,576,008

Third Quarter of Previous
Fiscal Year

Sales
Total of reporting segment
Elimination of transactions between segments
Operating income in the quarterly consolidated statement of income

1,517,129

1,670,503--

1,517,129

1,670,503

3. Information on impairment loss on non-current assets or on goodwill of each reporting segment(Significant impairment loss on non-current assets)
Not applicable(Significant changes in the amount of goodwill)
Not applicable(Significant gain on bargain purchase)
Not applicable(Revenue recognition)- 11 -(Thousand yen)
Third Quarter of Current
Fiscal Year

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

Disaggregation of revenue from contracts with customers
Third quarter of the previous fiscal year (from April 1, 2022 to December 31, 2022)
Reporting segment
Asset Management
Financial Services
Business
Business(Thousand yen)Amount recorded on
consolidated balance
sheet

Other

Total

Data Solutions-

1,327,142

1,327,142-

1,327,142

Media Solutions-

240,965

240,965-

240,965

Asset Management

4,958,580-

4,958,580-

4,958,580

Revenue from contracts withcustomers

4,958,580

1,568,107

6,526,688-

6,526,688

-

-

-

-

-

4,958,580

1,568,107

6,526,688-

6,526,688

Other revenue

Sales to external customers

Third quarter of the current fiscal year (from April 1, 2023 to December 31, 2023)
Reporting segment
Asset Management
Financial Services
Business
Business(Thousand yen)Amount recorded on
consolidated balance
sheet

Other nonoperating
expenses

Total

Data Solutions-

1,218,204

1,218,204-

1,218,204

Media Solutions-

313,935

313,935-

313,935

Asset Management

6,043,868-

6,043,868-

6,043,868

Revenue from contracts withcustomers

6,043,868

1,532,140

7,576,008-

7,576,008

-

-

-

-

-

6,043,868

1,532,140

7,576,008-

7,576,008

Other revenue

Sales to external customers- 12 -

SBI Global Asset Management Co., Ltd. (4765) Consolidated Financial Results for the Third Quarter of the Fiscal Year Ending March 31, 2024

(Information on a per share basis)
The amount of net income per share and the basis for calculation are as follows.

Third Quarter of Previous
Fiscal Year
(From April 1, 2022
To Decmber 31, 2022)

Third Quarter of Current
Fiscal Year
(From April 1, 2023
To December 31, 2023)

12.18 yen

14.03 yen

1,091,945

1,258,394－－

Net income attributable to owners of parent related
to common stock (Thousand yen)

1,091,945

1,258,394

Average number of shares of common stock during
the period (Share)

89,673,430

89,673,480(1) Net income per share(Basis for calculation)
Net income attributable to owners of parent(Thousand yen)Amount not attributable to common shareholders(thousand yen)

Diluted net income per share is not stated as there are no dilutive shares.
(Significant subsequent events)
Not applicable

3.

Other
Significant events regarding the premise of a going concern
Not applicable- 13 -