as of .BSDI 2020

6HVVLRQ3UHVHQWDWLRQV0DUFK
9HQXH+DOO&KDLU0DVDND]X<RVKLPRUL
635



(PLVVLRQVWUDQVSRUWDQGUHPRYDORIDWPRVSKHULFEODFNFDUERQSDUWLFOHV
6\QWKHWLFDQDO\VHVRIREVHUYDWLRQVIURP$VLDWRWKH$UFWLF2FHDQ<.DQD\D)7DNHWDQL70L\DNDZD&=KX+
.RED\DVKL<:.LP30RUGRYVNRL70D[LPRY<&KRL.<DPDML.,NHGD+7DQLPRWR07DNLJDZD+0DWVXL<.RQGR=.OLPRQW

635



1HZ3URMHFWLRQVRIWKHVW&HQWXU\3HUPDIURVW'HJUDGDWLRQDQG5HVXOWLQJ&DUERQ(PLVVLRQV

7=KDQJ;3HQJ&0X

6356 *OREDOVHDOHYHOFRQWULEXWLRQIURP$UFWLFODQGLFHWR

-(%R[:7&ROJDQ%:RXWHUV'2%XUJHVV
62 1HHO/,7KRPVRQ6+0HUQLOG&KDLU1DWDOLD/RXNDFKHYD
6365

5HJXODWLQJWKH$UFWLF&RPPRQV%ULGJLQJ,QWHUHVWVLQ$UFWLF2FHDQ8VH/HJDO)UDPHZRUNVDQG,QVWLWXWLRQV

16HOOKHLP

636



7KLQNLQJDERXW)RUWKFRPLQJ5XVVLDQ$UFWLF&RXQFLO3UHVLGHQF\3UREOHPVDQG
3URVSHFWV$6HUJXQLQ

636

+DUPRQL]LQJ(QYLURQPHQWDO,PSDFW$VVHVVPHQWVLQWKH$UFWLF$FKLHYLQJ
6XVWDLQDELOLW\LQ$UFWLF

5&KXIIDUW-.OHLQ

as of .BSDI, 2020

6HVVLRQ3UHVHQWDWLRQV0DUFK
9HQXH+DOO&KDLU-XQ,QRXH
635

 2QWKHYDULDELOLW\RI3DFLILF:DWHUSDWKZD\VLQWKH$UFWLF2FHDQ

0.DUFKHU3'RGG/'H6WHXU-*Z\QQ7
+DWWHUPDQQ;+RX).DXNHU+6XPDWD

636

 $UFWLF&\FORQH6WUXFWXUHDQG,QWHUDFWLRQVZLWKWKH6HD,FH

23HUVVRQ$6RORPRQ*GH%RHU06KXSH%
%URRNV07MHUQVWUØP

6365

7KH6XUIDFH0RLVWXUH%XGJHWRI7HUUHVWULDO(FRV\VWHPVLQ$ODVND9DULDWLRQV
DQG'ULYHUV-(:DOVK607KXQEHUJ(6(XVNLUFKHQ.0
5HGLOOD*,ZDKDQD

6365

6XPPHUUDLQIDOOVWUXFWXUHLQQRUWKHDVWHUQ(XUDVLDXVLQJVDWHOOLWHGDWDDQG
UHJLRQDOFOLPDWHPRGHO<,LMLPD..RPDWVX+3DUN$.RWDQL76DWR
7+L\DPD'2\XQEDDWDU&KDLU7%'
636



*OREDOFRPSHWLWLRQDPRQJJUHDWSRZHUVDQGLQWHUQDWLRQDOSROLWLFVLQWKH$UFWLF
$QLQWURGXFWRU\QRWH)2KQLVKL

636



+RZFDQ-DSDQHVHVFLHQWLVWVFRQWULEXWHWRVRFLRHQYLURQPHQWDOSUREOHPVDULVLQJIURPGRPHVWLFZDVWHGLVSRVDOLQWKH1RUWK$PHULFDQ$UFWLF

6+RQGD

as of .BSDI, 2020

6HVVLRQ3UHVHQWDWLRQV0DUFK
9HQXH+DOO&KDLU+LUR\DVX+DVXPL'HFDGDOZLQWHUWRVSULQJFOLPDWHLPSDFWVIURP0HGLXP(QHUJ\(OHFWURQ
3UHFLSLWDWLRQ<2UVROLQL6*XWWX)6WRUGDO9/LPSDVXYDQ'
0DUVK :DYH&OLPDWHDQG:DYH,FH$WWHQXDWLRQLQWKH$UFWLF$%DEDQLQ4/LX-9RHUPDQV

636

 5HPRWHLQIOXHQFHRIWKHWURSLFDO3DFLILFYDULDELOLW\RQ$UFWLFFOLPDWH<.RVDND77DNLJDZD/6YHQGVHQ%7DJXFKL

6365 &RQWUROOLQJIDFWRUVRISULPDU\SURGXFWLRQLQDZDUPLQJ$UFWLF2FHDQ$)XMLZDUD('HYUHG61LVKLQR7+LUDZDNH7
.LNXFKL635
63666

&KDLU6KLQ6XJL\DPD
636
6356

7KH(YHQNL VDQLPLVPDQGILUHPDQDJHPHQWLQWKHFRQWH[WRIZLOGILUHVLQ
6LEHULD

 $UFWLF7RGD\*HRSROLWLFVPHGLDWLRQDQGSRZHU$6LULQD

0&KULVWHQVHQ

as of .BSDI, 2020

R1
Atmosphere
Breakout Session/March2, 2020
Venue: Chu3
Chair: Daisuke Goto
R1-O01
R1-O02
R1-O03

R1-O04

Warm Air Masses and Wind Conditions During Active Fire-periods in Boreal*H. Hayasaka
15:15-15:30
Forests
Transport of black carbon from Asia to the Arctic: Siberian and Pacific*K. Ikeda, H. Tanimoto, T. Sugita, H. Akiyoshi, Y.
15:30-15:45
Kanaya, C. Zhu, F. Taketani
pathways, and their meteorological controls
Installation of the developed insulation box in Alaska for PM2.5 measurement*T. J. Yasunari, Y. Matsumi, S. Wakabayashi, K.-M.
15:45-16:00 in cold regions, and its PM2.5 and climatic characteristics there in the summer Kim, A. M. da Silva, S. Matobaof 2019*K. Goto-Azuma, Y. Ogawa-Tsukagawa, Y. Kondo, R.
Dallmayr, M. Hirabayashi, J. Ogata, K. Kitamura, K.

Changes in concentrations and size distributions of black carbon in Northwest
Kawamura, H. Motoyama, S. Matoba, T. Aoki, N.
16:00-16:15
Greenland over the past 350 years
Moteki, S. Ohata, T. Mori, M. Koike, Y. Komuro, A.
Tsushima, N. Nagatsuka, W. Shigeyama, K. Fujita

R1-O05

16:15-16:30

Estimates of methane emissions in Siberia using regional tower network
observations*S. Maksyutov, M. Sasakawa, F. Wang, A. Tsuruta, R.
Janardanan, A. Ito, M. Arshinov, E. Dlugokencky, T.
Matsunaga, T. Machida

R1-O06

16:30-16:45

Validation of CH4 emissions from the East Siberian Arctic shelf based on
atmospheric observation onboard R/V Mirai*Y. Tohjima, J. Zeng, Y. Niwa, T. Shirai, S. Ishidoya,
S. Morimoto

16:45-17:00 Break
Chair: Masakazu Yoshimori
R1-O0717:00-17:15 Cloud-driven modulations of Greenland ice sheet surface melt

R1-O08

17:15-17:30 Thawing permafrost: an overlooked source of seeds for Arctic cloud formation Douglas

R1-O0917:30-17:45 A spatial model for warm temperature extremes in the high Arctic

R1-O10

17:45-18:00

R1-O11
R1-O12*M. Niwano, A. Hashimoto, T. Aoki
*J. Creamean, T Hill, P. DeMott, J. Uetake, T.

*G. Messori, R. Wada, C. Woods

Atmospheric circulation in the Northern Hemisphere Extratropics during ETCW
*D.D. Bokuchava, V.A. Semenov
period in different 20th century reanalyses
Impact Of Leads In Ice On Arctic Surface Climate In The Norwegian Earth*R. Davy, L. Suo, Y. Gao
18:00-18:15
System Model
The changing nature of air-sea interaction over the Nordic Seas and its impact*G.W.K. Moore, K. Våge, I.A. Renfrew, R.S. Pickart
18:15-18:30
on the headwaters of the Atlantic Meridional Overturning Circulation

as of .BSDI, 2020

R2
Ocean and Sea Ice
Breakout Session/March4, 2020
Venue: Chu3
Chair: Eiji Watanabe*A. Proshutinsky, R. Krishfield, J. Toole, M.-L.
Timmermans, W. Williams, S. Zimmerman, M.
Yamamoto-Kawai, T. W. K. Armitage, D.
Dukhovskoy, E. Golubeva, G. G. Manucharyan, G.
Platov, E. Watanabe, T. Kikuchi, S. Nishino, M. Itoh,S.-H. Kang, K.-H. Cho, K. Tateyama, J. Zhao

R2-O01

13:30-13:45 Beaufort Gyre freshwater content in 2003-2018

R2-O02

13:45-14:00

R2-O03

14:00-14:15 A new way to derive the sea ice thickness from satellite observation data

*N. Kimura, H. Hasumi

R2-O04

14:15-14:30 Using in-situ to validate Arctic sea level change seen with remote sensing*C. A. Ludwigsen, O B. Andersen, S. Abbas Khan

R2-O05

14:30-14:45 Driftwood as indicators of past Arctic climate change*H. W. Linderholm, B.E. Gunnarson, U. Büntgen, P.J.
Krusic

R2-O06

14:45-15:00 A new era of abrupt climate change - perspectives from the last glacial*K.H. Nisancioglu, E. Jansen, T. Dokken, B. Vinther,
J.H. Christensen

An assessment of 2019 sub-seasonal to intra-annual sea ice forecast skill in
the Regional Arctic System Model*Y. Lee, W. Maslowski, A. Craig, M. Seefeldt, J.
Cassano, J. Clement Kinney, B. Nijssen, R. Osinski, X.
Wu

15:00-15:15 Break
Chair: Hajo Eicken
R2-O07
R2-O08
R2-O09R2-O10

15:15-15:30 Generating sea ice DEM using UAV images for sea ice thickness estimation*T. Watanabe, K. Tateyama

The observation of underwater ice-sediment interaction in a polynya in the*M. Ito, K. I. Ohshima, Y. Fukamachi, D. Hirano, A.
R. Mahoney, J. Jones, T. Takatsuka, H. Eicken
Chukchi Sea
Bottom sediments reveal inter-annual variability of interaction between the Ob*A. Osadchiev, E. Asadulin, A. Miroshnikov
15:45-16:00
and Yenisei plumes in the Kara Sea
Cold water upwelling and entrainment near the Anadyr Strait: Implications to *Y. Kawaguchi, J. Nishioka, S. Nishino, S. Fujio, A.
16:00-16:15
Fujiwara, D. Yanagimoto, I. Yasuda
the North Pacific-Arctic interaction

15:30-15:45

R2-O11

16:15-16:30 Changes in mixing layer depth and its biogeochemical consequences

R2-O12

16:30-16:45

Sea ice-derived organic carbon: A dominant food source for deep sea benthic
consumers in spring, Baffin Bay, Canadian Arctic*S. Kumakawa, M. Yamamoto-Kawai*G. Yunda-Guarin, T. Brown, C. Nozais, P.
Archambault

16:45-17:00 Break
Chair: Yasushi Fukamachi
R2-O13

Input of Pacific-origin water and settling particle fluxes in the southwestern
17:00-17:15
Canada Basin, 2015-2019

R2-O14

17:15-17:30

Dissolved methane distribution and its controlling factors in the Arctic Ocean in *O. T-N. Bui, S. KAMEYAMA, U. TSUNOGAI , J. JUNG,
E. J. Yang, S. H. Kang
2016 summer

R2-O15

17:30-17:45

Methane in Arctic first and second year sea ice: Results from the N-ICE2015
expedition

R2-O16

17:45-18:00

R2-O17

Variations of sea ice band observed in the Northern Chukchi Sea in summer
associated with sea ice rafting
Convection in the Arctic Ocean surface layer simulated using a box model
18:00-18:15
implemented with a PDF*J. Onodera, E. Watanabe, K. Mizobata, Y. Tanaka,
N. Harada*A.Silyakova, M. Kotovich, D. Nomura, M. A.
Granskog, E. Damm, A. Fransson, M. Chierici, B.
Delille*K. Shimada, J. Yamamoto*M. Ikeda

as of .BSDI, 2020

R3
Rivers, Lakes, Permafrost and Snow CoverBreakout Session/March2, 2020
Venue: Hall
Chair: Kazuyuki Saito
Assessment of hydrological hazards risks in the Russian Arctic based on
R3-O01 17:00-17:15
hydrological modelling*O. Makarieva, N. Nesterova, D. Post

R3-O02 17:15-17:30 Vulnerability of permafrost groundwater in northern Mongolia*T. Hiyama, A. Dashtseren, K. Asai, H. Kanamori, Y.
Iijima, M. Ishikawa

R3-O03 17:30-17:45 Rain impacts winter streamflow in the North-East of Russia*N. Nesterova, O. Makarieva, D. A. Post

R3-O04 17:45-18:00 Water temperature regime of Russian Arctic rivers*A. Vasilenko, D. Magritskiy, N. Frolova

Monitoring surface temperatures of the Arctic rivers from space with GCOMC/SGLI thermal infrared images
Biotesting as a part of Integrated Ecological Monitoring of Arctic Freshwater
R3-O06 18:15-18:30
Water Systems

R3-O05 18:00-18:15*M. Hori
E. Pribytkova, *K. Terentyev, N. Klimovskiy, G.
Shanina

Breakout Session/March3, 2020
Venue: Hall
Chair: Masahiro Hori and Kazuyuki Saito
R3-O07 15:15-15:30 Decadal dynamics of permafrost landforms in Svalbard*N. Matsuoka, T. Watanabe, H. H. Christiansen

R3-O08 15:30-15:45 Decaying Mongolian permafrost: edge of the Siberian continuous permafrost*A. Dashtseren, T. Hiyama, Y. Iijima, M. Ishikawa, Y.
Jambaljav

Changes in Thermokarst Lakes along the Inuvik-Tuktoyaktuk Highway (ITH)
Corridor in NWT, Canada (1950 - Present)
Thermokarst settlement in Central Yakutia detected by ALOS/ALOS-2 L-band
R3-O10 16:00-16:15
SAR Interferometry
Permafrost degradation after the Anaktuvuk River Fire (ARF) measured by
R3-O11 16:15-16:30
field surveys and L-band SAR interferometry
Assessing and Projecting Greenhouse Gas Release from Large-scale
R3-O12 16:30-16:45
Permafrost Degradation

R3-O09 15:45-16:00*D. Kariyawasam, P. Marsh, E. Wilcox, B. Walker*T. Abe, G. Iwahana, T. Tadono*G. Iwahana, H. Ohno, R. Busey, M. Uchida, R. R.
Muskett, T. Yokohata, K. Saito*K. Saito, H. Ohno, T. Yokohata, H. Machiya, G.
Iwahana

16:45-17:00 Break
R3-O13 17:00-17:15

Sources, distribution and preservation of organic matter in the subsea
permafrost and bottom sediments from Buor-Khaya Bay (Laptev Sea)

R3-O14 17:15-17:30

Carbon flow and climate feedbacks in the Arctic landscape: where is carbon
stored and where released?

*A. Ulyantsev, S. Bratskaya, N. Prokuda*A. Korhola, M. Aurela, N. Shurpali, M. Väliranta, S.
Juutinen, M. Heikkilä, J. Weckström, T. Virtanen, S.
Piilo, A. Räsänen, L. Heiskanen, J-P. Tuovinen, A.
Lohila, C. Treat, C. Biasi

Modeling of catastrophic floods in the Magadan region using WRF climate*V. A. Kurovskaia
model
A physically-based modelling framework for operational forecasting of river ice*P. Rokaya, L. M-Marin, K-E. Lindenschmidt
R3-O16 17:45-18:00
breakup
R3-O15 17:30-17:45

as of .BSDI 2020

56,FH6KHHWV*ODFLHUVDQG,FH&RUHV*ODFLHURFHDQ,QWHUDFWLRQDQG7KHLU,PSDFWRQ$UFWLF0DULQH(FRV\VWHP%UHDNRXW6HVVLRQ0DUFK
9HQXH&KX
&KDLU0DVDVKL1LZDQR
562
562
562
562

+RZKDVXQGHUVWDQGLQJRIWKHEDVDOWKHUPRG\QDPLFVRIWKH*UHHQODQG,FH
6KHHWFKDQJHGRYHUWKHODVWGHFDGH"
6XUIDFHHOHYDWLRQFKDQJHVRIJODFLHUVDORQJWKHFRDVWRI3UXGKRH/DQGQRUWKZHVWHUQ*UHHQODQGIURPWR
,60,3IXWXUHSURMHFWLRQVIRUWKH*UHHQODQGLFHVKHHWZLWKWKHPRGHOV
6,&232/,6DQG,660
2QWKH3RVVLELOLW\RID/RQJ6XEJODFLDO5LYHU8QGHUWKH1RUWK*UHHQODQG,FH
6KHHW



562

6QRZPRGLILFDWLRQHYDOXDWHGE\VSHFLILFVXUIDFHDUHD 66$ RILFHILUQFRUHVIURP*UHHQODQG

562

3K\VLFDOSURSHUWLHVRILQWHUQDOOD\HUVLQ*UHHQODQGLFHVKHHWPHDVXUHPHQWV
DQGPRGHOOLQJGDWDDQDO\VLV:&ROJDQ-$0DF*UHJRU<00DUWRV1%
.DUOVVRQ<:DQJ'6DNDNLEDUD66XJL\DPD$$%MUN
05ÝFNDPS5*UHYH&&KDPEHUV5&DORY$+XPEHUW&&KDPEHUV5*UHYH%$OWHQD30/HIHXYUH
7$QGR06KLEDWD60DWRED66XJL\DPD.
)XMLWD6)XMLWD7$RNL6<DPDJXFKL6$GDFKL$+DFKLNXER$+RUL01LZDQR<,L]XND
60RMWDEDYL):LOKHOPV625DVPXVVHQ2
(LVHQ6)UDQNH'-DQVHQ(&RRN6'DYLHV*
6LQQO06-HQVHQ'6WHLQKDJH6.LSIVWXKO''DKO-HQVHQ%UHDNRXW6HVVLRQ0DUFK
9HQXH&KX
&KDLU0DVDVKL1LZDQRDQG-RQ2YH+DJHQ
562

562

562
562
562

6QRZJUDLQJURZWKDQG1,5DOEHGRUHGXFWLRQGXHWRWHPSHUDWXUHLQFUHDVHDW
6,*0$$*UHHQODQG,FH6KHHW

7$RNL01LZDQR77DQLNDZD60DWRED<,L]XND6<DPDJXFKL.)XMLWD0+RUL56KLPDGD+,VKLPRWR7<DPDVDNL'HIRUPDWLRQ)HDWXUHVDQG'LVWXUEDQFHVLQWKH6WUDWLJUDSK\RIWKH(DVW*5,3,FH -:HVWKRII,:HLNXVDW$6YHQVVRQ'-DQVHQ6
.LSIVWXKO''DKO-HQVHQ&RUH
6WUDWLJUDSKLFYDULDWLRQRIFKHPLFDOVXEVWDQFHVLQDFRDVWDOLFHFRUHIURP<.XURVDNL60DWRED<,L]XND01LZDQR7
7DQLNDZD7$QGR7$RNL
QRUWKZHVWHUQ*UHHQODQG,FH6KHHW(IIHFWVRILPSXULW\GUDJLQ1((0 1RUWK*UHHQODQG(HPLDQLFH'ULOOLQJ LFHFRUH 7+RPPD76DUX\D07DNDWD1$]XPD.

*RWR$]XPD
EHLQJDSSOLHGSKDVHWUDQVLWLRQ 6SDWLDOYDULDWLRQVRIFU\RFRQLWHJUDQXOHVRQ*UHHQODQG,FH6KHHW

17DNHXFKL.,VKLZDWDUL$:DWDQDEH1
1DJDWVXND

 %UHDN
562
562

,URQVXSSO\IURPDPDULQHWHUPLQDWLQJJODFLHULQWR%RZGRLQ)MRUG
1.DQQD66XJL\DPD<)XNDPDFKL'1RPXUD
-1LVKLRNDQRUWKZHVWHUQ*UHHQODQG
6HDVRQDOYDULDELOLW\LQRFHDQLFWHPSHUDWXUHVDOLQLW\DQGFXUUHQWQHDU%RZGRLQ<)XMLVKL<)XNDPDFKL1.DQQD66XJL\DPD*ODFLHUDPDULQHWHUPLQDWLQJJODFLHULQQRUWKZHVWHUQ*UHHQODQG



562 (QJODFLDOZDUPLQJLQGLFDWHVGHHSFUHYDVVLQJLQ%RZGRLQ*ODFLHU*UHHQODQG-6HJXLQRW0)XQN$%DXGHU7:\GHU&6HQQ
66XJL\DPD

562 7DUGLJUDGHVOLYLQJRQDVXEDUFWLFJODFLHULQ$ODVND

02QR17DNHXFKL.=DZLHUXFKD-%XGD

0DVVFRQFHQWUDWLRQDQGRULJLQRIEODFNFDUERQLQVSULQJVQRZRQ$ODVNDQ
JODFLHUV%LJ'DWD0RGHOOLQJRI7UHQGVLQ*ODFLHU6XUIDFH(OHYDWLRQ&KDQJHIURP5HSHDW'LJLWDO(OHYDWLRQ0RGHOV..RQ\D70L\DNDZD07DNLJDZD0<DPDJXFKL62b1HHO07UXIIHU

562
562

56WRUUDU .60ZLWRQGLas of .BSDI, 2020

R7
Geospace
Breakout Session/March5, 2020
Venue: Chu3
Chair: Ryuho Kataoka and Yasunobu Ogawa
R7-O01

15:15-15:33 Fan-shaped aurora as extreme space weather*R. Kataoka

R7-O02

15:33-15:51 Flickering aurora: Zenith view and side view

*K. Murase, R. Kataoka, H. A. Uchida, A. Kadokura

R7-O03Current status of Iceland - Syowa conjugate observation for upper
15:51-16:09
atmosphere physics studies in 2019

*A. Kadokura, Y. Tanaka, R. Kataoka, U. H. Akihito,
K. Murase, M. Okada, Y. Ogawa, M. Taguchi, M.
Ozaki, K. Shiokawa, Y. Sato, M. Kamogawa, Y.
Minamoto, T. Motoba, H. Sakurai, H. Yamagishi, N.
Sato, G. Bjornsson

R7-O04

16:09-16:27 Study on auroral 3D structure in the northen Europe*Y. Tanaka, Y. Ogawa, A. Kadokura, T. Nishiyama, A.
Yoshikawa, B. Gustavsson, K. Kauristie, C-F. Enell, U.
Brändström, T. Sergienko, A. Kozlovsky, T. Raita, H.
Vanhamäki

R7-O05

16:27-16:45

Ground-based optical observations for short-wavelength infrared aurora andairglow emissions in Northern Europe*T. Nishiyama, M. Kagitani, Y. Ogawa, P. Dalin, U.
Brändström, M. Taguchi, T. Sakanoi

16:45-17:00 BreakR7-O06R7-O07R7-O08R7-O09Space weather modeling of the polar thermosphere and ionosphere withEISCAT observations and GCM simulations
Ion temperature and velocity variations in the D- and E-region polar
17:18-17:36
ionosphere during stratospheric sudden warming
Effects of solar proton events on ozone and temperature in the satellite and17:36-17:54
reanalysis data
An event analysis on pulsating aurora observed by an optical spectrograph at
17:54-18:12
Tromsoe, Norway

17:00-17:18

18:12-18:30 Discussion time

*H. Fujiwara, Y. Miyoshi, S. Nozawa, Y. Ogawa, H.
Jin, C. Tao, H. Shinagawa*Y. Ogawa, S. Nozawa, M. Tsutsumi, Y. Tomikawa,
C. Hall, I. Häggström*Y. Tomikawa
C. Li, *T. T. Tsuda, K. Hosokawa, S. Nozawa, T.
Kawabata, A. Mizuno. Oyama, J. Kuriharaas of .BSDI, 2020

5
/DQJXDJH&XOWXUHDQG+HDOWK%UHDNRXW6HVVLRQ0DUFK
9HQXH7RNX&KDLU7%'
,XOWLQ5RDGLQWKH/LIHRI&RQWHPSRUDU\&KXNFKL5HLQGHHU+HUGHUV
7UDQVIRUPDWLRQRIWKH)RRG$XWRQRP\5HJLPH,QGLJHQRXV)RRGDQG&XOWXUDO6RYHUHLJQW\DPRQJWKH,QXSLDWLQ8WTLDJYLN$ODVND86$
8QHDUWKLQJ1DQYDUSDN&XOWXUDO/DQGVFDSH3ODFH1DPHV/DQJXDJHV/RFDO+LVWRULHVDQG2UDO7UDGLWLRQV/DQJXDJH5HYLWDOL]DWLRQDQG(GXFDWLRQLQ1XQDYXW&DQDGD$&DVH6WXG\DW,TXDOXLW

52



52



52



52



52

 3RODU<HDU&XOWXUDO,PPHUVLRQLQ7LQLWHTLODDT

9'DY\GRY('DY\GRYD
1.LVKLJDPL<.XJR0+DVHJDZD.2OLYHU

 'LVFXVVLRQ4 5 %UHDN
7KH+HDOWKRI,QXLW/LYLQJLQ6RXWKHUQ4XHEHF(DUO\5HVXOWVIURPWKH
52

 4XDOLWDWLYH3KDVHRIWKH4DQXLNNDW6LTLQLUPLXW3URMHFWDQG&RPSDULVRQZLWK

52



52

 $LQX&ROOHFWLRQV&ROOHFWHGE\3ROLVK5HVHDUFKHUVLQ5XVVLD

3UHYLRXV6WXGLHV5HWKLQNLQJ5HVHDUFKDVD)XWXUH)RUPLQJ3UDFWLFHWKURXJKWKH,7.1DWLRQDO,QXLW5HVHDUFK6WUDWHJ\&)OHWFKHU05LYD0&/\RQQDLV/6KLSDOXN1
%RXFKHU0/DSRLQWH73LVXNWLH
0.:DWVRQ
9%6DFKXN 'LVFXVVLRQ4 5
52



6FLHQFH'LSORPDF\IRU6XVWDLQDEOH$UFWLFWKH5ROHRI8QLYHUVLW\3DUWQHUVKLSV
DQG-RLQW3URMHFWV

0.DOLQLQD

52



5HSURGXFWLRQRI:DUPDQG(OHFWULFLW\LQWKH5XVVLDQ$UFWLF8WLOLW\3HRSOH
7KHLU6RFLDO2UJDQL]DWLRQDQG&XOWXUH

1*RQFKDURY

52

,QIOXHQFHRI,QGRRU7HPSHUDWXUH'LVWULEXWLRQRQ+HDOWKRI(OGHUO\3HRSOHLQ&ROG&OLPDWH

70RUL<2RQXPD68NDZD$7DPDNRVKL 'LVFXVVLRQ4 5

as of .BSDI, 202056(QJLQHHULQJIRU6XVWDLQDEOH'HYHORSPHQW7UDQVGLVFLSOLQDU\5HVHDUFKDQG(GXFDWLRQIRU
D6XVWDLQDEOH$UFWLF%UHDNRXW6HVVLRQ0DUFK
9HQXH7RNX&KDLU+DMLPH<DPDJXFKLDQG0DJQXV%UXPDQ
562 +XPDQGLPHQVLRQLQSRODUQDYLJDWLRQV

562

562 $UFWLF-XVWLFH

562+HDOWK\DJLQJVWUDWHJLHVLQWKH5XVVLDQ$UFWLFDVDUHDOL]DWLRQVXVWDLQDEOHGHYHORSPHQWJRDOV(*ROXEHYD$6RORYLHY

562

0RELOLW\PDWWHUV%XLOGLQJWUDQVGLVFLSOLQDU\UHVHDUFKQHWZRUNVWKURXJK$UFWLFUHVHDUFKDQGHGXFDWLRQSURJUDPV&-XQJ --HRQJ6.LP+6KLQ$UFWLFUHJLRQDOHFRQRPLFGHYHORSPHQWUHJUHVVLRQDVVHVVPHQWRILQGXVWU\LQYHVWPHQWULSSOHHIIHFWV+.LWDJDZD(6DNDL

21RVKFKHQNR'0LVKLQD

as of .BSDI, 2020

S1
Challenges for the Fast Transitions of Atmosphere, Sea Ice and Ocean in the Arctic
Systems
Breakout Session/March4, 2020
Venue: Chu4
Chair: Jun Inoue*M. Shupe, D. Costa, C. Cox, M. Gallagher, S. Morris,
J. Osborn, O. Persson,T. Uttal

S1-O01

13:30-13:45 A First Look at Clouds and the Surface Energy Budget at MOSAiC

S1-O02

13:45-14:00

Application of Polar WRF to investigate the recent changes in winter Arctic
clouds

*H. Cho, S-Y. Jun, C-H. Ho, G. McFarquhar, J-H
Kim,D. Lee

S1-O03

14:00-14:15

Use of unmanned aerial systems during the Year of Polar Prediction and the
MOSAiC Expedition*G. de Boer, D. Lawrence, J. Cassano, B. Argrow, J.
Hamilton, S. Borenstein, J. Intrieri, J. Osborn, R.
Calmer, G. Jozef, C. Cahill, G. Foscue, D.J. Creamean

S1-O04

14:15-14:30

S1-O05
S1-O06

Near tropopause discrepancy in air temperature during the YOPP special
observing period
Predictability of an Intense Arctic Cyclone in August 2016 within the KPOPS14:30-14:45
Weather System

14:45-15:00 Key indicators of Arctic climate change 1971 to 2017

*M. Hori, J.Inoue, A. Makshtas, V. Kustov*Y. Choi, J.-H. Kim, S.-W. Kim*J. E. Box

15:00-15:15 Break
Chair: Yusuke Kawaguchi
S1-O07
S1-O08A new coupled modeling system developed for Arctic sea ice and climate
15:15-15:30
prediction
Optimization of dynamic parameters of sea ice models based on satellite15:30-15:45
derived sea ice velocity field

S1-O0915:45-16:00 Sea-ice edge forecast using damped persistence of probability anomaly

S1-O10

16:00-16:15

S1-O11S1-O12Medium range sea ice prediction in support of Japanese research vessel
MIRAI's expedition cruises in 2018 and 2019
Delayed Sea Ice Advance by the Anomalous Warm Chukchi Sea in November
16:15-16:30
2018

16:30-16:45

Ice-ridge internal waves and turbulent heat flux in ice-ocean boundary layer:
Observations*J. Liu, C-Y. Yang,S. Xu*T. Toyoda, N. Kimura, S. Urakawa, H. Tsujino, H.
Nakano, K. Sakamoto, G. Yamanaka*B. Niraula, H. Goessling*L.W.A. De Silva, J. Inoue, H. Yamaguchi,T. Terui*T. Kodaira, T. Nose, T. Waseda, J. Inoue*Y. Kawaguchi, Y. Matsumura, M. Granskog, A.
Sunfdjford, D. Nomura, Y. Fang, D. Divine, I.
Kuznetzov, B. Rabe, J. Inoue

16:45-17:00 Break
Chair: Daiki Nomura
S1-O13S1-O14S1-O15

Recent behavior of the Nares Strait ice arches: anomalous collapses andenhanced export of multi-year ice from the Arctic Ocean
On the possibility of detecting deformed sea ice area in the seasonal ice zone
17:15-17:30
with ALOS-2/PALSAR-2 system
Ensemble forecast experiments of summertime sea ice in the Arctic Ocean
17:30-17:45
using TOPAZ4 ice-ocean data assimilation

17:00-17:15

S1-O16

17:45-18:00 The changing under-ice light field of the Arctic Ocean

S1-O1718:00-18:15

S1-O1818:15-18:30 Year-round surveys for air-sea ice gas flux in the central Arctic Ocean

Net community production and carbon exchange from winter to summer inthe Atlantic water inflow to the Arctic Ocean*G.W.K. Moore, S.E.L. Howell, M. Brady, X. Xu, K.
McNeil*T. Toyota, J. Ishiyama, N. Kimura*T. Nakanowatari, J. Xie, L. Bertino, M. Matsueda, A.
Yamagami, J. Inoue*G. Veyssiere, J.P. Wilkinson, J. Stroeve, M.
Vancoppenolle, G. Castellani, M.J.Karcher, M. Lebrun,
A. Hayward, F. Kauker, H. Flores, L. Valcic, M.
Nicolaus, J-H. Kim, E-J. Yang, C. Katlein, M. Barbin,
J. Landy, G. Liston*M. Chierici, M.Vernet, A.Fransson, K.Y.Børsheim*D. Nomura, B. Delille, E. Damm, B. Loose, K.
Abrahamsson, L. Zhan, J. Inoueas of .BSDI, 2020

S2
Weather and Climate in the Arctic Region: Its Predictability and Remote Connection
Breakout Session/March5, 2020
Venue: Chu4
Chair: Akio Yamagami
S2-O01S2-O02S2-O03S2-O04S2-O05
S2-O06

Enhanced likelihood of summer extreme weathers over Eurasia triggered by*T. Sato, T. Nakamura
15:15-15:30
snow anomalies
Importance of a vertically tilting structure for energizing the North Atlantic*P. Martineau, H. Nakamura, Y. Kosaka, A.
15:30-15:45
Yamamoto
Oscillation
The role of Eurasian land processes as a climate memory in Arctic-mid-latitude*T. Nakamura, K. Yamazaki, T. Sato, J. Ukita
15:45-16:00
climate linkage
Warm hole in Pacific Arctic sea ice cover forces mid-latitude Northern*Y. Tachibana, K. K. Komatsu, V. A. Alexeev, L.
16:00-16:15
Cai,Y. Ando
Hemisphere cooling during winterA reconciled estimate of the influence of Arctic sea-ice loss on recent Eurasian *M. Mori, Y. Kosaka, M. Watanabe, H. Nakamura, M.
16:15-16:30
Kimoto, B. Taguchi
cooling
An Internal Atmospheric Process Determining Summertime Arctic Sea Ice*D. Topal, Q. Ding, J. Mitchell, I. Baxter, M. Herein,
16:30-16:45 Melting in the Next Three Decades: Lessons Learnt from 5 Large Ensembles
T.Haszpra, R. Luo, Q. Li
and CMIP5 Simulations

16:45-17:00 BreakS2-O07
S2-O08
S2-O09Sea Ice Changes during the Early 20th Century Arctic Warming in an Earth
System Model
A tropospheric pathway of the stratospheric quasi-biennial oscillation (QBO)
17:15-17:30
impact on the boreal winter polar vortex
Sub-seasonal Predictability over the Northern Hemisphere in Operational
17:30-17:45
Ensemble Forecasts

17:00-17:15

S2-O10

17:45-18:00 Role of Arctic cyclones in large sea ice decrease during August 2012

S2-O11

18:00-18:15

S2-O12

18:15-18:30 Regional Modeling and Prediction of the Arctic Climate System*T. Aizawa, M. Ishii, S. Yukimoto, H. Hasumi*K. Yamazaki, T. Nakamura, J. Ukita, K. Hoshi*A. Yamagami, M. Matsueda*H. Kubokawa, T. Kawasaki, N. Kimura, M. Satoh, H.
Hasumi

Assessment of Forecast Skills for Arctic Cyclone in July 2018 using Operational *T. Matsunobu, H. L. Tanaka, A. Yamagami,M.
Matsueda
NWP Models
W. Maslowski, Y. Lee, R. Osinski, J. Cassano, J. C.
Kinney, *A. Craig, B. Nijssen, M. Seefeldt

as of .BSDI, 2020

S3
Synoptic Arctic Survey – An Ocean Research Program for the Future
Breakout Session/March3, 2020
Venue: Toku-1
Chair: Shigeto Nishino
S3-O01The Swedish contribution to SAS – a voyage to a little known sector of Central*S -Å. Wängberg
15:15-15:33
Arctic Ocean

S3-O02

15:33-15:51

S3-O03

15:51-16:09 SAS-Mirai 2020 cruise in the western Arctic Ocean

S3-O04

16:09-16:27

S3-O05*J. Grebmeier, C. Ashjian, N. Bates, R. Campbell, L.

Taking the Pulse of the Arctic Ocean System, from the Shelves to the Pole – A
Cooper, S. Danieslon, L. Juranek, C. Pilskaln, M -L.
US Contribution to the International Synoptic Arctic Survey
Timmermans*S. Nishino, T. Kikuchi, W. Williams, K. Azetsu-Scott,S- H. Kang, E. J. Yang, K-H. Cho, J. Jung, J. He

Synoptic Arctic Survey to better serve the cause of the Central Arctic Ocean*H. C. Shin, S. Ho. Kang, E. J. Yang
Fisheries Agreement: Lessens from the Antarctic Ocean
Changes in freshwater content in the Canada Basin from 2003 to 2017 and its *M. Yamamoto-Kawai, S. Kumakawa, Y. Zhang, W.
16:27-16:45
Williams
biogeochemical consequences

16:45-17:00 Break
Chair: Øyvind Paasche
S3-O06Long term variability of Barrow Canyon fluxes and its impact on subsurface
17:00-17:18
warming in the western Arctic Ocean*M. Itoh, T. Kikuchi, S. Nishino

S3-O07

17:18-17:36 Arctic Anthropogenic Carbon*A. Olsen, B. Rajasakaren, E. Jeansson, T. Tanhua,
T. Johannessen,W. M. S. Jr

S3-O08

17:36-17:54 Arctic Ocean CO2 uptake*S. Yasunaka, A. Olsen, M. Manizza, D. Carroll, P.
Landschützer

S3-O0917:54-18:12 Functional state of phytoplankton in the slope areas of the Russian Arctic seas V. Kremenetskiy

S3-O10

18:12-18:30*V. Sergeeva, A. Polukhin, I. Sukhanova, A. Fedorov,

Current state and predicting change on zooplankton community in the pacificsector of Arctic Ocean*K. Matsuno, A. Fujiwara

as of .BSDI 2020

S4-R6
Integration of Oceanographic and Marine Ecological Research in the Pacific Arctic Region
and the Northern Bering Sea
Breakout Session/March5, 2020
Venue: Hall
Chair: Amane Fujiwara
S4-R6-O01

15:15-15:33

Factors Regulating Nitrification in the Arctic Ocean: Potential Impact of Sea Ice *T. Shiozaki, M. Ijichi, A. Fujiwara, A. Makabe, S.
Nishino, C. Yoshikawa, N. Harada
Reduction and Ocean Acidification

S4-R6-O02

15:33-15:51

Effects of nitrate availability on phytoplankton photophysiology in the Arctic
Ocean in summer*E. Ko, J. Park, M. Y. Gorbunov, J. Jung, Y. Lee, E.
Jin Yang, S-Ho. Kang

S4-R6-O03

15:51-16:09

Impacts of temperature and CO2 on the coupling between phytoplankton
growth and microzooplankton grazing in the western Arctic Ocean*K. Sugie

S4-R6-O04

16:09-16:27

Ice nucleating particles carried from below a phytoplankton bloom to the
Arctic atmosphere*J. Creamean, J. Cross, R. Pickart, L. McRaven, P.
Lin, A. Pacini, R. Hanlon, D. Schmale, J. Ceniceros, T.
Aydell, N. Colombi, E. Bolger, P. DeMott

S4-R6-O05

16:27-16:45

Northward migration of Pacific copepods follows the temperature of Bering
Summer Water (BSW) in the Chukchi Sea*J.-H. Kim, K.-H. Cho, H. S. La, E. J. Choy, K.
Matsuno, S.-H. Kang, K. H. Lee, E. J. Yang, W. Kim

16:45-17:00 Break
Chair: Takafumi Hirata*I. D. Alabia, J. G. Molinos, S. I. Saitoh, T. Hirata, T.
Hirawake, F. J. Mueter

S4-R6-O06

17:00-17:18 Projected redistribution of marine biodiversity in the Pacific Arctic

S4-R6-O07

17:18-17:36

Spatial and temporal distribution of cold water pool on the Bering Sea shelfsuggested by satellite altimeter*K. Mizobata

S4-R6-O08

17:36-17:54

Chlorophyll a and sea ice distributions in the northern Bering Sea in 2017 and2018*T. Hirawake, A. Ooki, H. Abe, H. Ueno, J. Nishioka

S4-R6-O09

Responses of breeding seabirds to recent changes in sea ice conditions in the
17:54-18:12
Northern Bering Sea*A. Takahashi, A. Will, J. B. Thiebot, S. Tsukamoto,
A. Kitaysky

as of .BSDI, 2020

S6-R5
Terrestrial Ecosystems, Hydrology, and Biogeochemistry
Breakout Session/March4, 2020
Venue: Hall
Chair: Hideki Kobayashi and Daqing Yang
S6-R5-O01

Fine root production rates in black spruce stands with different depths of
13:30-13:45
active layer in interior Alaska

S6-R5-O02

13:45-14:00

COMPARISON OF MORPHOMETRICAL AUFEIS PARAMETERS ESTIMATIONMETHODS*L. Gagarin, A. Melnikov, N. Volgusheva, N.
Tananaev

S6-R5-O03

14:00-14:15

Long-term reconstruction of aboveground biomass development of Larix
gmelinii forest in Central Siberia and in Russian Far East

*M. Kamara, A. Osawa, Y. Matsuura, B. Semyon

S6-R5-O04

14:15-14:30

Current tendency of the permafrost landscape evolution in Yakutia, Eastern
Siberia*A. N. Fedorov, P.Y. Konstantinov, N. F. Vasyliev, Y.
I. Torgovkin, Y. Iijima, H. Park, T. Hiyama

S6-R5-O05

14:30-14:45

Ecophysiological and Biochemical Features of Photosynthesis Process ofWoody Plants in Eastern Siberia*T. Maximov, A. Maksimov, M. Terentyeva*K. Noguchi, Y. Matsuura, T. Morishita, J. Toriyama,
Y. Kim

14:45-15:15 Break
Chair: Tetsuya Hiyama and Hoteak Park
S6-R5-O06

Heterogeneous snow-cover derived uncertainties in permafrost temperature
15:15-15:30
and greenhouse gas simulations*H. Park, D. Yang

S6-R5-O07

15:30-15:45 Environment changes in the Eurasian Arctic*P. Groisman, S. Gulev, D. Streletskiy, G. Peng, N.
Speranskaya, N. Tchebakova

S6-R5-O08

15:45-16:00

S6-R5-O09

Surface and subsurface hydrology in continuous permafrost at the small
16:00-16:15
research basin near Yakutsk, Eastern Siberia

S6-R5-O10

16:15-16:30

Role of soil water in dissimilar freeze/thaw of permafrost active layer at larch
forests in eastern Siberia

Effects of the extreme wet event on nitrogen availability and NDVI in larch
forest of Eastern Siberia*A. Kotani, T. Hiyama, T. Nakai, T. Maximov*L. Lebedeva, V. Shamov, V. Efremov, K. Bazhin, I.
Khristoforov*A. Nogovitcyn, A. Sugimoto, R. Shakhmatov, T.
Morozumi, S. Tei, Y. Miyamoto, S.Nagai, T. Maximov

16:45-17:00 Break
Chair: Yongwon Kim and Hoteak Park
Reconstructing organic carbon accumulation in drunken forest on permafrost*K. Fujii, K. Yasue, Y. Matsuura
affected soils

S6-R5-O11

17:00-17:15

S6-R5-O12

17:15-17:30 Soil organic carbon in Gronfjord, Svalbard: stocks and molecular composition*I. Alekseev, E. Abakumov

S6-R5-O13

17:30-17:45 Methane emission from tree stems in interior Alaska*T. Morishita, Y. Kim, K. Noguchi, Y. Matsuura, K.
Terazawa

S6-R5-O14

17:45-18:00 Greenhouse Gases Emissions from Mongolian Permafrost Region (2009-2018)*A. Saruulzaya, D. Sainbuyan

as of .BSDI, 2020

S7
Impact of Changing Arctic Natural Environment on Human Societies
Breakout Session/March5, 2020
Venue: Toku-1
Chair: Shin Sugiyama
S7-O01

15:15-15:30 Indigenous Knowledge of Biodiversity Change in Arctic Yakutia

S7-O02

15:30-15:45

S7-O03*S. Ksenofontov, N. Backhaus, G. Schaepman-StrubNatural low temperatures in the life support system of rural communities of*S. Grigorev, A. Suleymanov, V. Lytkin,L.Vinokurova
Yakutia (traditional practices, modern challenges and adaptation strategies)
Differences in Local Perceptions about Environmental Changes in and between *Y. Fujioka, V. Ignatyeva, S. Grigoriev, S. Boyakova,
15:45-16:00
N. Vinokurova, T. Tanaka, H. Takakura
Communities in Eastern Siberia

S7-O0416:00-16:15 Environmental Change and the Impacts on Hunting and Fur Farming

S7-O05

16:15-16:30

S7-O06

16:30-16:45 Arctic tragedy of the commons, reconciliation between different livelihoods

Icy heart of the Urals: glaciers and permafrost in the life support system of
the indigenous population of the Nether-Polar Urals*Y. Oishi*L. Porshunova N. Liskevich*T. Joona

16:45-17:00 Break
Chair: Hiroki Takakura
S7-O0717:00-17:15 Oil and Gas Development in the Arctic and Its Impact on the Russian Economy *S. Tabata, M. Motomura

S7-O08

17:15-17:30

S7-O09S7-O10S7-O11
S7-O12

Spitsbergen Arctic landscapes, coal mining impact, and history of research:from pollution to awareness
Cost assessment of permafrost thaw risk for buildings and structures in
17:30-17:45
Russian Arctic
Scaling Potential Macroeconomic Impacts of Climate Effects of Siberian
17:45-18:00
Wildfires: Insights from MIROC-SPRINTARS AOGCM Experiments
Changing natural environment and its impact on human society in Qaanaaq,
18:00-18:15
northwestern Greenland
Glacial runoff and flooding under the warming climate - field observation and
18:15-18:30 numerical study on the outlet stream of Qaanaaq Glacier, northwestern
Greenland -*A. Abramova, D. C. Baciu*S. Badina*D. Narita, T.J. Yasunari, T. Takemura*S. Sugiyama, ArCS Greenland Project members*K. Kondo, D. Sakakibara, S. Fukumoto, S. Sugiyama

as of .BSDI, 2020

65
5HJXODWLQJWKH$UFWLF&RPPRQV%ULGJLQJ,QWHUHVWVLQ$UFWLF2FHDQ8VH
/HJDO)UDPHZRUNVDQG,QVWLWXWLRQV%UHDNRXW6HVVLRQ0DUFK
9HQXH7RNX&KDLU7%'
652 3RODU5HJLRQV*RYHUQDQFHRI6SHFLDO5HJLPHVXQGHU,QWHUQDWLRQDO/DZ"

652

652 *RYHUQLQJWKH%OXH$UFWLF(FRQRP\$5DVSRWQLN

652 $UFWLFQHJRWLDWLQJWKH&HQWUDO$UFWLF2FHDQ)LVKHULHV$JUHHPHQW$$(VSÏULWX

652

7KH,PSOLFDWLRQVRIWKH%%1-$JUHHPHQWIRUWKH*RYHUQDQFHRIWKH$UFWLF
2FHDQ.1LVKLPRWR

652

1HZ3DUDGLJPVDWWKH,:&"%OXH(FRQRP\&OLPDWH&KDQJHDQG&RQVHUYDWLRQ
RI:KDOHV

16HOOKHLP

6XEVLGL]LQJWKH&RQVXPSWLRQRI+HDW(QHUJ\DQG(OHFWULFLW\LQWKH5HSXEOLFRI
6DNKD <DNXWLD.+RVVDLQ

7*DYULO\HYD 5%RFKRHYD

as of .BSDI, 2020

S9
The Arctic Council: Past, Present and Future
Breakout Session/March3, 2020
Venue: K
Chair: Osamu Inagaki
Thinking about Forthcoming Russian Arctic Council Presidency: Problems andProspects

S9-O01

15:15-15:30

S9-O02

15:30-15:45 The Arctic Council - From Rovaniemi Into The Future*M. Gosia Smieszek

S9-O03

15:45-16:00 The Evolving Functions of the Arctic Council*S. Hataya

S9-O0416:00-16:15

Arctic Council Task Forces as Arctic Treaty-making Forums: An insider's story
from SCTF*A. Sergunin*A. Shibata

16:15-16:45 Q&A Session 1
16:45-17:00 BreakS9-O05
S9-O06S9-O07The Arctic Council and Sustainable Development Goals of
the United Nations.
A Comparative Case Study of Knowledge Producers on the
17:15-17:30 Arctic in Japan and South Korea: From a Critical
Theoretical Perspective
The Development of the Ecosystem Approach
17:30-17:45
by the Arctic Council: An Assessment

17:00-17:15

17:45-18:15 Q&A Session 2*N. Loukacheva*K. Sa Ri*O. Inagaki

as of .BSDI, 2020

S10
Global Competition among Great Powers and International Politics in the Arctic
Breakout Session/March2, 2020
Venue: Toku-2
Chair: Aki Tonami
S10-O01
S10-O02

The Arctic at Stake: Strategic Implication and Prioritisation of the Arctic in
U.S., Russian and Chinese Foreign and Security Policies
The Emerging China-U.S. Arctic Competition and its Impacts on the
15:35-15:55
Geopolitical Dynamics in the Arctic

15:15-15:35*K. Ng*B. Deng

S10-O03

15:55-16:15 China's Polar Silk Road Policy and Its Implications*T. Takeuchi

S10-O04

16:15-16:35 Geopolitical Consequences of Variant Paths to Greenlandic Independence*B. S. Zellenas of .BSDI, 2020

S12
Arctic Communities and Indigenous Peoples in an Era of Change: Law, Social,
Economic and Environmental Perspectives
Breakout Session/March2, 2020
Venue: Toku-3
Chair: Natalia Loukacheva and Romain Chuffart
S12-O01

15:15-15:30 Mammoth tusks mining: impact on local community of the North Asia

S12-O02

The role of natural resources in ensuring standards of living in the Arctic zone
*M. Ivanova,T. Gavrileva
15:30-15:45
of the Sakha Republic (Yakutia)

S12-O03

15:45-16:00

Infrastructure Legacy, Fossil Fuel Boom and Re-Industrialization in NorthernRemote Communities: Case-Studies in Eastern Siberia*O. Vasileva*V. Kuklina, A. N Petrov , N. Krasnoshtanova, V.
Bogdanovas of .BSDI, 2020

6
%XLOGLQJDQ$XWRQRPRXV$UFWLF&RPPXQLW\LQWKH$QWKURSRFHQH5HGHILQLQJWKH+XPDQHQYLURQPHQWDO7LHV%UHDNRXW6HVVLRQ0DUFK
9HQXH7RNX&KDLU1DRWDND+D\DVKL
62

1HYHUHQGLQJFRPPXQLW\EXLOGLQJLQWKHHYHUVKLIWLQJHQYLURQPHQWLQ
*UHHQODQG

1+D\DVKL

62

 $SKLORVRSKLFDOFRQVLGHUDWLRQRQWKHZRUOGO\VHWWLQJLQWKH$QWKURSRFHQH

06KLQRKDUD

62

 ,QWKH6KDGRZRIWKH0RXQWDLQ$0+DQVHQ5/-RKQVWRQH

62



62

 1HZ(UDRIWKH&RDVWDO:KDOLQJLQ1RUZD\DQG-DSDQ-$NDPLQH

62

 ,QWHUQDWLRQDO5HODWLRQVDQGWKH$QWKURSRFHQH

07DNDKDVKL

5HODWLRQVKLSVEHWZHHQ([WUDFWLYH,QGXVWULHVDQG,QGLJHQRXV6RFLHWLHVDORQJ
WKH.XVNRNZLP5LYHU

6.RQGR

as of .BSDI, 2020

S14-S11
Coping with Waste Disposal in Arctic and Sub-Arctic North America: The Role ofJapanese Scientists,
Global Relevance of Arctic Policies & Strategies, and Observation & Modelling in the
Arctic-Boreal Domain – discussion, assessment, analysis and brainstorming
Breakout Session/March3, 2020
Venue: Toku-3
Chair: Shunwa Honda
S14-S11-O01

15:15-15:35 Methodology for Improving Waste Management in the Arctic Circle

S14-S11-O02

Introduction of survey methods for hazardous substances at dump sites - case
*Y. Tojo, K. Ishii
15:35-15:55
study at Dandora dumpsite in Kenya -S14-S11-O03

15:55-16:15*K. Ishii, Y. Tojo

Co-Creating Sanitation Systems: Trans-Disciplinary Approach and Community*T. Yamauchi
Based Participatory Research
Chair: Fujio Ohnishi

S14-S11-O05

16:35-16:50 The Study of the Policy Priorities on the Arctic Challenges in Korea*H. K. Seo

S14-S11-O06

16:50-17:05 The Far-Eastern Hectare Law and Land in the Sakha Republic (Russia)*G. Belolyubskayaas of .BSDI, 2020

S15-S16-S17
Environmental Characterization of the NSR, Loads, Ship Response, and Design of the
NSR, Assessment/Economics/Feasibility and Risk of the NSR
Breakout Session/March4, 2020
Venue: Toku-3
Chair: Takuji Waseda
S15-S16-S17-O01

13:30-13:45 Wave-ice interactions in the Arctic and Antarctic marginal ice zones*A. Alberello, L. Bennets, M. Vichi, A. Benetazzo, T.
Waseda, A. Toffoli

S15-S16-S17-O02

13:45-14:00 Wave predictability uncertainty in and near marginal ice zones*T. Nose, T. Waseda, T. Kodaira, J. Inoue

S15-S16-S17-O03

14:00-14:15 Trends and uncertainties of ocean waves in the Northern Sea Routes*T. Waseda, T. Kodaira, T. Nose, K. Nakano, K.
Sasmal, K. Sato, J. Inoue

S15-S16-S17-O04

14:15-14:30 Sea ice conditions of winter navigation in the southwestern Kara Sea*T. Alekseeva, S. Frolov, V. Fedyakov, C. Petrich, Y.
Meronov, J. Sokolova

S15-S16-S17-O05

14:30-14:45

Influence of recent climate changes on the distribution of icebergs in the Kara
Sea

E. Mironov, *E. Pavlova

S15-S16-S17-O06

14:45-15:00

Model Test using Synthetic Ice of Ship Advancing into Small Ice Floes andRegular Wave

*J. Sawamura, T. Iida, H. Senge

15:00-15:15 Break
Chair: Junji Sawamura
S15-S16-S17-O07

15:15-15:30 Numerical Modeling of Ship-ice Interactions for Ice Force Estimation

S15-S16-S17-O08

15:30-15:45

S15-S16-S17-O09

Research on evaluation method of self-propulsion factor under interaction
15:45-16:00
between hull and propeller for ice-going ship

*J. Shaopeng, T. Yukui

S15-S16-S17-O10

16:00-16:15 KISIS - ice structure interaction simulator*A. Konno

A numerical model for towing operations of Arctic drilling platforms inpolygonal broken ice*J. Sawamura, E. Pedersen*Y. Han, L. Zhou

16:15-16:30 Break
Chair: Akihisa Konno
S15-S16-S17-O11

Development of algorithm for the estimation of sea ice thickness in the Arctic
16:30-16:45
Ocean using AMSR2 data

K. Tateyama, K. Izumiyama, Y. Watanabe, *K. Sato

S15-S16-S17-O12

17:00-17:15 Information Retrieval for the NSR Navigation: A Statistical Approach*T. Koyama

S15-S16-S17-O13

17:15-17:30

S15-S16-S17-O14

17:30-17:45 Estimation of emission by shipping activity of Northern Sea Route

S15-S16-S17-O15

17:45-18:00

Overview and prospect of recent shipping activities along the Northern Sea
Route*X. Li, N. Otsuka

S15-S16-S17-O16

18:00-18:15

Potential of container transport of Northern Sea Route from trial shipping
between Helsinki and Tomakomai*A. Moriki, H. Sasaki, E. Nakamura, T. Kakizaki, N.
OtsukaEstimation of sailing speed through ice covered waters along the NSR basedon the ASMR2 data

K. Tateyama, N. Otsuka, *H. Okuda*N. Otsuka, A. Moriki, X. Li

as of .BSDI, 2020

S19
Development and Implementation of a Sustainable Arctic Observing Network:
Accomplishments and Challenges
Breakout Session/March2, 2020
Venue: Chu4
Chair: Michael Karcher
S19-O01

15:15-15:30

The Arctic Observing Summit: Accomplishments from 2013-2018, Goals for
2020, and Ongoing Challenges*M. Murray, R. Sankar, P. Schlosser, H. Eicken, L.
Hinzman, J. R. Larsen, E. Kruemmel, A. Pope, V.
Rachold, P. Pulsifer

S19-O02

15:30-15:45

Development of integrated Arctic observing systems: the H2020 INTAROS
project*S. Sandven, H. Sagen , R. Pirazzini, A. BeszczynskaMöller , P. Voss, F. Danielsen, L. Iversen, P.
Gonçalves, T. Hamre, G. Ottersen, M. Sejr, D.
Gustavson, R. Higgins

S19-O03

15:45-16:00

Establishing an Observing System for Earth System Science: the SIOS
Experience

K. Holmén, *C. Hübner, I. Jennings, H. Lihavainen,
D. Ignatiuk, S. Jawak, Ø. Godøy, B. Andersen

S19-O04

16:00-16:15

A decade of scientific contribution to the Greenland Ice Sheet Monitoring
Network (GLISN)*M. Kanao, G. Toyokuni, S. Tsuboi

S19-O05

Atmosphere-Ice-Ocean Interaction in the Changing Arctic: An Overview of
16:15-16:30
Office of Naval Research Efforts in the Central Beaufort Sea

S19-O06

16:30-16:45

Predictive data science in support of quantitative Arctic observing network
design*C. Lee*P. Heimbach, N. Loose, A. T. Nguyen, H. Pillar, A.
Bigdelias of .BSDI, 2020

S20
Scientific Contributions to the Third Arctic Science Ministerial (ASM3)
Breakout Session/March3, 2020
Venue: Chu3
Chair: Jeremy Wilkinson
The Arctic Observing Summit 2020 and the 3rd Arctic Science Ministerial:
S20-O01 15:15-15:35
Observing for Action and Action for Observing*H. Eicken, P. Schlosser, T. Gunnarsson, M. Murray

S20-O02 15:35-15:45 Data Management in Japanese Arctic Project and Open Science*H. Yabuki, T. Sugimura, T. Terui

S20-O03 15:45-15:55

Synergies at Infrastructure and Service level between EU Space Programmes
for the Arctic

J. F. Guasch, K. Boniface, *T. Diehl, S. Dobricic, C.
Gioia, H. Greidanus, T. Kliment, J. Kucera, G.
Maenhout, L. Pozzoli, P. Soille, P. Strobl, J. Wilson, O.
Nordbeck, T. Zegers

S20-O04 15:55-16:05

SIOS - an international partnership to develop a sustained regional observing
system for Arctic Earth System Science

C. Hübner, H. Lihavainen, *I. Jennings, D. Ignatiuk,
S. Jawak, B. Andersen, Ø. Godøy

S20-O05 16:05-16:15

Global Cryosphere Watch CryoNet stations delivering standardized data fromthe Arctic*C. Fierz, T. Aoki, M. Bavay, M. Citterio, J. Fiddes, Ø.
Godøy, T. Ohata, R. Nitu, M. Schneebeli, W. Schöner,H. Yabuki

S20-O06 16:15-16:25 A Roadmap for Arctic Observing and Data Systems
S20-O07 16:25-16:35

S. Starkweather,* J. R. Larsen

Overview of Overseas Dispatching Program by Young Researchers through the*S.-I. Saitoh, M. Yoshimura, M. Ogi, S. Tanaka
ArCS Project

16:35-16:45 Discussion
16:45-17:00 Break
Chair: Nicole Biebow
Advanced prediction in the Arctic and beyond: Key outcomes after three years*L. Christini
S20-O08 17:00-17:20 of the APPLICATE project and contribution to the Third Arctic Science
Ministerial
Societal benefits of observing systems and synergies between EU Space*S. Dobricic, F. M. Ferrario, L. Pozzoli, J. Wilson, A.
Gambardella, A. Tilche
programmes for the Arctic
Black carbon emissions from Asia: Scientific highlights and implications for the *H. Tanimoto, K. Ikeda, Y. Kanaya, Y. Choi, D.
S20-O10 17:30-17:40
Narita, D. Yamada, T. Nagashima, S. Inomata
Arctic climate policy

S20-O09 17:20-17:30

S20-O11 17:40-17:50 Science diplomacy in the Arctic*M. Gutenev

Development of the Potential Vulnerability Index for the Arctic Marine
S20-O12 17:50-18:00
Ecosystems
Attempts on planning field research in the Arctic for mutual benefits between
S20-O13 18:00-18:10
a science project and local community*T. Hirata, Y. Masuda, J. G. Molinos, I. Alabia, T.
Hirawake, S. Saitoh

S20-O14 18:10-18:20 IASC - Report on the State of Arctic Science

L. D. Hinzman, G. Aðalgeirsdóttir, S. Arnold, L. W.
Cooper, J. Elster, A. Petrov, *A. Pope

18:20-18:30 Discussion*T. Sueyoshi, M. Fukasawa, H. Enomoto, T. Kikuchi,
S. Saito, S. Sugiyama, H. Takakura, S. Tabataas of .BSDI., 2020

S20
Scientific Contributions to the Third Arctic Science Ministerial (ASM3)
ASM3 Session/March6, 2020
Venue: Hall
Chair: Volker Rachold

10:30-10:40 Introduction
S20-O15 10:40-10:50 Plans for ASM3

H. Enomoto

S20-O16 10:50-11:00 Plans for ASM3

A. Pope

S20-O17 11:00-11:10 Summary Breakout Session S20-1

J. Wilkinson

S20-O18 11:10-11:20 Summary Breakout Session S20-2

N. Biebow

S20-O19 11:20-11:35

The Added Value (if any) of the Arctic Science Ministerial: From Washington
DC to Berlin, and now to Tokyo

11:35-12:00 Discussion

A. Shibata

as of .BSDI., 2020

3RVWHU6HVVLRQ0DUFK
&RUH7LPH
70RUL.*RWR$]XPD<.RQGR<2JDZD
7VXNDJDZD.0LXUD0+LUDED\DVKL12VKLPD0
.RLNH..XSLDLQHQ10RWHNL62KDWD356LQKD
.6XJLXUD7$RNL06FKQHHEHOL.6WHIIHQ$
6DWR$7VXVKLPD90DNDURY62PL\D$
6XJLPRWR67DNDQR11DJDWVXND
07DNLJDZD70L\DNDZD)7DNHWDQL<.DQD\D
0<DPDJXFKL.6XJLXUD

53

%ODFN&DUERQDQG,QRUJDQLF$HURVROVLQ$UFWLF6QRZSDFN

53(YDOXDWLQJWKHZHWUHPRYDOSURFHVVHVRI%&RYHUWKH$UFWLFVHDDQG(DVW$VLD

53

6HDVRQDOYDULDWLRQRIORZHUVWUDWRVSKHULFDHURVROVREVHUYHGE\OLGDUDERYH6YDOEDUG1RUZD\IURPWR

.6KLUDLVKL76KLEDWD06KLREDUD

53

1RQOLQHDULPSDFWVRIIXWXUHDQWKURSRJHQLFDHURVROHPLVVLRQVRQ$UFWLFZDUPLQJ

6'REULFLF/3R]]ROL(9LJQDWL-:,OVRQ6
5XVVR=.OLPRQW

53

2EVHUYDWLRQRIFDUERQDQGK\GURJHQLVRWRSHUDWLRVRIDWPRVSKHULFPHWKDQHLQWKH$UFWLFUHJLRQ 5)XMLWD60RULPRWR6,VKLGR\D<7RKMLPD.
,VKLMLPD6$RNL71DND]DZDWKHGRPLQDQWFRQWULEXWLRQRIELRJHQLFVRXUFHVLQWKHVXPPHU

53

$LUPDVVWUDQVSRUWDQGWUDFHJDVGLVWULEXWLRQLQWKH6LEHULDQXSSHUWURSRVSKHUHDQGORZHUVWUDWRVSKHUH<,QDL5)XMLWD70DFKLGD+0DWVXHGD<
6DZD.7VXERL..DWVXPDWD60RULPRWR6$RNL
71DND]DZD

53

6RXUFHDWWULEXWLRQRIDWPRVSKHULFSROOXWDQWVREVHUYHGE\590,5$,RYHUWKH%HULQJ6HDDQG$UFWLFRFHDQ.<DPDML07DEXFKL)7DNHWDQL<.DQD\D0
7DNLJDZD6&KDWDQL

53

,QFUHDVLQJRFFXUUHQFHRIKHDWZDYHVLQWKH$UFWLF

6'REULFLF65XVVR/3R]]ROL-:LOVRQ(9LJQDWL

53

3RVVLEOHOLQNDJHVEHWZHHQ$UFWLF6HD,FH([WHQWDQGWKHWURSLFVLQWKH1RUWK$WODQWLFVHFWRU
XVLQJ1&(35HDQDO\VLV(G6RX]D-U-/XNRYLFK-6LPRHV(0D\HU-
+DQHVLDN

53

3HFXODULWLHVRIXVLQJRSWLFDOO\VWLPXODWHGOXPLQHVFHQFHPHWKRGIRUGDWLQJFU\ROLWKR]RQHGHSRVLWV

02,DNRYOHYD995RJRY51.XUEDQRY$60XUUD\$1.XUFKDWRYD

53)XWXUHSURMHFWLRQRIFOLPDWHFKDQJHGXHWRJUHHQKRXVHHPLVVLRQE\SHUPDIURVWGHJUDGDWLRQ

7<RNRKDWD.6DLWR*,ZDKDQD+2KQR
76XH\RVKL$,WR.7DQDND

53

0LQLQJQRLV\GDWDIRUPRQLWRULQJ$UFWLFSHUPDIURVWE\XVLQJ*166,QWHUIHURPHWULF
5HIOHFWRPHWU\-=KDQJ//LX

53

3RVWZLOGILUHVXUIDFHGHIRUPDWLRQDW%DWDJD\(DVWHUQ6LEHULDGHWHFWHGE\/EDQGDQG&EDQG,Q6$5.<DQDJL\D0)XUX\D53

$FFHOHUDWHGFRQWLQHQWDOVFDOHVQRZPHOWDQGHFRK\GURORJLFDOLPSDFWVLQWKHIRXUODUJHVW
6LEHULDQULYHUEDVLQVLQUHVSRQVHWRVSULQJZDUPLQJ.6X]XNL7+L\DPD.0DWVXR.,FKLL<,LMLPD'<DPD]DNL

53

&OLPDWHDQGK\GURORJLFDOFKDQJHVLQWKH2E5LYHU%DVLQGXULQJ

0;X6.DQJ;:DQJ+:X'+X'<DQJ

53

6SHFLHVGLYHUVLW\DQGTXDQWLWDWLYHLQGLFDWRUVRIELRWD ]RRSODQNWRQ]RREHQWKRVILVK RI
6HYHUQD\D'YLQD5LYHU $UNKDQJHOVN5XVVLD$1RYRVHORY(,PDQW6$UWHP\HY9/XNLQD10DWYHHY(3ULE\WNRYD> .7HUHQW\HYRQEHKDOIRI(3ULE\WNRYD@

53$)LUVW/RRNDW5HODWLRQVKLSV%HWZHHQ0LFURELDO&RPPXQLWLHVDQG6XEPHUJHG$TXDWLF
9HJHWDWLRQLQ6WRUGDOHQ/DNHV6ZHGHQ

70DUFXV3(YDQV95LFK-(UQDNRYLFK*7\VRQ59DUQHU

53

/HDG,Q6HGLPHQWVRI/DNHVRI$UFWLF8UEDQ$UHD 0XUPDQVN5HJLRQ5XVVLD=,6OXNRYVNLL$9*X]HYD9$'DXYDOWHU
'%'HQLVRY$$&KHUHSDQRY

53

'HXWHULXPH[FHVVYDULDWLRQVLQVHDVRQDOVQRZSDFNGXULQJIRXUFRQVHFXWLYHZLQWHUVHDVRQV LQ$ODVND.6XJLXUD61DJDL+.RED\DVKL0
7DNLJDZD

53

(IIHFWVRIVQRZJUDLQVKDSHDQGPL[LQJVWDWHRIVQRZLPSXULW\RQUHWULHYDORIVQRZSK\VLFDOSDUDPHWHUVIURPJURXQGEDVHGVSHFWUDOUDGLRPHWHU

77DQLNDZD..XFKLNL7$RNL+,VKLPRWR
01LZDQR0+RVDND60DWRED
<.RGDPD<,ZDWD.6WDPQHV

53

0LFURZDYHREVHUYDWLRQRIPHOWLQJRIWKHVQRZFRYHUHGDUHDDQG5DLQRQ6QRZLQ3RODU
5HJLRQV

1$OLPDVL +(QRPRWR

53

5HPRWHVHQVLQJPRQLWRULQJRIVQRZDQGVQRZDYDODQFKHLQ/RQJ\HDUE\HQ6YDOEDUG$UFWLF

1<DQDNLHYD76SDVRYD

9DULDWLRQVLQPLQHUDORJ\RIGXVWLQVQRZDQGLFHFRUHREWDLQHGIURP*UHHQODQG,FH6KHHWRYHU
563
WKHSDVW\HDUV

563

7ZR\HDUVFRPSDULVRQRIGDUNLFHH[WHQWRQWKH*UHHQODQG,FH6KHHWGHULYHGIURP*&20
&6*/,LQDQG

11DJDWVXND.*RWR$]XPD$7VXVKLPD
+0RWR\DPD60DWRED.)XMLWD7
<DPDVDNL<2QXPD<.RPXUR00LQRZD
7$RNL0+LUDED\DVKL)1DND]DZD''DKO
-HQVHQ
56KLPDGD0+RUL17DNHXFKL7$RNL

563 6SDWLDOYDULDWLRQVRIGDUNLFHRQWKH,VXQQJXDWD6HUPLD*ODFLHUVRXWKZHVWHUQ*UHHQODQG

76X]XNL11DJDWVXND56KLPDGD$
.L]DZD7$RNL17DNHXFKL

563 6HQWLQHO7236,QWHUIHURPHWU\RQWKH1RUWK(DVW*UHHQODQG,FH6WUHDP-.$QGHUVHQ$.XVN-30HUU\PDQ%RQFRUL

563

(VWLPDWLRQRI*UHHQODQGVXUIDFHPDVVEDODQFHXVLQJSRVLWLYHGHJUHHGD\VPHWKRGDQGHQHUJ\EDODQFHPRGHO

563 0DVVEDODQFHRI*UHHQODQGVKLJKHOHYDWLRQILUQSODWHDX 
563

,QIOXHQFHRIRFHDQEHGJHRPHWU\RQWKHIURQWYDULDWLRQVRIFDOYLQJJODFLHUVQRUWKZHVWHUQ*UHHQODQG

52bLVKL)6DLWR72EDVH$$EH2XFKL:&ROJDQ$06ROJDDUG01LZDQR1
.DUOVVRQ6%6LPRQVHQ%9DQGHFUX[-%R[56)DXVWRWKH3520,&(7HDP,$VDML'6DNDNLEDUD7$QGR66XJL\DPD

563 *UHHQODQGLFHVKHHWVXUIDFHHOHYDWLRQFKDQJHIURP\HDUVRIVDWHOOLWHDOWLPHWU\/66UHQVHQ6%6LPRQVHQ5)RUVEHUJ
1+$QGHUVHQ

563 ,QFOXVLRQVLQLFHOD\HUVRI6,*0$$LFHFRUHQRUWKZHVWHUQ*UHHQODQG..DZDNDPL<,L]XND60DWRED7$RNL
66XJL\DPD7$QGR

as of .BSDI, 2020563 ,FHFRUHSURMHFWLQDKLJKDFFXPXODWLRQGRPHVRXWKHDVW*UHHQODQG

563 5HFHQWYDULDWLRQVRIVXUIDFHPDVVEDODQFHDQGGXVWGHSRVLWLRQDW(*5,3*UHHQODQG<,L]XND60DWRED26HNL58HPXUD.
)XMLWD+0DWVXL6+DWWRUL$+RUL+2KQR
12VKLPD$+DVKLPRWR01LZDQR7$RNL
6)XMLWD6,VKLQR.+RULXFKL+0DWVX]DNL
$7%DXWLVWD9,,6$GDFKL76X]XNL7
$QGR)3DUYLQ..DZDNDPL<.RPXUR)1DND]DZD11DJDWVXND0+LUDED\DVKL:6KLJH\DPD7+RPPD.
*RWR$]XPD

563 6HDVRQDOLW\RIVQRZFKHPLVWU\DWWKH(DVW*UHHQODQG,FH&RUH3URMHFW (*5,3 FDPS*UHHQODQG)1DND]DZD11DJDWVXND0+LUDED\DVKL.*RWR$]XPD

563 &KDQJHVRI.DIILR\UDUHJLRQJODFLHUV6YDOEDUGRYHU\HDUVRIUHVHDUFK,6RERWD

563 7KHUPDOVWUXFWXUHRIJODFLHUVLQ,FHODQGDQG6YDOEDUGIURPJURXQGSHQHWUDWLQJUDGDUGDWD./DPVWHUV-.DUXåV0.ULHYðQV--HåNLQV
$.L]DZD77DNDKDVKL02QR62KNXER

563

/LJKWVHQVLWLYLW\RISKRWRV\QWKHWLFPLFUREHVLQGLIIHUHQWVL]HRIFU\RFRQLWHJUDQXOHVRQ*XONDQD
0.XURLZD0.RVXJL-8HWDNH+.RLNH1
*ODFLHU$ODVND5DQJH
7DNHXFKL,QIOXHQFHRIJODFLDOZDWHURQFDUERQDWHFKHPLVWU\DQGELRJHRFKHPLFDOSURFHVVHVLQ6YDOEDUG
563
IMRUGVZLWKGLIIHUHQWFKDUDFWHULVWLFV$)UDQVVRQ0&KLHULFL<(ULFVVRQ()DOFN
6.ULVWLDQVHQ

563 $ODUJHHGG\VLPXODWLRQRIPHOWZDWHUSOXPHDWDPDULQHWHUPLQDWLQJJODFLHUIURQW<0DWVXPXUD1.DQQD<2KDVKL6$RNL
66XJL\DPD

63

6SDWLDOGLVWULEXWLRQVRIVXUIDFHVHDZDWHU&2DQG&+LQWKHZHVWHUQ$UFWLF2FHDQLQODWHDXWXPQ$0XUDWD6.DPH\DPD0,VKLL

63

(IIHFWVRIVWRUPVDQGVHDLFHELRJHRFKHPLFDOSURFHVVHVRQXQGHULFHZDWHUI&2IURPZLQWHUWRVSULQJLQWKHKLJK$UFWLF2FHDQ,PSOLFDWLRQVIRUVHDDLU&2IOX[HV$)UDQVVRQ0&KLHULFL,6NMHOYDQ$2OVHQ3
$VVP\$.3HWHUVRQ*6SUHHQ%:DUG

63

3LFRSK\WRSODQNWRQRIWKH$UFWLF%D\$UFKLSHODJR1RYD\D=HPO\DWKH.DUD6HD

7%HOHYLFK/,O\DVK,0LO\XWLQD$7URLWVN\$'HPLGRY

653 &RQVHUYDWLRQDQG'HYHORSPHQW3ULRULWLHVDQG&RQIOLFWVLQWKH$UFWLF%$.DLVHU

653 &RQYHUJHQFHLQOHJDOUHJXODWLRQRIWKHVXEDUFWLFVWDWHVSUHVHQWDQGSRVVLEOHIXWXUH

<%UD]RYVND\D653

1HZLQVWLWXWLRQVWREULGJHWKH$UFWLFDQGWRPDQDJHLWVFRPPRQVFDVHVIURPUHFHQWWZR
DJUHHPHQWV+&6KLQ--HRQJ:66HR

63

5HWXUQWRD*HRSROLWLFDO$UFWLF"5HDGLQJWKH&KDQJHVLQ)RFXVDQG3ULRULW\IURP5HFHQW$UFWLF
3ROLF\'RFXPHQWV--HRQJ&-XQJ6.LP+6KLQ

63

$UFWLF6HDOHYHOFKDQJHVRYHUWKHUHFHQW\HDUVDQGIUHVKZDWHUIOX[HVIURPUDGDUDOWLPHWU\

2%$QGHUVHQ6.5RVH/66UHQVHQ.
1LHOVHQ&$/XGZLJVHQ+6NRXUXS

63

*UHHQODQG*361HWZRUNWRPRQLWRULFHPDVVFKDQJHVXQGHUWKH,17$526SURMHFW

6$.KDQ3.QXGVHQ2%$QGHUV &/XGZLJVHQ

63

,PSOHPHQWDWLRQRIRQOLQHYLVXDOL]DWLRQWRRO 9,6,21 RQ$UFWLF'DWDDUFKLYH6\VWHP $'6

76XJLPXUD77HUXL+<DEXNL

63

&RDVWDO0RQLWRULQJLQWKH$UFWLFXVLQJ2FHDQ2EVHUYDWLRQ&DPHUD 22& RQERDUG0LFUR
6DWHOOLWH5,6(6$7

6,6DLWRK7+LUDWD,$ODELD7+LUDZDNH-,
.XULKDUD<7DNDKDVKL<6DNDPRWR7.XZDKDUD6
)XMLWD+.RVXNH<0XUDWD06DNDO+7RPLR<
6DWR0$/HH.0RFKL]XNL)7DNDKDVKL+
0XUDNDPL

63

3ZDYHWRPRJUDSK\EHQHDWK*UHHQODQG*7R\RNXQL70DWVXQR'=KDR

63

&DSDFLW\EXLOGLQJLQ$UFWLFVWDQGDUGLVDWLRQGHYHORSPHQW

66DQGYHQ+6DJHQ33XOVLIHU8-DFREVHQ3/
%XWWLJLHJ)'DQLHOVHQ1-RKQVRQ-3HDUOPDQ5
0D\05HLQKDUGW1LHOVHQ/%RE\OHY6,6DLWRK

63

&ROODERUDWLYH1DWXUDO5HVRXUFH0DQDJHPHQWDQG&RPPXQLW\EDVHG0RQLWRULQJLQWKH$UFWLF)'DQLHOVHQ +(QRPRWR0(QJKRII/.+ROP
2/HH01XWWDOO12WVXND

as of .BSDI, 2020

3RVWHU6HVVLRQ0DUFK
&RUH7LPH
53

7KHLPSDFWVRIWZRGLIIHUHQWVHDLFHFRPSRQHQWVLQ%&&B&60RQWKHVLPXODWLRQRI$UFWLF
FOLPDWH

0&KX/-=KDQJ

53

,PSDFWVRIWKH$WODQWLFDQG3DFLILF2FHDQVRQWKH$UFWLFLFHDQGRFHDQFKDQJHVLQWKHSUHVHQW
DQGIXWXUHFOLPDWHV-2QR<.RPXUR+7DWHEH

53

9DULDELOLW\RIVHDLFHUHWUHDWGDWHVLQWKH3DFLILFVHFWRURIWKH$UFWLFLQ

..LYYD-6HOLYDQRYD$6XPNLQD

53

&RUUHODWLRQEHWZHHQULYHUGLVFKDUJHDQGVHDLFHJURZLQJLQ/DSWHY6HD&*DEDUUÕ-0DUWÏQH]9*RQ]DOH]*DPEDX&*RQ]ÄOH]+DUR(2OPHGR-%DOODEUHUD3R\$
7XULHO/%HUWLQR-;LH535DM5&DWDQ\0$ULDV56DELD

53

7KH(6$&U\R9([DLUERUQHVHDLFHIUHHERDUGFDPSDLJQV$'L%HOOD+6NRXUXS5)RUVEHUJ6+YLGHJDDUG
7&DVDO

53

0RGHOOLQJQXPHULFDOVLPXODWLRQDQGSUHGLFWLRQRIRLOVSLOOHGEHKDYLRUXQGHULFHFRYHUHGDUHD
LQWKH/DSWHY6HD<+RQJ+<DPDJXFKL

53

7KHZDUPLQJRIWKH&KXNFKLVORSHWKURXJKWKH%DUURZ&DQ\RQRXWIORZLQWKHZLQWHU

6.LPXUD-2QRGHUD0,WRK7.LNXFKL6
1LVKLQR<.DZDJXFKL(:DWDQDEH1+DUDGD

53

3DFLILFZDWHULQWKHQRUWKHDVWHUQ&KXNFKL6HD

00XUDPDWVX+8HQR0,WRK(:DWDQDEH-
2QRGHUD530RGHOLQJVWXG\RQUHVXVSHQGHGSDUWLFOHWUDQVSRUWLQWKHZHVWHUQ$UFWLF2FHDQ(:DWDQDEH-2QRGHUD

53

$UFWLFDQGVXEDUFWLFRFHDQELRORJLFDOSURGXFWLRQGHFOLQHGDIWHUWKHHDUO\V(6LVZDQWR

53

30&GHWHFWLRQLQ+LPDZDULIXOOGLVNLPDJH..DZDXUD 777VXGD<+R]XPL<$QGR.
+RVRNDZD+6X]XNL71DNDPXUD.70XUDWD

53

6SDWLDOWHPSRUDOGLVWULEXWLRQRIDQRPDORXVHQKDQFHPHQWRIDPELSRODUGLIIXVLRQFRHIILFLHQW

77DNDKDVKL07VXWVXPL<2JDZD61R]DZD-0RHQ&+DOO+0L\DRND

53

7KH,QWHUDFWLRQRI+XPDQZLWK%HDUVLQWKH$UFWLF$UHDV

6.RQGR 70DWVXPRWR

53

7KH3URMHFWHG3RSXODWLRQ([SRVHGWR)XWXUH+RW:HDWKHU(YHQWV&RQVLGHULQJ.RUHDQ6RFLHW\ZLWK5DSLG$JLQJ)RU6XSSRUWLQJ&OLPDWH&KDQJH3ROLF\&6KLP2.LP-+DQ66RQJ

53*HRSROLWLFVDQG7UDQVIRUPDWLRQRI*HRORJLFDO,GHDVDERXWWKH7HFWRQLFVRIWKH(DVWHUQ$UFWLF&0$OHNVDQGURYQD72'PLWULHYLFK

53

3HQGDQWVLQWKH6KDSHRI%LUGVLQWKH&XOWXUHRIWKH0HGLHYDO3RSXODWLRQ7\XPHQ$UFWLF.**\XUG]KR\DQ

53

7KH0HGLHYDO6DQFWXDU\$'LQWKH7\XPHQ$UFWLF$$7NDFKHY

53

7KH)XQHUDO5LWHRIWKH3UH6DPRGLDQ3HRSOHRIWKH7\XPHQ$UFWLF$$7NDFKHY

563

(VWLPDWLRQRIJOREDOLFHORDGH[HUWHGRQRIIVKRUHVWUXFWXUHXVHGIRU$UFWLFUHVRXUFH
GHYHORSPHQW.+DVHJDZD68WR+6KLPRGD':DNR7
0DWVX]DZD

563

'DWDGHOLYHU\DQGYLVXDOL]DWLRQVHUYLFHIRUFOLPDWHIRUHFDVWGDWDLQWKH$UFWLF2FHDQ

77HUXL76XJLPXUD/:$'6LOYD6
6XH\RVKL-,QRXH

563

6HDLFHOHDGVPRQLWRULQJLQWKH*UHHQODQG6HDXVLQJ*RRJOH(DUWK(QJLQH

09RPHUR+<DPDJXFKL1.LPXUD9%DUDEDVK

563

8VHIXO$UFWLF.QRZOHGJH 8$. 3DUWQHUVKLSIRUUHVHDUFKDQGHGXFDWLRQEHWZHHQ1RUZD\
86$DQG&DQDGD

66DQGYHQ+6DJHQ33XOVLIHU06UHQVHQ0
0XUUD\.(LYLQG)U\VD65\VJDDUG5*DOOH\*RG\7+DPUH/,YHUVHQ

563

(GXFDWLRQFRXUVHE\8$UFWLFDW1XXN*UHHQODQG6KRUWFRXUVHPDQDJHPHQWRIQDWXUDOUHVRXUFHV

67DNDKDVKL

563

$UFWLFPLOLWDULVDWLRQDQGWKHHIIHFWRQVXVWDLQDELOLW\DQGORFDOGHYHORSPHQW--HQNLQV

63

-RLQW$UFWLFUHVHDUFKRQ1HZDQG8QXVXDO6WDWHV -$186 7KH-DSDQHVHFRQWULEXWLRQWRWKH
026$L&-,QRXH<.DZDJXFKL'1RPXUD

63

0RGHOLQWHUFRPSDULVRQXVLQJ590LUDLGDWDDVDSDUWRI$UFWLF&25'(;.6DWR -,QRXH$5LQNH

63

2EVHUYDWLRQDOVWXG\RILQWHUQDOZDYHLQGXFHGLQWHULRUPL[LQJLQWKH&DQDGD%DVLQ$UFWLF
2FHDQ(<6RQ<.DZDJXFKL

63

,FHULGJHLQWHUQDOZDYHVDQGWXUEXOHQWKHDWIOX[LQLFHRFHDQERXQGDU\OD\HU0RGHOLQJ<0DWVXPXUD<.DZDJXFKL

63

6DURPDNR/DJRRQ2EVHUYDWLRQVIRUVHDLFH3K\VLFRFKHPLVWU\DQG(FRV\VWHPV
6/23(

'1RPXUD3:RQJSDQ77R\RWD77DQLNDZD
<.DZDJXFKL72QR7,VKLQR07R]DZD73
7DPXUD,6<DEH(<6RQ)9LYLHU$/RXUHQFR0/HEUXQ<1RVDND7+LUDZDNH$
2RNL6$RNL%(OVH))ULSLDW-,QRXH0
9DQFRSSHQROOH

63

,QYHVWLJDWLRQRIVSDWLRWHPSRUDOYDULDELOLW\RIPHOWSRQGIUDFWLRQDQGLWVUHODWLRQVKLSZLWKVHD
LFHH[WHQWGXULQJXVLQJDQHZGDWD<'LQJ;&KHQJ -/LX

63

5HWULHYDORI/RQJWHUP6QRZ'HSWKRYHU$UFWLF6HD,FHXVLQJD'HHS1HXUDO1HWZRUN-/LX<=KDQJ;&KHQJ

63

7KHLQWHUSOD\EHWZHHQZLQGVSHHGDQGSRODUVHDLFH

5$ONDPD$&HVFDWWL 7'LHKO-)UDQFLV(.RIIL-6WURHYH69DYUXV

63

7KH6HD,FH'ULIW)RUHFDVW([SHULPHQW 6,')([ $026$L&PLGWHUPUHYLHZ+)*RHVVOLQJ$6FKZHLJHU65HLIHQEHUJ %
1LUDXOD6,')([/HDG7HDPDQG&RQWULEXWRUV

63

7KHLPSDFWRIVHDLFHIRUPGUDJRQ$UFWLFVHDLFHDQGDWPRVSKHUHLQFRXSOHGUHJLRQDOFOLPDWH ;<X$5LQNH:'RUQ*6SUHHQ&/ÝSNHV+
6XPDWD90*U\DQLN
VLPXODWLRQV

63

$UFWLFVHDLFHELRJHRFKHPLVWU\DQGDLULFHZDWHU&2H[FKDQJHDWGLIIHUHQWWLPHVFDOHVLQWKH
FROGHVWSHULRGLQ-DQXDU\WR$SULO$)UDQVVRQ0&KLHULFL'1RPXUD0*UDQVNRJ(/H&+RSSH.$EUDKDPVVRQ6.ULVWLDQVHQ

63

7KH660XVHXPDZHEVLWHRI66HQVHPEOHIRUHFDVWSURGXFWV00DWVXHGD$<DPDJDPL

as of .BSDI, 202063

6XEVHDVRQDOWRVHDVRQDO:LQWHU)RUHFDVWVZLWKWKH1RUZHJLDQ&OLPDWH3UHGLFWLRQ0RGHO5ROH <2UVROLQL)/L1.HHQO\VLGH0/6KHQ)
&RXQLOORQ<*:DQJ
RI6QRZ$WPRVSKHUH&RXSOLQJDW+LJK/DWLWXGHV

63

6WRUPPHGLDWHGRFHDQDWPRVSKHUHKHDWH[FKDQJHRYHUWKH$UFWLF2FHDQ$FDVHVWXG\RID
1RUGLF6HDF\FORQHREVHUYHGLQ-DQXDU\

$0DQGD70LWVXL-,QRXH0(+RUL.
.DZDPRWR...RPDWVX

63)HDWXUHVRIVSDWLDOSDWWHUQLQWUHQGRIVXPPHUSUHFLSLWDWLRQRYHU1RUWKHUQ(XUDVLDDIWHU
LQHQVHPEOHPHPEHUVRI0,52&KLVWRULFDOVLPXODWLRQ

0$EH+.DQDPRUL7+L\DPD+)XMLQDPL+
7DWHEH63

/RQJWHUPWUHQGLQVXPPHUSUHFLSLWDWLRQDVVRFLDWHGZLWKWKHJOREDOZDUPLQJRYHU6LEHULDLQD
ODUJHHQVHPEOHRI*&0VLPXODWLRQV+.DQDPRUL7+L\DPD0$EH+)XMLQDPL

653

7HPSRUDOFKDQJHVRI]RRSODQNWRQFRPPXQLW\DQGSRSXODWLRQVWUXFWXUHLQWKHQRUWKHUQ%HULQJ ).LPXUD<$EH.0DWVXQR55+RSFURIW$<DPDJXFKL
6HDEU!IURP-XQHWR6HSWHPEHULQ

653

7KHFRPPXQLW\FRPSRVLWLRQRIGLDWRPUHVWLQJVWDJHVLQWKHQRUWKHUQ%HULQJ6HDLQDQG
WKHUHODWLRQVKLSWRWKHLQWHUDQQXDOFKDQJHVLQWKHH[WHQWRIWKHVHDLFH<)XNDL.0DWVXQR$)XMLZDUD$<DPDJXFKL

653

6KHOOHG3WHURSRG5HODWLYH6KHOO'HQVLW\DQG2FHDQ$FLGLILFDWLRQLQWKH$UFWLF2FHDQ

06HR0<DPDPRWR.DZDL..LPRWR

653

:DWHUPDVVGLVWULEXWLRQLQWKHQRUWKHUQ%HULQJDQGWKHVRXWKHUQ&KXNFKL6HDVXVLQJOLJKWDEVRUSWLRQRIFKURPRSKRULFGLVVROYHGRUJDQLFPDWWHU &'20 -2LGD7+LUDZDNH<<DPDVKLWD+$EH

653

'LVWLQFWVSULQJSK\WRSODQNWRQEORRPLQWKH%HULQJ6WUDLWLQWKH\HDURIKLVWRULFDOPLQLPXPVHDLFHH[WHQW*.LNXFKL+$EH06DPSHL7+LUDZDNH

653

<HDUO\FRPSDULVRQRQDEXQGDQFHDQGYHUWLFDOGLVWULEXWLRQRIHSLSHODJLFFWHQRSKRUHVDQG
VF\SKRPHGXVDHLQWKHQRUWKHUQ%HULQJ6HDLQVXPPHURIDQG

00DHNDNXFKL<$EH.0DWVXQR $<DPDJXFKL

653

<HDUO\FRPSDULVRQRQLQWHUDFWLRQVEHWZHHQHQYLURQPHQWDOSDUDPHWHUVDQGYDULRXVSODQNWRQVWRFNVLQWKHQRUWKHUQ%HULQJ6HDGXULQJWKHVXPPHURIDQG

$<DPDJXFKL).LPXUD<)XNDL<$EH.
0DWVXQR$2RNL7+LUDZDNH

653

(YLGHQWIDOOSK\WRSODQNWRQEORRPVLQWKH3DFLILF$UFWLF+:DJD7+LUDZDNH

653

6HDVRQDOGHYHORSPHQWRINH\PDULQHFDOFLILHUVLQDQDUHDRILQWHQVHPHWKDQHVHHSDJHLQWKH%DUHQWV6HD

62IVWDG-0HLOODQG.=DPHOF]\N 0&KLHULFL$)UDQVVRQ)*UÝQGJHU7/5DVPXVVHQ

653

0LQHUDOL]DWLRQRI)UHVKDQG5HFDOFLWUDQW2UJDQLF0DWWHUXQGHU5LVLQJRI1LWURJHQ$YDLODELOLW\LQ
WKH$UFWLF7XQGUD6RLO

010DVORY2$0DVORYD

653

(IIHFWVRIH[WUHPHGURXJKWDQGZHWHYHQWVIRUWUHHPRUWDOLW\,QVLJKWVIURPWUHHULQJZLGWK
DQGFDUERQLVRWRSHUDWLRLQD6LEHULDQODUFKIRUHVW

67HL$6XJLPRWR$.RWDQL7&0D[LPRY653

6SDWLDOYDULDWLRQLQWKLFNQHVVRIRUJDQLFOD\HUDQGJURZWKUDWHRI+\ORFRPLXPVSOHQGHQVLQD
QRUWKIDFLQJVORSHLQ,QWHULRU$ODVND-7RUL\DPD70RULVKLWD<0DWVXXUD.1RJXFKL

653

)XQJDOGLYHUVLW\LQDIRUHVWWXQGUDHFRWRQHLQ&DQDGLDQ/RZ$UFWLF

60DWVXRND+'RL60DVXPRWR5.LWDJDZD.
1LVKL]DZD.7DQDND0+DVHJDZD72VRQR6
+REDUD$60RUL 08FKLGD

653

*ODFLHUUHWUHDWLQJE\WKHFOLPDWHFKDQJHPD\OHDGVRPHIXQJLLQWRWKHH[WLQFWLRQ

07VXML<7DQDEH:)9LQFHQW 08FKLGD

653

4XDQWLILFDWLRQRIHFRV\VWHPVWUXFWXUHRIDQRSHQFDQRS\EODFNVSUXFHIRUHVWLQ,QWHULRU$ODVND $+DPD.1RJXFKL60DWVXPXUD.,NHGD5

+.RED\DVKL71DNDL+,NDZD<.LP:<DQJ
6X]XNL653

'HWHFWLRQRIJURXQGVXUIDFHFKDQJHE\SHUPDIURVWWKDZLQJXVLQJ6HQWLQHOGDWD$+RVR\D.,FKLL+.RED\DVKL

653

6SDWLRWHPSRUDOYDULDELOLW\RIJURZLQJVHDVRQLQHDVWHUQ6LEHULD

61DJDL 67HL$.RWDQL

653

0RGHOLQJRIVRLOWHPSHUDWXUHDQGHFRK\GURORJLFDOSURFHVVHVRIDODUFKIRUHVWLQHDVWHUQ6LEHULD 0D[LPRY653

,QIOXHQFLQJIDFWRUVRIDWPRVSKHULFSROHZDUGPRLVWXUHWUDQVSRUWLQWRWKH$UFWLF.2VKLPD.<DPD]DNL0(+RUL+3DUN

653

,QIOXHQFHRIVSULQJWLPH2NKRWVNKLJKRQUDSLGGLVFKDUJHLQFUHDVHDFFRPSDQLHGE\ULYHULFH
PHOWLQHDVWHUQ6LEHULD.2VKLPD+3DUN0(+RUL<<RVKLNDZD

653

$YDULDWLRQLQVXUIDFHHQHUJ\EDODQFHGXULQJWKHHDUO\YHJHWDWLRQVXFFHVVLRQVWDJHDIWHUZLOGILUHLQLQWHULRU$ODVND+,ZDWD08H\DPD<+DUD]RQR

653

+\GURORJ\RIWKHVPDOOWXQGUDULYHUVLQWKH5XVVLDQ$UFWLF//HEHGHYD$7DUEHHYD96KDPRY

653

6WHPUHVSLUDWLRQRIEODFNVSUXFH 3LFHD0DULDQD LQWHULRU$ODVND<.LP'-.ZRQ6'.LP%</HH

653

:LQWHU0HWKDQH2[LGDWLRQWKURXJK6QRZSDFNLQ&ROG7HPSHUDWH6RLOVRI+RNNDLGR1RUWKHUQ-DSDQ<.LP67VXQRJDL17DQDND

653

0HWKDQHJDVHPLVVLRQIURPSURJODFLDOODQGVXUIDFH*XONDQDJODFLHU$ODVND..RQ\D*,ZDKDQD76XH\RVKL70RULVKLWD

653

$SHUVSHFWLYHYLHZRIWHUUHVWULDOHFRV\VWHPFDUERQSRROVLQSHUPDIURVWUHJLRQVLQWKH
1RUWKHUQ+HPLVSKHUH;':X7+:X5/L

653

'HFDGHORQJREVHUYDWLRQVRIJUHHQKRXVHJDVHVIOX[HVDWEXUQHGDQGXQEXUQHGERUHDOIRUHVWV
LQLQWHULRU$ODVND

08H\DPD+,ZDWD<+DUD]RQR

653

(IIHFWRIVKUXELILFDWLRQRQVRLOUHVSLUDWLRQRIWXQGUDHFRV\VWHPLQ&DQDGLDQ$UFWLF

60DVXPRWR5.LWDJDZD.1LVKL]DZD0
8FKLGD$0RUL

653

(VWLPDWLQJJUHHQKRXVHJDVEXGJHWVLQKLJKODWLWXGHHFRV\VWHPVZLWKDQLPSURYHGHFRV\VWHPPRGHOXVLQJHGG\FRYDULDQFHGDWD

02NDPXUD 08H\DPD$,WR.,FKLL+,ZDWD
(6(XVNLUFKHQ0*RHFNHGH26RQQHQWDJ/%
)ODQDJDQ<+DUD]RQR0+HOELJ7+LUDQR:&
2HFKHO'=RQD

653

,PSDFWRI9HJHWDWLRQ&RYHURQ&DUERQ)OX[RI7XQGUD(FRV\VWHPLQ1RUWK(DVWHUQ5XVVLD

53HWURY69.DUVDQDHY7&0D[LPRY63,QGLJHQRXV6SHFLHVRI/LYHVWRFNLQ6DNKD <DNXWLD DQG$GDSWDWLRQWR1DWXUDO(QYLURQPHQW

0*RWR63

'LVWULEXWLRQFKDQJHRIZLOGUHLQGHHULQWKH6LEHULDQ$UFWLFDQGLWVLPSDFWRQORFDOLQGLJHQRXVFRPPXQLWLHV

67DWVX]DZD,2NKORSNRY(.LULOOLQ01LNROD\

63

$VVHVVPHQWRIQDWXUDO JHRFU\RORJLFDO KD]DUGVWRDFKLHYHVXVWDLQDEOHGHYHORSPHQWLQWKH$UFWLFUHJLRQV,&KHVQRNRYD

63

&OLPDWHFKDQJHVLQWUDQVLWLRQDOQDWXUDODUHDVRI5XVVLDQQRUWKHUQDQGDUFWLFUHJLRQV

99LQRJUDGRYD77LWNRYD$=RORWRNU\OLQ

71DNDL7+L\DPD<,LMLPD$.RWDQL7&

6663 )LHOGREVHUYDWLRQRIVHDVSUD\DPRXQWDORQJ05&5.XVDNDZD6)XVKLPL72]HNL+<DPDJXFKL-,QRXHas of .BSDI, 20206663 &ODVVLILFDWLRQRIVHDLFHDQGJODFLHUXVLQJ$6&$7GDWDLQWKHQRUWKZHVWHUQ*UHHQODQG

6+RVKLQR .7DWH\DPD

6663 ,QWHJUDWLRQRI'LVFUHWH(OHPHQW0HWKRGWR3K\VLFDOO\%DVHG0RGHOOLQJIRU6KLS,FH,QWHUDFWLRQ+2NXPXUD$.RQQR

6663 ,QYHVWLJDWLRQRI%HWWHU)OXLG)RUFH7UHDWPHQWIRU6KLS,FH,QWHUDFWLRQ

50\RVH$.RQQR

1XPHULFDOLQYHVWLJDWLRQRQLFHEUHDNLQJUHVLVWDQFHRIERZIRUFRQWLQXRXVDGYDQFLQJLQOHYHO
6663
LFHZLWKGLVFUHWHHOHPHQWPHWKRG*;XKDR7<XNXL-6KDRSHQJ*:HL.<LQJ