By-Laws on Rules for Reporting on Investment Trusts and Investment
Corporations
Established on March 19, 2004
Revised on July 16, 2004
Revised on May 19, 2005
Revised on January 19, 2007
Revised on May 16, 2008
Revised on September 19, 2008
Revised on March 19, 2009
Revised on May 24, 2012
Revised on December 20, 2012
Revised on November 15, 2018
Revised on April 18, 2019
Revised on July 18, 2019

Article 1.

PurposeThe By-laws set forth necessary provisions for implementing the Rules for Reporting on Investment Trusts andInvestment Corporations (hereinafter referred to as the “Rules”).
Article 2.

Form, etc. of Reports, etc. for Investment Trust, etc.

The form and the submission date of Reports, etc. for Investment Trusts, etc. prescribed in Article 2, Paragraph
2 of the Rules, shall be the form and submission date set forth below:
Name of Reports, etc.
1. Table showing change in assets

Report Form
Attached Table 1

2. Table showing principal
3. Table showing income distribution and trust fees
4. List of funds
5. Table showing management status(a) Summary Table(b) Surplus funds schedule(c) Statement of other securities (by type)(d) Schedule of incorporation of domestic investment trusts
and REITs listed on domestic stock exchanges

Attached Table 2
Attached Table 3
Attached Table 4(e) Schedule of assets denominated in foreign currencies (bytype)

Attached Table 9(f) Schedule of assets denominated in foreign currencies (bycurrency)(g) Statement of other securities (by foreign currency
denomination type)
6. Table showing the purchase and sale of stocks (domestic)

Attached Table 10

Same as above
Same as above
Same as above
In principle, the 6thbusiness day of thefollowing month.
In principle, the 4th
business day of thefollowing month.
Same as above

Attached Table 11Same as above

Attached Table 12

Same as above

7. Table showing the purchase and sale of stocks (bycurrency)
8. Table showing the purchase and sale of public andcorporate bonds (domestic)
9. Table showing the purchase and sale of public andcorporate bonds (foreign)

Attached Table 13

Same as above

Attached Table 14

Same as above

Attached Table 15

Same as above–1–

Attached Table 5
Attached Table 6
Attached Table 7
Attached Table 8

Date of Submission
In principle, the 4th
business day of thefollowing month.
Same as above
Same as above
Same as above10. Table showing the purchase and sale of convertible
corporate bonds with stock acquisition rights (domestic)

Attached Table 16

Same as above

11. Schedule by industry
12. Fund Summary

Attached Table 17
Attached Table 18

13. Schedule of the balance of public and corporate bonds bytype

Attached Table 19

14. Table showing option trading (domestic)
15. Table showing option trading (foreign)
16. Table showing futures transactions (domestic)
17. Table showing futures transactions (foreign)
18. Establishment amount and cancellation amount (during
the month) by business category and total of net assets (at theend of the month)
19. Report on public offering for beneficiary certificates(closed-end stocks and investments and long-term public andcorporate bond investment trusts)

Attached Table 20
Attached Table 20
Attached Table 21
Attached Table 21
Attached Table 22

Same as above
When a trust is established,changed, and re-divided (ormerged)In principle, the 4th
business day of thefollowing month.
Same as above
Same as above
Same as above
Same as above
Same as above

Attached Table 23

The 15th business day of
the following month

20. Settlement and redemption funds

Attached Table 24

21. Mother fund information

Attached Table 25

22. Sales company and commission

Attached Table 26

In principle, the 15th
business day of everymonth
In principle, the 4th
business day of thefollowing month.
When a trust is establishedor changed

Article 2-2. Subject, etc., of the Report on the URL, etc. of the Delivery Prospectus
The report subject, reported matters, and the submission date set forth in the By-laws as provided in the Article
2-2 of the Rules shall be as follows:
Report subject
The report subject shall be the Delivery
Prospectus for publicly offered investment
trusts (open type). However, the following
investment trusts may be excluded from thereport. In the event that a report is not to be
made, the name of such investment trust, theAssociation Fund Code, and the applicablereason (any of (a) through (d) below) shall bereported to the Association by e-mail.
(a) Investment trusts which can be purchased
only through salary deduction(b) Investment trusts exclusively for DefinedContribution Pension(c) Asset-building payment type investment
trusts(d) Investment trusts, etc. exclusively for
wrap and SMA for the purpose ofproviding comprehensive asset
management and management services
based on a discretionary investment
contract between an investor and a sales
company

Reported matters
1. URL of Delivery Prospectus
2. Does the URL has an expiration
date (yes/no)
3. If “yes” in 2 above, theexpiration dateOr
1. PDF data of the Delivery
Prospectus
2. Expiration date of 1 above–2–

Date of Submission
1. When establishing a new
trust
Until the commencement
date of the initial offering
However, in the case of
self-establishment, until thedate of self-establishment
2. At the time of revision of the
Delivery Prospectus
Until the expiration date of
the effective period of the
pre-revision Delivery
Prospectus

Article 3.

Form, etc. of Reports, etc. for REIT, etc.

The form and the submission date of Reports, etc. for REIT, etc. prescribed in Article 3, Paragraph 2 of theRules, shall be the form and submission date set forth below:
Name of Reports, etc.
1. Information specific to REIT

Report Form
Attached Table 29

Date of Submission
In case of new registration,
before the start of theoffering and each time theregistered information ischanged

2. Information on REITs at the end of the month(a) Change in assets

Attached Table 30(b) Status of public offering and secondary distribution, etc.

Attached Table 31(c)

Attached Table 32

From the 20th business day
to the end of the following
month
From the 20th business day
to the end of the monthfollowing the month inwhich the offering, etc. is
madeFrom the 20th business day
to the end of the following
monthSame as above

Status of all incorporated real estate (holding status)(d) Status of purchase and sale of assets
3. Settlement and Financial Status of REITs(a) Financial status

Attached Table 33(b) Information on the composition of managed assets

Attached Table 35(c) Individual status of incorporated real estate (acquisition,
sale and holding status at the end of the settlement period)

Attached Table 36

Attached Table 34

Supplementary Provision
These By-laws shall come into effect on April 1, 2004.

Supplementary ProvisionThis amendment shall come into effect on April 1, 2004.

Supplementary ProvisionThis amendment shall come into effect on May 19, 2005.

–3–

Within 3 months from thelast day of the month inwhich the settlement datefalls
Same as above
For acquisition or sale, eachtime it occurs
For holding status at theend of the settlement
period, within 3 months
from the last day of themonth in which thesettlement date falls

Supplementary ProvisionThis amendment shall come into effect on January 19, 2007.

Supplementary Provisions
This amendment shall come into effect on the dates set out below.
1. The revision of the report form (revision of the form of the report concerning the incorporation of foreign realestate only) of the attached table concerning the “status of all incorporated real estate (holding status),” the“purchase and sale of assets,” and the “individual status of incorporated real estate” of REIT, etc., shall be
implemented from May 16, 2008, and applied from the report of June 2008.
However, if foreign real estate has not been incorporated, the pre-revision report form may be used from theeffective date until a date fixed by the Board of Directors.
2. Any amendments other than those provided in 1 above shall come into effect on a date* to be determined
separately by the Board of Directors.

Supplementary Provisions
1. This amendment shall come into effect from a date* separately determined by the Board of Directors.
However, any amendments to “26 Advance offering report” and “27 Advance offering plan” in the table in
Article 2 and Article 3 (the contents of the advance offering plan) shall come into effect from October 1,
2008.
2. In Attached Table 26-2, Attached Table 26-3, Attached Table 27-2 and Attached Table 27-3 in the
pre-revision report form prior to the partial revision of the “By-laws on Rules for Periodic Reporting ofInvestment Trusts and Investment Corporations” (Board of Directors resolution on May 16, 2008), the term“member certificate” shall be replaced with “Supporting Member” and the term “member sales company”
shall be replaced with “Supporting Member sales company.” This amendment shall come into effect from
October 1, 2008, and it will apply from the report for the end of October 2008.

Supplementary ProvisionThis amendment shall come into effect on March 19, 2009.

* (Resolution of the Board of Directors of February 18, 2010)
1. Effective date of the revised rules, etc.
The effective date will be “February 18, 2010.”
Article 2 (Form, etc. of Reports, etc. for Investment Trust, etc.) of the By-laws after amendment shall apply
from the report for February 2010, and Article 3 (Form, etc. of Reports, etc. for REIT, etc.) of the By-laws
shall apply from the report for January 2010.
However, the reports by Attached Table 18 (Fund Summary) and Attached Table 28 (Sales Company andCommission) set forth in Article 2 of the By-laws after amendment shall apply to funds, etc., established orchanged after the effective date.
2. Measures for parallel operation–4–

In order to implement parallel operation of the new and old systems, reports based on Article 2 of the
By-laws prior to revision (excluding reports set forth in No. 5, 6, and 7 (b), 16, 26, and 27 in the table of
Article 2 of the By-laws) are requested from the effective date of the revised rules, etc. until March 31, 2010.
However, reports on investment trusts to be newly established by the end of February 2010 in pre-revision
Attached Table 19 (Fund Summary) shall be made by February 26, 2010.

Supplementary Provision
These amendments shall be effective as of May 24, 2012.

Supplementary ProvisionThis amendment shall come into effect on January 4, 2013.

Supplementary ProvisionThis amendment shall come into effect on November 15, 2018.
However, the revision of the profit distribution amount provided in Attached Table 1 and Attached Table 3 as
set forth in Article 2 shall come into effect from February 28, 2019, and shall be applied from the report ofMarch 2019.
* The amended Articles are as follows:- Points to consider in Attached Table 1 and items and points to consider in Attached Table 3 shall be revised.
- Items in Attached Table 5 to Attached Table 7, Attached Table 9, Attached Table 11, Attached Table 14, Attached Table
15, and Attached Table 22 after amendment shall be revised.
- Pre-revision “Attached Table 19, Attached Table 24-1, and Attached Table 24-2” shall be deleted, and deviation in table
numbers shall be corrected

Supplementary ProvisionThis amendment shall come into effect on May 1, 2019.
* Necessary arrangement in connection with the change of era nameSupplementary Provisions
1. This amendment shall come into effect from December 23, 2019, and will apply to any new investment
trusts established after the effective date.
2. This amendment shall apply from January 31, 2020, for investment trusts established prior to the effective
date of this amendment (other than redeemed investment trusts). Full Members shall not be precluded
from operating based on the provisions after the amendment until the date of such application.
* The amended Articles are as follows:- 45-50 added to Attached Table 18 “Fund Summary Items.” 2. “Matters to be reported regarding privately placed
investment trusts” has been newly added to the section “Points to consider in reporting,” and subsequent items have beenarranged accordingly.

–5–

Attached Table 1

Table Showing Change in Assets(During MM/YYYY)
Company name:Co., Ltd.
(Unit: Yen)

Item

Type and Name of Trust Property
Total Amount (I + II)[Stock Investment Trust]
Unit Type Total‐ Breakdown of Unit TypeOpen Type Total‐ Breakdown of Open TypeI. Total Stock Investment Trusts

Total Net Asset
Early CancellationNet
at the End of Established
Redemption Changes in
the Previous Amount Cancellation
Amount
Fund
Ratio
Month
AmountAmountIncomeDistribution
AmountBalance at the End of
Net Assets
Changes in
the Month
Investment
Changes in
Number of Total Net
AmountPercentage
AmountFunds
Assets[Public and Corporate Bond Investment
Trust]
Unit Type Total‐ Breakdown of Unit TypeOpen Type Total‐ Breakdown of Open Type
II. Total Public and Corporate Bond
Investment Trust
Long-Term Public and Corporate Bond
Investment Trust⋮[Privately Placed Investment Trust]
Stock Investment Trusts (Private
Placement)‐ Breakdown of Stock Investment
TrustsPublic and Corporate Bond Investment
Trusts (Private Placement)‐ Breakdown of Bond Investment
TrustsTotal Amount (Private Placement)(Points to consider in reporting)
1. Investment trusts, etc. are to be reported (excluding mother funds).
2. The total amount of net assets at the end of the preceding month, the cancellation rate, net changes in fund amount, income distribution amount, changes in investment amount, changes
in net assets amount and percentage and the number of funds shall be calculated on the Association System.

–6–

Attached Table 2

Table Showing Principal(During MM/YYYY)
Company name:Co., Ltd.
(Unit: Yen)

Item Balance at the Endof the Previous
Type and Name of Trust PropertyMonthTotal Amount[Stock Investment Trust]

Inception

Early
Balance at the End
Redemption
Cancellationof the Month

Increase or
decrease

Unit Type Total
Open Type Total
Total Amount of Stock Investment
Trusts[Public and Corporate Bond
Investment Trust]
Total Amount of Public andCorporate Bond Investment Trusts

1.
2.

(Points to consider in reporting)
Investment trusts and Investment corporations for publicly offered are to be reported. The investment corporation will report only the balance at the end of the month.
The balance at the end of the previous month, changes in the amount shall be calculated on the Association System.

–7–

Attached Table 3

Table Showing Income Distribution Amount and Trust Fees
(End of MM/YYYY)

Company name:Co., Ltd.
(Unit: Yen)

Item
Income Distribution Amount

Trust Fees

Type and Name of Trust Property
Total Amount (I + II)[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond Investment
Trust]
Long-Term Public and Corporate Bond
Investment Trust… …
II. Total Public and Corporate Bond
Investment Trust[Privately Placed Investment Trust]
Stock Investment Trusts (Private
Placement)
Public and Corporate Bond Investment
Trusts (Private Placement)
Total Amount (Private Placement)(Points to consider in reporting)
1. With respect to investment trusts (excluding mother funds), each amount incurred during the current month(including those recorded as accrued) will be reported. Trust fees will be reported only for publicly offeredinvestment trusts.

–8–

Attached Table 4

List of Funds(MM/DD/YYYY)
Company name:Co., Ltd.

1. Unit Type
Remaining Principal

Name of Trust Property
Trust Period
Year/Month

ClosedTerm

Closing
Date

Date Established

Distribution
InitialPeriodEstablished
AmountRatio of Incorporation
Investment
Trust
Securities
Total Net
AssetsAmountPercentage

Millions ofyenYear/Month MM/DD/YYYY (MM/DD)

Millions ofyen%Millions ofyen%

Public andCorporate
Bonds

Shares%Beneficiary CertificatesBase Value%

End of the Month
Yen

Total
Number ofDistribution
BeneficiaryYears inMonth-on-MonthAmount since Yield since Management
ChangeEstablishment Establishment
Yen
Yen
%
Year/s

2. Open Type

Name of Trust Property

Ratio of Incorporation(Trust Moneyin Average) Total Net
Trust Money
AssetsPublic andBalance
Shares Corporate Investment
Millions ofMillions of Millions of
Bonds Trust Securities
yen
yen
yen
%
%
%

Initial Limit on Trust
Established
Money
RemainingAmountAmountPrincipal
Trust Period Date Established Closing Date
Year/Month MM/DD/YYYY(MM/DD)

Millions ofyenMillions ofyen

Beneficiary CertificatesBase Value

Total
Distribution Number of Years
Month-on-Month Amount for the in Management
End of the Month
ChangePast 3 Years
Yen
Yen
Yen
Year/s

3. Public and Corporate Bonds

Name of Trust Property
Trust Period
Year/Month

ClosedTerm

InitialEstablished Limit on
Trust Money
AmountDistribution
AmountPeriodDate EstablishedYear/Month MM/DD/YYYY

Millions ofyenMillions ofyenRemaining
Principal

Trust
Money
BalanceMillions of Millions ofyenyen

Ratio of
Incorporation
Public andCorporate
Total Net Assets
Bonds
Millions of yen%

Beneficiary CertificatesBase Value

Fluctuation
Rate since
End of the Month-on-Month Establishment
Month
ChangeYen
Yen%

4. Mother Funds
InitialLimit on Trust
Established
Money
RemainingAmountAmountPrincipal

Name of Trust Property
Trust Period
Year/Month

Total Net
AssetsDate Established
MM/DD/YYYY

Public andCorporate Investment
Trust
bonds
Securities

SharesMillions ofyenMillions ofyenMillions ofyen

Beneficiary CertificatesBase Value

Ratio of Incorporation
Trust Money
BalanceMillions ofyenMillions of
yen

–9–

%

%

%

Investment Investment Investment
End of the Month-on-Month Yield since Yield for the Yield for the
MonthChangeEstablishment Past 1 Year Past 3 Years
Yen
Yen
%
%
%

(Points to consider in reporting)
1. This is a report on publicly offered investment trusts and mother funds.
2. The report on publicly offered investment trusts will cover the balance of trust money (open type only) andthe incorporation ratio and those on mother funds will cover the balance of trust money, the incorporation
ratio and the total amount of net assets, and other matters shall be calculated on the Association System.
3. The report on the baby fund will cover the ratio for direct incorporation and the substantial incorporation
ratio prorated in proportion to the ratio of shareholding in the mother fund will be calculated on the
Association System.

–10–

Attached Table 5
Table Showing Management Status(End of MM/YYYY)
Company name:
1. Summary Table

Co., Ltd.
(Unit: Yen)

Item

Type and Name of Trust Property

AssetsStock
Public and Of which, Investment
Stock Subscription Corporate Convertible
Trust Investment Other
Bonds with Beneficiary Securities Assets
Certificates Warrant
Bond
Stock
Certificates Certificates
Certificates
Acquisition

Total
(A)

Loss or
Valuation Valuation
Total
Total Net Assets
gain on Gain or Loss Loss or
Number of Base Value of
Total
of Trust Property
valuation on Futures
Gain onUnits ofBeneficiary
Liabilities(F)ofTransactions, Foreign
Beneficial Certificates(B)(A)securities
etc.
Exchange
Interest[F/G](B)+(C)+(D)+(E)
(C)
(D)
(E)
(G)

Total Amount (I + II)[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond
Investment Trust]Long-Term Public and Corporate
Bond Investment Trust⋮

II. Total Public and Corporate
Bond Investment Trust[Privately Placed Investment
Trust]
Stock Investment Trusts (Private
Placement)
Public and Corporate Bond
Investment Trusts (Private
Placement)
Total Amount (Private
Placement)(Points to consider in reporting)
1. Investment trusts (including mother funds) will be reported.
2. The total number of units of beneficial interest shall be, in principle, the number of units converted into 10,000 yen per unit (the number of units
displaying base value).
3. The total amount of assets, the total amount of net assets of trust property, the base value of beneficiary certificates, etc. shall be calculated by the
Association System.
4. With respect to the baby fund, the amount of assets directly incorporated shall be reported, and the amount of substantial incorporation prorated in proportion to the ratio of shareholdingsin the mother fund shall be calculated by the Association System.

–11–

Attached Table 6

Surplus Funds Schedule(As of the end of MM/YYYY)
Company name:Co., Ltd.
(Unit: Yen)

Item
Deposit

Of which, Certificates Money Trust

Call Loans

Discounted Bills

Total

Type and Name of Trust Property
Total Amount (I + II)

of Negotiable Deposit[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond Investment Trust]II. Total Public and Corporate Bond Investment
Trust
Money Reserve Funds[Privately Placed Investment Trust]
Stock Investment Trusts (Private Placement)
Public and Corporate Bond Investment Trusts(Private Placement)
Total Amount (Private Placement)(Points to consider in reporting)
1. Investment trusts (including mother funds) will be reported.
2. The total is to be calculated on the Association System.
3. With respect to the baby fund, the amount directly incorporated shall be reported, and the amount of substantial incorporation prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–12–

Attached Table 7
Schedule of other securities (by type)(As of the end of MM/YYYY)
Company name:Co., Ltd.
(Unit: Yen)

Item

CD

CP

Foreign Loan
Trust Beneficiary Securities

Loan Bond
Beneficial interests

Total

Type and Name of Trust Property

Total Amount (I + II)[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond
Investment Trust]II. Total Public and Corporate Bond
Investment Trust
Money Reserve Funds[Privately Placed Investment Trust]
Stock Investment Trusts (Private
Placement)
Public and Corporate Bond
Investment Trusts (Private
Placement)
Total Amount (Private Placement)(Points to consider in reporting)
1. Investment trusts (including mother funds) will be reported.
2. The total is to be calculated on the Association System.
3. With respect to the baby fund, the amount directly incorporated shall be reported, and the amount of substantial incorporation prorated in proportion
to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–13–

Attached Table 8
Schedule of incorporation of domestic investment trusts and REITs listed on domestic stock exchanges(As of the end of MM/YYYY)
Company name:Co., Ltd.
(Unit: Million Yen)

Item
Domestic Investment Trust
Securities (Publicly Offered
Investment Trust)Domestic Investment Trust
Securities (Privately Placed
Investment Trust)Domestic Listed Real Estate
Investment Trust Investment
Securities

Type and Name of Trust Property

Total AmountPublicly Offered Stock
Investment Trust
Privately Placed Stock
Investment Trust(Points to consider in reporting)
1. Publicly offered stock investment trusts and privately placed stock investment trusts will be reported.
2. The total is to be calculated on the Association System.

–14–

Total

Attached Table 9

Schedule of Assets Denominated in Foreign Currencies (By Type)(As of the end of MM/YYYY)
Company name:
Item

Type and Name of Trust Property

AssetsOf which,
Stock
Public and Convertible Investment
Stock
Subscription Corporate Bonds with
Trust
Investment
Certificates Warrant
Bond
Stock
Beneficiary Securities
Certificates Certificates Acquisition Certificates
Rights

Deposit

Other Assets Total (A)Co., Ltd.
(Unit: Yen)

Total
Valuation Valuation Loss
Amount ofLoss oror Gain on
Total
Net Assets
Gain on Foreign Futures
Liabilities
DenominatedForeign Transactions,(B)
in Foreign
Securities
etc.
Currencies(C)(D)(A)-(B)+(D)Total (I + II)[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond Investment
Trust]
Long-Term Public and Corporate Bond
Investment Trust
II. Total Public and Corporate Bond
Investment Trust[Privately Placed Investment Trust]
Stock Investment Trusts (Private
Placement)
Public and Corporate Bond Investment
Trusts (Private Placement)
Total Amount (Private Placement)(Points to consider in reporting)
1.With regard to the publicly offered investment trust and the mother fund, the amount converted at the exchange rate used for calculation of the trust property at the end of the current monthshall be reported.
2.The total amount of assets and the total amount of net assets denominated in foreign currencies shall be calculated on the Association System.
3.With respect to the baby fund, the amount directly incorporated shall be reported, and the amount of substantial incorporation prorated in proportion to the ratio of shareholdings in themother fund shall be calculated on the Association System.

–15–

Attached Table 10

Schedule of Assets Denominated in Foreign Currencies (By Currency)(As of the end of MM/YYYY)
Company name:
Item

Type and Name of Trust Property[Breakdown by Currency Type]
Foreign Currency Total
U.S.A.
CanadaGermany
Netherlands
FranceAustralia
UK
Swiss
Yen
Italy
Hong Kong
SwedenSingapore
Malaysia
Finland
Total for Euro Participants⋮⋮

AssetsOf which,
Stock
Public and Convertible Investment
Stock
Subscription Corporate Bonds with
Trust
Investment
Certificates Warrant
Bond
Beneficiary Securities
Stock
Certificates Certificates Acquisition Certificates

Deposit

Other Assets Total (A)Co., Ltd.
(Unit: Yen)

Valuation Total Amount
Valuation
Loss or Gain of Net Assets
Total Loss or Gainon Foreign Denominated in
Liabilities on Foreign
Futures
Foreign(B)
Securities
Transactions, Currencies(C)etc.
(A)-(B)+(D)Rights(Notes for reporting)
1. With regard to the publicly offered investment trust and the mother fund, the amount converted at the exchange rate used for calculation of the trust property at the end of the current monthshall be reported.
2. For the Euro, a detailed description of each participant country and the total for all participants will be provided.
For details of Euro (participating countries), only the items of share certificates, stock subscription warrants, public and corporate bond certificates, convertible bonds with stock acquisitionrights, beneficiary certificates of investment trusts and investment securities shall be entered.
3. The total amount of assets and the total amount of net assets denominated in foreign currencies shall be calculated on the Association System.
4. With respect to the baby fund, the amount directly incorporated shall be reported, and the amount of substantial incorporation prorated in proportion to the ratio of shareholdings in the motherfund shall be calculated on the Association System.

–16–

Attached Table 11
Statement of other securities (by foreign currency denomination type)(As of the end of MM/YYYY)
Company name:Co., Ltd.
(Unit: Yen)

Item

CD

CP

Foreign Loan
Loan
Trust Beneficiary SecuritiesTrust Beneficiary Rights

Total

Type and Name of Trust Property

Total Amount (I + II)[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond
Investment Trust]II. Total Public and Corporate Bond
Investment Trust
Money Reserve Funds(Points to consider in reporting)1.
With regard to the publicly offered investment trust and the mother fund, the amount converted at the exchange rate used for calculation of the trust property at the end of the current monthshall be reported.
2.
The total is to be calculated on the Association System.
3.
With respect to the baby fund, the amount directly incorporated shall be reported, and the amount of substantial incorporation prorated in proportion to the ratio of shareholdings in themother fund shall be calculated on the Association System.

–17–

Attached Table 12

Table Showing the Purchase and Sale of Stocks (Domestic)(During MM/YYYY)
Company name:Co., Ltd.
(Upper Part: Number of Shares)(Lower Part: Amount)(Unit: Shares, Yen)

Item
MarketPurchased
Non-Market

Total

Sold
Non-Market

MarketTotal

Net Buying or Selling(-)

Margin Transaction
Sold
Repurchase

Type of Trust Property[Publicly Offered
Investment Trust]
Unit Type Total
Open Type Total
Total Amount of Stock
Investment Trusts[Privately Placed
Investment Trust]
Unit Type Total
Open Type Total
Total Amount of Stock
Investment Trusts(Points to consider in reporting)
1. Stock investment trusts (including mother funds) will be reported.
2. The contract amount shall be stated on the basis of the contract date.
3. For right bidding, “face value + premium” will be added to the purchase price.
4. Purchase amount, sales amount and net buying or selling shall be calculated on the Association System.
5. With regard to baby funds, the substantial sales amount prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–18–

Attached Table 13

Table Showing the Purchase and Sale of Stocks (By Currency)(For MM/YYYY)
Company name:Co., Ltd.

(Total Stock Investment Trusts)(Unit: Shares, Yen)
Purchase

Sale

Margin Transaction

Net Change (-)

Sold

Currency Type
Number of
SharesAmountNumber of
SharesAmountNumber of
SharesAmountNumber of
SharesAmountRepurchase
Number ofAmountSharesForeign Currency Total
U.S.A.
CanadaGermany
Netherlands
FranceAustralia
UK
Swiss
Yen
Italy
Hong Kong
SwedenSingapore
Malaysia
Finland
Total for Euro Participants⋮⋮(Notes for reporting)
1. Stock investment trusts (including mother funds) will be reported.
2. With regard to contract amounts, on the basis of the contract date, the amount converted at the exchange rate used for calculation of the trust property at the end of the current monthshall be entered.
3. For the Euro, a detailed description of each participant country and the total for all participants will be provided.
4. The net changes in number and amount of shares shall be calculated by the Association System.
5. With regard to baby funds, the substantial sales amount prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–19–

Attached Table 14

Table Showing the Purchase and Sale of Public and Corporate Bonds (Domestic)(During MM/YYYY)
Company name:Co., Ltd.

1. Public and Corporate Bonds Denominated in Japanese Currency
Purchased

Item

Type and Name of Trust Property(Unit: Yen)

New Bonds
Publicly Offered
Bonds

Non-Publicly
Offered Bonds

Net Change in
Sub Total

Existing Bonds

Total

Sold

Redemption
Amount (-)

Total Amount (I + II)[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond
Investment Trust]II. Total Public and Corporate Bond
Investment Trust
Money Reserve Funds(Points to consider in reporting)
1. The publicly offered investment trust and mother fund will be reported.
2. The contract amount shall be stated on the basis of the contract date (including the amount for Gensaki purchase and sale).
3. Publicly offered bonds shall be in general those publicly offered and shall not be limited to those offered by securities companies as underwriters.
4. Privately Placed Municipal Bonds shall be treated as non-publicly offered bonds.
5. Subtotals, totals and net changes in amount will be calculated on the Association system.
6. With regard to baby funds, the substantial sales amount prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–20–

Attached Table 15

Table Showing the Purchase and Sale of Public and Corporate Bonds (Foreign)(During MM/YYYY)
Company name:
2. Public and Corporate Bonds Denominated in Foreign Currencies

Co., Ltd.
(Unit: Yen)

Item
Purchased

Sold

Redemption

Net Change in Amount (-)

Type and Name of Trust Property
Total Amount (I + II)[Stock Investment Trust]
Unit Type Total
Open Type Total
I. Total Stock Investment Trusts[Public and Corporate Bond Investment
Trust]
II. Total Public and Corporate Bond
Investment Trust
Money Reserve Funds(Points to consider in reporting)
1. The publicly offered investment trust and mother fund will be reported.
2. The contract amount shall be calculated on the basis of the contract date at the exchange rate used for calculating the trust property at the end of the current month (including the amount for
Gensaki purchases and sales).
3. The net change in amount will be calculated on the Association system.
4. With regard to baby funds, the substantial sales amount prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–21–

Attached Table 16

Table Showing the Purchase and Sale of Convertible Bonds with Stock Acquisition Rights (Domestic)(During MM/YYYY)

Company name:Co., Ltd.

(Unit: Yen)
Item
Purchased

Sold
Redemption

Type of Trust Property

Of which, Convertible Net Change in Amount (-)
Portion

Unit Type Total

Open Type Total

Stock Investment Trusts Total
Public and Corporate Bond Investment
Trusts Total
Total Amount(Points to consider in reporting)
1. The publicly offered investment trust and mother fund will be reported.
2. The contract amount shall be stated on the basis of the contract date (including the amount for Gensaki purchase and sale).
3. The net change in amount will be calculated on the Association system.
4.
With regard to baby funds, the substantial sales amount prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–22–

Attached Table 17

Schedule by Industry(End of MM/YYYY)
Type of Trust Property ()

Company name:Co., Ltd.

Ratio

Ratio

Item
Industry

Number of Shares(Shares)

Current Value
(%)

(Yen)

(%)

Agriculture, Forestry, andFisheries
MiningConstruction
Food
Textile Products
Pulp and Paper
Chemicals
Pharmaceuticals
Oil and Coal Products
Rubber Products
Glass and Ceramics
Steel
Nonferrous Metal
Metal Products
Machinery
Electrical Equipment
Transport Equipment
Precision Equipment
Other ProductsElectricity and Gas
Land Transport
Shipping
Air Transport
Warehousing andTransportation
Communications
Wholesale Business
RetailBanking
Securities
Insurance
Other Financial Services
Real Estate
Service Industry
Total Domestic Stock
Total Foreign Stock
Total(Points to consider in reporting)
1. This report is on publicly offered stock investment trusts and mother funds.
2. Each percentage, the total number and percentage of domestic stock, the total number and percentage of
foreign stock, and the aggregated number and percentage shall be calculated by the Association System.
3. For the Baby Fund, the Association System shall calculate the incorporated amount in real terms
prorated in proportion to the share ratio in the Mother Fund.

–23–

Attached Table 18

Fund Summary Items
Item No.

Name of Item

Item No.

Name of Item

01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25

Investment Trust Company
Code
ISIN CodeInvestment Trusts Association
Fund CodeType CodeName of Fund
Fund Nickname
Own Fund Code
Daily Settlement-type CodePublic offering and private
placement category
Date of Establishment(Incorporation)
Unit Principal
Minimum Buy-in Category /Unit
Maturity Date
Product Classification CodeStatistical CodePublic Offering Start andClosing Date
Proposed Amount
Settlement Date
Buying Commission
Early Cancellation Fee

26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50

Trust Fees (Securities)
Trust Fees (Brokerage)
Frequency of Settlement(Annual)Trust Period
Distribution Policy
Established AmountContingency Fee System
Equity Weighting Limit
Foreign Currency Limit
Limit on Trust Money Amount
Reinvestment Category
Trust Fee CodeRecord Date of Subdivision
Subdivision of Shares
Consolidation Record Date
Consolidation of Shares
In-Kind Investment Trust Code
Extended Maturity Flag
Advance Redemption Flag
Attributes of Beneficiary
Type of Fund
Money TrustFund of Funds
Early Cancellation Period
Early Cancellation Refund Term

(Points to consider in reporting)
1. For publicly offered investment trusts, the matters in 01, 02, 04 to 12, 14 to 21, and 23 to 27 are to bereported no later than the day before the start of the public offering. Other matters (excluding 38 to
41, 43 and 44 to 50) are to be reported no later than the day before the date of the investment trust
establishment. However, the report for Exchange Traded Funds (ETF) under 11 is to be made no later
than the day following the date of the investment trust establishment.
2. For private placement investment trusts (excluding mother funds), the matters in 01, 02, 04 to 11, 13,
15, 18, 30, 42, and 45 to 50 are to be reported no later than the day before the date of the investment
trust establishment.
3. For the Mother Fund, matters in 01, 02, 04 to 11, 13, 15, 18, and 42 are to be reported no later than the
day before the date of investment trust establishment.
4. For the Investment Corporation, 01, 02, 04, 05, 09, 10, 13, and 18 are to be reported no later than the
day before the date of establishment.
5. When changes have been made to any of the matters reported, the content of such change is to bereported without delay. Any changes to the matters under 13 will be registered for 43 or 44.
6. Matters in 38 to 41 are to be reported no later than the day before the record date of subdivisionor consolidation. Furthermore, for consolidations, the outline of the surviving fund is to bereported.
7. Matters in 03, 19 (open type investment trust only), 22, 28, 29, and 31 are to be registered on the
Association system.
–24–

Attached Table 19
Schedule of the Balance of Public and Corporate Bonds by Type(As of the end of MM/YYYY)
Company name:(XX Fund)(Unit: Yen)
Special Bond
Certificates

National government bond certificates

Long
Term

Mid
Term

Co., Ltd.

Short
Term

Others

Total

Municipalbond

Of which,
Financial
Bonds

Corporate bondBusiness
Bonds

Convertible Bond
Certificates withStock
Acquisition
RightsCorporate
Bonds with
Stock
Options

Total

Other Bonds
Denominatedin Japanese
Currency

Sub
Total

Bonds
Denominatedin Foreign
Currencies

Total(Points to consider in reporting)1.
The publicly offered funds and the mother funds will be reported.
2.
The amount converted into Japanese yen for bonds denominated in foreign currencies shall be the amount converted at the exchange rate used for calculation of the trust property atthe end of the current month.
3.
Business bonds shall include investment corporation bonds.
4.
The sub total and total of government and corporate bonds will be calculated on the Association System.
5.
For the Baby Fund, the Association System shall calculate the incorporated amount in real terms prorated in proportion to the share ratio in the Mother Fund.

–26–

Attached Table 20

Table Showing Options Trading(During MM/YYYY)

Company name:Co., Ltd.
(Unit: Yen)

Sold
Balance atSales
the End ofAmountthe Previous During the
Month
Month

Category

Options for
StocksCall

Options for
Bonds

Call

Interest
rate

Call

Other

Currency

OthersRepurchaseAmountDuring the
MonthPurchased

Exercised
RightsBalance at Purchases
Balance atRightsTermination
the End ofAmountthe End of
During the During thethe Previous During thethe Month
Month
Month
Month
Month

Sell-Back Execution of Waiver ofAmountRightsRightsDuring the During the During the
Month
Month
Month

Balance atthe End of
the Month

Put

Put

Put
Call
Put
Call
Put
Call

Total

Put

(Points to consider in reporting)
1.
The status of domestic and foreign transactions of the publicly offered funds and mother funds will be reported.
2.
With regard to foreign transactions, the amount converted at the exchange rate used for calculation of the trust property at the end of the current month shall be entered.
3.
The balance at the end of the month shall be the amount calculated by multiplying the exercise value of the options by the number of options.
4.
The balance at the end of the previous month and the total will be calculated on the Association System.
5.
With regard to baby funds, the substantial sales amount prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–27–

Attached Table 21

Table Showing Futures Transactions(During MM/YYYY)
Company Name

Co., Ltd(Unit: Yen)

Sold
Category

Futures Transactions for Stock

Purchased

Balance at the End Sales Amount
Repurchase
Balance at the End Balance at the End Purchases Amount Resale Amount Balance at the Endof the Previous During the Month Amount Duringof the Previous During the Month During the Monthof the Monthof the MonthMonth
the Month
Month

Futures Transactions for
Bonds
Interest
Other

Currency
OthersTotal(Points to consider in reporting)
1.
The status of domestic and foreign transactions of the publicly offered funds and mother funds will be reported.
2.
With regard to foreign transactions, the amount converted at the exchange rate used for calculation of the trust property at the end of the current month shall be entered.
3.
The balance at the end of the previous month and the total will be calculated on the Association System.
4.
With regard to baby funds, the substantial sales amount prorated in proportion to the ratio of shareholdings in the mother fund shall be calculated on the Association System.

–28–

Attached Table 22
Establishment amount and cancellation amount (during the month) by business category and total of net
assets (at the end of the month)(as of the last day of MM/YYYY)
Company name:Co., Ltd.
(Unit: Yen)
(1) Stock(2) Public and Total (1) + (2)Investment
Corporate
Bond
Public Offering
Establishment
Private Placement
AmountTotal
PublicOffering
Securities Cancellation AmountCompany(including
Private Placement(A)
redemption)
Total
Public Offering
Total Net Assets
Private Placement
Total
Public Offering
Establishment
Private Placement
Amount
Total
Registered
Public Offering
Financial
Cancellation Amount (including redemption) Private Placement
Institution
Total
(B)
Public Offering
Total Net Assets
Private Placement
Total
Public Offering
Establishment
Private Placement
AmountTotal
Public Offering
Japan Post
Bank
Cancellation Amount (including redemption) Private Placement
(C)
Total
Public Offering
Total Net Assets
Private Placement
Total
Public Offering
Established Amount Private Placement
Total
PublicOffering
DirectSales
Cancellation Amount (including redemption) Private Placement
(D)
Total
Public Offering
Total Net Assets
Private Placement
Total
Public Offering
Established Amount Private Placement
Total
Public Offering
Total(A)+(B)+( Cancellation Amount (including redemption) Private Placement
C)+(D)
Total
Public Offering
Total Net Assets
Private Placement
Total(Points to consider in reporting)
1. Publicly offered funds and private placement funds (excluding mother funds) are to be reported.
2. The total of the establishment amount, the cancellation amount (including redemption) and the total amount of net assets,
and the total of (1) + (2), shall be calculated on the Association System.

–29–

Attached Table 23

Beneficiary Certificate Public Offering Report
Fund Name
Date EstablishedPublic Offering Period
Company name:Co., Ltd.

(1) Public offering status by applicant
Classification

AmountPercentage

Financial corporations

Thousands yen

Number of persons%

Percentage

People%Business corporations
Non-profit organizations
Individuals
Total
Share from financial
industry applicantsNote: In the Amount and Number of persons columns, direct sales shall be indicated using parenthesis for e
ach item in Table (1). E.g., “(1234).”(2) Public offering status by application amountApplication amountAmount500,000 yen or lessThousands yen

Percentage

Number of perso%

PeoplePercentage%

500,001 yen to 1,000,000 yen
1,000,001 yen to 3,000,000 yen
3,000,001 yen to 5,000,000 yen
5,000,001 yen to 10,000,000 yen
Over 10,000,000 yen
( )
100.0
100.0
Note 1: In the total column for Amount and Number of persons, the offering amount related to cumulative
investment contracts shall be indicated in parenthesis. E.g., “(1234).”
2. For long-term public and corporate bond investment trusts, the application amount column shall be
divided into the following amounts: “100,000 yen or less,” “100,001 yen to 200,000 yen,” “200,001
yen to 500,000 yen,” “500,001 yen to 1,000,000 yen,” “1,000,001 yen to 3,000,000 yen,” and “over3,000,000 yen.” The breakdown of amounts considered to be property accumulation shall be entered in
the margin as shown below.
Of which, property accumulation savings accountNo. of items,000 yen
Of which, property accumulation pension accountNo. of items,000 yen
Total

(

)

–30–

Attached Table 24

Settlement and Redemption Funds(MM/YYYY)

Fund Name

Company name: Co., Ltd.
Number of
Settlement or
Settlement Periods
Redemption dateSettlement or
Redemption……
……
Note: Of publicly offered investment trusts, funds whose settlement or redemption is on the following month
are to be reported (excludes trusts which have daily settlements).

Attached Table 25

Mother Fund Information(End of MM/YYYY)
Company name:Co., Ltd.

(1) Mother Fund Information (fund code, number of units of beneficial
interest)
Reported matters(2) Information on child funds that belong to relevant mother fund (fundcode, number of units of beneficial interest, distinction between public
offering and private placement)

Note: The Mother Fund is to be reported.

Attached Table 26

Sales Company and Commission

Reported matters

1) Company name, 2) Fund code, 3) Sales company of the fund, 4) Sellingcommission rate of the sales company (excluding tax)

Note 1: For publicly offered open type investment trusts, the maximum commission rate for each sales
company is to be reported.
2. At the time of the establishment of a trust, such notification shall be made by the day before thecommencement of the public offering, and if any change occurs thereafter, such notification shall bemade by the 6th business day of the following month.

–31–

Attached Table 29
1. Information specific to REIT
Item
number
1
2.
3
4
5
6
7
8

Item

Description

Investment Trusts Association Fund
Code
Name of investment corporation or
investment trust
English name of investment
corporation or investment trust
Nickname, etc. of investment
corporation or investment trust
Investment Trust Company CodeName of investment trust managementcompany
Name of trustee company for generaladministration
Name of asset custodian company(trustee bank)

9Type category 1

10Type category 2

11

Listing category

12

Market category

13

16
17

Date of establishment
Application commencement date(public offering commencement date)
Application end date (public offeringend date)
Registration date (establishment date)Listing date18

Management period

19
20
21

Frequency of settlement (annual)
Settlement Date
Settlement date variability category

22

Dissolution date (redemption date)

14
15

23
24
25
26

27

28

Redemption price at the time ofdissolution (redemption price)
Application units at issue
Minimum application units
Application commission category
Included inprice/not
Application
included incommission
priceAmountBase value representation category
Management
remuneration

29

Details ofmanagement cost,
etc.

Asset custody
remuneration
Remuneration
to salescompany

The system, etc. shall be determined separately
Official name

Fund nickname/abbreviated name (if applicable)
The system, etc. shall be determined separately(1) Investment corporation(2) Contract type (managed under instructions from the settlor)(3) Contract type (managed without instructions from the settlor)(1) Closed end(2) Open end
Listed (0) unlisted (1)System, etc., including the Tokyo Stock Exchange (1), shall be
determined separately.
MM-DD-YYYY Date of registration of incorporation
MM-DD-YYYY In the case of contract type, public offeringcommencement date
MM-DD-YYYY In the case of contract type, public offering end date
MM-DD-YYYY In the case of contract type, establishment date
MM-DD-YYYY Date: MM/DD/YYYY
Period of existence for investment corporation
In the case of contract type, trust period. Indefinite=99
n times
MMDD MMDD
Constant (0) variable (1)MM-DD-YYYY Expiration date of the period of existence. In the case ofcontract type, redemption date
Value per unit (up to two decimal places). In the case of a contract type,the redemption price
Number of units(For open end only) units
No application commission (0) With application commission (1)Included in price (0) not included in price (1)(Yen)
Japanese yen (0) foreign currency (1)Briefly describe the management remuneration structure.
Ex. 1) Rental income x3%, 2) rental profit x3%, 3) sales price x0.5%, etc.
In the case of a contractor, the trust remuneration of the managementcompany
Briefly describe the system of asset custody remuneration In the case ofcontract type, the trust remuneration of the trustee company.
For contract type open end only.

–32–

Attached Table 30

2. End of month REITs information
A. Change in assets
Itemnumber
1
2.
3

4

5

6

7
8

(Amount: in millions of yen)
Item

Data date
Investment Trusts Association Fund CodeName of investment corporation or investment
trust
Number of investment units at previous
month-end(Number of units of beneficial interest)
Net asset balance at previous month-end (A)Units of investment(Number of units ofbeneficial interest)
Additional contribution
Amount of contribution(Established amount)(B)(Total amount of trust
money)
Units of investment(Number of units ofRefund of contribution beneficial interest)(Cancellation amount)
Refund amount (C)(Total amount of trust
money)
Number of units ofRedemption
beneficial interest(Upon dissolution)
Redemption (D)Change in capital(E)=(B)-(C)-(D)9Change caused by management of trust (F)10Change in assets

11
12
13
14
15

Description

Number of units of investment at month-end(Number of units of beneficial interest)
Balance of net assets at month-end(A)+(E)+(F)Total amount of contributions
Total assets
Total amount of incorporated real estate
Total liabilities
Of which, the outstanding balanceof investment corporation bonds

MM-DD-YYYY Date of applicable data
The system, etc., shall be determined separately.
Official nameIn the case of contract type, the number of units of beneficial
interest

In the case of contract type, the number of units of beneficial
interest
In the case of a contract type, the established amount (total
amount of trust money)In the case of contract type, the number of units of beneficial
interest
In the case of a contract type, the cancellation amount (total
amount of trust money)In the case of contract type, the amount of change in funds
Increase or decrease in surplus (profit or loss for the period +internal reserves such as profit carried forward) due tomanagement of trust, etc.
Difference between the total amount of net assets at the end of
the current month and the total amount of net assets at the endof the previous month
In the case of contract type, the number of units of beneficial
interest

In the case of contract type, principal balance
Total assets at month-end
The sum of the disclosed reference values

Note:
1. Any Ex-Distribution after approval of settlement of accounts shall be included in the change caused bymanagement of trust.
2. The month in which any Ex-Distribution falls shall be the month in which settlement of accounts is ap
proved.
3. 8, 9, 10, 14 do not require input as calculation is automatic.
4. Amounts less than one unit shall be rounded down (same applies to the below forms).

–33–

Attached Table 31

B. Status of offering and sale, etc.
Itemnumber
1
2.
3

Item

Description

Data date
Investment Trusts Association Fund CodeName of investment corporation or investment
trust

MM-DD-YYYY Date of applicable data
The system, etc. shall be determined separately
Official name4

Date of application (public offering):

5
6Date of payment
Public offering and private placement category
Initial public offering or additional public offering
category
Number of public offering investment units(number of units of beneficial interest)
Number of secondary distribution investment
units (number of units of beneficial interest)

7
8
9
10

Issue price(Application price including commission)

11

Issue value

12

Paid amount

13

Secondary distribution priceMM-DD-YYYY In the case of contract type, the date of public
offering
MM-DD-YYYY(1) Public offering (2) private placement(1) Initial (2) additional
Number of units to be additionally issued

The issue price per unit
In the case of contract type, the application price including
commission (in yen)Amount to be paid per unit (subscription price, etc.) (in yen)
Change in total amount of contributions in the case ofadditional issuance (in millions of yen)Amount to be paid by an investor in the case of secondary
distribution (in millions of yen)

- Not a cumulative amount for each public offering.

–34–

Attached Table 32

C. Status of all incorporated real estate (holding status) (MM/YYYY)
Name of investment trust or investment corporation
Item

Japan

U.S.A.

･･･

Total

Number ofproperties
incorporated

Total
leasablearea (A)m2

Total leased
area (B)m2

Occupancy
rate (C)%(B)÷(A)

Number oftenants

Disclosure
valuation

Principal Use
OfficeCommercial
or retail
Housing
Hotel
Distribution
facilities
OthersTotal
Principal Use
OfficeCommercial
or retail
Housing
Hotel
Distribution
facilities
OthersTotal
Principal Use
OfficeCommercial
or retail
Housing
Hotel
Distribution
facilities
OthersTotal
Principal Use
OfficeCommercial
or retail
Housing
Hotel
Distribution
facilities
Others
Total

Note 1: “Other” is for purposes other than “Office,” “Commercial or retail,” “Housing,” “Hotel,” and“Distribution facilities.”
2: Entries for “Total” and “Occupancy rate (C)” are not required because they are automaticallycalculated.
3: The “Disclosure valuation” shall be the reference value disclosed by each investment corporation, etc.,
in the valuation method stipulated in the Certificate of Incorporation, etc.

–35–

Attached Table 33

D. Purchase and sale of assets (MM/YYYY)
Name of investment trust or investment corporation(Unit: Million Yen)
Item

Japan

Real estate

Real estate intrust

Acquisition
amountSales amount

U.S.A.

Acquisition
amountSales amount

CanadaAcquisition
amountSales amount･･･

Acquisition
amountSales amount

Total

Acquisition
amountSales amount–36–

Real estate
investment
securities

Other realestate-related
assetsOther specified
assetsAttached Table 34

3. Settlement and Financial Status of REITs
A. Financial status
Itemnumber
1
2.
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19

Description

Data date
Investment Trusts Association Fund CodeName of investment corporation or investment trust
Settlement period
Settlement Date
Operating revenue
Profit or loss from rental of real estate
Profit or loss from sale of real estate
Profit or loss from sale of securities
Other operating income
Other operating expenses
Total operating income
Non-operating income
Ordinary income
Income for the current period
Total profit distributions
Total return of contribution (principal)
Number of Investment Units Issued
Profit distributions
Distribution perDistribution amount for excess
unit
profit/principal return amountIndividuals/others
Bank/trust bank
Life insurance/Non-life
Number of
insurance
holders at
Securities Company
period end
Other financial services
Other domestic corporations
Foreigner (corporate/individual)
Individuals/others
Bank/trust bank
Life insurance/Non-life
Number of
insurance
Units Held atSecurities Company
End of Period
Other financial services
Other domestic corporations
Foreigner (corporate/individual)
Financial
institution

21

Item

Financial
institution

20(Amount: in millions of yen)

–37–

MM-DD-YYYY Date of applicable data
The system, etc. shall be determined separately
Official name
MMDD

Profit or loss from sale of real estate other than in No. 7
Profit or loss from sale of securities during the business
year
Other income during the business year
Total operating expenses less than or equal to asset
management remuneration

Profit after taxes
In millions of yen
In millions of yen
Number of units
Yen

In the case of an investment corporation, the number ofinvestors
In the case of contract type, the number of beneficiaries

Attached Table 35

B. Information on the composition of managed assets
Itemnumber
1
2.
3

4

5

Item

Other assets

7

Total assets at period end
Securities
Valuation profit or
Foreign exchange
loss
Others91011

Description

Data date
Investment Trusts Association Fund CodeName of investment corporation or investment trust
Real estate
LeaseholdReal estate related Superficies rights
assetsReal estate in trust
Silent Partnership Equity
OthersReal estate investment
securities (REIT
Securities
beneficiary certificates)
Other securities

6

8(Amount: in millions of yen)

MM-DD-YYYY Date of applicable data
The system, etc. shall be determined separately
Official nameBook Value (Note 1) and component ratio (%) (Note 2)
Same as above
Same as above
Same as above
Same as above
Same as above
Valuation (Note 1) and component ratio (%) (Note 2)
Same as above
Deposits, money trusts, call loans, discount bills, etc.
(including balance sheet accruals)

Of which, amount forloans
Of which, the outstandingbalance of investment
corporation bonds
Total net assets at period end
Base value at period end
Total amount ofliabilities

Note 1: Value after depreciation
2: Ratio to “10 Total net assets at period end” Component ratio is automatically calculated so input is
not required.

–38–

Attached Table 36
C. Individual status of incorporated real estate (acquisition and sale) (MM/YYYY)
Name of investment trust or investment corporation(Amount: in millions of yen)
Name ofproperty

Date ofacquisition

Date ofsale

Acquisition
Cost

Book
Value

Sale
price

Area

RegionLocation

Propertyuse

Note 1: “Date of acquisition” and “Date of sale” are the dates stated in the sales contract.
2: The “Acquisition cost” and “Sale price” are the prices stated in the sales contract.
3: “Book value” is based on the date of purchase of the property. There are also changes that are to beentered at the end of each period.
4. For assets denominated in foreign currencies, indicate the country name in the “Location” column.
Entry in the “Region” column is not necessary.

–39–