THE NATIONAL ACADEMIES PRESS
This PDF is available at http://nap.edu/24971

SHARE   Interim Report of the Committee on a Strategic Plan for U.S.
Burning Plasma Research

DETAILS
62 pages | 8.5 x 11 | PAPERBACK
ISBN 978-0-309-46930-2 | DOI 10.17226/24971

CONTRIBUTORSGET THIS BOOK

Commitee on a Strategic Plan for U.S. Burning Plasma Research; Board on Physics
and Astronomy; Division on Engineering and Physical Sciences; National
Academies of Sciences, Engineering, and Medicine

FIND RELATED TITLES

Visit the National Academies Press at NAP.edu and login or register to get:– Access to free PDF downloads of thousands of scientiﬁc reports– 10% off the price of print titles– Email or social media notiﬁcations of new titles related to your interests– Special offers and discounts

Distribution, posting, or copying of this PDF is strictly prohibited without written permission of the National Academies Press.
(Request Permission) Unless otherwise indicated, all materials in this PDF are copyrighted by the National Academy of Sciences.
Copyright © National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

PREPUBLICATION COPY – SUBJECT TO FURTHER EDITORIAL CORRECTION

INTERIM REPORT OF THE
COMMITTEE ON A STRATEGIC PLAN
FOR U.S. BURNING PLASMA RESEARCH

Committee on a Strategic Plan for U.S. Burning Plasma Research
Board on Physics and Astronomy
Division on Engineering and Physical Sciences

A Consensus Study Report of

Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

THE NATIONAL ACADEMIES PRESS 500 Fifth Street, NW Washington, DC 20001
This activity was supported by the Contract No. DE-SC0013488 from the Department of Energy.
Any opinions, findings, conclusions, or recommendations expressed in this publication do notnecessarily reflect the views of any organization or agency that provided support for the project.

Digital Object Identifier: https://doi.org/10.17226/24971
Copies of this publication are available free of charge from
Board on Physics and Astronomy
National Academies of Sciences, Engineering, and Medicine
500 Fifth Street, NW
Washington, DC 20001
Copyright 2017 by the National Academy of Sciences. All rights reserved.
Printed in the United States of America
Suggested Citation: National Academies of Sciences, Engineering, and Medicine. 2017. Interim
Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research. Washington,
DC: The National Academies Press. doi: https://doi.org/10.17226/24971.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION

Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

The National Academy of Sciences was established in 1863 by an Act of Congress, signed byPresident Lincoln, as a private, nongovernmental institution to advise the nation on issues
related to science and technology. Members are elected by their peers for outstanding
contributions to research. Dr. Marcia McNutt is president.
The National Academy of Engineering was established in 1964 under the charter of the
National Academy of Sciences to bring the practices of engineering to advising the nation.
Members are elected by their peers for extraordinary contributions to engineering. Dr. C. D.
Mote, Jr., is president.
The National Academy of Medicine (formerly the Institute of Medicine) was established in1970 under the charter of the National Academy of Sciences to advise the nation on medical
and health issues. Members are elected by their peers for distinguished contributions to
medicine and health. Dr. Victor J. Dzau is president.
The three Academies work together as the National Academies of Sciences, Engineering,and Medicine to provide independent, objective analysis and advice to the nation andconduct other activities to solve complex problems and inform public policy decisions. The
National Academies also encourage education and research, recognize outstanding
contributions to knowledge, and increase public understanding in matters of science,engineering, and medicine.
Learn more about the National Academies of Sciences, Engineering, and Medicine atwww.nationalacademies.org.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION

Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchConsensus Study Reports published by the National Academies of Sciences,
Engineering, and Medicine document the evidence-based consensus on the study’s
statement of task by an authoring committee of experts. Reports typically include
findings, conclusions, and recommendations based on information gathered by thecommittee and the committee’s deliberations. Each report has been subjected to arigorous and independent peer-review process and it represents the position of the
National Academies on the statement of task.
Proceedings published by the National Academies of Sciences, Engineering, andMedicine chronicle the presentations and discussions at a workshop, symposium, orother event convened by the National Academies. The statements and opinions
contained in proceedings are those of the participants and are not endorsed by otherparticipants, the planning committee, or the National Academies.
For information about other products and activities of the National Academies, please
visit www.nationalacademies.org/about/whatwedo.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION

Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

COMMITTEE ON A STRATEGIC PLAN FOR U.S. BURNING PLASMA RESEARCHMICHAEL MAUEL, Columbia University, Co-ChairMELVYN SHOCHET, NAS,1 University of Chicago, Co-Chair
CHRISTINA BACK, General Atomics
RICCARDO BETTI, University of Rochester
IAN CHAPMAN, UK Atomic Energy Authority
CARY FOREST, University of Wisconsin, Madison
T. KENNETH FOWLER, University of California, Berkeley
JEFFREY FREIDBERG, Massachusetts Institute of Technology
RONALD GILGENBACH, University of Michigan
WILLIAM HEIDBRINK, University of California, Irvine
MARK HERRMANN, Lawrence Livermore National Laboratory
FRANK JENKO, University of California, Los Angeles
STANLEY KAYE, Princeton University
MITSURU KIKUCHI, National Institutes for Quantum and Radiological Science and Technology
SUSANA REYES, Lawrence Berkeley National Laboratory
C. PAUL ROBINSON, Advanced Reactor Concepts, LLC
PHILIP SNYDER, General Atomics
AMY WENDT, University of Wisconsin, Madison
BRIAN WIRTH, University of Tennessee, Knoxville
Staff
JAMES C. LANCASTER, Director
DAVID LANG, Senior Program Officer, Study Director
ANDREA PETERSON, Program Officer (until August 2017)
CHRISTOPHER J. JONES, Program Officer
NEERAJ GORKHALY, Associate Program Officer
LINDA WALKER, Program Coordinator
HENRY KO, Research Associate
BETH DOLAN, Financial Associate

1NAS, National Academy of Sciences.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTIONv
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

BOARD ON PHYSICS AND ASTRONOMYBARBARA V. JACAK, NAS,1 Lawrence Berkeley National Laboratory, Chair
ABRAHAM LOEB, NAS, Harvard University, Vice Chair
FRANCIS J. DISALVO, NAS, Cornell University
TODD DITMIRE, University of Texas, Austin
NATHANIEL J. FISCH, Princeton University
DANIEL FISHER, NAS, Stanford University
WENDY FREEDMAN, NAS, University of Chicago
GERALD GABRIELSE, Harvard University
JACQUELINE N. HEWITT, Massachusetts Institute of Technology
WENDELL T. HILL III, University of Maryland
ALAN J. HURD, Los Alamos National Laboratory
BARBARA JONES, IBM Almaden Research Center
HERBERT LEVINE, Rice University
LYMAN A. PAGE, JR., NAS, Princeton University
STEVEN M. RITZ, University of California Santa Cruz
Staff
JAMES C. LANCASTER, Director
DAVID B. LANG, Senior Program Officer
CHRISTOPHER J. JONES, Program Officer
NEERAJ GORKHALY, Associate Program Officer
LINDA WALKER, Program Coordinator
HENRY KO, Research Associate
BETH DOLAN, Financial Associate

1NAS, National Academy of Sciences.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
vi
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchPreface
In January 2003, President George W. Bush announced that the United States would begin
negotiations to join the ITER project and noted that “if successful, ITER would create the first fusion
device capable of producing thermal energy comparable to the output of a power plant, making
commercially viable fusion power available as soon as 2050.” In 2007, the United States became an ITER
member after signing a binding international agreement with China, the European Union (EU), India,
Japan, the Republic of Korea (ROK), and Russia. The United States and the other ITER members are now
constructing ITER with the aim to demonstrate that magnetically confined plasmas can produce morefusion power than the power needed to sustain the plasma. This is a critical step towards producing anddelivering electricity from fusion energy.
Since the international establishment of the ITER project, ITER’s construction schedule hasslipped and ITER’s costs have increased significantly, leading to questions about whether the UnitedStates should continue its commitment to participate in ITER. These concerns resulted in a directive from
Congress, appearing in the FY2016 Consolidated Appropriations Act, that the Secretary of the
Department of Energy (DOE) report to Congress on United States participation in the ITER project,including budget projections, project schedule, project management, and foreign policy implementations.
The Secretary’s report was delivered to Congress in May 2016 and recommended that the UnitedStates remain a partner in the ITER project through FY2018. The report acknowledged the significant
construction progress made at ITER and the substantial improvements of ITER project management but
also noted that significant technical and management risks remain. It remains to be seen whether theUnited States will continue its ITER membership beyond FY2018 as well as whether project performance
will be sustained and the larger costs needed for U.S. obligations for ITER construction can beaccommodated in future budgets for the DOE Office of Science. The Secretary’s report stated that prior to
the FY2019 budget submittal, “the United States re-evaluate its participation in the ITER project to assess
if it remains in our best interests to continue our participation.”
In addition to outlining various oversight and management reviews to ensure continued
improvement in ITER project performance, the Secretary’s report requested advice from the National
Academies “to perform a study of how to best advance the fusion energy sciences in the United States,
given the developments in the field since the National Research Council study in 2004, the specificinternational investments in fusion science and technology, and the priorities for the next ten years
developed by the community and the Office of Fusion Energy Sciences (FES) that were recently reported
to Congress. This study will address the scientific justification and needs for strengthening thefoundations for realizing fusion energy given a potential choice of U.S. participation or not in the ITER
project, and will develop future scenarios in either case.”

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
vii
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

In response to this request, the National Academies of Sciences, Engineering, and Medicine
established the Committee on a Strategic Plan for U.S. Burning Plasma Research. The committee’s
statement of task is given in Appendix B.
The statement of task requests the preparation of this interim report prior to submission ofstrategic guidance that will be developed later and presented in a final report. Although the committee has
not yet completed its work guiding the long-term fusion research strategies in both scenarios, in which theUnited States is, or is not, a member in ITER, the committee has completed its assessment of the current
status of U.S. fusion research and of the importance of burning plasma research to the development offusion energy as well as to plasma science and other science and engineering disciplines.
This interim report is based on the information the committee received in its first two meetings(see Appendix C), from review of a large number of prior reports and studies, which includes DOE’s
Project Execution Plan for U.S. Contributions to ITER Subproject-1 released in January 2017 (seeAppendix D), and from the first of two community workshops on strategic directions for U.S. magnetic
fusion research held at the University of Wisconsin–Madison from July 24 through July 28, 2017.
Having completed its assessment of the status and importance of U.S. burning plasma research,
the committee anticipates that the final report will present strategies that incorporate continued progress
toward a burning plasma experiment and a focus on innovation. The committee will receive input fromthe second community workshop on strategic directions for U.S. magnetic fusion research to be held at
the University of Texas–Austin, December 11-15, 2017, and several site visits. Additionally, a
subcommittee of the Fusion Energy Sciences Advisory Committee (FESAC) to the DOE Office of
Science is expected to complete its report shortly, identifying “the most promising transformative
enabling capabilities for the United States to pursue that could promote efficient advance toward fusionenergy.”To the extent possible, the committee’s final report will include considerations of the health offusion research sectors within the United States, the role of international collaboration in the pursuit ofnational fusion energy goals, the capability and prospects of private-sector ventures to advance fusionenergy concepts and technologies, the impact of science and technology innovations, and the design ofresearch strategies that may shorten the time and reduce the cost required to develop commercial fusionenergy.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
viii
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Acknowledgment of Reviewers
This Consensus Study Report was reviewed in draft form by individuals chosen for their diverse
perspectives and technical expertise. The purpose of this independent review is to provide candid andcritical comments that will assist the National Academies of Sciences, Engineering, and Medicine in
making each published report as sound as possible and to ensure that it meets the institutional standards
for quality, objectivity, evidence, and responsiveness to the study charge. The review comments and draft
manuscript remain confidential to protect the integrity of the deliberative process.
We thank the following individuals for their review of this report:
Roger Blandford, Stanford University,
Richard Buttery, General Atomics,
James D. Callen, University of Wisconsin,
Steve Cowley, Corpus Christi College,
Robert Iotti, ARC Nuclear,
Johnathan Menard, Princeton University,
Ann White, Massachusetts Institute of Technology, andSteven Zinkle, University of Tennessee, Knoxville.
Although the reviewers listed above provided many constructive comments and suggestions, they
were not asked to endorse the conclusions or recommendations of this report nor did they see the final
draft before its release. The review of this report was overseen by Marcia Rieke, University of Arizona,and William Dorland, University of Maryland, College Park. They were responsible for making certainthat an independent examination of this report was carried out in accordance with the standards of the
National Academies and that all review comments were carefully considered. Responsibility for the finalcontent rests entirely with the authoring committee and the National Academies.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTIONix
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchContents
SUMMARY

1

1

BACKGROUND

6

2

THE COMMITTEE’S INFORMATION-GATHERING PROCESS

12

3IMPORTANCE OF BURNING PLASMA RESEARCH

14

4STATUS OF U.S. RESEARCH THAT SUPPORTS BURNING PLASMA SCIENCE

22

5

ASSESSMENTS

33

6

TOWARD COMPLETION OF THE FINAL REPORT38

APPENDIXESAWHAT IS MAGNETIC FUSION?

41

B

STATEMENT OF TASK44CAGENDAS FROM COMMITTEE MEETINGS

46

D

PREVIOUS STUDIES OF MAGNETIC FUSION ENERGY AND STRATEGIES FOR FUSIONENERGY DEVELOPMENT CONSULTED BY THE COMMITTEE48

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTIONx
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Summary
In this interim report, the Committee on a Strategic Plan for U.S. Burning Plasma Research
makes the following assessments of the importance of burning plasma research to the development offusion energy and of the current status of U.S. burning plasma research, including current and planned
participation in international activities.
Assessment 1: Burning plasma research is essential to the development of magnetic fusionenergy and contributes to advancements in plasma science, materials science, and the nation’s
industrial capacity to deliver high-technology components.
All efforts to make fusion energy require a burning plasma—an ionized gas like the Sun and stars
that is heated by fusion reactions. Burning plasma research begins with understanding, measuring, andpredicting the complex physical processes of the plasma and of the energetic particles moving within theplasma created by fusion reactions. Next, burning plasma research includes the high-technology tools
used to control, confine, and heat the plasma to very high temperature and pressure. Finally, burning
plasma research embodies the applied and engineering sciences necessary to design reliable structuresthat surround the plasma and convert fusion energy into useful heat and power. Burning plasma researchis interdisciplinary and results in technological and scientific achievements that touch many aspects ofeveryday life and lead to new insights in related fields such as optics, fluid mechanics, and astrophysics.
Although significant fusion power has been generated for short periods in the laboratory (4 MW
for 4 seconds and up to 16 MW for shorter periods) and some processes expected in a burning plasma
have been studied at the temperatures and pressures required for fusion energy, a burning plasma, which
is heated predominately by fusion reactions, has never been created. This requires construction of aburning plasma experiment such as ITER. A burning plasma experiment will allow integrated
investigation of the burning plasma with the advanced technology magnetic fusion schemes require.
Because of its large size and complexity, constructing a burning plasma experiment leads toadvancements in industrial capability, such as for large superconducting magnets, vacuum technologies,
complex cryogenic systems, ultra-precise construction, and robotic systems to handle materials.
Assessment 2: The U.S. fusion energy science program has made leading advances inburning plasma science that have substantially improved our confidence that a burning plasma
experiment such as ITER will succeed in achieving its scientific mission.
Experiments conducted using research facilities in the United States have been highly productive.
New ideas to control and sustain burning plasma have been discovered, and theoretical and computationalmodels developed in the United States have substantially improved the ability to control plasma stability,
predict plasma confinement, and enhance fusion energy performance. The understanding of burning
plasma science has advanced significantly, including such critical topics as the transport of heat and

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
xi

1

Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

particles by multi-scale turbulence, the behavior of energetic particles produced by fusion reactions, andthe physics of the narrow insulating layer at the plasma edge (or “pedestal”). In addition, new techniques
have been developed to avoid and mitigate transient events, which can erode plasma facing materials.
Scenarios of burning plasma operation that are expected to simultaneously satisfy the requirements forstability, confinement, fuel purity, and compatibility with plasma facing components have been developed
experimentally and explored with computational models. These scenarios further increase confidence inthe burning plasma performance that can be achieved in ITER. While important avenues for further
exploration remain, current understanding increases confidence that ITER will achieve its scientificmission. The widely recognized importance of U.S. research contributions to the field also supports the
expectation that, if the United States continues to participate in ITER, scientists within the United States
will make leading contributions to the study of fusion energy at the power plant scale.
Assessment 3: Construction and operation of a burning plasma experiment is a critical, but
not sufficient, next step toward the realization of commercial fusion energy. In addition to aburning plasma experiment, further research is needed to improve and fully enable the fusion
power system.
A burning plasma experiment will examine for the first time many of the interconnected scientificand technology issues that must be addressed to produce magnetic fusion energy. Among these are theexperimental validation of theoretical predictions related to plasma stability, plasma heating, transport ofplasma heat and particles, alpha particle physics from fusion reactions, and disruption avoidance fortokamaks in substantially unexplored regimes of magnetic confinement. Equally important are gains infusion engineering science including large-scale superconducting magnet technology, progress toward
understanding fusion blanket science, tritium science and management, remote handling of materials andcomponents, and large-scale systems integration. As a burning plasma experiment, ITER is a critical stepalong the path to advance the science and technology of a fusion power source.
Still, ITER is a fusion research facility and a long way from being a system for commercial
power. In a commercial system, economics requires the thermal power to increase about seven-fold.
Continuous operation requires efficient coupling of radio waves into the plasma to sustain the plasma
current. Challenging plasma-wall problems need inventive solutions in order to safely handle the flux ofenergetic neutrons on the inner wall and the escaping heat from the plasma that is directed onto the platesof a protective divertor. The self-consistent production and safe handling of tritium will not be fully
addressed in ITER but must be solved for commercial fusion power. Lastly, the expected gains inengineering and economics that might accrue from technology and materials innovations, like the newly
developed rare-earth, high-temperature superconductors, need to be investigated; however, these
innovations will only impact fusion facilities built beyond ITER. The overall picture is that a burning
plasma experiment, such as ITER, will lead to major gains along the path to fusion energy while otherfusion energy experiments will need to address remaining science and technology challenges anddemonstrate innovative solutions that lead to a reduced size, lower cost, full-scale power source.
Assessment 4: Although our international partners have national strategic plans leading toa fusion energy demonstration device, the United States does not.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
2
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Since the National Research Council’s (NRC’s) study in 2004, strategic plans leading to a fusionenergy demonstration have been developed by many of our international partners, all with high-levelgovernmental support including, in some cases, accompanying legislation. These strategies all recognizethat the burning plasma regime promised by ITER is the most expedient way to demonstrate controlled
fusion on commercial scale and, importantly, elucidate the accompanying research and technology
programs needed to progress beyond ITER to a commercial fusion reactor. Such strategic planning guides
national research and innovation programs, helps to engage industrial partners, and sets the national
priorities of our partners, enabling them to develop key areas of unique expertise. The absence of such anationally endorsed strategic plan for delivery of fusion energy in the United States inhibits the long-termplanning of all participants in the fusion endeavor in the United States, from universities, to national
laboratories, to industrial partners. Without a long-term plan, the United States risks being overtaken as
our partners advance the science and technology required to deliver fusion energy. Conversely, theadoption of such a plan has the potential to support strategic funding decisions and priorities within thenational program and help foster innovation towards commercially viable fusion reactor designs.
Assessment 5: Recent closures of domestic experimental facilities without new starts, as well
as a reduction of fusion technology efforts, threaten the health of the field in the United States.
As reported by the NRC Burning Plasma Committee 2004, many of the scientific and technicalissues of importance to the long-range development of fusion are best addressed by research facilities
having size and complexity much smaller than that needed for a burning plasma experiment. A long-term
strategy for fusion energy benefits from a domestic effort in parallel with the ITER project focused on
developing the scientific base for promising fusion reactor concepts and technologies.
However, during the past decade, various programmatic decisions have closed domestic
experimental facilities without opportunities for new starts and without compensating programs
internationally. In 2005, the budget for U.S. fusion technology efforts was sharply reduced. In 2013, theDepartment of Energy’s Office of Fusion Energy Sciences implemented an overall reduction in thedomestic program while making only a modest increase in funding for scientific collaborations on nonU.S. experimental facilities. Currently, only one mid-scale fusion experiment is operating in the UnitedStates. Mid-scale experimental facilities can attract talent to the field, provide broad scientific andengineering opportunities, and test innovations that could improve the fusion energy concept andstrengthen U.S. expertise in fusion science and technology.
Assessment 6: Any strategy to develop magnetic fusion energy requires study of a burning
plasma. The only existing project to create a burning plasma at the scale of a power plant is ITER,
which is a major component of the U.S. fusion energy program. As an ITER partner, the UnitedStates benefits from the long-recognized value of international cooperation to combine the scientificand engineering expertise, industrial capacity, and financial resources necessary for such aninherently large project. A decision by the United States to withdraw from the ITER project as theprimary experimental burning plasma component within a balanced long-term strategic plan forfusion energy could isolate U.S. fusion scientists from the international effort and would require theUnited States to develop a new approach to study a burning plasma.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
3
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Past studies of magnetic fusion energy research recommended U.S. entrance into international
partnerships as the most cost-effective approach to undertake large fusion energy experiments. Thesestudies include Cooperation and Competition on the Path to Fusion Energy,1 Pacing the U.S. Magnetic
Fusion Program,2 the 1995 Report PCAST Panel on U.S. Fusion R&D Programs,3 and Realizing thePromise of Fusion Energy.4 After considering various options for a burning plasma experiment, the 2004
NRC Burning Plasma Assessment Committee5 recommended that the United States should participate in
ITER. But, if the United States were not to participate in ITER, that committee also recommended the
pursuit of international partnership in an alternate burning plasma experiment. A burning plasma
experiment at the scale of a power plant is necessarily a large facility and integrates multiple advanced
technologies. At the present time, no country has the combination of scientific and engineering expertise,industrial capacity, and long-term national commitment to undertake this critical task alone.
While previous studies concluded that fusion energy research substantially benefits frominternational cooperation, they also described a potential for failure if international partners were unable
to meet their commitments. The NRC’s report A Review of the DOE Plan for U.S. Fusion Community
Participation in the ITER Program6 recommended that steps should be taken to “seek greater funding
stability for the international ITER project to ensure that the United States remains able to influence thedeveloping ITER research program, to capitalize on research at ITER to help achieve U.S. fusion energy
goals, to participate in obtaining important scientific results on burning plasmas from ITER, and to be aneffective participant in and beneficiary of future international scientific collaborations.”
The committee has reviewed the recommendations from these past studies in the context of theexisting ITER partnership, the assessments of U.S. burning plasma research listed above, and the benefits
international partnership brings to large multi-year endeavors at the frontier. Based on this review, thecommittee concludes that the United States benefits from partnership in ITER as the primaryexperimental burning plasma component within its own long-term strategic plan for fusion energy. On theother hand, a decision by the United States to withdraw from the ITER project would require a new
approach to study a burning plasma. Because there is currently no mature burning plasma experiment as
an alternative to ITER, the design, construction, and licensing of such an alternative to ITER would
require significant development by the U.S. program, as well as a new approach to avoid isolation fromthe international fusion energy research effort.
The committee’s final report will provide greater detail and analysis of the options for a longterm strategic plan for a national program of burning plasma science and technology research, including
developing various supporting capabilities and participating in international activities. Strategic guidance
for scenarios where the United States both is and is not a participant in ITER will be described.
1

National Research Council, Cooperation and Competition on the Path to Fusion Energy: A Report, National
Academy Press, 1984.
2
National Research Council, Pacing the U.S. Magnetic Fusion Program, National Academy Press, 1989.
3
President’s Committee of Advisors on Science and Technology, “The U.S. Program of Fusion Research andDevelopment,” July 11, 1995.
4
Secretary of Energy Advisory Board, Realizing the Promise of Fusion Energy: Final Report of the Task Force on
Fusion Energy, August 9, 1999.
5
See Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National ResearchCouncil (2004), http://www.nap.edu/catalog/10816.html.
6
National Research Council, A Review of the DOE Plan for U.S. Fusion Community Participation in the ITER
Program, The National Academies Press, 2009.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
4
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Work for the final report is at an early stage. Nevertheless, based on the input received by thecommittee and the committee’s assessments, if the United States seeks to continue its pursuit forabundant fusion power, the development of a national strategic plan for fusion energy that spans several
decades is necessary. Therefore, the committee makes the following final assessment that will guide thestrategies for both scenarios in the final report.
Assessment 7: If the United States wishes to maintain scientific and technical leadership in
this field, the committee concludes that the United States needs to develop its own long-term
strategic plan for fusion energy.
In the development of the final report, the committee views the following elements as important
to its guidance on a long-term strategic plan:Continued progress towards the construction and operation of a burning plasma experimentleading to the study of burning plasma,Research beyond what is done in a burning plasma experiment to improve and fully enable
commercial fusion power,Innovation in fusion science and technology targeted to improve the fusion power system as acommercial energy source, andA mission for fusion energy research that engages the participation of universities, national
laboratories, and industry in the realization of commercial fusion power for the nation.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
5
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

1
Background
On January 30, 2003, just 6 weeks after the release of the interim report of the National ResearchCouncil’s (NRC’s) Burning Plasma Assessment Committee,7 the focus and priority of the U.S. fusionenergy sciences program changed. President George W. Bush announced8 “that the United States will join
an ambitious international research project to harness the promise of fusion energy, the same form ofenergy that powers the sun.” The President's announcement described ITER as “the largest and mosttechnologically sophisticated fusion experiment in the world.” The President also acknowledged the
NRC’s recommendation for U.S. participation in ITER and further explained, “This step is critical to thedevelopment of fusion as a viable energy source. Recent scientific developments have advanced
knowledge of this field to the point that scientists now believe ITER can demonstrate the feasibility ofthis technology as part of an ongoing effort to develop a practical energy-generating device. If successful,
ITER would create the first fusion device capable of producing thermal energy comparable to the output
of a power plant, making commercially viable fusion power available as soon as 2050.”
The importance of a burning plasma experiment as a required step in the development of practicalfusion energy has been appreciated for decades.9 “A burning plasma experiment would address for the
first time the scientific and technological questions that all energy-producing fusion schemes mustface.”10 As explained in the 1999 Fusion Energy Sciences Advisory Committee (FESAC) report Burning
Plasma Physics,11 “Producing and understanding the dynamics of a burning plasma will be an immense
physics challenge and the crucial next step in establishing the credibility of fusion as a source of energy.”
This finding was also enunciated by previous review panels, which additionally noted the required
international, scientific, and political support for the endeavor to construct and operate a burning plasma
experiment.12 The President’s Committee of Advisors in Science and Technology (PCAST) report of the7

Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National Research Council(2004), http://www.nap.edu/catalog/10816.html.
8George W. Bush: “Fact Sheet: ITER,” January 30, 2003. Online by Gerhard Peters and John T. Woolley, The
American Presidency Project. http://www.presidency.ucsb.edu/ws/?pid=80124.
9
See, for example, Final Report of the Fusion Policy Advisory Committee, delivered to Energy Secretary Watkins,
September, 1990.
10
Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National Research Council(2004), http://www.nap.edu/catalog/10816.html.
11
Burning Plasma Physics, FESAC Report, DOE/SC-0041, September 1999.
12
For example, National Research Council, Cooperation and Competition on the Path to Fusion Energy: A Report,
National Academy Press, 1984.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
6
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Fusion Review Panel13 and the 1996 report of the Fusion Energy Advisory Council (FEAC), Restructured
Fusion Energy Sciences Program,14 recommended that the United States should “pursue fusion energy
science and technology as a partner in the international effort.” The report of the NRC Fusion Science
Assessment Committee15 recommended that “solid support should be developed within the broad
scientific community” for U.S. participation in a burning plasma experiment, and the Secretary of Energy
Advisory Board Task Force on Fusion Energy16 urged “solid support for it throughout the politicalsystem.”These previous reports, the successful production of 11 MW fusion power in the Tokamak Fusion
Test Reactor experiment17 and 16 MW in JET,18 and the plan for the U.S. magnetic fusion burning plasma
experimental program as developed through the FESAC and Snowmass processes were reviewed by the2004 NRC Burning Plasma Assessment Committee.19 The committee’s key recommendation was asfollows: “The United States should participate in the International Thermonuclear Experimental Reactor(ITER) project. If an international agreement to build ITER is reached, fulfilling the U.S. commitment
should be the top priority in a balanced U.S. fusion science program.” Following this recommendation,
the U.S. Department of Energy (DOE) Twenty-Year Outlook20 listed ITER as the highest priority within
the Office of Science.
Following decades of effort, including the International Tokamak Reactor project (1978–1987)21
and the ITER Engineering Design Activity (1992–1998),22 both facilitated through the IAEA, aninternational agreement to build and operate a burning plasma experiment was finally formalized in Paris
with the signing of the Agreement on the Establishment of the ITER International Fusion Energy
Organization for the Joint Implementation of the ITER Project in November 2006.23 The ITERInternational Fusion Energy Organization is a public international organization, with limited privileges
and legal immunities, involving the United States with China, the European Union, India, Japan, theRepublic of Korea, and the Russian Federation. At the signing ceremony, DOE Undersecretary for
Science Raymond Orbach explained, “ITER is the first stand-alone, truly international, large-scalescientific research effort in the history of the world.” After an international design review was completed
in 2008,24 ITER construction began in 2010 in Cadarache, France.25 In 2012, by French Order, ITER
became the first of a kind licensed basic nuclear fusion facility.26
13

The U.S. Program of Fusion Energy Research and Development, PCAST Fusion Review Panel (July, 1995).
A Restructured Fusion Energy Sciences Program, FEAC Advisory Committee (January, 1996).
15
An Assessment of the Department of Energy's Office of Fusion Energy Sciences Program, National Academies
Press, (2001), http://www.nap.edu/catalog/9986.html.
16Realizing the Promise of Fusion Energy, Final Report of the SEAB Task Force on Fusion Energy (August, 1999).
17
Hawryluk, et al., “Results from deuterium-tritium tokamak confinement experiments,” Rev. Mod. Phys. 70, 537(1998).
18
Keilhacker et al., “High fusion performance from deuterium-tritium plasmas in JET,” Nuc Fusion 39, 209 (1999).
19
National Research Council, Burning Plasma–Bringing a Star to Earth, National Academy Press, 2004.
20
Facilities for the Future - A Twenty Year Outlook, U.S. DOE Office of Science (November, 2003).
21
See INTOR TEAM, International Tokamak Reactor: Phase 2A, Part III, IAEA, Vienna (1988).
22
R. Aymar, “Present status and future prospect of the ITER project,” J Nucl Mater 258, 56 (1998).
23
See https://www.iaea.org/sites/default/files/publications/documents/infcircs/2007/infcirc702.pdf.
24
R. Hawryluk, et al., “Principal physics developments evaluated in the ITER design review,” Nuclear Fusion 49,
065012 (2009).
25
M. Banks, “Construction begins, but ITER's costs spiral,” Phys. World 23(7), 10 (2010).
26
Implementation at ITER of the French Order of 7 February 2012, concerning basic nuclear installations within theEuropean Domestic Agency, P. Wouters et al. (2017) Nucl. Fusion 57 100401.
14

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
7
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

By 2013, the estimated cost of ITER construction had grown substantially, and the schedule hadslipped by more than a decade. As a consequence, the ITER Council charged an independent team,chaired by William Madia, former Director of Oak Ridge National Laboratory and Stanford University
Vice President for the Stanford Linear Accelerator Center, to determine the causes for ITER’s cost
increases and schedule delays and to make management recommendations. Additionally, a bipartisangroup of leaders in the U.S. Senate requested the Government Accountability Office to investigate thecost and feasibility of ITER and its effect on U.S. fusion programs.27 These reports helped to motivate
significant management improvements taken by the ITER Council,28 which included the accelerated
appointment of a new ITER Director General.
In March 2015, Dr. Benard Bigot accepted the directorship of the ITER project and created an
action plan to implement the recommendations from the 2013 management review. Following thesemanagement improvements, the resource-loaded plan to first plasma was approved by the ITER Council
in June 2016. The ITER Council Working Group on the Independent Review of the Updated Long-Term
Schedule and Human Resources completed its review in April 2016, and DOE approved the project
execution plan for U.S. contributions to ITER in January 2017.29
Today, ITER construction and fabrication occurs throughout the 100-acre ITER site; more than
1,200 workers are on site; all major buildings are under construction, including cryogenic, tritium, anddiagnostic buildings; and four of six levels of the concrete bioshield for the tokamak have been
completed. Important milestones have been achieved,30 including completion of the first two of eighteen
110-ton toroidal field coils by a consortium of European manufacturers in May 2016 and by the Japaneseindustry in February 2017, followed by the completion of the first of two 800-ton vacuum vessel sector
sub-assembly tools by Korean manufactures in May 2017. Within the United States, components for thesteady state electrical network were delivered in October 2017, and General Atomics, Inc. (San Diego,
CA) successfully completed heat treatment of the first of eight central solenoid coils that, whencompleted, will be more than 50 feet tall and will be the most powerful pulsed superconducting magnet in
the world. It is noteworthy that after nearly 2 years since the creation of the updated long-term schedule,
the ITER Council reported the project has so far remained on schedule for first plasma in 2025,31 and all
twenty-five milestones due by the end of second-quarter 2017 have been achieved.32
Achievement of government consensus on rejoining ITER, along with broad support within the
U.S. scientific community, was a major accomplishment over the past decade. With this achievement
came a necessary change in focus and priority of the U.S. fusion energy sciences program. As determinedby the 2004 NRC Burning Plasma Assessment Committee, “once the [ITER] decision is made, fulfillingthe international commitment to help construct the ITER facility and participate in the ITER program will

27

FUSION ENERGY: Actions Needed to Finalize Cost and Schedule Estimates for U.S. Contributions to an
International Experimental Reactor, U.S. GAO Report to Congress, GAO-14-499, June 2014.
28
United States Department of Energy, U.S. Participation in the ITER Project, Report to Congress, May 2016.
29
Project Execution Plan for U.S. ITER Subproject-1, DOE Project No. 14-SC-60, U.S. DOE/OS/FES (January,2017).
30“Perspectives from the US ITER Project,” Ned R. Sauthoff, presented to the NAS Committee for a Strategic Planfor U.S. Burning Plasma Research (August 29, 2017).
31
Report of the 20th Meeting of the ITER Council, 22 June 2017, https://www.iter.org/news/pressreleases.
32“Perspectives from the US ITER Project,” Ned R. Sauthoff, presented to the NAS Committee for a Strategic Planfor U.S. Burning Plasma Research (August 29, 2017).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
8
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchnecessarily become the highest priority in the program.”33 The NRC Burning Plasma Assessment
Committee further recommended, “A prioritization process should be initiated by the Office of Fusion
Energy Sciences to decide on the appropriate programmatic balance, given the science opportunities
identified and the budgetary situation of the time.” Four years later, the NRC Committee to Review the
DOE Plan for U.S. Fusion Community Participation in the ITER Program34 recommended that steps
should be taken to “seek greater funding stability for the international ITER project to ensure that theUnited States remains able to influence the developing ITER research program, to capitalize on researchat ITER to help achieve U.S. fusion energy goals, to participate in obtaining important scientific resultson burning plasmas from ITER, and to be an effective participant in and beneficiary of futureinternational scientific collaborations.”
Following these NRC recommendations, ITER became a primary research focus of the U.S.
program. For fiscal year 2014, the U.S. ITER Project received about 40 percent of the U.S. fusion
program budget.35 The DOE Office of Fusion Energy Sciences (FES) annual budget requests to Congress
FY2015 through FY2017 stated that the results from U.S. fusion research “support U.S. goals for futurescientific exploration on ITER.”
This focus resulted in significant burning plasma research advancements and improved
confidence in ITER burning plasma performance. However, other fusion energy science and technology
efforts that did not directly support ITER were reduced or eliminated in order to emphasize research insupport of ITER. DOE’s FY2005 budget request to Congress called for reduced U.S. fusion technology
efforts. In a letter to FESAC, Undersecretary Orbach wrote that “funding for the energy relevant
technology R&D will wait for the results of ITER” and further explained, “Until we are confident that weunderstand the science of fusion, we would be taking an unacceptable risk to commit the sums required todevelop the technology needed to apply that science.”36 The National Compact Stellarator Experiment
under construction at the Princeton Plasma Physics Laboratory was canceled in 2008 in part owing to thehigher priority given to participation in ITER, which is based on the tokamak and not the stellarator
concept. Exploratory fusion experiments at the intermediate-scale were eliminated in the FY2011 budget
in favor of research that “can contribute to our understanding and optimizing the tokamak configurationand configurations closely related to it.”37 The DOE’s FY2013 request for fusion energy science proposed
an “overall reduction in domestic research” while making “a modest increase in funding for scientificcollaborations on major international facilities.” In inflation adjusted amounts, funding for domestic
fusion research has declined since 2002 while U.S. participation in international research has increased.38
The current priorities of the U.S. DOE/FES program aim to establish a knowledge base that
supports U.S. goals for future scientific exploration on ITER. Using input from three community
workshops, the 2015 Ten-Year Perspective for the DOE/FES program emphasizes three research areas:
33

Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National Research Council(2004), http://www.nap.edu/catalog/10816.html.
34
National Research Council, A Review of the DOE Plan for U.S. Fusion Community Participation in the ITER
Program, The National Academies Press, 2009.
35
Department of Energy FY2015 budget request.
36
See “DOE Plans Termination of All Fusion Technology Efforts” Fusion Power Associated (FPN04-17 March 10,2004), http://aries.pppl.gov/FPA/ARC04/fpn04-17.shtml.
37
T. Feder, “U.S. narrows fusion research focus, joins German stellarator,” Phys. Today (Sept. 2011) p. 30.
38
Based on appropriated budgets reported in the DOE/FES annual budget requests to Congress for FY2003 andFY2017.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
9
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research(1) massively parallel computing with the goal of validated whole‐fusion‐device modeling, (2) materials
research as it relates to plasma and fusion science, and (3) research in the prediction and control oftransient events that can be deleterious to toroidal fusion plasma confinement.39 Research in these areas
address two frontiers in fusion and plasma science: “the physics of self-heated burning plasma state”
using ITER as the vehicle for gaining access to this state, and the “great scientific challenge for fusion isto develop materials that can tolerate the extreme conditions created by burning plasma in a fusion
reactor.” The U.S. DOE/FES program budget is constructed from three elements40: (1) Burning Plasma
Science: Foundations; (2) Burning Plasma Science: Long Pulse; and (3) Burning Plasma Science: HighPower. Each of these three program elements significantly contribute to developing the predictive
understanding needed for ITER operations and providing solutions to high‐priority ITER research needs.
A fourth element, Discovery Plasma Science, supports research that advances fundamental plasma
understanding and explores ways to control and manipulate plasmas for non-fusion applications.
The 2015 Ten-Year Perspective states (p. ii) the overall mission of the U.S. DOE/FES program is“to expand the fundamental understanding of matter at very high temperatures and densities and build thescientific foundation needed to develop a fusion energy source.”41 By comparison, EUROfusion (theconsortium agreement of research organizations and universities from 26 European Union countries plus
Switzerland, Ukraine, and formerly the European Fusion Development Agreement) is guided by aroadmap to supply fusion electricity to the grid by the 2050s.42 Similar national roadmaps leading to thedemonstration of fusion power guide research in China43 and Japan.44
Presently, the United States fusion research program is focused on future scientific exploration of
the burning plasma state in ITER. If the United States were to withdraw from participation in the ITER
project, no alternate plan exists for accessing critical next-step burning plasma research at a scale leading
to commercial fusion energy. Furthermore, the May 2016 Secretary of Energy’s Report to Congressstates, “ITER remains the best candidate today to demonstrate sustained burning plasma, which is anecessary precursor to demonstrating fusion energy power.”45
The baseline cost and schedule for U.S. contributions to the ITER’s first plasma subproject are
now formalized.46 Through FY2016, the United States has contributed one-third of its obligatedconstruction costs to first plasma, or $1,138 million. Including contingency, the remaining U.S. hardwareand cash contributions to first plasma construction is an additional $2,210 million over the next decade.
Post-first plasma construction leading to experiments with a burning plasma will require at least $1,500
million additional summed over the decade after first plasma. Continued U.S. participation in the ITER
project requires an additional $100–125 million annually for more than 2 decades, and, “future budget
United States Department of Energy, The Office of Science’s Fusion Energy Sciences Program: A Ten ‐Year
Perspective, Report to Congress, December 2015.
40
See DOE/FES annual budget requests to Congress for FY2015 through FY2017.
41
United States Department of Energy, The Office of Science’s Fusion Energy Sciences Program: A Ten-Year
Perspective, Report to Congress, December 2015.
42
Fusion Electricity: A roadmap to the realization of fusion energy, European Fusion Development Agreement(EFDA), November 2012.
43
Wu, et al., “Identification of safety gaps for fusion demonstration reactors,” Nature Energy 1, 16154 (2016).
44
Yamada, et al., “Japanese endeavors to establish technological bases for DEMO,” Fusion Eng and Design 109,
pp. 1318-1325 (2016).
45
United States Department of Energy, U.S. Participation in the ITER Project, Report to Congress, May 2016.
46
Project Execution Plan for U.S. ITER Subproject-1, DOE Project No. 14-SC-60, U.S. DOE/OS/FES (January,2017).
39

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
10
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchplanning for continued support for ITER needs to be considered within the context of the total budget for
SC [Office of Science], and not merely within the FES program.”47
These newly baselined cost and schedule estimates for ITER, which is a major component of the
U.S. fusion energy program, and the need for scientific and technological advances in addition to thosethat will be made with ITER, define the context for the committee’s consideration of elements within along-term U.S. fusion energy research strategy.

47

United States Department of Energy, U.S. Participation in the ITER Project, Report to Congress, May 2016.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
11
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

2
The Committee’s Information-Gathering Process
The assessments in this report are based on the following: 48

48

Review of many past studies on magnetic fusion energy and research needs that were written
to guide fusion energy research strategy for the United States and for Europe, China, Japan,
and the Republic of Korea;



The December 2015 report to Congress from the Acting Director, Department of Energy
Office of Science, titled A Ten-Year Perspective and describing the present U.S. activities infusion plasma and materials science;

The May 2016 report to Congress from the Secretary of Energy on U.S. Participation in the
ITER Project;The Project Execution Plan for the U.S. Contributions to ITER Subproject-1 (U.S. ITER SP1) Project Number: 14-SC-60, released in January 2017;

Narratives from the annual budget request from the Department of Energy, Office of Science
Fusion Energy Sciences Program and the Reports from the Congressional Energy and Water
Development Appropriations Subcommittees;

Briefings, reports of ongoing research, and presentations of strategies provided as input to thecommittee as part of the public record;

Written documents and oral presentations made during the first two meetings of thecommittee;

Input from the first of two community workshops on strategic directions for U.S. magnetic
fusion research held at the University of Wisconsin–Madison from July 24 through July 28,
2017;

See Appendix D for the source material used for the Committee’s information-gathering process.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
12
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchRelevant review articles published in the scientific literature—for example, describing (1)scientific and technical achievements since the 2004 report of the NRC Burning Plasma
Assessment Committee, (2) the magnetic fusion energy development path,49 (3) the scientificopportunity afforded by study of a burning plasma experiment,50,51 and (4) the plan of
Director General Bernard Bigot to correct organizational problems and sustain ITER
construction performance;52 and

Expertise of the committee’s membership including magnetic and inertial fusion energy,
fusion materials science, fusion engineering science, plasma science, and nuclear science andengineering.

A short description of the science and history of magnetic fusion energy research is given in Appendix A.
The statement of task for the committee is in Appendix B. The agendas for the committee’s first two
meetings are provided in Appendix C. A bibliography of prior reports and studies consulted by thecommittee is provided in Appendix D.

49

C.L. Smith and S. Cowley, “The Path to Fusion Power,” Philosophical Transactions of the Royal Society a:
Mathematical, Physical and Engineering Sciences 368, 1091 (2010).
50
J. Ongena, R. Koch, R. Wolf, and H. Zohm, “Magnetic-confinement fusion,” Nature Phys 34, 398 (2016).
51
A. Fasoli, S. Brunner, W.A. Cooper, J.P. Graves, P. Ricci, O. Sauter, and L. Villard, “Computational challenges inmagnetic-confinement fusion physics,” Nature Phys 12, 411 (2016).
52
B. Bigot, “Nuclear physics: Pull together for fusion,” Nature 522, 149 (2015).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
13
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

3
Importance of Burning Plasma Research
The committee reaffirms the importance of burning plasma research to the development of fusionenergy, as well as to plasma science and other science and engineering disciplines.

IMPORTANCE TO THE DEVELOPMENT OF FUSION ENERGY: CONTROLLING A
BURNING PLASMAAs explained in the 2004 report of the Burning Plasma Assessment Committee of the National
Research Council (NRC), “A burning plasma experiment would address for the first time all of thescientific and technological questions that all magnetic fusion schemes must face. Such an experiment is
the crucial element missing from the world fusion energy science program and a required step in thedevelopment of practical fusion energy.”53 The integrated challenges of understanding the dynamics of aburning plasma and of applying the high-technology know-how to heat, sustain, and control a burning
plasma within ITER has helped to focus research, improve understanding and predictive capability, andaddress key concerns such as transients, increasing confidence in the success of ITER as a burning plasma
experiment.
Experiments within the United States have led to significant progress in all important areas
identified in the 2004 NRC burning plasma report. These are as described below.
A burning plasma experiment will represent the first time that a confined fusion plasma isdominated by fusion-born alpha particles. Energetic alpha particles from fusion reactions are predicted todrive plasma instabilities, which could, if not mitigated, substantially reduce fusion power produced andpotentially damage the reactor inner wall. Consequently, it is vital to understand how energetic alphaparticles affect plasma dynamics. In 2004, such instabilities had been observed and their behavior indifferent circumstances had begun to be characterized. Now, the onset of energetic particle instabilities isunderstood, and promising techniques to control these instabilities are being investigated. Predictivemodels are being developed and compared to advanced fluctuation and fast ion diagnostic measurements.
Despite considerable progress understanding fusion-born alpha physics, detailed identification of
nonlinear mechanisms is just beginning. Beyond validation of theoretical models, important research
53

Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National Research Council(2004), http://www.nap.edu/catalog/10816.html.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
14
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchareas also include methods to control energetic particles instability for helpful purposes such as favorably
modifying the current profile or to govern the nonlinear dynamics to control fusion burn.54,55
A burning plasma experiment advances understanding of plasma transport properties from thecore to the boundary. A burning plasma can be divided into an inner high-temperature core where fusion
reactions occur, a surrounding insulating layer called the pedestal, and a boundary layer where escaping
plasma flows to a protective divertor. Since 2004, major advances in theory and computation haveresulted in detailed understanding of turbulent transport in the plasma core and the key physics processes
regulating the pedestal structure in high-confinement mode (called “H-mode”) plasmas. Recently
developed computational techniques to couple core and edge physics have been extensively tested against
experiments, resulting in significantly improved capability to predict fusion performance.56 For
illustration, these computational tools predicted new high-performance regimes that were subsequently
observed in experiments of the U.S. fusion research program.57 Although there has been considerable
progress made in predicting plasma transport, the validity of these predictions must be tested in futureburning plasma experiments. Some of the highest performance discharges studied in DIII-D experiments
decrease performance when produced with lower injected torque, as expected in ITER.58 Furthermore,
additional research is needed to understand confinement scaling towards desirable fusion reactor
conditions characterized by high plasma beta, steady state, and compatible divertors.
A burning plasma experiment enables critical tests to control plasma transients. Due to the large
stored energy of a burning plasma, transient events, which cause rapid energy loss from the plasma,present a significant risk to material lifetimes. Transients include disruptions (i.e., when plasma current
and confinement are lost) and edge localized modes (ELMs) (i.e., the outer edge plasma is lost). Since
2004, the United States has made substantial progress understanding transients and demonstrating
methods either to avoid or to mitigate transients. Notably, ELMs can be avoided via U.S.-discovered
operation regimes, such as the Quiescent H-Mode (Q-H-mode),59 Enhanced Pedestal H-mode (EP-Hmode), or I-mode regime,60 or actively controlled by applying resonant magnetic perturbations61 (atechnique pioneered in the United States), pellet injection, and position control.62 The United States has
also led the world in the development of techniques for understanding, as well as predicting, avoiding

54

Chen and Zonca, “Physics of Alfvén waves and energetic particles in burning plasmas,” Rev Mod Phys 88,
015008 (2016).
55
Gorelenkov, Pinches, Toi, “Energetic particle physics in fusion research in preparation for burning plasma
experiments.” Nuc Fusion 54, 125001 (2014).
56
Kinsey, et al., “ITER predictions using the GYRO verified and experimentally validated trapped gyro-Landau
fluid transport model,” Nuc Fusion 51, 083001 (2011).
57
Solomon, et al., “Exploration of the Super H-mode regime on DIII-D and potential advantages for burning plasma
devices,” Phys Plasmas 23, 056105 (2016).
58
Buttery, et al., “DIII-D research to address key challenges for ITER and fusion energy,” Nuc Fusion 55, 104017(2015).
59
Snyder, et al., “Stability and dynamics of the edge pedestal in the low collisionality regime: physics mechanisms
for steady-state ELM-free operation,” Nuc Fusion 47, 961-968 (2007).
60
Whyte, et al., “I-mode: an H-mode energy confinement regime with L-mode particle transport in Alcator C-Mod,”Nuc Fusion 50, 105005 (2010).
61
Evans, et al., “RMP ELM suppression in DIII-D plasmas with ITER similar shapes and collisionalities,” Nuc
Fusion 48, 024002 (2008).
62
Loarte, et al., “Progress on the application of ELM control schemes to ITER scenarios from the non-active phase
to DT operation,” Nuc Fusion 54, 033007 (2014).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
15
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

and/or controlling disruptions of the plasma current—the latter by massive gas injection,63 shatteredpellets, and shell pellets.64 These techniques are critical for ITER and other burning plasma devices basedon the tokamak; however, additional research is needed to understand the science of both ELM
suppression and disruption avoidance at the higher temperatures, magnetic energies, and potentiallylonger current quench times expected in a burning plasma experiment.65
A burning plasma experiment advances divertor science necessary for a fusion power source.
Unless controlled, the power escaping from a burning plasma will lead to inner wall damage. Control ofescaping heat and particles is made by carefully shaping the magnetic field so that plasma flows along theplasma boundary66 and into a divertor, where the plasma heat and particle flux can be nearly extinguishedby interaction with recycling neutrals.67 Additionally, because carbon-based first-wall materials must have
low tritium retention,68 important plasma-material processes such as erosion, tritium co-deposition, dust
generation, and neutron-irradiation damage require evaluation in a burning plasma experiment.69 The U.S.
research program has significantly advanced understanding of burning plasma boundary physics,
including improved understanding of the narrow “scrape-off layer” connecting the confined plasma to thedivertor. The U.S. research program has also developed and successfully tested several innovative
divertor concepts.70,71 Further developments for a divertor with long lifetime remains a major fusion
research challenge.
A burning plasma experiment tests integrated scenarios that simultaneously test the requirements
for stability, confinement, fuel purity, and compatibility with plasma-facing components needed for afusion energy source. Since 2004, plasma operation and control scenarios have been developed and tested
in preparation for ITER experiments.72 Additionally, high fidelity integrated models,73 which take full
benefit from advances in high-performance computing, are now routinely used to interpret experimental
measurements and make progress in predicting the results of burning plasma experiments.74 The U.S.

63

Hollmann, et al., “Measurements of injected impurity assimilation during massive gas injection experiments in
DIII-D,” Nuc Fusion 48, 115007 (2008).
64
Commaux, et al., “Demonstration of rapid shutdown using large shattered deuterium pellet injection in DIII-D,”
Nuc Fusion 50, 112001 (2010).
65
Lehnen, et al., “Impact and mitigation of disruptions with the ITER-like wall in JET,” Nuc Fusion 53, 093007(2013).
66
Goldston, “Heuristic drift-based model of the power scrape-off width in low-gas-puff H-mode tokamaks,” Nuc
Fusion 52, 013009 (2012).
67
Krasheninnikov, et al., “Edge and divertor plasma: detachment, stability, and plasma-wall interactions,” Nuc
Fusion 57, 102010 (2017).
68
Skinner, et al., “Recent Advances on Hydrogen Retention in ITER's Plasma-Facing Materials: Beryllium, Carbon,
And Tungsten,” Fusion Sci and Tech 54, 891 (2008).
69
Roth, et al. “Recent analysis of key plasma wall interactions issues for ITER,” J Nuc Materials 390-91, pp. 1-9(2009).
70
Kugel, et al., “Evaporated lithium surface coatings in NSTX,” J. Nuc Materials 390-91, pp. 1000-1004 (2009).
71
Umansky, et al., “Attainment of a stable, fully detached plasma state in innovative divertor configurations,” Phys
Plasmas 24, 056112 (2017).
72
Solomon, et al., “DIII-D research advancing the scientific basis for burning plasmas and fusion energy,” Nuc
Fusion 57, 102018 (2017).
73
McClenaghan, et al., “Transport modeling of the DIII-D high beta(p) scenario and extrapolations to ITER steadystate operation,” Nuc Fusion 57, 116019 (2017).
74
Sips, et al., “Progress in preparing scenarios for operation of the International Thermonuclear Experimental
Reactor,” Phys Plasmas 22, 021804 (2015).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
16
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchresearch program has led the world in the development of quiescent plasma scenarios not subject todamaging transient events75 and the so-called “advanced inductive scenario,”76 which can achieve thesame plasma performance at reduced plasma current and so minimize the risk of disruption damage. A
burning plasma experiment can also test other advanced scenarios, like the so-called “super H-mode,”which represents an attractive area of innovation aimed to reduce the size of a fusion device withimproved confinement. Further research using a burning plasma experiment is needed to develop
understanding for integrated scenarios that address the challenges of steady-state operation, robust
stability at low plasma rotation and high plasma pressure,77 and compatible divertor concept.78,79
The importance of U.S. advances in these key areas has been broadly recognized. For example,
the European Physical Society named plasma physicists working in the United States during 6 of the 18
years since awarding the prestigious Hans Alfvén Prize.80 Also, 8 of the 11 Nuclear Fusion Awards were
presented to U.S. scientists working on scenarios, transport, stability, transient control, boundary, andpedestal physics.81
IMPORTANCE TO THE DEVELOPMENT OF FUSION ENERGY: FUSION TECHNOLOGY
While burning plasma science has progressed since the 2004 NAS burning plasma assessment,
significant advancements in fusion technology are needed for a burning plasma reactor. Below are brief
descriptions of a selected number of important science and technology contributions from fusion
technology research and their impacts on fusion energy development.
Fusion blanket design, tritium breeding, fuel processing. A fusion breeding blanket—that is, anuclear system that creates tritium via interaction of the fusion-produced 14-MeV neutrons withlithium—is a key fusion nuclear technology needed for the development of fusion energy. Fusion reactors
must operate with more tritium produced and recovered than is burned. The vast majority of the fuelinjected in a fusion chamber will not be burned in a single pass. Unburned deuterium-tritium fuel will be
continuously transported to the plasma edge, where it must be exhausted, stripped of impurities, and thenreinjected into the plasma. A burning plasma experiment provides the opportunity to test and evaluate theperformance of prototypical blanket modules and demonstrate technologies for tritium extraction fromblankets and for fuel processing systems that can be operated efficiently at large scale.82,83,84
75

Hubbard, et al., “Physics and performance of the I-mode regime over an expanded operating space on Alcator CMod,” Nuc Fusion 57, 126039 (2017).
76
Luce, et al., “Development of advanced inductive scenarios for ITER,” Nuc Fusion 54, 013015 (2014).
77
Evans, et al., "ELM suppression in helium plasmas with 3D magnetic fields," Nuc Fusion 57, 086016 (2017).
78
Wenninger, et al., “Advances in the physics basis for the European DEMO design,” Nuc Fusion 55, 063003(2015).
79
Ongena, et al., “Magnetic-confinement fusion,” Nat Phys 34, 398 (2016).
80
Alfvén Prize winners: Marshall N. Rosenbluth (2002), Liu Chen (2008), Allen Boozer (2010), Patrick Diamondand Akira Hasegawa (2011), Miklos Porkolab (2013), and Nathaniel Fisch (2015). (See
http://plasma.ciemat.es/eps/awards/alfven-prize/).
81
The Nuclear Fusion Award has been given annually since 2006. U.S. award recipients are Tim Luce (2006
General Atomics), Todd Evans (2008 General Atomics), Steve Sabbagh (2009 Columbia University), John Rice(2010 MIT), Pat Diamond (2012 University of California - San Diego), Dennis Whyte (2013 MIT), Phil Snyder(2014 General Atomics), and Rob Goldston (2015 Princeton University). (See http://wwwpub.iaea.org/books/iaeabooks/Nuclear_Fusion/NF/NFAward).
82
Sawan and Abdou, “Physics and technology conditions for attaining tritium self-sufficiency for the DT fuelcycle,” Fusion Eng and Design 81, pp. 1131-1144 (2006).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
17
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Fusion safety, remote handling, and waste management. A burning plasma experiment offers theopportunity to begin development of the technologies needed for a fusion reactor, including importantsafety-related technologies. Many components and systems needed for fusion’s safety objectives are
unique, such as source diagnostics and cleaning technologies, state-of-the-art safety analyses tools,
technologies for the remote handling of large activated components, technologies for the control ofroutine tritium releases, and innovative approaches for the control of tritiated and mixed waste streams.85
A burning plasma experiment will be an integrated demonstration of the safety, reliability, andeffectiveness of these technologies.86
Fusion materials science. The behavior and integrity of materials in a fusion system are of great
importance to the long-term viability of fusion energy.87 The high flux of energetic neutrons to the vessel
and structural materials poses a serious materials problem that will require substantial testing, some ofwhich may be done on a burning plasma experiment.88 The high energy neutrons from the D-T fusion
reaction generate between 50- to 100-times-higher He/dpa in materials such as ferritic steels than does
fission reactor irradiation. Burning plasma experiments will also aid in the development of high-heat-flux
components and will serve as testbeds in which to evaluate the performance of the components in areactor-like fusion environment. The heat loads on components in a burning plasma experiment will becomparable to those expected in a reactor and will require the application of state-of-the-art high-heatflux technology using materials that satisfy requirements of tritium retention, safety, structural integrity,
lifetime, and plasma compatibility.89,90,91
Plasma heating and current drive systems for fusion. Plasma heating by electromagnetic waves
and neutral particle beams are needed to heat the plasma to a burning state,92 sustain plasma current,93
modify temperature and current profiles, and control plasma instabilities.94 Ion cyclotron heating is one
primary method for heating the bulk plasma, while lower hybrid current drive is perhaps the mostefficient radio-frequency method to drive a steady-state toroidal current. Sources are available for both83

Giancarli, et al., “Overview of the ITER TBM Program,” Fusion Eng and Design 87, 395 (2012).
Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National Research Council(2004), http://www.nap.edu/catalog/10816.html.
85
Girard, et al., “TER, safety and licensing,” Fusion Eng Des 82, 506 (2007).
86
Bornschein, et al., “Tritium management and safety issues in ITER and DEMO breeding blankets,” Fusion Eng
Des 88, 466 (2013).
87
Zinkle and Snead, “Designing Radiation Resistance in Materials for Fusion Energy,” Annu. Rev. Mater. Res. 44,
241 (2014).
88
Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National Research Council(2004), http://www.nap.edu/catalog/10816.html.
89
Raffray, et al., “High heat flux components-Readiness to proceed from near term fusion systems to power plants,”
Fusion Eng and Design 85, pp. 93-108 (2010).
90
Zinkle and Snead, “Designing Radiation Resistance in Materials for Fusion Energy,” Annu. Rev. Mater. Res. 44,
241 (2014).
91
Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National Research Council(2004), http://www.nap.edu/catalog/10816.html.
92
Omori, et al., “Overview of the ITER EC H&CD system and its capabilities,” Fusion Eng and Design 86, pp. 951954 (2011).
93
Cesario, et al., “Current drive at plasma densities required for thermonuclear reactors,” Nature Comm 1, 55(2010).
94
Sauter, et al., “On the requirements to control neoclassical tearing modes in burning plasmas,” Plasma Phys
Control Fusion 52, 025002 (2010).
84

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
18
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

applications.95 Electron cyclotron resonance heating can also be used for bulk electron heating, profile
control, pre-ionization/startup, and current drive in burning plasmas, but here further source development
is still needed. Fusion reactor research continues to push the frontiers of high power mm-wave and radiofrequency technology.96
High-field magnet technology for fusion. Strong magnetic fields are critical to the success ofmagnetic fusion as a source of energy. Achieving higher magnetic field strength extends the allowableplasma properties to higher plasma density, higher plasma current, and higher plasma pressure while
retaining the same dimensionless scaling parameters found at lower magnetic field strength. Thisextended range of plasma parameters from high-field magnets allows more compact tokamak devices thatmay provide a lower cost path to future fusion reactors. ITER’s superconducting magnet system will be
the largest ever made and is designed to operate with the highest practical magnetic field strength forlarge toroidal field coils made of Niobium-Tin superconductors and consistent with the strength of steel.97
New developments of rare-earth barium-copper-oxide high-temperature superconductors may lead tolarger magnetic field strength and potentially improve the prospects for magnetic fusion energy.98,99
However, the costs and performance of these advanced superconductors will not be fully understood
without experience at the industrial scale,100 and new integrated scenarios for high-field fusion must be
developed and tested.101
Integrated systems engineering for fusion. Systems engineering combines plasma physics andengineering constraints into a self-consistent integrated design for large-scale fusion facilities. Systems
engineering studies have been carried out for various types of tokamak reactors, including the advanced
tokamak,102 high-field tokamak,103 spherical tokamak, and stellarator.104 The recent Advanced Reactor
Innovation and Evaluation Study—Advanced and Conservative Tokamak tokamak studies105 are a good
example covering the four possible options of optimistic versus conservative physics and/or engineering.
The value of these studies is to learn the strengths and weaknesses of any given concept and to point out
95Hill, et al., “DIII-D research towards resolving key issues for ITER and steady-state tokamaks,” Nuc Fusion 53,
104001 (2013).
96
Thumm, M., “Recent Advances in the Worldwide Fusion Gyrotron Development,” IEEE Trans Plasma Sci 42,
pp. 590-599 (2014).
97
Mitchell and Devred, “The ITER magnet system: configuration and construction status,” (in press) Fusion Eng.
Des. (2017), http://dx.doi.org/10.1016/j.fusengdes.2017.02.085.
98
Fietz, et al., “Prospects of High Temperature Superconductors for fusion magnets and power applications,” Fusion
Eng Des 88, 440 (2013).
99
Takayasu, et al., “Investigation of HTS Twisted Stacked-Tape Cable (TSTC) Conductor for High-Field, HighCurrent Fusion Magnets,” IEEE Trans Applied Superconductivity 27, 1 (2017).
100
Green and Strauss, “Things to Think About When Estimating the Cost of Magnets Made with Conductors Other
Than Nb-Ti,” IEEE Trans on Applied Superconductivity 27, 1 (2017).
101
Whyte, et al., “Smaller & Sooner: Exploiting High Magnetic Fields from New Superconductors for a More
Attractive Fusion Energy Development Path,” J Fusion Energy 35, 41 (2016).
102
Chan, et al., “Physics Basis of a Fusion Development Facility Utilizing the Tokamak Approach,” Fusion Sci andTechnology 57, pp. 66-93 (2010).
103
Whyte, et al., “Smaller & Sooner: Exploiting High Magnetic Fields from New Superconductors for a More
Attractive Fusion Energy Development Path,” J Fusion Energy 35, 41 (2016).
104
Menard, et al., “Prospects for pilot plants based on the tokamak, spherical tokamak and stellarator,” Nuc Fusion
51, 103014 (2011).
105
C. E. Kessel, et al., The ARIES Advanced and Conservative Tokamak Power Plant Study, Fusion Science andTechnology 67:1, 1-21, (2015), DOI: 10.13182/FST14-794.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
19
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchwhich physics or engineering quantities have high leverage in improving reactor performance andeconomics.
IMPORTANCE TO PLASMA SCIENCE AND OTHER SCIENCE
The process of creating a fusion-based energy supply on Earth has led to technological andscientific achievements of far-reaching impact that touch every aspect of our lives. Those largely
unanticipated advances span a wide variety of fields in science and technology and were the focus of a2015 Fusion Energy Sciences Advisory Committee report, Applications of Fusion Energy Research:
Scientific and Technological Advances Beyond Fusion.106 There are many synergies between research inplasma physics and other fields, including high-energy physics and condensed matter physics, dating backmany decades. For instance, the formulation of a mathematical theory of solitons, solitary waves which
are seen in everything from plasmas to water waves to Bose-Einstein Condensates, has led to an equallybroad range of applications in the fields of optics, fluid mechanics, and biophysics. Another example, thedevelopment of a precise criterion for transition to chaos in Hamiltonian systems has offered insights intoa range of phenomena including planetary orbits, two-person games, and changes in the weather.107
Burning plasma physics also contributes to understanding important plasma processes like magnetic
reconnection,108 kinetic turbulent processes in magnetized plasma,109 nonlinear wave-particle interactions
and resonances,110 and multi-scale phenomena that are also common to space and astrophysical plasma.111
Materials research in support of burning plasma science contributes to better understanding of irradiatedmaterials.112,113 Additionally, fusion facilities can be used to advance fundamental and non-fusion plasma
physics.114
In assessing the importance of burning plasma research to other fields of science and technology,
the committee notes that the Department of Energy Office of Fusion Energy Sciences distinguishes“burning plasma research” from the “discovery plasma science” component of the its program. It is not, inthe committee’s opinion, possible to justify the construction of a burning plasma experiment based on its
ability to answer questions of relevance to other fields (for example, astrophysics), yet the broad programthat must necessarily be in place to exploit the results from such an experiment will have a profoundeffect on other fields. For example, the tremendous advances made in computational plasma physics
106

Applications of Fusion Energy Sciences Research: Scientific Discoveries and New Technologies Beyond Fusion,
FESAC Office of Science Department of Energy, (Sept 2015).
https://science.energy.gov/~/media/fes/fesac/pdf/2015/2101507/FINAL_FES_NonFusionAppReport_090215.pdf.

107

Ibid.
Yamada, Kulsrud, and Ji, “Magnetic Reconnection,” Rev. Mod. Phys. 82, 603 (2010).
109
Howes, “Kinetic Turbulence,” in Magnetic Fields in Diffuse Media, edited by Lazarian, de Gouveia Dal Pino,and Melioli (Springer Berlin Heidelberg, Berlin, Heidelberg, 2015), pp. 123–152.
110
Breizman, “Nonlinear Consequences of Energetic Particle Instabilities,” Fusion Sci and Tech. 59, pp. 549-560(2011).
111
Burch, et al., “Magnetospheric Multiscale Overview and Science Objectives,” Space Sci Rev 199, pp. 5-21
(2016).
112
Zinkle and Snead, “Designing Radiation Resistance in Materials for Fusion Energy,” Annu. Rev. Mater. Res. 44,
241 (2014).
113
Bai, et al., “Efficient Annealing of Radiation Damage Near Grain Boundaries via Interstitial Emission,” Science
327, 1631 (2010).
114
See, for example, the DIII-D Frontier Science Campaign, https://fusion.gat.com/global/diii-d/frontier.
108

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
20
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

addressing burning plasma issues have had, and will continue to have, important impact on space andastrophysical questions where the intrinsic multi-scale, multi-physics nonlinear interactions can only be
addressed by large-scale computations.115 Generally speaking, burning plasma research acts as animportant driver for the development of novel concepts and methods at the interface between plasma
physics, materials science,116 applied mathematics,117 and computer science,118 with wide visibility andimpact.119
The substantial impacts of burning plasma research on science, technology, and engineering wereidentified in the 2004 NAS Burning Plasma Assessment Committee, and these have continued in several
areas: (1) basic plasma science, (2) low-temperature plasmas, (3) space and astrophysical plasmas, (4)high energy density laboratory plasmas and inertial fusion energy, and (5) particle accelerator technology.
Another area of technology which has benefitted from fusion research is high frequency high power
millimeter wave sources (e.g., gyrotrons120), which have medical and industrial processing applications.121

115

Schekochihin, et al., “Astrophysical Gyrokinetics: Kinetic and Fluid Turbulent Cascades in Magnetized Weakly
Collisional Plasmas,” ApJS 182, 310 (2009).
116
Odette, Alinger, and Wirth, “Recent developments in irradiation-resistant steels,” Ann Rev Mat Res. 38, pp. 471503 (2008).
117
Dongarra, Hittinger (Co-Chairs), et al., Applied Mathematics Research for Exascale Computing, 2014. Report of
DOE Working Group on Exascale Mathematics,
http://science.energy.gov/~/media/ascr/pdf/research/am/docs/EMWGreport.pdf.
118
Batchelor, et al., “Simulation of fusion plasmas: Current status and future direction,” Plasma Sci and Techn 9,312 (2007).
119
Scientific Grand Challenges: Fusion Energy Science and the Role of Computing at the Extreme Scale, Reportfrom the DOE Workshop Held March 18-20, 2009.
120
Rzesnicki, et al., “2.2-MW Record Power of the 170-GHz European Preprototype Coaxial-Cavity Gyrotron for
ITER,” IEEE Trans Plasma Sci 38, pp. 1141-1149 (2010).
121
Sabchevski, et al., “A Dual-Beam Irradiation Facility for a Novel Hybrid Cancer Therapy,” J. Infrared Millimeter
and THz Waves 34, 71 (2013).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
21
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

4
Status of U.S. Research that Supports Burning Plasma Science
Since the National Research Council (NRC) report in 2004, the United States has undertaken an
enormous effort in experimental, theoretical, and computational research in support of burning plasma
science. The U.S. research program motivated world-leading contributions to science and technology insupport of ITER and other major international fusion experiments. However, the closure of domestic
fusion research facilities and the failure either to upgrade or to start new medium-scale experiments,
together with substantially decreased funding to fusion nuclear science and technology research, createsconcern as to whether the United States will continue to be a scientific leader in the field.

BURNING PLASMA SCIENCE

U.S. fusion scientists and engineers have contributed a substantial number of new, innovativeideas to the study of burning plasma science, including the following examples.

Theory and Simulation to Understand and Predict Burning Plasma Dynamics
The U.S. Department of Energy (DOE) Office of Fusion Energy Sciences (FES) theory andsimulation program is organized into a base program, including several Scientific Discovery throughAdvanced Computation (SciDAC) centers122 focused on developing advanced simulation capabilities.
U.S. scientists are recognized internationally as leading the world both in basic theory and in simulation.
For example, U.S. researchers led important efforts in understanding multi-scale turbulent
transport,123,124,125 energetic particle physics,126 and pedestal physics.127 Many of the most widely
122

Current fusion SciDAC centers are listed online, with research focus on edge physics, multiscale integrated
modeling, and materials science (http://www.scidac.gov/fusion/fusion.html).
123
Ku, Chang, Diamond, “Full-f gyrokinetic particle simulation of centrally heated global ITG turbulence frommagnetic axis to edge pedestal top in a realistic tokamak geometry,” Nuc Fusion 49, 115021 (2009).
124
Howard, et al., “Multi-scale gyrokinetic simulation of tokamak plasmas: enhanced heat loss due to cross-scale
coupling of plasma turbulence,” Nuc Fusion 56, 014004 (2015).
125
N. T. Howard et al., “Multi-scale gyrokinetic simulations of an alcator C-Mod, ELM-y H-mode plasma,” Plasma
Phys. Control. Fusion 60 014034 (2018).
126
Fasoli, et al., “Physics of energetic ions,” Nuc Fusion 47, pp. S264-S284 (2007).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
22
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

employed simulation codes and physics models have been developed within the U.S. theory andsimulation program. A recent workshop collaboratively sponsored by the DOE Office of Advanced
Scientific Computing Research and DOE/FES documented the status, codes, opportunities, andchallenges of integrated simulations for magnetic fusion energy sciences.128 In recent years,
understanding of key areas such as coupled core/pedestal transport and stability has advanced to the point
where detailed predictions can be made in advance of experiments. Indeed, new high-performance
regimes of operation have been predicted and later observed in experiments motivated directly bytheoretical predictions.129 These same predictive tools have been employed to develop high-performance
scenarios for ITER and other planned devices.130 The capability exists to use theoretical understanding to
optimize devices and achieve higher performance. While the U.S. theory program is focused primarily on
tokamak research, key innovations have also been developed in other areas, such as the idea of quasisymmetry in stellarators to reduce transport.131
Exascale computing platforms present great opportunities for computational physics.132 The
increased computing power should allow researchers to investigate new and previously inaccessible
problems in burning plasma science.133 Equally important, exascale computing should greatly improve thecommunity’s ability to understand and predict experiments with validated sophisticated numericalmodels. Exascale computing can substantially improve our understanding of burning plasma physics andguide experiment planning, but computation will not be a substitute for actually building and carrying out
experiments needed to validate models, even at the exascale. Fusion energy simulations134 have been
selected as an application area of the new Exascale Computing Project, a collaborative effort of the DOE
Office of Science and the National Nuclear Security Administration.

Medium-Scale Fusion Research Facilities
Until the end of FY2016, the United States supported three medium-scale experimental facilities:
the DIII-D tokamak at General Atomics in San Diego, the National Spherical Torus Experiment-Upgrade(NSTX–U) located at PPPL, and the Alcator C-Mod high-field tokamak at the Massachusetts Institute ofTechnology (MIT). Descriptions of these three facilities are given, for example, in the DOE FY2016

127

Ferraro, Jardin, Snyder, “Ideal and resistive edge stability calculations with M3D-C-1,” Phys Plasmas 17, 102508(2010).
128
Integrated Simulations for Magnetic Fusion Energy Sciences, Report from the DOE Workshop Held June 2-4,
2015.
129
Snyder et al., “Super H-mode: theoretical prediction and initial observations of a new high-performance regime
for tokamak operation,” Nuc Fusion 55, 083026 (2015).
130
Snyder, et al., “A first-principles predictive model of the pedestal height and width: development, testing and
ITER optimization with the EPED model,” Nuc Fusion 51, 103016 (2011).
131
Xanthopoulos, et al., “Controlling Turbulence in Present and Future Stellarators,” Phys Rev Lett 113, 155001(2014).
132
Scientific Grand Challenges: Fusion Energy Science and the Role of Computing at the Extreme Scale, Reportfrom the DOE Workshop Held March 18-20, 2009.
133
Integrated Simulations for Magnetic Fusion Energy Sciences, Report from the DOE Workshop Held June 2-4,
2015.
134
See https://www.exascaleproject.org/pppl-physicists-win-ecp-funding/.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
23
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Congressional Budget Request (pp. 137-138).135 The DIII-D tokamak began operation in 1986. The DIIID research goal is to “establish the scientific basis to optimize the tokamak approach to magnetic
confinement fusion”136 through the exploration of plasma control techniques and conditions scalable to
ITER and future fusion reactors. NSTX–U is a low-aspect ratio tokamak designed to assess the sphericaltokamak as a possible fusion neutron source, study the plasma-material interface, and advance toroidal
confinement physics. NSTX–U is an upgrade of the NSTX experiment that operated from 1999 to 2011.
NSTX–U was dedicated in May 2016 but is now undergoing repairs and is not presently operating. The
Alcator C-Mod tokamak began operation in 1991. C-Mod is a compact tokamak using strong magnetic
fields to confine high-pressure plasma in a small volume. The compact size and high magnetic field of the
Alcator C-Mod tokamak allow operation at and above the ITER design values for magnetic field andplasma density, and it has all-metal walls that experience heat fluxes approaching those projected for
ITER. As a consequence of the DOE/FES 2013 decision to reduce domestic fusion research, the operationof the Alcator C-Mod tokamak ended in October 2016,137 immediately following experiments that set theworld’s record for volume-averaged plasma pressure contained within a magnetically confined fusion
device. Many of the significant accomplishments noted in Chapter 3 resulted from pioneeringexperiments conducted using these three medium-scale facilities.
In addition to mid-scale research facilities, the U.S. fusion energy sciences program provided
about 1.6 percent (approximately $7 million) of the FY2016 budget138 to operate small exploratory
experiments, primarily at universities, in support of foundational burning plasma research and long-pulse
burning plasma research.
Proposals for new facilities and facility upgrades were recommended by the 2013 Fusion Energy
Sciences Advisory Committee (FESAC) Subcommittee on the Prioritization of Proposed Scientific User
Facilities139 and by the 2014 FESAC Subcommittee on Strategic Planning.140 These U.S. facility
initiatives included major upgrades to the DIII-D and NSTX–U experiments and plans for construction ofa Fusion Nuclear Science Facility. Additionally, the Advanced Divertor Experiment was proposed as an
upgrade to the Alcator C-Mod facility at MIT.141
A strength of the U.S. program is the close coupling between theoretical and experimental
research. Owing to their excellent diagnostics and flexibility, medium-scale facilities are well suited totest and validate experimental models. These validated models are beginning to provide the ability to
predict new, and potentially more attractive, operating regimes.

135

See U.S. DOE Office of Science FY2016 Congressional Budget Request for Fusion Energy Sciences, (2015), p.
137-138.
136
See https://science.energy.gov/fes/research/advanced-tokamak/.
137
MIT News, “Alcator C-Mod tokamak nuclear fusion reactor sets world record on final day of operation,” October
14, 2016 (https://phys.org/news/2016-10-alcator-c-mod-tokamak-nuclear-fusion.html).
138
See U.S. DOE Office of Science FY2016 Congressional Budget Request for Fusion Energy Sciences, (2015), p.
137-138.
139
Fusion Energy Sciences Advisory Committee, “Report of the FESAC Subcommittee on the Prioritization of
Proposed Scientific User Facilities for the Office of Science,” March 21, 2013.
140
Fusion Energy Sciences Advisory Committee, “Report on Strategic Planning: Priorities Assessment and Budget
Scenarios,” December 2014.
141
LaBombard, et al., “ADX: a high field, high power density, advanced divertor and RF tokamak,” Nuc Fusion 55,
053020 (2015).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
24
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

The current U.S. fusion research strategy has an increasing focus on U.S. participation in newer
international long-pulse experiments with superconducting magnets including EAST (China),142 KSTAR(Republic of Korea),143 and Wendelstein 7-X (Germany).144 EAST began operation in 2006 and KSTAR
began in 2009. The Wendelstein 7-X stellarator began operation in December 2015, requiring €350
million for the stellarator device145 and additional amounts for personnel and materials during
construction. The HL-2M tokamak is under construction at the Southwestern Institute of Physics146 as an
upgrade to the existing HL-2A147 device. HL-2M will have higher plasma heating power and magnetic
field strength to explore higher-pressure, fusion-relevant plasma. The JT-60SA tokamak in Japan is underconstruction as a Japan-Europe project and is expected to begin operation in 2020.148 Non-U.S. proposals
for new facilities include the superconducting Divertor Tokamak Test facility149 that would be built by the
Italian National Agency for New Technologies, Energy, and Sustainable Economic Development’s fusion
laboratory in Frascati, Italy, and the China Fusion Engineering Test Reactor150 under consideration as a
new fusion facility to demonstrate self-sufficient tritium breeding. While researchers in the U.S. fusion
community welcome these international opportunities, presentations to the committee151 and during thefirst fusion community workshop152 did not foresee how international cooperation by itself will allow the
U.S. fusion researchers to maintain a world leadership position without new facility starts within the
United States.

FUSION TECHNOLOGY AND ENGINEERING SCIENCE

Many of the program contributions to burning plasma science are interrelated to advancements infusion technology and engineering science. The Virtual Laboratory for Technology (VLT) functions as a“virtual” laboratory with 18 collaborating institutions within the United States, including eight142

Wu, “An overview of the EAST project,” Fusion Eng and Design 82, 463 (2007).
Oh, et al., “Commissioning and initial operation of KSTAR superconducting tokamak,” Fusion Eng and Design84, 344 (2009).
144
Bosch, et al., “Final integration, commissioning and start of the Wendelstein 7-X stellarator operation,” Nuc
Fusion 57, 116015 (2017).
145
See http://www.ipp.mpg.de/4010154/02_16.
146
Liu, et al., “Assembly study for HL-2M tokamak,” Fusion Eng Design 96-97, pp. 298-301 (2015).
147
Duan, et al., "Overview of recent HL-2A experiments," Nuc Fusion 57, 102013 (2017).
148
Shirai, Barabaschi, Kamada, “Progress of JT-60SA Project: EU-JA joint efforts for assembly and fabrication ofsuperconducting tokamak facilities and its research planning,” Fusion Eng and Design 109, 1701, (2016).
149
Crisantia, et al., “The Divertor Tokamak Test facility proposal: Physical requirements and reference design,” NucMaterials and Energy 12, 1330 (2017).
150
Song, et al., “Concept Design of CFETR Tokamak Machine,” IEEE Trans Plasma Sci 42, 503 (2014).
151
For example, “A reinvigorated US fusion energy program,” Stewart Prager, presented to the NAS Committee fora Strategic Plan for U.S. Burning Plasma Research (August 29, 2017).
152
For example, “Perspectives on a Restructured US Fusion Energy Research Program,” T. Carter, R. Fonck, M.
Haynes, D. Maurer, D. Meade, G. Navratil, S. Prager, G. Tynan, D. Whyte, presented to the Workshop on U.S.
Magnetic Fusion Research Strategic Directions (July 24, 2017).
143

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
25
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

universities, nine national laboratories, and one private company. 153 The VLT facilitates fusion
technology and engineering science in the United States by (1) developing the enabling technology forexisting and next-step experimental devices, (2) exploring and understanding key materials andtechnology feasibility issues for attractive fusion power sources, and (3) conducting advanced design
studies that provide integrated solutions for next-step and future fusion devices and call attention toresearch opportunities in the field.154
Since the 2004 NRC Burning Plasma Assessment report, fusion technology advances have been
driven by ITER research needs and by next-step goals to fully enable the fusion energy system. Key
contributions from the U.S. fusion technology program are fusion fuel cycle, fusion materials, fusionmaterials modeling,155 fusion plasma power handling, superconducting magnets, and liquid metals. These
contributions have resulted from joint international projects in support of ITER and from tasks directed by
U.S. researchers. Examples include vacuum and gas species management,156,157 tritium fusion fuel cycle
development,158 pellet injection for fueling and disruption mitigation,159 and the manufacture of the ITER
central solenoid.160 The United States has made significant advancements in fusion materials studies,including contributing to the qualification of reduced activation ferritic martensitic steels for the European
demonstration fusion reactor,161 nanostructured162 and oxide dispersed strengthened steels,163 all aspectsof SiC/SiC technology,164 and new understanding of tungsten165 and tungsten composites166 as fusion
plasma-facing materials. Linear plasma simulators allow for long-duration study of material evolution
under fusion-relevant plasma flux, but they are not useful to test integrated plasma-material effects
153“Response to the NAS Committee for a Strategic Plan for U.S. Burning Plasma Research,” Phil Ferguson,presented to the NAS Committee for a Strategic Plan for U.S. Burning Plasma Research (August 29, 2017). See
also http://vlt.ornl.gov/.
154
Baker, Charles C., “An overview of enabling technology research in the United States,” Fusion Engineering and
Design Volumes 61–62, November 2002, Pages 37-45.
155
Wirth, Hammond, Krasheninnikov, and Maroudas, “Challenges and opportunities of modeling plasma's surface
interactions in tungsten using high-performance computing,” J Nucl Mater 463, 30 (2015).
156
Duckworth, et al., “Development and Demonstration of a Supercritical Helium-Cooled Cryogenic Viscous
Compressor Prototype for the ITER Vacuum System,” in Adv Cryogenic Eng, v. 57A and 57B, pp. 1234-1242(2012).
157
Perevezentsev, et al., “Study of Outgassing and Removal of Tritium from Metallic Construction Materials of
ITER Vacuum Vessel Components,” Fusion Sci and Technology 72, pp. 1-16, (2017).
158
Klein, Poore, and Babineau, “Development of fusion fuel cycles: Large deviations from US defense programsystems,” Fusion Eng Des 1 (2015).
159
Lyttle, et al.,”Tritium Challenges and Plans for ITER Pellet Fueling and Disruption Mitigation Systems,” Fusion
Sci and Tech 71, 251 (2017).
160
Libeyre, P., Cormany, C., Dolgetta, N., et al., “Starting Manufacture of the ITER Central Solenoid,” IEEE Transon Applied Superc 26, 4203305 (2016).
161
Stork, et al., “Developing structural, high-heat flux and plasma facing materials for a near-term DEMO fusion
power plant: The EU assessment,” J Nuc Materials 455, 277-291 (2014).
162
Parish, et al., “Helium sequestration at nanoparticle-matrix interfaces in helium plus heavy ion irradiatednanostructured ferritic alloys,” J. Nuc. Materials 482, 21 (2017).
163
Zinkle, et al., “Development of next generation tempered and ODS reduced activation ferritic/martensitic steels
for fusion energy applications,” Nuc Fusion 57, 092005 (2017).
164
Snead, et al., “Silicon carbide composites as fusion power reactor structural materials,” J Nuc Materials 417, 330,
(2011).
165
Baldwin and Doerner, “Helium induced nanoscopic morphology on tungsten under fusion relevant plasma
conditions,” Nuc Fusion 48, 035001 (2008).
166
Garrison, et al., “Irradiation effects in tungsten-copper laminate composite,” J Nuc Materials 481, 134 (2016).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
26
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

expected in fusion divertors. In the United States, linear plasma simulators include the PISCES facility at
University of California, San Diego,167 the Tritium Plasma Experiment at Idaho National Laboratory(INL),168 and the recently completed Material Plasma Exposure Experiment at Oak Ridge National
Laboratory.169 The STAR170 facility, part of the Fusion Safety Program at INL, has unique experimental
capabilities that have been used to develop the only fusion safety code accepted by the French authorities
for ITER licensing, the INL fusion-modified MELCOR code.171,172
The United States has also made progress in the areas of (1) fusion nuclear systems study, leading
to the definition of requirements for a Fusion Nuclear Science Facility173 for integrated testing of fusioncomponents, and (2) experiments and massively parallel simulations to understand magnetohydrodynamic
flows of liquid metal, self-cooled, dual-coolant, and helium-cooled lead lithium blanket concepts at the
University of California, Los Angeles Magnetohydrodynamic PbLi Experiment facility.174 This effort iswell recognized by the international fusion and magnetohydrodynamics communities for its potential toserve a central role in U.S. and international programs on blankets and plasma-facing components.
Although there have been significant advances in U.S. capabilities since the NRC Burning
Plasma study in 2004, many research needs for fusion technology and engineering science remainunresolved. These include fusion plasma material interactions, fusion blanket materials, fuel cycle safety,
breeding and fueling, and opportunities for advanced materials and manufacturing guided by new highperformance computing tools.

U.S. RESEARCH AND PARTICIPATION IN INTERNATIONAL FUSION ACTIVITIES

Fusion energy research is international. The United States participates actively in Europe andAsia, and international scientists from around the world participate in fusion experiments and research
programs within the United States. Many advancements in all key topical areas of fusion research are
published collaboratively with international co-authors. The International Tokamak Physics Activity

167

Tynan, et al., “Mixed Material Plasma-Surface Interactions in ITER: Recent Results from the PISCES Group,” inPlasma Interaction in Controlled Fusion Devices, Benkadda (Editor). AIP Conference Proceedings 1237, pp. 7891 (2010).
168
Shimada, et al., “Tritium Plasma Experiment Upgrade and Improvement of Surface Diagnostic Capabilities at
STAR Facility for Enhancing Tritium and Nuclear PMI Sciences,” Fus Sci and Technology 71, 310 (2017).
169
Rapp, et al., “The Development of the Material Plasma Exposure Experiment,” IEEE Trans Plasma Sci 44, 3456
(2016).
170
Tynan, et al., “Mixed Material Plasma-Surface Interactions in ITER: Recent Results from the PISCES Group,” inPlasma Interaction in Controlled Fusion Devices, Benkadda (Editor). AIP Conference Proceedings 1237, pp. 7891 (2010).
171
Merrill, et al., "Modifications to the MELCOR code for application in fusion accident analyses" Fusion Eng
Design 51–52, pp. 555-563 (2000).
172
Taylor, et al., "Updated safety analysis of ITER," Fusion Eng Design 86, pp. 619–622 (2011).
173
C. E. Kessel, et al., "The Fusion Nuclear Science Facility, the Critical Step in the Pathway to Fusion Energy,"
Fusion Science and Technology 68:2, pp. 225-236, (2015), DOI: 10.13182/FST14-953.
174
Smolentsev, et al., “Review of Recent MHD Activities for Liquid Metal Blankets in the US,” Magnetohydyamics
53, 411 (2017).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
27
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research(ITPA) provides an international framework for coordinated fusion research; since 2008, the ITPA
operates under the auspices of ITER. 175

U.S. Participation in Fusion Activities in Europe
The United States has made and continues to make important contributions to the world’s largest
currently operating fusion device, Joint European Tours (JET). This includes involvement in testing
important auxiliary systems relevant to ITER (e.g., the ITER-like Shattered Pellet Injector176), plasma
diagnostics (e.g., Faraday cups), experimental operating scenarios (e.g., involvement in developing
deuterium-tritium scenarios177), and simulation codes (e.g., TRANSP178). Additionally, simulation codesdeveloped by U.S. scientists have been adopted by international partners and are now routinely used for
scenario modeling within the JET program and across EUROfusion ITER-related activities. Since 2016, 9of the 33 articles appearing in the International Atomic Energy Agency (IAEA) journal Nuclear Fusion
and reporting results from the JET device involved co-authors from the United States.
For medium-sized tokamaks (ASDEX Upgrade, Germany; TCV, Switzerland; MAST Upgrade,
United Kingdom), many bilateral collaborations exist between the United States and EU partners.
Prominent recent examples of U.S. contributions include temporarily moving diagnostic devices from
U.S. facilities to EU machines and joint experiments on multiple machines to develop understanding androbust demonstration of control schemes and new plasma scenarios. Since 2016, about 10 percent of thearticles appearing in Nuclear Fusion describing research with these medium-sized tokamaks involved coauthors from the United States.
Another important U.S. contribution to fusion research in the EU has been the participation in the
Wendelstein 7-X stellarator project. This includes the construction and operation of five large auxiliary
coils179 (installed on the outside of the device to assist in precise setting of the magnetic fields at theplasma edge) and an X-ray spectrometer, as well as the development of fluctuation diagnostics and apellet injector. This work is carried out at three U.S. national laboratories (Princeton, Oak Ridge, and Los
Alamos) and three U.S. universities (Auburn University, University Wisconsin–Madison, andMassachusetts Institute of Technology), supporting Wendelstein 7-X with equipment that has been
funded, designed, and produced in the United States and with related magnetic field and plasma diagnosis
and modeling. Since 2016, more than half of the articles appearing in Nuclear Fusion describing researchwith the Wendelstein 7-X stellarator involved co-authors from the United States.
U.S. Participation in Fusion Activities in Asia

175

See https://www.iter.org/org/team/fst/itpa.
Baylor, et al., “Disruption-Mitigation-Technology Concepts and Implications for ITER,” IEEE Trans Plasma Sci
38, 419 (2010).
177
Budny, et al., “Predictions of H-mode performance in ITER,” Nuc. Fusion 48, 075005 (2008).
178
Budny, Cordey, TFTR Team and JET Contributors, “Core fusion power gain and alpha heating in JET, TFTR,
and ITER,” Nuc Fusion 56, 056002 (2016).
179
Lazerson, et al., “Error field measurement, correction and heat flux balancing on Wendelstein 7-X,” Nuc Fusion
57, 046026 (2017).
176

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
28
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

The United States is actively playing a significant role in developing new fusion programs in
Asia. Major contributions have been made to the programs on new Asian devices since the 2004 NRC
report, notably in EAST (China), KSTAR (Republic of Korea), HL-2A (China), and J-TEXT (Japan), anda strong relationship continues with smaller spherical tokamaks (QUEST at Q-shu University, Japan;
VEST at Seoul National University, Republic of Korea; SUNIST at Tsinghua University, China). One
major focus of this international partnership has been in the use of long-pulse superconducting devices todevelop steady-state plasma scenarios.180 As an example, collaborations on EAST have made advances inplasma control and wall conditioning techniques developed collaboratively with and initiallydemonstrated on DIII-D. Novel computer science hardware and software infrastructure has improved data
movement, visualization, and communication and allow scientists in the United States to remotely
conduct experiments using the EAST facility.181 In July 2017, the Chinese researchers using EAST
achieved a stable 101.2-second steady-state high confinement plasma, setting a world record in long-pulse
H-mode operation.182
Recent U.S.-Asia cooperation is also seen in the development of HL-2M under construction in
China and in the physics design of CFETR burning plasma facility under consideration in China, where
the United States provides design expertise and simulation codes.183
U.S. Participation in the International Tokamak Physics Activity
The International Tokamak Physics Activity (ITPA) began operating in 2001 with urging by theUnited States and under the auspices of the IAEA International Fusion Research Council. Since 2008,
ITPA operates under the auspices of ITER. The ITPA provides an international framework forcoordinated fusion research useful for all fusion programs and for broad progress toward fusion energy.
The United States continues to make significant contributions to the ITPA, which coordinates theinternational tokamak physics research and development activities and provides the physics basis for the
ITER project. Presently, the United States chairs four of the seven ITPA Topical Working groups. The
United States also actively participates in multiple-facility, joint tokamak experimental exercises. Until
recently, these joint experiments used the C-Mod, NSTX–U, and DIII-D tokamaks in the United States
for dedicated studies and coordinated analysis in support of international joint experiments. For example,
joint experiments coordinated among MAST, ASDEX Upgrade, and DIII-D have recently evaluated theuse of resonant magnetic field perturbations and pellet injection to suppress edge localized modes(ELMs).184 These joint experiments are in general agreement with plasma response modeling, confirm
that magnetic perturbations can limit ELMs, and have led to a change in the ITER design to introduce
ELM control systems. Since the end of Alcator C-Mod operation, the United States is no longer able toprovide scientific support to ITER in the area of tokamak operation and physics in fusion devices withreactor-relevant metallic walls.
180

For example, Garofalo, et al., “Development of high poloidal beta, steady-state scenario with ITER-like tungsten
divertor on EAST,” Nuc Fusion 57, 076037 (2017).
181
D.P. Schissel et al., "Remote third shift EAST operation: a new paradigm," Nucl. Fusion 57 056032 (2017).
182
See https://phys.org/news/2017-07-china-artificial-sun-world-steady-state.html.
183
For example, Chen, et al., “Self-consistent modeling of CFETR baseline scenarios for steady-state operation,”
Plasma Phys Controlled Fusion 59, 075005 (2017).
184
Liu, et al., “Comparative investigation of ELM control based on toroidal modelling of plasma response to RMP
fields,” Phys Plasmas 24, 056111 (2017).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
29
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchInternational Participation in the U.S. Program

International fusion researchers from the ITER partnership also collaborate in the U.S. research
effort. International collaboration with U.S. researchers in burning plasma science involves all parts of the
program, including use of experimental facilities and involvement with theory, simulation, and modelinggroups. Since 2016, of those articles appearing in the IAEA journal Nuclear Fusion describing researchwith U.S. medium-sized tokamaks, one-fourth involved co-authors from Europe and one-fourth involved
co-authors from Asia. Half of all articles appearing in Nuclear Fusion since 2016 reporting advancements
in fusion simulation involved collaborating international co-authors. In the area of fusion technology andengineering science, the EUROfusion Work Package for Plasma Facing Components pays to use the
PISCES-B facility at University of California, San Diego, helping to identify first wall materials for ITER
and future fusion energy systems. Currently, no other linear plasma facility is capable of performing
experiments with beryllium samples. One main goal of this collaboration is to study the interaction
between deuterium or helium plasmas with beryllium and tungsten surfaces. Another example is the studyof high dose irradiation effects in a U.S.-Japan collaboration in an experiment with more than 8 years ofirradiation on the High Flux Isotope Reactor at Oak Ridge National Laboratory.

THE ROLE OF ITER IN TODAY’S U.S. BURNING PLASMA RESEARCH ACTIVITIESAs stated in the DOE Office of Science Ten-Year Perspective (2015) (p. 8), “the global magnetic
fusion research community is focused primarily on the commencement of the ‘burning plasma’ era.” This
global focus is reflected in the U.S. fusion energy science research program. The three fusion research
directions, “burning plasma science: foundations,” “burning plasma science: long pulse,” and “burning
plasma science: high power,” advance the plasma science, computational science, and materials science insupport of burning plasma research that will be conducted on the ITER device. Research objectives of the
DOE Ten-Year Perspective include “urgent scientific questions—such as how to control transient
events—required for ITER to meet needs of the ITER project,” validating predictive models for“formulating ITER operational scenarios,” and understanding how to confine and control long-pulse
fusion plasmas as “essential expertise for U.S. scientists who may participate in research operations on
ITER and future burning plasma experiments.”185
Planning for U.S. participation in the ITER program began in 2006 by the United States Burning
Plasma Organization (USBPO) at the request of DOE/FES in response to a requirement of the Energy
Policy Act of 2005.186 This plan was endorsed by the 2009 NRC Committee to Review the U.S. ITER
Science Participation Planning Process.187 The 2009 NRC report further stated (p. 2), “U.S. involvement
185

United States Department of Energy, The Office of Science’s Fusion Energy Sciences Program: A Ten-Year
Perspective, Report to Congress, December 2015.
186
USBPO, Planning for the U.S. Fusion Community Participation in the ITER Program, June 2006.
https://www.burningplasma.org/web/ReNeW/EPAct_final_June09.pdf.
187
National Research Council, A Review of the DOE Plan for U.S. Fusion Community Participation in the ITER
Program, The National Academies Press, 2009.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
30
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchin developing the research program for ITER will be crucial to the realization of U.S. fusion researchgoals.”The USBPO serves the U.S. fusion research community and coordinates burning plasma researchthrough open membership in Topical Groups. Leaders of each Topical Group coordinate research toaddress priority scientific issues and provide contact to the international burning plasma research with the
ITPA and with the ITER organization. The director and deputy director of the USBPO explained to thecommittee188 that burning plasma research in support of the ITER project has resulted in significant
progress in many key areas, including transient events, plasma material interactions, integrated
simulations, operating scenarios, heating and current drive, diagnostics, plasma control, energetic
particles, and transport and confinement, and these advancements “have only increased our readiness totake the burning plasma step.”
Research in support of ITER has facilitated enhanced multi-national collaborative activities(experiments and analysis) through the ITER-sponsored ITPA Topical Groups. As reported earlier in thischapter, U.S. scientists collaborate with Asian research programs with superconducting tokamaks, EAST
and KSTAR. This collaboration targets the development of long-pulse, high-performance operating
scenarios with acceptable heat exhaust that are target scenarios for ITER operation.
Additionally, because the vast majority (approximately 80 percent) of U.S. ITER construction
funding remains within the U.S. supply chain,189 participation in ITER has resulted in significant
advances in U.S. domestic industrial capabilities and capacities that would not have happened without
ITER participation. For example,

the United States has proven its capacity for fabricating superconductor in bulk, producing
over four miles of cable-in-conduit superconductor for the toroidal field magnets;

the United States is fabricating a first-of-a-kind 13 m tall, 13 T central solenoid
electromagnet, which is unique worldwide and has required the development of bespoke
fabrication and testing infrastructure;

U.S. industry is developing microwave and radio-frequency transmission lines to provide
unprecedented power transfer for heating in ITER;high-throughput cryogenic pellet fueling systems and tritium processing systems have beendeveloped by U.S. national laboratories; anda wide array of instrumentation for harsh nuclear environments has been developed in the
U.S. supply chain.

The United States has also been a key contributor towards the approval of ITER’s license to start
construction, by providing a “pedigreed” version of the fusion-modified safety code MELCOR,
188“Perspectives on Burning Plasma Research,” Charles Greenfield and Amanda Hubbard, presented to the NAS
Committee for a Strategic Plan for U.S. Burning Plasma Research (June 5, 2017).
189“Perspectives from the US ITER Project,” Ned R. Sauthoff, presented to the NAS Committee for a Strategic Planfor U.S. Burning Plasma Research (August 29, 2017).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
31
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchdeveloped and maintained by the Fusion Safety Program at INL, that has been used extensively for thesafety analyses presented to the French Nuclear Regulator (Autorité de Sureté Nucléaire) as part of theConstruction Authorization Request.
Of course, in addition to ITER’s role as a focus of both the international and U.S. research
programs, the United States has committed to contributing 9.09 percent of ITER’s construction costs.
According to the DOE project execution plan for ITER,190 the United States has “made considerable
progress in completing its assigned hardware design, R&D, and fabrication work.” Final design of about
two-thirds of U.S. hardware is complete, and two of thirteen in-kind hardware systems have beendelivered. A total of $942 million has been obligated by the U.S. ITER project with contracts spread
across U.S. industry, universities, and national laboratories, across 44 states.191 The technical leadershipand contributions made by the U.S. fusion science team is and will continue to be important to theeventual success of the ITER design, operation, diagnostics, and analyses. In addition, the U.S. financial
commitment is highly leveraged by the sharing of costs and technology with its international partners.
The performance of the United States in its ITER obligations has been very favorably assessed by the
U.S. Government Accountability Office192 and DOE assessments and quality assurance audits conducted
in 2015.
As President George W. Bush announced, ITER is “the largest and most technologicallysophisticated fusion experiment in the world” and “critical to the development of fusion as a viableenergy source.” Because burning plasma research in support of ITER and in preparation for ITER
experiments is a primary focus of the international and U.S. research programs, ITER is more than aconstruction project. ITER plays a central role in today’s U.S. burning plasma research activities, andparticipation in the ITER project provides formal mechanisms for U.S. scientists to take leading roles in
the international effort to develop fusion energy.

190

Project Execution Plan for U.S. ITER Subproject-1, DOE Project No. 14-SC-60, U.S. DOE/OS/FES (January,2017).
191
See slides 56-59 in Ned Sauthoff’s presentation to the Committee, August 29, 2017, Ref. 23.
192
FUSION ENERGY: Actions Needed to Finalize Cost and Schedule Estimates for U.S. Contributions to an
International Experimental Reactor, U.S. GAO Report to Congress, GAO-14-499, June 2014.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
32
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

5
Assessments
In this interim report, the Committee on a Strategic Plan for U.S. Burning Plasma Research
makes the following assessments of the importance of burning plasma research to the development offusion energy and of the current status of U.S. burning plasma research, including current and planned
participation in international activities. These seven assessments are also the Summary of this interim
report.
Assessment 1: Burning plasma research is essential to the development of magnetic fusionenergy and contributes to advancements in plasma science, materials science, and the nation’s
industrial capacity to deliver high-technology components.
All efforts to make fusion energy require a burning plasma—an ionized gas like the Sun and stars
that is heated by fusion reactions. Burning plasma research begins with understanding, measuring, andpredicting the complex physical processes of the plasma and of the energetic particles moving within theplasma created by fusion reactions. Next, burning plasma research includes the high-technology tools
used to control, confine, and heat the plasma to very high temperature and pressure. Finally, burning
plasma research embodies the applied and engineering sciences necessary to design reliable structuresthat surround the plasma and convert fusion energy into useful heat and power. Burning plasma researchis interdisciplinary and results in technological and scientific achievements that touch many aspects ofeveryday life and lead to new insights in related fields such as optics, fluid mechanics, and astrophysics.
Although significant fusion power has been generated for short periods in the laboratory (4 MW
for 4 seconds and up to 16 MW for shorter periods) and some processes expected in a burning plasma
have been studied at the temperatures and pressures required for fusion energy, a burning plasma, which
is heated predominately by fusion reactions, has never been created. This requires construction of aburning plasma experiment such as ITER. A burning plasma experiment will allow integrated
investigation of the burning plasma with the advanced technology magnetic fusion schemes require.
Because of its large size and complexity, constructing a burning plasma experiment leads toadvancements in industrial capability, such as for large superconducting magnets, vacuum technologies,
complex cryogenic systems, ultra-precise construction, and robotic systems to handle materials.
Assessment 2: The U.S. fusion energy science program has made leading advances inburning plasma science that have substantially improved our confidence that a burning plasma
experiment such as ITER will succeed in achieving its scientific mission.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
33
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchExperiments conducted using research facilities in the United States have been highly productive.
New ideas to control and sustain burning plasma have been discovered, and theoretical and computationalmodels developed in the United States have substantially improved the ability to control plasma stability,
predict plasma confinement, and enhance fusion energy performance. The understanding of burning
plasma science has advanced significantly, including such critical topics as the transport of heat andparticles by multi-scale turbulence, the behavior of energetic particles produced by fusion reactions, andthe physics of the narrow insulating layer at the plasma edge (or “pedestal”). In addition, new techniques
have been developed to avoid and mitigate transient events, which can erode plasma-facing materials.
Scenarios of burning plasma operation have been developed experimentally and explored withcomputational models that are expected to simultaneously satisfy the requirements for stability,
confinement, fuel purity, and compatibility with plasma-facing components. These scenarios further
increase confidence in the burning plasma performance that can be achieved in ITER. While importantavenues for further exploration remain, current understanding increases confidence in ITER achieving its
scientific mission. The widely recognized importance of U.S. research contributions to the field also
supports the expectation that, if the United States continues to participate in ITER, scientists within the
United States will make leading contributions to the study of fusion energy at the power plant scale.
Assessment 3: Construction and operation of a burning plasma experiment is a critical, but
not sufficient, next step toward the realization of commercial fusion energy. In addition to aburning plasma experiment, further research is needed to improve and fully enable the fusion
power system.
A burning plasma experiment will examine for the first time many of the interconnected scientificand technology issues that must be addressed to produce magnetic fusion energy. Among these are theexperimental validation of theoretical predictions related to plasma stability, plasma heating, transport ofplasma heat and particles, alpha particle physics from fusion reactions, and disruption avoidance fortokamaks in substantially unexplored regimes of magnetic confinement. Equally important are gains infusion engineering science including large-scale superconducting magnet technology, progress toward
understanding fusion blanket science, tritium science and management, remote handling of materials andcomponents, and large-scale systems integration. As a burning plasma experiment, ITER is a critical stepalong the path to advance the science and technology of a fusion power source. Still, ITER is a fusion
research facility and a long way from being a system for commercial power. In a commercial system,
economics requires the thermal power to increase about seven-fold. Continuous operation requires
efficient coupling of radio waves into the plasma to sustain the plasma current. Challenging plasma-wall
problems need inventive solutions in order to safely handle the flux of energetic neutrons on the innerwall and the escaping heat from the plasma that is directed onto the plates of a protective divertor. The
self-consistent production and safe handling of tritium will not be fully addressed in ITER but must be
solved for commercial fusion power. Lastly, the expected gains in engineering and economics that might
accrue from technology and materials innovations, like the newly developed rare-earth, high-temperature
superconductors, need to be investigated; however, these innovations will only impact fusion facilities
built beyond ITER. The overall picture is that a burning plasma experiment, such as ITER, will lead tomajor gains along the path to fusion energy while other fusion energy experiments will need to address
remaining science and technology challenges and demonstrate innovative solutions that lead to a reduced
size, lower cost, full-scale power source.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
34
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Assessment 4: Although our international partners have national strategic plans leading toa fusion energy demonstration device, the United States does not.
Since the National Research Council’s (NRC’s) study in 2004, strategic plans leading to a fusionenergy demonstration have been developed by many of our international partners, all with high-levelgovernmental support and in some cases even adopted federal legislation. These strategies all recognizethat the burning plasma regime provided by ITER is the most expedient way to demonstrate controlled
fusion on commercial scale, but importantly, also elucidate the accompanying research and technology
programs needed to progress beyond ITER to a commercial fusion reactor. Such strategic planning guides
the national research and innovation programs, helps to engage industrial partners and sets the national
priorities of our partners, enabling them to develop key areas of unique expertise. The absence of such anationally endorsed strategic plan for delivery of fusion energy in the United States inhibits the long-termplanning of all participants in the fusion endeavor in the United States, from universities, to national
laboratories, to industrial partners. Without a long-term plan, the United States risks being overtaken as
our partners advance the science and technology required to deliver fusion energy. Conversely, theadoption of such a plan has the potential to support strategic funding decisions and priorities within thenational program and help foster innovation to drive towards commercially viable fusion reactor designs.
Assessment 5: Recent closures of domestic experimental facilities without new starts, as well
as a reduction of fusion technology efforts, threaten the health of the field in the United States.
As reported by the NRC Burning Plasma Committee in 2004, many of the scientific and technicalissues of importance to the long-range development of fusion are best addressed by research facilities
having size and complexity much smaller than that needed for a burning plasma experiment. A long-term
strategy for fusion energy benefits from a domestic effort in parallel with the ITER project focused on
developing the scientific base for promising fusion reactor concepts and technologies.
However, during the past decade, various programmatic decisions have closed domestic
experimental facilities without opportunities for new starts and without compensating programs
internationally. In 2005, the budget for U.S. fusion technology efforts was sharply reduced. In 2013, theDepartment of Energy’s Office of Fusion Energy Sciences implemented an overall reduction in thedomestic program while making only a modest increase in funding for scientific collaborations on nonU.S. experimental facilities. Currently, only one mid-scale fusion experiment is operating in the UnitedStates. Mid-scale experimental facilities can attract talent to the field, provide broad scientific andengineering opportunities, and test innovations that could improve the fusion energy concept andstrengthen U.S. expertise in fusion science and technology.
Assessment 6: Any strategy to develop magnetic fusion energy requires study of a burning
plasma. The only existing project to create a burning plasma at the scale of a power plant is ITER,
which is a major component of the U.S. fusion energy program. As an ITER partner, the UnitedStates benefits from the long-recognized value of international cooperation to combine the scientificand engineering expertise, industrial capacity, and financial resources necessary for such aninherently large project. A decision by the United States to withdraw from the ITER project as theprimary experimental burning plasma component within a balanced long-term strategic plan for

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
35
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

fusion energy could isolate U.S. fusion scientists from the international effort and would require theUnited States to develop a new approach to study a burning plasma.
Past studies of magnetic fusion energy research recommended U.S. entrance into international
partnerships as the most cost-effective approach to undertake large fusion energy experiments. Thesestudies include Cooperation and Competition on the Path to Fusion Energy,193 Pacing the U.S. Magnetic
Fusion Program,194 the 1995 Report PCAST Panel on U.S. Fusion R&D Programs,195 and Realizing thePromise of Fusion Energy.196 After considering various options for a burning plasma experiment, the2004 NRC Burning Plasma Assessment Committee197 recommended that the United States should
participate in ITER. But, if the United States were not to participate in ITER, the committee also
recommended the pursuit of international partnership in an alternate burning plasma experiment. A
burning plasma experiment at the scale of a power plant is necessarily a large facility and integrates
multiple advanced technologies. At the present time, no country has the combination of scientific andengineering expertise, industrial capacity, and long-term national commitment to undertake this criticaltask alone.
While previous studies concluded that fusion energy research substantially benefits frominternational cooperation, they also described a potential for failure if international partners were unable
to meet their commitments. The NRC’s report A Review of the DOE Plan for U.S. Fusion Community
Participation in the ITER Program198 recommended that steps should be taken to “seek greater funding
stability for the international ITER project to ensure that the United States remains able to influence thedeveloping ITER research program, to capitalize on research at ITER to help achieve U.S. fusion energy
goals, to participate in obtaining important scientific results on burning plasmas from ITER, and to be aneffective participant in and beneficiary of future international scientific collaborations.”
The committee has reviewed the recommendations from these past studies in the context of theexisting ITER partnership, the assessments of U.S. burning plasma research listed above, and the benefits
international partnership brings to large multi-year endeavors at the frontier. Based on this review, thecommittee concludes that the United States benefits from partnership in ITER as the primaryexperimental burning plasma component within its own long-term strategic plan for fusion energy. On theother hand, a decision by the United States to withdraw from the ITER project would require a new
approach to study a burning plasma. Because there is currently no mature burning plasma experiment as
an alternative to ITER, the design, construction, and licensing of such an alternative to ITER would
require significant development by the U.S. program, as well as a new approach to avoid isolation fromthe international fusion energy research effort.
193

National Research Council, Cooperation and Competition on the Path to Fusion Energy: A Report, National
Academy Press, 1984.
194
National Research Council, Pacing the U.S. Magnetic Fusion Program, National Academy Press, 1989.
195
President’s Committee of Advisors on Science and Technology, “The U.S. Program of Fusion Research andDevelopment,” July 11, 1995.
196
Secretary of Energy Advisory Board, Realizing the Promise of Fusion Energy: Final Report of the Task Force on
Fusion Energy, August 9, 1999.
197
See Burning Plasma: Bringing a Star to Earth, Burning Plasma Assessment Committee, National ResearchCouncil (2004), http://www.nap.edu/catalog/10816.html.
198
National Research Council, A Review of the DOE Plan for U.S. Fusion Community Participation in the ITER
Program, The National Academies Press, 2009.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
36
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

The committee’s final report will provide greater detail and analysis of the options for a longterm strategic plan for a national program of burning plasma science and technology research, including
developing various supporting capabilities and participating in international activities. Strategic guidance
for scenarios where the United States both is and is not a participant in ITER will be described.
Work for the final report is at an early stage. Nevertheless, based on the input received by thecommittee and the committee’s assessments, if the United States seeks to continue its pursuit forabundant fusion power, the development of a national strategic plan for fusion energy that spans several
decades is necessary. Therefore, the committee makes the following final assessment that will guide thestrategies for both scenarios in the final report.
Assessment 7: If the United States wishes to maintain scientific and technical leadership in
this field, the committee concludes that the United States needs to develop its own long-term
strategic plan for fusion energy.
In the development of the final report, the committee views the following elements as important
to its guidance on a long-term strategic plan:Continued progress towards the construction and operation of a burning plasma experimentleading to the study of burning plasma,Research beyond what is done in a burning plasma experiment to improve and fully enable
commercial fusion power,Innovation in fusion science and technology targeted to improve the fusion power system as acommercial energy source, andA mission for fusion energy research that engages the participation of universities, national
laboratories, and industry in the realization of commercial fusion power for the nation.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
37
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

6
Toward Completion of the Final Report
Having completed its assessment of the status and importance of U.S. burning plasma research,
the committee is now carrying out the detailed analyses of the many elements required to guide thenation’s long-term strategic plan for fusion energy development. These analyses will be informed by
input from the second community workshop on strategic directions for U.S. magnetic fusion research tobe held at the University of Texas–Austin, December 11–15, 2017, and by several site visits.
Additionally, a subcommittee of the Fusion Energy Sciences Advisory Committee (FESAC) to the
Department of Energy Office of Science is expected to complete its report shortly identifying “the mostpromising transformative enabling capabilities for the United States to pursue that could promote efficientadvance toward fusion energy.” This new FESAC report will also inform U.S. strategies to improve thefusion power system. The committee anticipates that its final report will present strategies that incorporate
continued progress toward a burning plasma experiment, include a major focus on innovation, include
provisions for regular review in order to accommodate scientific and technological breakthroughs, and bebuilt upon recent advances in burning plasma science, fusion nuclear science, and the international effort.
To the extent possible, the final report will include considerations of the health of fusion research sectors
within the United States, the role of international collaboration in the pursuit of national fusion energy
goals, the capability and prospects of private-sector ventures to advance fusion energy concepts andtechnologies, the impact of science and technology innovations, and the design of research strategies that
may shorten the time and reduce the cost required to develop commercial fusion energy.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
38
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Appendixes

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION

Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchA
What is Magnetic Fusion?
While it has long been known that it is nuclear fusion that makes the Sun shine, the first
concerted attempts to harness fusion power on Earth began in the 1950s, first in secret but collaboratively
among many nations by 1958. These first efforts, and the fusion research described in this interim report,
employed strong magnetic fields to confine the hot gases that produce fusion power. By the 1960s, theinvention of the laser led to a different approach in which lasers quickly heat a tiny quantity of fuel that
explodes as it burns.199 This report deals only with magnetic fusion, which has had the best performanceto date, leading to governmental discussions in the 1990s on how to advance magnetic fusion energy
research as a world-wide endeavor—what is now the ITER project. Several books describe thishistory.200,201,202
A magnetic fusion reactor can be thought of as a miniature Sun confined inside a vessel that canbe highly evacuated. A strong magnetic field confines the high-pressure plasma and limits contact
between the surrounding vessel and the high-temperature plasma undergoing fusion reactions. The first
fuel will probably be a mixture of deuterium (D), a form of hydrogen in all water, and another form ofhydrogen called tritium (T) that would be manufactured inside the reactor. The energy potential in thetiny amount of deuterium in a gallon of water is equivalent to 300 gallons of gasoline. It is this abundanceof fusion fuel, together with environmental advantages, that has inspired governments to support fusion
research over many decades. D-T fuel produces harmless helium, together with neutrons that can makethe reactor vessel radioactive, but with much less chance for danger to the public than fission reactors,
according to studies reported in Chapter 15 of The Fusion Quest. This interim report discusses only fusion
using D-T fuel, which is the focus of the world-wide research program. Magnetic fusion energy using
either deuterium (D-D) or deuterium and helium-3 (D-3He) fuel is more challenging due to requirements
for higher temperature, reduced impurity concentration, and improved confinement.203
The challenge has been that producing fusion on Earth requires temperatures even hotter thanstars and in the range between 100 and 200 million degrees. Gases this hot become ionized, consisting ofa “plasma” of free ions and electrons, like the gases conducting electricity in a neon sign but requiring
10,000 times higher temperature. Magnetic fields are needed to confine hot, high-pressure plasmas by199

For more information on inertial fusion energy, see National Research Council, An Assessment of the Prospects
for Inertial Fusion Energy, The National Academies Press, 2013.
200
Joan Lisa Bromberg, Fusion, The MIT Press, Cambridge, 1982.
201
T. A. Heppenheimer, The Man-Made Sun, Little-Brown, Boston, 1984.
202
T. Kenneth Fowler, The Fusion Quest, Johns Hopkins Press, Baltimore, 1997.
203
P.E. Stott, “The feasibility of using D–3He and D–D fusion fuels,” Plasma Phys Contr F 47, 1305 (2005).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
41
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

FIGURE A.1 A schematic of a magnetic fusion power plant showing (not to scale) the three parts: a
hot burning plasma undergoing fusion reactions, a lithium “blanket” to capture fusion neutrons, and aheat-exchanger system with a turbine-driven electrical generator. SOURCE: C. L. Smith and S.
Cowley, “The Path to Fusion Power,” Phil. Trans. R. Soc. A (2010) 368, 1091-1108.

way of electric currents inside the ionized plasma. Many arrangements of magnets to confine a hot plasma
have been tested. The most successful, and the one employed in ITER, is the tokamak configuration,
originally developed in Russia and further explored and improved upon by research in the United Statesand elsewhere.
The tokamak is a descendant of the linear “pinch” known since the 1930s. In a pinch, a current
flowing through a plasma column confines itself by its own magnetic fields produced by the current.
Bending the current column into a circle prevents leakage out the ends, and doing this inside a “toroidal”
or doughnut-shaped vessel keeps the air out. Coils above and below the toroidal vessel provide themagnetic force that bends the column into a circle. Other “toroidal field coils” wound on the vessel itself
add a stabilizing twist to magnetic field lines inside the column. Thus, the tokamak has three sources ofmagnetic field: the pinch current that mainly confines the pressure; the “poloidal” coils that bend plasma
current into a circle; and the strong “toroidal field coils” that twist the current into a highly stableconfined plasma.
Fusion performance is measured by the pressure of the plasma, P, and the timescale for plasmaenergy escape, τE. The fusion power density produced from the fusion of deuterium and tritium (D-T) is
equal to 0.08 P2 megawatts per cubic meter (MW m-3) when P is expressed in atmospheres. The record
volume-averaged plasma pressure for magnetic fusion is 2.0 atmospheres and was set in October 2016 in
the Alcator C-Mod device at the Massachusetts Institute of Technology. The plasma pressure expected in
ITER is 2.6 atmospheres resulting in a peak fusion power density exceeding 0.5 MW m-3. Commercial
fusion energy systems would need to have plasma pressures between 3 and 8 atmospheres. The energy
escape time, τE, determines whether or not the plasma is self-sustaining or whether external power must
be injected to keep the plasma hot and at high pressure. ITER is designed to produce τE ~ 3.7 seconds, andthe product of the average pressure and τE is PτE ~ 10 atm⋅sec. If the electron and ion pressures of theplasma are equal, the plasma becomes a “burning plasma” when the product PτE is greater than about 8
atm⋅sec. This is when the energetic alpha particles generated from fusion reactions in the plasma are able
to balance the energy escaping from the plasma. The highest previous levels of plasma confinement
product were achieved in tokamak experiments conducted in the 1990s: The Tokamak Fusion Test
PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
42
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Reactor204 achieved 0.3 atm⋅sec, the Joint European Tours205 reached 0.7 atm⋅sec, JT-60206 reached 0.65,
and DIII-D reached a confinement parameter of PτE ~ 0.5 atm⋅sec.207
Practical problems include how to get heat out of this circular device, how to prevent neutron
damage to the magnet coils, and how to respond if, despite all, the strong current ring tries to short-circuit
to the wall (called a “disruption”). What makes it worth dealing with these difficult issues is theremarkable fact that plasmas inside tokamaks can adjust themselves to reduce leakage of heat across themagnetic field. This “H-mode,” or “high-confinement mode,” of tokamak operation, was discovered
experimentally in the 1980’s208,209 and has been widely reproduced even as essential aspects of it remain
enigmatic. ITER’s baseline operating scenario is an H-mode plasma. Critical research efforts in the U.S.
and abroad are focused both on ensuring that the ITER plasmas will attain and maintain H-mode
performance and on developing alternative operating scenarios for ITER, which do not rely upon
uncertain H-mode physics to attain the energy confinement that is required to create a burning plasma.
Whether a tokamak in the image of ITER will be the best path to a commercial reactor is muchless certain, hence the need for continuing innovation to explore other paths. One such path is thestellerator being pursued in Germany and Japan. The stellarator is also a toroidal magnetic system but one
not requiring the pinch current—nor the associated cost of maintaining it—as in tokamak reactors.
In addition to toroidal magnet configurations, a number of linear magnet configurations havebeen studied, all of which employ external power to create a closed magnetic field configuration of theplasma inside the linear magnets. Additionally, the tandem mirror configuration uses neutral beam
injection and electron cyclotron resonance heating to modify electrostatic potentials and reduce plasma
leakage out the ends. The only linear device large enough to compete with tokamak performance was thesuperconducting Mirror Fusion Test Facility that completed construction at the Lawrence Livermore
National Laboratory in February 1986, only to be shut down before operating because of declining
magnetic fusion budgets.
Whatever the final magnet shape, the fact that magnets might confine a plasma producing fusionenergy on Earth completes a long journey, beginning with Michael Faraday’s invention of the magnetic
dynamo in 1831 and ending with Einstein’s discovery that mass becomes energy, very soon leading to
speculations about nuclear fusion long before fission was discovered. It was Faraday’s discovery that
prompted Maxwell to create the theory of light that eventually posed the puzzle that led to Einstein’s E =
mc2.

204

Hawryluk, et al., “Results from deuterium-tritium tokamak confinement experiments,” Rev. Mod. Phys. 70, 537(1998).
205
Keilhacker et al., “High fusion performance from deuterium-tritium plasmas in JET,” Nuc Fusion 39, 209 (1999).
206
H. Kishimoto, et al., “Advanced tokamak research on JT-60,” Nuc Fusion 45, 986 (2005).
207
Lazarus, et al., “Higher fusion power gain with profile control in DIII-D tokamak plasmas,” Nuc Fusion 37, pp.
7-12, (1997).
208
Wagner, et al., “Regime of improved confinement and high beta in neutral-beam-heated divertor discharges of
the ASDEX Tokamak,” Phys Rev Lett 49, 1408 (1982).
209
Wagner, et al., “Development of an edge transport barrier at the H-mode transition of ASDEX,” Phys Rev Lett
53, 1453 (1984).

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
43
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

B
Statement of Task
A committee of the National Academies of Sciences, Engineering, and Medicine will be formed
to study the state and potential of magnetic confinement-based fusion research in the United States andprovide guidance on a long-term strategy for the field. The study will focus on research that supports
understanding the magnetically confined burning plasma state but will take a broad view beyond plasma
confinement science, and as such consider capabilities such as simulation and materials. Specifically, thecommittee will prepare an interim report that will:
1. Describe and assess the current status of U.S. research that supports burning plasma science,
including current and planned participation in international activities, and describeinternational research activities broadly.
2. Assess the importance of U.S. burning plasma research to the development of fusion energy
as well as to plasma science and other science and engineering disciplines.
The committee will also prepare a final report, building on the interim report, which will:
1. Consider the scientific and engineering challenges and opportunities associated withadvancing magnetic confinement fusion as an energy source, including the scientific andtechnical developments since the 2004 NAS210 study on burning plasma research.
2. In two separate scenarios in which, after 2018, (1) the United States is a partner in ITER, and(2) the United States is not a partner in ITER: provide guidance on a long-term strategic plan
(covering the next several decades) for a national program of burning plasma science andtechnology research which includes supporting capabilities and which may include
participation in international activities, given the U.S. strategic interest in realizing
economical fusion energy in the long term.
In doing the above, the committee will consider the priorities for the next ten years developed by
the community and FES that were recently reported to Congress. The committee will also consider thecurrent level of participation by U.S. scientists in international activities as well as what role international
collaboration should play over the next 20 years. The committee will also consider the health of thedomestic fusion research sectors (universities, national laboratories, and industry). Elements of any
210

Effective July 1, 2015, the institution is called the National Academies of Sciences, Engineering, and Medicine.
References in this report to the National Research Council (NRC) are used in a historical context to refer toactivities before July 1.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
44
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Researchstrategic plan for U.S. burning plasma research should ensure that the United States maintains aleadership role in this field. The committee may assume that economical fusion energy within the next
several decades is a U.S. strategic interest. The committee may take into account how unanticipated
events or innovations may necessitate mid-course re-directions. The committee will use the prior work of
the Academies as well as that of FESAC and the domestic and foreign communities in its deliberations.
The committee is not to compare fusion as an energy source against other current or potential energy
sources. The committee will consider the budget implications of its guidance but will not makerecommendations about the budget for burning plasma research itself. The committee will only consider
magnetically confined burning plasma research as within its purview. The committee may makerecommendations or offer comments on organizational structure and program balance, withaccompanying supporting discussion of the evidentiary bases, as appropriate.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
45
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

C
Agendas from Committee Meetings
Meeting #1
Committee on a Strategic Plan for U.S. Burning Plasma Research
June 5-6, 2017
Keck Center of the National Academies
500 5th Street NW
Washington, D.C

June 5, 2017
CLOSED SESSION
8:00 A.M.
Breakfast
9:00 A.M.
Discussion
12:00 P.M.
Lunch
1:00 P.M.
Discussion
OPEN SESSION
1:45 P.M.
Reconvene
2:00 P.M.
Perspective from DOE Fusion Energy Sciences, Ed Synakowski, DOE FES
3:00 P.M.
Break
3:15 P.M.
Perspectives from Capitol Hill, Adam Rosenberg and Emily Domenech, House Science,
Space, and Technology
4:00 P.M.
Perspectives from the U.S. Burning Plasma Organization, Chuck Greenfield, General
Atomics, and Amanda Hubbard, MIT
5:00 P.M.
Open public comments
5:30 P.M.
Break
CLOSED SESSION
6:30 P.M.
Committee dinner
8:30 P.M.
Adjourn for the day

June 6, 2017
CLOSED SESSION
This day is held entirely in closed session.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
46
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Meeting #2
Committee on a Strategic Plan for U.S. Burning Plasma ResearchAugust 29-31, 2017
Beckman Center of the National Academies
100 Academy Way
Irvine, California 92617

August 29, 2017
CLOSED SESSION
8:00 A.M.
Breakfast
9:00 A.M.
Committee discussion
OPEN SESSION
9:30 A.M.
Perspectives from the U.S. ITER Project, Ned Sauthoff, Oak Ridge National Lab
Perspectives from the ITER Organization, Bernard Bigot, Director General
10:30 A.M.
Break
11:00 A.M.
Perspective on Fusion Energy Strategy, Stewart Prager, Princeton University
12:00 P.M.
Lunch
1:00 P.M.
Perspective on Fusion Energy Strategy, Tony Taylor, General Atomics
2:00 P.M.
Perspectives from University Fusion Associates, David Maurer, Auburn University
3:00 P.M.
Break
3:30 P.M.
Perspectives from the Virtual Laboratory for Technology, Phil Ferguson, Oak Ridge
National Lab
4:30 P.M.
Public comments
CLOSED SESSION
5:00 P.M.
Discussion
OPEN SESSION
6:30 P.M.
Dinner
8:30 P.M.
Adjourn for the day

August 30, 2017
CLOSED SESSION
8:30 A.M.
Committee discussion
6:00 P.M.
Adjourn for the day

August 31, 2017
CLOSED SESSION
8:30 A.M.
Committee discussion
2:00 P.M.
Adjourn
PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
47
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchD
Previous Studies of Magnetic Fusion Energy and Strategies for Fusion Energy
Development Consulted by the Committee
National Research Council, Cooperation and Competition on the Path to Fusion Energy: A Report,
National Academy Press, 1984.
U.S. Department of Energy, Magnetic Fusion Program Plan, DOE/ER-0214, February 1985.
Energy Research Advisory Board to the U.S. Department of Energy, “Report of the Technical Panel on
Magnetic Fusion,” November 1986.
National Research Council, Pacing the U.S. Magnetic Fusion Program, National Academy Press, 1989.
Fusion Energy Advisory Committee, “Final Report,” September 1990.
Fusion Energy Advisory Committee, “Report on Program Strategy for U.S. Magnetic Fusion Energy
Research,” DOE\ER-0572T, September 1992.
President’s Committee of Advisors on Science and Technology, “The U.S. Program of Fusion Researchand Development,” July 11, 1995.
Fusion Energy Advisory Committee, “A Restructured Fusion Energy Sciences Program,” January 27,
1996.
Fusion Energy Sciences Advisory Committee, “Review of the International Thermonuclear Experimental
Reactor (ITER) Detailed Design Report,” April 18, 1997.
Fusion Energy Sciences Advisory Committee, “Recommendations on the Nature and Level of U.S.
Participation in the International Thermonuclear Experimental Reactor Extension of the Engineering
Design Activities,” DOE/ER-0720, January 1998.
Fusion Energy Sciences Advisory Committee, “Opportunities in the Fusion Energy Sciences Program,”June 1999.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
48
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma ResearchPresident’s Committee of Advisors on Science and Technology, “Powerful Partnerships: The Federal
Role in International Cooperation on Energy Innovation,” June 1999.
Secretary of Energy Advisory Board, “Realizing the Promise of Fusion Energy: Final Report of the Task
Force on Fusion Energy,” August 9, 1999.
Fusion Energy Sciences Advisory Committee, “Report of the FESAC Panel on Priorities and Balance,”
September 13, 1999.
Fusion Energy Sciences Advisory Committee, “Report of the Integrated Program Planning Activity for
the DOE Fusion Energy Sciences Program,” DOE/SC-0028, September 2000.
National Research Council, An Assessment of the Department of Energy's Office of Fusion Energy
Sciences Program, National Academy Press, 2001.
Fusion Energy Sciences Advisory Committee, “Review of the Fusion Theory and Computing Program,”
August 2001.
Fusion Energy Sciences Advisory Committee, “Review of Burning Plasma Physics,” DOE/SC-0041,
September 2001.
Report from the 2002 Fusion Summer Study, “2002 Fusion Summer Study Report,” Snowmass,
Colorado, July 8-19, 2002.
Fusion Energy Sciences Advisory Committee, “Report of the Fusion Energy Sciences Advisory
Committee Burning Plasma Strategy Panel: A Burning Plasma Program Strategy to Advance Fusion
Energy,” September 2002.
Fusion Energy Sciences Advisory Committee, “Report of the Fusion Energy Sciences Advisory
Committee Fusion Development Path Panel: A Plan for the Development of Fusion Energy,” March
2003.
National Research Council, Burning Plasma—Bringing a Star to Earth, National Academy Press, 2004.
Fusion Energy Sciences Advisory Committee, “Scientific Challenges, Opportunities and Priorities for the
U.S. Fusion Energy Sciences Program,” April 2005.
U.S. Burning Plasma Organization, Planning for the U.S. Fusion Community Participation in the ITER
Program, June 7, 2006. https://www.burningplasma.org/web/ReNeW/EPAct_final_June09.pdf.
Fusion Energy Sciences Advisory Committee, “Priorities, Gaps and Opportunities: Towards a LongRange Strategic Plan for Magnetic Fusion Energy,” October 2007.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
49
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

National Research Council, Plasma Science: Advancing Knowledge in the National Interest, The National
Academies Press, 2007.
National Research Council, A Review of the DOE Plan for U.S. Fusion Community Participation in the
ITER Program, The National Academies Press, 2009.
Scientific Grand Challenges: Fusion Energy Science and the Role of Computing at the Extreme Scale,
Report from the DOE Workshop Held March 18-20, 2009.
Research Needs for Magnetic Fusion Energy Sciences, Report from the DOE Workshop Held June 8-12,
2009.
Executive Office of the President, President’s Council of Advisors on Science and Technology, “Reportto the President on Accelerating the Pace of Change in Energy Technologies Through an Integrated
Federal Energy Policy,” November 2010.
Fusion Energy Sciences Advisory Committee, “Materials Science and Technology Research
Opportunities Now and in the ITER Era: A Focused Vision on Compelling Fusion Nuclear Science
Challenges,” February 2012.
Fusion Energy Sciences Advisory Committee, “Opportunities for and Modes of International
Collaboration in Fusion Energy Sciences Research during the ITER Era,” February 2012.
Fusion Electricity: A roadmap to the realization of fusion energy, European Fusion Development
Agreement, November 2012.
Fusion Energy Sciences Advisory Committee, “Report of the FESAC Subcommittee on the Priorities ofthe Magnetic Fusion Energy Science Program,” February 10, 2013.
Fusion Energy Sciences Advisory Committee, “Report of the FESAC Subcommittee on the Prioritizationof Proposed Scientific User Facilities for the Office of Science,” March 21, 2013.
Fusion Energy Sciences Advisory Committee, “Report on Strategic Planning: Priorities Assessment andBudget Scenarios,” December 2014.
On Plasma Materials Interactions: Report on Scientific Challenges and Research Opportunities in
Plasma Materials Interactions, Report from the DOE Workshop Held May 4-7, 2015.
Integrated Simulations for Magnetic Fusion Energy Sciences, Report from the DOE Workshop Held June
2-4, 2015.
On Transients in Tokamak Plasmas: Report on Scientific Challenges and Research Opportunities inTransient Research, Report from the DOE Workshop Held June 8-11, 2015.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
50
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

United States Department of Energy, The Office of Science’s Fusion Energy Sciences Program: A TenYear Perspective, Report to Congress, December 2015.
United States Department of Energy, U.S. Participation in the ITER Project, Report to Congress, May
2016.
Project Execution Plan for U.S. ITER Subproject-1, DOE Project No. 14-SC-60, U.S. DOE/OS/FES,
January 2017.
“Overview of the present progress and activities on the CFETR,” Yuanxi Wan, et al. (2017) Nucl. Fusion
57 102009.
“European DEMO design strategy and consequences for materials,” G. Federici, et al. (2017) Nucl.
Fusion 57 092002.

PREPUBLICATION COPY–SUBJECT TO FURTHER EDITORIAL CORRECTION
51
Copyright National Academy of Sciences. All rights reserved.

Interim Report of the Committee on a Strategic Plan for U.S. Burning Plasma Research

Copyright National Academy of Sciences. All rights reserved.