EXPERIENCE THE POWER OF A RESILIENT, SCALABLE, AND INTUITIVE TRADE REPORTING TOOLDTCC Report Hub®

YOUR NEXT GENERATION TRADE REPORTING SOLUTION
THE CHALLENGE
As regulations in the trade reporting landscape continue to change, internal operations, compliance, and IT teams(and systems) face the pressure to ensure successful reporting continues. Many firms have a fragmented, andtherefore inefficient, technical architecture in place for managing the data required for trade reporting. Commonissues include compromised control frameworks; siloed, duplicated, or non-strategic processes; sourcing therelevant regulatory expertise; and the never-ending challenge of reconciling multiple data sets and managing
technology upgrades to meet regulatory changes. All of this is prone to risk and error, both which come with highremediation costs and potential fines. The cost of owning, operating, and maintaining internal trade reporting
systems is expensive, can add additional risk, and derives limited competitive advantage.

THE SOLUTION
Meet DTCC’s smart, innovative, and comprehensive solution. As the preeminent experts in the trade reporting business,
we created DTCC Report Hub to put the power of a robust reporting solution in your hands. Invigorate your entire reporting
process by bolstering your overall pre and post reporting workflows. The service’s unparalleled functionality enables you to:
manage the complexities of reporting across 14 jurisdictions covering global derivatives regulation, Securities Financing
Transactions Regulation (SFTR) and Markets in Financial Instruments Directive II (MiFID II) with a robust control framework;
minimize the burden of updating your reporting processes to stay current with changing mandates; and unleash the potential ofresilient, scalable, and intuitive technology to help you master your pre and post reporting assurance tasks.

MANAGE YOUR HOLISTICGLOBAL DERIVATIVES AND SFTRREPORTING NEEDS
WHEN YOU USE BOTH DTCC REPORT HUB AND OUR
GLOBAL TRADE REPOSITORY (GTR) SERVICES.
TALK TO US TODAY

WHY DTCC REPORT HUB IS YOUR IDEAL SOLUTION
Deep Expertise in the Global Trade 		
Reporting Ecosystem
Since 2012, our award-winning Global Trade Repository
service (GTR) has served clients through locally registeredtrade repositories (TRs), today with over 8,500 clients
combined, reporting to 60+ regulators across 35 countries.
Proven as a Trusted, Scalable & Secure Solution
Trusted, resilient and scalable, the platform is built on thelatest, most secure, and reliable technology. Microsoftcloud-optimized since 2014, with multi-layered security,backed by a team of cyber security experts.
Expansive Reporting Regime Coverage
Manage the reporting complexities across 14 jurisdictions,covering global derivatives, SFTR and MiFID reporting.

KEY FEATURES & BENEFITS› Choose the pre and post reporting service options that fit
your firm’s unique needs› Seamlessly process large message volumes› Easily set entitlement rules› Access advanced exception management andreprocessing functionality

Topnotch Client Experience
From a modern, intuitive user interface, dedicated integration
team, early pre-user acceptance testing, to testing tools and
24 x 7 production support, we are here to support you every
step of your journey with us.
Tremendous Value of Community
We prioritize creating market efficiencies and cost
optimization, as well as establishing common interpretationand standards as our community of 80+ Report Hub and8,500+ GTR clients continues to grow.

HOW IT WORKSDTCC Report Hub’s robust functionality and flexible
integration, provides you with access to a wide range of preand post trade reporting capabilities to help you successfully
meet your trade reporting obligations. The service interfaces
with registered TRs, approved reporting mechanisms (ARMs)
and approved publication arrangements (APAs) to help you
facilitate trade submission. Further simplify your processes
when you manage your holistic global derivatives and SFTR
reporting needs by using both DTCC Report Hub and ourGTR services.

› Receive auto-generated submission monitoringA dynamic dashboard summary acts as your pre reporting home screen, providing aconsolidated view of exceptions in need of remediation, easily showing systemic andthematic reporting issues identified.

The newly modernized DTCC Report Hub UI includes a data insights summary to draw attention
to trends and potential anomalies in your reporting data.

EXTENSTIVE CAPABILITIESPRE REPORTING OFFERS CAPABILITIES TO HELP YOU PREPARE YOUR TRANSACTION DATA FOR SUBMISSION TO A TR, ARM
OR APA. THESE INCLUDE:DATA TRANSLATION & ENRICHMENT
Configure data files in any format. Standardize tothe required regulated fields per reporting regime
and map to the required regulatory file format forreporting to a TR, ARM or APA. Automatically enrichand standardize data from defined, configurable
reference data sources to populate key fields for selfsubmissions. These data sources can include yourfirm’s own data such as internal client master files.
REPORTING ELIGIBILITY
Through configurable or pre-defined rules, identify
the regulatory regimes under which a transaction isreportable. A jurisdictional view screen provides asummary of trades processed by regime withineligible trades identified within a separate view.
CUSTOMIZABLE RULES, INCLUDING PRE-VALIDATION
Configure bespoke rules to provide pre reporting
validations that can be set up at a field level withformat, mandatory and conditional checks. Basedon the result of the pre-validation checks, the rules
engine will indicate that the submission will pass,fail, is out of scope for further processing, or will beprocessed with a warning.

UTI GENERATION
Generate a Unique Trade Identifier (UTI) for reportsthat have failed because a trade does not have a UTI.
UTI EXCHANGE (NEW!)
Automate UTI sharing as required by most major
derivatives regimes.
MESSAGE SUBMISSION AUTOMATION
Message submission from DTCC Report Hub to a TR,
ARM or APA in the required format.
DELEGATED REPORTING SUPPORT
Submit trades on behalf of a reporting counterparty
once all required permissions have been set at thetrade repository level, including support for dual-sided
submissions.
EXCEPTION MANAGEMENTManage the identification and sorting of rejected tradesubmissions, including a view of the UTIs, andsubmitted trade data, to easily identify rejections andfacilitate resubmissions.
DATA LINEAGE & AUDITExport an audit log of all activities by time period.

POST REPORTING ASSURANCE OFFERS RECONCILIATION AND DATA INSIGHTS CAPABILITIES TO HELP YOU CHECK FOR
REPORTING ACCURACY AND COMPLETENESS, AFTER TRADES HAVE BEEN SUBMITTED TO A TR, ARM OR APA. THESE INCLUDE:ACCURACY & ANOMALY CHECKS
Enhance your accuracy controls with data qualitychecks against specific validation criteria outside ofany regulatory validations already applied by TRsand ARMs. Examples include large notionaltransactions, blank maturity date, and stale collateraland valuations.
TIMELINESS CHECKS
Gain insight into your timeliness controls and view
trends of repeatable issues with an aggregatedhistorical record of whether reports have been
submitted on time as per the regulatory
requirements.
CONFIGURABLE INSIGHTS
Tailor insights to fit your individual needs, including
threshold adjustment, through the intuitive userinterface.

TRADE REPORTING ANALYTICS (NEW!)
Access a growing library of data insights about
your reporting behavior designed to help identifypotential errors, highlight trends, and benchmark
performance against peers.
SMART RECONCILIATIONS WITH TICKETING WORKFLOW
Reconcile your books and records against reports
provided by TRs, ARMs, or regulators. Ticketing allows
clients to assign and manage the resolution of breaks,
and an aggregated historical view allows for quick
identification of repeating issues.
DELEGATED REPORTING MONITORING
Users who delegate their reporting to other parties caneffectively monitor the quality (completeness, accuracy,and timeliness) of your delegated reporting throughinsights and reconciliation features available as
described above.

Regimes, Regulations and Mandates Covered
CANADA› ALL PROVINCES ANDTERRITORIESU.S.
› CFTC REAL-TIME AND
TRADE REPORTINGUK› FCA, EMIR UK

SINGAPORE› MAS› FCA, MIFID II› FCA, SFTR UKEU
› ESMA, EMIR

HONG KONG› HKMA› ESMA, MiFID II› ESMA, SFTR

› SEC REAL-TIME AND

AUSTRALIA› ASICTRADE REPORTING

ISRAEL› BOI

SOUTH KOREA (FX ONLY)› FSC

We are currently evaluating how we can cover Japanese Financial Services Agency (JFSA) in the near future.

LEGEND:ASIC = AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSIONBOI = BANK OF ISRAELCFTC = COMMODITY FUTURES TRADING COMMISSION
EMIR = EUROPEAN MARKET INFRASTRUCTURE REGULATIONESMA = EUROPEAN SECURITIES AND MARKETS AUTHORITY
FCA = FINANCIAL CONDUCT AUTHORITY

FSC = FINANCIAL SERVICES COMMISSIONHKMA = HONG KONG MONETARY AUTHORITY
MAS = MONETARY AUTHORITY OF SINGAPOREMiFID II = MARKETS IN FINANCIAL INSTRUMENTS DIRECTIVE II
SEC = SECURITIES EXCHANGE COMMISSIONSFTR = SECURITIES FINANCING TRANSACTIONS REGULATIONFOR MORE INFORMATIONPlease visit dtcc.com/reporthub or talk to us today.
If you’re looking to have post trade experts evaluate your overall reporting infrastructure, DTCC Consulting Services can help you
implement techniques and tools to drive business innovation and transformation.
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The services described herein are provided under the “DTCC” brand name by DTCC Solutions (UK) Ltd, an affiliate of The Depository Trust & Clearing Corporation (“DTCC”). DTCC itselfdoes not provide such services. Each of these affiliates is a separate legal entity, subject to the laws and regulations of the particular country or countries in which such entity operates.
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