Final Program
VENUE:

Conrad Hong Kong (Grand Ballroom, Lower Lobby)

DAY 1 (Wednesday, 2 December 2015) - Global and Regulatory Topics
Morning Session - Closed-Door Regulator Meetings(For regulators only, by invitation only, closed to the media)*For each topic, it begins with a short presentation summarizing the industry’s views,
followed by a short panel discussion and in-depth interaction with the audience who arerestricted to policymakers, central banks and public officials.
08:30-09:00

Breakfast with Regulators

09:00-09:45

Meeting 1: Impact of FinTech on Traditional Banking
 Catherine Simmons, MD and Head of Government Affairs, Asia Pacific, Citi Janos Barberis, Founder, FinTech Hong Kong
 Alokik Advani, ED, Head of Principal Strategic Investments (PSI), Asia Pacific,
Goldman Sachs
 Mark Austen, CEO, ASIFMA (Moderator)

09:45-10:30

Meeting 2: Infrastructure Financing in Asia
 James Abbott, Senior Associate, Allen & Overy Eric Wu, Director, Infrastructure, BlackRock Marc Freydefont, Senior Director, Fixed Income – Asia Solutions, Credit Suisse Jonathan Donne, MD, Co-Head of Structured Credit Trading, Asia Pacific,Goldman Sachs
 Mark Austen, CEO, ASIFMA (Moderator)

10:30-10:45

Coffee BreakBriefing on Cebu Action Plan Mandate for Capital Market Development
Julius Caesar Parrenas, Senior Advisor, Nomura

10:45-11:30

Meeting 3: SME Financing in Asia
 Giacomo Giannetto, Senior Financial Sector Specialist, East Asia Regional
Department, Asian Development Bank (ADB) Chu Chong Lim, MD, Head of SME Banking, Institutional Banking Group, DBS
 Douglas Arner, Professor, Asian Institute of International Financial Law, Universityof Hong Kong (HKU) Mark Austen, CEO, ASIFMA (Moderator)

DAY 1 (Wednesday, 2 December 2015) - Global and Regulatory Topics
Afternoon Session (For all conference participants)
11:30-12:30

Delegate Check-in & Buffet Lunch

12:30-12:40

Welcome Remarks
Gene K. Kim, Chairman, ASIFMA; MD, Regional Head, Financial Markets, Greater China& North Asia, Standard Chartered

12:40-13:00

Keynote 1 - Charles Li, CEO, Hong Kong Exchanges & Clearing Limited (HKEx)(followed by short interview on stage by Mark Austen, CEO, ASIFMA)

13:00-13:20

Keynote 2 - Ashley Alder, CEO, Securities and Futures Commission (SFC)(followed by short interview on stage by Wayne Arnold, Senior Columnist, Barron’sAsia)

13:20-14:10

Face-Off: Developing a Global Regulatory Framework – Asia, Europe and the US Ashley Alder, CEO, Securities and Futures Commission (SFC) Maria Teresa Fabregas Fernandez, Head of Unit, Financial Markets Infrastructure,
European Commission
 Eric Pan, Director, Office of International Affairs, U.S. Commodity Futures Trading
Commission (CFTC) Wayne Arnold, Senior Columnist, Barron’s Asia (Moderator)

14:10-14:40

Coffee Break

14:40-15:30

Panel 1: Asia Regulator Challenges: Developing Capital Markets in a Global Environment
 Cathie Armour, Commissioner, Australian Securities & Investments Commission (ASIC) Ir. Nurhaida, Head Executive for Capital Market Supervision / Member of Board
Commissioners, Indonesian Financial Services Authority (OJK) Yao Loong Ng, ED, Markets Policy & Infrastructure Department, Monetary Authorityof Singapore (MAS) Ephyro Amatong, Commissioner, Securities & Exchange Commission, Republic of thePhilippines James Shipton, ED, Intermediaries Division, Securities and Futures Commission (SFC) Michelle Price, Asia Regulation Correspondent, Reuters (Moderator)

15:30-16:20

Panel 2: Cost of Financial Market Compliance Mark Militello, APAC Regional Head of Markets Group, BNY Mellon
 Neil Katkov, Senior VP, Asia, Celent
 Tony Wood, Partner, Deloitte Royce Miller, Partner, Head of Asia Financial Services Practice, Freshfields
Bruckhaus Deringer
 Marie-Anne Kong, Partner, PwC
 Philippa Allen, CEO, ComplianceAsia Consulting Ltd (Moderator)

16:20-16:40

Keynote 3 - Tae-Jong Seo, First Senior Deputy Governor, Financial Supervisory Service,Korea (FSS)(followed by short interview on stage by Michelle Price, Asia Regulation Correspondent,Reuters)

16:40-16:50

Wrap Up for Day 12

DAY 2 (Thursday, 3 December 2015) - Global Markets Topics
Morning Break-out Session – Stream A (for all conference participants)
09:00-09:45

Panel A1: RMB Internationalization - Challenging USD Dominance?
 Agnes Tsang, Consultant, Allen & Overy Stephen Schwartz, Senior VP, Credit Policy, Moody's Investors Service
 Yang Zhao, China Chief Economist, Nomura
 Carmen Ling, MD & Head of RMB Solutions, Standard Chartered Douglas Arner, Professor, Asian Institute of International Financial Law, University ofHong Kong (HKU)
 Lisa Jucca, Editor in Charge, Asia Financial Services, Reuters (Moderator)

09:45-10:30

Panel A2: Accessing China's Markets - Lessons Learned
 Emma Quinn, Senior VP, Global Co-Head of Equity Trading, AB
 TF Cheng, MD, Head of Greater China Business, BNP Paribas Investment Partners
 Cindy Chen, Head of Securities Services, Hong Kong, Citi
 Kenneth Kok, ED, Head of Equity One Delta Product Marketing, Goldman Sachs
 Chris Ryan, MD, Head of Asia Pacific, MSCI
 Nick Ronalds, MD – Head of Equities, ASIFMA (Moderator)

10:30-11:00

Coffee Break

11:00-11:45

Panel A3: Opening Up India – What Are the Remaining Hurdles?
 Ashishkumar Chauhan, MD & CEO, Bombay Stock Exchange (BSE) Rajiv Gupta, Partner, Head of India Practice, Singapore, Latham & Watkins
 Ravi Varanasi, Chief Business Development, National Stock Exchange of India Ltd (NSE) Neeraj Gambhir, MD and Head of Fixed Income, India, Nomura
 H Jayesh, Senior Partner, Juris Corp (Moderator)

11:45-12:30

Panel A4: ASEAN: 2015 and Beyond Ephyro Amatong, Commissioner, Securities & Exchange Commission, Republic of thePhilippines Kuldeep Singh, MD, ASEAN Head of Markets & Securities Services, Citi
 Kenneth Tang, Senior Portfolio Manager, ASEAN Equity, Nikko Asset Management Julius Caesar Parrenas, Senior Advisor, Nomura
 Mark Austen, CEO, ASIFMA (Moderator)

12:30-13:15

Panel A5: Infrastructure Financing: How Can the Private Sector Help?
 Eric Wu, Director, Infrastructure, BlackRock Leng-Fong Lai, Partner, Clifford Chance Tony Adams, CIO, Infrastructure, Eastspring Investments
 Jonathan Donne, MD, Co-Head of Structured Credit Trading, Asia Pacific, Goldman Sachs
 Thomas Jacquot, Senior Director, Corporate & Infrastructure Ratings, Standard & Poor'sRatings Services Bryant Edwards, Partner, Latham & Watkins (Moderator)

13:15–14:15

Buffet Lunch

3

DAY 2 (Thursday, 3 December 2015) - Global Markets Topics
Morning Break-out Session – Stream B (for all conference participants)
09:00-09:45

Panel B1: FinTech: Who’s Going to Eat Whose Lunch?
 Michael Schmidt, Chairman, Algomi
 Zennon Kapron, Founder and Director, Kapronasia
 James Mirfin, MD, Financial & Risk for North Asia, Senior Site Leader for Hong Kong,Thomson Reuters Aki Ranin, Commercial Director, Tigerspike Janos Barberis, Founder, FinTech Hong Kong (Moderator)

09:45-10:30

Panel B2: Infrastructure Connectivity: Do the Plugs Fit?
 Stephanie Marelle, Head of Hong Kong, BNP Paribas Securities Services
 Andrew Douglas, MD of Government Relations for Europe & Asia, The Depository
Trust & Clearing Corporation (DTCC); CEO, DTCC’s European Trade Repository
 Frederic Hannequart, Chairman, Euroclear
 Jaehoon Yoo, Chairman and CEO, Korea Securities Depository (KSD) Julian Chesser, MD, Head of Processing, APAC, Markit
 Paul Day, MD, Head of Asia Operations, Morgan Stanley (Moderator)

10:30-11:00

Coffee Break

11:00-11:45Panel B3: FICC Market Liquidity: Much Ado About Nothing?
 Andrew Ng, Group Executive, Head of Treasury & Markets, DBS
 Bryan Collins, Portfolio Manager, Fidelity International Filippo Gori, Head of Sales & Marketing, Markets and Investors Services, APAC, J.P.
Morgan Simon Maisey, MD, Finance and Business Department, Tradeweb Naveen Khanna, Director, COO, Rates & Currencies Trading, Global Markets, Bank ofAmerica Merrill Lynch (BAML) (Moderator)

11:45-12:30

Panel B4: Cybersecurity: The Next Big Threat?
 Ben Wootliff, MD - Hong Kong, Control Risks Group Holdings Ltd Todd Stewart, ED, Financial Services Risk Advisory – Cyber Security, EY
 Angelina Kwan, MD - Head of Regulatory Compliance, Hong Kong Exchanges &Clearing Limited (HKEx)
 Andrew Cooke, Regional Director - Legal Affairs, Microsoft Asia Pacific & Japan
 Karl Schimmeck, MD, Financial Services Operations, SIFMA (Moderator)

12:30-13:15

Panel B5: Asset Management: Successes and Challenges
 Stewart Aldcroft, CEO, CitiTrust Limited, Hong Kong
 Michele Bang, Deputy CEO, Eastspring Investments
 Jungho Rhee, CEO, Mirae Asset Global Investments (Hong Kong) Limited
 Frederick Laydon, COO - Asia, Principal Global Investors
 Lieven Debruyne, CEO, Hong Kong & China, Head of Intermediary Business, Asia
Pacific, Schroders
 Eugenie Shen, MD – Head of Asset Management Group, ASIFMA (Moderator)

13:15–14:15

Buffet Lunch

4

DAY 2 (Thursday, 3 December 2015) - Global Markets Topics
Afternoon Concurrent Roundtables (Closed to the media)
14:15-14:20

Welcome and Introduction to Concurrent Roundtables*There are two consecutive sessions of 4 simultaneous roundtables, each representing adesignated topic with at least two moderators leading the discussion. Delegates areable to join any table of their choosing.

14:20-15:00

Concurrent Roundtables (closed to the media)
Roundtable 1: Commodities: What Are the Opportunities in China? Will Asia Becomea Global Commodities Trading Powerhouse?
 Rebecca Brosnan, MD, Head of Asia Commodities Department, Global Markets
Division, Hong Kong Exchanges & Clearing Limited (HKEx)
 Madhav Shankar, MD, Head, Commodities Sales and Structuring, Standard
CharteredRoundtable 2: Local Currency Markets: Almost 20 Years After the Asian Financial
Crisis, Have Markets Sufficiently Developed?
 Lawrence Low, MD, Office of Regulatory Affairs, J.P. Morgan Sherry Madera, Minister Counsellor and Director, Financial Professional Servicesand ICT, UK Trade and Investment (UKTI)
Roundtable 3: Culture: Have Banks Done Enough to Change Their Work
Environments? Are Market Codes of Conduct Part of the Answer?
 James Lockyer, Development Director, Association of Corporate Treasurers (ACT) John Baker, MD, Chief Administrative Officer and Head of Conduct & Culture
Office, Asia ex-Japan, Nomura
Roundtable 4: Trust and Confidence: Cross-Border Supervision
 Michael Karbouris, Head of Business Development, Asia Pacific, NASDAQ
 Kishore Ramakrishnan, Director, Financial Services Risk & Regulatory Consulting,PwC

15:00-15:30

Coffee Break5

DAY 2 (Thursday, 3 December 2015) - Global Markets Topics
Afternoon Concurrent Roundtables (Closed to the media)
15:30-16:10

Concurrent Roundtables (closed to the media)
Roundtable 5: TBTF: Have We Cracked It? Does It Make Sense in an Asian Context?
 Vanessa Le Leslé, Head of Office of Regulatory Affairs, APAC, J.P. Morgan Carter McDowell, MD, Associate General Counsel, SIFMARoundtable 6: KYC: Will Asian Regulators Support the Creation of Global Utilities? WillThis Help with Financial Inclusion?
 Jean-Remi Lopez, Manager, Asia Pacific, Strategic Initiatives, The Depository Trust& Clearing Corporation (DTCC)
 David Williams, Director, Head of APAC Product: MCPM & KYC Services, Markit
Roundtable 7: Exchange Corporate Governance: Is It Too Easy for Companies toSuspend Themselves from Trading? Should Dual Share Structure Schemes Be Allowed?
 Matthias Feldmann, Partner, Hong Kong, Clifford Chance Vasundhara Pradeep, MD, Head of Prime Consulting, Asia Pacific, Credit Suisse
Roundtable 8: OTC Derivatives: The Next 12 Months in Derivatives Regulation
 Jacky Mak, Director, Regulatory Reform Asia Pacific – Global Markets, Bank ofAmerica Merrill Lynch (BAML)
 Filippo Santilli, MD, APAC Head of Sales and Relationship Management, Markets
Group, Hong Kong, BNY Mellon Maria Tsani, Senior Manager, Group Public Affairs, Standard Chartered

16:10-16:20

Closing Remarks
 Mark Austen, CEO, ASIFMA67