ASIFMA Annual Conference 2013
Program Agenda (final version)
DAY 1 (Wednesday, 20 November 2013) – Ballroom (Lobby Level)
Global and Regulatory Topics
08:30-09:30

Registration and Reception

09:30-09:45

Introduction
Mark Austen, CEO, Asia Securities Industry & Financial Markets Association (ASIFMA)
Simon Lewis, CEO, Global Financial Markets Association (GFMA)

09:45-10:20

1st Keynote
K C Chan, Secretary for Financial Services and the Treasury, The Hong Kong Special
Administrative Region Government

10:20-10:55

2nd Keynote
Takehiko Nakao, President and Chairperson, Board of Directors, Asian Development Bank (ADB)

10:55-11:30

3rd Keynote
Charles Li, Chief Executive, Hong Kong Exchanges and Clearing Limited (HKEX)(Interviews on stage with keynote speakers by John Dawson, News Presenter, Bloomberg)

11:30-12:30

Lunch

12:30-13:45

Panel: Looking Forward: Developing a Global Regulatory Architecture
Nicolas Gauthier, Policy Officer, Financial Markets Infrastructure, Internal Market andServices DG, European Commission
Jun Mizuguchi, Assistant Commissioner for International Affairs, Financial Services Agency(FSA), Japan
Jae Hoon Yoo, Commissioner of the Securities and Futures Commission, Financial ServicesCommission (FSC), KoreaShigesuke Kashiwagi, Executive Managing Director＆ Chief Financial Officer, Nomura
Ashley Alder, CEO, Securities and Futures Commission (SFC), Hong Kong
Moderated by:Kenneth E. Bentsen, President, Securities Industry & Financial Markets Association (SIFMA)

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13:45-14:15

Coffee Break

14:15-15:15

Panel: TBTF and Cross-Border Resolution: A global solution without resort to the taxpayer?
Eddy Wymeersch, Independent Director, Association for Financial Markets Europe (AFME)Ilhyock Shim, Senior Economist, Representative Office for Asia and the Pacific,
Bank for International Settlements
Lauren Anderson, Senior Manager and Legal Advisor, Special Resolution Unit,
Bank of England
Michael Krimminger, Partner, Cleary Gottlieb Steen & Hamilton LLPJeremiah Norton, Director, The Federal Deposit Insurance Corporation (FDIC)
Moderated by:Norman Chan, Chief Executive, Hong Kong Monetary Authority (HKMA)

15:15-16:15

Panel: Asian Capital Markets: Towards a Regional ModelDavid Ratliff, Head of Investor Sales & Relationship Management, Asia Pacific, Citi
(Chairman, ASIFMA)James Fielder, Director, Head of Local Currency Syndicate, Debt Syndicate, Asia-Pacific,
Debt Capital Markets, Capital Financing, Global Banking and Markets, HSBC
Lieven Debruyne, CEO Hong Kong, Head of Intermediary Asia Pacific, Schroders
Kai Sotorp, Group MD, Head of Asia Pacific, UBS AG Global Asset Management
Moderated by:
Zeb Eckert, Reporter, Bloomberg

16:15-16:50

4th Keynote
Mitsuhiro Furusawa, Vice Minister of Finance for International Affairs, Ministry of Finance, Japan

16:50-17:00

Wrap Up for Day 1
Mark Austen, CEO, Asia Securities Industry & Financial Markets Association (ASIFMA)

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DAY 2 (Thursday, 21 November 2013)
Capital Markets Topics – Equity Focused (Stream 1) – Salon Rooms (Mezzanine Level)
08:30-08:45

Registration

08:45-09:30

Panel: Asian Equity Capital Markets: Is Investor Protection Consistent with Attracting Capital
Investment?
James Lin, Partner, Davis Polk & WardwellAnthony Bolton, President - Investments, Fidelity Worldwide Investment
David Graham, Executive VP, Chief Regulatory Officer, Head of Listing (Designate), Hong
Kong Exchanges and Clearing Limited (HKEX)V R Narasimhan, Chief – Regulations, National Stock Exchange of India Limited (NSE)
Moderated by:
Russell Julius, MD, Head of Banking, Asia-Pacific, HSBC

09:30-10:15

Panel: Equity Trading Asia: Attracting the Global Investor
Devansh Patel, MD, Head of EFS Structuring, Asia Pacific, Barclays
Ian Cohen, MD, Chief Operating Officer Equities Asia, Chief Strategy Officer Global Equities,HSBC

Hans Sicat, President & CEO, The Philippine Stock Exchange, IncZach Tuckwell, MD, Head of Electronic Trading (MSET), Portfolio Trading, and Listed
Derivatives, Asia, Morgan Stanley
Moderated by:Jeremy Grant, Asia Regional Corporate Correspondent, Financial Times

10:15-10:45

Coffee Break

10:45-11:30

Panel: Developing Financial Market Infrastructure: Reducing the Cost of Clearing andSettlementJean-Michel Godeffroy, DG, Chairman of the T2S Board, European Central Bank (ECB)Michael Drumgoole, MD, Direct Custody and Clearing, Investor Services, Regional APAC
Head, J.P. MorganNico Torchetti, Senior VP, Head of Post Trade Services, Singapore Exchange (SGX)Frank Versmessen, Global Head of Post-Trade, Securities Markets, SWIFT
Moderated by:
Olivier Grimonpont, General Manager and Regional Head, Asia-Pacific, Euroclear

11:30-12:15

Panel: Commodities: the Challenges of shifting Trading to Asia where the Consumption isIncreasingly BasedGunnar Hoest, Head of Commodities Derivatives, Global Head of Equities and Commodity,BNP Paribas
Romnesh Lamba, Executive VP and Co-Head of Global Markets, Hong Kong Exchanges andClearing Limited (HKEX)Tim Wilson, MD, Commodities, Financial Markets, Standard CharteredMitchel Ingham-Barrow, Global Head of Metals and Asia Commodities, Thomson Reuters
Moderated by:Will Shropshire, Head of Structuring & Sales Asia Pacific, Commodities Group, J.P. MorganPage 3

12:15-13:15

Lunch with Presentation: Developing Bond Markets in Asia - Progress & Challenges (12:45)
Thierry de Longuemar, Vice President (Finance and Risk Management), Asian Development
Bank (ADB)

13:15-14:00

Panel: Corporate Governance in Asia: Why capital market development is dependent onreform?
Charles Yonts, Head of Sustainable Research, CLSA

Jenn-Hui Tan, Director of Corporate Finance, Fidelity Worldwide Investment
Linda Csellak, Head of Asia Pacific, Equities, Manulife Asset Management
Moderated by:
Jamie Allen, Secretary General, Asian Corporate Governance Association (ACGA)

14:00-14:45

Panel: Infrastructure: Matching Investors with Long-Term Funding Needs
David Gardner, MD, Global Head of Project and Export Finance, HSBC
Patrick Mispagel, Associate MD, Project Infrastructure Finance Group, Moody's
Ian Greer, MD, Corporate & Government Ratings, Standard & Poor’s
Steve Payne, Partner, White & Case
Moderated by:Mark Austen, CEO, Asia Securities Industry & Financial Markets Association (ASIFMA)

14:45-15:15

Coffee Break

15:15-16:00

Panel: Taxation Policy for Capital Markets Development: What Needs to Done?
David Weisner, US Tax Counsel for Asia Pacific, Citigroup
Archie Parnell, MD, Regional Head Tax, Goldman Sachs
James Badenach, Partner, Financial Services Tax, Ernst & Young
Wendy Ng, MD, Head of Tax – Asia Pacific, Morgan Stanley
Moderated by:Michael Olesnicky, Partner, Baker & McKenzie

16:00-16:10

Wrap Up and Transition to Keynote Session
David Ratliff, Head of Investor Sales & Relationship Management, Asia Pacific, Citi
(Chairman, ASIFMA)

16:10-16:55

Keynote – Regulatory Reform in the United States
Mary Schapiro, MD, Chairman of Governance & Markets Practice, Promontory Financial Group

16:55-17:00

ClosingMark Austen, CEO, Asia Securities Industry & Financial Markets Association (ASIFMA)

Page 4DAY 2 (Thursday, 21 November 2013)
Capital Markets Topics – Fixed Income Focused (Stream 2) – Ballroom (Lobby Level)
08:30-08:45

Registration

08:45-09:30

Panel: Government Bond Market Development: Improving Liquidity and Innovation acrossthe region
Cecilia Chan, Chief Investment Officer, Fixed Income, Asia-Pacific, HSBC Global AssetManagement
David Lynne, MD, Head of Fixed Income & Currencies and Commodities, Asia, DeutscheBank
B Prasanna, MD & CEO, ICICI Securities Primary Dealership LtdRanee Itarat, Director of Public Debt Policy Research Division, Ministry of Finance,Thailand
Moderated by:Mark Austen, CEO, Asia Securities Industry & Financial Market Association (ASIFMA)

09:30-10:15

Panel: Repo Market Development: Towards a Classic Model?
Dominick Falco, MD, Asia Pacific Head of Global Collateral Services, BNY MellonMichael Manna, MD, Head of Fixed Income Financing and Money Market Distribution,EMEA, Barclays

Paget Dare Bryan, Partner, Clifford ChanceBernard Chin, Head of Global Securities Financing Sales and Co-Head of Credit Sales, ING
Michael Garrett, ED, Head of Asia FI Financing, Investment Bank, J.P. Morgan
Moderated by:Edward Gildar, MD, Global Finance Trading, Citi

10:15-10:45

Coffee Break

10:45-11:30

Panel: Cross-Border Mobility of Collateral: Unlocking High Quality Collateral Pools andConnecting the Recipients
Kishore Ramakrishnan, ED, Financial Services Advisory Group, Ernst & Young
Oliver Stuart, MD, Global Head of ISG Derivative Operations, Morgan StanleyStefan Lepp, Head of Global Securities Financing and Member of the Executive Board,Clearstream
Mark Jennis, MD, Strategy & Business Development, DTCC
Harry Newman, Head of EMEA Market Initiatives, SWIFT
Moderated by:James Malgieri, Executive VP, Head of Service Delivery and Regions, Global Collateral Services,
BNY Mellon

11:30-12:15

Panel: Standardisation of the Credit Markets: The Next Phase of Growth in Asia
Ji Liu, Partner, Latham & Watkins
George Long, Founder, Chairman and Chief Investment Officer, LIM Advisors
Hideyuki Kawashima, President and CEO, Mizuho Securities Asia

Michael Petit, MD, Standard & Poor’s
Moderated by:Peter Thal Larsen, Asia Editor, Reuters Breakingviews, Thomson Reuters
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12:15-13:15

Lunch with Presentation: Developing Bond Markets in Asia - Progress & Challenges (12:45)
Thierry de Longuemar, Vice President (Finance and Risk Management), Asian Development
Bank (ADB)

13:15-14:00

Panel: Securitisation and Covered Bonds: Coming to Asia soon?
Bruce Cairnduff, MD, Head of Debt Capital Markets for Asia, Credit Agricole CIB
Ben McCarthy, MD, Head of Structured Finance and Covered Bond Ratings, APAC, FitchRatings
Ian Bell, Head of the PCS Secretariat, Prime Collateralised Securities (PCS) UK LimitedFranz Rudolf, MD, Head of Financials Credit Research, UniCredit Bank AG
David Goodman, Global Head of Global Capital Markets Strategy, WestpacModerated by:Colin Chen, MD, Head of Structured Debt Solutions, Treasury and Markets, DBS

14:00-14:45

Panel: RMB Markets: Development and Reform of the Onshore Credit Markets and theImpact on the Offshore Market
Jane Jiang, Partner, Allen & OveryKwong Li, MD, Head of China, Fitch Ratings
Timothy Yip, Associate Director, Head of Cross Border Renminbi, Debt Capital Markets,
Asia-Pacific, HSBC
Raymond Gui, MD, Senior Portfolio Manager, Income Partners Asset ManagementGary Lau, MD, Corporate Finance Group, Moody's
Moderated by:Stephen Green, Head of Greater China Research, Standard Chartered

14:45-15:15

Coffee Break

15:15-16:00

Panel: The FX business model in Asia: How are regulatory developments changing the futuredirection?
Tom Gillie, MD, Co-Head Global FX Trading, Bank of America Merrill Lynch (BAML)
Alex Wong, Senior Assistant General Manager, Head of Trading Group, Global Markets
Division for the East Asia Region, Bank of Tokyo-Mitsubishi UFJ (BTMU)Rachael Hoey, Head of Asia, CLSKang Jianzhuo, Executive Manager of Business Operations Department, Shanghai Clearing
House
Moderated by:David Ngai, MD, Global FX Division, Asia Pacific, Global Financial Markets Association (GFMA)

16:00-16:10

Wrap Up and Transition to Keynote Session
Christopher Jackson, MD, COO Fixed Income Division, Asia Pacific, Morgan Stanley(Vice-Chairman, ASIFMA)

16:10-16:55

Keynote – Regulatory Reform in the United States
Mary Schapiro, MD, Chairman of Governance & Markets Practice, Promontory Financial Group

16:55-17:00

ClosingMark Austen, CEO, Asia Securities Industry & Financial Markets Association (ASIFMA)
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