Conflict Minerals Reporting Template (CMRT)
Select Language Preference Here:请选择你的语言:사용할 언어를 선택하시오 :表示言語をここから選択してください:
Sélectionner la langue préférée ici:
Selecione Preferência de idioma Aqui:
Wählen sie hier die Sprache:
Seleccione el lenguaje de preferencia aqui:
Selezionare la lingua di preferenza qui:
Burada Dil Tercihini Belirleyin:

EnglishThe purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in productsA

Mandatory fields are noted with an asterisk (*). Consult the instructions tab for guidance on how to answer each question.
Company Information
Company Name (*):
Declaration Scope or Class (*):
Description of Scope:Company Unique ID:
Company Unique ID Authority:
Address:
Contact Name (*):
Email – Contact (*):
Phone – Contact (*):
Authorizer (*):
Title - Authorizer:
Email - Authorizer (*):
Phone - Authorizer:
Effective Date (*):

Dockweiler AG
A. Company

Tubes, Fittings, and other Process Components in Stainless SteelDE 135099420 (VAT-Number)
Bundeszentralamt für Steuern
An der Autobahn 30, DE-19306 Neustadt-Glewe
Marion Stanke, Dipl.-Chem.
m.stanke@dockweiler.com+49-38757-58217
Dr. Jan Rau, Dipl.-Chem.
Quality Manager

j.rau@dockweiler.com+49-38757-58175

27-Jun-2024

Answer the following questions 1 - 8 based on the declaration scope indicated above

1) Is any 3TG intentionally added or used in the product(s) or in the production process? (*)
TantalumTin
Gold
Tungsten (*)2) Does any 3TG remain in the product(s)? (*)

AnswerNo

Comments

No
No

Yes

AnswerComments

TantalumTin
Gold
Tungsten (*)3) Do any of the smelters in your supply chain source the 3TG from the covered countries? (SEC
term, see definitions tab) (*)

Yes

AnswerComments

TantalumTin
Gold
Tungsten (*)4) Do any of the smelters in your supply chain source the 3TG from conflict-affected and highrisk areas? (*)

Unknown

AnswerComments

TantalumTin
Gold
Tungsten (*)5) Does 100 percent of the 3TG (necessary to the functionality or production of your products)
originate from recycled or scrap sources? (*)

Unknown

AnswerComments

TantalumTin
Gold
Tungsten (*)6) What percentage of relevant suppliers have provided a response to your supply chain
survey? (*)

No

AnswerComments

TantalumTin
Gold
Tungsten (*)7) Have you identified all of the smelters supplying the 3TG to your supply chain? (*)

100%
AnswerComments

TantalumTin
Gold
Tungsten (*)8) Has all applicable smelter information received by your company been reported in thisdeclaration? (*)

Yes
AnswerComments

Revision 6.4
April 26, 2024

Link to Terms & Conditions

Conflict Minerals Reporting Template (CMRT)
Select Language Preference Here:请选择你的语言:사용할 언어를 선택하시오 :表示言語をここから選択してください:
Sélectionner la langue préférée ici:
Selecione Preferência de idioma Aqui:
Wählen sie hier die Sprache:
Seleccione el lenguaje de preferencia aqui:
Selezionare la lingua di preferenza qui:
Burada Dil Tercihini Belirleyin:

EnglishThe purpose of this document is to collect sourcing information on tin, tantalum, tungsten and gold used in productsA

Mandatory fields are noted with an asterisk (*). Consult the instructions tab for guidance on how to answer each question.
TantalumTin
Gold
Tungsten (*)

QuestionYes

Answer the Following Questions at a Company Level

Answer

A. Have you established a responsible minerals sourcing policy? (*)

Yes

B. Is your responsible minerals sourcing policy publicly available on your website? (Note – If yes, theuser shall specify the URL in the comment field.) (*)

No

C. Do you require your direct suppliers to source the 3TG from smelters whose due diligencepractices have been validated by an independent third party audit program? (*)

No

D. Have you implemented due diligence measures for responsible sourcing? (*)

No

E. Does your company conduct Conflict Minerals survey(s) of your relevant supplier(s)? (*)

Yes, using other format (describe)

F. Do you review due diligence information received from your suppliers against your company’s
expectations? (*)

Yes

G. Does your review process include corrective action management? (*)

Yes

H. Is your company required to file an annual conflict minerals disclosure? (*)

No© 2024 Responsible Minerals Initiative. All rights reserved.

Comments

by direct enquiry from our suppliers

Revision 6.4
April 26, 2024

Link to Terms & Conditions

DOCUMENT TITLE
Conflict Minerals Reporting Template

SHEET
1 of 8REVISION HISTORY
A change in the first digit of the revision number (e.g., 1.0 to 2.0) signifies a set of major improvements have occurred which will likely include different data reporting
requirements. Changes to the first or second decimal place (e.g., “2.01” to “2.02”) indicate only minor changes have been made to the template which are not expected toresult in substantial changes to the data being reported. The addition of a letter (e.g., “a”, or “b”, or “c”) following the revision number indicate that only the standard smelter
list has been updated from the prior version.
REVISION

ORIGINATOR

RELEASE DATEDESCRIPTION OF FUNCTIONAL CHANGE

1

Jared
Connors, Intel

July 19th, 2011

2

Jared
Connors, IntelAug 29th, 2012

UPDATES TO SMELTER LIST

2,01

Jared
Connors, IntelDec 21st, 2012

List of changes to the template functionality:
1. Modified Smelter List tab to prevent smelter rows from wrapping text. Thiswas being caused by the hidden formula in column A which allows for asoftware vendor to easily grab the smelter IDs.
2. Changed protection settings on the Smelter List tab to allow users todelete rows. This allows users to delete rows with incorrect entries within
the smelter tab. Ensured that columns could not be mistakenly deleted in
the process.

1. Added “CV DS Jaya Abadi” an alias to “PT Stanindo Inti Perkasa”
2. Added “Mentok” as an alias to “PT Tambang Timah”
3. Corrected spelling of "Duoluoshan" id # 3CHN001
4. Corrected spelling of "Mitsubishi Materials Corporation" id # 1JPN039
5. Changed “Gejiu Non-ferrous” to its proper name “Geiju Non-Ferrous Metal Processing Co.
Ltd.”
6. Changed “Mitsubishi Material” to its proper name “Mitsubishi Materials Corporation”
7. Changed “Niotan” to “Kemet Blue Powder”
8 Added “Nihon Material Co LTD” as a gold refiner
11. Added “Kojima Chemical” as a gold refiner
12. Added “Sabin” as a gold refiner
13. Added “United Precious Metal Refining Inc.” as a gold refiner
14. Added “Yokohama Metal Co Ltd” as a gold refiner
15. Added “CNMC (Guangxi) PGMA Co., Ltd.” as a tin refiner
16. Added “Conghua Tantalum and Niobium Smeltry” as a tantalum refiner
17. Removed “Tantalite Resources” as a refinery
18. Added “Minmetals Ganzhou Tin Co. Ltd.” as a tin refinery
19. Updated “ATI Metalworking Products” to its proper full name “ATI Tungsten Materials”
20 Updated “China Minmetals Corp ” to its proper full name “China Minmetals Nonferrous
21. Removed “Ganzhou Huaxing Tungsten” as a smelter
22. Removed “Ganzhou Nonferrous Metals Smelting Co Ltd.” as a smelter
23. Removed “Sichuan Metals & Materials Imp & Exp Co as a tungsten smelter
24. Added “Ganzhou Grand Sea W & Mo Group Co., Ltd.” as a tungsten smelter
25. Added “Hunan Chenzhou Mining Group Co” as a tungsten smelter
26. Added “Japan New Metals Co Ltd” as a tungsten smelter

2,02

Jared
Connors, Intel

March 29th, 2013

1. Added new selection to the metals dropdown lists of smelter list tab“Smelter not yet identified”
2. Moved “smelter not listed” to the bottom of each metals dropdown list
3. Fixed error in Checker sheet to eliminate display of text “one or more
smelters have been added to smelter list” when rows are deleted
4. Rewrite of T&Cs
5. Adding Italian translation
6. Allow for deletion of rows in Smelter List tab
7. Removed hover over text in column C of Smelter List tab
8. Inserted additional rows for data entry on the Smelter List tab up to 2,500
rows
9 M d
lt ID
b
i ibl i S lt Li t t b
11. Removed language selection from individual tabs, all controlled on
Declaration tab
12. Updated template to prevent users from adding tabs to the worksheet
13. Added statement at the top of the revision history tab clarifying purposeof .0x revision updates

1. Added the following aliases to Ohio Precious Metals “OPM Metals”, “USPM”, “United States
Precious Metals”
2. Added “ALMT” as tungsten smelter
3. Added “Suzhou Xingrui Noble” as gold smelter
4. Added “Shangdong Zhaojin Group” as an alias of “Shandong Zhaojin Gold & Silver RefineryCo., Ltd”
5. Added “Shandong Zhaoyuan Gold Argentine refining company limited” as an alias of“Zhongyuan Gold Smelter of Zhongjin Gold Corporation”
6. Added “SEMPSA” as an alias for “SEMPSA Joyeria Plateria SA”
7. Added “Umicore Brazil Ltd” as an alias for “Umicore Brasil Ltda”
8. Added “Pan Pacific Copper Co., LTD.” as a gold smelter
9 Add d “Whit S ld M t l i ”
tilt
11. Corrected spelling of “jiujiang Tanbre” to “JiuJiang Tambre Co. Ltd.”
12. Added Torecom as a gold smelter
15. Added “PT Tinindo Internusa” as alias of “PT Tinindo Inter Nusa”
16. Added “CV Jus Tindo” as alias of “CV JusTindo”
17. Added “PT Bellitin Makmur Lestari” and “BML” as alias of “PT BilliTin Makmur Lestari”
18. Added “Liuzhou China Tin Group Co., Ltd.” as alias of “Liuzhou China Tin”
19 Added “PT Timah (Persero) TBK” and “Banka Tin” as alias of “PT Tambang Timah”
21. Added “GEJIU ZILI MINING&SMELTING CO.,LTD.” as alias of “Gejiu Zi-Li”
22. Added “Jiangxi Tungsten Co Ltd” as alias of “Jiangxi Tungsten Industry Group Co Ltd”
23. Added “Linwu Xianggui” as a tin smelter
24. Added "IMLI" and “Indra Eramulti Logam” as aliases of “PT Bukit Timah”
25. Added “CV Gita Pesona” as tin smelter
26. Added “PT Tommy Utama” as tin smelter
27. Added “PT Bangka Tin Industry” as tin smelter
28. Added “PT DS Jaya Abadi” as tin smelter
29 Added “PT Panca Mega” as tin smelter
31. Added “PT Karimun Mining” as tin smelter
32. Added “Cooper Santa” as tin smelter
33. Added “Daejin Indus Co. Ltd” as gold smelter
34. Added “DaeryongENC” as gold smelter
35. Added “Do Sung Corporation” as gold smelter
36. Added “Hwasung CJ Co. Ltd” as gold smelter
37. Added “Korea Metal” as gold smelter

2,03

Akimasa
Yamakawa,
JEITA / John
Plyler,BlackBerry

July 12th, 2013

1. Resolved Excel 2003 incompatibility with programming for multiple
languages.
2. Minor corrections to row number references in the instructions.
3. Added translation on checker sheet for the Column Name “Hyperlink to
Source”
4. Corrected Japanese translation of "authorized representative" and"representative" on Declaration worksheet.
5. Adjusted row spacing of misc cells to allow for different lengths oftranslated text and comments.
6. Removed the symbols for the metals on the standard smelter list (e.g.,"Sn").
7. Deleted text "If no for all metals, you are done with this survey." fromquestion 1 on the Declaration worksheet.

1. Added “Fujian Jinxin Tungsten Co., Ltd.” as tungsten refiner
2. Added “Dayu Weiliang Tungsten Co., Ltd.” as tungsten refiner
3. Added “Xinhai Rendan Shaoguan Tungsten Co., Ltd.” as tungsten refiner
4. Added “Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd.” as tungsten
refiner
5. Added “Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.” as tungsten refiner
6. Corrected the spelling of "Allydne" to "Alldyne"
7. Corrected the spelling of "Allydne Powder Technologies" to "Alldyne Powder Technologies"
8 Corrected the spelling of "Korea Metal" to "Korea Metal Co Ltd"
11. Added "Taki Chemicals" as tantalum smelter
12. Added "Tantalite Resources" as tantalum smelter
13. Corrected naming inconsistency of “Ohio Precious Metals LLC.” on standard smelter list andalias table.
14. Corrected naming inconsistency of “The Refinery of Shandong Gold Mining Co., Ltd” onstandard smelter list and alias table.
15. Added "Molycorp Silmet" as tantalum smelter
16. Added "King-Tan Tantalum Industry Ltd" as tantalum smelter
17. Added "CooperMetal" as an alias of "Coopersanta"
18. Corrected the spelling of "Malaysia Smelting Corp" to "Malaysia Smelting Corporation(MSC)"
21. Added "Fenix Metals" as tin smelter
22. Changed alias “Bangka Tin” from “PT Tambang Timah” to “PT Timah”
23. Added “Ketapang” as an alias of “PT Bangka Putra Karya”
24. Corrected the Smelter ID of Cooper Santa from “2IDN063” to “2BRA063”
25. Added "Kundur" as an alias of “PT Tambang Timah”
26. Added “TT” as an alias of “PT Tambang Timah”
27. Added "CooperMetal" as an alias of "Coopersanta"

2.03aJohn Plyler,
BlackBerry

July 25th, 2013

No functional change.

1. Corrected the spelling of "ALMT" to "A.L.M.T. Corp."
2. Added "A.L.M.T. Tungsten Corp", "Allied Material Corp", and "ALMT" as aliases of "A.L.M.T.
Corp."
3. Corrected country of "A.L.M.T. Corp." to "Japan" and smelter ID to "4JPN020"
4. Changed alias "Wolfram" for "Wolfram Company CJSC" to "Wolfram [Russia]"
5. Added "Wolfram [Austria]" as an alias of "Wolfram Bergbau und Hütten AG"
6. Added "Kennametal Inc." as a tungsten refiner

3,00

Akimasa
Yamakawa,
JEITA, andJohn Plyler,
BlackBerry,
under thedirection of
the CFSI Due
Diligence
Workgroup

April 9th, 2014

Major update to synchronize the CFSI CMRT with the data fields in the
newly published IPC-1755 Standard. Changes include:
1. Addition of new company information fields.
2. Two additional due diligence questions and removal of one.
3. Minor changes to question text throughout.
4. Expansion of instructions and definitions.
5. Updated translations of all modified text.

Added the following gold refiners:
1. Bauer Walser AG
2. C. Hafner GmbH + Co. KG
3. China National Gold Group Corporation
4. Colt Refining
5. Daye Non-Ferrous Metals Mining Ltd.
6. Doduco
7. Eco-System Recycling Co., Ltd.
8. Gansu Seemine Material Hi-Tech Co Ltd
9 Guangdong Jinding Gold Limited
11. Hunan Chenzhou Mining Industry Group12. Kennecott Utah Copper LLC
13. Lingbao Jinyuan Tonghui Refinery Co. Ltd.
14. Luoyang Zijin Yinhui Metal Smelt Co Ltd
15. Metalor Technologies (Singapore) Pte. Ltd.
16. Ohura Precious Metal Industry Co., Ltd
17. Penglai Penggang Gold Industry Co Ltd
18. So Accurate Group, Inc.
19 Tongling nonferrous Metals Group Co Ltd
21. YAMAMOTO PRECIOUS METAL CO., LTD.
22 Yunnan Copper Industry Co Ltd
Added the following tantalum smelters:
1. Changsha South Tantalum Niobium Co Ltd
2. Guangdong Zhiyuan New Material Co., Ltd.
3. Hengyang King Xing Lifeng New Materials Co., LTD
4. Metallurgical Products India (Pvt.) Ltd.
5. Mineração Taboca S.A.
6. Shanghai Jiangxi Metals Co. Ltd

New Release
Major update to functionality including: addition of the known smelter list,
addition of declaration scope including product tab, and added and modified
multiple questions and / or their responses.

New.

Added the following tin smelters:
1. China Rare Metal Materials Company
2. Estanho de Rondônia S.A.
3. Magnu's Minerais Metais e Ligas LTDA
4. O.M. Manufacturing (Thailand) Co., Ltd.
5. Rui Da Hung
Added the following tungsten refiners:
1. Ganzhou Jiangwu Ferrotungsten Co., Ltd.
2. Jiangxi Gan Bei Tungsten Co., Ltd.
3. Jiangxi Richsea New Materials Co., Ltd.
4. Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
5. Jiangxi Xinsheng Tungsten Industry Co., Ltd.
6. Jiangxi Yaosheng Tungsten Co., Ltd.
7 Malipo Haiyu Tungsten Co Ltd
Removed the following as gold refiners:
1. Central Bank of the DPR of Korea
2.Codelco
3. Suzhou Xingrui Noble
Removed "Gannon & Scott" as a tantalum smelter
Removed the following as tin smelters:
1. CV Duta Putra Bangka
2. CV Gita Pesona
3. CV JusTindo
4. CV Makmur Jaya
5. CV Nurjanah
6. Gold Bell Group
7. PT Alam Lestari Kencana
8. PT Babel Surya Alam Lestari
9 PT Bangka Kudai Tin
11. PT BilliTin Makmur Lestari
12. PT Fang Di MulTindo
13. PT HP Metals Indonesia
14. PT Koba Tin
15. PT Panca Mega
16. PT Seirama Tin investment
17. PT Sumber Jaya Indah
18. PT Timah Nusantara
19 PT Tommy Utama
Removed the following as tungsten refiners:
1. China Minmetals Nonferrous Metals Co Ltd
2 Ganzhou Grand Sea W & Mo Group Co Ltd
Changed numerous Standard Smelter Names, including:
1. "Pan Pacific Copper Co. LTD" to "JX Nippon Mining & Metals Co., Ltd"
2. "Xstrata Canada Corporation" to "CCR Refinery – Glencore Canada Corporation"
3. "PT Refined Banka Tin" to "PT Refined Bangka Tin"
4. "ATI Tungsten Materials" to "Kennametal Huntsville"
5. "Jiangxi Rare Earth & Rare Metals Tungsten Group Corp" to "Ganzhou Non-ferrous
Metals Smelting Co., Ltd."
6. "Kennametal Inc." to "Kennametal Fallon"
7. "Chaozhou Xianglu Tungsten Industry Co Ltd" to "Guangdong Xianglu Tungsten
Industry Co., Ltd."
Changed numerous "Alias" names of smelters and refiners.
3,01

Akimasa
Yamakawa,
JEITA, andJohn Plyler,
BlackBerry,
under thedirection of
the CFSI Due
Diligence
Workgroup

May 30th, 2014

1. Removed the ability to overwrite the “Declaration Scope or Class” field.
Users are restricted to only use the drop-down options.
2. Addressed issue with Checker incorrectly showing “Description of Scope”
as missing data when a user selects “B. Product (or List of Products)” as
the Declaration Scope.
3. Programmed Checker to show missing data when response to question
B is "Yes", unless a url is entered the corresponding "Comments" field.

1. Added the tin smelter "Melt Metais e Ligas S/A"
2. Added the tungsten refiner "Vietnam Youngsun Tungsten Industry Co., Ltd"
3. Corrected the name of tin smelter "Liuzhou China Tin" to "China Tin Group Co.,Ltd."
4. Corrected the name of tin smelter "PT Timah" to "PT Timah (Persero), Tbk"

3,02John Plyler,
BlackBerry,
under thedirection of
the CFSI Due
Diligence
Data
Collection
Workgroup

Nov 7th, 2014

1. Revisions to the German language translation throughout.
2. Correction of the Japanese language translation for Question 4 on the
Declaration worksheet.

This version incorporates numerous changes to the smelter list as reflected in theStandard Smelter List as of November 7, 2014. The latest version of the Standard
Smelter List is available at: http://www.conflictfreesourcing.org.

4,0

CFSI Due
Diligence
Data
Collection
WorkgroupApr 30th, 2015

Replaced the Standard Smelter Names tab with the Smelter Reference Listtab, displaying common alternate names for smelters as well as location
information. Major update to synchronize the CFSI CMRT with the data
fields in the newly revised IPC-1755 Standard. Changes include:
1. Changes to question text throughout.
2.Expansion of instructions and definitions.
3. Updated translations of all modified text.

This version incorporates numerous changes to the smelter list as reflected in the Standard
Smelter List as of April 17, 2015. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org.

4,01

CFSI Due
Diligence
Data
Collection
Workgroup

June 12th, 2015

Minor revisions to correct reported issues including those related to error
checking on the "Checker" and “Smelter List” tabs.

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of June 12, 2015. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org.

4.01a

CFSI Due
Diligence
Data
Collection
Workgroup

August 6th, 2015

No functional change. Elemetal CID corrected to read CID001322.

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of August 5, 2015. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org.

4.01b

CFSI Due
Diligence
Data
Collection
Workgroup

4,10

CFSI CMRTTeamMay 12, 2017

4,20

CFSI CMRT
Team

November 30, 2016

5,0

CFSI CMRT
Team

5,01

5,10

November 16th, 2015 No functional change.

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of November 6, 2015. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org.

1. Corrections to all bugs and errors
2. Enhancements which do not conflict with IPC-1755
a. Additions and clarifications in the instructions and definitions
b. Smelter List Tab: Re-introduction of “smelter not yet identified”
c. Smelter List Tab: Inclusion of drop down menu for smelter ID that triggers
auto-population of columns B to J
3. Translation improvements and addition of Turkish language
4. Updates to the Smelter Reference List and Standard Smelter List
a. Updated lists and corrections
b. ASCII character set alignment

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 23, 2016. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org.

1. Corrections to all bugs and errors
2. Enhancements which do not conflict with IPC-1755
a. Additions and clarifications in the instructions and definitions
b. Update to ISO short names for countries
3. Translation improvements
4. Updates to the Smelter Reference List and Standard Smelter List

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of October 6, 2016. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org/conflict-free-smelter-program/exports/cmrt-export/.

May 12, 2017

1. Corrections to all bugs and errors
2. Conformance to IPC-1755 in the wording of the following questions: Q. 1,
Q. 2, Q. 5, A, F, I (formerly J); removal of former question G
a. Additions and clarifications in the instructions and definitions
b. Update to ISO short names for countries
3. Conformance to IPC-1755 use of ASCII character set for Standard
Smelter Name in hidden column R on the smelter list
4. Addition of ISO Country Codes and State/Province Codes in hidden
columns S and T on the smelter list
5. Renaming of "Smelter Reference List" to "Smelter Look-up"
6. Updates to translations for all modified text
7. Updates to the Smelter Look-up List and Standard Smelter List

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 17, 2017. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org/conflict-free-smelter-program/exports/cmrt-export/.

CFSI CMRT
Team

June 21, 2017

1. Corrections to checker tab errors

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 17, 2017. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org/conflict-free-smelter-program/exports/cmrt-export/.

CFSI CMRT
Team

December 1, 2017

1. Corrections to all bugs and errors
2. Enhancements which do not conflict with IPC-1755
a. Update to ISO short names for countries, states / provinces
3. Updates to the Smelter Reference List and Standard Smelter List
4. Change to .xlsx format

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of September 29, 2017. The latest version of the Standard Smelter List is available at:
http://www.conflictfreesourcing.org/conflict-free-smelter-program/exports/cmrt-export/.

5,11

RMI MRT
Team

April 27, 2018

1. Corrections to all bugs and errors
2. Enhancements which do not conflict with IPC-1755
a. Update to ISO short names for countries, states / provinces
3. Updates to the Smelter Reference List and Standard Smelter List

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 6, 2018. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

5,12

RMI MRT
Team

April 26, 2019

1. Corrections to all bugs and errors
2. Enhancements which do not conflict with IPC-1755
a. Update to ISO short names for countries, states / provinces
3. Updates to the Smelter Reference List and Standard Smelter List

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of February 27, 2019. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,0

RMI MRT
Team

May 13, 2020

1. Corrections to all bugs and errors
2. Conformance to IPC-1755, which incorporated EU Conflict Minerals
Regulation, in the wordings of the following questions: Q 4 (newly added), Q
H(formerly Q I), removal of former question C
a. Update to ISO short names for countries, states / provinces
3. Updates to the Smelter Reference List and Standard Smelter List

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 3, 2020. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,01

RMI MRT
Team

May 19, 2020

1. Minor revisions to correct reported issues including those related to“Product List” tab.

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 3, 2020. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,10

RMI MRT
Team

April 28, 2021

1. Corrections to all bugs and errors
2. Updates to Smelter Reference List and Standard Smelter List
3. Translation improvements

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of February 19, 2021. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,20

RMI MRT
Team

April 27, 2022

1. Corrections to all bugs and errors
2. Updates to Smelter Reference List and Standard Smelter List
3. Translation improvements

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of February 24, 2022. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,21

RMI MRTTeam

May 6, 2022

1. Minor revisions to correct reported issues including those related to“Smelter List” tab.

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of February 24, 2022. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,22

RMI MRT
Team

May 11, 2022

1. Minor revisions to correct reported issues including those related to“Product List” tab.

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of February 24, 2022. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,3

RMI MRTTeam

May 5, 2023

1. Corrections to all bugs and errors
2. Updates to tips on the Instructions tabs
3. Enhancements which do not conflict with IPC-1755
a. Update to ISO short names for countries, states / provinces
4. Updates to Smelter Reference List and Standard Smelter List

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 20, 2023. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,31

RMI MRTTeam

May 26, 2023

1. Minor revisions to correct reported issues including those related to“Declaration", "Smelter List", and "Smelter Look-up" tabs.

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of March 20, 2023. The latest version of the Standard Smelter List is available at:
http://www.responsiblemineralsinitiative.org/responsible-minerals-assuranceprocess/exports/cmrt-export/.

6,4

RMI MRT
Team

April 26, 2024

1. Corrections to all bugs and errors
2. Updates to highlighting on the Smelter List tabs.
3. Updates to Smelter Reference List and Standard Smelter List

This version incorporates a few changes to the smelter list as reflected in the Standard Smelter
List as of February 28, 2024. The latest version of the Standard Smelter List is available at:https://www.responsiblemineralsinitiative.org/facilities-lists/smelter-reference-lists-export/.

© 2024 Responsible Minerals Initiative. All rights reserved.

RMI website: (www.responsiblemineralsinitiative.org)
Training and guidance, template, Responsible Minerals Assurance Process conformant smelter list.

Introduction
This Conflict Minerals Reporting Template (Template) is a free, standardized reporting template created by the Responsible Minerals
Initiative (RMI). The Template facilitates the transfer of information through the supply chain regarding mineral country of origin
and smelters and refiners being utilized and supports compliance to legislation*. The template also facilitates the identification of
new smelters and refiners to potentially undergo an audit via the Responsible Minerals Assurance Process**.
The CMRT was designed for downstream companies to disclose information about their supply chains up to but not including thesmelter. If you are a 3TG smelter or refiner, in accordance with the RMAP protocols, we recommend you enter your own name in thesmelter list tab.
When filling out the form, none of the cell entries should start will "=" or "#."* In 2010, the U.S. Dodd-Frank Wall Street Reform and Consumer Protection Act was passed concerning “conflict minerals”
originating from the Democratic Republic of the Congo (DRC) or adjoining countries. The SEC published final rules associated withthe disclosure of the source of conflict minerals by U.S. publicly traded companies (see the rules at
http://www.sec.gov/rules/final/2012/34-67716.pdf). The rules reference the OECD Due Diligence Guidance for Responsible Supply
Chains of Minerals from Conflict-Affected and High-Risk Areas, (http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf), which
guides suppliers to establish policies, due diligence frameworks and management systems.
In 2017, Regulation (EU) 2017/821 of the European Parliament and of the European Council of 17 May 2017 was passed concerning
supply chain due diligence obligations for Union importers of tin, tantalum and tungsten, their ores, and gold originating fromconflict-affected and high-risk areas (see regulation at https://eur-lex.europa.eu/legalcontent/EN/TXT/PDF/?uri=OJ:L:2017:130:FULL&from=EN)** See information on the Responsible Minerals Initiative (www.responsiblemineralsinitiative.org).

Instructions for completing Company Information questions (rows 8 - 22).
Provide comments in ENGLISH only
Note: Entries with (*) are mandatory fields.
1. Insert your company's Legal Name. Please do not use abbreviations. In this field you have the option to add other commercialnames, DBAs, etc.
2. Select your company's Declaration Scope. The options for scope are:
A. Company-wide
B. Product (or List of Products)
C. User-Defined
For "Company-wide", the declaration encompasses the entirety of a company's products or product substances produced by theparent company. Therefore if the user is reporting 3TG data at the company level, they will be reporting conflict minerals data on all
products they manufacture.
For Scope selection of Product (or List of Products), a link to the worksheet tab for Product List will be displayed. If this scope ischosen, it is mandatory to list the Manufacturer's Product Number of the products covered under the Scope of this Declaration in
Column B of the Product List worksheet. It is optional to list the Manufacturer's Product Name in Column C of the Product List
worksheet.
For Scope selection of "User Defined", it is mandatory that the user describes the scope to which the 3TG disclosure is applicable.
The scope of this class shall be defined in a text field by the supplier and should be easily understood by customers or the receiversof the document. As an example, companies may provide a link to clarifying information.
This field is mandatory.

3. Insert your company’s unique identifier number or code (DUNS number, VAT number, customer-specific identifier, etc.)
4. Insert the source for the unique identifier number or code ("DUNS", "VAT", "Customer", etc).
5. Insert your full company address (street, city, state, country, postal code). This field is optional.
6. Insert the name of the person to contact regarding the contents of the declaration information. This field is mandatory.
7. Insert the email address of the contact person. If an email address is not available, state ‘‘not available’’ or ‘‘n/a.’’ A blank field
may cause an error in form implementation. This field is mandatory.
8. Insert the telephone number for the contact. This field is mandatory.
9. Insert the name of the person who is responsible for the contents of the declaration information. The authorizer may be adifferent individual than the contact person. It is not correct to use the words ‘‘same’’ or similar identification to provide the name of
the authorizer. This field is mandatory.
10. Insert the title for the Authorizing person. This field is optional.
11. Insert the email address of the Authorizing person. If an email address is not available, state ‘‘not available’’ or ‘‘n/a.’’ A blankfield may cause an error in form implementation. This field is mandatory.
12. Insert the telephone number for the Authorizing person. This field is optional.
13. Please enter the Date of Completion for this form using the format DD-MMM-YYYY. This field is mandatory.
14. As an example, the user may save the file name as: companyname-date.xls (date as YYYY-MM-DD).
Instructions for completing the eight Due Diligence Questions (rows 24 - 71).
Provide answers in ENGLISH only
These eight questions define the usage, origination and sourcing identification for each of the metals. The questions are designed tocollect information about the use of 3TG in the company’s product(s) to allow for the determination of regulatory applicability.
Responses to these questions shall represent the ‘Declaration Scope’ selected in the company information section.The responses tothe questions in this section can be used to determine applicability and completeness of 3TG reporting.
For each of the eight required questions, provide an answer for each metal using the pull down menu selections.The questions inthis section must be completed for all 3TG. If the response for a given metal to questions 1 and 2 is positive, then the subsequent
questions shall be completed for that metal and the following due diligence questions (A to H) shall be completed about thecompany’s overall due diligence program.

1. This is the first of two questions for which the response is used to determine whether the 3TG is within the scope of conflictminerals reporting requirements. This question relies upon the guidance provided by the SEC in the final rules regarding thedetermination if a 3TG is “necessary to the functionality or production” of a product. The SEC guidance is based upon thepresumption that a company in the supply chain for a product would not intentionally add a 3TG to that product or any of a product’s
sub-components if that 3TG was not necessary to the product’s generally expected function, use, or purpose. Similarly, the guidance
presumes that a 3TG would not be necessary to the production of a product unless it was intentionally included in the production
process of that product. The response to this question serves to exclude any trace-level contaminants or naturally-occurring byproducts such as tin in steel. This question shall be answered for each 3TG.
This question asks if any conflict minerals are used as raw material, component or additive in a product that you manufacture orcontract to manufacture (including raw material and components). Impurities from raw materials, components, additives, abrasives,and cutting tools are outside the scope of the survey.
This question shall be answered for each 3TG. Valid responses to this question are either "yes" or "no". This question is mandatory.

Some companies may require substantiation for a "No" answer that should be entered into the Comment Field.

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2. This question shall be answered for each 3TG for each the answer to question 1 is "yes." This is the second of two questions forwhich the response is used to determine whether the 3TG is within the scope of conflict minerals reporting requirements as
described in the SECs final rules regarding the determination if a 3TG is necessary to the functionality or production of a product.
This question is dependent upon the question and response to Question 1. This question is intended to identify 3TGs which areintentionally added or included in the manufacturing process of a product where some amount of the 3TG remains in the finishedproduct. This includes 3TGs which may not have been intended to become part of the final product and may not be necessary to thefunctionality of the product but are only present as residuals of the manufacturing process. In many cases, the manufacturer may
have attempted to remove or facilitate consumption of the 3TG during the manufacturing process, however, some amount of the 3TG
remains. Should the 3TG, which is added or included during the manufacturing process, be completely removed such that none of
the 3TG remains upon the completion of that process, the response to this question would be no.
This question shall be answered for each 3TG. Valid answers to this question are either "yes" or "no". This question is mandatory.

3. This is a declaration that any portion of the 3TGs contained in a product or multiple products originates from the DRC or an
adjoining country (covered countries). The answer to this question should be "yes" if any smelter in the supply chain sources fromthe covered countries, even if those smelters are on the RMI conformant smelter and refiner list. For more information, see RMI's
due diligence guidance on conflict minerals here: http://www.responsiblemineralsinitiative.org/training-andresources/publications-and-guidance/.
The answer to this question shall be "yes", "no", or "unknown". It is recommended to substantiate a "Yes" answer in the comments
section.
This question is mandatory for a specific metal if the response to Question 1 and 2 is “Yes” for that metal.
4. This is a declaration that any portion of the 3TGs contained in a product or multiple products originates from conflict-affected andhigh-risk areas (CAHRAs).
The answer to this question should be “yes” if any smelter in the supply chain sources from covered countries or CAHRAs, even if
those smelters are on the RMI conformant smelter and refiner list. For more information, see RMI's due diligence guidance on
conflict minerals here: http://www.responsiblemineralsinitiative.org/training-and-resources/publications-and-guidance/.
The answer to this question shall be yes, no or unknown. It is recommended to substantiate a “yes” answer in the comments
section. This question is mandatory for a specific metal if the response to Question 1 and 2 is “yes” for that metal.
5. This is a declaration that identifies whether 3TGs contained in the product(s) necessary to the functionality of that product(s)originate from recycled or scrap sources.
The answer to this question shall be "yes", "no", or "unknown". This question is mandatory for a specific metal if the response to
Question 1 and 2 is “Yes” for that metal.
A "Yes" answer means that 100% of the 3TG comes from recycled or scrap sources. A "No" answer means that some of the 3TG
does not come from recycled or scrap sources. An "Unknown" answer means that the user does not know whether or not 100% of
the 3TG comes from recycled or scrap sources.
6. This is a question to determine whether a company has received conflict minerals disclosures from all direct suppliers reasonably
believed to be providing 3TGs contained in the products covered by the scope of this declaration. Permissible responses to thisquestion are:­ 100%­ Greater than 90%­ Greater than 75%- Greater than 50%- 50% or less
- NoneThis question is mandatory for a specific metal if the response to Question 1 and 2 is “Yes” for that metal.
7. This question verifies if the supplier has reason to believe they have identified all of the smelters providing 3TGs in the products
covered by this declaration. The answer to this question shall be "Yes" or "No", along with a comment in certain cases, e.g. list of
smelters.
This question is mandatory for a specific metal if the response to Question 1 and 2 is “Yes” for that metal.
8. This question verifies that all of the smelters identified to be providing any of the 3TGs contained in the products covered by thescope of this declaration have been reported in this declaration. The answer to this question shall be "yes" or "no" along with acomment in certain cases, e.g. list of smelters. This question is mandatory for a specific metal if the response to Question 1 and 2 is“Yes” for that metal.
Provide comments in the Comment sections as required to clarify your responses.
Instructions for completing Questions A. – H. (rows 75 - 89). Questions A. through H. are mandatory if the both of responses to
Question 1 and 2 are “Yes” for any metal.
Provide answers in ENGLISH only
The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-affected and High-risk Areas (OECD
Guidance) defines “Due Diligence” as “an on-going, proactive and reactive process through which companies can ensure that they
respect human rights and do not contribute to conflict”. Due diligence should be an integral part of your company’s overall conflict
free sourcing strategy. Questions A. thru H. are designed to assess your company’s conflict-free minerals sourcing due diligence
activities. Responses to these questions shall represent the full scope of your company’s activities and shall not be limited to the‘Declaration Scope’ selected in the company information section.
A. This is a declaration to disclose whether a company has a responsible minerals sourcing policy. The answer to this question shallbe "yes" or "no." Comments shall be captured in a question comment field.
This question is mandatory.
B. This is a declaration to disclose whether a company’s responsible minerals sourcing policy is available on the company website.
The answer to this question shall be "yes" or "no." If "Yes" the user shall specify the URL in a question comment field.
This question is mandatory.
C. This is a declaration to determine whether a company requires their direct suppliers to source 3TG from validated smelters. The
answer to this question shall be "yes" or "no." Comments should be captured in a question comment field.
This question is mandatory.
D. Please answer "yes" or "no" to disclose whether your company has implemented responsible sourcing due diligence measures.
This declaration is not intended to provide the details of a company’s due diligence measures - just that a company has implemented
due diligence measures. The aspects of acceptable due diligence measures shall be determined by the requestor and supplier.
Examples of due diligence measures may include: communicating and incorporating into contracts (where possible) yourexpectations to suppliers on responsible mineral supply chain; identifying and assessing risks in the supply chain; designing andimplementing a strategy to respond to identified risks; verifying your direct supplier’s compliance to its responsible minerals
sourcing policy, etc. These due diligence measure examples are consistent with the guidelines included in the internationallyrecognized OECD Guidance.
This question is mandatory.
E. This is a question to disclose whether a company requests their supplier to fill out a conflict minerals declaration. Acceptableanswers are listed below, in certain cases further explanation may be required, i.e., to provide the format used for collecting
information. If the answer is "Yes," using other format the user shall provide a comment in a question comment field. Permissible
responses to this question are:- Yes, in conformance with IPC-1755 [e.g., CMRT]- Yes, using other format (describe)- No
This question is mandatory.
F. Please answer “Yes” or “No”. In the comments section, you can provide additional information on your approach. Examples couldbe:“3rd party audit” - on-site audits of your suppliers conducted by independent third parties.
“Documentation review only” - a reviewof supplier submitted records and documentation conducted by independent third parties
and, or your company personnel.
“Internal audit” - on-site audits of your suppliers conducted by your company personnel.
This question is mandatory.
G. This is a question to disclose whether a company’s review process includes corrective action management. The answer to thisquestion shall be "yes" or "no." Comments shall be captured in a question comment field.
This question is mandatory.

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H. This is a question to disclose whether a company is subject to the SEC rule, the EU regulation, or both. The answer to thisquestion shall be "yes, with the SEC", "yes, with the EU", "yes with the SEC and the EU" or "no." Comments shall be captured in aquestion comment field. This question is mandatory. For more information on the SEC rule, please refer to www.sec.gov. For more
information on the EU regulation, please refer to https://eur-lex.europa.eu/legalcontent/EN/TXT/PDF/?uri=CELEX:32017R0821&from=EN.
Instructions for completing the Smelter List Tab.
Provide answers in ENGLISH only
Note: Columns with (*) are mandatory fields
This template allows for smelter identification using the Smelter Look-up. Columns B, and C must be completed in order from left toright to utilize the Smelter Look-up feature.
Use a separate line for each metal/smelter/country combination.
1. Smelter Identification Input Column - If you know the Smelter Identification Number, input the number in Column A (columns B,
C, E, F, G, I, and J will auto-populate). Column A does not autopopulate.
2. Metal (*)-

Use the pull down menu to select the metal for which you are entering smelter information. This field is mandatory.

3. Smelter Look-up (*) - Select from dropdown. This is the list of known smelters as of template release date. If smelter is notlisted select 'Smelter Not Listed'. This will allow you to enter the name of the smelter in Column D. If you do not know the name or
location of the smelter, select 'Smelter Not Yet Identified.' For this option, columns D and E will autopopulate to say, 'unknown.'
This field is mandatory.
4. Smelter Name (1)- Fill in smelter name if you selected "Smelter Not Listed" in column C. This field will auto-populate when asmelter name in selected in Column C. This field is mandatory.

5. Smelter Country (*) – This field will auto-populate when a smelter name is selected in column C. If you selected "Smelter Not
Listed" in column C, use the pull down menu to select the country location of the smelter. This field is mandatory.
6. Smelter Identification - This is a unique identifier assigned to a smelter or refiner according to an established smelter andrefinery identification system. It is expected that multiple names or aliases could be used to describe a single smelter or refiner andtherefore multiple names or aliases could be associated to a single ‘Smelter ID’.
7. Source of Smelter Identification Number - This is the source of the Smelter Identification Number entered in Column F. If asmelter name was selected in Column C using the dropdown box, this field will auto-populate.

8. Smelter Street - Provide the street name on which the smelter is located. This field is optional.
9. Smelter City – Provide the city name of where the smelter is located. This field is optional.
10. Smelter Location: State/Province, if applicable – Provide the state or province where the smelter is located. This field is optional.
11. Smelter Contact Name – The Conflict Minerals Reporting Template (CMRT) is circulated among companies in the requesting
company's supply chain to ensure compliance with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from
Conflict-Affected and High-Risk Areas and the U.S. Securities and Exchange Commission Final Rule on conflict minerals.
If the template is circulated in a country where laws protecting personal information exist, sharing personal contact information in
the CMRT may violate related regulations. Therefore, it is recommended that the requesting company take precautions such as
obtaining the contact person's permission to share the information with other companies in the supply chain when completing"Smelter Contact Name" and the "Smelter Contact Email" columns.
If you have permission to share this information, please fill in the name of the Smelter Facility Contact person who you worked with.
12. Smelter Contact Email – Fill in the email address of the Smelter Facility contact person who was identified as the Smelter Contact
Name. Example: John.Smith@SmelterXXX.com. Please review the instructions for Smelter Contact Name before completing thisfield.

13. Name of Mine(s) - This field allows a company to define the actual mines being used by the smelter. Please enter the actualmine names if known. If 100% of the smelter’s feedstock originates from recycled or scrap sources, enter "Recycled" or "Scrap" inplace of the name of the mine and answer "Yes" in Column P.
"RCOI confirmed as per RMI" may be an acceptable answer to this question.

14. Location (Country) of Mine(s) - This is a free form text field that allows a company to define the location of the mines being usedby the smelter. Please enter the country of the mine(s). If the country of origin is not known, enter "Unknown". If 100% of thesmelter’s feedstock originates from recycled or scrap sources, enter "Recycled" or "Scrap" in place of the country of origin. This
field is optional.
"RCOI confirmed as per RMI" may be an acceptable answer to this question.
15. Indicates whether the smelter solely obtains inputs for its smelting process(es) from recycled or scrap sources. This question is
optional. Permissible responses to this question are:
- Yes
- No
- Unknown

16. Comments – free form text field to enter any comments concerning the smelter. Example: smelter is being acquired by Company
YYY

TERMS AND CONDITIONSRBA makes no representations or warranties with respect to the List or any Tool. The List and Tools are provided on an "AS IS" andon an "AS AVAILABLE" basis. RBA hereby disclaims all warranties of any nature, express, implied or otherwise, or arising from tradeor custom, including, without limitation, any implied warranties of merchantability, non-infringement, quality, title, fitness for aparticular purpose, completeness or accuracy.
To the fullest extent permitted by applicable laws, RBA renounces any liability for any losses, expenses or damages of any nature,including, without limitation, special, incidental, punitive, direct, indirect or consequential damages or lost income or profits,
resulting from or arising out of the User’s use of the List or any Tool, whether arising in tort, contract, statute, or otherwise, even if
shown that they were advised of the possibility of such damages.

In consideration for access and use of the List and/or any Tool, THE USER hereby agrees to and does (a) release and forever
discharge RBA, as well as their respective officers, directors, agents, employees, volunteers, representatives, contractors,
successors, and assigns, from any and all claims, actions, losses, suits, damages, judgments, levies, and executions, which the User
has ever had, has, or ever can, shall, or may have or claim to have against RBA, as well as their respective officers, directors,
agents, employees, volunteers, representatives, contractors, successors, and assigns, resulting from or arising out of the List or any
Tool or use thereof, and agrees to (b) indemnify, defend and hold harmless RBA, as well as their respective officers, directors,
agents, employees, volunteers, representatives, contractors, successors, and assigns, from any and all claims, actions, losses, suits,
damages, judgments, levies, and executions resulting from or arising out of the USER'S use of the List or any Tool.

If any part of any provision of these Terms and Conditions shall be invalid or unenforceable under applicable law, said part shall bedeemed ineffective to the extent of such invalidity or unenforceability only, without in any way affecting the remaining parts of said
provision or the remaining provisions of these Terms and Conditions.

© 2024 Responsible Minerals Initiative. All rights reserved.
Return to declaration tab
Revision 6.4 April 26, 2024

3 / 3 ページ

1 ページ

Link to "RMAP Conformant Smelter List"

TO BEGIN:
Option A: If you know the Smelter Identification Number, input the number in Column A (columns B, C, E, F, G, I and J will auto-populate); D will grey out.
Option B: If you have a Metal and Smelter Look-up name combination, complete the following steps:
Step 1. Select Metal in column B
Step 2. Select from dropdown in column C (wrong combination will trigger RED color)
Option C: If you have a Metal and Smelter Name combination, complete the following steps:
Step 1. Select Metal in column B
Step 2: Select "Smelter Not Listed" in the Smelter Look-up drop down and complete columns D & E
Step 3. Enter all available smelter information in columns H through Q

Revision 6.4
April 26, 2024

© 2024 Responsible Minerals Initiative. All rights reserved.

(*) Mandatory fields are noted with an asterisk.
(1) Entry required when Smelter Look-up = "Smelter not listed"
NOTE: A combination of Options A, B and C may be used to complete the Smelter List. Do not alter autopopulated cells. All errors in the Smelter Look-up should be reported
to RMI by contacting RMI@responsiblebusiness.org.

Smelter
Identification
Number Input
ColumnMetal (*)

Smelter Look-up (*)

Smelter Name (1)Smelter Country (*)

Smelter
Identification

Source ofSmelter
Identification
NumberSmelter Street

Smelter City

Smelter Facility
Location: State /Province

Tungsten

China Molybdenum Tungsten Co., Ltd.

CHINA

CID002641

RMI

Luoyang

Henan Sheng

TungstenChongyi Zhangyuan Tungsten Co., Ltd.

CHINA

CID000258

RMI

Ganzhou

Jiangxi Sheng

Tungsten

Fujian Xinlu Tungsten Co., Ltd.

CHINA

CID003609

RMI

LongyanFujian Sheng

TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.

CHINA

CID002315

RMI

Ganzhou

Jiangxi Sheng

TungstenGanzhou Seadragon W & Mo Co., Ltd.

CID002494

RMI

Ganzhou

Jiangxi Sheng

Tungsten

Global Tungsten & Powders Corp.

CID000568

RMI

TowandaTungsten

Guangdong Xianglu Tungsten Co., Ltd.

CHINAUNITED STATES OF
AMERICA
CHINA

CID000218

RMI

Chaozhou

Guangdong Sheng

Tungsten

H.C. Starck Tungsten GmbHGERMANY

CID002541

RMI

GoslarNiedersachsen

Tungsten

Hunan Chenzhou Mining Co., Ltd.
Hunan Shizhuyuan Nonferrous Metals Co., Ltd.
Chenzhou Tungsten Products Branch

CHINA

CID000766

RMI

Yuanling

Hunan Sheng

CHINA

CID002513

RMI

Chenzhou

Hunan Sheng

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CHINA

CID002551

RMI

Ganzhou

Jiangxi Sheng

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CHINA

CID002321

RMI

Xiushui

Jiangxi Sheng

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical &Chemical Co., Ltd.

CHINA

CID002318

RMI

TongguJiangxi Sheng

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CHINA

CID002317

RMI

Ganzhou

Jiangxi Sheng

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CHINA

CID002316

RMI

Ganzhou

Jiangxi Sheng

Tungsten

Lianyou Metals Co., Ltd.

TAIWAN, PROVINCE OF
CHINA

CID003407

RMI

Fangliao

Pingtung

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CHINA

CID002319

RMI

Nanfeng Xiaozhai

Yunnan Sheng

Tungsten

Masan High-Tech Materials

VIET NAM

CID002543

RMI

Dai TuThái Nguyên

TungstenTANIOBIS Smelting GmbH & Co. KG

GERMANY

CID002542

RMI

Laufenburg

Baden-Württemberg

Tungsten

Wolfram Bergbau und Hutten AG

AUSTRIA

CID002044

RMI

St. Martin i-S

Steiermark

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CHINA

CID002320

RMI

XiamenFujian Sheng

Tungsten

Xiamen Tungsten Co., Ltd.

CHINA

CID002082

RMI

XiamenFujian Sheng

Tungsten

Pennsylvania

Smelter Contact Name

Smelter Contact Email

Proposed next steps

Name of Mine(s) or if recycled or scrap
sourced, enter "recycled" or "scrap"

Location (Country) of Mine(s) or if
recycled or scrap sourced, enter"recycled" or "scrap"

Does 100% of thesmelter’s feedstock
originate from recycled
or scrap sources?

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Manufacturer’s Product Number (*)

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Manufacturer’s Product Name

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Manufacturer’s Product Number (*)

Manufacturer’s Product Name

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Manufacturer’s Product Number (*)

Manufacturer’s Product Name

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