29.5.2007

Official Journal of the European UnionENL 136/111

ANNEX IXSTANDARD INFORMATION REQUIREMENTS FOR SUBSTANCES MANUFACTURED OR IMPORTED IN
QUANTITIES OF 100 TONNES OR MORE (1)At the level of this Annex, the registrant must submit a proposal and a time schedule for fulfilling the information
requirements of this Annex in accordance with Article 12(1)(d).

Column 1 of this Annex establishes the standard information required for all substances manufactured or imported inquantities of 100 tonnes or more in accordance with Article 12(1)(d). Accordingly, the information required in column 1of this Annex is additional to that required in column 1 of Annexes VII and VIII. Any other relevant physicochemical,toxicological and ecotoxicological information that is available shall be provided. Column 2 of this Annex lists specificrules according to which the registrant may propose to omit the required standard information, replace it by other information, provide it at a later stage or adapt it in another way. If the conditions are met under which column 2 of thisAnnex allows an adaptation to be proposed, the registrant shall clearly state this fact and the reasons for proposing eachadaptation under the appropriate headings in the registration dossier.

In addition to these specific rules, a registrant may propose to adapt the required standard information set out incolumn 1 of this Annex according to the general rules contained in Annex XI. In this case as well, he shall clearly state
the reasons for any decision to propose adaptations to the standard information under the appropriate headings in theregistration dossier referring to the appropriate specific rule(s) in column 2 or in Annex XI ( 2).

Before new tests are carried out to determine the properties listed in this Annex, all available in vitro data, in vivo data,
historical human data, data from valid (Q)SARs and data from structurally related substances (read-across approach) shallbe assessed first. In vivo testing with corrosive substances at concentration/dose levels causing corrosivity shall be avoided.
Prior to testing, further guidance on testing strategies should be consulted in addition to this Annex.

When, for certain endpoints, it is proposed not to provide information for other reasons than those mentioned incolumn 2 of this Annex or in Annex XI, this fact and the reasons shall also be clearly stated.

7. INFORMATION ON THE PHYSICOCHEMICAL PROPERTIES OF THE SUBSTANCECOLUMN 1
STANDARD INFORMATIONREQUIREDCOLUMN 2
SPECIFIC RULES FOR ADAPTATION FROM COLUMN 1

7.15.

Stability in organic solventsand identity of relevant
degradation products
Only required if stability ofthe substance is considered
to be critical.

7.15.

The study does not need to be conducted if the substance is inorganic.

7.16.

Dissociation constant

7.16.

The study does not need to be conducted if:— the substance is hydrolytically unstable (half-life less than 12 hours) or is readily oxidisable in water,or— it is scientifically not possible to perform the test for instance if the analytical method is not sensitive enough.

7.17.

Viscosity(1) This Annex shall apply to producers of articles that are required to register in accordance with Article 7 and to other downstream users thatare required to carry out tests under this Regulation adapted as necessary.
(2) Note: conditions for not requiring a specific test that are set out in the appropriate test methods in the Commission Regulation on test
methods as specified in Article 13(3) that are not repeated in column 2, also apply.

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8. TOXICOLOGICAL INFORMATIONCOLUMN 1
STANDARD INFORMATIONREQUIRED

8.6.

Repeated dose toxicity

8.6.1.

Short-term repeated dosetoxicity study (28 days),
one species, male andfemale, most appropriate
route of administration,
having regard to the likely
route of human exposure,unless already provided aspart of Annex VIII requirements or if tests according
to Section 8.6.2 of thisAnnex is proposed. In thiscase, Section 3 of Annex XI
shall not apply.

8.6.2.

Sub-chronic toxicity study(90-day),one
species,rodent, male and female,most appropriate route ofadministration,
havingregard to the likely route ofhuman exposure.

COLUMN 2
SPECIFIC RULES FOR ADAPTATION FROM COLUMN 1

8.4.

If there is a positive result in any of the in vitro genotoxicity studies in Annex VII or VIII and there are
no results available from an in vivo study already, an appropriate in vivo somatic cell genotoxicity study
shall be proposed by the registrant.
If there is a positive result from an in vivo somatic cell study available, the potential for germ cell mutagenicity should be considered on the basis of all available data, including toxicokinetic evidence. If noclear conclusions about germ cell mutagenicity can be made, additional investigations shall be considered.

8.6.2.

The sub-chronic toxicity study (90 days) does not need to be conducted if:— a reliable short-term toxicity study (28 days) is available showing severe toxicity effects according to
the criteria for classifying the substance as R48, for which the observed NOAEL-28 days, with theapplication of an appropriate uncertainty factor, allows the extrapolation towards the NOAEL90 days for the same route of exposure, or— a reliable chronic toxicity study is available, provided that an appropriate species and route of administration were used, or— a substance undergoes immediate disintegration and there are sufficient data on the cleavage
products (both for systemic effects and effects at the site of uptake), or— the substance is unreactive, insoluble and not inhalable and there is no evidence of absorption andno evidence of toxicity in a 28-day ‘limit test’, particularly if such a pattern is coupled with limited
human exposure.
The appropriate route shall be chosen on the following basis:
Testing by the dermal route is appropriate if:(1) skin contact in production and/or use is likely; and(2) the physicochemical properties suggest a significant rate of absorption through the skin; and(3) one of the following conditions is met:
— toxicity is observed in the acute dermal toxicity test at lower doses than in the oral toxicity test,or— systemic effects or other evidence of absorption is observed in skin and/or eye irritation studies,or— in vitro tests indicate significant dermal absorption, or— significant dermal toxicity or dermal penetration is recognised for structurally-related substances.

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Official Journal of the European Union

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STANDARD INFORMATIONREQUIREDL 136/113

COLUMN 2
SPECIFIC RULES FOR ADAPTATION FROM COLUMN 1

Testing by the inhalation route is appropriate if:— exposure of humans via inhalation is likely taking into account the vapour pressure of the substance
and/or the possibility of exposure to aerosols, particles or droplets of an inhalable size.

Further studies shall be proposed by the registrant or may be required by the Agency in accordancewith Articles 40 or 41 in case of:— failure to identify a NOAEL in the 90 days study unless the reason for the failure to identify aNOAEL is absence of adverse toxic effects, or— toxicity of particular concern (e.g. serious/severe effects), or— indications of an effect for which the available evidence is inadequate for toxicological and/or risk
characterisation. In such cases it may also be more appropriate to perform specific toxicologicalstudies that are designed to investigate these effects (e.g. immunotoxicity, neurotoxicity), or— particular concern regarding exposure (e.g. use in consumer products leading to exposure levels
which are close to the dose levels at which toxicity to humans may be expected).

8.7.

Reproductive toxicity

8.7.

The studies do not need to be conducted if:— the substance is known to be a genotoxic carcinogen and appropriate risk management measures
are implemented, or— the substance is known to be a germ cell mutagen and appropriate risk management measures are
implemented, or— the substance is of low toxicological activity (no evidence of toxicity seen in any of the tests available), it can be proven from toxicokinetic data that no systemic absorption occurs via relevantroutes of exposure (e.g. plasma/blood concentrations below detection limit using a sensitive method
and absence of the substance and of metabolites of the substance in urine, bile or exhaled air) andthere is no or no significant human exposure.
If a substance is known to have an adverse effect on fertility, meeting the criteria for classification as
Repr Cat 1 or 2: R60, and the available data are adequate to support a robust risk assessment, then no
further testing for fertility will be necessary. However, testing for development toxicity must be considered.
If a substance is known to cause developmental toxicity, meeting the criteria for classification as Repr
Cat 1 or 2: R61, and the available data are adequate to support a robust risk assessment, then no
further testing for developmental toxicity will be necessary. However, testing for effects on fertility must
be considered.

8.7.2.

Pre-nataldevelopmental
toxicity study, one species,
most appropriate route ofadministration,
havingregard to the likely route ofhuman exposure (B.31 of
the Commission Regulationon test methods as specified in Article 13(3) orOECD 414).

8.7.2.

The study shall be initially performed on one species. A decision on the need to perform a study at thistonnage level or the next on a second species should be based on the outcome of the first test and allother relevant available data.

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STANDARD INFORMATIONREQUIRED

8.7.3.

Two-generation reproductive
toxicity
study,
one species, male andfemale, most appropriate
route of administration,
having regard to the likely
route of human exposure, if
the 28-day or 90-day study
indicates adverse effects on
reproductive organs ortissues.

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COLUMN 2
SPECIFIC RULES FOR ADAPTATION FROM COLUMN 1

8.7.3.

The study shall be initially performed on one species. A decision on the need to perform a study at thistonnage level or the next on a second species should be based on the outcome of the first test and allother relevant available date.

9. ECOTOXICOLOGICAL INFORMATIONCOLUMN 1
STANDARD INFORMATIONREQUIRED

9.1.

Aquatic toxicity

9.1.5.

Long-term toxicity testing
on invertebrates (preferredspecies Daphnia), (unlessalready provided as part ofAnnex VII requirements)

9.1.6.

Long-term toxicity testing
on fish, (unless alreadyprovided as part ofAnnex VIII requirements)
The information shall be
provided for one of theSections 9.1.6.1, 9.1.6.2 or
9.1.6.3.

COLUMN 2
SPECIFIC RULES FOR ADAPTATION FROM COLUMN 1

9.1.

Long-term toxicity testing shall be proposed by the registrant if the chemical safety assessment according
to Annex I indicates the need to investigate further the effects on aquatic organisms. The choice of theappropriate test(s) depends on the results of the chemical safety assessment.

9.2.

Further biotic degradation testing shall be proposed by the registrant if the chemical safety assessment
according to Annex I indicates the need to investigate further the degradation of the substance and its
degradation products. The choice of the appropriate test(s) depends on the results of the chemical safetyassessment and may include simulation testing in appropriate media (e.g. water, sediment or soil).

9.1.6.2. Fish early-life stage (FELS)
toxicity test
9.1.6.2. Fish short-term toxicity teston embryo and sac-frystages
9.1.6.3. Fish, juvenile growth test

9.2.

Degradation

9.2.1.

Biotic9.2.1.2. Simulation testing on ultimate degradation in surfacewater

9.2.1.2. The study need not be conducted if:— the substances is highly insoluble in water, or— the substance is readily biodegradable.

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STANDARD INFORMATIONREQUIREDL 136/115

COLUMN 2
SPECIFIC RULES FOR ADAPTATION FROM COLUMN 1

9.2.1.3. Soil simulation testing (forsubstances with a highpotential for adsorption tosoil)

9.2.1.3. The study need not be conducted:— if the substance is readily biodegradable, or— if direct and indirect exposure of soil is unlikely.

9.2.1.4. Sediment simulation testing(for substances with a highpotential for adsorption tosediment)

9.2.1.4. The study need not be conducted:— if the substance is readily biodegradable, or— if direct and indirect exposure of sediment is unlikely.

9.2.3.

Identification of degradation products

9.2.3.

Unless the substance is readily biodegradable

9.3.

Fate and behaviour in theenvironment

9.3.2.

Bioaccumulation in aquaticspecies, preferably fish

9.3.2.

The study need not be conducted if:— the substance has a low potential for bioaccumulation (for instance a log Kow ≤ 3) and/or a low
potential to cross biological membranes, or— direct and indirect exposure of the aquatic compartment is unlikely.

9.3.3.

Further information on
adsorption/desorption
depending on the results ofthe study required in
Annex VIII

9.3.3.

The study need not be conducted if:— based on the physicochemical properties the substance can be expected to have a low potential for
adsorption (e.g. the substance has a low octanol water partition coefficient), or— the substance and its degradation products decompose rapidly.

9.4.

Effects on terrestrial organisms

9.4.

These studies do not need to be conducted if direct and indirect exposure of the soil compartment isunlikely.
In the absence of toxicity data for soil organisms, the equilibrium partitioning method may be applied
to assess the hazard to soil organisms. The choice of the appropriate tests depends on the outcome of
the chemical safety assessment.
In particular for substances that have a high potential to adsorb to soil or that are very persistent, theregistrant shall consider long-term toxicity testing instead of short-term.

9.4.1.

Short-term
toxicity
invertebrates

9.4.2.

Effects on soil micro-organisms

9.4.3.

Short-term
plantstoxicity

toto10. METHODS OF DETECTION AND ANALYSIS
Description of the analytical methods shall be provided on request, for the relevant compartments for which studies wereperformed using the analytical method concerned. If the analytical methods are not available this shall be justified.