Form 20-2 (Article 238-4, 238-5)(Letter)

Public Inspection Regarding Specially Permitted Businesses for Qualified Institutional Investors, etc.

Date: 11/4/2016

Applicant: Address:(U.S. Office)
950 Tower Lane, Suite 1100
Foster City, CA 94404(Registered Office)
CAMPBELLS CORPORATESERVICES LIMITED,P. O. Box 268, Floor 4 Willow
House, Cricket Square,
Grand Cayman KY1 – 1104,
Cayman Islands
Phone:

1-650-781-0400

Name ofBusiness:

Geodesic Capital GP, Ltd.

Name of
Applicant*:

John V. Roos
Director*Name and Title of Representative in the case thatapplicant legal status is corporation, etc. (including
partnership, trust, or other organization)(Note)
1. If an organization other than a corporation operates a Specially Permitted Business for
Qualified Institutional Investors, etc. (SPBQII), the name of the representative or theadministrator (limited to a corporation or individual; names of all if more than one individual
serves in these roles) must be entered as the notifier along with the name of the relevantgroup and its applicable statutory provisions.
2. A person who has changed his/her surname due to marriage can enter his/her surname
before marriage next to the current full name in parentheses in the "Name" section.

1. Status of the person who has submitted an application regarding Specially Permitted
Businesses for Qualified Institutional Investors, etc. (SPBQII)(As of 9/7/2023)
Representative

Name of
Applicant

Title

John V. Roos Director

Business category
InvestPrivate
mentplacemanagement
ment

○

○

Principal business office

Name

U.S. Office

AddressPhone

950 Tower Lane,
Suite 1100
1-650-781Foster City, CA 0400
94404

URL ofwebsiteType of otherbusiness to be
conducted byperson to notify

Amount of capitalor toralcontribution

https://geodesiccap.com/c
ontact/None

US$25,252.54(Note)
1. In the "Business category" section: If the person to notify conducts a business related to acts specified in FIEA Article 63(1)(i) , put a circle ("○")
in the "Private placement" column; if the person to notify conducts a business related to acts specified in (ii) of the same Act paragraph, put acircle ("○") in the "Investment management" column.
2. The "Representative" and "Amount of capital or total contribution" columns must be entered if the applicant is a juridical person.
3. A person who has changed his/her surname due to marriage can enter his/her surname before marriage next to the current full name inparentheses.

2. Status of the rights specified in Article 2(2)(v) or (vi) of the FIEA related to SPBQII(As of 4/1/2021)
Details of the Invested
Business
Name of theInvested
Business
EquityType of theInvested
Business
Equity(Type ofinstrument)(Contents)

Type of businessPrivateplacement
Type ofand/ornotification
investment
management

Type of the QII

Existenceof
Existence
persons
Numberofspecifiedof the investors
under theQII
other thanitems of
QII
Article233-3

Name or nameof business ofthe certified
publicaccountant orauditing firm

CaymanRights based
Islands Fund Private
Geodesicon laws andinvestingin placement
Capital Fund regulations Venture fund growth capital, andArticle 63
I, L.P.
of a foreign
pre-IPOand investment
state
venture capital managementcompanies

Financial
institutions, etc. (5),Business
Corporations, etc.
(1), Foreign
corporations or
foreigners, etc. (2)

8

Yes

None

_

CaymanRights based
Islands Fund Private
Geodesicon laws andinvestingin placement
Capital Fund regulations Venture fund growth capital, andArticle 63
I-S, L.P.
of a foreign
pre-IPOand investment
state
venture capital managementcompanies

Financial
institutions, etc. (3),Business
Corporations,etc.(1)

4

Yes

None

_

(Note)
1. Enter answers that you expect to be true if they have not yet been decided.
2. Select and enter, in the "Type of the Invested Business Equity" column, from "Partnership contract under the Civil Code," "Silent partnershipcontract," "Investment Limited Partnership contract," "Limited Liability Partnership contract," "Membership rights of an incorporated association,""Rights based on laws and regulations of a foreign state" and "Other rights."
3. In the "Details of the Invested Business Equity" column, enter the specific details of the business that will manage the money and other assets
being invested or contributed.
4. In the "Private placement and/or investment management" section: (a)If you operate a business related to acts specified in FIEA Article 63(1)(i),
specify "Private placement"; (b)if you operate a business related to acts specified in Item (ii) of the same paragraph of the Act, enter "Investment
management"; (c)if you operate both, enter "Private placement and investment management.".
5. In the "Type of notification" column: Enter (a)"Supplementary Provisions Article 48" if the business operating regarding the stated Invested
Business Equity is Specially Permitted Investment Management Business (SPIMB) specified under Article 48(1) of the Supplementary
Provisions of the Act to Partially Amend the Securities and Exchange Act (Act No. 65 of 2006); (b)"Old Article 63" if the business operating isSpecially Permitted Businesses for Qualified Institutional Investors (SPBQII) under item (ii) of old Act specified under Article 2(1) of the
Supplementary Provisions of the Act for Partial Revision of the Financial Instruments and Exchange Act (Act No. 32 of 2015); or (c)"Article 63"
if the business to be operated is related to acts specified under Article 63(1)(i) or (ii) of the FIEA revised by the foregoing Act.
6. In the "Type of the Qualified Institutional Investor (QII)" column: Select and enter from among "Financial Instruments Business Operators, etc.""Financial institutions, etc." "Investment Limited Partnership" "Business corporation, etc." "Individual," "Foreign corporations or foreigners, etc."
and "Other" that accurately describe (a)"the Qualified Institutional Investors to become counterparties to the private placement of the said
Invested Business Equity," or (b)"the Qualified Institutional Investors to invest or contribute their money or other assets."
The definition of Qualified Institutional Investors is as follows:(1)"Financial instruments business operators, etc."
Persons specified under Article 10(1)(i) or (ii) of the Cabinet Office Ordinance Regarding the Definitions Specified under Article 2 of the FIEA
(Finance Ministry Ordinance No. 14 in 1993) (hereinafter "Cabinet Office Ordinance Regarding Definitions" in 6).
(2)"Financial institutions, etc."
Persons specified under Items (iv), (v), (vii)-(xvii), Item (xix) or Item (xxi) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions; andSpecified Succeeding Company of Article 10(1) of Cabinet Office Ordinance Regarding Definitions as applied pursuant to provisions of Article
36 of the Supplementary Provisions of the Ordinance for Enforcement of the Act on Enhancement and Restructuring of Credit BusinessConducted by The Norinchukin Bank and Specified Agricultural and Fishery Cooperatives, etc. (Ordinance of the Ministry of Finance andMinistry of Agriculture, Forestry and Fisheries No. 1 of 1997)(3)"Investment Limited Partnership"
Persons specified under Items (xviii) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions(4)"Business corporations, etc."
Persons specified under Item (xx), Item (xxiii)(a) or Item (xxiii-2) of the same paragraph (the persons set forth in Item (xxiii)(a) are limited toresidents (residents specified under the first sentence of Article 6(1)(v) of the Foreign Exchange and Foreign Trade Act (Act 228 of 1949); same applies hereafter in 6))(5)"Individuals"
Persons specified under Article 10(1)(xxiv) of Cabinet Office Ordinance Regarding Definitions (limited to residents)(6)"Foreign corporations or foreigners, etc."
Persons specified in Items (iii), (vi), (xxii), (xxiii)(a), (xxiii)(b), (xxvi)(a), (xxiv)(b) or Items (xxv)-(xxvii). Provided that (a)person specified in
Items (xxiii)(a) and (xxvi)(a) are limited to non-residents (non-residents specified in Article 6(1)(vi) of the Foreign Exchange and Foreign TradeAct) and (b) person specified in Items (xxiii)(b) and (xxvi)(b) are limited to persons who are operating partners, etc., related to contracts basedon foreign laws.
(7)"Other"
Persons who are specified under Cabinet Office Ordinance Regarding Definitions Article 10(1)(xxiii)(b) or (xxiv)(b) (excluding persons who areoperating partners related to contractors based on foreign laws)
7. In the "Existence of investors other than Qualified Institutional Investors (QII)" column: Specify "Yes" in the case of (a) private placement of thesaid Invested Business Equity with persons other than Qualified Institutional Investors, or (b) management of money and other assets invested
or contributed by persons other than Qualified Institutional Investors; otherwise enter "None."
8. In the "Existence of persons specified under the items of Article 233-3" column: Specify "Yes" in the case of (a) private placement of the said
Invested Business Equity with persons specified under the Paragraphs of Article 233-3, or (b) management of money and other assets invested
or contributed by persons specified under the Paragraphs of Article 233-3; otherwise enter "None."
9. In the "Name or name of business of the certified public accountant or auditing firm" column: If you entered "Yes" under the "Existence of
persons specified under the items of Article 233-3" column, specify the name or name of business of the certified public accountants or auditing
firms who will audit profit and loss statements and balance sheets or documents substituting these of the Invested Business related to the statedbusinesses.

3. Officers and employees specified under a Cabinet Order(As of 4/12/2022)
Personal or company name:

Organizational position

John V. Roos

Director

Jon Rezneck

Director

Matthew Fuller

Director

Type of the employee specified
by a Cabinet Order(Note)
1. In the case of a foreign corporation, it is not necessary to enter the name of the representativein Japan (i.e., the person specified under FIEA Article 63(7)(i)(d)).
2. In the "Type of the employee specified by a Cabinet Order" column: If the person is an"employee who oversees operations regarding provision of guidance to have employees
comply with laws, etc., or other individuals with similar responsibility" or an "employee whooversees the division that performs investment management or other individuals with similar
responsibility," enter the type in this column.
3. A person who has changed his/her surname due to marriage can enter his/her surname before
marriage next to the current full name in parentheses in the "Personal or company name"section.

4. Status of the sales branch or business office where SPBQII is operated(As of 11/04/2016)
Name

Location

Phone

U.S. Office

950 Tower Lane, Suite 1100
Foster City, CA 94404

1-650-781-0400

Registered Office

CAMPBELLS CORPORATE SERVICES
LIMITED,
P. O. Box 268, Floor 4 Willow House, Cricket
Square,Grand Cayman KY1 – 1104, Cayman Islands

None(Note)
Please enter the details of this section by the individual business offices that perform
SPBQII.

Form 20-2 (Article 238-4, 238-5)(Letter)

Public Inspection Regarding Specially Permitted Businesses for Qualified Institutional Investors, etc.

Date: 1/20/2020

Applicant: Address:(Principal Business Office)
950 Tower Lane, Suite 1100
Foster City, California 94404 UnitedStates of America(Registered Office)Campbells Corporate
Services Limited, Floor 4, Willow
House, Cricket Square, Grand
Cayman KY1-9010, Cayman
Islands

Phone:Name ofBusiness:
Name of
Applicant*:

1-650-781-0400
Geodesic Capital GP II, Ltd.
John V. Roos
Director*Name and Title of Representative in the case thatapplicant legal status is corporation, etc. (including
partnership, trust, or other organization)(Note)
1. If an organization other than a corporation operates a Specially Permitted Business for
Qualified Institutional Investors, etc. (SPBQII), the name of the representative or theadministrator (limited to a corporation or individual; names of all if more than one individual
serves in these roles) must be entered as the notifier along with the name of the relevantgroup and its applicable statutory provisions.
2. A person who has changed his/her surname due to marriage can enter his/her surname
before marriage next to the current full name in parentheses in the "Name" section.

1. Status of the person who has submitted an application regarding Specially Permitted
Businesses for Qualified Institutional Investors, etc. (SPBQII)(As of 9/22/2023)
Representative
Name of
Applicant

Title

John V. Roos Director

Business category
InvestPrivate
mentplacemanagement
ment

○

○

Principal business officeName

Principal
Business
OfficeAddressPhone

950 Tower Lane,
Suite 1100 Foster
1-650-781City, California
0400
94404 UnitedStates of America

URL ofwebsiteType of otherbusiness to be
conducted byperson to notify

Amount of capitalor toralcontribution

https://geodesiccap.com/co
ntact/-

US$22,525.25(Note)
1. In the "Business category" section: If the person to notify conducts a business related to acts specified in FIEA Article 63(1)(i) , put a circle ("○")
in the "Private placement" column; if the person to notify conducts a business related to acts specified in (ii) of the same Act paragraph, put acircle ("○") in the "Investment management" column.
2. The "Representative" and "Amount of capital or total contribution" columns must be entered if the applicant is a juridical person.
3. A person who has changed his/her surname due to marriage can enter his/her surname before marriage next to the current full name inparentheses.

2. Status of the rights specified in Article 2(2)(v) or (vi) of the FIEA related to SPBQII(As of 9/7/2023)
Details of the Invested
Business
Name of theInvested
Business
EquityType of theInvested
Business
Equity(Type ofinstrument)

Rights based
Geodesicon laws andCapital Fund regulations of Venture fund
II, L.P.
a foreignstate(Contents)

CaymanIslands Fundinvesting in
growth capital,
pre-IPO andventure capitalcompanies

Type of businessPrivateplacement
Type ofand/ornotification
investment
management

Privateplacement
andArticle 63
investment
management

Type of the QII

Financial
institutions, etc. (5)Investment Limited
Partnership (1)Business
Corporations, etc.
(5)Foreigncorporations or
foreigners, etc. (1)Existence
Existence of persons Name or name of
specified business of the
Numberofof the investors under the certified public
QII
other than items ofaccountant or
QII
Articleauditing firm
233-3

12

Yes

None

_

(Note)1. Enter answers that you expect to be true if they have not yet been decided.
2. Select and enter, in the "Type of the Invested Business Equity" column, from "Partnership contract under the Civil Code," "Silent partnershipcontract," "Investment Limited Partnership contract," "Limited Liability Partnership contract," "Membership rights of an incorporated association,""Rights based on laws and regulations of a foreign state" and "Other rights."
3. In the "Details of the Invested Business Equity" column, enter the specific details of the business that will manage the money and other assets
being invested or contributed.
4. In the "Private placement and/or investment management" section: (a)If you operate a business related to acts specified in FIEA Article 63(1)(i),
specify "Private placement"; (b)if you operate a business related to acts specified in Item (ii) of the same paragraph of the Act, enter "Investment
management"; (c)if you operate both, enter "Private placement and investment management.".
5. In the "Type of notification" column: Enter (a)"Supplementary Provisions Article 48" if the business operating regarding the stated Invested
Business Equity is Specially Permitted Investment Management Business (SPIMB) specified under Article 48(1) of the Supplementary
Provisions of the Act to Partially Amend the Securities and Exchange Act (Act No. 65 of 2006); (b)"Old Article 63" if the business operating isSpecially Permitted Businesses for Qualified Institutional Investors (SPBQII) under item (ii) of old Act specified under Article 2(1) of the
Supplementary Provisions of the Act for Partial Revision of the Financial Instruments and Exchange Act (Act No. 32 of 2015); or (c)"Article 63"
if the business to be operated is related to acts specified under Article 63(1)(i) or (ii) of the FIEA revised by the foregoing Act.
6. In the "Type of the Qualified Institutional Investor (QII)" column: Select and enter from among "Financial Instruments Business Operators, etc.""Financial institutions, etc." "Investment Limited Partnership" "Business corporation, etc." "Individual," "Foreign corporations or foreigners, etc."
and "Other" that accurately describe (a)"the Qualified Institutional Investors to become counterparties to the private placement of the said
Invested Business Equity," or (b)"the Qualified Institutional Investors to invest or contribute their money or other assets."
The definition of Qualified Institutional Investors is as follows:(1)"Financial instruments business operators, etc."
Persons specified under Article 10(1)(i) or (ii) of the Cabinet Office Ordinance Regarding the Definitions Specified under Article 2 of the FIEA
(Finance Ministry Ordinance No. 14 in 1993) (hereinafter "Cabinet Office Ordinance Regarding Definitions" in 6).
(2)"Financial institutions, etc."
Persons specified under Items (iv), (v), (vii)-(xvii), Item (xix) or Item (xxi) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions; andSpecified Succeeding Company of Article 10(1) of Cabinet Office Ordinance Regarding Definitions as applied pursuant to provisions of Article
36 of the Supplementary Provisions of the Ordinance for Enforcement of the Act on Enhancement and Restructuring of Credit BusinessConducted by The Norinchukin Bank and Specified Agricultural and Fishery Cooperatives, etc. (Ordinance of the Ministry of Finance andMinistry of Agriculture, Forestry and Fisheries No. 1 of 1997)

(3)"Investment Limited Partnership"
Persons specified under Items (xviii) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions(4)"Business corporations, etc."
Persons specified under Item (xx), Item (xxiii)(a) or Item (xxiii-2) of the same paragraph (the persons set forth in Item (xxiii)(a) are limited toresidents (residents specified under the first sentence of Article 6(1)(v) of the Foreign Exchange and Foreign Trade Act (Act 228 of 1949); same applies hereafter in 6))(5)"Individuals"
Persons specified under Article 10(1)(xxiv) of Cabinet Office Ordinance Regarding Definitions (limited to residents)(6)"Foreign corporations or foreigners, etc."
Persons specified in Items (iii), (vi), (xxii), (xxiii)(a), (xxiii)(b), (xxvi)(a), (xxiv)(b) or Items (xxv)-(xxvii). Provided that (a)person specified in
Items (xxiii)(a) and (xxvi)(a) are limited to non-residents (non-residents specified in Article 6(1)(vi) of the Foreign Exchange and Foreign TradeAct) and (b) person specified in Items (xxiii)(b) and (xxvi)(b) are limited to persons who are operating partners, etc., related to contracts basedon foreign laws.
(7)"Other"
Persons who are specified under Cabinet Office Ordinance Regarding Definitions Article 10(1)(xxiii)(b) or (xxiv)(b) (excluding persons who areoperating partners related to contractors based on foreign laws)
7. In the "Existence of investors other than Qualified Institutional Investors (QII)" column: Specify "Yes" in the case of (a) private placement of thesaid Invested Business Equity with persons other than Qualified Institutional Investors, or (b) management of money and other assets invested
or contributed by persons other than Qualified Institutional Investors; otherwise enter "None."
8. In the "Existence of persons specified under the items of Article 233-3" column: Specify "Yes" in the case of (a) private placement of the said
Invested Business Equity with persons specified under the Paragraphs of Article 233-3, or (b) management of money and other assets invested
or contributed by persons specified under the Paragraphs of Article 233-3; otherwise enter "None."
9. In the "Name or name of business of the certified public accountant or auditing firm" column: If you entered "Yes" under the "Existence of
persons specified under the items of Article 233-3" column, specify the name or name of business of the certified public accountants or auditing
firms who will audit profit and loss statements and balance sheets or documents substituting these of the Invested Business related to the statedbusinesses.

3. Officers and employees specified under a Cabinet Order(As of 4/12/2022)
Personal or company name:

Organizational position

John V. Roos

Director

Jon Rezneck

Director

Matthew Fuller

Director

Type of the employee specified
by a Cabinet Order(Note)
1. In the case of a foreign corporation, it is not necessary to enter the name of the representativein Japan (i.e., the person specified under FIEA Article 63(7)(i)(d)).
2. In the "Type of the employee specified by a Cabinet Order" column: If the person is an"employee who oversees operations regarding provision of guidance to have employees
comply with laws, etc., or other individuals with similar responsibility" or an "employee whooversees the division that performs investment management or other individuals with similar
responsibility," enter the type in this column.
3. A person who has changed his/her surname due to marriage can enter his/her surname before
marriage next to the current full name in parentheses in the "Personal or company name"section.

4. Status of the sales branch or business office where SPBQII is operated(As of 1/20/2020)
Name

Location

Principal Business
Office950 Tower Lane, Suite 1100 Foster City,
California 94404 United States of America
Campbells Corporate
Services Limited, Floor 4, Willow House,
Cricket Square, Grand Cayman KY1-9010,
CaymanIslands

Registered OfficePhone1-650-781-0400-(Note)
Please enter the details of this section by the individual business offices that perform
SPBQII.

Form 20-2 (Article 238-4, 238-5)(Letter)

Public Inspection Regarding Specially Permitted Businesses for Qualified Institutional Investors, etc.

Date: 2/10/2024

Applicant: Address:(Principal Business Office)
950 Tower Lane, Suite 1100
Foster City, California 94404, theUnited States of America(Registered Office)c/o Campbells Corporate
Services Limited, Floor 4, Willow
House, Cricket Square, Grand
Cayman KY1-9010, Cayman
Islands

Phone:Name ofBusiness:

Name of
Applicant*:

1-650-781-0400
Geodesic Alliance Capital GP,
Ltd.
John V. Roos
Director*Name and Title of Representative in the case thatapplicant legal status is corporation, etc. (including
partnership, trust, or other organization)(Note)
1. If an organization other than a corporation operates a Specially Permitted Business for
Qualified Institutional Investors, etc. (SPBQII), the name of the representative or theadministrator (limited to a corporation or individual; names of all if more than one individual
serves in these roles) must be entered as the notifier along with the name of the relevantgroup and its applicable statutory provisions.
2. A person who has changed his/her surname may quote his/her former name next to thecurrent full name in parentheses in the "Name" section.

1. Status of the person who has submitted an application regarding Specially Permitted
Businesses for Qualified Institutional Investors, etc. (SPBQII)(As of 2/10/2024)
Representative

Name of
ApplicantJohn V. Roos

Title

Director

Business category
InvestPrivate
mentplacemanagement
ment

○

○

Principal business officeName

Principal
Business
OfficeAddressPhone

950 Tower Lane,
Suite 1100 Foster
1-650-781City, California
0400
94404, the UnitedStates of America

URL ofwebsiteType of otherbusiness to be
conducted byperson to notify

Amount of capitalor total
contribution

https://geodesiccap.com/c
ontact/_USD 1.00(Note)
1. In the "Business category" section: If the person to notify conducts a business related to acts specified in FIEA Article 63(1)(i) , put a circle ("○")
in the "Private placement" column; if the person to notify conducts a business related to acts specified in (ii) of the same Act paragraph, put acircle ("○") in the "Investment management" column.
2. The "Representative" and "Amount of capital or total contribution" columns must be entered if the applicant is a juridical person.
3. A person who has changed his/her surname may quote his/her former name next to the current full name in the parentheses in the“Name of Applicant” section.

2. Status of the rights specified in Article 2(2)(v) or (vi) of the FIEA related to SPBQII(As of 2/10/2024)
Details of the Invested BusinessType of business

Name of theInvested
Business
EquityType of theInvested
Business
EquityGeodesic
Alliance
Fund, L.P.

Cayman Islands Fund whichmakes venture capital
investments, principally by
investing in and holding equity
and equity-oriented securities
Rights based
Privateof privately held, early and midon laws andplacement
stage, technology-related
regulations
Venture fundandArticle 63companies, primarily in theof a foreign
investment
space, defense tech, andstatemanagement
security sectors and otherareas. The Fund will invest
globally, with a particular focus
on the United States andJapan.

(Type ofinstrument)(Contents)

Privateplacement
Type ofand/ornotification
investment
management

Type ofthe QII

Financial
institutions, etc. (1)Business
Corporatio
ns, etc. (1)Existence
Existence of persons Name or name of
Numberofspecified business of theof the investors under the certified public
QII
other than items ofaccountant or
QII
Articleauditing firm
233-3

2

Yes

None

(Note)
1. Enter answers that you expect to be true if they have not yet been decided.
2. Select and enter, in the "Type of the Invested Business Equity" column, from "Partnership contract under the Civil Code," "Silent partnershipcontract," "Investment Limited Partnership contract," "Limited Liability Partnership contract," "Membership rights of an incorporated association,""Rights based on laws and regulations of a foreign state" and "Other rights." If the business equity to be invested consists of electronicallyrecorded transferable rights or rights specified under Article 1-12 (ii) of Order for Enforcement of the Financial Instruments and Exchange Act,
also enter either “electronically recorded transferable rights” or “rights specified under Article 1-12 (ii) of Order for
Enforcement of the Financial Instruments and Exchange Act.”
3. In the "Details of the Invested Business Equity" column, enter the specific details of the business that will manage the money and other assets
being invested or contributed.
4. In the "Private placement and/or investment management" section: (a)If you operate a business related to acts specified in FIEA Article 63(1)(i),
specify "Private placement"; (b)if you operate a business related to acts specified in Item (ii) of the same paragraph of the Act, enter "Investment
management"; (c)if you operate both, enter "Private placement and investment management.".
5. In the "Type of notification" column: Enter (a)"Supplementary Provisions Article 48" if the business operating regarding the stated Invested
Business Equity is Specially Permitted Investment Management Business (SPIMB) specified under Article 48(1) of the Supplementary
Provisions of the Act to Partially Amend the Securities and Exchange Act (Act No. 65 of 2006); (b)"Old Article 63" if the business operating isSpecially Permitted Businesses for Qualified Institutional Investors (SPBQII) under item (ii) of old Act specified under Article 2(1) of the
Supplementary Provisions of the Act for Partial Revision of the Financial Instruments and Exchange Act (Act No. 32 of 2015); or (c)"Article 63"
if the business to be operated is related to acts specified under Article 63(1)(i) or (ii) of the FIEA revised by the foregoing Act.
6. In the "Type of the Qualified Institutional Investor (QII)" column: Select and enter from among "Financial Instruments Business Operators, etc.""Financial institutions, etc." "Investment Limited Partnership" "Business corporation, etc." "Individual," "Foreign corporations or foreigners, etc."
and "Other" that accurately describe (a)"the Qualified Institutional Investors to become counterparties to the private placement of the said
Invested Business Equity," or (b)"the Qualified Institutional Investors to invest or contribute their money or other assets."
The definition of Qualified Institutional Investors is as follows:(1)"Financial instruments business operators, etc."
Persons specified under Article 10(1)(i) or (ii) of the Cabinet Office Ordinance Regarding the Definitions Specified under Article 2 of the FIEA
(Finance Ministry Ordinance No. 14 in 1993) (hereinafter "Cabinet Office Ordinance Regarding Definitions" in 6).
(2)"Financial institutions, etc."
Persons specified under Items (iv), (v), (vii)-(xvii), Item (xix) or Item (xxi) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions; andSpecified Succeeding Company of Article 10(1) of Cabinet Office Ordinance Regarding Definitions as applied pursuant to provisions of Article
36 of the Supplementary Provisions of the Ordinance for Enforcement of the Act on Enhancement and Restructuring of Credit BusinessConducted by The Norinchukin Bank and Specified Agricultural and Fishery Cooperatives, etc. (Ordinance of the Ministry of Finance andMinistry of Agriculture, Forestry and Fisheries No. 1 of 1997)(3)"Investment Limited Partnership"
Persons specified under Items (xviii) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions(4)"Business corporations, etc."
Persons specified under Item (xx), Item (xxiii)(a) or Item (xxiii-2) of the same paragraph (the persons set forth in Item (xxiii)(a) are limited toresidents (residents specified under the first sentence of Article 6(1)(v) of the Foreign Exchange and Foreign Trade Act (Act 228 of 1949); same applies hereafter in 6))(5)"Individuals"
Persons specified under Article 10(1)(xxiv) of Cabinet Office Ordinance Regarding Definitions (limited to residents)(6)"Foreign corporations or foreigners, etc."
Persons specified in Items (iii), (vi), (xxii), (xxiii)(a), (xxiii)(b), (xxvi)(a), (xxiv)(b) or Items (xxv)-(xxvii). Provided that (a)person specified in
Items (xxiii)(a) and (xxvi)(a) are limited to non-residents (non-residents specified in Article 6(1)(vi) of the Foreign Exchange and Foreign TradeAct) and (b) person specified in Items (xxiii)(b) and (xxvi)(b) are limited to persons who are operating partners, etc., related to contracts basedon foreign laws.
(7)"Other"
Persons who are specified under Cabinet Office Ordinance Regarding Definitions Article 10(1)(xxiii)(b) or (xxiv)(b) (excluding persons who areoperating partners related to contractors based on foreign laws)
7. In the "Existence of investors other than Qualified Institutional Investors (QII)" column: Specify "Yes" in the case of (a) private placement of thesaid Invested Business Equity with persons other than Qualified Institutional Investors, or (b) management of money and other assets invested
or contributed by persons other than Qualified Institutional Investors; otherwise enter "None."
8. In the "Existence of persons specified under the items of Article 233-3" column: Specify "Yes" in the case of (a) private placement of the said
Invested Business Equity with persons specified under the Paragraphs of Article 233-3, or (b) management of money and other assets invested
or contributed by persons specified under the Paragraphs of Article 233-3; otherwise enter "None."
9. In the "Name or name of business of the certified public accountant or auditing firm" column: If you entered "Yes" under the "Existence of
persons specified under the items of Article 233-3" column, specify the name or name of business of the certified public accountants or auditing
firms who will audit profit and loss statements and balance sheets or documents substituting these of the Invested Business related to the statedbusinesses.

-

3. Officers and employees specified under a Cabinet Order(As of 2/10/2024)
Personal or company name:

Organizational position

Type of the employee specified
by a Cabinet OrderJohn V. Roos

Director-

Jon Rezneck

Director-

Matthew Fuller

Director-(Note)
1. In the case of a foreign corporation, it is not necessary to enter the name of the representativein Japan (i.e., the person specified under FIEA Article 63(7)(i)(d)).
2. In the "Type of the employee specified by a Cabinet Order" column: If the person is an"employee who oversees operations regarding provision of guidance to have employees
comply with laws, etc., or other individuals with similar responsibility" or an "employee whooversees the division that performs investment management or other individuals with similar
responsibility," enter the type in this column.
3. A person who has changed his/her surname may quote his/her former name next to thecurrent full name in parentheses in the "Personal or company name" section.

4. Status of the sales branch or business office where SPBQII is operated(As of 2/10/2024)
Name

Location

Phone

Principal Business
Office950 Tower Lane, Suite 1100 Foster City,
California 94404, the United States of America

1-650-781-0400

Registered Officec/o Campbells Corporate
Services Limited, Floor 4, Willow House,
Cricket Square, Grand Cayman KY1-9010,
CaymanIslands-(Note)
Please enter the details of this section by the individual business offices that perform
SPBQII.

Form 20-2 (Article 238-4, 238-5)(Letter)

Public Inspection Regarding Specially Permitted Businesses for Qualified Institutional Investors, etc.

Date: 2/15/2024

Applicant: Address:(Principal Business Office)
950 Tower Lane, Suite 1100
Foster City, California 94404, theUnited States of America(Registered Office)c/o Campbells Corporate
Services Limited, Floor 4, Willow
House, Cricket Square, Grand
Cayman KY1-9010, Cayman
Islands

Phone:

1-650-781-0400

Name ofBusiness:

Geodesic Focus Capital GP, Ltd.

Name of
Applicant*:

John V. Roos
Director*Name and Title of Representative in the case thatapplicant legal status is corporation, etc. (including
partnership, trust, or other organization)(Note)
1. If an organization other than a corporation operates a Specially Permitted Business for
Qualified Institutional Investors, etc. (SPBQII), the name of the representative or theadministrator (limited to a corporation or individual; names of all if more than one individual
serves in these roles) must be entered as the notifier along with the name of the relevantgroup and its applicable statutory provisions.
2. A person who has changed his/her surname may quote his/her former name next to thecurrent full name in parentheses in the "Name" section.

1. Status of the person who has submitted an application regarding Specially Permitted
Businesses for Qualified Institutional Investors, etc. (SPBQII)(As of 2/15/2024)
Representative

Name of
Applicant

Title

John V. Roos Director

Business category
InvestPrivate
mentplacemanagement
ment

○

○

Principal business officeName

Principal
Business
OfficeAddressPhone

950 Tower Lane,
Suite 1100 Foster
1-650-781City, California
0400
94404, the UnitedStates of America

URL ofwebsiteType of otherbusiness to be
conducted byperson to notify

Amount of capitalor total
contribution

https://geodesiccap.com/co
ntact/_USD 1.00(Note)
1. In the "Business category" section: If the person to notify conducts a business related to acts specified in FIEA Article 63(1)(i) , put a circle (" ○")in the "Private placement" column; if the person to notify conducts a business related to acts specified in (ii) of the same Act paragraph, put acircle ("○") in the "Investment management" column.
2. The "Representative" and "Amount of capital or total contribution" columns must be entered if the applicant is a juridical person.
3. A person who has changed his/her surname may quote his/her former name next to the current full name in the parentheses in the“Name of Applicant” section.

2. Status of the rights specified in Article 2(2)(v) or (vi) of the FIEA related to SPBQII(As of 6/5/2024)
Details of the Invested Business
Name of theInvested
Business
EquityNFocusFund, L.P.

Type of theInvested
Business
EquityRightsbased onlaws andregulationsof a foreign
state(Type ofinstrument)(Contents)

Type of businessPrivateplacement
Type ofand/ornotification
investment
management

Cayman Islands Fund whichmakes venture capital
investments, principally by
investing in and holding equity
and equity-oriented securities
of privately held, early-stage Private
technology-related
placement
Venture fund companies, primarily in theandArticle 63
computer vision, imaging
investment
solutions, precision optics,
management
digital manufacturing sectors
and other areas. The Fund will
invest globally, with aparticular focus on the UnitedStates.

Type ofthe QIIBusiness
Corporatio
ns, etc.
(1)

Existenceof
Existence
persons
Numberofspecifiedof the investors
under theQII
other thanitems of
QII
Article
233-3

1

Yes

Name or nameof business ofthe certified
publicaccountant orauditing firm

None

(Note)
1. Enter answers that you expect to be true if they have not yet been decided.
2. Select and enter, in the "Type of the Invested Business Equity" column, from "Partnership contract under the Civil Code," "Silent partnershipcontract," "Investment Limited Partnership contract," "Limited Liability Partnership contract," "Membership rights of an incorporated association,""Rights based on laws and regulations of a foreign state" and "Other rights." If the business equity to be invested consists of electronicallyrecorded transferable rights or rights specified under Article 1-12 (ii) of Order for Enforcement of the Financial Instruments and Exchange Act,
also enter either “electronically recorded transferable rights” or “rights specified under Article 1-12 (ii) of Order for
Enforcement of the Financial Instruments and Exchange Act.”
3. In the "Details of the Invested Business Equity" column, enter the specific details of the business that will manage the money and other assets
being invested or contributed.
4. In the "Private placement and/or investment management" section: (a)If you operate a business related to acts specified in FIEA Article 63(1)(i),
specify "Private placement"; (b)if you operate a business related to acts specified in Item (ii) of the same paragraph of the Act, enter "Investment
management"; (c)if you operate both, enter "Private placement and investment management.".
5. In the "Type of notification" column: Enter (a)"Supplementary Provisions Article 48" if the business operating regarding the stated Invested
Business Equity is Specially Permitted Investment Management Business (SPIMB) specified under Article 48(1) of the Supplementary
Provisions of the Act to Partially Amend the Securities and Exchange Act (Act No. 65 of 2006); (b)"Old Article 63" if the business operating isSpecially Permitted Businesses for Qualified Institutional Investors (SPBQII) under item (ii) of old Act specified under Article 2(1) of the
Supplementary Provisions of the Act for Partial Revision of the Financial Instruments and Exchange Act (Act No. 32 of 2015); or (c)"Article 63"
if the business to be operated is related to acts specified under Article 63(1)(i) or (ii) of the FIEA revised by the foregoing Act.
6. In the "Type of the Qualified Institutional Investor (QII)" column: Select and enter from among "Financial Instruments Business Operators, etc.""Financial institutions, etc." "Investment Limited Partnership" "Business corporation, etc." "Individual," "Foreign corporations or foreigners, etc."
and "Other" that accurately describe (a)"the Qualified Institutional Investors to become counterparties to the private placement of the said
Invested Business Equity," or (b)"the Qualified Institutional Investors to invest or contribute their money or other assets."
The definition of Qualified Institutional Investors is as follows:(1)"Financial instruments business operators, etc."
Persons specified under Article 10(1)(i) or (ii) of the Cabinet Office Ordinance Regarding the Definitions Specified under Article 2 of the FIEA
(Finance Ministry Ordinance No. 14 in 1993) (hereinafter "Cabinet Office Ordinance Regarding Definitions" in 6).
(2)"Financial institutions, etc."
Persons specified under Items (iv), (v), (vii)-(xvii), Item (xix) or Item (xxi) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions; andSpecified Succeeding Company of Article 10(1) of Cabinet Office Ordinance Regarding Definitions as applied pursuant to provisions of Article
36 of the Supplementary Provisions of the Ordinance for Enforcement of the Act on Enhancement and Restructuring of Credit BusinessConducted by The Norinchukin Bank and Specified Agricultural and Fishery Cooperatives, etc. (Ordinance of the Ministry of Finance andMinistry of Agriculture, Forestry and Fisheries No. 1 of 1997)(3)"Investment Limited Partnership"
Persons specified under Items (xviii) of Article 10(1) of Cabinet Office Ordinance Regarding Definitions(4)"Business corporations, etc."
Persons specified under Item (xx), Item (xxiii)(a) or Item (xxiii-2) of the same paragraph (the persons set forth in Item (xxiii)(a) are limited toresidents (residents specified under the first sentence of Article 6(1)(v) of the Foreign Exchange and Foreign Trade Act (Act 228 of 1949); same applies hereafter in 6))(5)"Individuals"
Persons specified under Article 10(1)(xxiv) of Cabinet Office Ordinance Regarding Definitions (limited to residents)(6)"Foreign corporations or foreigners, etc."
Persons specified in Items (iii), (vi), (xxii), (xxiii)(a), (xxiii)(b), (xxvi)(a), (xxiv)(b) or Items (xxv)-(xxvii). Provided that (a)person specified in
Items (xxiii)(a) and (xxvi)(a) are limited to non-residents (non-residents specified in Article 6(1)(vi) of the Foreign Exchange and Foreign TradeAct) and (b) person specified in Items (xxiii)(b) and (xxvi)(b) are limited to persons who are operating partners, etc., related to contracts basedon foreign laws.
(7)"Other"
Persons who are specified under Cabinet Office Ordinance Regarding Definitions Article 10(1)(xxiii)(b) or (xxiv)(b) (excluding persons who areoperating partners related to contractors based on foreign laws)
7. In the "Existence of investors other than Qualified Institutional Investors (QII)" column: Specify "Yes" in the case of (a) private placement of thesaid Invested Business Equity with persons other than Qualified Institutional Investors, or (b) management of money and other assets invested
or contributed by persons other than Qualified Institutional Investors; otherwise enter "None."
8. In the "Existence of persons specified under the items of Article 233-3" column: Specify "Yes" in the case of (a) private placement of the said
Invested Business Equity with persons specified under the Paragraphs of Article 233-3, or (b) management of money and other assets invested
or contributed by persons specified under the Paragraphs of Article 233-3; otherwise enter "None."
9. In the "Name or name of business of the certified public accountant or auditing firm" column: If you entered "Yes" under the "Existence of
persons specified under the items of Article 233-3" column, specify the name or name of business of the certified public accountants or auditing
firms who will audit profit and loss statements and balance sheets or documents substituting these of the Invested Business related to the statedbusinesses.

-

3. Officers and employees specified under a Cabinet Order(As of 2/15/2024)
Personal or company name:

Organizational position

Type of the employee specified
by a Cabinet OrderJohn V. Roos

Director-

Jon Rezneck

Director-

Matthew Fuller

Director-(Note)
1. In the case of a foreign corporation, it is not necessary to enter the name of the representativein Japan (i.e., the person specified under FIEA Article 63(7)(i)(d)).
2. In the "Type of the employee specified by a Cabinet Order" column: If the person is an"employee who oversees operations regarding provision of guidance to have employees
comply with laws, etc., or other individuals with similar responsibility" or an "employee whooversees the division that performs investment management or other individuals with similar
responsibility," enter the type in this column.
3. A person who has changed his/her surname may quote his/her former name next to thecurrent full name in parentheses in the "Personal or company name" section.

4. Status of the sales branch or business office where SPBQII is operated(As of 2/15/2024)
Name

Location

Principal Business
950 Tower Lane, Suite 1100 Foster City,
OfficeCalifornia 94404, the United States of America

Registered Officec/o Campbells Corporate
Services Limited, Floor 4, Willow House,
Cricket Square, Grand Cayman KY1-9010,
CaymanIslands

Phone

1-650-781-0400-(Note)
Please enter the details of this section by the individual business offices that perform
SPBQII.