【NEWS RELEASE】
May 13, 2019
SMBC Nikko Securities Inc.

Partial Revision of the“Consolidated Financial Results for the Fiscal Year ended March 31, 2019 (JGAAP)”

We hereby report that the “Consolidated Financial Results for the Fiscal Year ended March 31,
2019 (JGAAP)” released on April 25, 2019 have been partially revised as shown below.

1.

Reason for Revision
We have revised the “Consolidated Financial Results for the Fiscal Year ended March 31, 2019(JGAAP)”※ relating to the errors in the calculation of the Income taxes.

2.

Contents of Revision
The main content of the revision are the figures of “Income taxes - current” in the Consolidated
Financial Statements and Non-consolidated Financial Statements, as well as their subordinate
items.
Under the Consolidated Financial Statements, the “Income taxes - current” increased 1,390
million yen and the “Profit attributable to owners of parent” and “Comprehensive incomeattributable to owners of parent” decreased 1,390 million yen. Likewise, the “Other current
assets” decreased 237 million yen, the “Other current liabilities” increased 1,152 million yen
and the “Retained earnings” decreased 1,390 million yen.
Under the Non-consolidated Financial Statements, the “Income taxes - current” increased
1,322 million yen and the “Profit” decreased 1,322 million yen. Likewise, the “Other currentassets” decreased 235 million yen, the “Other current liabilities” increased 1,086 million yen
and the “Other retained earnings” decreased 1,322 million yen.
Due to the revision above, the “Capital Adequacy Ratio on a stand-alone basis” has also beenrevised.
※ Regarding the Partial Revision of the “Consolidated Financial Results for the Fiscal Year ended March 31, 2019(JGAAP)”, we have revised the relevant figures of “Earnings Announcement for FY2018 ended March 31, 2019(JGAAP)”.

This material is an English translation of Japanese announcement made on May 13, 2019. Although the company intended to faithfullytranslate the Japanese document into English, the accuracy and correctness of this translation are not guaranteed and thus you areencouraged to refer to the original Japanese document.

【Contents of Revision of Consolidated Financial Statements】（Amount：Millions of yen）
Before Revision

After Revision

Income taxes - current4,181

5,571

Profit attributable to owners of parent

34,70033,310（Amount：Millions of yen）

Before Revision
Comprehensive income attributable toAfter Revision

29,90328,513owners of parent（Amount：Millions of yen）
Before Revision

After Revision

Other current assets

34,34034,103

Other current liabilities

43,60444,757Retained earnings

321,445

320,055【Contents of Revision of Non-consolidated Financial Statements】（Amount：Millions of yen）
Before Revision

After Revision

Income taxes - current

4,009

5,331

Profit29,38828,066（Amount：Millions of yen）
Before Revision

After Revision

Other current assets

30,88730,651Other current liabilities

32,117

33,204

Other retained earnings

277,613276,2902

【Contents of Revision of Capital Adequacy Ratio on a stand-alone basis】（Amount：Millions of yen）
Before Revision
Basic Items(A)After Revision

747,827

746,504

42,42942,429

2,847

2,847

Allowance for doubtful accounts

22

Short-term subordinated debt－－

Supplementary items Total(B)45,27945,279Deductible assets(C)174,169

174,169

618,937

617,615

Market Risk

55,09855,098Counterparty Risk

34,15934,156

Basic Risk

70,90770,907160,166

160,163386.4%

385.6%

Valuation difference on available-for-salesecurities and others
Reservefor

financial

products

transaction liabilities

Net capital(A)+(B)-(C) (D)Risk items Total(E)Capital adequacy ratio(D)/(E)*100※ Revisions are shown with an underline.
###3