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Reviews in Mineralogy & GeochemistryVol. 75 pp. 547-574, 2013
Copyright © Mineralogical Society of America

Nature and Extent of the Deep Biosphere
Frederick S. Colwell
College of Earth, Ocean, and Atmospheric Sciences
Oregon State University
Corvallis, Oregon 97331-5503, U.S.A.
rcolwell@coas.oregonstate.edu

Steven D’Hondt
Graduate School of Oceanography
University of Rhode Island
Narragansett, Rhode Island 02882, U.S.A.
dhondt@gso.uri.edu

INTRODUCTION
In the last three decades we have learned a great deal about microbes in subsurface environments. Once, these habitats were rarely examined, perhaps because so much of the life that
we are concerned with exists at the surface and seems to pace its metabolic and evolutionary
rhythms with the overt planetary, solar, and lunar cycles that dictate our own lives. And it certainly remains easier to identify with living beings that are in our midst, most obviously struggling with us or against us for survival over time scales that are easiest to track using diurnal,monthly or annual periods. Yet, research efforts are drawn again and again to the subsurface toconsider life there. No doubt this has been due to our parochial interests in the resources thatexist there (the water, minerals, and energy) that our society continues to require and that insome cases are created or modified by microbes. However, we also continue to be intrigued by
the scientific curiosities that might only be solved by going underground and examining life
where it does and does not exist.
But really, is life underground just a peculiarity of most life on the planet and only a recently discovered figment of life? Or is it actually a more prominent and fundamental, if unseen,
theme for life on our planet? Our primary purpose in this chapter is to provide an incremental
assembly of knowledge of subsurface life with the aim of moving us towards a more complete
conceptual model of deep life on the planet. We aim to merge the consideration of the subseafloor and the continental subsurface because it is only through such a unified treatment that
we can reach a comprehensive view of this underground life. We also provide some thoughts
on a way forward with what we consider to be interesting new research areas, along with themethods by which they might be addressed as we seek new knowledge about life in this Stygian
realm.

EARLY STUDIES AND COMPREHENSIVE REVIEWS
The earliest studies attempted to tease out the nature of subsurface life, albeit in qualitative
ways. Edson Sunderland Bastin and his team, intrigued by the formation of sulfides in oil
wells, examined oil and water pumped from wells in eastern Illinois (Bastin et al. 1926). Using
classical methods of cultivating and detecting sulfate-reducing microbes, they established that1529-6466/13/0075-0017$00.00

DOI: 10.2138/rmg.2013.75.17

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cells were present in fluids produced from oil reservoirs even if their original provenance could
not be ascertained. These land-based studies only preceded Claude ZoBell’s first look into theseafloor by a few years. Even with short core lengths, ZoBell and Anderson discerned a trend
towards increasing numbers of anaerobes relative to aerobes as the samples came from deeper
and deeper in the top two meters of sediment (Zobell and Anderson 1936). Of course, muchdetail has been laid atop these early observations but this glimpse of the effect of plummeting
redox still holds as a principle of subsurface studies.
A number of useful reviews of progress in the science of subsurface microbiology should
be consulted to grasp the origin of this field and some of the important directions. Early work
was described in a special issue of the journal Microbial Ecology (cf., Balkwill et al. 1988 andother papers in this volume) and an update to these findings was reported with a distinctiveemphasis on continental habitats in the deep subsurface (Fredrickson and Onstott 1996). Shortly
thereafter, two books similarly focused on terrestrial systems (Amy and Haldeman 1997;
Fredrickson and Fletcher 2001). Perhaps prompted by the estimates presented by Whitman andcolleagues (Whitman et al. 1998) and the first microbiological findings reported by scientists
associated with the Ocean Drilling Program (ODP; cf., Whelan et al. 1986; Parkes et al. 1994)
the last ten years has seen an upswing in papers published on the microbiology of subsurfaceof marine systems (D’Hondt et al. 2002b; Smith and D’Hondt 2006). Recent overview papers
consider past research progress and directions for the future and begin to express the need tobind together our consideration of deep terrestrial and deep seafloor life in a more inclusive
light (Fredrickson and Balkwill 2006; Onstott et al. 2009a; Schrenk et al. 2010, 2013; Edwards
et al. 2012; Anderson et al. 2013; Meersman et al. 2013). These works were all paralleledby the five editions of the book Geomicrobiology (cf., Ehrlich 1990), now completed by the
publication of H.L. Ehrlich’s memoir (Ehrlich 2012).

WHERE WE ARE NOW – THE TERROIR OF SUBSURFACE LIFE
And what do we know now? In a broad sense we might start by examining the range ofchemical and physical processes that sustain gradients in Earth and therefore may allow theestablishment of microbial communities at depth. Regardless of where it exists, metabolically
active life—as we know it—seems to require a gradient (Kappler et al. 2005). Living cells
may transit places where there is no gradient and manage to survive if these cells can make thepassage through harsh conditions. Cells that are locked in a permanent deep freeze (Vorobyova
et al. 1997), although some manage activity under frigid conditions (Bakermans et al. 2003), or
encased within materials such as amber (Cano and Borucki 1995) or in halite (Satterfield et al.
2005) may be unwitting travelers through a hostile geological medium that is thermodynamicallystatic. However, if cells are shown to be active in any sense then they must be taking advantage
of a thermodynamic disequilibrium within their geological setting (cf., Gaidos et al. 1999) even
if detection of such disequilibria is beyond our current methods of measure and may only be
computationally modeled.
Thermodynamic disequilibria are established in any environment by one or several chemicalor physical regimes that determine the presence of some even furtive supply of electron donors
and acceptors. Under such conditions microbes can make a living. And if conditions are ample
in a large volume of earth then there may be enough active cells in such pockets to make abiogeochemical difference through their collective activities.
Numerous events or processes in and on Earth permit the conditions under which life has
found or might find a way to be active (Fig. 1). Research has confirmed many of the processes
depicted here; however, many of the processes are conjectural (e.g., that microbes respondto the long cycles of glacial compression and rebound). In addition to the type of event orprocess we might consider the time over which the respective phenomenon occurs or the spatial

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Human-induced processes
Geothermal energy
Geological CO2 storage
Conventional oil/gas recovery
Hydrocarbon retort
Nuclear waste repository Nuclear testing
Unconventional oil/gas recovery
Mass wastingContaminant migration
Groundwater fluctuation
N-cycle perturbation Biohydrometallurgy

ChemicalPhysicalRedox reactions Hydrothermal vents/geothermal activity
Sea level riseRadiolysis; fission reactions
Roll front
Hydrate formation/decomposition
Volcanism Seismicity
Serpentinization
Subduction
Human-induced or
Permafrost formation/thawing
natural processes
Infrared radiation
Meteorite impact
Glacial compression/reboundTides
Geodynamo

Natural processes
Figure 1. Subsurface phenomena that create chemical, physical, or mixed chemical-physical gradients within which microbial metabolic activity is known to occur or might occur. Various processes are plotted along
an arbitrary axis that defines whether the process is primarily chemical or physical in origin. Processes areclassified according to whether they are mainly natural associated with Earth (non-bold), mainly humaninduced (bold), or best described as being either natural or human-induced (shaded).

extent of its influence as additional attributes pertinent to any microbes exploiting a subsurface
niche. For example, the acute effect of a meteorite impact or nuclear test would be followed
by a chronic stage of alteration of the surrounding medium that plays out over millennia as thesystem stabilizes. By comparison, processes governed by the diurnal sighing of tidal action or(on a much longer period) the compression and rebound associated with advance and retreat ofcontinental glaciers are related in a temporally cyclic manner and lack a concussive onset. The
spatial boundaries over which these phenomena occur range from submicron perturbations thatany of these processes could impose on individual cells to continental- or global-scale processes
or events such as sea level rise or seismicity.
Natural processes that are reasonably well studied and that have been demonstrated
to stimulate life include hydrothermal vent systems, geothermal activity or volcanism, andserpentinized environments. Noteworthy here is that many of these sites have been sampled at
the surface, as windows to the subsurface; however, deep coring rarely occurs either becauseof the expense of seagoing expeditions or because the fragility and aesthetic value of sites likethe thermal features of Yellowstone National Park is too much to risk. It is also exceedingly
difficult to collect competent cores of representative quality from deep within porous andfractured rocks of volcanic provenance and where thermal fluids circulate, because the same
properties that make these fluidically active habitats also lead to the likelihood that drilling
fluids will contaminate the interiors of these cores. For a number of the natural processes
we can only speculate that there are microbes in the subsurface that are managing to use to
their benefit the chemical or physical energy inherent to the system. These processes would
include roll front development for various ore bodies (e.g., uranium), plate subduction,
hydrate formation and decomposition. Receiving attention recently, some in deep subsurface
environments, are processes that include permafrost thawing (Mackelprang et al. 2011),
infrared radiation (Beatty et al. 2005), seismic activity (Hirose et al. 2011), and asteroid or
comet impact (Cockell et al. 2012).

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And now, in the Anthropocene, many human-induced processes intentionally or unintentionally have manipulated the subsurface to favor microbial activity and survival. Probably themost prominent example is the remediation of contaminants in the subsurface with resulting
changes in microbial activities. With thirty years of experimentation, scientists and engineers
have encouraged bioremediation of numerous human-introduced chemicals by introducing to
the subsurface nutrients, electron acceptors, and electron donors and by altering the direction
and rates of groundwater flow (Hazen 1997). Numerous refinements of these processes include
organic destruction, metal redox changes, and precipitation in mineral form, and even so-called
natural attenuation in which the contaminants are monitored as they disappear in the presenceof naturally occurring microbes shown to adapt and degrade the waste. Other purposeful geomicrobial processes include microbial enhanced oil recovery, which aims to alter the mobilityof hydrocarbons in porous media, and biohydrometallurgy, whereby oxygenated acidic fluids
circulated through crushed metal ore bodies stimulate microbes that oxidize the iron and sulfide
minerals and thereby leach metals from the decomposing rocks.
Human-induced processes that are conducted irrespective of whether they alter subsurface
microbial activities almost certainly do alter such activities. Little research has been performed
to determine how underground microbes respond to our engineering of repositories for nuclear
or carbon-based wastes, hydrocarbon retort, nuclear weapons testing, unconventional oil andgas recovery, or geothermal energy exploitation. In these cases, the array of geotechnical phenomena that overwhelmingly relate to our extraction of energy from Earth or our storage of
waste products of energy production also quite appropriately relate to the ways in which microbial processes can derive energy in the Earth. By engineering Earth, humans have imposed
redox stratification, fluid movement, fracturing, seismicity, and groundwater fluctuation someof which are mirrored by natural phenomena; these changes most likely reform subsurface deserts into oases for microbial life. Whether life pre-existed in these deep settings may not ever be
discovered. However, it has almost certainly become richer in these locations due to our efforts.

THE TOOLS THAT WE NEEDOver thirty years of concerted, effort scientists have examined different locations of theplanet’s subsurface and have adapted and acquired a range of tools for conducting this research(Table 1). As for many system-science disciplines today, a step back to examine the approaches
used for sample collection, characterization, and description reveals impressive progress.
Because access to the subsurface is a necessity in order to study it, scientists should consider
how they can obtain deep samples. Once sample depths are beyond the reach of simple pushcores or augers, coring while using circulating drilling fluids is required. Although this process
is expensive and dirty it cannot be avoided if certain environments are to be explored. Coring
remains a mainstay of subsurface sampling and numerous reviews summarize the approaches
that should be used (cf., Kieft et al. 2007).
When sea- or land-based coring is used, researchers encounter the dual problems of low
sample quantity and high cost per quantity of sample material recovered. To avoid drilling,
many new sampling efforts have turned to new means of getting underground or maintaining
a lasting sampling opportunity in the form of observatories or long-term sampling devices.
Many researchers have taken advantage of deep mines that reach into Earth for minerals or
to find secure geological strata that serve as repositories (Onstott et al. 1997; Pedersen 1999;
Satterfield et al. 2005; Edwards et al. 2006; Rastogi et al. 2009). This approach means that someof our surveys of deep-Earth microbes are canted toward formations that are rich in economic
minerals or are proximal to such formations, or else are abnormally quiescent (i.e., locations
likely to be undisturbed as required for waste repositories). Elsewhere, sampling devices areplaced into drill holes or squeezed into casing and allowed to incubate in place in order toNature and Extent of the Deep Biosphere

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Table 1. Methods that have advanced or will advance our understanding and communication of
subsurface microbiological processes. Shown are example studies from the mid-1980s to present including both subsurface and surface investigations. References are provided in the text.
MethodEnabling technologies

Some key studies

Sample collection

Drill ships, mine access,observatories, CORKS, SCIMPIs

IODP cruises, South African
gold mines, long-term ecologicalresearch sites

Field analysis andmanipulation

Stable isotope probing, “mark andrecapture”, biogeophysics

Methanotrophy, denitrification,
biodegradation, transport

Molecular science
instrumentation

Extraction of nucleic acids,
lipids or proteins; amplification,
sequencing, comparison of nucleic
acids; mass spectrometry of lipids
and proteins; flow cytometry;
single-cell techniques-omics (e.g., genomics,
transcriptomics, proteomics)
studies of environmental
microbial communities in soils,
anoxic methane-rich sediments,
thawing permafrost, ultra-low
pH mine drainage

Cultivation

New bioreactor designs, highthroughput, miniaturization

anammox; SAR11 clade andPelagibacter; Iron Mountain,
CA

Imaging

Fluorescent in situ hybridization,
NanoSIMS; CT scanning,
synchrotrons

Anaerobic methane oxidation,
anammoxComputational simulation
science

Bioinformatics, reaction-pathmodeling, thermodynamic modeling

Yellowstone hot spring mat
communities, U mill tailings
remediation

Data science

Internet

Census of Marine Life, theTetherless World Constellation

Visualization, engagement

Internet, GoogleEarthInternational Census of Marine
Microbes

sample indigenous microbes. So-called CORKs or SCIMPIs (Davis et al. 1992; Moran et al.
2006) are used in the seafloor and parallel the multi-level samplers (Smith et al. 1991; Lehman
et al. 2004), in situ flow cells (Nielsen et al. 2006), and flow through in situ reactors (FTISR)(Lehman 2007) used in the continental subsurface. Hybrids of these technologies and ingenious
smaller systems that are deployed using clever means by which to sample microbes andchemistry include passive gas samplers (Spalding and Watson 2006), U-tube systems (Freifeld
et al. 2005), and the ever-changing osmosampler (Orcutt et al. 2010). And, with pressure-coring
tools becoming more common, there are opportunities to collect deep cores, return them to thesurface while maintaining in situ pressure, and then transfer these samples into analysis systems
without decompression. Still, only limited work has been done with such equipment (Parkes etal. 2009); however, along with other methods of restricting pressure (Bowles et al. 2011), thechance to examine microbial activities as they may actually occur in situ has been expanded.
Despite our ability to obtain samples over extended periods, it is important to note thebias associated with such samples. This concern was first considered in the late 1980s withobservations of altered microbial communities following the coring of holes (Hirsch andRades-Rohlkohl 1988). Lehman summarized the limitations of samplers incubated in situ witha guarded appraisal of the technologies (Lehman 2007). It is important to bear these cautions

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in mind when analyzing the chemistry and microbiology of subsurface samples so obtained.
Direct and rapid characterization of freshly acquired core and porewaters appears to be the bestmeans by which to investigate native microbes in rocks.
In some cases, direct field methods of analysis or manipulation of microbial communities
can provide essential data to understand the fundamental ecology of the subsurface or todetermine the outcome of engineered processes in the subsurface. The new discipline ofbiogeophysics, an expansion from several geophysical methods of examining geological strata,
keys on microbially-induced alterations of geological materials and how these alterations
influence underground electrical signals in order to image the presence or activity of microbialcommunities (Allen et al. 2007; Revil et al. 2010). At this stage of development, these remotesensing strategies are mainly able to detect profound changes in such properties as electricalconductivity or specific conductance and are used mostly in places where purposeful stimulationof the microbiological characteristics of formations has occurred.
Microbiologists and hydrologists have also experimented with a miniaturized version of
the macro-ecologist’s “mark and recapture” experiment. In such investigations, microbes fromthe environment are collected and then cultivated in the presence of a 13C-labelled substrate.
The result is a population that is uniquely tagged with the heavy isotope and that can then be
released in a well-field and hopefully collected down gradient to determine the degree to whichmicrobes may be transported in the aquifer (Holben and Ostrom 2000; DeFlaun et al. 2001).
This method is similar to stable isotope probing that uses a heavy isotope label to determine themost active communities in a sample based on their ability to take up the label and deposit thelabel in their DNA (Radajewski et al. 2003). Push-pull tests are another ingenious method of
examining in situ activities and, if done with discretion, can provide useful information about
the real metabolic capabilities of microbes in Earth (Haggerty et al. 1998; Pombo et al. 2005;
Urmann et al. 2005).
Scientists also now possess a range of tools that can be used for biological characterization
once samples have been recovered from the subsurface and are returned to the lab. Significant
advances have been made in the ability to characterize the molecular capabilities of cells (i.e.,
genomics, transcriptome, proteome, metabolome, lipidome) that allow many of the same
diagnostic tools as used in modern medicine. The Richmond Mine site has provided a wealthof information related to the function of highly constrained microbial communities of limited
diversity. In a classic application of metagenomic information, the researchers investigating thissite gained enough genomic data of the simple communities present that they were able to devise
appropriate cultivation methods of uncultured members of the microbial assemblage (Tyson etal. 2005). The same communities have assisted the understanding of ecological divergence ofsimilar but slightly distinct microbes according to the genomic and proteomic patterns detectedin these cells (Denef et al. 2010). These relatively simple systems are teaching us how best totransfer this skill to environments that are intrinsically more biologically complex or where alimited number of samples may be available.
It is acknowledged that few microbes can be nurtured using traditional cultivationbased approaches. However, startling progress has been made in culturing pelagic marine
microorganisms by taking advantage of high-throughput robotic systems to handle samples,parsing them into numerous novel media formulations, and then recognizing that populations ofthese cells simply do not achieve high density (Connon and Giovannoni 2002; Stevenson et al.
2004). Along with the aforementioned metagenomic approach applied in the Richmond Mine,the approach used for pelagic microbes could be applied to microbes from Earth’s subsurface.
Matching these cultivation approaches with single-cell manipulation techniques (Stepanauskas
and Sieracki 2007) may tease geologically inclined microbes into culture and also help tominimize the influence that PCR-based amplification has on our view of microbial diversity.
When these approaches are combined with imaging techniques that hinge on fluorescenceNature and Extent of the Deep Biosphere553

microscopy (Amann et al. 2001), synchrotron-based characterization (Holman et al. 1998),
interferometry (Davis and Luttge 2005), atomic force microscopy (Warren et al. 2001), anddifferent electron microscopy techniques, we gain new resolution of the relationships between
these microbes and the minerals on which they depend.
To complete our ability to comprehend life underground, there are new opportunities inthe sciences that are not directly associated with the field and lab. Collectively, computationaland simulation sciences have made advances that enable rapid and detailed modeling of porous
media, where microbes participate in the alteration and dissolution of mineral species. Reactive
transport models (Steefel et al. 2005) are now merged with in-silico models and bioinformatics
approaches (King et al. 2009) to yield simulations that explain or predict the active microbial
taxa in a given subsurface setting under a given set of environmental conditions (Scheibe etal. 2009; Li et al. 2010; Zhuang et al. 2011). Thermodynamic modeling has been pacing thesestudies and also can provide essential insight into what microbial processes are likely to be
active and when they are active (Spear et al. 2005) and, when combined with kinetic models,
how rapidly the activities may occur (Jin and Bethke 2005).
Finally, advances in data science and in visualization are poised to help scientists who
study the subsurface with their task of communicating the results of their findings. Web scienceand its new ways of using the internet (Fox and Hendler 2011) will allow a binding togetherof disparate disciplines such that the data acquired by scientists in different fields can begin to
sketch relationships between the living and non-living in the subsurface, as is happening in otherfields. We can now take advantage of work done to explore interwoven features of the oceans(Amaral-Zettler et al. 2010; Tittensor et al. 2010), or of the cosmos (Szalay and Gray 2001)
and proteins (Askenazi et al. 2011), to do the same for places inside Earth. This visualization
capability should lead us to the point of greater interaction with the public where engagement
through websites and museums, and possibly problem-solving through crowdsourcing willdraw our knowledge and questions about the subsurface into the vernacular of non-scientists.

THERE’S NO PLACE LIKE HOME
As already noted, the earliest intensive investigations of underground life often targeted
locations of known resource prospects for fossil energy or metals (e.g., Taylorsville Basin,
South African Gold mines), sites where groundwater or soils were contaminated (e.g., numerous
U.S. Department of Energy [DOE] and other sites), planned nuclear waste repositories (e.g.,Äspö, Yucca Mountain, Waste Isolation Pilot Plant), or simply where it was convenient tocollect subsurface material (e.g., ODP sites). This pragmatic approach has surely biased ourunderstanding of subsurface life. Many of the more recent sites that have been investigatedwere selected in order to test hypotheses grounded in prior knowledge of life in the subsurface
and what appear to be the limits of the biosphere. The Early studies and comprehensive
reviews section identifies papers (especially, Fredrickson and Balkwill 2006; Onstott et al.
2009a; Schrenk et al. 2010, 2013; Edwards et al. 2012) that highlight different locations where
subsurface research has been conducted. We will not reiterate the reports of these papers but
rather point to some selected studies that have helped us to understand the range of undergroundlocations already investigated. Within the next few years, the newly initiated Census of DeepLife is expected to provide a catalog of subsurface life and the disparate geological settings
where it has been detected.
The DOE is responsible for waste released into a range of subsurface environments over
40 years following World War II (Riley et al. 1992). Despite this very practical concern, the
DOE Office of Science supported research paths to understand the basic properties of life
underground. Initially, DOE-funded scientists were unfettered with the need to examine actual
waste sites; rather, they “cut their teeth” at pristine locations where the limits of subterranean

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Colwell & D’Hondtlife could be explored. This freedom led to reports of microbial life in deep and shallow coastal
plain sediments and rocks on the southeastern coastal plain of the U.S. (Fredrickson et al.
1991), in Oyster, Virginia (Zhang et al. 1997), and in the Taylorsville Triassic Basin (Onstott
et al. 1998); thick sedimentary zones in arid regions (McKinley et al. 1997) and in thick flood
deposits (Brockman et al. 1992; Kieft et al. 1998) in southwestern Washington state; unsaturated
and saturated fractured basalts of the Snake River Plain Aquifer (Colwell and Lehman 1997;
Lehman et al. 2004) and the Columbia River Basalt Group (Stevens et al. 1993; Stevens and
McKinley 1995); hot methane-charged fractured sandstones in the Piceance Basin (Colwell etal. 1997); volcanic tuffs in the Great Basin (Amy et al. 1992; Russell et al. 1994); and ancientmarine sediments into which volcanic dikes impinged in New Mexico (Fredrickson et al. 1997;
Krumholz et al. 1997).
Studies of deep seafloor locations for the presence of microbes have now reached wellbeyond the original skin of sediment examined by the first marine microbiologists. The ODP
and later the Integrated Ocean Drilling Program (IODP), using the drilling platforms JOIDES
Resolution and the Chikyu, catalyzed the first seagoing coring expeditions aimed at answering
questions about the deep marine biosphere. Microbiologists participated in earlier drilling legs
and continue to be opportunistically involved in expeditions.
Through targeted drilling and coring studies of different subseafloor environments, weare slowly accumulating information about subsurface communities in a broader range ofenvironments. The ODP Leg 201 was the first dedicated microbiology drilling leg. Leg 201
scientists used procedures to control contamination (Smith et al. 2000) that helped to reachout to a new scientific community. This sampling cruise occurred off the west coast of SouthAmerica and explored deep sediment in near shore and pelagic sites (D’Hondt et al. 2004;
Inagaki et al. 2006). More recent dedicated microbiology investigations sponsored by the IODP
have explored the eastern flank of the Juan de Fuca Ridge, a hydrologically active basalt aquifer(Fisher et al. 2011); the South Pacific Gyre, in which sediment and basalt underlie waters of
extremely low productivity (D’Hondt et al. 2011); a hydrothermal field in the Okinawa Trough(Takai et al. 2011); and basalt and sediment of North Pond, a sediment-filled basin off the main
axis of the Mid-Atlantic Ridge (Expedition 336 Scientists 2012).
One of the curiosities of subsurface microbiology studies is that only rarely do thesesubsurface environments lack measureable life. Teams of scientists are typically able to teaseevidence of life out of most subsurface rock or sediment that is within a temperature regime thatembraces the known limits of life and that has enough connected pore space. Even environments
contaminated with high levels of radioactive elements contain microbes (Fredrickson et al.
2004). Exceptions include the dry and thick unsaturated zone in the Eastern Snake River
Plain (Colwell et al. 1992) and some sections of the deep, massive sandstones of the PiceanceBasin (Colwell et al. 1997). It is possible that where life appears to be missing from moderatetemperature regimes at moderate depths, the problem is either detection limit (with life present
but not detectable) or inability to survey large enough samples due to the limited amount ofmaterial collected by coring.
Of course, our inquiries of the subsurface for microbes remain inadequate to survey the life
there. Much of the field research has an exploratory element. We rarely acquire true replicate
samples because drilling identical holes in the same location and sampling the same depths isboth difficult and expensive. Furthermore, innumerable subsurface environments have thus far
been ignored or simply been too difficult or expensive to reach. More sampling along lengthy,
confined horizontal flow paths, similar to past studies on the southeastern coastal plain of the
U.S. (Murphy et al. 1992), would provide excellent data about microbes limited by geologicalconstraints. Notably static environments (Vreeland et al. 2000) will offer insight into how longcells can last and possibly the adaptations that they require in order to last on timescales of
thousands to millions of years (Lomstein et al. 2012; Røy et al. 2012). Arctic and Antarctic

Nature and Extent of the Deep Biosphere555

deep-Earth environments remain under-sampled, though we are gradually accumulating
examples (Mikucki and Priscu 2007; D’Elia et al. 2008; Onstott et al. 2009b; Pham et al. 2009;
Colwell et al. 2011). Deep samples from thick vadose zones are lacking in general as are studies
that examine microbes present near faults in seismically active areas.

IS DIVERSITY THE SPICE OF SUBSURFACE LIFE?
Biologists, other scientists, and even non-scientists are justifiably attracted to the incredible
diversity of life at Earth’s surface and the essential aspect of surface life’s diversity to the healthof ecosystems is well recognized (Daily and Matson 2008; Rockstrom et al. 2009; Stein andNicol 2011). Certainly, the amazing diversity of life at the surface is almost harrowing to those
who must reach into the subsurface to get samples where biomass is typically low. We havedevised ways of keeping our precious deep samples isolated from surface samples and also
ways of determining whether surface contamination has occurred (Lehman et al. 1995; Masui etal. 2008). By relying on new methods of molecular characterization and accumulating enoughinformation from the relatively rare sampling events, the nature of life’s diversity undergroundis becoming clearer.
Bacteria and archaea are the common targets of investigations that aim to study subsurface
diversity. Eukarya are rarely targeted. Subsurface studies often show that bacteria are moreabundant in some subsurface environments than archaea (Schippers et al. 2005; Lin et al. 2006;
Rastogi et al. 2009; Briggs et al. 2012), but others show that archaea predominate (Biddle etal. 2006) and some indicate more equal representation of the two domains (Pham et al. 2009).
Microbiologists are now familiar with subsurface habitats like the sulfate-methane transitionzone in the subseafloor, where the supply of sulfate from seawater and methane from deeper
sediments dictate that both bacteria and archaea will be present. But this environment is now
well defined and frequently sampled. While bacterial (vs. archaeal) abundance seems to be acommon theme in the subsurface, more work is required to determine the relative abundanceof these groups.
Before we can describe the patterns of abundance of these two domains in the subsurface,some technical hurdles associated with the methods of analysis must be overcome. Extractionof DNA from archaeal cells in deep sediments is difficult (Lipp et al. 2008) and, relative tobacteria, archaea typically have poorer representation in the gene databases that are required forconstruction of the amplification primers. Polymerase chain reaction (PCR) based amplification
depends on these primers and some version of PCR is often used to assess microbial diversity.
As usual, a robust approach using multiple methods of analysis (e.g., fluorescence in situ
hybridization, DNA sequencing, and intact polar lipid characterization) is the best way topresent a detailed description of an environmental microbial community. And new methods likesingle-cell sorting followed by whole genome amplification can help to explain where partiality
associated with typical primer-based amplification has occurred.
Clone library-based investigations of the 16S rRNA and other genes obtained from DNA
extracted from a number of samples find evidence of many taxa in the subsurface (cf., Biddle etal. (2006) and Inagaki et al. (2006), as well as examples as reported in Fredrickson and Balkwill(2006)). It is not unusual to detect “new” microbes in these surveys based on the presence of
unique genes in the libraries. The results of diversity studies can be influenced by the mannerof sampling and the types of sample used. That attached subsurface communities are different
than free-living subsurface communities has been understood for some time (Hazen et al. 1991)
but surveys of large volumes of subsurface space (e.g., pumping and filtering or concentrating
aquifer samples for free-living microbial cells) may yield different findings than surveys basedon a few grams of solid material. Examinations of subsurface microbial diversity rarely seemto address the question of how much of the subsurface was queried; however, adhering to556

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guidelines for how diversity is reported relative to the amount of material and the type material
sampled (i.e., water, solids, or both) would help to develop our view of subsurface variations incommunities (cf., Lehman et al. 2001; Lehman 2007).
That microbial diversity in the subsurface is typically lower than in surface systems is
not necessarily surprising. Unique niches occur in the subsurface though certainly not as
many as in surface systems. It seems that microbes that survive in the subsurface often need toovercome certain barriers that may not be unheard of at the surface (e.g., pressure, temperature,
confinement) but may be more severe and persistent in the subsurface. Thus, species that canlast at depth have been winnowed by the chemical and physical realities of their habitat once
they arrive in the subsurface. Investigations of a low-pH system in the Richmond Mine at Iron
Mountain in California attest to the stable presence of five dominant microbes making up mostof the community (Tyson et al. 2004). Microbial communities obtained from deeply occurring
fractures in the Mponeng Mine in South Africa provide another such example. There, a single
suflate-reducing microbe represents over 99.9% of the community (Lin et al. 2006); microbial
ecosystems where diversity is so low are not commonly reported. Given the conditions of thatenvironment and the genomic characteristics of this solo microbe, it seems to have the functional
attributes needed in order to survive there, and indeed appears to be well distributed in the deep
environment of the Witwatersrand Basin (Chivian et al. 2008). While both sites mentioned
here are mine environments that are subject to unnatural forces during their creation, it seems
plausible that similar low diversity communities can be found in utterly pristine locations of thesubsurface.
Relatively low biomass and relatively low diversity may be the norm in much of thesubsurface; however, some locations may not be so biologically depleted. Recent studies in
the ocean crust at the East Pacific Rise reveal notable diversity (Santelli et al. 2008). Thesesamples were not from the subsurface but might contain microbes representative of deeper
crustal materials. While not as diverse as such well-studied surface systems as farm soils,
these basaltic communities are considerably more complex than pelagic marine microbialcommunities (Santelli et al. 2008). Similar places that exhibit much milder geothermal gradientsand probably milder flux through the system may foster simpler communities (Edwards et al.
2011). More open subsurface environments like those crustal basalts that benefit from a porousand fractured architecture and fluid circulation driven by geothermal processes (Delaney et al.
1998; Edwards et al. 2005) could be as abundant in the subsurface as the distribution of large
igneous provinces around the planet (Saunders 2005) and volumetrically may be a significant
source of the planet’s underground diversity.
The search for eukarya was often a part of early investigations of aquifers (Sinclair andGhiorse 1989; Sinclair et al. 1993; Novarino et al. 1997); however, many surveys of life
underground may not even look for eukarya. The obvious spatial constraints in porous media
prevent the occurrence of larger cells or multicellular organisms. However, we now have an
example of a nematode that lives in deep fractures, apparently managing to subsist throughgrazing on microbes (Borgonie et al. 2011), and evidence of Collembola that exist in deep
limestone caves (Jordana et al. 2012). These studies promote the idea that any deep systemwith cavities large enough (several microns?) such as the aforementioned crustal systems or
fractured rocks may also be open enough to support eukarya if adequate unicellular biomass canbe generated to provide food for the higher organisms. However, it should be noted that sterols,a key structural component of the membranes of eukarya, are difficult to make anaerobicallyand this may limit the extent to which these cells might penetrate anoxic zones.
Early considerations of the presence of viruses in the subsurface focused largely on shallow
systems with considerable contact with surface environments (Gerba and Bales 1990; Matthess1990). Certainly, in the subsurface viruses confront several factors such as low host biomass(Wiggins 1985), generally patchy, disconnected microbial communities (Brockman and MurrayNature and Extent of the Deep Biosphere5571997), and limited fluid exchange between communities. These factors could minimize theeffectiveness by which phages can infect bacteria or archaea. Some subsurface environments
might be more likely to contain viruses (i.e., where microbes are abundant) and sand columns
have been used to examine their distribution (Yates et al. 1997).
In recent years, studies in different environmental settings with new methods have revealedhuge numbers of viruses (Anderson et al. 2013). These small packages of genetic information are
now believed to provide significant paths for moving molecular information among microbial
hosts and represent a massive means of turnover for living biomass (cf., Suttle 2005; Anderson
et al. 2011a, 2013). Accordingly, there have been more studies of viruses in the subsurface. A
metagenomic study conducted on marine sediments found highly diverse, largely unrecognizedphage populations and identified marine sediments as a massive “reservoir of sequence space”(Breitbart et al. 2004). Finding more temperate than lytic phage suggests that an important
infection strategy for subsurface viruses might be incorporation into the host genome rather
than destroying the host. Shallow sediments worldwide contain large numbers of phage andcollectively these have profound impact on biogeochemical cycles, at least as pelagic microbes
are buried in the uppermost sediment layers (Danovaro et al. 2008). Microbial cell death due
to phage in benthic systems of deep waters may significantly haze the viable microbes that are
buried and increase the amount of organic detritus in the uppermost centimeters and alter the
disposition of buried organic matter.
Recent identification of a “microbial immune system,” the so-called clustered regularlyinterspaced short palindromic repeat or CRISPRs, found within host genomes offers a newmeans of detecting phage populations and connecting them to their respective hosts (Banfieldand Young 2009). The CRISPR approach was applied to hydrothermal vent samples and theresults indicate that large numbers of microbial hosts are infected with viruses and that thehosts represent a diverse range of microbes (Anderson et al. 2011b). These vent fluids speak to
the processes and populations in the subsurface and naturally lead to considering how phage
may play a role in the transfer of genetic information in subsurface environments other thanvents. That phages dictate the genetic diversity and evolution of microbial communities in ventsystems of the shallow subsurface (Anderson et al. 2011a) suggests that microbial communities
in other subsurface locations where fluids are actively moving may benefit from the enhanced
genetic fitness and functional capacities that are conferred by prophages and that may assist
subsurface survival.

BIOMASS OF SUBSURFACE LIFE
The pioneering study of global biomass by Whitman and colleagues (Whitman et al. 1998)
proposed that subsurface bacteria and archaea comprise 35 to 47% of Earth’s total biomass,
nearly equal to plants in their total carbon content. Microbes in subseafloor sediment comprised
nearly 1/3 of their global biomass estimate. Microbes in terrestrial subsurface sediment
comprised between 1/50 and 1/5 of their global biomass estimate. Their study was a great
starting point for estimates of global microbial biomass. However, it was based on the relatively
sparse data that were available in the mid-1990s. Estimates of subsurface biomass are changing
as more data become available.
Cell abundance data for terrestrial subsurface sediment have not significantly improved
since 1998. However, data for subseafloor sediment have improved greatly. Subsequent studies
have generally yielded lower estimates than Whitman et al. (1998) for subseafloor sedimentarybiomass (Parkes et al. 2000; Lipp et al. 2008; Kallmeyer et al. 2012). The most recent studies
show that cell concentrations in the broad expanses of open-ocean sediment beneath the Pacificgyres are orders of magnitude lower than earlier counts from subseafloor sediment, which werelargely limited to organic-rich sediment that underlies oceanic upwelling zones (D’Hondt et al.

558Colwell & D’Hondt

2009; Kallmeyer et al. 2012). Consequently, total microbial abundance varies between sites by
five orders of magnitude (Kallmeyer et al. 2012). This variation strongly co-varies with mean
sedimentation rate and distance from shore. Based on these correlations, total cell abundance insubseafloor sediment is ~3 × 1029 cells, corresponding to ~4 petagram C and ~0.6% of Earth’s
total biomass (Kallmeyer et al. 2012).
Most estimates of subseafloor sedimentary biomass are based on visual cell counts, which
do not include spores (the fluorescent dyes used for cell counts generally do not penetrate
spores). However, a recent study of dipicolinic acid and muramic acid concentrations indicatethat bacterial endospores are approximately as abundant as counted cells in deep subseafloor
sediment of the Peru Margin (Lomstein et al. 2012; dipicolinic acid is limited to endosporesand muramic acid is much more abundant in endospores than in vegetative cells). Because
endospore abundance is not yet known for other subsurface habitats (or even for most sedimentof the world ocean), this will be an intriguing avenue of research in the near future.
A further complication for global estimates of subsurface biomass is that the biomass
resident in large subsurface habitats is not yet known. For example, biomass in the vast volumeof fractured igneous basement in continents and oceans cannot yet be quantified, because thedata do not yet exist.
Discussions of subsurface biomass to date have relied on counts of stained cells (e.g.,(Thierstein and Störrlein 1991; Parkes et al. 1994, 2000; D’Hondt et al. 2004, 2009) or
abundance of intact biomarkers (Lipp et al. 2008). These are powerful techniques that census
overlapping, but non-identical subsets of a microbial community. Counts of cells stained with
non-specific DNA-binding compounds (e.g., acridine orange or SYBR-Green) include intact
vegetative bacteria and intact archaea, but do not include bacterial endospores. Molecular
probes (fluorescence in situ hybridization [FISH] probes) specific to RNA in bacteria, archaea
or more narrowly defined phylogenetic groups have also been used, albeit much less frequently(e.g., Mauclaire et al. 2004; Schippers et al. 2005). Intact biomarker assays have focusedon archaeal biomarkers and consequently estimate subsurface archaeal biomass, not total
subsurface biomass.
The results of these techniques (cell counts and biomarker assays) beg discussion of the
distinction between “intact” and living cells. It is not yet certain how long cell membranes,
their included nucleic acids, or their diagnostic phospholipids remain intact after cell death indeep subsurface environments. This said, RNA-based FISH counts are generally interpreted
to suggest that a large fraction of counted subseafloor sedimentary cells are living or at least
recently alive; RNA is widely recognized to degrade far more readily than DNA and RNAbased FISH counts constitute several percent to several tens of percent of DNA-based counts in
subsurface environments (Mauclaire et al. 2004; Schippers et al. 2005). Compelling independent
evidence that the majority of counted subseafloor cells in individual samples are alive wasrecently provided by experiments with isotopically-labeled organic substrates and sedimentfrom hundreds of meters beneath the seafloor in the Japan Sea (Morono and al. 2011); in theseexperiments, as many as 76% of the counted cells assimilated the isotope-labeled substrates.

PHYSIOLOGICAL PROCESSES OF SUBSURFACE LIFE
Subsurface microorganisms include both heterotrophs (which consume organic matter)and lithoautotrophs (which consume inorganic compounds). Electron donors in subsurface environments include buried organic matter, reduced chemicals (such as reduced iron and reduced
sulfur), and reduced compounds created by water-rock interactions; examples include H2 fromradioactive splitting of water (Pedersen 1997; Lin et al. 2006) and H2 and CH4 from serpentinization reactions (Kelley et al. 2005; Nealson et al. 2005). All of these electron donors occur inNature and Extent of the Deep Biosphere559

a broad range of subsurface environments. For example, organic matter that was photosynthesized in the overlying ocean is the principal electron donor for microbes in subseafloor sediment(D’Hondt et al. 2004) and also circulates in dissolved form with seawater through oceanic basalt. The primary electron donors in subseafloor basaltic aquifers include reduced chemicals inmineral phases (e.g., Bach and Edwards 2003), which also commonly occur in both terrestrial
and marine sediment. Hydrogen produced by natural radioactive splitting of water appears tosustain microbial life in deep continental aquifers (Lin et al. 2006) and may also be a significant
electron donor in very organic-poor marine sediment (Blair et al. 2007).
Rates of subsurface microbial respiration have been most commonly quantified forsubsurface sedimentary communities. Calculations based on concentration profiles of dissolved
electron acceptors and products of microbial respiration indicate that the subsurface microbesof both terrestrial sedimentary aquifers (Chapelle and Lovley 1990; Phelps et al. 1994) andsubseafloor sediment (D’Hondt et al. 2002a, 2004; Røy et al. 2012) respire orders of magnitude
more slowly than microbes in the surface world (Onstott et al. 1999; Price and Sowers 2004).
Given the extraordinarily low rates of microbial respiration in many subsurface
environments, subsurface microbes are generally assumed to reproduce very slowly, if at
all. D’Hondt et al. (2002a) speculated that most subseafloor sedimentary microbes are either
inactive (dormant) or adapted for extraordinarily low metabolic activity. Price and Sowers(2004) suggested that subsurface sedimentary microbes exhibit survival metabolism (sufficient
to repair macromolecular damage but insufficient to sustain growth or motility). Whether they
are actually growing or merely repairing macromolecular damage, amino acid racemization
ratios indicate that subseafloor sedimentary biomass turns over very slowly, on timescalesof hundreds to thousands of years (Lomstein et al. 2012). We do not yet know whether the
microbes of these subsurface environments reproduce at these slow rates of biomass turnoveror live without dividing for millions to tens of millions of years.
These extraordinarily slow rates of respiration and biomass turnover beg consideration of
the factor(s) that control(s) rates of microbial activity in subsurface ecosystems. Where electron
acceptors are present, areal or volumetric rates of subsurface microbial activities (e.g., activity
in a square-meter sediment column or in a cubic meter of sediment or rock) are broadly related
to electron donor availability. For example, areal rates of microbial respiration are orders ofmagnitude higher in subseafloor sediment rich in organic matter (D’Hondt et al. 2004) than insubseafloor sediment where organic matter is extremely dilute (D’Hondt et al. 2009). However,where electron acceptors are vanishingly rare, electron donors can build to extraordinarily highconcentrations. For example, in some fractures intersected by deep South African gold mines,
dissolved hydrogen from water radiolysis is present in millimolar concentrations but electron
acceptors are scarce, indicating that microbial activity in those fractures is far too low to keep
up with very low rates of hydrogen production on timescales of tens to hundreds of millions ofyears (Lin et al. 2006).
Such examples suggest that, in a broad sense, subsurface rates of bulk microbial activities
are controlled by energy availability. However, the situation is much more problematic at closer
inspection. For example, why don’t sedimentary microbial communities oxidize all available
organic matter within the first few centimeters of the seafloor? In other words, how does buried
organic matter survive microbial activity to sustain slow rates of activity for millions to hundredsof millions of years? Why don’t rapidly respiring cells outcompete the slowly respiring cells byoxidizing all available organic matter over a much shorter interval of geologic time?
The situation is also perplexing on a per-cell basis. For example, aerobic microbialcommunities of subseafloor sediment in the North Pacific Gyre exhibit per-cell rates of
microbial activity (Røy et al. 2012) that are not vastly different from per-cell rates in anaerobic
communities of subseafloor sediment in the Peru Margin and the equatorial Pacific Ocean

560

Colwell & D’Hondt(D’Hondt et al. 2002a; 2004) although areal rates of activity differ by orders of magnitude
between the oxic gyre sediment and the anoxic Peru Margin sediments. In both environments,
mean per-cell rates of respiration are orders of magnitude lower than per-cell rates in surface
sediment or laboratory cultures. What are the limits to survival that allow microbial hunger
artists to eke out a living at such extraordinarily slow rates in both environments?
Finally, the extent to which subsurface organisms are (i) microbial zombies, incapable ofbeing revived to a normal state, or (ii) capable of metabolism, growth, and reproduction at rates
typical of the surface world is not yet known for many subsurface ecosystems. Isolation of many
microbial strains from deep subsurface environments (e.g., (Balkwill 1989; Takai et al. 2001;
D’Hondt et al. 2004; Batzke et al. 2007) has demonstrated that at least some deep subsurface
microbes can emerge into the surface world, grow, and multiply. However, these few hundredsof laboratory isolates may not represent the majority of subsurface microbes. A recent study by
Morono et al. (2011) sheds light on this issue. In short, Morono and colleagues demonstrated
that many microbes from sediment hundreds of meters beneath the seafloor take up measurable
quantities of isotopically-labeled substrates. In doing so, they effectively showed that many
deeply-buried organisms maintain the potential to metabolize and grow, regardless of what they
are doing deep beneath the seafloor (Jørgensen 2011). This result effectively demonstrates thatthe metabolic potential of long-buried microbes can be activated at much higher rates when they
emerge into a moderate environment.

WHERE AND WHEN DOES LIFE IN THE
SUBSURFACE REALLY MATTER TO US?
It is fair to ask when and where deep life matters to the life and processes at Earth’s surface.
Can we identify ecosystem services that are provided by life underground? The question might
be considered for both naturally occurring subsurface microbes and those that are a part of ahuman-engineered process. A number of engineered systems that utilize or involve microbes
and their activities are the result of stimulation of subsurface life. Microbes underground are responsible for numerous variations on the general theme of bioremediation. Where wastes havebeen carelessly released into aquifers, we now depend upon microbial communities to decontaminate these freshwater resources. The processes can take decades to be complete; however,
it is usually far more economical to track these in situ reactors over time as they eliminate contaminants than it is to dig the waste out of the ground. Perhaps this situation is similar to how
we depend upon subsurface microbes and the biogeochemical processes that they carry out topurify tainted water that enters the subsurface prior to our use of the water when it is collected
down gradient. The mingled biological, chemical, and physical processes that are inherent to
deep Earth can eliminate the human pathogens that are simply not able to survive.
Similar processes have been conceived for conducting in situ mining or biohydrometallurgy,
where low-grade ores may be attacked by well-understood microbial processes under controlled
conditions to extract the metals within (Das et al. 2011). This approach is conducted worldwide
in managed “heap leach” operations, where the rubblized rock is piled onto a large impermeablepad, irrigation networks trickle the “lixiviant” fluid through the system, and the metal-richliquid that results is collected (Rawlings 2002). This biologically driven process is responsible
for the recovery of most of the world’s copper (Rawlings 2002), as well as uranium and gold,
and is contemplated for manganese extraction (Das et al. 2011).
Microbes and their astounding metabolic activities have been considered also for processes
that would convert hydrocarbons deep in Earth into products that can more readily be extracted.
Studies of anaerobic modification of hydrocarbons are relatively new as many aliphatic andaromatic structures were long considered to be inert (Heider et al. 1998). A better understandingNature and Extent of the Deep Biosphere561

of the distribution of microbes in hydrocarbon-rich geological formations and the constraints
under which they survive and modify the organic matter therein (Head et al. 2003) has also led
to considering ways by which microbes might alter hydrocarbons in place where oxygen isabsent. Oxygen-free reactions, including hydroxylation, methylation, fumarate addition, andreverse methanogenesis (anaerobic methane oxidation), allow microbes metabolic access tocomplex hydrocarbons and broaden our view of how organic matter can be converted in thesubsurface (Heider 2007).
Many subsurface environments are used not for their resources but rather for theirremoteness, stability, or controllability. Such subsurface settings are ideal repositories fornuclear waste, carbon dioxide, or as artificial reservoirs for natural gas. In each case, microbialactivities may play a role in the security of the materials deposited therein. The microbiologyof nuclear waste storage locations has been investigated to determine the degree to whichbiological activity may alter the waste in a range of geological environments designated as
candidate underground repositories (Stroes-Gascoyne and West 1997; Pedersen 1999; Pitonzo
et al. 1999; Jolley et al. 2003; Horn et al. 2004; Nazina et al. 2004). Locations close to the waste
canisters shortly after enclosure may create conditions that are outside the range of microbial
survival due to high-temperature or high-radiation fields of the newly deposited waste. But atsome distance away from the waste, and over time as the radioactivity decays, these extreme
conditions will moderate and microbes may recolonize the geologic niches.
Deep-Earth storage of carbon dioxide as a means to remove it from the atmosphere hasreceived considerable attention. Most studies have focused on the physical or chemical controlson carbon dioxide stability in the subsurface (Benson and Cook 2005); however, microbes cansurvive in many environments suitable for CO2 storage and for these settings we must also
consider biogeochemical aspects of stability. To date, few studies have examined microbialcommunities where CO2 would be secured or the conditions to which these cells would be
exposed. These investigations make it clear that some microbes—likely as spores—can survive
in the presence of supercritical CO2 (Mitchell et al. 2008, 2009; Dupraz et al. 2009). Native
communities in several geological habitats may resist the solvent properties of the supercritical
CO2 or survive proximal to the highest concentrations of the solvent (Morozova et al. 2010).
Geochemical modeling suggests that subsurface microbes in some environments where CO2
could be disposed (e.g., basalts) might be able to alter the disposition of the carbon (Onstott2004). Assurance of the stability of deeply sequestered CO2 is important and so there should bean effort to understand the biogeochemistry where life can survive.
Even though these microbial reactions occur only on the dimensions of single microbial
cells or microcolonies or minerals or dissolved compounds, the large size of the biomass,
its ability to permeate living space, and the relentless nature of this metabolism mean thatthe effects can translate to scales of hundreds of kilometers over millennia. An example that
displays the cumulative effect of pervasive, sustained microbial activity is the accumulation ofbiogenic methane in continental shelf sediments where conditions are met for methanogenesis
and capture of the methane in the form of hydrates (Hazen et al. 2013). The release of methanefrom this “large, dynamic microbially-mediated gas hydrate capacitor” (Dickens 2003) is one
explanation for how massive quantities of isotopically-light carbon were injected into the Earthsystem at the Paleocene-Eocene thermal maximum and possibly at other times in Earth’s history.
Computational modeling of how microbially-generated methane accumulates in sediments as
hydrates, free-gas, or dissolved gas; how it is oxidized by microbes under normal conditionsof leakage; and how it may escape from sediment and enter the overlying water or atmosphereand act as a greenhouse gas have matched the observed d13C excursions in the sediment records(Dickens 2003; Gu et al. 2011). Although Earth-system models indicate that the current phaseof planetary warming is unlikely to cause large-scale release of methane present as hydrates(Archer 2007), modeling efforts that focus on high-latitude sediment suggest that more

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immediate release of methane from hydrates is possible (Reagan and Moridis 2009). It seems
that sediment and deep permafrost containing accumulations of biologically-produced methane
are perhaps especially precarious (Westbrook et al. 2009; Ruppel 2011). That methane plumes
can transition from the seafloor, through the water column, and then to the atmosphere is notable(Solomon et al. 2009). Polar field sites may be excellent places to observe how subsurface biota
and their processes respond to the surface system (and how humans are changing it) and may
be responsible for accelerating (i.e., by making methane) or quenching (i.e., by consuming themethane) the changes that are underway on the planet’s skin.
Another example of microbes in their native state that may contribute significantly toprocesses of concern at the surface are those present in deep aquifers covered by the oceans
and contained within large igneous provinces or proximal to spreading centers or seamounts(Schrenk et al. 2010; 2013). By virtue of their activity, these cells likely play an important rolein planetary elemental cycling. These regions of considerable fluid movement are driven by
advection of seawater into the crustal materials at the seafloor and by thermal convection cells
generated when geothermally-heated waters circulate through the porous geological structure(Delaney et al. 1998; Edwards et al. 2005). Life in the crust consists of microbes that form
complete ecosystems with lithoauthotrophy and heterotrophy present (cf., Cowen et al. 2003;
Santelli et al. 2008; Mason et al. 2010; Smith et al. 2011). It has been estimated that ca. 1 × 1012
g C/yr of primary biomass may accumulate based on the volume of accessible crustal material;
the amount of water cycling through these sponge-like materials; and the iron-, sulfur- andhydrogen-based metabolisms upon which these ecosystems rely (Bach and Edwards 2003).
Thus, crustal communities mediate the flux of crucial elements from the mantle to the overlying
water, where chemical energy is converted into microbial cells (Menez et al. 2012). The surface(seafloor) exposures of these deep aquifers are windows through which the geochemical andmicrobiological fluxes may shine into the overlying water. These surface windows exhibit
diverse and complex accumulations of life based on interaction of the released fluids and themicrobes with the seawater into which they emerge (Bernardino et al. 2012; Thurber et al.
2012). And because of their distance from us, we have not yet completely seen deeply into thesewindows where there may be complex ecosystems projecting into the crustal materials.
Also of some importance is the concept that the subsurface was once a refuge for life when
the surface was too harsh to allow survival (Stevens 1997). Early in the planet’s history, perhaps
after life started, but still when surface conditions were austere, the subsurface might havebeen relatively stable, perhaps even much as it is today. Bolide impacts might have routinely
sterilized the surface proximal to the impact; however, at some distance the resultant fracturesand fluid movement (Cockell et al. 2012) might have provided conditions that would enhancesurvival. The same might have been true in some regions that sustained ice cover. Here, atsome depth (as is the case in present high-latitude locations), the balance between low surface
temperatures and high subsurface temperatures would offer thermally optimal conditions forlong-term stability of microbial communities. It is sobering to think that billions of years fromnow, as the Sun sears the surface of Earth, life may make its final stand in the refugial depthsof the planet.

PROJECTIONS AND PRIORITIES FOR FUTURE STUDIESThe future of subsurface microbiology research is rich with opportunities to understandthe peculiarities of this environment and how these characteristics define it as an importantcomponent of the biosphere. The priorities for future studies can be divided into topics that deal
with how the subsurface is sampled and envisioned and also into topics that relate to traits ofsubsurface microbes or the ecology, diversity, biomass, activity, and constraints of microbialcommunities.

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Imagining how we might sample and visualize deep life
Numerous research tools are available to those who would study microbes in thesubsurface; however, new tools would enable even more information to be gleaned from our
deep investigations. New experiments could help to address the bias that is expected to occur
associated with sampling. Although there are few examples of such experiments (cf., Hirsch
and Rades-Rohlkohl 1988), we can expect that the mere act of coring, pumping, or excavating
in an underground environment may stimulate microbes in an otherwise quiescent setting. The
creation of open boreholes that serve as vertical conduits for fluids where none existed before,
or of hydrologic gradients associated with the strenuous pumping of aquifers, are certain
stimuli to microflora that are used to stasis. Crustal systems are notoriously difficult geologicalenvironments to sample because of their inherent porosity and the tendency for fluid imbibition
that can carry drilling materials into the rocks.
Equally delicate conditions are those required for studies that would manipulate thesubsurface and determine the biogeochemical responses. Numerous examples reveal how
microbes respond to purposeful changes in their environment in shallow or accessible systems
derived from bioremediation research, but fewer studies have been conducted in deep or hard toaccess habitats and experimental alterations in such places are more complicated. Observatories
such as CORKS and SCIMPIs in the subseafloor have yielded exciting results, but even thesedevices are not always straightforward to deploy. As an example, settings where methane
concentration, pressures, and temperatures are conducive to gas hydrate formation are not yet
amenable to the observatory approach because hydrate formation prevents easy recovery of
the samplers. Elsewhere, in methane-rich sediments with increased leakage of the gas, where
fractures are important in distributing microbes, where shale gas is extracted, or in formations
designated as CO2 repositories, we can envision that sampling systems such as CORKS,
osmosamplers, or FTISR will be essential for puzzling out the implications of microbial activity.
Advances are pending in the ways that we see or imagine the subsurface. From acomputational perspective, new modeling approaches will strengthen the relationships ofscientists dwelling on the disciplinary boundaries and drive new studies that can be approachedusing experimental work or field collections. The coupling of genome-scale models to reactive
transport models has been accomplished in soils systems (cf., O’Donnell et al. 2007) andeven in boutique subsurface settings like the Rifle uranium mill tailing cleanup site in western
Colorado (Scheibe et al. 2009). The Rifle research sets a splendid example for other researchers,
who must explain the biogeochemistry of their target environment underground. We eagerly
anticipate the application of the same visualization and engagement tools that have been used
for developing visual observatories in astronomy (Szalay and Gray 2001), mapping humanproteins (Askenazi et al. 2011), detecting new evolutionary relationships in a spatiotemporalcontext (Kidd and Liu 2008; Sidlauskas et al. 2009), seeing the biogeographical distributionof large species (Kidd 2010), and observing how disease propagates through time (Janies et al.
2007). By using data science and visualization approaches, we can move towards conceptualmodels of subsurface life that will help us to realize principles of that life comparable to how
progress has been made in Earth system models, simulations of deep astronomical time, andhuman behavior (Wright and Wang 2011). Perhaps just beyond the computational models ofsubsurface life will be the physical models, the holograms and GeoWalls, that allow us to see in
our museums or auditoriums the inside of a living Earth.

Unexplored adaptations of subsurface microbes
Because the subsurface presents such extreme conditions for microbial life comparedto life at the surface where most of our studies of life occur, it is a challenge to understandhow processes that we recognize as essential for life, or even routine for life, can occur in thesubsurface. We have already noted the records for long-term survival that life undergroundColwell & D’Hondt

564

appears to sustain; and subsurface cells may depend substantially on the formation of inert
endospores (Lomstein et al. 2012). However, if cells remain marginally vegetative in somesense their protracted temporal survival evokes new questions:•

Do such vegetative cells grow at all or do they exercise some sort of contact inhibition
when they lie in such intimate space with minerals?

•

Can these living cells evolve—and if so, at what rate—without undergoing thecell division that normally seems so essential to introducing genetic change to a
population? Might new evolutionary mechanisms be discovered such as CRISPRs(Banfield and Young 2009) or the apparent importance of viruses (Anderson et al.
2011a, 2013) in these deep dwelling cells?

•

Are there specific adaptations (e.g., efficient nucleic acid repair) associated withsurvival proximal to minerals that may be undergoing radioactive decay (Arrage et al.
1993)?

•For cells that enter into extended dormancy, how do they muster the bare metabolic
activity to repair damaged (i.e., oxidized or racemized) molecules that are associatedwith survival in aqueous media?

•

Have these cells found new ways to resist high temperatures, as would appear to betrue for some that live under the dual stress of high temperatures and pressures (Takai
et al. 2008)?

•

As some may be fixed in place for millennia, have these cells devised structures such as“nanowires” or pili to explore neighboring pores and fractures for the thermodynamic
disequilibria that are essential for gaining energy (Nielsen et al. 2010)?

Unstudied physiologies and genotypes for the subsurface
The demands of life in Earth’s deep reaches appear to invoke as-yet unstudied strategies
by which microbes achieve the necessary energy. These strategies may not be new to life, but
certainly may be new to science simply because they are discreet compared to the physiologicalcapabilities that blare in surface systems that have been well investigated. What evocative new
approaches to survival are awaiting discovery?
•

What is the relative importance of “latent” redox systems in subsurface environments
where microbes cling to life (Valentine 2011)? An example is the radiolytic splittingof molecules to generate transient reactive species. Such metastable oxidants (e.g.,
peroxides, oxidized Mn, Fe, or S species) could allow incremental metabolic activity
in systems that are otherwise deprived of oxidants (Chivian et al. 2008; D’Hondt et al.
2009). Another example is dehalorespiration, whereby chlorinated organics that are
buried in the sediments may serve as oxidants (Futagami et al. 2009). The means bywhich these halogenated species (of human origin) serve as electron acceptors havebeen understood for years (Lee et al. 1998); however, we have not fully exploredthe process by which low concentrations of naturally occurring versions of theseorganics may be accessed by microbial communities in seafloor settings. Is theanoxic production of oxygen at the expense of methane and nitrite (Ettwig et al.
2010) common in subsurface systems given the correct chemistry and might this beanother reasonable oxidant source for cells that do not require much? Collectively, arethese just metabolic eddies and mere curios or bona fide survival strategies by whichmicrobes can and do survive the subsurface in broad measure?

•

Are there strategies that would appear to be thermodynamically insurmountable thathave been solved by subsurface microbes? These capabilities might be analogues
to the still incompletely understood anaerobic oxidation of methane, where lifeNature and Extent of the Deep Biosphere565

manages to exist at the extreme edge of thermodynamic probability. For example,
methanogens appear to exist, albeit not in high numbers, in sediment where methanelevels are high enough to make additional methane production exceedingly difficult.
Is it possible that hydrates may serve as a sink for additional methane production forproximal methanogens? Could questions like these be solved by cultivation studies
that creatively determined how to cultivate seawater microbes that resisted normal
laboratory media (Connon and Giovannoni 2002)?
•

Does the subsurface have a “rare” biosphere just as was found in the surface oceans(Sogin et al. 2006)? If there are numerous rare taxa in samples from the subsurface
then what does this say about functional resilience of the subsurface? Do keystone
taxa exist in the subsurface; that is, microbes that are hallmarks of the subsurface andtherefore playing some fundamental roles underground? The Census of Deep Life,currently underway and a part of the Deep Carbon Observatory, may inform us.

Subsurface coupling of the living and the non-living
We now understand new ways that abiotic and biotic systems of our planet are inextricably
linked to each other and to human systems (Liu et al. 2007; Watkins and Freeman 2008;
Stafford 2010). The subsurface is no different. As we learn more about the ways in whichlife survives underground, the activities and identities of these cells, questions arise related to
how deep Earth changes life and, in reciprocity, is changed as a result of the life therein. What
are the various connections between large-scale Earth processes and subsurface microbes that
require thermodynamic disequilibria to conserve energy for metabolic activity, however slimthat activity might be (Fig. 1)?
•

Does the fluid movement associated with tidal forces (Tolstoy et al. 2002) influencesubsurface microbial communities? And to include another large-scale phenomenon,
if earthquakes influence tidal activity (Glasby and Kasahara 2001), how then are theseseismic events tied to microbial community activity?

•

We understand that hydrogen may be key to microbial survival in the subsurface(Morita 2000; Sleep et al. 2004). Does hydrogen production from seismic activity
represent yet another way that microbes in the subsurface can be kept alive by Earth
movements (Hirose et al. 2011)?

•

Besides hydrogen, what other microbial provisions might be generated by seismicenergy release? Can new space in the subsurface in the form of fractures and porosity,
as well as access to oxidants from newly cracked surfaces, be supplied to deep
microbes that are otherwise so limited in this regard?

•

Are continental margins, where tectonics dictate the adjustment of plates and promote
fluid movement (Torres et al. 2002; Wood et al. 2002) by opening fractures and bychanging the stability of gas hydrates within the sediments, also places where bloomsof subsurface microbial activity can be expected?

•

How do annual planetary cycles determine what may occur in the subsurface? For
example, does the seasonal accumulation and then melting of snow, which loads andunloads Earth’s surface in places like northeastern Japan and causes deformation
at the land surface (Heki 2001), also simulate a subterranean bellows opening andclosing on an annual cycle that microbes might take advantage of?

•Do global events with longer cyclic periods, such as the current change in climate at
Earth’s surface, cause changes realized by life underground? In high latitudes, wherewarming processes appear to have provoked the incipient thaw of permafrost anddegeneration of methane hydrates (cf., Shakhova et al. 2010; Ruppel 2011; Walter

566

Colwell & D’Hondt
Anthony et al. 2012), will changes eventually translate into the subsurface sediments
and prompt microbial activity as a result of renewed fluid movement in long-frozenmaterials? How will the microbes in these systems, as they become more active as they
can in more surficial Arctic settings (Mackelprang et al. 2011), impose themselves on
the fluxes of greenhouse gases that we are so concerned with?

SUMMARY
As investigators of life underground, we anticipate the chance to learn more about
the unseen world of small life deep in Earth, but only if we continue to engage in essential
collaborations with all those who possess complementary knowledge of the planet’s history
and systems. Soon, we hope, there will be more complete synthetic models of how the living
and non-living aspects of Earth’s uppermost layers function and integrate with one another.
These models will guide our search for new deep life, its niches, capabilities, and adaptations.
We look forward to new explanations for how the subsurface biosphere is sustained and how its
expression matters to life at the surface.

ACKNOWLEDGMENTS
We thank the Deep Carbon Observatory funded by the Alfred P. Sloan Foundation and theDepartment of Energy, Office of Science, Office of Biological and Environmental Research,
Subsurface Biogeochemical Research Program (Award Number DE-SC0001533) for support.
We greatly appreciate the editorial support provided by Sachi and Tomi Nakama.

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