TOB Agent Services<KEY HIGHLIGHTS>
1.

Ranked top 6 th TOB agent in the Japan market league table, closely
following the major securities firms*

2.

Able to support TOB to increase shareholder value even in hostile
takeover situations

3.

Track record of executing counter TOB which requires prompt andaccurate actions*Aggregated public data since Oct 2008 (figure as of Sep 2019）

Company Name:

Registration:

Establishment:
Capital:MITA SECURITIES Co., Ltd.
Director of Kanto Local Finance Bureau (Financial instruments firms) No.175
Moneylender / Tokyo Governor (6) No.27088
Registered Real Estate Broker / Tokyo Governor (1) No.103950
Real Estate Specified Joint Enterprises / Commissioner of the FSA・Minister of Land,
Infrastructure and Transport No.76
July 1949¥500,000,000 (as of March 31, 2019)

President & CEO:Kunihiro Mita

Office Addresses:(Head Office) 3-11, Nihonbashi-kabutocho, Chuo-ku, Tokyo 〒103-0026
Tel +81-3-3666-0011(Osaka Branch) 1-7-15, Minami-honmachi, Chuo-ku, Osaka City, Osaka 〒541-0054
Tel +81-6-6260-5670(Singapore Branch) 105 Cecil Street #24-02/04 The Octagon Singapore 069534

Subsidiary:

Mita Securities Global Consulting Pte. Ltd. 105 Cecil Street #24-02/04 The Octagon
Singapore 069534
EJ Consultancy Services Pte. Ltd. 105 Cecil Street #24-02/04 The Octagon
Singapore 069534

Membership in
Exchanges:

The Tokyo Stock Exchange・The Osaka Stock Exchange

Membership inAssociations:Japan Securities Dealers Association
Tokyo Real Estate Association
Japan Financial Services Association

Membership in
Investor Protection
Funds:
Accounting Auditor:

Japan Investor Protection Funds

SeishinShisei & Co. / OAKFIELD & ASSOCIATES (As of June 2018）

Example of a hostile TOB caseIn recent years, the number of hostile TOB deals have increased. It is becoming
increasingly difficult for the target company’s board of directors to blindly reject TOB
transactions set at price levels believed to increase shareholder value by minority
shareholders.
Announcement Date

TargetAcquirer

TOB Agent

Target Opinion

2017/2/3

Solekia

Individuals

Mita Securities

Against2018/4/27

Sanyo Homes

Japan Asia Group

Mita Securities

Against2019/1/31

Descente

BS Investment

Nomura Holdings

Against2019/1/31

GexeedBMI Hospitality Services

Mita Securities

Holdback

2019/3/22

KosaidoMinami Aoyama Fudosan

Mita Securities

Neutral2019/7/11

UNIZO Holdings

HIS

H.S. Securities

Against*Reference – Public data from Jan 2017～Sep 2019

TOB Agent - League Table

Traction

Mita Securities has a strong track record ranked top 6th TOB agent in the Japan market
league table*, including a large hostile TOB deal with Accordia Golf.
*Aggregated public data since Oct 2008 (figure as of Sep 2019）

Rank

TOB AgentNo. ofDeals

1

Nomura Holdings

183

2

Sumitomo Mitsui Financial Group

159

3

Daiwa Securities Group

146

4

Mizuho Financial Group136

5

Mitsubishi UFJ Financial Group51

6

Mita Securities

27

7Tokai Tokyo Securities

218

SBI Securities

129

H.S. Securities

1010

Okasan Securities Group
Aizawa Securities
EVOLUTION JAPAN Securities

5*Aggregated public data since Oct 2008 (figure as of Sep 2019）

TargetAcquirer

Price (JPY)/
No. of SH

Accordia Golf

PGM
Holdings

425oku/63,500

Ost Japan
GroupFuji Yakuhin

13oku/1,000

Ace Koeki

Ace
Investment

53.6oku/3,700

ComtecYI Holdings

27.2oku/1,000

MinnanoWedding

Cookpad28.7oku/2,000

O-uccino

Individuals

5.2oku/900

MinnanoWedding

Individuals

35.7oku/1,400

Tera ProbePowertechTechnology

48.8oku/2,300

SagamiGroupHoldings

Belluna

59.4oku/2,400

Majesty Golf

Majesty Golf
Korea

16.1oku/6,100

Contact US（Investment Banking Division）☎ 03-3666-0039 ✉ ibd@mitasec.com※ The preliminary review of each deal shall be conducted by Mita Securities. Please note that the transaction may not be
accepted as a result of the examination.
※ Services as described herein may be changed or stopped for unavoidable reasons.
※ Clients information obtained during the preliminary review will keep privately confidential.