Green Bond Fact SheetBank of Dalian Co., Ltd.

Date: 16-Jan-2018

Issue date: 27-Dec-2018 Maturity date: 27-Dec-2021 Tenor: 3Issuer NameBank of Dalian Co., Ltd.

Amount Issued

CNY2bn (USD290m)

Country of risk

China

CBI Database

Included

Issuer Type1

Financial Corporate

Bond TypeGreen Bond

Green Bond Framework

N/A

Second party opinion

N/A

Certification Standard

N/A

Assurance report

EY

Certification Verifier

N/AGreen bond rating

N/A☐ Energy☐ Solar☐ Onshore wind
☐ Offshore wind
☐ Geothermal☐ Hydro☐ Tidal☐ Biofuels☐ Bioenergy☐ Waste to energy☐ District heating☐ Electricity grid

☐ Energy storage☐ Energy performance☐ Infrastructure☐ Industry: components☐ Adaptation & resilience☐ Buildings☐ Certified Buildings☐ HVAC systems☐ Energyperformance☐ Water performance☐ Energy storage/meters☐ Other energy related☐ Industry: components☐ Adaptation & resilience☒ Transport☒ Electric vehicles☐ Low emissionvehicles☐ Bus rapid transit☐ Passenger trains☐ Urban rail

☐ Freight rolling stock☐ Coach / public bus☐ Bicycle infrastructure☐ Energy performance☐ Transport logistics☐ Infrastructure☒ Industry: components☐ Adaptation & resilience☒ Water & wastewater☐ Water distribution☐ Water treatment☒ Wastewatertreatment☐ Water storage☐ Storm water mgmt
☐ Desalinisation plants☐ Erosion control☐ Energy performance☒ Infrastructure☐ Industry: components☐ Adaptation & resilience☐ Waste management☐ Recycling☐ Waste prevention☐ Pollution control☐ Landfill, energy capture☐ Energy performance☐ Infrastructure☐ Industry: components☐ Adaptation & resilience

Use of Proceeds☐ Land use & agriculture☐ Afforestation/parks☐ FSC Forestry☐ FSC Cellulose &paper☐ Land remediation☐ Energy/water efficiency☐ Sustainable agriculture☐ Adaptation & resilience☐ Other☐ Adaptation &resilience☐ ICT☐ Industry: process

Issue details
ReportingCompany information

EY has provided pre-issuance assurance for this green bond according to the PBoC‘s
Catalogue of Projects Supported by Green Bonds (2015).
Bank of Dalian is a local joint-stock commercial bank consisting of Dalian Stateowned shares, Chinese-funded legal person shares and individual shares.
It provides financial services such as issuing loans, issuing financial bonds,
commercial banking services, foreign exchange services, various consulting andwitness services.
The Bank was established in 1998, headquartered in Dalian, Liaoning province ofChinaFirsts, records andcertifications
Proceeds description

Proceeds will finance 11 projects in the transport and water treatment
sectors. Expected outcomes of two exemplary projects has been provided:•A new energy vehicle project. The project covers the manufacture of newenergy vehicles and core components as well as charging and replacing
operations.

•Construction of sewage treatment plant and supporting sewage collection
pipe network project. The total scale of the sewage treatment plant is
20,000 m3/d, which is implemented in two phases: the recent project:
10,000 m3/d; the long-term project: 10,000 m3/d, and the sewage
collection pipeline is 26,673 m.

Climate Bonds view

We encourage issuers to disclose more details on financed projects and makeexternal reviews publicly available to enhance transparency.

Underwriters

CITIC

Deal comments
Credit Rating

AAA (CCXI)

Pricing summary
Investors summary

1Issuer categories: ABS, development bank, financial corporate, government-backed entity, loan, local government, non-financialcorporate, sovereign