DTCC CONSULTING SERVICESFAST TRACK YOUR CFTC REWRITE READINESS TODAY!
Our CFTC Test Pack can help you prepare for the upcoming revised CFTC
reporting requirements
The Commodity Futures Trading Commission’s rewrite of their trade reporting rules (CFTC Rewrite) is the most significant amendment
to reporting rules in the US since over-the-counter (OTC) derivatives reporting was first implemented by the CFTC under theDodd-Frank Act in 2012. Scheduled for implementation on December 5, 2022, key changes include updated data submission
requirements, timing of reporting and data verification requirements. This will likely create challenges for firms as they ready theirsystems for compliance with the new rules.
Evaluating, updating, and testing your firm’s infrastructure to ensure compliance with the CFTC’s revised mandates can be costly,complex, and time consuming. With this in mind, we designed our CFTC Test Pack to empower you with the tools you need to verify
your firm’s system readiness for the new rules.
Firms can use the CFTC Test Pack to manually book trades in their own trade capture systems and compare the outcome to expectedresults. It includes front to back reporting workflows from internal trade booking to report generation to reconciliation against
our Global Trade Repository service (GTR) reports. The test pack is structured to cater to key testing requirements while it retains
flexibility, allowing you to determine the depth of your testing based on your volumes, product coverage, and scope. Plus, our CFTC
Test Pack has been reviewed by a group of top global banks.

Our Expertise.
Your Organization.
For over 45 years, our clients have trusted us to solve
some of the biggest issues facing the global financial
services industry. This unique vantage point hasenabled us, through DTCC’s family of companies, todevelop techniques and tools that can help firms drive
innovation and transformation.
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to learn more about our CFTC Test Pack or toschedule a complimentary evaluation with ourexperts to help you devise a strategy for CFTC
reporting implementation.

ADVANCING FINANCIAL MARKETS. TOGETHER.™

CFTC TEST PACK INCLUDES■A set of key scenarios across 5 asset
classes, with test scripts and expectedreporting outcomes.

■Trade state reporting, public-pricedissemination (PPD) scenarios, lifecycle
event coverage and common negative tests.

■

Wide product coverage with accompanying
test data to compare against report submissions.

EASY TO USE
The CFTC Test Pack allows you to:■

Manually book trades within your firm’s own environment
leveraging the key economic data provided in the test
steps and submit to a trade repository.

■

Compare the output from your system’s user-acceptancetesting reporting submissions to the detailed test data
provided in the CFTC Test Pack.

■

Update specific products, events, or more granular details
within the test scenarios to make them more applicable toyour firm.

■

Rely on the CFTC Test Pack to be updated to align withthe latest technical specification changes, either from theCFTC or DTCC.

CFTC TEST PACK TESTING CATEGORIES

Product Tests

Event Tests

Negative Tests

Public Price
Dissemination (PPD)
Tests

ADDITIONAL SERVICESDTCC Consulting Services experts can help with a range of services to help you prepare for the CFTC Rewrite, as well as otherregulatory regime changes across the globe. These services include, but are not limited to: impact analysis, requirements
documentation and rule interpretation, control framework health check, accuracy checks, test case development, test strategy, test
execution and program management.

FOR MORE INFORMATION
on DTCC Consulting Services, visit dtcc.com/consulting.

This material contains general information only, and none of The Depository Trust & Clearing Corporation (DTCC) network of firms is, by means of thiscommunication, rendering professional advice or services. Before making any decision or taking any action that may affect your finances or your business, you
should consult a qualified professional adviser. No entity in the DTCC network shall be responsible for any loss whatsoever sustained by any person who relieson this communication.
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