Inherited
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Financial Data/Corporate Information

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About ULVACULVAC’s VisionCorporate
Governance

ULVAC’s Strategy

Financial Data/Corporate Information

Company Data/Stock Information
Company Profile As of June 30, 2023

Directors, Auditors and Executive Officers As of September 29, 2023

Name

ULVAC, Inc.

TrademarkULVAC

Head office2500 Hagisono, Chigasaki,
Kanagawa Prefecture, Japan

Established

August 23, 1952

Capital¥20,873,042,500

Number ofemployees

Non-consolidated 1,710
Consolidated 6,264

President and Chief
Executive Officer
Senior Managing
Director
External Director
External Director
External Director
External Director
Auditor
AuditorExternal Auditor
External Auditor
Managing Executive
OfficerManaging Executive
OfficerManaging Executive
Officer

Stock Information

As of June 30, 2023

Total number of sharesauthorized������������������������������� 100,000,000
Total number of shares issued���� 49,355,938
Total number of shareholders���������� 12,463

Senior Executive
Officer
Senior Executive
Officer
Senior Executive
Officer
Senior Executive
Officer
Senior Executive
Officer
Senior Executive
Officer
Executive Officer
Executive Officer
Executive Officer
Executive Officer
Executive Officer
Executive Officer
Executive Officer

Setsuo IwashitaDr. Choong Ryul Paik
Hiroyuki Nishi
Norio Uchida
Dr. Kozo Ishida
Yoshimi Nakajima
Kazuya Saito
Yuji Morijiri
Isao Utsunomiya
Soya Honda
Tetsuya Shimada
Sadao Aoki
Yasuo Shimizu

ULVAC Group Companies As of September 30, 2023

Shigemitsu SatoJapanChinaEurope

ULVAC TECHNO, Ltd.
• ULVAC KIKO, Inc.
• ULVAC EQUIPMENT SALES, Inc.
• ULVAC CRYOGENICS
INCORPORATED• ULVAC-PHI, Inc.
• TIGOLD CORPORATION• ULVAC COATING CORPORATION• NISSIN SEIGYO Co., LTD.
• FINE SURFACE TECHNOLOGYCO., LTD.
• SHOWA SHINKU CO., LTD.

•ULVAC (CHINA) HOLDING CO., LTD.
• ULVAC (NINGBO) CO., LTD.
• ULVAC (SUZHOU) CO., LTD.
• ULVAC Orient (Chengdu) Co., Ltd.
• ULVAC ORIENT TEST AND MEASUREMENTTECHNOLOGY (CHENGDU) CO., LTD.
• ULVAC Automation Technology (Shanghai)
Corporation• ULVAC Tianma Electric (Jingjiang) Co., Ltd.
• ULVAC (Shenyang) Co., Ltd.
• ULVAC (Shanghai) Trading Co., Ltd.
• ULVAC Materials (Suzhou) Co., Ltd• ULVAC CRYOGENICS (NINGBO) INCORPORATED• ULVAC Research Center SUZHOU Co., Ltd.
• Hong Kong ULVAC Co., Ltd.
• ULVAC VACUUM EQUIPMENT (SHANGHAI)
CO., LTD.
• ULVAC Coating Technology (HEFEI) Co., Ltd.

••Tomoyasu Kondo
Takeshi Haginouchi
Seigou Kinugawa
Dr. Ju Hoon Shin
Junya Kiyota
Yu Jer Tsai
Dr. Koukou Suu
Shinji Takahashi
Kenji Yamaguchi
Sun-Gil Kim
Tadashi Oka
Yasuhiro Hara

South Korea
ULVAC KOREA, Ltd.
Pure Surface Technology, Ltd.
• ULVAC CRYOGENICS KOREA INCORPORATED

Number of Shares Held by Shareholder Type

Major Shareholders
NumberShareholdingof shares
ratio (%)
(Thousands)
7,569
15.34

Shareholder’s name
The Master Trust Bank of Japan, Ltd.
Custody Bank of Japan, Ltd.

3,734

7.57

Nippon Life Insurance Company

3,242

6.57

BBH (LUX) FOR FIDELITY FUNDS-GLOBALTECHNOLOGY POOL

3,188

6.50

TAIYO FUND, L.P.

2,477

5.02

JPMorgan Securities Japan Co., Ltd.

1,212

2.46

TAIYO HANEI FUND, L.P.

1,170

2.37

STATE STREET BANK AND TRUST COMPANY 505227

1,031

2.09

BNP PARIBAS LUXEMBOURG/2S JASDEC
SECURITIES/UCITS ASSETS

994

2.01

STATE STREET BANK AND TRUST COMPANY 505038

796

1.61

Individuals
and Other
5,062,492 shares
10.26%••ULVAC Technologies, Inc.
Physical Electronics USA, Inc.

TaiwanULVAC TAIWAN INC.
ULTRA CLEAN PRECISION TECHNOLOGIES CORP.
• ULCOAT TAIWAN, Inc.
• ULVAC AUTOMATION TAIWAN Inc.
• ULVAC SOFTWARE CREATIVE TECHNOLOGY, Co., Ltd.
• ULVAC Materials Taiwan, Inc.
••Southeast AsiaULVAC SINGAPORE PTE LTDULVAC MALAYSIA SDN. BHD.
• ULVAC (THAILAND) LTD.
•••

Treasury Stock
4,140 shares
0.01%

Participation in External Initiatives

Total
49,355,938 shares

FinancialInstitutions
18,084,060 shares36.64%

Note: Treasury stock (4,140 shares) is excluded from the calculation of shareholding ratios.

North America•

Securities Corporations
2,993,748 shares
6.07%

Domestic Corporations
1,781,351 shares
3.61%

ULVAC GmbH

Foreign Corporations
21,430,147 shares
43.42%

Signing the United Nations Global
Compact

Share Price* and Trading Volume
ULVAC, Inc.

TOPIX(Index)

Endorsing the Task Force on Climaterelated Financial Disclosures (TCFD)
Recommendations

Participating in the Semiconductor
Climate Consortium (SCC)

Trading volume(Thousand shares)

25,000

1,200
1,100
1,000

20,000900

External Recognition80070015,000MSCI Japan ESG Select Leaders Index

10,000THE INCLUSION OF ULVAC, INC. IN ANY MSCI INDEX, AND THE USE OF MSCI LOGOS, TRADEMARKS, SERVICE MARKS ORINDEX NAMES HEREIN, DO NOT CONSTITUTE A SPONSORSHIP, ENDORSEMENT OR PROMOTION OF ULVAC, INC. BY MSCI ORANY OF ITS AFFILIATES. THE MSCI INDEXES ARE THE EXCLUSIVE PROPERTY OF MSCI. MSCI AND THE MSCI INDEX NAMESAND LOGOS ARE TRADEMARKS OR SERVICE MARKS OF MSCI OR ITS AFFILIATES.

600500400300

5,00020010002013/62014/62015/62016/62017/6

2018/6

2019/62020/62021/62022/62023/60

FTSE Blossom Japan Sector Relative Index
FTSE Russell (Registered trademark of FTSE International Limited and Frank Russell Company) hereby certifies that ULVAC, Inc. has
qualified for inclusion in the FTSE Blossom Japan Sector Relative Index as a result of independent research. The FTSE Blossom Japan
Sector Relative Index is widely used to create and evaluate sustainable investment funds and other financial products.

*The Company’s share price and the TOPIX index indicated by line graphs as of June 30, 2013 are 100.

S&P/JPX Carbon Efficient Index

TSR (Total Shareholder Return)*
Annualized TSR
Shareholding
periodULVAC, Inc.
TOPIX77

3 years

5 years

10 years

206.4%
157.8%

155.8%
149.3%

863.9%
252.4%ULVAC VALUE REPORT 2023

*TSR is the overall yield for shareholders that takes into account both capital gains
and dividends.
By referring to the formula prescribed by the Cabinet Office Ordinances, the yieldfor each shareholding period at the end of FY 2022 is calculated.
The closing price at the end of FY 2019, at the end of FY 2017, and at the end of FY
2012 is used as the base stock price at the start of investment for each investment
period of 3 years, 5 years, and 10 years, respectively.

The S&P/JPX Carbon Efficient Index developed by S&P Dow Jones Indices and the Tokyo Stock Exchange is designed to measure theperformance of companies in the Tokyo Stock Price Index (TOPIX), while overweighting or underweighting those companies that havelower or higher levels of carbon emissions per unit of revenue and based on their environment-related disclosure.

For details
Website >>Sustainability > ULVAC’s Sustainable Management > ULVAC’s Sustainability

ULVAC VALUE REPORT 202378