Livent Lithium UK Limited

2023 Modern Slavery &Human Trafficking Statement
June 2024

The companies in which Arcadium Lithium plc directly and indirectly owns investments are separate legal entities. In
this Statement “Livent UK” is sometimes used for convenience where references are made to Livent Lithium UK Limited.
Likewise, the words “Arcadium Lithium group”, “we”, “us” and “our” are also used to refer to Arcadium Lithium plc and its
subsidiaries in general where no useful purpose is served by identifying the particular entity or entities, including Livent
UK. These terms may also refer to those who work for Arcadium Lithium plc or its subsidiaries. “Subsidiaries’’ as used inthis Statement refer to entities over which Arcadium Lithium plc either directly or indirectly has control.

This Statement is made pursuant to section 54(1) of
the UK Modern Slavery Act 2015 (“the UK Act”) for
the financial year ended 31 December 2023. For the
purposes of the UK Act, the reporting entity is Livent
Lithium UK Limited (“Livent UK”). As defined in the
UK Act, “modern slavery” includes, but is not limited
to, slavery, servitude, forced or compulsory labour,
exploitation of children, and human trafficking. This
Statement outlines the steps taken by Livent UK toassess and manage risks of modern slavery and humantrafficking during the 2023 reporting period, prior to thecompletion of the merger.

1

This Statement was approved by the Board of Directorsof Livent Lithium UK Limited on 11th June 2024.
This Statement includes progress updates from ourprevious statements. Previous statements, as well as
this statement are available online1 and also available
in paper form upon written request. This Statement
applies to the operations and suppliers of Livent UK,
unless otherwise specified.
Given the timing of the merger, at the time thisstatement is being finalised, Arcadium Lithium iscontinuing to integrate and standardise global supply
chain monitoring, risk assessment and reporting
approaches across the merged group where required.

Legacy Livent Corporation Policies available here: https://livent.com/sustainability/policies-and-statements/
Arcadium Lithium Policies available here: https://arcadiumlithium.com/corporate-governance/

Livent UK 2023 Modern Slavery Statement

On 4 January 2024, Arcadium Lithium plc (“Arcadium
Lithium”) announced the completion of the merger of
equals between Allkem Limited (“Allkem”) and Livent
Corporation (“Livent”).

2About Arcadium Lithium

4

About Livent UK

6

Livent UK Supply Chains

7

Steps Taken by Livent UK to Assess Risks of Modern Slavery

8

Steps Taken by Livent UK to Manage Risks of Modern Slavery

9

Future Focus

12

Livent UK 2023 Modern Slavery Statement

Contents3

About Arcadium Lithium

About Livent UK

Livent UK Supply Chains

Risk Assessment

Risk Management

Future Focus

About Arcadium Lithium

Arcadium Lithium’s primary products, namely
battery-grade lithium hydroxide, lithium carbonate,spodumene concentrate, butyllithium and highpurity lithium metal are critical inputs used in various
performance applications.
Arcadium Lithium (and its predecessors, Livent
Corporation and Allkem Limited) support the Ten
Principles of the United Nations Global Compact2.
These include supporting and respecting the protectionof internationally proclaimed human rights and seeking
to make sure that the companies in the group are notcomplicit in human rights abuses.

OUR PURPOSEOUR VALUES

Arcadium Lithium aims to safely and responsibly
harness the power of lithium to improve people’s
lives and to accelerate the transition to a clean
energy future.

Guiding our every action
For each other

OUR VISION

Fostering inclusive teams centeredon safety, well-being, integrity
and respect for colleagues.

Arcadium Lithium’s vision includes a sustainable
world in which lithium enables exciting possibilities
for renewable energy, electric transportation andmodern life.

For our stakeholders
Being a reliable, trusted company
that operates responsibly, leads
with excellence and delivers value.

For the future
Working together to drive progress,
sustainable growth and innovation
for the transition to clean energy.
Arcadium Lithium’s Code of Ethics and BusinessConduct is available on the Arcadium Lithium website3.

23

https://unglobalcompact.org/what-is-gc/mission/principles
https://arcadiumlithium.com/corporate-governance/

Livent UK 2023 Modern Slavery Statement

Arcadium Lithium is a leading global
lithium chemicals producer witha diversified product offering andenhanced business-critical scale,including a lithium deposit base thatis among the largest in the world.

4

About Livent UK

Livent UK Supply Chains

STRUCTURE OF OUR BUSINESS

Risk Assessment

Risk Management

Future Focus

BRINE > LITHIUM CHLORIDE > SPECIALTY PRODUCTS

The Arcadium Lithium group’s
combined operating assets anddevelopment projects span across
key locations globally, including
Argentina, Australia, Canada, China,
Japan, the United Kingdom, and theUnited States.

Fénix (Hombre Muerto, Argentina)

Sal de Vida, Argentina

Güemes, Argentina

The Arcadium Lithium group’s vertically integrated
asset portfolio means that we can better support ourcustomers’ needs and provide increased transparency
from our lithium chemical products, right through toour brine and hard rock lithium resources. The ‘brineto specialty lithium products’ segment of Arcadium
Lithium’s value chain that incorporates Livent UK isshown opposite.

U.S.

Lithium Chloride*

Lithium Metal

U.K.

Purified Metal

Operating & Development Asset*

Printable Lithium

Operating Asset

A limited amount of lithium chloride is sold directly to customers.

Operating Asset (Livent UK)

China

Butyllithium and Other

Development Asset

Products

Livent UK 2023 Modern Slavery Statement

About Arcadium Lithium5About Arcadium Lithium

About Livent UK

Livent UK Supply Chains

Risk Assessment

Risk Management

Future Focus

About Livent UK
Livent UK is a subsidiary of Arcadium
Lithium with operations based inBromborough, England.
Livent UK manufactures organolithium products andlithium salts, for sale both directly and via sales agentsto industrial customers, principally synthetic rubber
and fine chemical manufacturers in Europe and the
Middle East. Butyllithium products are primarily used aspolymer initiators, and in the synthesis of agrochemicals
and pharmaceuticals.

The sustainability of our business
depends on attracting, retaining
and motivating employees. Being a
responsible employer with respect
to pay, benefits, providing a safe andhealthy workplace and environmentis integral to our success.

Livent UK 2023 Modern Slavery Statement

At the end of 2023, Livent UK employed 73 people in the
United Kingdom. The directors of Livent UK recognisethat our employees are fundamental and core to ourbusiness and delivery of our strategic ambitions.

6About Arcadium Lithium

About Livent UK

Livent UK Supply Chains

Risk Assessment

Risk Management

Future Focus

Livent UK Supply Chains
In 2023 approximately GBP £19.5 million was
expended by Livent UK, working with more than299 suppliers globally, some of whom have further
suppliers and/or third-party service providers.

The majority of Livent UK’s external payments during 2023 were madeto suppliers in Europe, and the US. Livent UK has previously also obtained
a small proportion of lithium metal inputs from a publicly tradedsupplier located in China, which is subject to oversight from the Chinese
government. Recognising the potential for higher risk of labour rights
violations in China, Livent UK have investigated to confirm, to the bestof our knowledge, that suppliers based in China are not located in orsourcing from the Xinjiang Uyghur Autonomous region of China.
During 2023, Livent UK implemented Livent’s Global Approved Supplier
Risk and Ranking Standard Operating Procedure (“SOP”) and identified
20 suppliers considered to be critical suppliers for the Bromborough plant.
As these raw materials providers are critical for the operation of theBromborough plant, we focus our further risk assessment and mitigation
efforts on these suppliers. The following map shows the location of these
Tier 1 suppliers for our Butyllithium and Lithium Chloride products as wellas transportation providers.

Modern Slavery Vulnerability

Tier 1 Suppliers of Raw Materials
Low

High

Livent UK 2023 Modern Slavery Statement

The majority of Livent UK’s supply chain expenditures in 2023 werefor provision of raw materials, chemicals, utilities and services. The
most substantial expenditure by far was for lithium metal purchasedfrom Livent Lithium LLC. These raw lithium inputs were first extracted,
concentrated and converted to lithium chloride from brine resources inArgentina, then further processed into lithium metal in North Carolina (US)before the lithium metal was then purchased by Livent UK.

7

About Arcadium Lithium

About Livent UK

Livent UK Supply Chains

Risk Assessment

Risk Management

Future Focus

Steps Taken by Livent UK to Assess Risks of Modern Slavery

This process included:• Completing a direct (i.e. “Tier 1”) supply chain
mapping exercise for our critical sourced materials.
• Undertaking further detailed mapping of
supply chains beyond Tier 1 suppliers ofsourced materials including:

The scope of this mapping included initial mining or
manufacturing, distribution to Livent UK, production
at our UK facility, and then final distribution to ourcustomers. The modern slavery risk level of eachlocation along the value chain was categorised as
low, medium or high. As a result, a further 10 Tier
2 suppliers were included in our extended supply
chain map.
• Assessing responses to an initial Modern Slavery
Self-Assessment Questionnaire (“SAQ”) for Tier 1
materials suppliers and critical service providers.
• Strengthening follow up procedures, conversations,and investigations with suppliers who provided
partial or incomplete information during the initial
gap assessment.

– lithium metal– hexane– heptane– cyclohexane– toluene– n-Butylchloride– s-Butylchloride– mineral oil.

4

This Modern Slavery SOP defines the process forclassifying and mapping the supply chain, the process
for requiring suppliers to complete self-assessment
questionnaires, how to incorporate these responses into
the overall supplier risk assessment and what to do if
incidents of forced labour are identified.
The initial Modern Slavery SAQ used in previous years
was expanded in 2023 to seek to address broader
Environmental Social & Governance (“ESG”) risks forcritical suppliers. The SAQ is intended to cover the
supplier’s approach to addressing Environmental,
Health, Safety & Security, Human Resources, Social
Responsibility, Governance and Transparency risks.
Supporting documentation is also requested andresponses to these SAQs are reviewed by the local
procurement buyer and the sustainability team.

PROGRESS DURING 2023

A general supplier risk score is assigned based on:

During 2023, Livent UK worked with the Livent
Corporation Centre of Excellence for Operations team
to develop a Responsible Supply Chain Program.

• Sector and Industry Risk

A key element of this Program included developing astandard operating procedure for identifying risk factors
for modern slavery in the global supply chain.

We actively consult the Global Slavery Index (https://www.walkfree.org/global-slavery-index/) and other reference materials to assess relative risk.

• Geographic Risk4• Transactional Risk
• ESG Risk (based on responses to ESG
SAQ for relevant suppliers).

A key element of thisProgram included developinga standard operatingprocedure for identifying risk
factors for modern slavery in
the global supply chain.

Livent UK 2023 Modern Slavery Statement

In previous years, Livent UK has
completed gap assessments
intended to strengthen supply
chain transparency and understandwhere potential risks are located.

8About Arcadium Lithium

About Livent UK

Livent UK Supply Chains

Risk Assessment

Risk Management

Future Focus

Steps Taken by Livent UK to Manage Risks of Modern Slavery
Human Rights Policy

Supplier Sustainability Policy
The Livent Supplier Sustainability Policy incorporates
underlying principles of the UK’s Modern Slavery Act
2015, as well as the International Labour Organisation’s
Declaration on Fundamental Principles and Rights at
Work5, among other internationally recognised bestpractices and standards. The Supplier Sustainability
Policy emphasises to suppliers the human rights andlabour expectations contained within the policies
listed above.

• Supplier Sustainability Policy.

The Livent Corporation Human Rights Policy applied
to Livent UK during 2023 and states the Livent group’s
policy regarding the protection of human rights. The
Policy applies to all staff. It outlines Livent Corporation’scommitment to respecting human rights and complying
with laws, rules, and regulations governing human rights inthe countries in which we operate. This includes specificprovisions addressing non-discrimination, child, forced/
bonded labour, freedom to associate and collectively
bargain, health and safety, working conditions, fair wages
and compensation, migrant workers, and no harsh or
inhuman treatment/harassment.

Each of these is summarised.

Supplier Code of Conduct

Code of Ethics and Business Conduct

The Livent Supplier Code of Conduct sets out
Livent Corporation’s expectations for suppliers
and their subsidiaries and subcontractors withrespect to key issues, including human rights. This
includes expectations that all work is freely chosen
and without the use of forced or compulsory
labour. This Supplier Code of Conduct statesthat we will choose not to work with suppliers
who we believe do not meet our standards.

In June 2023, the Board of Directors of Livent UK
reviewed and again approved the Livent UK Modern
Slavery and Human Trafficking Policy that applies
to all individuals working for or on behalf of the UK
entity in any capacity. This policy sets out roles andresponsibilities and commitments to regular training on
modern slavery risks, so that employees know how to
identify modern slavery and how to report suspectedcases. Following the merger, this Policy has again beenreviewed by the Livent UK Board of Directors andupdated to reference Arcadium Lithium as the parent
company of the group.6

POLICIES
During 2023, Livent UK was subject to the following
publicly available policies of Livent Corporation. These
Livent Corporation policies will continue to apply while
the merged Arcadium Lithium entity completes aprocess of standardising and updating global policies
and procedures across the new group where required.
• Code of Ethics and Business Conduct• Human Rights Policy• Supplier Code of Conduct

Livent UK has taken significant
steps to further manage risks ofmodern slavery, particularly inregions with a higher prevalenceof modern slavery risk factors
and has set clear expectations
for companies supplying goods
and/or services to its business.

5 https://www.ilo.org/ilo-declaration-fundamental-principles-and-rights-work
6 https://arcadiumlithium.com/corporate-governance/

During 2023, all Livent Group employees, including Livent
UK employees, were required to acknowledge and agree
to the Livent Code of Ethics and Business Conduct at
the start of their employment and again annually. The
Code of Ethics establishes a “zero tolerance” approach to
ethical violations, clearly states Livent’s opposition to “anyform of harmful child labour and forced or compulsory
labour,” and lays out our expectation that suppliers
conduct themselves in an ethical and responsible
manner consistent with Livent’s standards. The Codeof Ethics and Business Conduct for Arcadium Lithium
was established at the completion of the merger on
January 4, 2024, and includes these same expectations.

Modern Slavery and Human
Trafficking Policy

Livent UK 2023 Modern Slavery Statement

While risk in the majority of the Livent
UK supply chain is assessed to belimited, we have focused mitigation
efforts where the risk of modern
slavery is believed to be the greatest.

9About Livent UK

CONTRACTUAL TERMS
AND CONDITIONS
Suppliers that are subject to Livent UK’s contractual
terms and conditions have the responsibility to adhere
to the Supplier Code of Conduct. We have also included
clauses that require suppliers to:• Confirm they have not been convicted orinvestigated for modern slavery offences.
• Take reasonable steps to ensure that their employees
and subcontractors are trained in and comply withapplicable anti-slavery and human trafficking laws.
• Grant Livent UK the right to audit them andtheir subcontractors for compliance against
our requirements.
• On request, provide a copy of any modern slavery
statement they are required to prepare under any
relevant modern slavery reporting framework.

DUE DILIGENCE ASSESSMENTS
It is the intention of Livent UK that supplier due diligenceis carried out by procurement personnel before potential
new critical suppliers are approved for use by Livent UK.
The ESG SAQ is required to be filled out by any
prospective critical supplier as part of the onboarding
process. During 2023, all 20 Livent UK raw material
suppliers classified as critical were screened using the
ESG SAQ. Responses have been received from eachof these suppliers. The resulting supplier scores fromthe modern slavery questions are summarised in thefollowing chart.

Livent UK Supply Chains

55% of suppliers scored above 90 in the SAQ and do
not require further mitigation action at this time.
45% of the suppliers scored below 90.

The SAQ responses from these
suppliers are used to prioritise further
risk mitigation actions that are
defined in the Modern Slavery SOP.
Figure 1—2023 Livent UK Supplier SAQ scoresfor modern slavery responses

Score >90
(lower risk)
55%

Risk Assessment

During 2023, third party social compliance supplieraudits were completed for a limited number ofLivent UK suppliers identified as high risk during
the modern slavery risk assessment process. The
findings and outcomes from each of these audits
are summarised below. No specific cases of modern
slavery were identified during these supplier audits. In
all cases where risk factors were identified, the audit

findings were reported to an internal risk committee
to determine the appropriate course of action.
Further details are set out in the table below.
Additional ISO 9001 supplier site visits were conductedduring 2023 where site-based inspections for modern
slavery risk factors were also undertaken. No modern
slavery risk factors were observed during these site visits.

Key Social Compliance Audit Findings

Outcome

Supplier 1

Supplier could not provide sufficient
information and would not conduct
worker interviews.

Purchases from this supplier for Livent UK havebeen suspended until the outstanding issues
have been resolved.

Supplier 2

Workers were found to be working excessive
paid overtime. Worker interviews indicatedno concerns regarding welfare.

Requests were made to management to reduce
overtime and increase worker rest days as part of acorrective action plan with positive engagement fromthe supplier. Engagement with the supplier was for aone-off purchase, with no plan to purchase from this
supplier in the future.

Score<70(higher risk)
10%

Livent UK has also updated procedures for criticalsuppliers located in high-risk geographic areas.
From 2024, a social compliance audit is also
required prior to onboarding for these suppliers.

Future Focus

ON-SITE SUPPLIER INVESTIGATIONS

Score 70-90(medium risk)
35%

In 2023, Livent UK also engaged with, and received
ESG SAQ feedback from, four on-site contractors
who provided services for the Livent UK site in
Bromborough, England.

Risk Management

The internal Global Approved Supplier risk and ranking
SOP used by Livent UK has since been updated. From
2024, if a prospective supplier is located in a high-riskcountry and being evaluated for use in the UK, a social
compliance audit is required prior to proceeding.
Supplier 3

Workers were found to be working forextended periods without rest days.

Livent UK worked with the supplier to put in place anaction plan to address the audit findings. A further
audit was carried out and the improvements werenoted. We will continue to work with this supplierwith an ongoing monitoring plan in place.

Livent UK 2023 Modern Slavery Statement

About Arcadium Lithium

10About Livent UK

Livent UK Supply Chains

TRAINING AND
CAPACITY BUILDINGGRIEVANCEMECHANISMS

Procurement representatives from Livent UK utilise an
intranet site set up in 2023 to share information, provide
updates on internal Standard Operating Procedures(SOPs), supplier self-assessment questionnaires, audit
results and track progress of supply chain risk mappingwith other relevant employees across the global group.

It is our policy to protect whistle blowers and encourage
the confidential submission of possible violations of our
Supplier Code of Conduct, including through our ethics
complaint/whistle blower hotline. Livent Corporation
received no modern slavery complaints in 2021,
2022 or 2023 through the company’s ethics hotline
complaints processes or otherwise.

Livent UK has conducted training on Modern Slavery
for employees involved in the supply chain andprocurement process.
Livent UK’s initiatives to raise employee awarenessof modern slavery also include:• Providing posters, and electronic displays that outline
modern slavery in accessible language and provide
the UK Government helpline contact details7 forvictims and/or to report suspicions of modern slavery.
• Placement of prominent workplace posters in breakrooms, copy rooms and other high traffic locations.

Following the merger, Arcadium Lithium’s Code of Ethics
and Business Conduct has been established which
outlines current methods of reporting non-compliance.
These are outlined below:
The Company’s Ethics Response Line may bereached as follows:

Ethics Response Line
• United States 1-844-867-4128 (toll-free)• Argentina 0800-444-1243• Rotating electronic posters on TV monitors/displays
in select office areas.

• Australia 1800-490-619• Distribution of wallet-size cards that provide tips
on spotting modern slavery. These cards are designed
to be easy-to-carry, to take to suppliers, and to
distribute to any suspected victim of modern
slavery, as needed.

• China 400-661-2252• Canada 833-679-2182• Hong Kong 800-93-0359• India 000-800-040-1335• United Kingdom 0808-234-2896• Singapore 800-110-2396• Japan 0066-33-830-771• Switzerland 0800-56-1065• Netherlands 0800-020-1879• South Korea 080-877-5416

Risk Assessment

Risk Management

Future Focus

Ethicspoint Website
arcadiumlithium.ethicspoint.com
The Company Ethics Response Line service provides:• 24-hour, 7-days-per-week continuous coverage• Multilingual service – 100 languages• Confidentiality and anonymity assurance for callers• Trained staff to handle ethics cases.

It is Arcadium Lithium’s policy andintent to investigate any reported
violation of the Code of Ethics
and Business Conduct, any other
Arcadium Lithium policy or any
applicable law that Arcadium Lithium
becomes aware of, and to takeappropriate action, as determined
by Arcadium Lithium, based on the
results of the investigation.
Investigations into any reported violations are carriedout by Arcadium Lithium’s Compliance Group who
have employees in different global locations.

Livent UK 2023 Modern Slavery Statement

About Arcadium Lithium

7 https://www.modernslavery.gov.uk/start11

About Arcadium Lithium

About Livent UK

Livent UK Supply Chains

Risk Assessment

Future Focus

Risk Management

Future Focus
Livent UK will continue to work with the global Arcadium
Lithium team and contribute to the Responsible Supply
Chain Program. Livent UK representatives participatedin the first meeting of the Responsible Supply Chain
Committee in early 2024 to review the outcomes ofsupply chain risk mitigation measures implemented
during 2023. This committee includes leaders fromthe following functions:

All employees of Arcadium Lithium and its controlledsubsidiaries, including Livent UK, are required toundertake annual training in the company’s Code of
Ethics and Business Conduct. As part of the Arcadium
Lithium company-wide compliance program, training in
the new Code was deployed to all employees following
the completion of the merger in January 2024, with30 days to complete the assigned course.

• Centre of Excellence

During 2024, Arcadium Lithium and subsidiarycompanies including Livent UK are focusing on
integration activities and standardising global supply
chain policies, procedures and performance metrics.
This process involves implementing third-party software
to assist with screening suppliers for certain risk factors
including those associated with modern slavery.

ASSESSING EFFECTIVENESS OF LIVENT UK’S APPROACH
Livent UK has established certain key performance indicators to seek to assess the effectiveness of actions
taken to identify and mitigate risks of modern slavery in operations and supply chains.
These include:

Key Performance Indicator

Livent UK 2023

Continued transparency on number of reported modern slavery
complaints relating to the group’s8 ethics response line complaints
processes or otherwise.

0• Livent UK site-based personnel

Completion rate of planned supplier site visits each year.

• Procurement Centre of Excellence

Three further ISO 9001 supplier site visits including site-based
inspections for modern slavery risk factors are planned for 2024.

100%• Supply Chain• Legal• Global Communications and Sustainability

Livent UK has also committed to completing a further
three site visits for suppliers identified as high risk
during 2024 and is focused on continuing to reduce
the percentage of procurement spend with suppliers inhigher risk categories.

reported modern slavery complaintsof target of ‘auditing at least twohigh risk direct suppliers’ achieved

This Statement is made pursuant to section 54(1) of the UK’s Modern Slavery Act 2015 and constitutes Livent Lithium
UK Limited’s slavery and human trafficking statement for the financial year ending 31 December 2023.

Signed by the Director on 13th June 2024
following approval by Board of Directors of Livent Lithium UK Limited on 11th June 2024

8

‘group’ refers to Livent Corporation during 2023, prior to the merger. Following the merger, ‘group’ refers to Arcadium Lithium.

Livent UK 2023 Modern Slavery Statement

Following the merger of Livent with
Allkem, the new Arcadium Lithiumgroup is continuing to enhance due
diligence processes for identifying
and managing risks of modern slavery
in global operations and supply chains.

12arcadiumlithium.com