Announcement of Changes in Management

TOKYO, November 26, 2020 - Monex Group, Inc. (“the Company”) hereby announces changes inmanagement of its group companies named below.
Monex Group, Inc.
Monex, Inc.

I. Monex Group, Inc.
1.

Change in Title of Executive Officer and appointment of Executive Officer and Executive Director
Effective January 1, 2021 (scheduled)Name
New Title
Representative ExecutiveOfficer
Yuko Seimei (*1)
Chief Operating Officer
Chief Financial Officer

Current Title
Representative Executive Officer
Chief Operating Officer

Takuya Yamanaka (*2)

Executive Officer

Executive DirectorHiroshi Aikawa (*3)

Executive Director－(*1) Will continue to serve as Representative Director & President, Monex, Inc.
(*2) Will continue to serve as Senior Executive Director, Monex, Inc.
(*3) Will become Managing Director and continue to serve as Executive Director, Monex, Inc.
Effective December 31, 2020 (scheduled)Name
New Title
Toshihiko Katsuya

2.

Current Title
Senior Executive Officer
Chief Financial Officer(Resign)

Changes in Responsibilities of Executive Officer
Effective January 1, 2021 (scheduled)
Name
Responsibilities (new)Chief Operating Officer
Chief Financial Officer- Planning
Yuko Seimei- Financial Controls- Japan Segment- Investment Segment- Information Security
Kiminori Kaneko- Risk Management

Responsibilities (old)Chief Operating Officer- Planning- Japan Segment- Investment Segment- Human Resources- Information Security

Katsuki Mandai- Japan Segment- Asia-Pacific Segment- Japan Segment

Takuya Yamanaka- Human Resources－1Responsibilities of Executive Officers (As of January 1, 2021 (scheduled))
NameTitle
Responsibilities
Other important positions in thegroup
OkiMatsumoto

Representative
ExecutiveOfficer & CEO

YukoSeimeiRepresentative
Executive
Officer

Kiminori
KanekoTakashiOyagi
John
Bartleman
Shoji
Kuwashima

Executive
Officer
Executive
Officer
Executive
Officer
Executive
Officer

MasayukiOkamotoKatsuki
MandaiTakuyaYamanaka

3.

Executive
Officer

Executive
Officer
Executive
Officer

Chief Executive Officer- Overall Management- Monex Zero
- Japan Catalyst, Inc.
Chief Operating Officer/
Chief Financial Officer- Planning- Financial Controls- Japan Segment- Investment Segment- Information Security- Risk Management
Chief Strategic Officer- US Segment- US Segment
Chief Quality Officer/
Vice Chairman- Quality Controls- Crypto Asset Segment- Corporate
Communications- Crisis Management
Chief Administrative
Officer/General Counsel- Internal Controls- Legal- Japan Segment- Asia-Pacific Segment- Human Resources- Managing Director & Chairman,Monex, Inc.
- Chairman of the Board ofDirectors, TradeStation Group, Inc.
- Chairman, Coincheck, Inc.
- Representative Director &President, Monex, Inc.
- Director, TradeStation Group, Inc.

- Managing Director, Monex, Inc.
- Director & Chief Strategic Officer,
TradeStation Group, Inc.
- Director & President, TradeStation
Group, Inc.

- Managing Director, Coincheck, Inc.

- Managing Director, Monex, Inc.
- Managing Director andVice President, Monex, Inc.
- Senior Executive Director,Monex, Inc.

Executive Director Change
Effective January 1, 2021 (scheduled)Name
New Position
Executive Director
Hiroshi Aikawa
Assistant General Manager,
Financial Control Department

Current Position－II. Monex, Inc.
1.

Managing Director Changes
Effective January 1, 2021 (scheduled)Name

New Position

Current Position

Hiroshi Aikawa

Managing Director & ExecutiveDirector

Executive Director2Effective December 31, 2020 (scheduled)Name

New Position

Current Position

Toshihiko Katsuya(Resign)Managing Director3