Case Study:

One of the World’s Largest Investment Banks
Relies on LexisNexis® for International Compliance
Overview
One of the world’s largest international investment banks.

The Challenge

More than 4,000 banks
and financial institutions
rely on LexisNexis forrisk management
and compliance.

In response to today’s increased regulatory climate, this financial institution
performed a self-audit of thousands of international banking transactions
completed over the course of two years. The organization analyzed several
criteria (e.g., the account holders, banks, country in which these banks reside,
recipients, type of transactions) and discovered that it needed to improve its
fraud prevention and KYC (Know Your Customer) programs.

The Solution
Together with our global partners, LexisNexis® offers this investment bankan advanced due diligence solution—LexisNexis® Bridger Insight™ XG­—that
provides the investigative intelligence necessary to evaluate the legalityof international transactions. With access to unparalleled global data andresources, the solution validates the entity and individuals associated withevery transaction. The solution facilitates full compliance with the USA
PATRIOT Act, and, even more importantly, the LexisNexis solution helps
preserve the integrity of the financial institution by identifying suspicious
behavior and giving the institution the opportunity to proactively terminate
relationships with these people or entities.

The Results• Gives the bank the tools it needs to have complete knowledge about
international transactions and the people and entities who initiate them.
• Provides enhanced due diligence from domestic online sources, domestic
jurisdiction and court records and international investigative resources.
• Enables the investment bank to fulfill the requirements of the PATRIOT Act
and maintain compliance.
• Protects the integrity of the financial institution by enabling the organization
to proactively take steps to protect the clients’ assets.

Risk Solutions
Financial Services

LexisNexis: The single source for risk mitigation andfraud prevention
LexisNexis is a preferred vendor for the financial services industry forsuccessfully helping organizations reduce fraud, mitigate risk and maintaincompliance. More than 4,000 banks and financial institutions rely on
LexisNexis for risk management and compliance.
To prosper in a rapidly changing business world, you need timely access tocritical information. LexisNexis provides solutions to help you make decisions
that mitigate financial risk, enhance business relationships and help improveoverall profitability. Whether the answer lies in public filings, proprietarydatabases or analytical engines, LexisNexis has the technology, tools andservices to deliver information solutions quickly, cost-effectively and, mostimportantly, the way you want them. Welcome to a whole new world of
business information resources.

With access to
unparalleled global dataand resources, Bridger
Insight XG validates theentity and individuals
associated withevery transaction.

For more information:
Call 866.858.7246 or visit
lexisnexis.com/risk/financial-services
About LexisNexis Risk Solutions
LexisNexis Risk Solutions (www.lexisnexis.com/risk) is a leader in providing essential information that helps
customers across all industries and government predict, assess and manage risk. Combining cutting-edge
technology, unique data and advanced scoring analytics, we provide products and services that address evolving
client needs in the risk sector while upholding the highest standards of security and privacy. LexisNexis Risk
Solutions is part of Reed Elsevier, a leading publisher and information provider that serves customers in morethan 100 countries with more than 30,000 employees worldwide.
Our financial services solutions assist organizations with preventing financial crime, achieving regulatorycompliance, mitigating business risk, improving operational efficiencies and enhancing profitability.

The Bridger Insight XG services are not provided by “consumer reporting agencies,” as that term is defined in the Fair Credit Reporting Act (15 U.S.C. § 1681, et seq.) (“FCRA”)
and do not constitute “consumer reports,” as that term is defined in the FCRA. Accordingly, the Bridger Insight XG service may not be used in whole or in part as a factor in
determining eligibility for credit, insurance, employment or another purpose in connection with which a consumer report may be used under the FCRA. Due to the nature of
the origin of public record information, the public records and commercially available data sources used in reports may contain errors. Source data is sometimes reported
or entered inaccurately, processed poorly or incorrectly, and is generally not free from defect. This product or service aggregates and reports data, as provided by the publicrecords and commercially available data sources, and is not the source of the data, nor is it a comprehensive compilation of the data. Before relying on any data, it should beindependently verified. LexisNexis, Lexis, Nexis and the Knowledge Burst logo are registered trademarks of Reed Elsevier Properties Inc., used under license. Other products
and services may be trademarks or registered trademarks of their respective companies. Bridger Insight XG is a trademark of LexisNexis Risk Solutions Inc. Copyright © 2011
LexisNexis. All rights reserved. NXR01329-1 1211