Executive Order 13959 - Proposed Treatment of Newly Sanctioned
Names
07 July 2021
Further to the ‘Executive Order by the President of the United States of America – FTSE Russell invites
comments on EO 13959 FAQ 902’ notification published on 09 June 2021, FTSE Russell would like tothank all the index users and stakeholders who provided feedback on the updated Executive Order (EO)
13959 – Non-SDN Chinese Military-Industrial Complex Companies (NS-CMIC List) and Frequently Asked
Questions 902 (FAQ 902).
After consideration of the responses, FTSE Russell will proceed with deleting the index constituents fromFTSE Russell indices that under FAQ 902 may continue to hold NS-CMIC listed names on the basis thatindex users commented that they could not guarantee the absence of U.S. beneficial owners investing infunds tracking those indices in violation of EO 13959.
Following an evaluation of the NS-CMIC List the securities listed in the table below were identified asindex constituents of FTSE Russell indices that fall within the scope of the updated EO 13959 and willconsequently be deleted from the FTSE GEIS, the FTSE Global China A Inclusion indices and associatedindices effective from the open on Wednesday 28 July 2021.
FTSE
GlobalEquityindex
SeriesFTSE Global
China A
Inclusion
Index

Country

Sedol

Local
Code

Aerospace CH UAV (A)China

B52RWN0002389

-

Small

Aerospace CH UAV (A) (StockConnect)China

BD5LZ25002389

Small

-

Aerosun (A)China

6355890

600501-

Small

Avic Aircraft (A)China

6004017000768-Large

Avic Aircraft (A) (Stock Connect)

China

BD5CPB7000768

Large-Avic Aviation High-Technology (A)China

6628439

600862-Mid

Avic Aviation High-Technology (A)(Stock Connect)

China

BYYFJL2600862

Mid-

Avic Heavy Machinery (A)China

6397609600765-

Mid

Avic Heavy Machinery (A) (StockConnect)

China

BP3R9Q1

600765Mid-

AVIC Jonhon OptronicTechnology
(A)

China

B28T7X4002179

-

Large

AVIC Jonhon OptronicTechnology

China

BD5CHR7002179

Large

-

Company name

(A) (Stock Connect)
AVIC Shenyang Aircraft (A)China

6800709600760-Large

AVIC Shenyang Aircraft (A) (StockConnect)China

BF2DZ39600760

Large

-

Changsha Jingjia Microelectronics(A)China

BYNSFF8300474-

Mid

Changsha Jingjia Microelectronics(A) (Stock Connect)

China

BD76153300474Mid-

China Aerospace Times Electronics
(A)

China

6981789600879-Mid

China Aerospace Times Electronics(A) (Stock Connect)

China

BP3R8W0600879

Mid-

China Avionics Systems (A)China

6371896600372-Mid

China Avionics Systems (A) (StockConnect)

China

BP3R3Y7

600372Mid-

China Satellite Communications
(A)

China

BK942H3601698

-

Large

China Satellite Communications(A) (Stock Connect)China

BK4XS55601698

Large

-

China Shipbuilding Industry (A)China

B4X9DB3601989

-

Large

China Shipbuilding Industry (A)(Stock Connect)

China

BP3R2R3601989

Large

-

China Shipbuilding Industry GroupPower (A)China

B01WHX6600482-

Mid

CSSC Offshore & Marine
Engineering (Group) (A)China

6393243600685-Mid

CSSC Offshore & Marine
Engineering (Group) (A) (StockConnect)

China

BP3R1T8600685

Mid-

CSSC Offshore & Marine
Engineering (Group) (H)China

63933170317

MidMidFujian Torch Electron Technology
(A)

China

BV86W11603678-

SmallFujian Torch Electron Technology(A) (Stock Connect)

China

BMTCXF6603678

Small

-

Guizhou Space Appliance (A)China

B01Z1V1002025

-

Small

Guizhou Space Appliance (A)(Stock Connect)

China

BD5C7T9002025

Small

-

Inner Mongolia First Machinery
Group (A)China

B0148Q2600967-

Mid

Inner Mongolia First Machinery
Group (A) (Stock Connect)

China

BP3RB43600967

Mid-

Jiangxi Hongdu Aviation Industry
(A)

China

6304375

600316-

Mid

North Navigation Control
Technology (A)China

6649946600435-MidZhonghang Electronic Measuring
Instruments (A)China

B4XVC89300114

-

Small

Zhonghang Electronic Measuring
Instruments (A) (Stock Connect)

China

BMTCVY1300114

Small-Custom Indexes Treatment
The above list of sanctioned index constituents will also be deleted from custom FTSE Russell indices thatare derived from FTSE GEIS. Clients of FTSE Russell custom indices should contact

info@ftserussell.com or their Relationship Manager by 09 July 2021 if alternative treatment is required.

For further information please contact FTSE Russell Client Services at info@ftserussell.com or call:
Australia
Hong KongJapanLondon
New York+1800 653 680+852 2164 3333
+81 3 4563 6346
+44 (0) 20 7866 1810
+1866 551 0617

Alternatively please visit our website at www.ftserussell.com

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