LSEG FX

Compliance Archive
How electronic communications have evolved in
the financial markets

The financial markets are evolving at an unprecedented pace and there are constant technology
updates or evolutions to which all market participants need to adapt. In addition, today’s regulatoryenvironment demands evermore efficient and effective scrutiny of all e-communications, as a resultof a fragmented landscape that encourages new ways of communicating and as a consequence ofmarket-disruptive events that changed the way we used to work.
As regulators increase pressure on existing monitoringand surveillance tools, market participants face anincreased challenge as they need to find solutions toimprove their efficiencies, their reporting and transparency
requirements, while at the same time reduce costs,
maintain their reputation and above all, be compliant.

No more fragmented communication channels

In partnership with Global Relay, Compliance
Archive provides a unified archiving portal for youre-communications from more than 50 sources, tohelp you capture, archive, analyse and report youre-communications and trading activity in an efficientand compliant way.

Increased transparency and reduced
reputational exposure

Consistent and rigorous reportingin one archive
Consistently apply surveillance procedures by leveraging
powerful archive tools – such as Policies, Advanced
Search, Analytics and Case Management – to help you
address regulatory demands while streamlining data
management, storage, security and business continuity
processes.

You can archive, capture, analyse and report in a single
portal your e-communications from over 50 data sources,
including FXT trade activity, Messenger, Microsoft® Outlook®,
WhatsApp, Slack, Microsoft® Teams, SkypeTM for Business,Zoom, LinkedIn®, Twitter®, Voice and many others.

Capture, retain and report all e-communications in asingle archive for up to 12 years (seven years by default).
This will enable your compliance and audit teams to meetglobal and regional regulatory requirements (ESMA,MiFID II record keeping and similar requirements fromFINRA, MAS and others), helping to prevent fines andreputational damage to your organisation. With thisopen and flexible solution that suits any type/size oforganisation you can access a fully hosted and agnostic
compliance archive and monitoring solution for youre-communications that will help you enhance workflows’efficiency and reduce costs.

Powered by Global Relay

LSEG FXBenefits:− Access to over 50 data sources in one unifying portal,including LSEG FX Messenger, Microsoft® Outlook®,
WhatsApp, Slack, Teams, Skype for Business, Zoom,
BBG chat/mails, LinkedIn, Twitter, Voice, and Text
messaging (SMS)− Immutable Golden Record , fully hosted avoiding costlyand lengthy integrations− Seven years archiving by default going up until 12− Open and flexible solution with easy implementationthat fits companies of all sizes and responds to their
specific requirements− A ready-built end-to-end integration service for
FX Trading, Conversational Dealing and FX Matching− Agnostic – can archive BBG chat/mails and list of otherdata sources natively

About LSEG FXLSEG FX offers the world’s leading independent source of trusted FX market insight, interbank and dealer-to-client electronic trading
venues, workflow management, and post-trade and regulatory support for both sell-side and buy-side market participants.

The LSEG FX portfolio includes:
FXall

Conversational Dealing

Dealer-to-client trading and workflow solutions for more than2,300 institutions worldwide, including asset management firms,banks, broker-dealers, corporations and hedge funds, withliquidity from more than 200 bank and non-bank market makers.

Global professional trading community, including more than 4,000
organisations and 14,000 users in more than 120 countries.

Workspace
Pre-trade analytics, news, pricing and other expert insight to help
inform trading strategies and decisions. Workspace provides accessto indicative market rates, currency indices and FX benchmarks.

Matching
Anonymous central limit order book for spot and FX swaps
trading for the dealer-to-dealer community, with over 1,000
subscribers and spot matching in over 80 currency pairs.

Advanced Dealing is a technical and functional enhancement toour already-popular Conversational Dealing. Furthermore, it is a
key strategic element of our FX strategy and brings together theMessenger and Dealing communities to deliver a collaborative
trading workflow

Compliance Archive
Reconstruct, supervise and analyse your message and tradeactivity in an efficient and compliant way, in one unifying portal.

Electronic Trading
Powerful e-commerce solutions adopted by over 300 banks
across 60 countries to shape, configure and automate FX priceflows, whilst streamlining risk management to meet the growing
demand for electronification.

Visit lseg.com/en/fx

LSF2805906/04-23|@LSEGplc

LSEG