Translation of the Japanese press release
August 27, 2009
Nikko Cordial Securities Inc.

General Managers of New Company
Nikko Cordial Securities Inc. (the “Current Nikko Cordial Securities”) will start operations
as a new company (the corporate name is scheduled to be changed to Nikko Cordial
Securities Inc. from Nikko Cordial Securities De-Merger Preparatory Company Ltd. as ofOctober 1, 2009) by succeeding all the operations of Nikko Cordial Securities Inc. andpart of operations of Nikko Citigroup Limited etc., subject to relevant authorities’
approvals and registrations, and will build a new structure of a full-line securities firm as
a wholly-owned subsidiary of Sumitomo Mitsui Banking Corporation.
The announcement is hereby made as general managers of the new company as of thestarting date of business operations were decided today, in addition to theannouncement on August 24, 2009 on corporate organization and executive structure.
###General Mangers of the New Company (Effective as of October 1, 2009)
Nobuo Hoga

Deputy Head of Internal Audit

Masanobu Kiriguchi

General Manager, Internal Audit

Shinya Inose

General Manager, General Compliance Management

Satoshi Nomura

General Manager, Products ComplianceKazuyoshi Shigenobu

General Manager,Operation

Noriaki Tatekabe

General Manager, Institutional Business Administration

Toshimitsu Tanabe

General Manager, Security Management

Hiroyuki Abe

General Manager, Underwriting Reviews

Toyokazu Kunii

Deputy Head of General Management

Shojiro Hirota

General Manager, Communications

Jyoji Matsumoto

General Manager, Legal

Akira Shiose

General Manager, Funding & Cash Management

Akira Kawahara

General Manager, Securities Settlement

Koichiro Yamamoto

General Manager, Administrative Services

Koichi Obara

General Manager, Human Resources

Osamu Tanaka

General Manager, Administrative Operation

Akihiro Shigeta

General Manager, System Planning & Operation

Katsuhide Kumano

General Manager, Personnel Development

Shintaro Mima

General Manager, Risk Management

Yoichi Makabe

General Manager, Financial Control

Shinya Yamamoto

General Manager, Treasury

Makoto Nishioka

General Manager, Products Planning & Operation

Masayuki Azuma

General Manager, Asset Management Products

Ayumu Sakurai

General Manager, Asset Management Marketing

Securities

Trading

Supervisory

Hideyuki Takizawa

General Manager, Insurance BusinessAkira Nobuta

General Manager, Investment Advisory Business

Masakatsu Nagasue

General Manager, Equity

Toshihiro Daigen

General Manager, Equity Advice Center

Naoki Masuda

General Manager, Financial Market ProductsShigeyuki Otohata

General Manager, Financial Market Products Trading

Koichi Maeda

Co-General Manager, Financial Market Products Trading

Yaoki Tsutsumi

Deputy Head of Capital Markets Origination

Takashi Sakai

General Manager, Equity Capital Markets

Naoya Seki

General Manager, Debt Capital Markets

Fumio Takamatsu

General Manager, Debt Syndicate

Kenji Kuya

General Manager, Alternative Markets

Junichi Yokoyama

General Manager, Corporate Development Service

Fumikazu Onishi

General Manager, Global Investment Strategy

Kimiharu Mizukami

General Manager, International BusinessYuichiro Kondo

General Manager, Management Planning & Administration

Kazuhiko Kido

General Manager, Institutional Business Development

Naoki Ogasawara

General Manager, Customer Relations

Koichi Tajima

General Manager, Business Research

Mayumi Nagura

General Manager, Customer Service Center

Masashi Maruyama

General Manager, Direct Marketing

Shinsuke Ushijima

General Manager, Retail Business Planning

Masato Inagaki

General Manager, Solution Business Planning

Yoshinori Hirahara

General Manager, Aomori Branch

Masazumi Fukuda

General Manager, Akabane BranchShigeo Irie

General Manager, Akita Branch

Yutaka Ota

General Manager, Asahikawa Branch

Akira Owano

General Manager, Ikebukuro Branch

Hirofumi Ishimaru

General Manager, Ueno Branch

Susumu Morikida

General Manager, Utsunomiya Branch

Koichi Hijikata

General Manager, Urawa Branch

Nobu Sakamoto

General Manager, Omiya Branch

Masao Tomita

General Manager, Kashiwa Branch

Kazuyoshi Fukushima

General Manager, Kawagoe Branch

Hidemi Yanagisawa

General Manager, Kitasenju Branch

Hitoshi Shinohara

General Manager, Sapporo Branch

Noriaki Iriya

General Manager, Sendai Branch

Minoru Yoshida

General Manager, Takasaki Branch

Kazuya Noguchi

General Manager, Chiba Branch

Junichi Kamiyama

General Manager, Tsudanuma Branch

Hideo Hirai

General Manager, Tokorozawa BranchSatoru Kimura

General Manager, Fukushima Branch

Shoji Suzuki

General Manager, Matsudo Branch

Takuya Higashitaki

General Manager, Mito BranchMatsumi Uno

General Manager, Motoyawata Branch

Shuichi Ikeuchi

General Manager, Morioka Branch

Shu Takeda

General Manager, Yamagata Branch

Youichiro Kawasaki

General Manager, Tokyo District Sales Department

Susumu Tamura

General Manager, Ichigaya Branch

Azuma Matsuzawa

General Manager, Oizumi Branch

Hitoshi Sugamoto

General Manager, Otemachi Branch

Jyoni Takioka

General Manager, Kamata Branch

Shinji Kadokawa

General Manager, Karasuyama Branch

Susumu Matsumoto

General Manager, Kichijoji BranchToshinobu Genozono

General Manager, Kinshi-cho BranchTakeshi Kiura

General Manager, Koganei Branch

Dai Takahashi

General Manager, Gotanda Branch

Hideki Sakamoto

General Manager, Shibuya Branch

Masayuki Nishizaka

General Manager, Shimokitazawa Branch

Masaharu Suenaga

General Manager, Jiyugaoka Branch

Yoshio Morizane

General Manager, Shinjuku Branch

Shiro Akiyoshi

General Manager, Shimbashi Branch

Yoshiyuki Asada

General Manager, Tachikawa Branch

Hiroyasu Fujikawa

General Manager, Tamagawa Branch

Tatsuya Shiine

General Manager, Chofu BranchTeruo Okamoto

General Manager, Nakano Branch

Hirofumi Nakamaru

General Manager, Hachioji Branch

Masatoshi Domon

General Manager, Main Branch

Takeo Miyamae

General Manager, Machida Branch

Masayoshi Furusho

General Manager, Yaesu Branch

Isao Tabata

General Manager, Aobadai Branch

Hajime Kawakami

General Manager, Atsugi Branch

Masatoshi Sugiyama

General Manager, Okazaki Branch

Mitsuhiro Tomomatsu

General Manager, Odawara Branch

Kenji Sasaki

General Manager, Kamiohoka Branch

Tatsuro Horie

General Manager, Kawasaki Branch

Hideyuki Aoki

General Manager, Gifu Branch

Eiki Tokuda

General Manager, Kofu Branch

Yoshito Morimoto

General Manager, Shizuoka Branch

Hiroki Higashi

General Manager, Shinyurigaoka BranchToshikazu Sawai

General Manager, Toyohashi Branch

Kenichi Hida

General Manager, Nagoya Branch

Seiji Takei

General Manager, Nagoya-ekimae Branch

Shinji Noda

General Manager, Numazu BranchToshiyuki Hamada

General Manager, Hamamatsu Branch

Masataka Kikuchi

General Manager, Fujisawa Branch

Shuichi Kawashima

General Manager, Yokohama-ekimae Branch

Kaoru Ota

General Manager, Yokkaichi Branch

Hitoshi Ueda

General Manager, Abeno Branch

Sotaro Todo

General Manager, Osaka Branch

Takafumi Inage

General Manager, Otsu Branch

Hiroshi Toda

General Manager, Gakuenmae Branch

Hiroaki Hinata

General Manager, Kanazawa Branch

Izumi Shimosaka

General Manager, Kyoto Branch

Enju Tsuchiya

General Manager, Sakai BranchMasaru Sekido

General Manager, Senri-chuo Branch

Kenichi Murakami

General Manager, Takaoka Branch

Tsutomu Kawase

General Manager, Takatsuki Branch

Mikio Matsui

General Manager, Toyama Branch

Noriyoshi Seo

General Manager, Nagano BranchKenji Nagano

General Manager, Nara Branch

Sunao Oishi

General Manager, Namba Branch

Hirofumi Sato

General Manager, Niigata Branch

Yoshinao Higuchi

General Manager, Hirakata Branch

Hiroshi Inoue

General Manager, Fukui Branch

Kimihiro Utsumi

General Manager, Matsumoto Branch

Seiichi Inaba

General Manager, Midosuji-honmachi Branch

Yoshihisa Ueda

General Manager, Moriguchi BranchYoshinobu Fujii

General Manager, Wakayama Branch

Yasushi Ikegami

General Manager, Oita Branch

Shohei Akiyama

General Manager, Okayama BranchToshio Hirai

General Manager, Kagoshima Branch

Akinobu Hatanaka

General Manager, Kita-Kyushu Branch

Chosei Ishida

General Manager, Kumamoto Branch

Yasushi Nakayama

General Manager, Kochi Branch

Satoshi Osawa

General Manager, Kobe Branch

Haruki Takamiya

General Manager, Saga Branch

Naohito Ikeda

General Manager, Takamatsu Branch

Yasuhito Ichihashi

General Manager, Tokushima Branch

Masahiko Sakaguchi

General Manager, Nagasaki Branch

Koji Itai

General Manager, Naha Branch

Kaoru Minami

General Manager, Nishinomiya Branch

Keita Usami

General Manager, Himeji Branch

Masayasu Onishi

General Manager, Hiroshima Branch

Yoshiyuki Ninomiya

General Manager, Fukuoka Branch

Nobuhiro Ochi

General Manager, Fukuyama Branch

Takashi Iwai

General Manager, Matsuyama BranchToshimi Matsuo

General Manager, Miyazaki Branch

Hiromi Shiraishi

General Manager, Yonago Branch

Satoshi Kawamura
Minoru Kawauchi

GeneralManager,

Financial

Products

Intermediary

Financial

Products

IntermediaryBusiness with SMBC
GeneralManager,BusinessYuji Anashige

General Manager, Public Institutions IKeiji Wada

General Manager, Public Institutions IIYasuo Shimizu

General Manager, Public Institutions III

Keiichi Yazawa

General Manager, Public Institutions IV

Hiroaki Aizawa

General Manager, Public Institution Operation

Masashi Sakamoto

General Manager, Private Banking

Yasuko Kito

General Manager,Employees

Yuji Suzuki

General Manager, Sales Group for Wholesale Clients

Fumikazu Nishimura

General Manager, Private Companies

Kiyokazu Watanabe

General Manager, Solution Business Planning I

Takashi Yamamoto

General Manager, Corporate Strategy

Koji Togawa

Deputy Head of Compensation & Benefit Planning

Takashi Sakurazawa

General Manager, Compensation & Benefit Planning

Shingo Kaname

General Manager, Investment Banking I

Kenichi TamuraGeneral Manager, Investment Banking II

Hiroshi Inoue

General Manager, Investment Banking III

Hiromasa Takakura

General Manager, Investment Banking IV

Nozomu Wakabayashi

General Manager, Investment Banking V

Kenichi Tamura

General Manager, Investment Banking VI

PersonalAdvisory

forCorporate

Mino Kawagoe

General Manager, Capital Markets Execution

Makoto Saito

General Manager, IPO Underwriting & Consulting

Tatsuya Shiomi

General Manager, Corporate Clients I

Akihiko Nagayama

General Manager, Corporate Clients II

Yuji Kawahara

General Manager, Financial Institutions & Public SectorClientsKeita Suzuki

General Manager, Corporate Clients IV

Masafumi Yoda

General Manager, Corporate Clients V

Shuhei Narita

General Manager, Corporate Clients VI

Keiichi Takada

Deputy Head of Institutional Business Eastern Japan

Hiroyuki Takagi

General Manager, Institutional Business Sapporo

Shinya Saiki

General Manager, Institutional Business Sendai

Takeo Harada

General Manager, Institutional Business Niigata

Katsumi Oniki

General Manager, Institutional Business Saitama

Nobuhiro Wakamatsu

General Manager, Institutional Business Kanto

Nobuyuki Endo

General Manager, Institutional Business Chiba

Kiyoshi Takahashi

General Manager, Institutional Business Yokohama

Naoya Nobori

General Manager, Institutional Business Mito

Kazuhiko Terakado

General Manager, Institutional Business Nagoya

Hiroshi Asano

General Manager, Institutional Business Shizuoka

Kazuhito Izumida

General Manager, Institutional Business Osaka

Eiichiro Obana

General Manager, Institutional Business Kyoto

Kazushi Kato

General Manager, Institutional Business Kobe

Masaki Fukuoka

Deputy Head of Institutional Business Western Japan

Tetsuji Komura

Deputy Head of Institutional Business Western Japan

Koji Abe

General Manager, Institutional Business Okayama

Masayuki Tada

General Manager, Institutional Business Hiroshima

Koichi Urano

General Manager, Institutional Business Fukuoka

Hiroyuki Yamasaki

General Manager, Institutional Business Yamaguchi###