Entity Account Application
Please do not use this form for IRA accounts
Mail to: Brookfield Investment Funds
c/o U.S. Bank Global Fund Services
PO Box 701
Milwaukee, WI 53201-0701

Overnight Express Mail to: Brookfield Investment Funds
c/o U.S. Bank Global Fund Services
615 E. Michigan St., FL3
Milwaukee, WI 53202-5207>> In compliance with the USA PATRIOT Act, all financial institutions (including mutual funds) are required to obtain, verify and record the following information for all

registered owners or others who may be authorized to act on an account: full name, date of birth, Social Security number and permanent street address. Corporate,
trust, and other entity accounts require additional documentation. This information will be used to verify your true identity. We will return your application if any of thisinformation is missing, and we may request additional information from you for verification purposes. In the rare event that we are unable to verify your identity, the Fundreserves the right to redeem your account at the current day’s net asset value.

1 Investor Information | Select one
 C Corporation
 Partnership NAME OF CORPORATION / PARTNERSHIP Limited Liability
Company S Corporation
 Other Entity

ExemptOrganization

STATE OF ORGANIZATION

NAME(S) OF AUTHORIZED SIGNER(S) Check here if you are a government entity
or affiliated with a government entity.

TAX ID NUMBER

You must supply documentation to substantiate the existence of your organization. (e.g., Articles of Incorporation/Formation/Organization,
Partnership Agreement, or other official documents.)

2 Beneficial Owner Information
Please complete the table below for each individual, if any, who directly or indirectly, through any contract, arrangement, understanding,relationship, or otherwise, owns 25% or more of the equity interests of the Legal Entity listed in Investor Information section. If noindividuals meet this criteria, please leave the table blank to certify this requirement does not apply for the Legal Entity.
Please note that if the Legal Entity is owned by another Entity, only natural persons should be listed within the table (ex. if ABC Corp. is 50%
owned by 123 Corp. and 123 Corp. is 50% owned by John Doe, John Doe should be listed as he is a 25% Beneficial Owner of ABC Corp.).
For Foreign Persons: An alien identification card number, or number and country of issuance of any other government-issued document
evidencing nationality or residence and bearing a photograph or similar safeguard can be provided in lieu of a passport number. A copy of theindividual’s passport, alien identification card, or other government-issued document must be included with the form.
Name

Date of BirthAddress (Residential orBusiness Street Address)

1
2
3
4

Page 1 of 8

Social Security
Number (For U.S.
Persons)

Passport Number andCountry of Issuance(For Foreign Persons)3 Controller Information
Please complete the table below with the requested information for one individual with significant responsibility for managing the Legal
Entity listed in Investor Information section, such as an executive officer or senior manager (ex. Chief Executive Officer, Chief Financial
Officer, Chief Operating Officer, Managing Member, General Partner, President, Vice President, Treasurer), or any other individual who
regularly performs similar functions (a beneficial owner named in Beneficial Owner Information section can be listed here if appropriate).
For a Foreign Person: An alien identification card number, or number and country of issuance of any other government-issued document
evidencing nationality or residence and bearing a photograph or similar safeguard can be provided in lieu of a passport number. A copy of theindividual’s passport, alien identification card, or other government-issued document must be included with the form.
Name

Date of BirthAddress (Residential orBusiness Street Address)

Social Security
Number (For U.S.
Person)Passport Number andCountry of Issuance(For Foreign Person)

4 Permanent Street Address
Residential Address or Principal Place of Business - Foreign addresses and PO
Boxes are not allowed.

STREET Mailing Address* (if different from Permanent Address)
If completed, this address will be used as the Address of Record for all statements,
checks and required mailings. Foreign addresses are not allowed.

APT / SUITESTREET

CITY

STATE

ZIP CODECITY

DAYTIME PHONE NUMBER

APT / SUITEEVENING PHONE NUMBERSTATE

ZIP CODE* A PO Box may be used as the mailing address.

E-MAIL ADDRESS Duplicate Statement #1

 Duplicate Statement #2

COMPANY NAMECOMPANY NAME

NAME

NAME

Complete only if you wish someone other than the account owner(s) to receive
duplicate statements.

STREET

CITY

STATE

Complete only if you wish someone other than the account owner(s) to receive
duplicate statements.

APT / SUITESTREET

ZIP CODECITY

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APT / SUITESTATEZIP CODE

45 Investment
Investment andand Distribution
Distribution Options
Options By check: Make check payable to the Brookfield Investment Funds.

N ote: All checks must be in U.S. Dollars drawn on a domestic bank. The Fund will not accept payment in cash or money orders.
The Fund does not accept post dated checks or any conditional order or payment. To prevent check fraud, the Fund will not accept
third party checks, Treasury checks, credit card checks, traveler’s checks or starter checks for the purchase of shares.

 By wire: Call 855-244-4859.

Note: A completed application is required in advance of a wire.

Investment Amount$1,000 Minimum - Class A, C
$1,000,000 Minimum - Class I

Capital Gains
Reinvest Cash*

Dividends
Reinvest Cash*Global Listed Real Estate Fund

$










Global Listed Infrastructure Fund

$









 Center Coast Brookfield Midstream Focus Fund $









 Global Renewables & Sustainable









 Class A 2063  Class C 2064  Class I 2065
 Class A 2067  Class C 2068  Class I 2069

 Class A 4026  Class C 4027  Class I 4029

Infrastructure Fund$

 Class I 5731

*If cash distribution should be paid, please select one:  Check to Address of Record  ACH to Bank of Record

Valid Voided Check or Savings Deposit
Slip Needed in Bank Information section

6 Cost Basis Method
The Cost Basis Method you elect applies to all covered shares acquired from January 1, 2012 forward and to all identically registeredexisting and future accounts you may establish, unless otherwise noted. The Cost Basis Method you select will determine the orderin which shares are redeemed and how your cost basis information is calculated and subsequently reported to you and to the Internal
Revenue Service (IRS). Please consult your tax advisor to determine which Cost Basis Method best suits your specificsituation. If you do not elect a Cost Basis Method, your account will default to Average Cost.

Primary Method (Select only one) Average Cost – averages the purchase price of acquired shares First In, First Out – oldest shares are redeemed first Last In, First Out – newest shares are redeemed first Low Cost – least expensive shares are redeemed first High Cost – most expensive shares are redeemed first Loss/Gain Utilization – depletes shares with losses prior to shares with gains and short-term shares prior to long-term shares Specific Lot Identification – you must specify the share lots to be sold at the time of a redemption (This method requires

you elect a Secondary Method below, which will be used for systematic redemptions and in the event the lots you designate fora redemption are unavailable.)
Secondary Method­ – applies only if Specific Lot Identification was elected as the Primary Method (Select only one) First In, First Out Last In, First Out Low Cost High Cost Loss/Gain Utilization
Note: If a Secondary Method is not elected, First In, First Out will be used.
Page 3 of 8

7 Telephone Options
You have the ability to make telephone purchases*, redemptions* or exchanges per the prospectus by checking the box
below. See the prospectus for minimum and maximum amounts.
* You must provide bank instructions and a voided check or savings deposit slip in the Bank Information section.

 I accept telephone transaction privileges.
Should you wish to add the options at a later date, a signature guarantee may be required. Please refer to the prospectus
or call our shareholder services department for more information.

8 Automatic Investment Plan (AIP)Your signed application must be received up to 7 business days prior to initial transaction.

If you choose this option, funds will be automatically transferred from your bank account. Please attach a voided check or savings deposit slip to the Bank Information section of this application. We are unable to debit mutual fund or pass-through (“forfurther credit”) accounts.
Draw money for my AIP (check one):  Monthly  Quarterly

If no option is selected, the frequency will default to monthly.

$100 minimumGlobal Listed Real Estate Fund

 Class A 2063  Class C 2064  Class I 2065

AMOUNT PER DRAWAIP START MONTHAIP START DAY

AMOUNT PER DRAWAIP START MONTHAIP START DAY

AMOUNT PER DRAWAIP START MONTHAIP START DAY

AMOUNT PER DRAWAIP START MONTHAIP START DAY


Global Listed Infrastructure Fund

 Class A 2067  Class C 2068  Class I 2069

 Center Coast Brookfield Midstream Focus Fund
 Class A 4026  Class C 4027  Class I 4029

 Global Renewables & Sustainable
Infrastructure Fund
 Class I 5731

Please keep in mind that:• There is a fee if the automatic purchase cannot be made (assessed by redeeming shares from your account).
• Participation in the plan will be terminated upon redemption of all shares.

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9 Systematic Withdrawal Plan (SWP)
Your signed application must be received at least 15 calendar days prior to initial transaction.

System Withdrawal Plan (SWP) $100 minimum and $5,000 account value minimum – permits the automatic withdrawal offunds.
 Payments will be mailed to address in the Permanent Street Address section.
 Payments will be deposited directly into your bank account. Please attach a voided check or savings deposit slip to the
Bank Information section of this application. We are unable to credit mutual fund or pass-through (“for further credit”)
accounts.
Make payments  Monthly  Quarterly  Annually starting with the month given here:Global Listed Real Estate Fund

 Class A 2063  Class C 2064  Class I 2065

AMOUNT PER DRAWSWP START MONTHSWP START DAY

AMOUNT PER DRAWSWP START MONTHSWP START DAY

AMOUNT PER DRAWSWP START MONTHSWP START DAY

AMOUNT PER DRAWSWP START MONTHSWP START DAY


Global Listed Infrastructure Fund

 Class A 2067  Class C 2068  Class I 2069

 Center Coast Brookfield Midstream Focus Fund
 Class A 4026  Class C 4027  Class I 4029

 Global Renewables & Sustainable
Infrastructure Fund
 Class I 5731

10 Bank Information
If you selected any
options which requirebanking information,please attach a voided
check or preprinted
savings deposit slip.
We are unable to debit
or credit mutual fundor pass-through (“forfurther credit”) accounts.
Please contact yourfinancial institution
to determine if it
participates in the
Automated Clearing
House System (ACH).

John Doe
Jane Doe
123 Main St.
Anytown, USA 12345

53289

D
I
VO

Pay to the order of _____________________________________________________ $ ___________________________________________________________________________________________DOLLARS

Memo___________________________

Signed_________________________________________

Note: There is a $15 feefor next day wire andno fee for ACH (transfer
takes 2-3 days).

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11 Letter of Intent

I agree to the terms of the Letter of Intent set forth in the prospectus. Although I am not obligated to do so, it is myintention to invest over a 13-month period in shares of the Brookfield Investment Funds on which a sales load has been
paid an aggregate amount equal to at least:
 $50,000  $100,000  $250,000  $500,000  $1,000,000

12 Rights of Accumulation
A reduced sales load applies to any purchase of the Brookfield Investment Funds shares, sold with a sales load, where an
investor’s then-current investment is $50,000 or more. If you have additional Brookfield Investment Funds accounts, pleaselist them here:
Existing Account Number(s):13 Signature and Certification Required by the Internal Revenue Service
I have received and understand the prospectus for the Brookfield Investment Funds (the “Fund”). I understand the Fund’s investment objectives

and policies and agree to be bound by the terms of the prospectus. Before I request an exchange, I will obtain the current prospectus for each Fund. I
acknowledge and consent to the householding (i.e., consolidation of mailings) of regulatory documents such as prospectuses, shareholder reports, proxystatements, and other similar documents. I may contact the Fund to revoke my consent. I agree to notify the Fund of any errors or discrepancies within 45
days after the date of the statement confirming a transaction. The statement will be deemed to be correct, and the Fund and its transfer agent shall not beliable, if I fail to notify the Fund within such time period. I certify that I am of legal age and have the legal capacity to make this purchase.
The Fund, its transfer agent, and any of their respective agents or affiliates will not be responsible for banking system delays beyond their control. By
completing the banking sections of this application, I authorize my bank to honor all entries to my bank account initiated through U.S. Bank, N.A., on behalfof the applicable Fund. The Fund, its transfer agent, and any of their respective agents or affiliates will not be liable for acting upon instructions believed
to be genuine and in accordance with the procedures described in the prospectus or the rules of the Automated Clearing House. When AIP or Telephone
Purchase transactions are presented, sufficient funds must be in my account to pay them. I agree that my bank’s treatment and rights to respect eachentry shall be the same as if it were signed by me personally. I agree that if any such entries are not honored with good or sufficient cause, my bank shallbe under no liability whatsoever. I further agree that any such authorization, unless previously terminated by my bank in writing, is to remain in effect until
the Fund’s transfer agent receives and has had reasonable amount of time to act upon a written notice of revocation.
 I understand that my mutual fund account assets may be transferred to my state of residence if no activity occurs within my account during theinactivity period specified in my State’s abandoned property laws.
Under penalty of perjury, I certify that (1) the Social Security or taxpayer identification number shown on this form is my correct taxpayer
identification number, and (2) I am not subject to backup withholding as a result of either being exempt from backup withholding, not being
notified by the IRS of a failure to report all interest or dividends, or the IRS has notified me that I am no longer subject to backup withholding,(3) I am a U.S. person (including a U.S. resident alien), and (4) I am exempt from FATCA reporting. (Cross out item 2 above if you have been
notified by the IRS that you are currently subject to backup withholding due to a failure to report all interest and dividends.)
The IRS does not require your consent to any provision of this document other than the certifications required to avoid backup withholding.
I hereby certify that to the best of my knowledge, the information provided about me, and the information provided about the beneficial
owner(s) and/or the individual with control over the legal entity is complete and correct.

PRINTED NAME OF AUTHORIZED SIGNERDATE (MM/DD/YYYY)

SIGNATURE OF AUTHORIZED SIGNER

Page 6 of 8

14 Dealer Information
DEALER NAME

DEALER’S ID!

REPRESENTATIVE’S LAST NAME

BRANCH ID

FIRST NAME

M.I.

REPRESENTATIVE’S ID

DEALER HEAD OFFICE INFORMATION:

REPRESENTATIVE BRANCH OFFICE INFORMATION:

ADDRESSADDRESSCITY / STATE / ZIP

CITY / STATE / ZIP

TELEPHONE NUMBER

TELEPHONE NUMBER

CODE

Before you mail, have you:
 Completed all USA PATRIOT Act required information?
		  Included a voided check or a savings deposit slip,– Tax ID Number in Investor Information section?
if applicable?
– Permanent street address in Permanent Street Address section?
		  Signed your application in Signature section?
 Enclosed your personal check made payable to the Brookfield 		  Enclosed additional documentation, if applicable?
Investment Funds?

For additional information please call toll-free 855-244-4859 or visit us on the web at www.brookfield.com

Page 7 of 8Beneficial Ownership Exclusions and Exemptions
Exclusions from the Definition of Legal Entity Customer:
The Rule excludes from the definition of legal entity customer certain entities that are subject to Federal or State regulations and for which
information about their beneficial ownership and management is available from the Federal or State agencies, such as:
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•

Financial institutions regulated by a Federal functional regulator or a bank regulated by a State bank regulator;
A department or agency of the United States, of any State, or of any political subdivision of a State;
Any entity established under the laws of the United States, or any State, or of any political subdivision of any State, or under an interstate compact;
Any entity (other than a bank) whose common stock or analogous equity interests are listed on the New York, American, or NASDAQ
stock exchange;
Any entity organized under the laws of the United States or of any State at least 51% of whose common stock or analogous equity
interests are held by a listed entity;
Issuers of securities registered under section 12 of the Securities Exchange Act of 1934 (SEA) or that is required to file reports under15(d) of that Act;An investment company, as defined in section 3 of the Investment Company Act of 1940, registered with the U.S. Securities andExchange Commission (SEC);
An SEC-registered investment adviser, as defined in section 202(a)(11) of the Investment Advisers Act of 1940;
An exchange or clearing agency, as defined in section 3 of the SEA, registered under section 6 or 17A of that Act;Any other entity registered with the SEC under the SEA;
A registered entity, commodity pool operator, commodity trading advisor, retail foreign exchange dealer, swap dealer, or major swap
participant, defined in section 1a of the Commodity Exchange Act, registered with the Commodity Futures Trading Commission;
A public accounting firm registered under section 102 of the Sarbanes-Oxley Act.
A bank holding company, as defined in section 2 of the Bank Holding Company Act of 1956 (12 USC 1841) or savings and loan holding
company, as defined in section 10(n) of the Home Owners’ Loan Act (12 USC 1467a(n));
A pooled investment vehicle operated or advised by a financial institution excluded from the definition of legal entity customer under
the final CDD rule;
An insurance company regulated by a State;
A financial market utility designated by the Financial Stability Oversight Council under Title VIII of the Dodd-Frank Wall Street Reformand Customer Protection Act of 2010;
A foreign financial institution established in a jurisdiction where the regulator of such institution maintains beneficial ownership information regarding such institution;
A non-U.S. governmental department, agency or political subdivision that engages only in governmental rather than commercial activities; andAny legal entity only to the extent that it opens a private banking account subject to 31 CFR 1010.620.

Exemptions from the Ownership Prong:
Certain legal entity customers are subject only to the control prong of the beneficial ownership requirement, including:••A pooled investment vehicle operated or advised by a financial institution not excluded under paragraph 31 CFR 1010.230(e)(2); andAny legal entity that is established as a nonprofit corporation or similar entity and has filed its organizational documents with the appropriate state authority as necessary.

Page 8 of 8

04/2024