PROJECT REPORT

US-Japan Relations
and Southeast Asia
Meeting Regional Demands
S A T U P. L I M A Y E an d T S U T O M U K I K U C H I

US-Japan Relations
and Southeast Asia:
Meeting Regional Demands

Table of Contents

Executive Summary
Until recently, Southeast Asia had not been a region of focus for the US-Japan relationship. A
new era of more coordinated, sustained, and combined commercial and security involvement by
the US and Japan in Southeast Asia may be at hand.
Five drivers are creating the new era in US-Japan ties with Southeast Asia. First, bothcountries have tremendous commercial stakes in the region and thus an interest in a stablesecurity environment. Second, Southeast Asia’s importance to the Asia-Pacific region and theglobe is increasing. Third, there is increased regional integration among North America,
Northeast Asia, and Southeast Asia through multilateral architecture and robust trade, production,and supply chain networks. Fourth, Washington and Tokyo see Southeast Asia as a key region forincreasing their bilateral cooperation, including through the 2015 revised defense guidelines.
Fifth, China’s assertiveness is also driving mutual Southeast Asian, American, and Japaneseinterest in enhanced engagement.
A recent series of workshops, organized for the project “US-Japan Relations and Southeast
Asia: Meeting Regional Demands,” provided an opportunity for dialogue with Southeast Asians
about their perspectives on how the US-Japan relationship and alliance could or should approachcooperation with the region on these issues.
Southeast Asians see the US-Japan alliance as a “given” and a “public good” thatcomplements and supports their approach to security management, which emphasizes
national resilience, regional resilience through ASEAN and ASEAN-led multilateralorganizations, and US presence and capabilities.



Both the US and Japan have expanded their role in Southeast Asia’s maritime challenges
through a range of different activities including increased rotational deployments, maritime
capacity building, counter-piracy initiatives, and coast guard interactions. Southeast Asian
countries welcome the US and Japan’s provision of maritime domain awareness (MDA) andrelated capacity building, but balk at a direct joint role to confront China.

Southeast Asians welcome official recognition by the US and Japan of ASEAN “centrality”
and participation in regional multilateral organizations, but worry that a deepening US-Japan
alliance and Japan’s security normalization could lead Washington and Tokyo to sidestep
ASEAN-centric organizations and seek to make the East Asia Summit (EAS) a regional
steering mechanism.

Some Southeast Asian and Japanese participants also warned against over-emphasizing the
US-Japan commitment to “advancing universal values in Asia and globally” and promoting“a strong rules-based international order” because doing so would undermine ASEAN
coherence and the “ASEAN Way.”Southeast Asians expressed a strong demand for the US and Japan to engage in the region’ssocial and economic development and voiced concern that early initiatives of the US
rebalance to the Asia Pacific, and Japan’s renewed engagement, too heavily emphasized
security and military initiatives.

The following policy recommendations derive from the workshop discussions:

Hold a US-Japan joint meeting with ASEAN defense ministers (ASEAN + 2)—perhaps on
the sidelines of an ASEAN Defense Ministers Plus (ADMM Plus) meeting.



Explore establishing separate US-Japan Plus trilateral dialogues with Vietnam and thePhilippines and remain open to the idea of turning these trilateral arrangements into aquadrilateral arrangement (e.g., US-Japan-Vietnam-Philippines).



Explore coordinated equipment and arms sales to Southeast Asian countries as part ofregional capacity building.

Consider launching a new US-Japan–led initiative for public, private, and non-profit partners
for better coordination of humanitarian assistance and disaster relief (HA/DR) efforts in theregion.



If and as conditions warrant, move forward with a more robust air- and maritime- patrollingrole for Japan in Southeast Asia.

Initiate a new, annual US-Japan Track 1.5 dialogue with Southeast Asia that would take up
issues such as maritime security, regional institutions, and social and economic development.

Start US-Japan dialogue and consultation with the relevant Southeast Asian governments
who have expressed an interest in joining the Trans-Pacific Partnership (TPP). The US andJapan should identify concrete policy measures to support those countries in adjusting theirrespective economic policies and institutions to prepare for early entry into a future expanded
TPP.



Avoid overreach and overreaction on the part of the US, Japan, or the US-Japan alliance.
Differentiating what the US and Japan do, and how they engage a particular country inSoutheast Asia, will require careful management.



Avoid using China as the sole or driving public basis for increased US-Japan engagementwith Southeast Asia.

US-Japan Relations and Southeast
Asia: Meeting Regional Demands
Introduction
Until recently, Southeast Asia had not been a region of sustained focus for the US-Japan
relationship. During the postwar era, the two countries primarily engaged the region separately
and differently. The US focused on security, first as part of its anti-communist containment
strategy and after 9/11 through counter-terror efforts, while Japan concentrated on economic
efforts, beginning with reparations and aid and expanding to include considerable trade andinvestment. US and Japanese involvement in Southeast Asia has also been “out-of-cycle.” Japan
consolidated its engagement with Southeast Asia in the mid-1970s, just as the US was reducing
its presence in the region. Japan’s first major postwar effort in Southeast Asia began in the mid1970s under Prime Minister Fukuda, precisely at a time when the US had just ended its decadelong involvement in the Vietnam War. Japan’s second phase of activity in Southeast Asia began
in the early 1990s, just after the Cold War’s end and the US decision to leave its military bases in
the Philippines. Over time, both the US and Japan steadily increased their trade and investment
with Southeast Asia, but the “gap” between US and Japanese security engagement persists,largely due to constraints in Japan’s own security policies.
The situation is changing. The international relations of the Asia-Pacific is becoming more
“multipolarized.” This requires the US and Japan to think about the future of the region beyond
the issue of US-China relations, which has preoccupied past discussions. A number of nations
and institutions in the Asia-Pacific region will substantially affect the region’s future. Southeast
Asian nations and the Association of Southeast Asian Nations (ASEAN) are among them. A new
era of more coordinated, sustained, and combined commercial and security involvement by the
US and Japan in Southeast Asia may be at hand. The American pivot/rebalance emphasizing arenewed focus on Southeast Asia and ASEAN-related regional institutions; Japan’s heightened
engagement with the region under Prime Minister Abe’s “Proactive Pacifism”; and Southeast
Asia’s own “demand” for greater American, Japanese, and to some extent US-Japanese
engagement constitutes a shift in the nature of Southeast Asia’s place in the US-Japan
relationship. Also facilitating a more even, coordinated, and substantive US engagement in theregion has been the reduction of US-Japan economic disputes, closer US-Japan defense andsecurity ties, and Japan’s own evolution in foreign and security policies toward a more “proactive
defense” posture. Finally, a more assertive China is also driving Southeast Asia toward the US
and Japan and the US and Japan toward Southeast Asia.

There are four core drivers of the new era in US-Japan ties with Southeast Asia. First, bothcountries have tremendous commercial stakes in the region and thus an interest in a stablesecurity environment. Second, Southeast Asia’s importance to the Asia-Pacific region and theglobe is increasing, particularly with the emergence of major countries such as Indonesia,
Myanmar, and Vietnam and ASEAN’s own commitment to greater regional cooperation,
including its centrality in wider regional organizations such as the ASEAN Regional Forum(ARF), East Asia Summit (EAS), and the ASEAN Defense Ministers Meeting Plus (ADMM
Plus). Third, there is increased regional integration between Northeast Asia and Southeast Asia
through both multilateral architecture and robust trade, production, and supply chain networks.
Finally, Washington and Tokyo see Southeast Asia as a key region to increasing their bilateral
cooperation, including through the 2015 revised defense guidelines.

Against this background, the East West Center in Washington (EWCW), in collaboration with theJapan Institute of International Affairs (JIIA), and through the support of the Sasakawa PeaceFoundation (SPF), initiated a dialogue to consider both what the US and Japan could “supply”
through their relationship to the region’s security and prosperity as well as the “demand” for thisrole within Southeast Asia. The project is especially interested in the “gaps” between what the US
and Japan can do and what the region wants the US and Japan to do—and how to manage thesegaps. There had been little systematic thinking about how members of the alliance could work
together on Southeast Asian security problems, ranging from capacity deficiencies, to contested
maritime sovereignty and territorial claims, to peace‐building; high standard trade and investment
rules in the region and regional economic integration; and managing the evolution of theASEAN‐led and other regional multilateral efforts. In addition, there has been almost no regular
engagement with Southeast Asians about their perspectives on how the US-Japan relationship andalliance could or should approach cooperation with the region on these issues.
Even as the project got underway, we were mindful of the sensitivities involved. For example,
the working title of the project was changed from the “US-Japan Alliance and Southeast Asia” to“US-Japan and Southeast Asia.” Nevertheless, a key goal was to gauge Southeast Asian
understanding of the alliance and its regional role, including perceptions of its role as a public
good.
Importantly, early on the project revealed that within Southeast Asia, expectations of a strong
and durable US-Japan alliance are already “internalized.” The alliance is welcomed as an elementof regional order contributing to regional security and prosperity. Hence, a more focused
exploration of what activities, initiatives, and approaches the US and Japan can undertake
together in Southeast Asia, and what would be acceptable to countries in the region, became thefocus of the project.
The second key goal was to expand the network of US-Japan dialogue beyond Northeast Asiaand individual countries to focus on Southeast Asia as a region and to incorporate Southeast
Asian representatives into the discussion. For this reason, the core activity of this dialogue project
was a series of four workshops that brought together American, Japanese, and Southeast Asian
academic and policy experts. This is one of the only dialogues that has examined the region
though the US-Japan lens, while bringing in voices from Southeast Asia to respond to Americanand Japanese perceptions of their countries’ regional roles.
These workshops were held alternately in Tokyo, Japan, Washington, DC, and Singapore.
Each workshop addressed functional themes to frame the conversation (e.g., maritime security,
economic integration, regional institutions). Papers were commissioned and presented as part ofthese discussions. To elicit concrete suggestions for the role of the US and Japan in the region
and Southeast Asian responses to such a role, American and Japanese presenters discussed what
each country was doing vis-à-vis a specific topic, followed by presentations by Southeast Asianexperts on their countries’ expectations and perspectives on the role of the US and Japan.
Vigorous discussion followed each panel, as participants shared their reactions and counterpoints.
This culminated in an “open forum” on the second day, in which key points of the previous day’s
papers and issues raised were reviewed and discussed by all participants in a free-flowing
dialogue.

Since this project started, China’s assertive posture in the South China Sea and East China Sea
has not abated, and particularly in the case of the former, provocative action has intensified.
Meanwhile Japan’s relations with the People’s Republic of China (PRC) and the Republic ofKorea remain troubled, despite recent high-level overtures. Within ASEAN, intra-ASEAN
differences persist on key security challenges, such as the South China Sea and developmental
imbalances. Despite this, the ASEAN community-building project edges slowly forward.
Both the US and Japan have steadily rebalanced toward Southeast Asia in terms of diplomatic
engagement, security activities, trade, investment and aid initiatives, and participation in
multilateral organizations. In this way, Japan’s “proactive diplomacy” is a counterpart to the US’continued commitment to the Asia-Pacific rebalance. The US-Japan alliance continues to become
more cooperative, even as US-Japan relations have grappled with dissonances on issues ranging
from wartime history to North Korea. The revised 2015 Guidelines for US-Japan Cooperation
have been issued with the goal of improving alliance coordination, and enhancing cooperation ona number of nontraditional security issues, from space and cyber security to global peacekeeping
operations. However, this “thickening” of cooperation within the alliance has not yet spilled into
Southeast Asia, where US and Japan roles remain, on the whole, independent and notcoordinated. At the same time, both countries face budgetary and political constraints on overseas
engagement.
Much has also changed since this project began. Especially relevant is that Southeast Asia has
become a major element of official US-Japan alliance priority. An example is the April 2014
Joint Statement and Fact Sheet,1 which outlined areas of shared interest in Southeast Asia andhighlighted various joint US-Japan initiatives in the region. Despite this, the question of thesustainability of this policy affects both the US and Japan; not least because of pressing priorities
elsewhere in the world that have arisen since the announcement of the rebalance policy, ranging
from an assertive Russia to the emergence of ISIS; domestic challenges as both countries facepolitical tests of flagship security and economic initiatives that are core to their regional
engagement strategy; and the continuing matter of budgetary limits.

The US-Japan alliance, although not the subject of explicit and detailed Southeast Asian strategic
thinking, is regarded as a “given” element of the Asia-Pacific regional order, critical to regional
security and prosperity. It is thus a “public good” and a positive supplement to the security effortsof Southeast Asian countries themselves.
Southeast Asia generally seeks to manage its security challenges using three “tools”: USpresence and capabilities; national resilience; and regional resilience through an aspirational,
limited, and long-term commitment to ASEAN and other ASEAN-led organizations. In this mix,
a strong, calibrated US-Japan alliance is seen as important to all three “tools” and particularly the1first—“maintenance of US presence and capabilities.” Japan and the US acting more unilaterally
is seen as particularly helpful to increasing national resilience and regional resilience in Southeast
Asia by providing capacity building through the provision of capabilities and training.
Almost no concern was expressed about US-Japan alliance durability. Moreover, Southeast
Asians expressed little, if any, expectation or concern about Japan emerging as an independent
security actor in the Asia-Pacific region. By and large, they welcome steps by Japan to pursue
security reforms such as the establishment of a National Security Council, the first publication of
a National Security Strategy, the relaxation on arms exports, and the reinterpretation of theconstitution to allow for collective self-defense in certain conditions. However, Southeast Asia
does not want World War II–era history disputes to exacerbate great power tensions and spillover into the region. Unlike in previous decades, Japan is no longer the only major northeast
Asian country active in Southeast Asia, and its relations with China and South Korea now havedirect implications for Southeast Asia’s management of its major power relationships.
In summary, Southeast Asians seek a stabilizing US-Japan role, with minimal alliancedissonance, cautious security activism in Southeast Asia, and a Japan that continues to provide a“presence and capabilities” facilitating role for the US over an independent security role. In thisway Southeast Asia’s perspective on the alliance appears to track closely with Washington’s andTokyo’s visions of a more integrated and mutually supportive alliance. All Southeast Asian
countries welcome increased US and Japanese contributions to both national resilience (e.g.,security capabilities and development assistance) and regional resilience (e.g., support to ASEAN
institutionalization and ASEAN-led regional multilateralism).
Regarding whether or not the US and Japan should cooperate in Southeast Asia jointly, in“lockstep” or under the banner of the alliance, or in parallel, there appeared to be consensus
among Southeast Asian, American, and Japanese participants that the US and Japan shouldemphasize coordinated, parallel, and differentiated approaches over joint approaches. All
expressed concern about the US-Japan alliance becoming too active in Southeast Asia and shared
the view that the US and Japan can be active in Southeast Asia by acting in coordination rather
than jointly.
Some Southeast Asian participants voiced concerns that joint activities, particularly under thebanner of the alliance, would be seen as threatening to China, and would exacerbate security
tensions in the region. Others saw utility in the separate approach, with one participant from
Malaysia explaining that lack of coordination requires Japan (and the US) to engage theSoutheast Asian countries directly. One Japanese participant expressed doubt as to whether
Japan’s Ministry of Defense would be interested in US-Japan cooperation in Southeast Asia
because present 2 + 2 mechanisms are largely being utilized for the management of bilateralalliance matters, while another conceded that although there is no present overlap between USJapan alliance management and cooperation on Southeast Asia, this is simply a matter of will—
the overlap can be created if Washington and Tokyo want to.
Political will is a serious consideration. From a practical policy standpoint, the US, Japan, andindividual Southeast Asian countries all have limits to how much they want to and can dotogether; in this they are not out of sync. This may be a good thing, so long as all parties

appreciate those limits and calibrate their expectations and activities accordingly. As one
American expert put it, it is “undesirable and impractical for US-Japan to approach Southeast
Asia together because there are legal and practical problems.”
Indeed, in terms of military/security engagement with Southeast Asia, the US and Japan arelimited in what they can do and in how they can do it. Japan will have to stress nontraditional
issues because of domestic sensitivities about military cooperation and operations abroad. The
US will have limits in terms of congressional strictures relating to human rights, as is clear in thecases of Myanmar and Vietnam. Finally, both the US and Japan do not want to “overdo” thevisual of balancing against China.
To this end, one American scholar described the parallel approach as making more sense in
today’s regional context. The Asia-Pacific is more pluralistic and integrated than before, andtherefore the alliance should be more flexible and differentiated. The “functional differentiation
approach to US-Japan cooperation is not a bad thing [he said]. I don’t think the US and Japan
have to be joined at the hip.” This differentiation was particularly favored among the Southeast
Asian views, as it allows the US and Japan to play to their strengths when providing support to
the region. Although joint engagement was not favored, the need for some form of consultation or
coordination, to avoid overlap, was seen as useful.

Much of Southeast Asia lies astride waterways that connect the Indian and Pacific Oceans, andthus serve as vital corridors of commerce. For this reason, a stable security environment in theSoutheast Asian littoral and free and open sea lanes are of vital strategic and economic interest toboth Japan and the US. Threats to shipping from piracy and terror and re-ignition of longsimmering territorial disputes in the South China Sea have made maritime security issues a key
focus of both US and Japanese engagement with Southeast Asia. These issues go beyond
traditional security considerations to include container security, counter-proliferation, counterpiracy and terror, and natural disaster response.
As part of its rebalance to the Asia-Pacific, the US has increased its presence in Southeast
Asia through rotational deployment in the region, more frequent port visits, and expanded
funding for maritime capacity building. Japan has also expanded its security cooperation. As a
Japanese participant explained, from Japan’s perspective, an important vanguard for denying
China’s “creeping expansion into contested territorial waters” is the strength and resilience of
ASEAN and its 10 member countries. “Such resilience would also sustain the status quo thatcreates better conditions for ASEAN’s diplomatic negotiations vis-à-vis Beijing.” As a result,
helping to build maritime security capacity through the provision of patrol boats as well as
bilateral exercises has become part of Japan’s policy toward the region. This follows on earlier
cooperative counter-piracy initiatives such as the Regional Cooperation Agreement on
Combating Piracy and Armed Robbery against Ships in Asia (ReCAAP) and the launch of anannual Head of Asian Coast Guard Agencies Meeting in the early 2000s. Japanese Self-Defense
Forces (SDF) have recently engaged in capacity-building activities in some of the ASEAN
countries.

Regarding the South China Sea specifically, some Southeast Asians called for the US and Japanto set “red-lines” on Chinese behavior and to take a more proactive role in countering Chinese
assertiveness. This was a minority view. The core message was that most Southeast Asian
countries welcomed the US and Japan’s provision of maritime domain awareness (MDA) andrelated capacity building, but balked at a direct joint role to confront China. An American
concurred, noting that “just because [the US] is not sinking Chinese ships does not mean we are
not confronting China.”
Southeast Asians expressed a high “demand” for maritime capacity building. There was ageneral request for capabilities to enhance their ability to enforce jurisdictional control within
their Exclusive Economic Zones (EEZs), and for this capability to include not only financial aid
and equipment, but also “software,” such as joint training and a common operational manual.
Because this need encompasses capacity building in nontraditional security areas, such as
humanitarian assistance and disaster relief (HA/DR), marine law enforcement, and shipping anddock security, there was a general understanding and expectation that the manner of US-Japan
cooperation would be differentiated based on the limits of what was domestically acceptable. For
instance, although both the US and Japan can engage regional partners on HA/DR and MDA, theUS has greater latitude to train regional naval forces, while Japan has built up a program working
with coast guards.
To better facilitate these efforts, participants expressed a need for the US and Japan tointegrate their capacity-building initiatives, to avoid overlap and maximize synergy. However, it
was understood that these initiatives would remain mostly separate and parallel for theforeseeable future given the different funding, legal, and systemic factors shaping the countries’
respective programs.

The notable exception to the Southeast Asian emphasis on a coordinated rather than a joint
approach was in the area of HA/DR. There was a general consensus among Southeast Asianparticipants that there was a significant demand for greater cooperation on HA/DR, not only tomore effectively and efficiently meet the real needs presented by the region’s vulnerability tonatural disaster, but in order to make use of both countries’ respective capacity and expertise. One
US expert on the subject argued that this is an area where close cooperation between the US andJapan, as alliance partners or otherwise, could be useful; he believes that there is more scope forjoint collaboration on training, contingency planning, and response. In his view, such
coordination would allow for better advance planning, rather than post-disaster reaction. Japaneseand Southeast Asian participants noted that such cooperation could be expanded to include
ASEAN or individual Southeast Asian partners, as well as China as a noncontroversial area ofcollaboration.

Southeast Asians welcome recognition by the US and Japan of ASEAN “centrality” andparticipation in regional multilateral organizations. Washington and Tokyo were the first two
dialogue partners to send ambassadors to ASEAN, to support enhancing the ASEAN Secretariat’s
capacity, and to coordinate activities at various ASEAN-led forums. A Burmese participant notedthat the US and Japan are regarded as the countries with the most active interest in ASEAN. She
described Japan as the most active partner in carrying out activities under the ASEAN + 3
frameworks to assist ASEAN with human security and development. She also pointed out thatamong ASEAN’s partners, the US has deliberately dovetailed assistance programs to ASEAN
plans and priorities.
Despite this support for ASEAN, American and Japanese participants expressed skepticism
about ASEAN-led multilateral organizations, particularly as a means for practical engagement,saying that reflected the limits of ASEAN rather than the strengths. A preference was expressed
for regional institutions such as the EAS, or “minilaterals” (groupings of the US, Japan, and otherregional partners or allies) as fora for concrete and practical cooperation.
Southeast Asians, on the other hand, worry that a “deepening of the US-Japan alliance in thecontext of Japan security normalization could be inimical to ASEAN-led multilateralism,”allowing Washington and Tokyo to side-step the ASEAN-centric security architecture. This was
mirrored in the additional Southeast Asian concern that the strengthening of the US-Japan
alliance, as well as the inclusion of other partners such as Australia, would create more pressure
on the EAS to become a steering mechanism—hence undermining ASEAN centrality. A Filipino
participant put it succinctly: “ASEAN does not want to see the ‘plus’ countries leading theASEAN groups.”
Few participants viewed the emerging multilateral institutional structure in East Asia as theprime mechanism for US-Japan coordination. And no participant saw these organizations as areplacement for the active presence of either the US or Japan. At the same time, a demand wasvoiced by the Southeast Asians for both the US and Japan to remain engaged in ASEAN and its
related multilateral institutions. Given how little exposure the American public has to Southeast
Asia and its importance, concern remains “in ASEAN of the region’s attractiveness to the US
beyond strategic engagement.” Japan, with its support for multilateralism has been seen as animportant element in securing US commitment to the region. Japan, meanwhile, is very interested
in ASEAN as a “swing institution” that can affect regional order.
Southeast Asian and Japanese participants also warned against over-emphasizing US-Japan
commitment to “advancing universal values in Asia and globally” and promoting “a strong rulesbased international order.”2 They warned that a strictly rule-based order is not right for Southeast
Asia because it would undermine coherence within ASEAN, which attempts to unify countries

with very different political systems and methods through the “ASEAN Way.” As a participantfrom Malaysia explained, the values-driven approach sounds good to and/or resonates with some,
but not all. It may be more effective to address “weakness of governance” as a means of tackling
the same issues.

US, Japan, and ASEAN Membership in Select Multilateral Forums

Southeast Asians also cautioned the US and Japan not to “over-coordinate” and push joint
proposals through ASEAN. A Vietnamese participant noted that this could prevent othercountries from joining or supporting these initiatives. Instead, it would be more useful for Japanand the US to approach the ASEAN groupings on an individual country basis—even if the
proposals supported the same aims. Most Southeast Asians regarded the best approach as
ASEAN “pulling” US-Japan rather than being “pushed” by the US and Japan, either separately or
together.

Southeast Asians expressed a strong demand for the US and Japan to engage in the region’ssocial and economic development. Some voiced concern that early initiatives of the US rebalance
to the Asia-Pacific region and Japan’s renewed engagement too heavily emphasized security andmilitary initiatives. They called for a more balanced approach that included support for muchneeded economic and social development.

Despite being commercial competitors, the US and Japan share and pursue the same
fundamental economic goals, including market access, a favorable investment climate, protectionof intellectual property, and simplified customs procedures, among others.
Both the US and Japan support ASEAN economic integration as a means to expand market
opportunities, create jobs, and bolster the legitimacy of local governments, thus contributing toregional peace and security and shared prosperity. One Japanese economist named the ASEAN
Economic Community (AEC) as the most important key to adding substance to ASEAN: tocreate a single integrated market that is connected to the rest of the world—while acknowledging
that this would be a long-term project.

Key requirements to achieve such a vision include the need to improve Southeast Asia’sbusiness climate as well as its physical and human capital infrastructure. A Japanese economist
said that the US and Japan can support both through overseas development assistance (ODA), butwarned that Japan is at risk of “aid fatigue.” He suggested greater coordination between the US
and Japan on issues that would enhance infrastructure connectivity in the region. An economist
from Singapore noted that what the region really needs to increase productivity growth isincreased innovation and technology diffusion. These are areas where there is already considerable
US-Japan collaboration and where the two countries could do more in Southeast Asia.

Southeast Asians welcomed the contributions from the US and Japan to economic
development, through respective bilateral channels and via cooperation through such mechanisms
as the Asian Development Bank (ADB). Southeast Asians expressed particularly strong interestin the US and Japan’s respective roles in helping the less-developed countries of Southeast Asia
to address imbalances in regional development. Indeed, the bulk of trilateral US-Japan and
ASEAN cooperation to date has focused on the Mekong region, with initiatives on connectivity,
women’s entrepreneurship, and natural disaster management.
Although only four of the ASEAN countries, along with the US and Japan, were involved in
the Trans-Pacific Partnership (TPP) talks during these workshops, several participants suggested
that the agreement had greater utility for broader regional economic development. A participantfrom Vietnam stated that TPP’s passage would help ASEAN restructure its economy toward
greater productivity and sustainable development. His view that supporting the expansion of the
TPP to the rest of ASEAN could be a possible means for bringing the nonmembers’ economic
systems up to that high standard of modernization was shared by a number of participants.
However, there was also an interest to know what, if any, more region-inclusive economic
policies Japan and the US had, beyond the TPP, regarding Southeast Asia.
Finally, there was a view from Southeast Asia that among all the things the US and Japan
could do to enhance economic engagement in the region, they need to work to keep their own
domestic economies robust. This was seen as necessary in order to meet any of the commitments
to security or development in the region, and to shore up confidence in them as partners despite
their relative decline. More pragmatically, strong US and Japanese economies were described as ameans to help ASEAN countries be less dependent on China’s markets and development
assistance. These views found no disagreement among American and Japanese participants.

Mechanisms for US-Japan-Southeast Asia Trilateral
Cooperation
In considering how the US and Japan can engage Southeast Asia, several key mechanisms
emerged throughout the course of this project. Given the complexity of the different interests and“asks” of the individual ASEAN states a single US-Japan approach to Southeast Asia is neither
necessary nor desirable and definitely not feasible. Most participants agreed that multiple,
pragmatic mechanisms for engagement have the best chance of success.
The following mechanisms are largely framed through a security lens, given the alliancetheme of the project, but several mechanisms can also be used for economic, development, andsocio-diplomatic engagement as well.

The alliance itself is of course a key mechanism for cooperation, particularly on security-related
issues. The US and Japan should act as catalysts to operationalize intra-ASEAN regional security
cooperation. This could be achieved through alliance-driven initiatives, such as the development
and sharing of interoperable platforms, engaging in joint multilateral training, and designingagreements for sharing information and intelligence about common interests or threats. As thetwo partners consider how to address “grey zone” deterrence and capabilities under the new USJapan Defense Guidelines, they should also think through how to help build similar capabilities inSoutheast Asia, and/or how to plug other strategic partners into alliance-led initiatives.
There are already examples of this in the region. US-Japan cooperation on the Proliferation
Security Initiative (PSI), counter-terrorism (CT), search and rescue, and HA/DR is the basis forregional multilateral cooperation. Exercises such as Pacific Endeavor, which focuses oncommunications in regional HA/DR contingencies through the use of regional government, andeven private sector, satellite capabilities, could also be a useful alliance-led tool.
Dynamics within the alliance can also serve to open up new opportunities for engagementwith Southeast Asia. One potential example of this is ongoing changes to “host regional support.”
Currently, Japan is helping to pay for transfer of some marines to Guam. Japan could potentially
support movement of forces to elsewhere in Southeast Asia, if regional countries are willing toaccept such forces. It was also suggested that in the future the US and Japan could work on antisubmarine warfare, which could provide a new security tool that could be extended throughout
the region. The US-Japan 2+2 process, as is evident in the April 2014 Fact Sheet on Global andRegional Cooperation, already attests to the significant attention that Southeast Asia is receiving
in alliance terms. Greater awareness of this at the bilateral working level could further enhance
the knock-on benefits of alliance-centric initiatives for regional security engagement.

US regional activism through the rebalance is also an important, if unilateral, tool. Indeed, a key
change in the renewed policy focus on the Asia-Pacific has been rebalance toward Southeast
Asia. This has been evidenced by the recent upgrading of relations with Indonesia and Vietnam to“strategic partnerships,” the elevation in November 2015 of US-ASEAN relations to a “StrategicPartnership” with a follow on US-ASEAN Summit at Sunnylands in California in February 2015,
and other agreements for cooperation, such as the Enhanced Defense Cooperation Agreement(EDCA) with the Philippines. As part of this, the US has been engaged in many activities, such as
bilateral military exercises, strengthening trilateral projects on issues ranging from maritime
security to climate change responses, offering arms sales where there were prohibitions before,and diplomatic openings (e.g., the support of the political transition in Myanmar; presidential
trips to Thailand, Cambodia, and Myanmar. These are all part of a robust effort for engagement inSoutheast Asia that should be maintained and expanded.

Japan, too, is rediscovering ASEAN and its members as important partners in promoting Japan’s
political, economic, and security interests. Japan’s own greater diplomatic and strategic activism
is also a mechanism. Prime Minister Abe’s opening diplomatic thrust of visiting all 10 ASEAN
countries within his first year in office resulted in new strategic partnerships within the region,
including three countries (Cambodia, Laos, and Malaysia) with which the US does not have
similar agreements. This is among the reasons why, in one Japanese observer’s assessment,“Japan has more flexibility to engage Southeast Asia—and this will in turn help the US and Japan
to coordinate engagement.” Beyond the traditional economic and development policy toward
Southeast Asia, greater Japanese engagement is evident in the security realm, including regional
exercises (e.g., Cobra Gold, Balikatan), joint training, strategic use of ODA, and relaxation of
restrictions on arms exports. These initiatives create a more “enabled” Japan. Japan’s security
activism is regarded as having “helped socialize SEA to a greater security role for Japan.”

Regional multilateral organizations, and especially action-oriented ones such as ADMM Plus,
could be mechanisms for US-Japan cooperation in Southeast Asia. There has been increased USJapan coordination ahead of ARF and ADMM Plus. However, it should be noted that thiscoordination is not a “joint game plan,” but rather involves supporting each other’s agendas andconsidering concrete things the two countries can do within the framework of the multilaterals.
As Southeast Asian participants, along with some from the US and Japan, cautioned, the US andJapan should not be seen as hijacking ASEAN-led forums to push “Plus” agendas. Beyond theASEAN-lead frameworks, the US and Japan have unique roles in other regional institutions, suchas the ADB, which could also be leveraged. If approached carefully, embedding US-Japan
cooperation in regional organizations and workshops, as well as the careful promotion of regional
and international norms, could “take the rough edges” off power politics and US-China

competition, hence making such cooperation more palatable to Southeast Asians. The emerging
multilateral institutional structure in East Asia cannot be the prime mechanism for US-Japan
coordination and certainly cannot replace the active presence of either the US or Japan, butshould not be overlooked.

Joint economic agreements and partnerships can be an additional mechanism for promotion anddevelopment of both rules and norms by encouraging adoption of practices toward better
governance, expanded economies, and reduced inequality. They also provide an opportunity tobring in other stakeholders and resources beyond the respective governments of the US andJapan, namely their private sectors and nongovernmental organizations. The US and Japan, as
two of the TPP’s key negotiating countries, could serve as vehicles for cooperative engagement in
the economic and governance spheres, not just by working with the four ASEAN states involved,
but by encouraging eventual expansion to include more countries in Southeast Asia and beyond.
The development required to meet the trade and economic reform requirements for membership
could provide opportunities for projects of mutual interest. Successful implementation of the TPP
could also benefit the nascent Regional Comprehensive Economic Partnership (RCEP) which,while not directly implicating the US, would include Japan and all 10 ASEAN members. These
two agreements together could ultimately be linked through the realization of the Free Trade Areaof the Asia-Pacific (FTAAP), a goal for economic integration and cooperation held by the AsiaPacific Economic Cooperation forum (APEC), in which both the US and Japan are actively
engaged.

Policy Recommendations
Utilizing some of the mechanisms described above, a few concrete policy recommendations tofurther US-Japan cooperation with Southeast Asia are as follows:

Hold a US-Japan joint meeting with ASEAN defense ministers (ASEAN + 2). Both the US
and Japan have held meetings between their defense secretary/minister and those of theASEAN countries (the US in April 2014 in Hawai‘i, and Japan in November 2014 in Bagan,
Myanmar). The US and Japan should canvass Southeast Asian countries about a possible
US-Japan-ASEAN defense ministers’ meeting—perhaps on the sidelines of an ADMM Plus.

The US and Japan should explore establishing separate trilateral dialogues with Vietnam and
the Philippines, respectively. These dialogues are not to preclude other partners, but these
relationships currently “are ripe” for such engagement. The US and Japan should consider
the same arrangement with Indonesia. Just as in the case of the US-Japan-India cooperation,
which might include Australia again, as in the past, the US and Japan, along with Vietnam
and the Philippines, should remain open to the idea of turning their respective trilateralarrangements into a quadrilateral arrangement (e.g., US-Japan-Vietnam-Philippines).



The US and Japan should explore whether they can coordinate equipment and arms sales toSoutheast Asia as part of regional capacity building. In the future, it might be possible tocombine equipment/arms transfers with maintenance and repair roles that include acoordinated US and Japanese role. Joint training with the equipment could also be considered.



To better and more efficiently manage fragmented HA/DR capacity building and response
efforts, the US and Japan should consider launching a new initiative for public, private, andnonprofit partners for better coordination of HA/DR efforts in the region. Additionally, ajoint task force could be established to develop response contingencies prior to disasters,
both between the alliance partners and with willing partners in Southeast Asia.



US military officials have already stated that they can foresee and welcome a role for Japan
in air (particularly with Japan’s P1 reconnaissance aircraft) and sea patrols in theinternational waters of the South China Sea. If and as conditions warrant, the US and Japan
should move forward with a more robust patrolling role for Japan.



The US and Japan should initiate a new, annual US-Japan Track 1.5 dialogue with Southeast
Asia that would take up issues such as maritime security, regional institutions, and social andeconomic development. Such a dialogue could be modeled on the recently inaugurated USEurope-Japan Dialogue. The trilateral dialogue should focus on how ASEAN centrality inregional institutions could be effective.

As the US and Japan pursue strategic development projects throughout Southeast Asia, effort
should be made to discuss these projects and goals with each other to reduce overlap,
maximize limited development resources, and share best practices based on on-the-groundexperiences. This consultation could be part of on-going government-to-government
working-level engagement, or be established as a new dialogue and coordination mechanism
between related agencies.



The US and Japan should start dialogue and consultation with the relevant Southeast Asian
governments who have expressed an interest in joining TPP. The US and Japan should
identify concrete policy measures to support those countries in adjusting their respective
economic policies and institutions for their early entry to the TPP.

In addition to the recommendations for action outlined above, a few cautions against certain
actions also emerged out of these dialogues:Conditions in Southeast Asia do not warrant overreach or overreaction on the part of the US,
Japan, or the US-Japan alliance. As a former Southeast Asian official stated, neutrality andinclusiveness continue to prevail in Southeast Asia/ASEAN’s approach. Although it is notclear how long that can persist in the current regional environment and in the face of China’s
assertiveness, thus far ASEAN’s approach is “all about the balance.” Therefore, a US andJapan coordinated or joint role vis-à-vis Southeast Asia should be calibrated with thisbalance in mind. However, the US and Japan can adjust as the conditions and interests of theUS, Japan, and Southeast Asia warrant and require.

When engaging Southeast Asia, it is important to remember that ASEAN is not a monolith;each of the 10 member countries has its own domestic interests and foreign policies.
Differentiating what the US and Japan do, and how they engage a particular country, will
require careful management. In a similar vein, the US and Japan have their individualinterests and comparative advantages. Therefore, a one-size-fits-all approach to cooperation
with Southeast Asia would not be appropriate or effective.



Most Southeast Asians warned against the US and Japan, unilaterally or together, using
China as a basis for their increased engagement with Southeast Asia. A distinguishedSoutheast Asian diplomat who had served as ambassador to Japan warned that “Southeast
Asia would be uncomfortable about US-Japan taking sides against China.” Although
Japanese experts grant that Japan’s security normalization is vis-à-vis China, and balancing
China has been a driver of certain US policy decisions, neither should approach Southeast
Asia as a subset of their China policy.

Appendix 1

The relationship between the United States of America and Japan is founded on mutual trust, acommon vision for a rules-based international order, a shared commitment to upholding
democratic values and promoting open markets, and deep cultural and people-to-people ties. The
US-Japan Alliance is the cornerstone for regional peace and security as well as a platform for
global cooperation. The US rebalance to the Asia-Pacific and Japan’s policy of “Proactive
Contribution to Peace” based on the principle of international cooperation both contribute to the
Alliance playing a leading role in ensuring a peaceful and prosperous Asia-Pacific.
Close US-Japan cooperation is essential in managing and responding to long-standing andemerging threats and challenges in Asia and around the world. Recent events underscore theimportance of coordinated action to uphold regional and global rules and norms. At the March 25
Trilateral Summit in The Hague, the leaders of the United States, Japan, and the Republic ofKorea urged North Korea to take concrete actions to meet its international obligations on nuclear
and missile issues and to address, without delay, humanitarian concerns, including the abductions
issue. In concert with our G-7 partners, the United States and Japan have condemned Russia overits illegal attempt to annex Crimea and are consulting closely on further measures against Russia
over its deplorable conduct, while strongly urging Russia to deescalate tensions in Ukraine.
Together, we are taking concrete steps to support Ukraine’s sovereignty, territorial integrity, andeconomic stability. The United States and Japan are working collaboratively to resolve the
Iranian nuclear issue, support Middle East peace efforts, contribute to Afghan reconstruction, andimprove the situation in Syria, including through the disposal of its chemical stockpiles. The
United States and Japan recognize that China can play an important role in addressing all of thesechallenges, and both countries reaffirm their interest in building a productive and constructive
relationship with China.
The United States and Japan, as maritime nations with global trade networks that depend on
open seas, underscore the importance of maintaining a maritime order based upon respect forinternational law, including the freedom of navigation and overflight. The United States andJapan share strong concern over recent actions that have raised tensions in the East China Sea andSouth China Sea, such as the uncoordinated declaration of an Air Defense Identification Zone in
the East China Sea. Our two countries oppose any attempt to assert territorial or maritime claims
through the use of intimidation, coercion or force. The United States and Japan urge theestablishment of confidence-building measures among governments and militaries in the region
to address these tensions. In the South China Sea, we call on countries concerned to clarify thebasis of their maritime claims in accordance with international law. We support efforts for the
early establishment of an effective Code of Conduct as a way to reduce the risk of an unintended
incident. The United States and Japan fully support the use of diplomatic and legal means,including international arbitration, to settle maritime disputes in the South China Sea.
Given the common security challenges our two countries face, the United States and Japan arestrengthening and modernizing our security alliance as directed by the Security Consultative
Committee, including through the revision of the Guidelines for US-Japan Defense Cooperation.
The United States has deployed its most advanced military assets to Japan and provides allnecessary capabilities to meet its commitments under the US-Japan Treaty of Mutual Cooperationand Security. These commitments extend to all the territories under the administration of Japan,
including the Senkaku Islands. In that context, the United States opposes any unilateral actionthat seeks to undermine Japan’s administration of the Senkaku Islands. The United States
appreciates Japan’s establishment of a National Security Council and creation of a legal
framework for information security that will facilitate enhanced policy and intelligence
coordination between the two countries. The United States welcomes and supports Japan’s
consideration of the matter of exercising the right of collective self-defense. The United States
and Japan reaffirmed the importance of the US extended deterrence to maintain regional security.
The United States and Japan are also making sustained progress towards realizing ageographically distributed, operationally resilient and politically sustainable US force posture in
the Asia-Pacific, including the development of Guam as a strategic hub. The early relocation of
Futenma Marine Corps Air Station to Camp Schwab and consolidation of bases in Okinawa will
ensure a long-term sustainable presence for US forces. In this context, we reaffirm ourcommitment to reducing the impact of US forces on Okinawa.
The United States and Japan also coordinate closely in multilateral financial and economic
fora to advance trade liberalization and promote economic growth. Our joint efforts are groundedin support for an international economic system that is free, open, and transparent, and embraces
innovation. In order to further enhance economic growth, expand regional trade and investment,
and strengthen the rules-based trading system, the United States and Japan are committed totaking the bold steps necessary to complete a high-standard, ambitious, comprehensive TransPacific Partnership (TPP) agreement. Today, we have identified a path forward on importantbilateral TPP issues. This marks a key milestone in the TPP negotiations and will inject fresh
momentum into the broader talks. We now call upon all TPP partners to move as soon as possible
to take the necessary steps to conclude the agreement. Even with this step forward, there is stillmuch work to be done to conclude TPP.
We also support Japan’s Chairmanship in the OECD Ministerial Council Meeting on theoccasion of the 50th anniversary of its accession to the OECD and support China’s hosting of the
Asia-Pacific Economic Cooperation (APEC) forum and Australia’s hosting of the G20 this year.
We are working together in the APEC and the G20 on the promotion of the role of women, which
is an important domestic and foreign policy priority for both countries. Through the Equal

Futures Partnership and upcoming events such as the White House Summit on Working Families
and Japan’s international symposium on women’s empowerment, the two countries arecommitted to ensuring women’s full participation in society. Furthermore, the United States andJapan continue to be world leaders in high-technology, where our collaboration is expanding thefrontiers of robotics, space, and medical science.
The United States and Japan view energy security as vital to prosperity and stability. Bothsides welcomed the prospect of US LNG exports in the future since additional global supplies
will benefit Japan and other strategic partners. The United States welcomed Japan’s new Strategic
Energy Plan, which includes global, peaceful and safe use of nuclear energy and acceleration of
the introduction of renewable energy. Both countries are working together to promote thedevelopment of clean energy, including by facilitating business cooperation and deepening civil
nuclear cooperation. These steps are part of a broader effort to address the urgent challenge ofglobal climate change. Both countries plan to put forward robust post-2020 nationally determined
contributions, building on decisions taken at the 19 th Conference of the Parties (COP-19) to theUnited Nations Framework Convention on Climate Change (UNFCCC), in order to promote theadoption of a protocol, another legal instrument, or an agreed outcome with legal force under the
UNFCCC applicable to all Parties at COP-21 in Paris in December 2015. We will continue towork with other countries on complementary initiatives to encourage reduction of greenhouse gas
emissions.
The United States and Japan are committed to promoting peace, stability, and economic
growth throughout the world, including in Africa. Through our recently launched senior-level
US-Japan Development Dialogue, we are expanding our development cooperation in these areas.
Furthermore, the United States and Japan are continuing bilateral policy coordination to address
other global challenges and promote our common agenda, such as women’s empowerment,
human security, humanitarian assistance, disaster risk reduction, the post-2015 development
agenda, global health, climate change, counter-terrorism and transnational organized crime, cyberpolicy, the goal of a world without nuclear weapons, nuclear security, and cooperation at theUnited Nations, including in peacekeeping. The United States looks forward to a reformed UN
Security Council that includes Japan as a permanent member. Our two countries are continuing tocooperate in the field of disaster risk management based on the experience of the Great East
Japan Earthquake.
The United States and Japan renew our commitment to deepening diplomatic, economic, andsecurity cooperation with the Association of Southeast Asian Nations (ASEAN), recognizing theimportance of ASEAN unity and centrality to regional security and prosperity. We arecoordinating closely to support ASEAN and its affiliated fora as its members seek to build aregional economic community and address trans-border challenges, including cybersecurity andcybercrime. In this context, the two countries view the East Asia Summit as the premier politicaland security forum in the region. We support the Asian Development Bank work to address theregion’s infrastructure and connectivity needs. The United States and Japan are collaborating toassist Southeast Asian littoral states in building maritime domain awareness and other capacities
for maritime safety and security so that they can better enforce law, combat illicit trafficking andweapons proliferation, and protect marine resources. The robust US and Japanese civilian andmilitary response to Typhoon Haiyan in the Philippines demonstrated our ability to collectively
assist the region in disaster relief and risk reduction.
To achieve our shared objectives of promoting peace and economic prosperity in the AsiaPacific and around the globe, the United States and Japan are strengthening trilateral cooperation
with like-minded partners, including the Republic of Korea, Australia, and India.
The United States and Japan reaffirm our long-standing and indispensable partnership in
shaping the future of the Asia-Pacific and beyond through close cooperation and collaboration.

The United States and Japan have a modern and diverse alliance focused on the future. In
April 2014, President Obama and Prime Minister Abe met in Tokyo to chart a future course thatwill foster prosperity, security, and welfare for citizens of both nations. Their meeting
underscores the depth and scope of our bilateral cooperation, which includes the following:
Advancing Mutual Prosperity
The United States and Japan share a robust and productive economic relationship. Our close
economic ties are reflected in the strong partnerships between US and Japanese companies, and inongoing economic dialogues spanning a variety of areas including environment and climatechange, development, civil nuclear cooperation, clean energy, innovation policy, cybersecurity,and the Internet economy.
Japan and the United States are the world’s largest free-market economies with a two-way
goods and services trade flow of $290 billion in 2012, making Japan the United States’ fourthlargest trading partner. Moreover, Japan is the second-largest source of foreign direct investment
into the United States, the stock of two-way investment between our countries topped $442
billion in 2012, and Japanese companies employed approximately 650,000 US workers. These
close trade and investment ties contribute to increased prosperity in both our countries. Our
countries are closely aligned in promoting 21st century economic rules in the region and globally,
including through the G-7 and G-20, the Asia-Pacific Economic Cooperation forum and theWorld Trade Organization. We are firmly committed to reaching a high-standards agreement on
the Trans-Pacific Partnership (TPP), recognizing that this will support jobs and growth in bothcountries.
Our countries share a common focus on empowering women to take a greater role in oursocieties. Recognizing that expanding economic opportunities for women and ensuring their fullparticipation in the workforce are challenges shared by both countries, the United States is
pleased to announce its intent to invite five Japanese participants to attend the White House
Summit on Working Families, which President Obama plans to host on June 23, 2014. The
Summit aims to bring together businesses, economists, labor leaders, policymakers, advocates,and ordinary citizens to discuss how we can create a 21 st century workplace that supports working
families and improves women’s labor force participation.

The United States welcomed Japan’s joining the Equal Futures Partnership in September
2013, a public commitment made by countries around the world to break down barriers towomen’s political and economic participation. The United States is working with Japan in the G20 to expand female labor force participation as a way of accelerating global growth. We applaud
Japan’s leadership in strengthening women’s empowerment efforts in APEC and will work
closely with Japan to advance that agenda.
Enhancing our Security
The US-Japan Alliance remains the cornerstone of both countries’ security policy in the AsiaPacific region, ensuring mutual security as well as the peace, stability, and economic prosperityof the region in the 21st century. We are committed to building an even more robust and effective
Alliance based on expanding security and defense cooperation in the Asia-Pacific region andbeyond to reflect contemporary challenges and on implementing the realignment of US forces inJapan, including the construction of a new Marine Corps Air Facility at Camp Schwab to replace
MCAS Futenma and the relocation of US Marines to Guam. The two countries are developing anenvironmental framework related to US bases in Japan, including an agreement supplementing
the Status of Forces Agreement (SOFA).
The United States and Japan have made steady progress in revising the Guidelines for USJapan Defense Cooperation to ensure the Alliance continues its vital role in deterring conflict andadvancing peace and security. To support the roles, missions, and capabilities the new guidelines
will define, the Alliance is upgrading its forces using the latest cutting edge technology. We will
be deploying US Air Force Global Hawk unmanned aircraft rotationally, US Navy P-8 maritime
patrol aircraft, and US Marine Corps F-35B aircraft. Remaining vigilant against emerging threats,
we are also coordinating in bilateral working groups to address challenges in new domains suchas space and cyberspace.
The United States and Japan agree on the importance of the peaceful denuclearization of
North Korea. In order to achieve this goal, we seek authentic and credible negotiations while
ensuring that North Korea's provocative behavior and reluctance to live up to its international
obligations incurs consequences. Given North Korea's missile threat, we are strengthening
bilateral cooperation on ballistic missile defense, including construction of a new X-Band radar
facility in Japan. The United States also recently announced the deployment of two additional
Aegis ballistic missile defense vessels to Japan by 2017, further enhancing our defenses.
Together, these steps and others demonstrate our shared, strong commitment to protecting both
Japan and the United States from North Korean aggression.
We also cooperate in the area of domestic law enforcement to protect our citizens’ interestsand safety. Building on the February 7 signing of the bilateral Agreement on Preventing andCombating Serious Crime, we are deepening law enforcement cooperation to protect the citizensof both nations. The United States welcomes Japan’s ongoing efforts to criminalize childpornography, as well as Japan’s consideration of criminalizing conspiracy to help combat
transnational organized crime as part of the process allowing Japan to conclude the UN
Convention on Transnational Organized Crime (UNTOC) and the Palermo Protocol on Human
Trafficking. Moreover, on April 1, 2014, the Hague Convention on the Civil Aspects ofInternational Child Abduction entered into effect in Japan. The Convention provides a legal
framework for securing the prompt return of wrongfully removed or retained children to theircountry of habitual residence, where a competent court can make determinations of child custody
and access based on the child’s best interests. We welcome Japan’s decision to join the Hague
Convention and look forward to working closely to resolve existing and future international
parental child abduction cases.
Ensuring Stability and Prosperity Around the World
The relationship between the United States and Japan is global in scope. Rooted in sharedvalues, our two countries address political, humanitarian and security related issues worldwide,
working together to create a more safe, stable, and equitable world.
The United States and Japan are supporting the efforts of the Ukrainian people to pursue
democracy and economic development. In The Hague, the leaders of the United States and Japanjoined with the other G-7 Leaders to reaffirm our support for Ukraine’s sovereignty, territorial
integrity, and independence and committed to impose a variety of sanctions against Russia if
Russia continues to escalate the situation in Ukraine.
Japan and the United States promote stability, security, and prosperity in the Middle East.
Joining the United States, which is the largest contributor of humanitarian assistance to theregion, in support of a united, democratic Syria, Japan has provided nearly $420 million in aid toassist conflict-affected and displaced populations in Syria, as well as Syrian refugees andcountries hosting them, and assists in the destruction and elimination of Syria’s chemical weapon
stockpile. The United States and Japan have also been the leading donors of civilian assistance toAfghanistan, and have already pledged to continue their support through 2016.
Moreover, the United States and Japan have consistently supported Middle East peace efforts,
notably through assistance for Palestinian economic growth and institution building. The UnitedStates is the largest donor to the Palestinian Authority, having committed approximately $5
billion in bilateral assistance since the mid-1990s. Japan has committed $1.44 billion inassistance to the Palestinian Authority during the same timeframe and has made efforts tomobilize the expertise and resources of East Asian countries in assisting the Palestinians.
Both countries are strong supporters of the work of the International Atomic Energy Agency(IAEA) in expanding the benefits of the peaceful use of nuclear energy in health, agriculture,
medicine, industry, and power to countries that comply with their nonproliferation obligations,and are the two largest supporters of the IAEA’s Peaceful Uses Initiative.
Working with the United States to convince Iran to address the international community’s
concerns about its nuclear program, Japan has significantly reduced its imports of Iranian oil andsupports implementation of the Joint Plan of Action.
Cooperating on Advanced Technologies
US-Japan partnership in the areas of science and technology confronts a broad array ofcomplex issues facing our two countries and the global community. Under the auspices of the
US-Japan Science and Technology Agreement, our two countries have collaborated for over 25
years on scientific research in areas such as new energy technologies, emergency management,
supercomputing, and critical materials. In recognition of these achievements, the President andPrime Minister announced an extension of our bilateral Science and Technology Agreement foran additional 10 years.
The United States and Japan share a commitment to an open, interoperable, secure, andreliable cyberspace. To reinforce this commitment, the United States and Japan have strengthened
their bilateral and international collaboration in promoting the multi-stakeholder system ofInternet governance, developing the Internet economy, addressing national security issues incyberspace, combating cybercrime, and enhancing cybersecurity and critical infrastructure
cybersecurity in particular. At the fifth US-Japan Internet Economy Dialogue, the United States
and Japan decided to work together in international discussions of internet policy issues topromote the free flow of information and further development of the global Internet economy,
especially in developing countries. At the second US-Japan Cyber Dialogue, the United States
and Japan reaffirmed their shared recognition and approach to cyber policy. In particular, the twosides decided on more in-depth whole-of-government bilateral engagement on criticalinfrastructure cybersecurity and the establishment of international norms of state behavior andpractical regional cyber confidence-building measures.
The United States and Japan maintain robust and mutually beneficial cooperation in the fieldof peaceful exploration and use of outer space. The Annual US-Japan Comprehensive Dialogueon Space, scheduled for May 2014 in Washington, D.C., will advance our cooperation on the useof space for environmental research, scientific discovery, national and international security, andeconomic growth. Japan plays a major role in the success of the International Space Station. A
robust multi-agency Japanese delegation attended the inaugural International Space Exploration
Forum (ISEF) in Washington in January 2014. The United States looks forward to supporting
Japan as the host of the next ISEF. Nearly 50 active documents underpin cooperation between
NASA and Japan, including the launch of a NASA-built Global Precipitation Measurement
satellite on a Japanese H-2A rocket in February 2014. The Japan Aerospace Exploration Agency(JAXA) is one of the few international space agencies with which NASA cooperates in all
mission areas – human space flight, Earth science, space science, space technology, andaeronautics research.
Over the past year, Japan and the United States have signed an unprecedented set of
documents to facilitate bilateral collaboration in robotics for disaster response. A Japanese teamcame in first place in the December 2013 Defense Advanced Research Projects Agency(DARPA) Robotics Challenge Trials for developing disaster response robotics technology, andJapan will field several more teams in 2015. Our collaboration will yield robotic systems withgreater ability to navigate difficult terrain and greater capacity to work with humans in addressing
dangerous environments resulting from natural and manmade disasters.
We also cooperate in the area of advanced health research and development. The National
Cancer Center of Japan and the US National Cancer Institute recently signed a Memorandum ofUnderstanding to promote and conduct high-quality research to strengthen cancer prevention andcontrol. In addition, the US-Japan Vaccine Policy Exchange (VPE), held annually since 2010, isserving to develop better understanding of short- and long- term goals for US and Japanese
vaccine policy.

Securing a Clean Energy Future
The United States and Japan work together to share our skills and knowledge to develop
clean, reliable, and efficient energy resources for current and future generations. The US-Japan
Clean Energy Policy Dialogue, most recently held in December 2013, fosters coordination on
policies and on research and development activities. Through the Dialogue, US and Japanese
researchers are pursuing exchanges on fuel cell, solar, and geothermal technology, and contributeto our governments’ plan to collaborate on a joint project on microgrid systems. The US-Japan
Renewable Energy Policy Business Roundtable, held in conjunction with the Dialogue, provides
a venue for companies of both countries to discuss policy developments in the clean energy
sector, identify new business opportunities, and share information on issues such as creative
public-private financing mechanisms for renewable energy projects.
The Bilateral Commission on Civil Nuclear Cooperation consolidates and expands bilateral
cooperation on civil nuclear energy, addressing issues such as nuclear safety and regulation,clean-up from the Fukushima nuclear accident, nuclear energy research and development, nonproliferation, safeguards and security, and emergency response. The Bilateral Commission mostrecently met in November 2013, setting the stage for successful US-Japan cooperation at the
March 2014 Nuclear Security Summit. The next meeting of the Bilateral Commission will beheld in June 2014. Recent activities under the Bilateral Commission’s umbrella include theJapan-US Decommissioning and Remediation Fukushima Recovery Forum, which met February
18-19 in Tokyo and brought together representatives from US and Japanese firms to discuss
potential partnerships to assist with Fukushima recovery. That same week, under the auspices of
the Bilateral Commission’s Civil Nuclear Energy Research and Development Working Group,
the Department of Energy and Japan’s Ministry of Economy, Trade and Industry held a US-Japan
roundtable on probabilistic risk assessment methodologies and their applications for nuclear
safety. The United States welcomes Japan’s October 2013 announcement of its plans to ratify theConvention on Supplementary Compensation for Nuclear Damage in the near future,demonstrating its leadership in the establishment of a global nuclear liability regime.
Japan and the United States have extensive cooperation on nuclear security. Bilaterally,
Japanese and US agencies work together under the Nuclear Security Working Group toward nine
nuclear security goals. We also cooperate closely in multilateral fora, including the Nuclear
Security Summits, the Global Initiative to Combat Nuclear Terrorism, and the Global Partnershipagainst the Spread of Weapons and Materials of Mass Destruction. We welcome Japan’s March2014 announcement of its plans to remove hundreds of kilograms of highly enriched uranium andplutonium to the United States for disposition. We are also working together, with three othercountries, on nuclear transportation security and highlighted this work at the third Nuclear
Security Summit this March.
Finally, Japan and the United States work together on climate change issues, including
through a bilateral dialogue. We will continue our close cooperation, including in the UN
Framework Convention on Climate Change, with the goal of securing the participation of all
major economies and other major emitters in an effective, ambitious, and durable global climatechange agreement to be adopted in 2015.

Appendix 2: Reference DataAcknowledgments
The project codirectors wish to thank the Sasakawa Peace Foundation for its support, theirrespective institutions—the East-West Center and the Japan Institute of International Affairs—for
their cooperation on the project, and the Institute of Southeast Asian Studies (ISEAS) for its
hosting of one of the dialogues. The project codirectors wish to thank Grace Ruch Clegg for her
superb coordination of the project and input on the report and Naoko Funatsu for her backgroundresearch in support of the project. The authors also wish to thank Justin Chock for his researchand design on several of the report’s graphics.

About the Authors
Dr. Tsutomu KIKUCHI is professor of international political economy of the Asia-Pacific at the
Department of International Politics, Aoyama-Gakuin University, Tokyo. He has been an adjunctfellow at the Japan Institute of International Affairs (JIIA) since 1987. He was a visiting fellow at
the Australian National University (ANU) and the Institute of Southeast Asian Studies (ISEAS)
and a visiting professor at the University of British Columbia (UBC). He has been engaged invarious track 2 activities such as the Pacific Economic Cooperation Council (PECC) and theCouncil for Security Cooperation in the Asia Pacific (CSCAP). He has published many books
and articles on international political economy (especially regional institution-building) of the
Asia-Pacific. He obtained his doctoral degree (LLD) from Hitotsubashi University, Tokyo.
Dr. Satu LIMAYE is the director of the East-West Center in Washington, as well as a senioradvisor at the CNA Corporation, a nonprofit research and analysis organization located in
Alexandria, VA. He is the creator and director of the Asia Matters for America initiative, thefounding editor of the Asia-Pacific Bulletin series, an editor of the journal Global Asia, and on
the international advisory council of the journal Contemporary Southeast Asia. Dr. Limaye
publishes and speaks on US-Asia relations and is a reviewer for numerous publications,foundations, and fellowship programs. He has been an Abe Fellow at the National Endowment
for Democracy and a Henry Luce Scholar and research fellow at the Japan Institute ofInternational Affairs (JIIA) in Tokyo. Dr. Limaye received his PhD from Oxford University(Magdalen College) where he was a George C. Marshall Scholar.

About the Research Supporters and Publishers
The East-West Center promotes better relations and understanding among the people andnations of the United States, Asia, and the Pacific through cooperative study, research, anddialogue. Established by the US Congress in 1960, the Center serves as a resource for
information and analysis on critical issues of common concern, bringing people together toexchange views, build expertise, and develop policy options. The Center’s 21-acre Honolulu
campus, adjacent to the University of Hawai‘i at Mānoa, is located midway between Asia and the
US mainland and features research, residential, and international conference facilities. The
Center’s Washington, DC, office focuses on preparing the United States for an era of growing
Asia Pacific prominence.
The Japan Institute of International Affairs (JIIA), founded in 1959, is a private, nonpartisan
policy think-tank focused on foreign affairs and security issues. In addition to a wide range of
research projects, the institute promotes dialogues and joint studies with other institutions andexperts at home and abroad, examines Japanese foreign policy and makes proposals to thegovernment, and disseminates information on international relations to the public. The institute,
together with a large network of affiliated scholars, aims to serve as an indispensable resource oninternational affairs in a complex world.
The Sasakawa Peace Foundation (SPF) addresses the diverse and complicated issues thathuman society is encountering in the 21st century. In order to respond to increasing natural
disasters and social crises, the foundation implements and supports a variety of necessary
programs and projects. As a private Japanese foundation, it strives to strengthen cooperation at alllevels between our country and countries abroad. SPF makes use of its freedom as a private
foundation to effectively promote activities, proposals, and exchanges in the search for a new
governance model for human society.

PROJECT REPORT

US-Japan Relations
and Southeast Asia
Meeting Regional Demands
S AT U P. L I M A Y E
and T S U T O M U K I K U C H I

Until recently, Southeast Asia had not been a region of sustained focus
for the US-Japan relationship. But the situation is changing. The international relations of the Asia-Pacific is becoming more “multipolarized.”
This requires the US and Japan to think about the future of the region
beyond the issue of US-China relations, which has preoccupied past discussions. A number of nations and institutions in the Asia-Pacific region
will substantially affect the region’s future. Southeast Asian nations andthe Association of Southeast Asian Nations (ASEAN) are among them.
A new era of more coordinated, sustained, and combined commercial
and security involvement by the US and Japan in Southeast Asia may beat hand. In light of these changes, the East-West Center in Washington(EWCW), in collaboration with the Japan Institute of International Affairs(JIIA), and through the support of the Sasakawa Peace Foundation (SPF),
initiated a dialogue with Southeast Asians about their perspectives on
how the US-Japan relationship and alliance could or should approachcooperation with the region.