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SYMANTEC CORPORATIONSYMANTEC CORP SD

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UNITED STATESSECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM SD
SPECIALIZED DISCLOSURE REPORT

Symantec Corporation(Exact Name of Registrant as Specified in its Charter)
Delaware000-17781

77-0181864(State or other jurisdiction ofincorporation or organization )(Commission
File Number)(IRS Employer
Identification No.)350 Ellis Street, Mountain View, California

94043(Address of Principal Executive Offices)(Zip Code)

Nicholas R. Noviello, Executive Vice President and Chief Financial Officer(650) 527-8000(Name and telephone number, including area code, of the person to contact in connection with this report.)

Not Applicable(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below to indicate the rule pursuant to which this form is being filed, and provide the period to which theinformation in this form applies:

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period January 1 to December 31, 2018ˆ200GPZSnPra=g9bg3Š
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SYMANTEC CORPORATIONSYMANTEC CORP SD
Item 1.01.

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Conflict Minerals Disclosure and Report.

Conflict Minerals Disclosure
A copy of the Conflict Minerals Report of Symantec Corporation (“Symantec”) for the reporting period January 1 to December 31,
2018 is filed as Exhibit 1.01 to this specialized disclosure report on Form SD and is also available at Symantec’s website athttps://www.symantec.com/about/corporate-responsibility/the-world/supply-chain-responsibility .
Item 1.02.

Exhibit.

Symantec has filed, as an exhibit to this Form SD, a Conflict Minerals Report as required by Item 1.01 of this Form.
Item 2.01.
Exhibit
Number

1.01

Exhibit.
Description of Document

Symantec Corporation Conflict Minerals Report for the reporting period January 1 to December 31, 2018.
.

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200GPZSnPrc!oK!g-SYMANTEC CORPORATIONSYMANTEC CORP SD

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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the duly authorized undersigned.
SYMANTEC CORPORATION
Dated: May 23, 2019

By:/s/ Nicholas R. NovielloName: Nicholas R. NovielloTitle:
Executive Vice President and Chief Financial Officerˆ200GPZSnPravr%kgsŠ
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SYMANTEC CORPORATIONSYMANTEC CORP SD

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Exhibit 1.01 to Form SD

SYMANTEC CORPORATIONCONFLICT MINERALS REPORTFOR THE REPORTING PERIOD JANUARY 1 TO DECEMBER 31, 2018
This Conflict Minerals Report has been prepared by Symantec Corporation (herein referred to, alternatively, as “Symantec,” “we” and“our”). This Conflict Minerals Report for the reporting period January 1 to December 31, 2018 is presented to comply with the final Conflict
Minerals implementing rules (the “Conflict Minerals Rules”) promulgated by the Securities and Exchange Commission (“SEC”), as
modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014. The Conflict Minerals Rules were adopted
by the SEC to implement reporting and disclosure requirements related to Conflict Minerals as directed by the Dodd-Frank Wall Street
Reform and Consumer Protection Act of 2010 as codified in Section 13(p) of the Securities Exchange Act of 1934. The Conflict Minerals
Rules impose certain reporting obligations on SEC registrants whose manufactured products contain Conflict Minerals that are necessary
to the functionality or production of their products. “Conflict Minerals” are currently defined by the SEC as cassiterite, columbite-tantalite(coltan), gold, wolframite, or their derivatives, which the SEC has currently limited to tin, tantalum, tungsten and gold (“3TG”).
To comply with the Conflict Minerals Rules, we conducted due diligence on the origin, source and chain of custody of the Conflict Minerals
that were necessary to the functionality or production of the products that we manufactured or contracted to manufacture to ascertain
whether these Conflict Minerals originated in the Democratic Republic of Congo (“DRC”) or adjoining countries (collectively, the “Covered
Countries”) and financed or benefited armed groups (as defined in Section 1, Item 1.01(d)(2) of Form SD) in any of these countries.
Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, Symantec is not required to describe any of its
products as “DRC conflict free” (as defined in Section 1, Item 1.01(d)(4) of Form SD), “DRC conflict undeterminable” (as defined in
Section 1, Item 1.01(d)(5) of Form SD) or “having not been found to be ‘DRC conflict free,’” and therefore makes no conclusion in thisregard in the report presented herein. Furthermore, given that Symantec has not voluntarily elected to describe any of its products as“DRC conflict free,” an independent private sector audit of the report presented herein has not been conducted.
I.

Company Overview

Founded in 1982, Symantec has evolved to become a global leader in cyber security, with more than 11,000 employees in over 35
countries. Symantec provides cyber security products, services, and solutions to more than 350,000 organizations and 50 million
individuals worldwide.
Other than the information expressly set forth in this report, the information contained or referred to on our website is not part of this report.

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SYMANTEC CORPORATIONSYMANTEC CORP SD
II.

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Products Overview

Symantec’s Integrated Cyber Defense Platform helps enterprise, business, and government customers unify cloud and on-premises
security to protect against threats and safeguard information across every control point and attack vector. Symantec’s Digital Safety
solutions (delivered via Norton and LifeLock brands) help consumers protect their information, identity, devices, and networks at home andonline.
Symantec product overviews can be found at https://www.symantec.com/products.
All tier one suppliers of physical products that Symantec contracts to manufacture are considered suppliers. These suppliers manufacture
products in the following categories: (i) software, (ii) appliances and (iii) tokens.
III.

Supply Chain Overview

All of Symantec’s product manufacturing is outsourced to Subcontract Manufacturing and Logistic Partners. Our suppliers are located in
North America, South America, EMEA, Russia and Asia. As of April 30, 2019, there were 338 verified 3TG smelter or refiner facilities
reported by Symantec’s 18 direct suppliers, 311 of which are in conformance with the assessment protocols of the Responsible Minerals
Initiative’s (“RMI”) Responsible Minerals Assurance Program (“RMAP’). Four of Symantec’s 18 direct suppliers did not manufacture
products that contain Conflict Minerals or 3TGs.
IV.

Conflict Minerals Analysis and Reasonable Country of Origin Inquiry

Based upon a review of our product categories and our reasonable country of origin inquiry (“RCOI”), we have concluded that:•

Our appliance and token products contain Conflict Minerals that are necessary to the production or functionality of suchproducts; and•We are unable to determine whether the Conflict Minerals present in such products originate in the Covered Countries.

We are therefore required pursuant to the Conflict Minerals Rules to file with the SEC a Form SD and a Conflict Minerals Report as an
exhibit thereto.
V.

Design of Due Diligence Measures

Symantec designed its due diligence with respect to the source and chain of custody of the Conflict Minerals contained in its products
based on the five-step framework set forth in the Third Edition of the Organisation for Economic Co-operation and Development’s Due
Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- affected and High-Risk Areas and the supplements thereto.
VI.

Due Diligence Measures Performed by Symantec

Step #1: Establish Strong Company Management Systems•

Symantec maintains a policy on Conflict Minerals (the “Policy”). The Policy can be viewed athttps://www.symantec.com/content/dam/symantec/docs/other-resources/sym-conflict-minerals-policy-en.pdf. The Policy has
been communicated to relevant personnel, and it is available to all Symantec employees and the public via Symantec’s
website.

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SYMANTEC CORPORATIONSYMANTEC CORP SD

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Symantec’s Conflict Minerals Team (the “Team”) is responsible for Conflict Minerals due diligence, governance and reporting.
The Team consists of representatives from Global Supply Chain Management, Finance, Legal and Corporate Responsibility, allof whom have experience and expertise with respect to the requirements of the Conflict Minerals Rules, and is supported byexternal consultants. Oversight of Symantec’s Conflict Minerals due diligence, governance and reporting is exercised by theDisclosure Committee and the Nominating and Governance Committee of the Company’s Board of Directors. The Team is
supported by a member of Symantec’s Senior Management Team.

•To make training regarding Conflict Minerals compliance available to suppliers, Symantec refers suppliers to the Responsible
Minerals Initiative’s (“RMI”) website at http://www.responsiblemineralsinitiative.org/training-and-resources, which contains
Conflict Minerals training materials and resources for suppliers.

•

Symantec’s Policy is available to existing suppliers, and was made available to new suppliers as part of the “new supplier”
onboarding process. In addition, Symantec incorporated a provision requiring compliance with the Conflict Minerals Rules andthe Policy into (i) new supplier agreements and (ii) existing supplier agreements when such agreements were negotiated forrenewal.

•Pursuant to the Policy, concerned parties may contact Symantec regarding complaints related to Conflict Minerals complianceby contacting Symantec’s Ethics Line online at SymantecEthicsLine.EthicsPoint.com, via telephone by choosing a number fromhttps://secure.ethicspoint.com/domain/media/en/gui/28771/phone.html or by sending an e-mail to the Office of Ethics andCompliance at ethicsandcompliance@symantec.com. Suppliers may also contact their supply chain representative in theirregion.

•All documentation and records, including all material communications with suppliers, are retained electronically for a period offive (5) years.

Step #2: Identify and Assess Risk in the Supply Chain•

Symantec maintains a Conflict Minerals Compliance Program (the “Program”) that outlines the process for supplier due
diligence and engagement.

•

The Program includes the identification of the suppliers that provide inputs to Symantec’s products that may contain Conflict
Minerals. This analysis is performed on an annual basis, as well as through the ongoing supplier approval and onboarding
process, with data pulled from the global supplier database.

•

The Corporate Responsibility Team works with Global Supply Chain Management, Legal and Finance to determine theenterprise reporting entity for compliance purposes. This includes the determination of whether any of Symantec’s subsidiaries,
joint ventures, or acquired companies are in-scope or out-of-scope for the respective reporting year pursuant to the Conflict
Minerals Rules.

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For out-of-scope entities, if the entity supplies Symantec in-scope entities with products Symantec contracts to manufacture,then the entity is considered a supplier and is surveyed as part of the RCOI process.

•

The RMI’s Conflict Minerals Reporting Template (the “Survey”) is emailed annually by the Global Supply Chain Team to all
in-scope suppliers along with an introductory email.

•On an annual basis, any new subsidiaries and joint ventures are evaluated for inclusion as an in-scope entity for the purposesof compliance with the Conflict Minerals Rules.

•

For acquisitions, due diligence is conducted to determine whether the newly acquired organization is subject to the Conflict
Minerals Rules.

Step #3: Design and Implement a Strategy to Respond to Identified Risks•

Symantec has designed a Due Diligence Decision Tree that sets forth steps to be taken to mitigate risk based on a supplier’s
Survey responses. Suppliers are ranked for risk, ranging from Low to High, based upon red flags and issues raised bysuppliers’ Survey responses (the “Risk Levels”).

•

All suppliers regardless of Risk Level in 2018 were contacted via email with follow-up questions, comments and/or requests.

Step #4: Carry Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain•

As a downstream actor in the supply chain, we do not have a direct relationship with the smelters and refiners that process the
Conflict Minerals that are present in our products, and for this reason we rely on the RMI to conduct third-party audits ofsmelters and refiners.

Step #5: Report on Supply Chain Due Diligence•VII.

As required by the Conflict Minerals Rules, we have filed a Form SD and a Conflict Minerals Report as an exhibit thereto for the2018 reporting year. The Form SD and Conflict Minerals Report are also available on our website athttps://www.symantec.com/about/corporate-responsibility/the-world/supply-chain-responsibility.

Supplier Survey Responses and Smelter and Refiner Information
The supplier Survey results were as follows:•

100% of in-scope suppliers responded using the Survey.

•

83% of in-scope suppliers who responded provide products that contain Conflict Minerals.

•

65% of in-scope suppliers who responded source from the Covered Countries.

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93% of in-scope suppliers who responded have a Conflict Minerals policy in place, and 71% of such in-scope suppliers havemade their policy available to the public.

•

86% of in-scope suppliers who responded require their direct suppliers to be DRC conflict-free (as defined in the Survey).

•

93% of in-scope suppliers who responded have implemented due diligence measures for conflict-free sourcing.

•

93% of in-scope suppliers who responded collect conflict minerals due diligence information from their suppliers that is inconformance with the IPC-1755 Conflict Minerals Data Exchange Standard (e.g., the RMI Conflict Minerals Reporting
Template).

•

71% of in-scope suppliers who responded only require their direct suppliers to source the 3TG from smelters whose due
diligence practices have been validated by an independent third-party audit program.

•

86% of in-scope suppliers who responded review due diligence information received from their suppliers against theircompany’s expectations.

•

79% of in-scope suppliers who responded have a review process in place that includes corrective action management.

•

50% of in-scope suppliers who responded are subject to the Conflict Minerals Rules.

In addition, Addendum A to this Conflict Minerals Report contains smelter eligibility, audit and location information and a list of thosesmelters reported by our direct suppliers that appear on the RMI’s Standard Smelter List.
VIII.

Steps to Mitigate Risk

Symantec intends to take the following steps to mitigate the risk that its necessary Conflict Minerals benefit armed groups:•

Follow up with suppliers to improve the quality of their Surveys and continue to engage with them to obtain complete Surveys ina timely manner;•

Support the development of supplier capabilities to perform Conflict Minerals-related due diligence by means of theimplementation of risk mitigation measures, as appropriate; and•provide ongoing training regarding emerging best practices and other relevant topics to personnel responsible for Conflict
Minerals compliance.

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FORWARD-LOOKING STATEMENTS
Statements relating to due diligence improvements and certain other statements herein are forward-looking in nature and are based on
Symantec’s management’s current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are
subject to a number of uncertainties and other factors that may be outside of Symantec’s control and that could cause actual events todiffer materially from those expressed or implied by the statements made herein.
DOCUMENTS INCORPORATED BY REFERENCE
Unless otherwise stated herein, any documents, third-party materials or references to websites (including Symantec’s) are notincorporated by reference in, or considered to be a part of, this Conflict Minerals Report, unless expressly incorporated by reference
herein.

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Addendum A
With the exception of one supplier, the smelter information below was reported by Symantec suppliers using the Conflict Minerals
Reporting Template, Revision 5.11.
Data collection was completed between February 2019 and May 2019.
For more detail and the most current status of each smelter, please visit the RMAP website at www.responsiblemineralsinitiative.org.
For the purposes of the table and chart immediately below, smelter eligibility status refers to whether or not the entity fits the definition of asmelter / refiner under the RMAP standards and is subsequently eligible for an audit, please refer tohttp://www.responsiblemineralsinitiative.org/members/database-field-definitions.
Smelter Eligibility Status

Definition

AllegedUnknown if entity is a smelter / refiner; more research is needed; not included in the CMRT Standard Smelter
List
Meets the definition of a smelter / refiner; included in the CMRT Standard Smelter List
Does not meet the definition of a smelter / refiner or is otherwise ineligible for the program; not included in the
CMRT Standard Smelter List

Eligible
Not Eligibleˆ200GPZSnPre$F2B6@Š
200GPZSnPre$F2B6@SYMANTEC CORPORATIONSYMANTEC CORP SD

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Smelter Audit Status

Definition

ActiveCommunication
Suspended—Not
Interested
Communication
Suspended—
Temporarily
Ceased Operation
Conformant
Due Diligence
Vetting Process
In Communication
Non-Conformant
Not Applicable
Outreach Required
RMI Due Diligence
Review—Unable toProceedEngaged in the RMAP but not yet conformant
Facility has strongly communicated a lack of interest in participation in the RMAP

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Facility has temporarily ceased operations

Audited and found conformant with the relevant RMAP standard
Facility does not meet RMI’s requirements for participation according to the due diligence vetting process
Not yet active but in communication with RMAP and/or member company
Audited but found not conformant with the relevant RMAP standard
Not eligible for the RMAP
Outreach needed by RMI member companies to contact entity and encourage its participation in RMAP audit
For facilities that have not met the threshold for Due Diligence Vetting Process after a period of six months. Status
may change if additional information is submitted.

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Smelter List—GOLD
Smelter ID

Smelter Name

Smelter Country

CID000015
CID000019
CID000035
CID000041
CID000058
CID000077
CID000082
CID000090
CID000103
CID000113
CID000128
CID000157
CID000176
CID000180
CID000185
CID000189
CID000197
CID000233
CID000264
CID000328
CID000343
CID000359
CID000362
CID000401
CID000425
CID000493
CID000522
CID000651
CID000671
CID000689
CID000694
CID000707
CID000711
CID000767
CID000773
CID000778
CID000801

Advanced Chemical Company
Aida Chemical Industries Co., Ltd.
Allgemeine Gold-und Silberscheideanstalt A.G.
Almalyk Mining and Metallurgical Complex (AMMC)
AngloGold Ashanti Corrego do Sitio Mineracao
Argor-Heraeus S.A.
Asahi Pretec Corp.
Asaka Riken Co., Ltd.
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Aurubis AG
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Boliden AB
C. Hafner GmbH + Co. KG
CaridadCCR Refinery—Glencore Canada Corporation
Cendres + Metaux S.A.
Yunnan Copper Industry Co., Ltd.
Chimet S.p.A.
Chugai Mining
Daejin Indus Co., Ltd.
Daye Non-Ferrous Metals Mining Ltd.
DSC (Do Sung Corporation)
DODUCO Contacts and Refining GmbH
Dowa
Eco-System Recycling Co., Ltd.
OJSC Novosibirsk Refinery
Refinery of Seemine Gold Co., Ltd.
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
Hangzhou Fuchunjiang Smelting Co., Ltd.
HeeSung Metal Ltd.
Heimerle + Meule GmbH
Heraeus Metals Hong Kong Ltd.
Heraeus Precious Metals GmbH & Co. KG
Hunan Chenzhou Mining Co., Ltd.
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
HwaSeong CJ CO., LTD.
Inner Mongolia Qiankun Gold and Silver Refinery Share Co.,
Ltd.
Ishifuku Metal Industry Co., Ltd.
Istanbul Gold Refinery
Japan Mint
Jiangxi Copper Co., Ltd.
Asahi Refining USA Inc.
Asahi Refining Canada Ltd.
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
JSC Uralelectromed
JX Nippon Mining & Metals Co., Ltd.
Kazakhmys Smelting LLC
Kazzinc
Kennecott Utah Copper LLC

USA
JAPAN
GERMANYUZBEKISTANBRAZILSWITZERLAND
JAPAN
JAPAN
TURKEYGERMANY
PHILIPPINESSWEDENGERMANYMEXICOCANADASWITZERLAND
CHINA
ITALY
JAPAN
KOREA, REPUBLIC OFCHINA
KOREA, REPUBLIC OFGERMANYJAPANJAPANRUSSIAN FEDERATION
CHINA
CHINA
CHINA
KOREA, REPUBLIC OFGERMANYCHINAGERMANYCHINA
CHINA
KOREA, REPUBLIC OF
CHINA

CID000807
CID000814
CID000823
CID000855
CID000920
CID000924
CID000927
CID000929
CID000937
CID000956
CID000957
CID000969

JAPAN
TURKEY
JAPAN
CHINA
USA
CANADARUSSIAN FEDERATIONRUSSIAN FEDERATIONJAPANKAZAKHSTANKAZAKHSTAN
USA

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CID000981
CID001029
CID001032
CID001056
CID001058
CID001078
CID001093
CID001113
CID001119
CID001147
CID001149
CID001152
CID001153
CID001157
CID001161
CID001188
CID001193
CID001204
CID001220
CID001236
CID001259
CID001325
CID001326
CID001352
CID001362
CID001386
CID001397
CID001498
CID001512
CID001534
CID001546
CID001555
CID001562
CID001585
CID001619
CID001622
CID001736
CID001756
CID001761
CID001798
CID001875
CID001909
CID001916
CID001938
CID001947
CID001955
CID001977
CID001980
CID001993

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Kojima Chemicals Co., Ltd.
Kyrgyzaltyn JSC
L’azurde Company For Jewelry
Lingbao Gold Co., Ltd.
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
LS-NIKKO Copper Inc.
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
Materion
Matsuda Sangyo Co., Ltd.
Metalor Technologies (Suzhou) Ltd.
Metalor Technologies (Hong Kong) Ltd.
Metalor Technologies (Singapore) Pte., Ltd.
Metalor Technologies S.A.
Metalor USA Refining Corporation
Metalurgica Met-Mex Penoles S.A. De C.V.
Mitsubishi Materials Corporation
Mitsui Mining and Smelting Co., Ltd.
Moscow Special Alloys Processing Plant
Nadir Metal Rafineri San. Ve Tic. A.S.
Navoi Mining and Metallurgical Combinat
Nihon Material Co., Ltd.
Ohura Precious Metal Industry Co., Ltd.
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals
Plant” (OJSC Krastsvetmet)
PAMP S.A.
Penglai Penggang Gold Industry Co., Ltd.
Prioksky Plant of Non-Ferrous Metals
PT Aneka Tambang (Persero) Tbk
PX Precinox S.A.
Rand Refinery (Pty) Ltd.
Royal Canadian Mint
Sabin Metal Corp.
Samduck Precious Metals
Samwon Metals Corp.
SEMPSA Joyeria Plateria S.A.
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
Sichuan Tianze Precious Metals Co., Ltd.
SOE Shyolkovsky Factory of Secondary Precious Metals
Solar Applied Materials Technology Corp.
Sumitomo Metal Mining Co., Ltd.
Tanaka Kikinzoku Kogyo K.K.
Great Wall Precious Metals Co., Ltd. of CBPM
The Refinery of Shandong Gold Mining Co., Ltd.
Tokuriki Honten Co., Ltd.
Tongling Nonferrous Metals Group Co., Ltd.
TorecomUmicore Brasil Ltda.
Umicore S.A. Business Unit Precious Metals Refining
United Precious Metal Refining, Inc.

22-May-2019 23:54 ESTJAPANKYRGYZSTANSAUDI ARABIA
CHINA
CHINA
KOREA, REPUBLIC OF
CHINA
USA
JAPAN
CHINA
CHINA
SINGAPORESWITZERLAND
USAMEXICOJAPANJAPANRUSSIAN FEDERATIONTURKEYUZBEKISTAN
JAPAN
JAPAN
RUSSIAN FEDERATIONSWITZERLAND
CHINA
RUSSIAN FEDERATIONINDONESIASWITZERLAND
SOUTH AFRICA
CANADAUSA
KOREA, REPUBLIC OF
KOREA, REPUBLIC OF
SPAIN
CHINA
CHINA
CHINA
RUSSIAN FEDERATIONTAIWAN, PROVINCE OF CHINA
JAPAN
JAPAN
CHINA
CHINA
JAPAN
CHINA
KOREA, REPUBLIC OFBRAZILBELGIUM
UNITED STATES OF AMERICA

769769 EX1_01 11 2*
HTM ESS 0C
Page 1 of 1

ˆ200GPZSnPra@!ap6ZŠ
200GPZSnPra@!ap6Z

SYMANTEC CORPORATIONSYMANTEC CORP SD
CID002003
CID002030
CID002100
CID002129
CID002224
CID002243
CID002282
CID002290
CID002312
CID002314
CID002459
CID002509
CID002511
CID002515
CID002516
CID002525
CID002560
CID002561
CID002562
CID002563
CID002567
CID002580
CID002582
CID002584
CID002587
CID002605
CID002606
CID002615
CID002708
CID002761
CID002762
CID002763
CID002765
CID002777
CID002778
CID002779
CID002850
CID002852
CID002853
CID002854
CID002857
CID002863
CID002865
CID002866
CID002867
CID002872
CID002918
CID002919
CID002973
CID003153
CID003185
CID003189
CID003195
CID003324
CID003348

Donnelley Financial

VDI-W7-PF10-032
12.10.7.0

EGV tambg0ap
PAL

Valcambi S.A.
Western Australian Mint (T/a The Perth Mint)
Yamakin Co., Ltd.
Yokohama Metal Co., Ltd.
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
Gold Refinery of Zijin Mining Group Co., Ltd.
Morris and Watson
SAFINA A.S.
Guangdong Jinding Gold Limited
Umicore Precious Metals Thailand
Geib Refining Corporation
MMTC-PAMP India Pvt., Ltd.
KGHM Polska Miedz Spolka Akcyjna
Fidelity Printers and Refiners Ltd.
Singway Technology Co., Ltd.
Shandong Humon Smelting Co., Ltd.
Al Etihad Gold Refinery DMCC
Emirates Gold DMCCInternational Precious Metal Refiners
Kaloti Precious Metals
Sudan Gold Refinery
T.C.A S.p.A
REMONDIS PMR B.V.
Fujairah Gold FZC
Tony Goetz NV
Korea Zinc Co., Ltd.
Marsam Metals
TOO Tau-Ken-Altyn
Abington Reldan Metals, LLC
SAAMP
L’Orfebre S.A.
8853 S.p.A.
Italpreziosi
SAXONIA Edelmetalle GmbHWIELAND Edelmetalle GmbH
Ogussa Osterreichische Gold- und Silber-Scheideanstalt
GmbH
AU Traders and Refiners
GCC Gujrat Gold Centre Pvt. Ltd.
Sai Refinery
Universal Precious Metals Refining Zambia
Modeltech Sdn Bhd
Bangalore Refinery
Kyshtym Copper-Electrolytic Plant ZAOMorris and Watson Gold Coast
Degussa Sonne / Mond Goldhandel GmbH
Pease & Curren
SungEel HiMetal Co., Ltd.
Planta Recuperadora de Metales SpA
Safimet S.p.A
State Research Institute Center for Physical Sciences andTechnology
African Gold Refinery
NH Recytech Company
DS PRETECH Co., Ltd.
QG Refining, LLC
Dijllah Gold Refinery FZC

22-May-2019 23:51 ESTSWITZERLAND
AUSTRALIA
JAPAN
JAPAN
CHINA
CHINA
NEW ZEALANDCZECHIACHINA
THAILANDUSA
INDIA
POLANDZIMBABWE
TAIWANCHINA
UNITED ARAB EMIRATESUNITED ARAB EMIRATESUNITED ARAB EMIRATESUNITED ARAB EMIRATES
SUDAN
ITALY
NETHERLANDSUNITED ARAB EMIRATESBELGIUM
KOREA, REPUBLIC OFBRAZILKAZAKHSTANUSAFRANCEANDORRAITALYITALY
GERMANYGERMANY
AUSTRIA
SOUTH AFRICA
INDIA
INDIA
ZAMBIAMALAYSIAINDIA
RUSSIAN FEDERATIONAUSTRALIAGERMANYUSA
KOREA, REPUBLIC OF
CHILE
ITALY
LITHUANIAUGANDA
KOREA, REPUBLIC OF
KOREA, REPUBLIC OFUSAUNITED ARAB EMIRATES

769769 EX1_01 12 2*
HTM ESS 0C
Page 1 of 1

ˆ200GPZSnPrdQ=BhgaŠ
200GPZSnPrdQ=Bhga

SYMANTEC CORPORATIONSYMANTEC CORP SD

Donnelley Financial

VDI-W7-PFD-0373
12.10.7.0

EGV ladsh0ap
PAL

23-May-2019 03:12 EST

Smelter List—TANTALUM
Smelter ID

Smelter Name

Smelter Country

CID000092
CID000211
CID000291
CID000456
CID000460
CID000616
CID000914
CID000917
CID001076
CID001163
CID001175
CID001192
CID001200
CID001277
CID001508
CID001522

Asaka Riken Co., Ltd.
Changsha South Tantalum Niobium Co., Ltd.
Guangdong Rising Rare Metals-EO Materials Ltd.
Exotech Inc.
F&X Electro-Materials Ltd.
Guangdong Zhiyuan New Material Co., Ltd.
JiuJiang JinXin Nonferrous Metals Co., Ltd.
Jiujiang Tanbre Co., Ltd.
LSM Brasil S.A.
Metallurgical Products India Pvt., Ltd.
Mineracao Taboca S.A.
Mitsui Mining and Smelting Co., Ltd.
NPM Silmet AS
Ningxia Orient Tantalum Industry Co., Ltd.
QuantumClean
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng
Tantalum & Niobium Co., Ltd.
Solikamsk Magnesium Works OAOTaki Chemical Co., Ltd.
Telex Metals
Ulba Metallurgical Plant JSC
Hengyang King Xing Lifeng New Materials Co., Ltd.
D Block Metals, LLC
FIR Metals & Resource Ltd.
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
XinXing HaoRong Electronic Material Co., Ltd.
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
KEMET Blue Metals
H.C. Starck Co., Ltd.
H.C. Starck Tantalum and Niobium GmbH
H.C. Starck Hermsdorf GmbH
H.C. Starck Inc.
H.C. Starck Ltd.
H.C. Starck Smelting GmbH & Co. KG
Global Advanced Metals Boyertown
Global Advanced Metals Aizu
KEMET Blue Powder
Resind Industria e Comercio Ltda.
Jiangxi Tuohong New Raw Material
Power Resources Ltd.
Jiujiang Janny New Material Co., Ltd.

JAPAN
CHINA
CHINA
USA
CHINA
CHINA
CHINA
CHINA
BRAZILINDIA
BRAZILJAPAN
ESTONIA
CHINA
USA
CHINA

CID001769
CID001869
CID001891
CID001969
CID002492
CID002504
CID002505
CID002506
CID002508
CID002512
CID002539
CID002544
CID002545
CID002547
CID002548
CID002549
CID002550
CID002557
CID002558
CID002568
CID002707
CID002842
CID002847
CID003191

RUSSIAN FEDERATION
JAPAN
USA
KAZAKHSTAN
CHINA
USA
CHINA
CHINA
CHINA
CHINA
MEXICOTHAILANDGERMANYGERMANYUSAJAPANGERMANY
USA
JAPAN
USA
BRAZILCHINA
MACEDONIA
CHINA

769769 EX1_01 13 4*
HTM ESS 0C
Page 1 of 1

ˆ200GPZSnPrdSHNQgWŠ
200GPZSnPrdSHNQgW

SYMANTEC CORPORATIONSYMANTEC CORP SD

Donnelley Financial

VDI-W7-PFD-0373
12.10.7.0

EGV ladsh0ap
PAL

23-May-2019 03:14 EST

Smelter List—TIN
Smelter ID

Smelter Name

Smelter Country

CID000228
CID000292
CID000306
CID000309
CID000313
CID000315
CID000402
CID000438
CID000448
CID000468
CID000538
CID000555
CID000760
CID000942
CID001070
CID001105
CID001142
CID001173
CID001182
CID001191
CID001231
CID001314
CID001337
CID001399
CID001402
CID001406
CID001419
CID001421
CID001428
CID001434
CID001448
CID001453
CID001457
CID001458
CID001460
CID001463
CID001468
CID001471
CID001477
CID001482
CID001490
CID001493
CID001539
CID001758
CID001898
CID001908
CID002036
CID002158
CID002180

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
Alpha
CV Gita Pesona
PT Aries Kencana Sejahtera
PT Premium Tin Indonesia
CV United Smelting
Dowa
EM Vinto
Estanho de Rondonia S.A.
Fenix Metals
Gejiu Non-Ferrous Metal Processing Co., Ltd.
Gejiu Zili Mining And Metallurgy Co., Ltd.
Huichang Jinshunda Tin Co., Ltd.
Gejiu Kai Meng Industry and Trade LLC
China Tin Group Co., Ltd.
Malaysia Smelting Corporation (MSC)
Metallic Resources, Inc.
Mineracao Taboca S.A.
MinsurMitsubishi Materials Corporation
Jiangxi New Nanshan Technology Ltd.
O.M. Manufacturing (Thailand) Co., Ltd.
Operaciones Metalurgicas S.A.
PT Artha Cipta Langgeng
PT Babel Inti Perkasa
PT Babel Surya Alam Lestari
PT Bangka Tin Industry
PT Belitung Industri Sejahtera
PT Bukit TimahPT DS Jaya Abadi
PT Karimun Mining
PT Mitra Stania Prima
PT Panca Mega Persada
PT Prima Timah Utama
PT Refined Bangka Tin
PT Sariwiguna Binasentosa
PT Stanindo Inti Perkasa
PT Sumber Jaya IndahPT Timah Tbk Kundur
PT Timah Tbk Mentok
PT Tinindo Inter Nusa
PT Tommy Utama
Rui Da Hung
Soft Metais Ltda.
Thaisarco
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
White Solder Metalurgia e Mineracao Ltda.
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
Yunnan Tin Company Limited

CHINA
USA
INDONESIAINDONESIAINDONESIAINDONESIAJAPANBOLIVIA
BRAZILPOLAND
CHINA
CHINA
CHINA
CHINA
CHINA
MALAYSIAUSA
BRAZIL
PERU
JAPAN
CHINA
THAILANDBOLIVIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIAINDONESIATAIWANBRAZILTHAILANDCHINA
BRAZIL
CHINA
CHINA

769769 EX1_01 14 3*
HTM ESS 0C
Page 1 of 1

ˆ200GPZSnPra!dcP6"Š
200GPZSnPra!dcP6"

SYMANTEC CORPORATIONSYMANTEC CORP SD

Donnelley Financial

VDI-W7-PFD-0556
12.10.7.0

EGV patis6ap
PAL

22-May-2019 23:47 EST

CID002455 CV Venus Inti Perkasa
INDONESIA
CID002468 Magnu’s Minerais Metais e Ligas Ltda.
BRAZILCID002478 PT Tirus Putra Mandiri
INDONESIA
CID002500 Melt Metais e Ligas S.A.
BRAZILCID002503 PT ATD Makmur Mandiri Jaya
INDONESIA
CID002517 O.M. Manufacturing Philippines, Inc.
PHILIPPINES
CID002530 PT Inti Stania Prima
INDONESIA
CID002570 CV Ayi Jaya
INDONESIA
CID002572 Electro-Mechanical Facility of the Cao Bang Minerals & VIET NAM
Metallurgy Joint Stock Company
CID002573 Nghe Tinh Non-Ferrous Metals Joint Stock Company
VIET NAM
CID002574 Tuyen Quang Non-Ferrous Metals Joint Stock
VIET NAM
Company
CID002592 CV Dua Sekawan
INDONESIA
CID002593 PT Rajehan Ariq
INDONESIA
CID002703 An Vinh Joint Stock Mineral Processing Company
VIET NAM
CID002706 Resind Industria e Comercio Ltda.
BRAZILCID002756 Super Ligas
BRAZILCID002773 Metallo Belgium N.V.
BELGIUM
CID002774 Metallo Spain S.L.U.
SPAIN
CID002776 PT Bangka Prima Tin
INDONESIA
CID002816 PT Sukses Inti Makmur
INDONESIA
CID002829 PT Kijang Jaya Mandiri
INDONESIA
CID002835 PT Menara Cipta Mulia
INDONESIA
CID002844 HuiChang Hill Tin Industry Co., Ltd.
CHINA
CID002848 Gejiu Fengming Metallurgy Chemical Plant
CHINA
CID002849 Guanyang Guida Nonferrous Metal Smelting Plant
CHINA
CID002858 Modeltech Sdn Bhd
MALAYSIA
CID003116 Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
CHINA
CID003190 Chifeng Dajingzi Tin Industry Co., Ltd.
CHINA
CID003205 PT Bangka Serumpun
INDONESIA
CID003208 Pongpipat Company Limited
MYANMAR
CID003325 Tin Technology & Refining
USA

769769 EX1_01 15 2*
HTM ESS 0C
Page 1 of 1

ˆ200GPZSnPrdT0br6WŠ
200GPZSnPrdT0br6W

SYMANTEC CORPORATIONSYMANTEC CORP SD

Donnelley Financial

VDI-W7-PFD-0373
12.10.7.0

EGV ladsh0ap
PAL

23-May-2019 03:15 EST

Smelter List—TUNGSTEN
Smelter ID

Smelter Name

Smelter Country

CID000004
CID000105
CID000218
CID000258
CID000499
CID000568
CID000766
CID000769
CID000825
CID000875
CID000966
CID001889
CID002044
CID002082
CID002095
CID002313
CID002315
CID002316
CID002317
CID002318

A.L.M.T. Corp.
Kennametal Huntsville
Guangdong Xianglu Tungsten Co., Ltd.
Chongyi Zhangyuan Tungsten Co., Ltd.
Fujian Jinxin Tungsten Co., Ltd.
Global Tungsten & Powders Corp.
Hunan Chenzhou Mining Co., Ltd.
Hunan Chunchang Nonferrous Metals Co., Ltd.
Japan New Metals Co., Ltd.
Ganzhou Huaxing Tungsten Products Co., Ltd.
Kennametal Fallon
Tejing (Vietnam) Tungsten Co., Ltd.
Wolfram Bergbau und Hutten AG
Xiamen Tungsten Co., Ltd.
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
Jiangxi Yaosheng Tungsten Co., Ltd.
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co.,Ltd.
Malipo Haiyu Tungsten Co., Ltd.
Xiamen Tungsten (H.C.) Co., Ltd.
Jiangxi Gan Bei Tungsten Co., Ltd.
Ganzhou Seadragon W & Mo Co., Ltd.
Chenzhou Diamond Tungsten Products Co., Ltd.
H.C. Starck Tungsten GmbH
H.C. Starck Smelting GmbH & Co. KG
Masan Tungsten Chemical LLC (MTC)
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
Niagara Refining LLC
Ganzhou Haichuang Tungsten Co., Ltd.
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
Hydrometallurg, JSC
Unecha Refractory metals plant
South-East Nonferrous Metal Company Limited of Hengyang
City
Philippine Chuangxin Industrial Co., Inc.
Xinfeng Huarui Tungsten & Molybdenum New Material Co.,Ltd.
ACL Metais Eireli
Woltech Korea Co., Ltd.
Moliren Ltd.
Hunan Litian Tungsten Industry Co., Ltd.

JAPAN
USA
CHINA
CHINA
CHINA
USA
CHINA
CHINA
JAPAN
CHINA
USA
VIET NAM
AUSTRIA
CHINA
CHINA
CHINA
CHINA
CHINA
CHINA
CHINA

CID002319
CID002320
CID002321
CID002494
CID002513
CID002541
CID002542
CID002543
CID002551
CID002579
CID002589
CID002645
CID002647
CID002649
CID002724
CID002815
CID002827
CID002830
CID002833
CID002843
CID002845
CID003182

CHINA
CHINA
CHINA
CHINA
CHINA
GERMANYGERMANY
VIET NAM
CHINA
CHINA
USA
CHINA
CHINA
RUSSIAN FEDERATIONRUSSIAN FEDERATIONCHINAPHILIPPINESCHINABRAZILKOREA, REPUBLIC OFRUSSIAN FEDERATION
CHINA

769769 EX1_01 16 3*
HTM ESS 0C
Page 1 of 1