Form ADV Part 3 – Client Relationship Summary
Date: 06/10/2020

Item 1: Introduction
OCCIDENTAL ASSET MANAGEMENT, LLC is an investment adviser registered with theSecurities and Exchange Commission offering advisory accounts and services. Brokerage andinvestment advisory services and fees differ, and it is important that you understand thedifferences. This document gives you a summary of the types of services and fees we offer. Please
visit www.investor.gov/CRS for free, simple tools to research firms and financial professionals, aswell as educational materials about broker-dealers, investment advisers, and investing.
Item 2: Relationships and Services
Questions to ask us: Given my financial situation, should I choose an investment advisory
service? Why or why not? How will you choose investments to recommend to me? What is yourrelevant experience, including your licenses, education and other qualifications? What do thesequalifications mean?
What investment services and advice can you provide me? Our firm primarily offers the following
investment advisory services to retail clients: portfolio management (we review your portfolio,investment strategy, and investments); financial planning (we assess your financial situation andprovide advice to meet your goals); solicitor/selection of other advisers (we select a third party
adviser for you to use). As part of our standard services, we typically monitor client accounts on adaily basis. Our firm offers both discretionary advisory services (where our firm makes thedecision regarding the purchase or sale of investments) as well as non-discretionary services(where the retail investor makes the ultimate decision). We limit the types of investments that arerecommended since not every type of investment vehicle is needed to create an appropriate
portfolio. Our minimum account size is $750,000. Please also see our Form ADV Part 2A(“Brochure”), specifically Items 4 & 7.
Item 3: Fees, Costs, Conflicts, and Standard of Conduct
Questions to ask us: Help me understand how these fees and costs might affect my investments. IfI give you $10,000 to invest, how much will go to fees and costs, and how much will be invested
for me? How might your conflicts of interest affect me, and how will you address them?
What fees will I pay? Our fees vary depending on the services you receive. Additionally, theamount of assets in your account affects our advisory fee; the more assets you have in youradvisory account, the more you will pay us and thus we have an incentive to increase those assets
in order to increase our fee. All fees are paid quarterly in advance. You pay our fees even if you
do not have any transactions and the advisory fee paid to us generally does not vary based on thetype of investments selected. Please also see Items 4, 5, 6, 7 & 8 of our Brochure.
Some investments (e.g., mutual funds, variable annuities, etc.) impose additional fees (e.g.,transactional fees and product-level fees) that reduce the value of your investment over time. The
same goes for any additional fees you pay to a custodian. Additionally, you will pay transaction
fees, if applicable, when we buy or sell an investment for your account.You will pay fees and costs
whether you make or lose money on your investments. Fees and costs will reduce any amountForm ADV Part 3 – Client Relationship Summary
Date: 06/10/2020of money you make on your investments over time. Please make sure you understand what feesand costs you are paying. Please also see our Brochure for additional details.
What are your legal obligations to me when acting as my investment adviser? How else does yourfirm make money and what conflicts of interest do you have?: When we act as your investment
adviser, we have to act in your best interest and not put our interest ahead of yours. At the sametime, the way we make money creates some conflicts with your interests. You should understandand ask us about these conflicts because they can affect the investment advice we provide you.
Here are some examples to help you understand what this means (see heading immediately
below).
How do your financial professionals make money? Primarily, we and our financial professionals
receive cash compensation from the advisory services we provide to you because of the advisory
fees we receive from you. This compensation may vary based on different factors, such as thoselisted above in this Item. Please also see Item 10 of our Brochure for additional details.
Item 4: Disciplinary History
Questions to ask us: As a financial professional, do you have any disciplinary history? For what
type of conduct?
Do you or your financial professionals have legal or disciplinary history? No, we do not havelegal and disciplinary events. Visit https://www.investor.gov/ for a free, simple search tool toresearch us and our financial professionals.
Item 5: Additional Information
Questions to ask us: Who is my primary contact person? Is he or she a representative of aninvestment adviser or a broker-dealer? Who can I talk to if I have concerns about how this person
is treating me?
For additional information on our advisory services, see our Brochure available athttps://adviserinfo.sec.gov/firm/summary/168650 and any individual brochure supplement yourrepresentative provides. If you have any questions, need additional information, or want anothercopy of this Client Relationship Summary, then please contact us at 650-344-1600.

Form ADV Part 3 – Client Relationship Summary
Date: 06/10/2020

Exhibit A – Material Changes to Client Relationship Summary
This is the initial version of the Client Relationship Summary. There are no material changes.