3rd Work shop on
Harmonization of Design
Codes in the Asian Region(in Hanoi, Vietnam)

Date:April, 18, 2009 Saturday
Venue:
Horison Hotel
Organized by ACECC TC-8
JSCE (Japan Society of Civil Engineers)
VFCEA (Vietnam Federation of Civil Engineering
Associations)
Institute of Basic Research and Standardization
Japan Society of Civil Engineers Vietnam Section

The 3rd Workshop on
Harmonization of Design Codes in the Asian Region

Date:
Venue
Organized byRegistration

April, 18, 2009 Saturday
Room: Van Mieu 2nd Fl. at Horison Hotel
ACECC TC-8
JSCE (Japan Society of Civil Engineers)
VFCEA (Vietnam Federation of Civil Engineering Associations)
Institute of Basic Research and Standardization
Japan Society of Civil Engineers Vietnam Section
Free of chargeWorkshop Schedule
8:30-8:35
8:35-8:40
8:40-9:00

12:20-12:25

Greetings by Prof. Yusuke Honjo, Gufu University, Chair of ACECC TC-8, JSCE
Greetings by Prof. Pham Hong Giang, VFCEA
Introduction of ACECC Activities towards Code Harmonization in the AsianRegion by Dr. Kenichi Horikoshi, Secretary of ACECC TC-8, Chair of ACECC
Committee, JSCE
Introduction of JSCE Standard Specifications for Steel and Composite Structures
by Prof. Eiki Yamaguchi, Kyushu Institute of Technology
The current situation of Standardization in Viet Nam by Ms. Truong Thi Hong
Thuy, Institute of Basic Research and Standardisation in Construction Vietnam
Institute for Building Science and Technology (IBST) Ministry of Construction
Coffee BreakIntroduction of Current Japanese Design Codes, and Terminologies for basis ofdesigns by Prof. Yusuke Honjo
Discussion on the Activities towards Code Harmonization Chaired by Prof. Yusuke
Honjo and Dr. Kenichi Horikoshi
Greetings by Prof. Pham Hong Giang, VFCEA

12:25-12:30

Closing by Dr. Yukihiko Sumiyoshi, Representative of JSCE

9:00-9:40
9:40-10:20

10:20-10:35
10:35-11:30
11:30-12:20

3rd Work shop on Harmonization of Design Codes in the Asian Region
August 18th, 2009

Introduction of ACECC Activities towards
Code Harmonization in the Asian Region
Dr. Kenichi Horikoshi,
Secretary of ACECC TC-8,
Chair of ACECC Committee, JSCE

Introduction of ACECC:
The Asian Civil Engineering Coordinating Council
Activities of ACECC for
Harmonization of Design Codes in the Asian Regions

Kenichi Horikoshi
Chair of Committee on ACECC, JSCE
Secretary of ACECC TC-8
Secretary of International Activities Committee, JSCE
Civil Engineering Research Institute, Taisei Corporation,JAPANformally established on Sept. 27, 1999 in Tokyo.

Member of ACECC (in alphabetic order)
ASCE
CICHE
EA
HAKI
JSCE
KSCE
MACE
PICE
VFCEA

American Society of Civil Engineers
Chinese Institute of Civil and Hydraulic Engineering
Engineers Australia
Indonesian Society of Civil and Structural Engineers
Japan Society of Civil Engineers
Korean Society of Civil Engineers
Mongolian Association of Civil Engineers
Philippine Institute of Civil Engineers
Vietnam Federation of Civil Engineering Associations

The two organizations may join to ACECC after the approval by ACECC ECM

(ICEI
(CACE

Institution of Civil Engineers India)
Cambodian Association of Civil Engineers)

Objectives of the ACECC

Objectives of the ACECC

1. To promote and advance the science and practice of civilengineering and related professions for sustainable development in
the Asian region.

6. To provide advice to member societies/institutions to strengthen
their domestic activities.

2. To encourage communication between persons in charge ofscientific and technical responsibility for any field of civil engineering.

7. To achieve the above objectives, international conferences called
the Civil Engineering Conference in the Asian Region (CECAR)
will be held on a triennial basis as the main activity of the ACECC.

3. To improve, extend and enhance activities such as infrastructure
construction and management, preservation of the precious
environment and natural disaster prevention.
4. To foster exchange of ideas among the member
societies/institutions.
5. To cooperate with any regional, national and internationalorganizations to support their work, as the ACECC deems
necessary.

CECAR:Civil Engineering Conference in the Asian Region
1st CECAR
2nd CECAR
3rd CECAR
4th CECAR
5th CECAR

February 19-20, 1998
April 16-20, 2001
August 16-19, 2004
June 25-27, 2007
August 8-12, 2010

More than 1000 participantsfrom all over the world!!

Manila, Philippines
Tokyo, Japan
Seoul, Korea
Taipei, Taiwan
Sydney, Australia

The 5th Civil Engineering Conference in the Asian Region
8–12 August 2010
Sydney Convention and Exhibition Centre, Sydney, Australia

Abstract Categories:
Climate change and coastal management,
Water management
Innovative construction (Project management and methods)
Mining Infrastructure (Industry needs and issues)
Sustainable infrastructure,
Transportation and road safety
Disaster reduction and recovery,
Leadership (Management and ethics)
Geotechnical engineering,
Asset management
Waste management (Solid & water waste)
Analysis methods,
Bridge and infrastructure engineering
Building applications,Concrete structures
Soil/structure interaction,
Steel and composite structures
Structural control and dynamics,
Structural failures
Structural health Monitoring,
Sustainability issues in structures

Organization of ACECCACECC Technical Committee (TC-8) on
Harmonization of design codes in the Asian region

Executive Committee Meeting (ECM)
Chair

Technical Coordinating Committee
TC1*
TC2*
TC3
TC4*
TC5
TC6*:
TC7 :
TC8 :

Asian and Pacific Coastal Network (JSCE)
Integrated River Management (JSCE)
Inter-regional Cooperation for Great Mekong Sub-region (JSCE)The Sumatra Offshore Earthquake and the Indian Ocean Tsunami (JSCE)The Sustainable Development of Civil Engineering (CICHE)
Quantitative Risk Assessment for Hazard Mitigation (ASCE)
Disaster Mitigation and Preparedness Strategies (PICE)
Harmonization of Design Codes in the Asian Region (JSCE)* finished

Planning Committee 企画委員会

Prof. Yusuke Honjo (Gifu University, JSCE)

Secretary Dr. Kenichi Horikoshi (Taisei Corporation, JSCE)
Terms of References of the new TC:
1) Create and strengthen human network on code development throughcontinuous discussions,2) Provide the latest information on design code in the Asian region, andmake it public on the website, and
3) Create the glossary of terminology for basis of design, which will bebased on a new concept such as performance based design.

Sub-committee
1) Membership, 2) Awarding, 3) Operational Task, 4) E-publication

Activity period: 2007-2010

Local Organizing Committee for CECAR

Peculiarity in Asian countries

Code Development and related issues
Developing Countries

GDP per capita (2006)

International projects based on bilateral or multilateral assistance,
Code development can not catch up with very rapid infrastructure development,
Without own code, or Mixture of different overseas codes,
Lack of latest code information source,

Developed Countries
Cooperation for code development as global standard
Cooperation for creation of unified idea of design concept and terminologies

Necessity
Wide variety of developing stages& developing rates

Information on Design Codes in each ACECC members

to discuss future of code development
to exchange information on code development in each country
to enhance personal network among code writers

beyond boundaries of nations and fields of study

Workshops and Forums on Code Harmonization
4 November, 2006 (Taipei, Taiwan)
1st Workshop on Harmonization of Design Codes in the Asian Region
27 June, 2007 (Taipei Taiwan)
4th CECAR Special Forum:
Harmonization of Design Codes in the Asian Region
11 September, 2008 (Sendai, Japan)
2nd Workshop on Harmonization of Design Codes in the Asian Region
18 April, 2009 (Hanoi, Vietnam)
3rd Workshop on Harmonization of Design Codes in the Asian Region

http://www.acecc.net/modules/tinycontent5/index.php?id=37

Level of Harmonization
Step 1

Share of information beyond boundaries of societies and civil eng.
fields (source of code, methodology of code development)
Activities of this level have already been started by ACECC, i.e. code information
on ACECC website, and ACECC workshop on Harmonization of design codes in
the Asian region Nov. 4, 2006

Step 2Harmonization of basic terminologies used for designs,
Harmonization of design concept, such as limit state design,
performance based design,
Informative to code writers
Avoid misunderstanding among engineers in practice

Step 3Harmonized code for basis of design, Harmonized code for a
specific design field, such as concrete, structural engineering, andgeotechnical engineering.
Codes to be refereed by code writers in each country
Such as Eurocode 0: Basis of Design,
ISO 2394: General principles on reliability for structures,

Step 4Main Objectives of ACECC workshop & Forum
1. To share the information on activities and methodologies forformulating design codes in each country and make use ofthem for future activities,
2. To discuss the direction for the code harmonization in the
Asian region. As well, to provide a place for discussions inthe same languages and vocabularies,
3. To transmit to the world the idea about the design code in
the Asian region as the Asian voice,
4. To create stronger human network among the people
involved in the code development

Harmonization extended to broader area and broader engineering
field.
Asian Concrete Model Code activity toward ISO
Asian Voice to the world

Some of summaries of workshops so far:1)

Wide variety of design codes in each field in each country, which have been
influenced by many other countries, such as Russia, USA, Europe, and Japan.

2)

We should realize that we have common natural conditions, such as climates,
ground types and disasters in the Asian region.

3)

We need to differentiate between short-term and long-term targets. Creating a
glossary of terminology may also be a nice step for the harmonization.

4)

The limit state design concept was a base for the harmonization in European
countries. A new concept such as ‘performance based-design’ ,‘performance based
specifications’, and ‘sustainable design‘ may be necessary for harmonization.

5)

A civil engineering society is not the only body to deal with design codes. It isnecessary to exchange information with other professional groups such as concreteand steel institutes, and architectural institute.

6)

Eurocodes are the government-oriented projects and they have close ties with
European Union. Collaboration work and information exchange with governments
are necessary for future harmonization.

Meeting at
Vietnam Institute for Building Science and Technology, andMinistry of Construction
Translation of design codes to the common languages among Asian countries,
Flexible codes which can accommodate the variety of different developing stages,
Takes longer time for harmonization, start harmonization from what we can harmonize,
Collaboration with governments,
Common natural conditions (soft soils, humid climate with much rain, similar disasters),
Different (unique) natural conditions from European Countries,

The 3rd Workshop on
Harmonization of Design Codes in the Asian Region
Organized by

ACECC TC-8
JSCE (Japan Society of Civil Engineers)
VFCEA (Vietnam Federation of Civil Engineering Associations)
Institute of Basic Research and Standardization
Japan Society of Civil Engineers Vietnam Section

8:30-8:35
8:35-8:40

Greetings by Prof. Yusuke Honjo, Chair of ACECC TC-8, JSCE
Greetings by Prof. Pham Hong Giang, VFCEA

8:40-9:00

Introduction of ACECC Activities towards Code Harmonization in the
Asian Region by Dr. Kenichi Horikoshi

9:00-9:40

Introduction of JSCE Standard Specifications for Steel and Composite
Structures by Prof. Eiki Yamaguchi

9:40-10:20

Introduction of Current Vietnam Design Codes and their future by Dr.
Nguyen Trung Hoa

10:20-10:35

Coffee Break

10:35-11:30

Introduction of Current Japanese Design Codes, and Terminologies
for basis of designs by Prof. Yusuke Honjo

11:30-12:20

Discussion on the Activities towards Code Harmonization Chaired by
Prof. Yusuke Honjo

12:20-12:25

Greetings by Prof. Pham Hong Giang, VFCEA

12:25-12:30

Closing by Dr. Yukihiko Sumiyoshi, Representative of JSCE

Thank you

3rd Work shop on Harmonization of Design Codes in the Asian Region
August 18th, 2009

Introduction of JSCE Standard Specificationsfor Steel and Composite Structures
Prof. Eiki Yamaguchi,
Kyushu Institute of Technology

JSCE (Japan Society of Civil Engineers)

Introduction of JSCE Standard Specifications for
Steel and Composite Structures
JSCE was founded in 1914.
JSCE has been recognized as one of the most prestigious engineeringsocieties.
JSCE has a membership of over 35,000.

E. Yamaguchi
M. Nagai
K. Nogami
T. YodaDesign Code for Steel Structures

About 30 committees have been actively conducting a wide range ofstudies and researches.

Ministry of Land, Infrastructure and Transport

Committee on Steel Structures, JSCEFirst published in 1987
Part A : Structures in General
Part B : Specific Structures
Allowable Stress Design

Basis of Structural Design for Buildings andPublic Works (2002)

Revised in 1997
Part A : Structures in General
Part B : Composite Structures
Limit State Design

Code for Code Writers:
Directions in the Development of Design Codes
Limit State Design

Model Code: Advanced
Code of Practice: ASD

Basis of Structural Design for Buildings and Public Works

Design Codes in Japan: for specific structures

Basis of Structural Design for Buildings and Public Works

Chapters:
1. General
2. Limit states

Inconsistent with each other
Inconsistent with international standards

3. Actions
4. Seismic design

Ministry of Land, Infrastructure and Transport

5. Method of verifying performance

Basis of Structural Design for Buildings and Public Works

Basis of Structural Design for Buildings and Public Works
2. Limit states
Load

1. Generaldesign working life
safety, serviceability and restorability
Deformation
Serviceability Ultimate
Restorability

Basis of Structural Design for Buildings and Public Works

Basis of Structural Design for Buildings and Public Works
2. Limit states

Restorability limit states:

Load* located between serviceability limit states and ultimate limit states* beyond which continued use of the structure by repair using
technologies available within reasonable ranges of cost and time
is no longer feasible under damage resulting from foreseeable actions.
Deformation
Serviceability Ultimate
Restorability
Fatigue
Durability
Fire resistanceBasis of Structural Design for Buildings and Public Works

3. Actions
direct, indirect, environmental

Performance-Based Design Codes

The WTO/TBT agreement (Article 2.8) :'wherever appropriate, Members shall specify technical regulations
based on product requirements in terms of performance rather than

4. Seismic design
performance matrix
5. Method of verifying performancereliability (partial factors)
ISO2394

design or descriptive characteristics'.

Performance-Based Design CodesJSSC (Japan Society of Steel Construction)

Guidelines for Performance-Based Design of Civil Engineering Steel Structures

I General Rules for Performance-Based Design of Steel Structures
Guidelines for Performance-Based Design ofCivil Engineering Steel Structures (2001)

II Manual for Verification Procedure of Steel Structure Design

Steel Structures in General

III Appendices

Code for PBD Code Writers
Earlier than Ministry Works
Later than Concrete

Guidelines for Performance-Based Design of Civil Engineering Steel Structures

Guidelines for Performance-Based Design of Civil Engineering Steel Structures

Design procedure of performance-based design is as follows:
Performance-based design: Optimization Problem
Step 1: * Design conditions such as loads and design working life
Objective: Minimize LCC (Life Cycle Cost)
LCCO2 (Life Cycle CO2)
Constraints: Performance Requirements* Performance requirements, which may depend on
the importance of a structure to be designed
Step 2: * Dimensions and materials of a structure* Evaluation of structural performance:
the demand (S) and the capacity (R)Guidelines for Performance-Based Design of Civil Engineering Steel Structures

Ministry of Land, Infrastructure and Transport

Design Procedure:
Step 3: * Partial factors applied to S and R: Design values Sd and Rd

Entrusted the development of PBD Model Codeto JSCE:

Step 4: * Comparison between Sd and Rd

Code PLATFORM ver.1: Principles, Guidelines
and Terminologies for Structural Design CodeDrafting Founded on the Performance-Based
Design Concept (2003)

Verification of the performance requirements
Step 5: * Among those structures that meet the performance requirements,
the one that minimizes LCC/LCCO2 would be the optimum
structure under the given conditions.

Code for PBD Code WritersCode PLATFORM ver.1

Code PLATFORM ver.1
objective(s)Chapters:
1. Definition of terminologies

performance requirements

performancehierarchy

2. General
3. Performance requirements of structures

performance criteria

4. Verification procedures
5. Structural design report

JSCE (Japan Society of Civil Engineers)

Verification
Approach A

Verification
Approach B

innovative

deemed-to-satisfy

Seismic Performance Design Objective Matrix (VISION 2000)

For Construction of Performance-Based Design
for Steel Structures (2003)

Earthquake Performance Level
Fully
Operational Operational

General Provisions
Structural Planning
DesignConstruction

Life Safe

Near
Collapse

Frequent
Earthquake Occasional
DesignLevel
Rare

A Model Code of Performance-Based Design

Very Rarenot very comprehensive yet: Basic Objective;

Seismic Design for Highway Bridges: Matrix for Seismic Performance: Essential/Hazardous Objective;

Model Code for Concrete Structures
Concrete Committee, JSCE

Bridge Category
Design Ground Motion
A
Level 1
Level 2

B

Seismic Performance 1
Seismic
Performance 3

Seismic
Performance 2

Seismic Performance 1: No damages in the aftermath of seismic events
Seismic Performance 2: Damage is limited so that the function canbe recovered promptly
Seismic Performance 3: Damage is not fatalStandard Specifications
Long History
LSD
Partial factor format
Performance-based design (2002)
Always ahead of steel structures: Safety Critical Objective

Standard Specifications for Steel and Composite Structures

1. General Provision

Committee on Steel Structures, JSCE
Engineering Ethics:
Accountability
Traceability
Compliance

Subcommittee for Standard Specifications in 2004
6 volumes:
1. General Provision
2. Structural Planning
3. Design
4. Seismic Design
5. Construction
6. Maintenance

2007

Life Cycle Performance:
Structural Planning
DesignConstruction
Maintenance

2008
2009

2. Structural Planning

3. Design

Six Performances:
Safety, Serviceability, Restorability, Durability,
Social and Environmental Compatibility, Constructibility
Safety:Structural Safety, Public Safety

Chapter 1
Chapter 2
Chapter 3
Chapter 4
Chapter 5
Chapter 6
Chapter 7
Chapter 8
Chapter 9
Chapter 10
Chapter 11
Chapter 12
Chapter 13
Chapter 14
Chapter 15

Required Performances and Limit States
Safety-----------------Safety limit states
Serviceability--------Serviceability limit states
Durability------------Durability limit states
Social and Environmental Compatibility（LCC, LCCO2, Noise, etc.)

General provisions
Actions
Materials
Structural analysis
Strength of members
Required performance and verification for safety
Required performance and verification for serviceability
Required performance and verification for durability
Required performance and verification for social andenvironmental compatibility
Provisions for structural members
Provisions for connections
Provisions for structures
Provisions for plate structures
Design of slabs
Design of composite girder structures

Design Code for Steel Structures

6.2 Verification for Ultimate Limit State of Frame Members
6.2.1 Members subject to axial forces
Members subject to axial forces shall be verified as given below:(1) In tension
Pd/Ptu < 1

Required Performance

Performance items

e.g.
Safety:structure (ultimate strength, stability);
public safety(6.1)(2) In compression
Pd/Pcu < 1
where …

(6.2)

28

Standard Specifications for Steel and Composite Structures
6.3.1.1 Verification of load-carrying capacity of members inframed structureStandard Specifications for Steel and Composite Structures
Current activities* English version

The load-carrying capacity of a structural member in a framed
structure shall be verified for all applicable cases among thefollowing:(1) axial force(2) bending moment(3) combined axial force and bending moment(4) shear force or a combination of shear force and torsional moment(5) combined axial force, bending moment, and shear force

coming out in 2009
* Revision
Chapter 3 “Materials”
How to utilize new steels
How to determine the characteristic value and partial factor
for materials
Data accumulation on material properties
Consistency with other design codes(6) biaxial stress in the above five cases when significant

Standard Specifications for Steel and Composite Structures

Standard Specifications for Steel and Composite Structures
Current activities

Consistency: Young’s modulus
JRA Code

200 kN/mm2

JSCE
205
AIJ Code
205
Eurocode 3
210
AASHTO LRFD 200* Revision
Chapter 5 “Structural member resistance”
How to determine the characteristic resistance and partial factor
for resistance
Data accumulation on resistance of members
Classification of cross section
Separation of material factor and structural member factor

3rd Work shop on Harmonization of Design Codes in the Asian Region
August 18th, 2009

The current situation of Standardization inViet Nam
Ms. Truong Thi Hong Thuy
Institute of Basic Research and Standardisation in Construction
Vietnam Institute for Building Science and Technology (IBST)
Ministry of Construction

Introduction

The current situation ofStandardization in Viet Nam

1. Standardization in VN
2. Situation of Vietnamese Codes &Standards in Construction

Truong Thi Hong Thuy
Email: thuyibst@gmail.com or hongthuy72@yahoo.com
Institute of Basic Research and Standardisation in Construction
Vietnam Institute for Building Science and Technology (IBST)
Ministry of Construction

Hanoi 17/4/2009
1

2

Structure of Vietnamese Standards System(Old)

Standardization in VN
Overview of Vietnamese Standards System
-

-

-

-

Vietnam Standards (TCVN) is the standard state:
Based on:• research of scientificscientific-technical and applied experience inadvanced and• accepted international standards, regional and foreign
accordance with economic conditions - Social Vietnam.
Issued by Ministry of Science and Technology (MoST(MoST)) orother Ministry (For example: TCXDVN is issued by Ministry ofConstrution – MOC)
Amount: 6500 standards (Internatinal(Internatinal,, regional and othercountries standards: > 2000)
Situation:Old
New (Priod(Priod))

Level

Code

Field

Issue

ExampleNational(mandatoryorvoluntary)

TCVN

General specifications,
Production standards(cements, tiles,
reinforcement, etc.)

MOST

TCVN
3992:1985

TCXD,
Other fields (design,
TCXDVN construction, planning,
etc.)

MOC

TCXD 238:1999
TCXDVN
375:2006

22 TCN

Transportation
construction

MT

22 TCN 223:95

14 TCN

Agriculture construction MARD

14 TCN 63:2002

TCCS

Any field (products)

TCCS 1:2008

Sector(Voluntary)Company
standards

Company3

Law on Standards and Technical Regulations(New - From 2007 )The Duties of Standardization in VN to 2010

Standards System

Standards(Voluntary)
National
Standards(TCVN)

Company
Standards(TCCS)

Technical
Regulations (codes)(Mandatory)
National
codes(QPVN)

4

Provincial
codes(QPDP)
5

1. Improve system Technical Regulations to service
management :- Review the mandatory requirements & convert toTechnical Regulations from current standards;- Edit a new Technical Regulation.
2. Complete the National standard System to service
management and harmonise with the international andregional standards:- Review & convert the existing standards;- Edit a new standards- Promote socialization activities separated,encourage construction and application ofstandards
6Building Codes & Standards System in VN

Structure of Building Codes & Standards

Development of Standards/codes by Ministryof Construction - MOC¾

Management of Standards/codes Development:
Development:
Department of Science Technology & Environment(DSTE) -MOC¾

Standards Preparation: Any organisation.
organisation.

Building
Regulation,
Act

Building Codes

Mainly:−Vietnam Institute for Building Science and Technology(IBST). Website: www.ibst.vn−

Institute of Architectural & Planning Research, and−Institute of Building Materials.

Codes of Practice and Standards

The Government(Mandatory)

MOC(Mandatory)

MOC, Agency,(Voluntary)

7

8

Exits Building Codes−

BCV - Building Code of Vietnam Volume I (1996),
Volumes II, III (1997): Review;−

BCV – Plumbing (1999);−

BCV – Accessibility for people with disabilities inbuildings (2002);−

Building Codes under development

BCV - Energy Efficiency construction (2005);−

BCV - Occupational Health and Safety (2008);−

BCV - Natural Data for Construction. Part 1 (2009).

−

BCV - Fire safety;−

BCV – Underground Construction in Urban Area;−

BCV – Architectures, Structures;−

BCV - Master Planning.

−

BCV - Energy Efficiency construction (Continuous);−

BCV - Natural Data for Construction. Part 2

910Vietnamese design standards

Construction Standards System¾

Amount: > 1100 standards¾

Fields:- Based mainly on Russian system (old standards).
−

Design of Concrete Structures: TCXDVN 356:2005−

General standards;−

Design of Steel Structures: TCXDVN 338:2005−

Design standards: Planning, Surving, Designing,
Infrastructure …;−

Design of Masonry Structures: TCVN 5573:1991−

Design of Timber Structures: TCXD 44:1970−

Quality Control, Construction and Assessment;−

Material Products;−

Protection, Safety and Environment of Construction;−

Testing standards- Orientation of Vietnamese design standards (Newapproach).
Adoption of ISO and Eurocodes

1112

Approved Program for adoption of Eurocodes¾ Eurocodes being transformed into Vietnamesestandards- EN 1990- EN 1991- EN 1992- EN 1996- EN 1997* EN 1998 is adopted as TCXDVN 375:2006 "Designcode for earthquake resistant of structures" Part 1&2
were approved and issued in October 2006. Other parts
will be issued soon.

Difficulties in the adoption ofEurocode in Vietnam
Development of Vietnam National Annex- Lack of database- Different from European countries¾ Reference documents to various EN standards:- Not ready to use- Referred EN standards also need to be adopted¾

13

Thank you for your attention!

15

14

1.

ĐỊNH HƯ
HƯỚNG PHÁPHÁT TRIỂTRIỂNQUY CHUẨ
CHUẨN, TIÊU CHUẨCHUẨN CỦCỦANGÀNGÀNH XÂY DỰDỰNGVỤ KHOA HỌHỌC CÔNG NGHỆNGHỆ & MÔIMÔI TRƯ
TRƯỜNG - BỘ XÂY DỰDỰNG
Báo cáo: TS. TrầTrần Hữu Hà – Phó
Phó Vụ trưtrưởng

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG1công việ
việc kỹ thuậthuật, các chỉchỉ tiêu,tiêu, các chỉchỉ số kỹ thuậthuật vàcác chỉ
chỉ số tự nhiên đượđược các cơ quan,quan, tổ chứchức có thẩ
thẩm
quyề
quyền ban hành hoặhoặc công nhậnhận để áp dụng trong hoạhoạtđộng xây dựng.
ng. TCXD gồm tiêu chuẩchuẩn bắt buộbuộc áp
dụng và tiêu chuẩchuẩn khuyế
khuyến khíkhích áp dụng”
ng”
❏ Nhữ
Những TCXD bắt buộbuộc áp dụng :- Điều kiệkiện khí
khí hậu xây dựng;ng; Điều kiệkiện địa chấchất thuỷ
thuỷvăn, khí
khí tượng;ng; Tải trọtrọng và tác động;ng; Phân vùng độngđất; Phòng chốchống chácháy, nổ; Bảo vệ môi trưtrường;ng; Antoà
toàn lao động.
ng.
- Các tiêu chuẩchuẩn trítrích dẫn trong QCXDVN và có yêucầu bắt buộbuộc.
❏ Các TCXDVN khá
khác : khuyế
khuyến khíkhích áp dụng,ng, không bắtbuộbuộc phả
phải tuân thủthủ, có thểthể sử dụng tiêu chuẩchuẩn khákhác.

2011/2/17

2.

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG3

Quy chuẩ
chuẩn xây dựng ViệViệt Nam đã ban hành
❏ QCXDVN ban hành 1997 (3 tập, đang soá
soát xét lại)- Tập I : Quy định chung;chung; ThiếThiết kế QHXD
- Tập II : Công trìtrình dân dụng,ng, công nghiệ
nghiệp; Công trìtrìnhchuyên ngà
ngành;
nh; Thi công xây lắp;- Tập III : Số liệliệu tự nhiên khu vực XD
Dự án do Chí
Chính phủphủ Úc tài trợtrợ năm 1997
❏ Quy chuẩchuẩn cấp thoá
thoát nước cho nhà
nhà và công trìtrình xâydựng (1999) - Dự án do HiệHiệp hội cấp thoá
thoát nước và cơkhíkhí Hoa Kỳ tài trợtrợ❏ Quy chuẩchuẩn xây dựng công trìtrình để đảm bảo cho ngưngườitàn tật tiếtiếp cận sử dụng (2002) - Dự án do Uỷ banTổng thố
thống Hoa Kỳ về việviệc làm cho ngưngười tàn tật
PCEPD tài trợtrợ.

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNGCác quy định của phá
pháp luậ
luật về Quy chuẩchuẩn, tiêu chuẩchuẩn
❏ Quy chuẩchuẩn xây dựng (Building Code)❏ LuậLuật Xây dựng : “QCXD là các quy định bắt buộbuộc áp
dụng trong hoạhoạt động XD do cơ quan quảquản lý Nhà
Nhà nước
có thẩ
thẩm quyề
quyền về xây dựng ban hành”nh”❏ Nghị
NĐ-CP ngàNghị định 209/2004/
209/2004/N
ngày 16/12/2004 :“QCXDVN là cơ sở để quảquản lý hoạhoạt động xây dựng vàlà căn cứ để ban hành tiêu chuẩchuẩn”❏ QCXDVN do Bộ Xây dựng ban hành.
nh.
❏ Tiêu chuẩchuẩn xây dựng (Standards, Code of Practice)❏ LuậLuật Xây dựng : “TCXD là các quy định về chuẩchuẩn mựckỹ thuậ
thuật, định mức KTKT, trìtrình tự thựthực hiệ
hiện các

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG

2

❏ Luậ
Luật tiêu chuẩchuẩn và quy chuẩchuẩn kỹ thuậthuật (68/2006/QH11):- Có hiệ
hiệu lực từ 1/1/2007- Tiêu chuẩchuẩn kỹ thuậthuật quốquốc gia (TCVN) do Bộ KHCN
công bố, khuyế
khuyến khíkhích áp dụng;ng;❏ Các Tiêu chuẩchuẩn ngàngành (TCXD, TCXDVN, TCN…
TCN…) sẽchuyểchuyển đổi thàthành TCVN trong các năm 2007 – 2010. Từ
2008, Bộ Xây dựng đang tiếtiến hành:
nh:
- Soá
Soát xét, huỷhuỷ các tiêu chuẩchuẩn ngàngành không phùphù hợp;- Soá
Soát xét, chuyể
chuyển đổi các tiêu chuẩchuẩn ngàngành thàthành TCVN; - Soá
Soát xét, sửa đổi, bổ sung để chuyể
chuyển các tiêu chuẩ
chuẩn
ngà
ngành thàthành TCVN.

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG4

❏ QCXDVN – Các công trìtrình XD sử dụng năng lượng cóhiệhiệu quả
quả (2005) - Dự án có sự phốphối hợp của Công ty tưvấn Quố
Quốc tế Deringer Group (Hoa
(Hoa Kỳ) trong khuôn khổkhổdự án “QuảQuản lý sử dụng điện năng theo nhu cầu –
DSM”
DSM”
Hiệ
Hiện nay, Bộ Xây dựng đang tổ chứchức thự
thực hiệ
hiện biên soạsoạnvà hoà
hoàn thiệ
thiện hệ thốthống các QCXDVN.

5

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG6

3.

Hệ thố
thống Tiêu chuẩchuẩn xây dựng ViệViệt Nam❏ Hệ thố
thống TCXDVN gồm :- Quy định chuẩchuẩn mực kỹ thuậthuật (TCVN, TCXDVN…
TCXDVN…);- Định mức kinh tế - kỹ thuậthuật (đơnđơn giágiá, định mức…);- Chỉ
Chỉ tiêu,tiêu, chỉchỉ số kỹ thuậthuật (KTQH, nhân trắtrắc,v.v…
c,v.v…).
❏ Tiêu chuẩchuẩn xây dựng ViệViệt Nam- Liên quan đến hoạhoạt động xây dựng : có > 1100
1100 tiêu
chuẩchuẩn, trong đó có hơn 380 TCXDVN, còn lại các tiêuchuẩchuẩn TCVN, tiêu chuẩchuẩn ngàngành XD giao thông (22TCN),thuỷthuỷ lợi (14TCN) và tiêu chuẩchuẩn do Bộ Xây dựng banhành trư
trước đâyđây (20TCN, TCXD);- Từ năm 2000, các tiêu chuẩchuẩn do Bộ Xây dựng banhành có số hiệhiệu TCXDVN.

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG7

Nội dung Tiêu chuẩchuẩn xây dựng ViệViệt Nam gồm các nhó
nhóm:
❏ Nhữ
Những vấn đề chung- Thuậ
Thuật ngữngữ;- Ký hiệhiệu;- Số liệ
liệu, kích thưthước trong XD;- Thông tin;❏ Tiêu chuẩchuẩn thiếthiết kế- Quy hoạhoạch xây dựng;
ng;
- Khả
Khảo sát xây dựng;
ng;
- Nhữ
Những vấn đề chung về thiếthiết kế;- Kết cấu xây dựng (móng,ng, BTCT, théthép, gạch đá, v.v…
v.v…)
- Nhà
Nhà ở và công trìtrình công cộng;ng;
2011/2/17- Công trìtrình công nghiệ
nghiệp;- Công trìtrình nông nghiệ
nghiệp;- Công trìtrình giao thông;
thông;- Công trìtrình thuỷthuỷ lợi;- Kho tàng,ng, trạ
trạm và đườđường ống dẫn dầu;- Hệ thố
thống kỹ thuậthuật cho nhà
nhà ở và công trìtrình công cộng;
ng;
❏ Quả
Quản lý chấchất lượng,ng, thi công và nghiệ
nghiệm thu- QuảQuản lý chấchất lượng;ng;- Thi công và nghiệ
nghiệm thu;thu;
❏ Vật liệliệu xây dựng,ng, sản phẩphẩm cơ khí
khí- Xi măng,ng, vôi,vôi, thạ
thạch cao;
cao;- Cốt liệliệu xây dựng;ng;- Gốm sứ trong XD;
2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNGVỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG8- Bê tông và hỗn hợp bê tông;
tông;- Gỗ xây dựng;ng;- Vật liệliệu lợp, chấchất dẻo;- Vật liệliệu chị
chịu lửa;- Chế
Chế phẩ
phẩm xây dựng;ng;- Sản phẩphẩm cơ khí
khí xây dựng;ng;- Thuỷ
Thuỷ tinh;tinh;❏ Bảo vệ công trìtrình,
nh, an toà
toàn và môi trưtrường- Bảo vệ công trìtrình;
nh;- An toàtoàn trong xây dựng;ng;- Đất xây dựng;ng;- Nước, không khí
khí;- Công trìtrình xử lý chấchất thả
thải (nước, rác thảthải)92011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG❏ ThốThống kê các TCVN, TCXDVN,
TCN hiệ
hiện hành (đến 2006)❏ Phươ
ng phá
Phươngpháp thử
thử- Xi măng,ng, vôi,vôi, thạ
thạch cao;
cao;- Cốt liệliệu xây dựng;ng;- Bê tông và hỗn hợp bê tông;
tông;- Gỗ ;- Kim loạloại;- Vật liệliệu lợp, chấchất dẻo;- Vật liệliệu chị
chịu lửa;- Đất xây dựng;ng;- Thuỷ
Thuỷ tinh,
tinh, kính xây dựng;ng;- Nước, không khí
khí;- Gốm sứ xây dựng;
ng;
- Thí
Thí nghiệ
nghiệm công trìtrình (móng,ng, công trìtrình…
nh…)
2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG

TT
1

11

Tiêu chí phânloạiNguyên tắc
chungS.Lượng

1034

Kết cấu XD

35

Nền và móng

12
7

17

Vật liệu gốm nung19

36

Bê tông cốt thép

11

70

18

Vật liệu đá ốp lát

337Kết cấu thép238Kết cấu gỗ139

Kết cấu gạch đá

1

40

Môi trường

20

41

Thí nghiệm địa chất21

42

Thí nghiệm công trình

15

43

Thí nghiệm vật liệu

236

44

Thí nghiệm NDT

3145

Thí nghiệm môi trường

50

46

Quản lý chất lượng

25

47

An toàn

26

48

Phòng chống cháy nổ

21

49

Giao thông (XD)

102Vật liệu thép49

19

Hàn, que hàn

133Vật liệu hợp kim

120

Vật liệu thuỷ tinh3Vật liệu sành sứ54

Vật liệu gỗ

18

21

5

Vật liệu cát

6

22

Nước

9

6

Vật liệu đá, sỏi,cốt liệu

3

23

Thành phẩm XD

13

24Khảo sát xây dựng187

Vật liệu xi măng248

Vật liệu phụ gia

625Kiến trúc (chung),vật lý

26

9

Vật liệu vôi

426Kiến trúc dân dụng29

10

Vật liệu đất227Kiến trúc côngnghiệp811

Vật liệu sơn4Bột màu, bột
bả,…

28

Quy hoạch XD

8

12

2

29

Hệ thống kỹ thuật

513

Vật liệu tổng hợp

1430

Cấp thoát nước12

14

Vữa, bê tông

1031Cấp điện, chống sét

25

15

Vật liệu chịu lửa

13

32

Thi công xây lắp

3050Thuỷ lợi (XD)

21

16Vật liệu lợp533

Cơ khí, máy XD

28

51

Nông nghiệp (XD)

3

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG

12

4.

Định hướng Quy chuẩchuẩn, Tiêu chuẩchuẩn XD ViệViệt Nam❏ Yêu cầu của quá
quá trì
trình hội nhậnhập quố
quốc tế
- Khu vực mậu dịch tự do ASEAN (AFTA) : yêu cầudỡ bỏ rào cản kỹ thuậthuật, hài hòa tiêu chuẩchuẩn quốquốc tế;- Tổ chứ
ng mại thếchức thươ
thương
thế giớ
giới WTO (1995): thông điệp“Thương mại hoáThươnghoá toàtoàn cầu cần tới nhữnhững tiêu chuẩ
chuẩn
toà
ng
toàn cầu”; Dỡ bỏ các rào cản kỹ thuậthuật trong thươthươngmại TBT (Agreement on Technical Barries to Trade);❏ Do hệ thốthống QC, TCXDVN đượđược xây dựng qua nhiềnhiềunăm, dựa trên cơ sở tiêu chuẩchuẩn kỹ thuậthuật của nhiềnhiều nước.
Do đó, cần hoà
hoàn thiệ
thiện theo xu hướng phùphù hợp với kinhtế thị
thị trư
trường,ng, hài hòa và tiệtiệm cận với tiêu chuẩchuẩn quốquốctế.
❏ “Nghiên cứu xây dựng đồng bộ hệ thốthống TCXDVN
đến năm 2010 theo hướng đổi mới và hội nhậnhập” củaBộ Xây dựng nêu định hướng :2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG13

Hệ thố
thống Quy chuẩchuẩn xây dựng ViệViệt Nam đã và đang thựthựchiệhiện đến năm 2010
❏ QCXDVN. Quy hoạhoạch xây dựng (2008);❏ QCXDVN. Các số liệliệu điều kiệkiện tự nhiên dùng trong xâydựng (2009);❏ QCXDVN. Xây dựng nhà
nhà và công trìtrình (2010);❏ QCXDVN. Quy chuẩchuẩn cấp thoá
thoát nước cho nhà
nhà và côngtrìtrình xây dựng (1999);❏ QCXDVN. Quy chuẩchuẩn xây dựng công trìtrình để đảm bảo
cho ngư
người tàn tật tiếtiếp cận sử dụng (2002);❏ QCXDVN. Các công trìtrình xây dựng sử dụng năng lượng cóhiệhiệu quả
quả (2005);

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG15

2011/2/17

5.

/XD W[DÄ\G QJ%XLOGLQJ
5HJXODWLRQV$ FW
4 X\FKXD Q[DÄ\G QJ%XLOGLQJ& RGH%DËWEXRFDÛS GXQJ

7LHÄXFKXD Q[DÄ\G QJ & RGHRI3UDFWLFH
6WDQGDUG + ÖÛ
QJGDÅ
Q * XLGH.KX\HÃ
QNKÏFKDÛS GXQJ

2011/2/17

Do Quốc Hội,Chính phủ ban hành(Bắt buộc áp dụng)Do Chính quyền ban hành;Bộ Xây dựng ban hành (bắt buộc)Do Bộ, Ngành, Hiệp hội, … ban hành,khuyến khích áp dụngVỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG

14

❏ Hoà
Hoàn thiệ
thiện Tiêu chuẩchuẩn xây dựng ViệViệt Nam- KiếKiến trú
trúc – quy hoạhoạch : rà soá
soát TC cũ, bổ sung tiêuchuẩchuẩn mới trên cơ sở tham khảkhảo tiêu chuẩchuẩn ISO, Nga,
Nga,
Trung quốquốc và các nước ASEAN;- Kết cấu và công nghệnghệ XD : chọchọn mô hình của châu Âu
EN, tham khảkhảo thêm tiếtiến bộ của Hoa Kỳ; các hình thứthứcgồm tiêu chuẩchuẩn (Standard), tiêu chuẩchuẩn thựthực hành (codeof practice), hướng dẫn kỹ thuậthuật (guidelines);- Vật liệất kết dính vô cơ và hữuliệu xây dựng : ISO (ch(chấcơ, bê tông,ất kếttông, vật liệliệu chị
chịu lửa, gốm sứ), EN (ch
(chấ
dính,
nh, bê tông),tông), ASTM (bê(bê tông,tông, kính xây dựng);ng);- Hạ tầng và môi trưtrường : ISO, EN, các nước ASEAN,
Nga và Trung QuốQuốc;- Kinh tế, QLXD : hoàhoàn thiệ
thiện định mức, quảquản lý giá
giá…
Đến năm 2010, sẽ hoà
hoàn thàthành 1200 tiêu chuẩchuẩn xây dựngQCXDVN. An toà
toàn phòng chácháy chữ
chữa chácháy (2009);
QCXDVN. An toà
toàn sinh mạng (2008);
QCXDVN. Các công trìtrình giao thông (2009);
QCXDVN. Các công trìtrình thuỷthuỷ lợi (2009);
QCXDVN. Các công trìtrình hạ tầng kỹ thuậthuật đô thịthị(2010);❏ QCXDVN. Xây dựng công trìtrình ngầngầm đô thị
thị (2009);
Đến năm 2010, về cơ bản sẽ hoà
hoàn thàthành các Quy chuẩ
chuẩn
❏
❏
❏
❏
❏

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG16Sử dụng QC, TCXDVN trong hoạhoạt động xây dựng❏ QCXDVN : bắt buộbuộc đối với mọi hoạhoạt động đầu tư &xây dựng;ng;❏ TCXDVN : ngoạngoại trừtrừ các TCVN bắt buộbuộc sử dụng,ng, các
TCVN và TCXDVN khá
khác đều thuộthuộc dạng khuyế
khuyến khíkhícháp dụng;ng;❏ Với công trìtrình sử dụng vốn ngân sách,ch, phả
phải áp dụng các
TCVN và TCXDVN hiệhiện hành;nh;❏ Với công trìtrình sử dụng nguồnguồn vốn khá
khác : NgưNgười quyếquyếtđịnh đầu tư (hoặhoặc ChủChủ đầu tư) phê chuẩchuẩn tiêu chuẩchuẩnáp dụng cho dự án;❏ Khi không có tiêu chuẩchuẩn ViệViệt Nam, có thểthể sử dụng TCnước ngoàngoài theo Quy chếchế ban hành theo QuyếQuyết định số
09/2005/Q
09/2005/QĐ-BXD ngà
ngày 7/4/2005 của Bộ Xây dựng2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG18

6.
Dự án đầu tư xây dựngsử dụng vốn ngân sách Nhà nước,Dự án Hạ tầng kỹ thuật
Tiêu chuẩn xây dựng nướcngoài khi không có TC xây dựngcủa Việt NamDự án đầu tư xây dựngsử dụng nguồn vốn khácTiêu chuẩn XD Việt Namhoặc Tiêu chuẩn xây dựngnước ngoài

2011/2/17

QCXDVN (Building Code),
TCVN và TCXDVN (Standard,
Code of Practice)Bộ Xây dựng hoặc Bộ quản lýcác công trình XD chuyên ngànhphê chuẩn áp dụng Tiêu chuẩn

Quy chuẩn xây dựng Việt Nam(Building Code)Người quyết định đầu tư(hoặc Chủ đầu tư)Phê chuẩn áp dụng tiêu chuẩn

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG

19

❏ Thẩ
Thẩm quyề
quyền chấchấp thuậ
thuận áp dụng tiêu chuẩchuẩn nước
ngoà
ngoài
❏ Ngư
Người quyếquyết định đầu tư;- Bộ Xây dựng : Công trìtrình sử dụng vốn ngân sách;ch;Công trì
trình hạ tầng kỹ thuậthuật đô thịthị; Công trìtrình do ThủThủtướng Chí
Chính phủphủ yêu cầu; Các tiêu chuẩchuẩn có nội dungkỹ thuậ
thuật chưchưa đượ
được đề cập đến trong QCXDVN;- Bộ quả
quản lý công trìtrình xây dựng chuyên ngà
ngành : Bộ
NN&PTNT (thuỷ lợi, đê điều); Bộ giao thông (công
(thuỷ
trì
trình giao thông);thông); Bộ Công nghiệ
nghiệp (hầm mỏ, dầu khí
khí,nhà
nhà máy điện, đườđường dây tải điện, trạtrạm biế
biến áp và côngtrìtrình công nghiệ
nghiệp chuyên ngà
ngành).
nh).
- Bộ Công an : hướng dẫn áp dụng các TC phòng chố
chống
chá
cháy của nước ngoàngoài theo quy định tại NghịNghị định số
35/2003/N
35/2003/NĐ-CP ngà
ngày 4/4/2003 Quy định chi tiếtiết mộtsố điều LuậLuật PCCC.
2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG21

Áp dụng tiêu chuẩchuẩn nước ngoàngoài
Quy chếchế áp dụng TCXD nước ngoàngoài trong họat động xâydựng ở ViệViệt Nam, ban hành theo QuyếQuyết định số
09/2005/Q
09/2005/QĐ-BXD ngà
ngày 7/4/2005:❏ Điều kiệkiện áp dụng TC nước ngoàngoài :❏ NgưNgười quyếquyết định đầu tư xem xét, quyếquyết định;nh;❏ Đáp ứng yêu cầu của QCXDVN;❏ Đảm bảo an toà
toàn sinh mạng,ng, sinh tháthái, môi trưtrường;ng;
Đảm bảo đồng bộ và khảếtkhả thi trong quá
quá trì
trình XD (thi(thiếkế, thi công,
công, nghiệ
nghiệm thu);thu); Sử dụng số liệliệu đầu vào liênquan đến điều kiệkiện tự nhiên của VN…
VN…
❏ Phả
Phải là tiêu chuẩchuẩn quốquốc gia,
gia, tiêu chuẩchuẩn quốquốc tế
❏ Với công trìtrình vốn ngân sách,ch, phả
phải đượ
được BXD hoặhoặc Bộ
có chuyên ngà
ngành XD chấchấp thuậ
thuận.

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG20

CÁM ƠN SỰ
SỰ CHÚCHÚ Ý CỦCỦA QUÝ VỊVỊ !

2011/2/17

VỤ KHOA HỌC CÔNG NGHỆ - BỘ XÂY DỰNG22

3rd Work shop on Harmonization of Design Codes in the Asian Region
August 18th, 2009

Introduction of Current Japanese Design Codes,
and Terminologies for basis of designs
Prof. Yusuke Honjo

Purpose of this presentation
Introduction of Current Japanese Design Codes- Two different stories on the same event –and Terminologies for Basis of Design
Y. Honjo, chair of ACECC TC-8
Gifu University
本城 勇介， 岐阜大学
April 18, 2009
Horison Hotel, Hanoi

Story one:
one side of story on PBD in Japan
1995 WTO/TBT agreement enforced
1997 JGS committee for PBD started
1998 Three year plan for Deregulation
2001 1st draft of Geo-code 21.
2001 Three year plan for regulation reformpromotion
2003 revision work for TSPHS started and SHB
started.
2003 MLT/JSCE code PLATFORM ver.1 published2004 Geo-code 21 published2007 TSPHS completed, SHB revision underway.

WTO/TBT (1995)(AGREEMENT ON TECHNICAL BARRIERS TO TRADE)
Article 2: Preparation, Adoption and Application of TechnicalRegulations by Central Government Bodies

2.4 Wherever technical regulations are required
and relevant international standards exist ...
Members shall use them, or relevant part ofthem, as basis for their technical regulations ...
2.8 Wherever appropriate, Members shall specify
technical regulations based on productrequirements in terms of performance rather
than design or descriptive characteristics.

We are planning to propose glosseray ofterminologies based on Performancebased Design (PBD) concept.
In this contest, PBD concept is explainedreferring to the recent design codesdevelopment in Japan.

WTO/TBT agreement：
WTO/TBT was enforced in 1995, and is applied to
all WTO member countries.
Purpose of the agreement is to ensure thattechnical regulations and standards ... do notcreate unnecessary obstacles to international
trade.
 Technical regulations should based oninternational standards, if such exist.
 Performance based regulations.

Government Policy for deregulation (1)Headquarter for Administrative reform ( Head the Prime Minister)‘Three years plan for Deregulation ‘
March, 1998 the cabinet decision
1) All economic regulation should be eliminated in principle. The
social regulations should be minimized. All regulation should be
eliminated or deregulated.
2) Rationalization of regulation methods. For example, tests canbe outsourced from the private sector.
3) Simplification and clarification of the contents of the regulations.
4) International harmonization of the regulations.
5) Speed up of the regulation related procedures.
6) Transparency of the regulation related procedure.

Background in Administrative Aspects
Government Policy for deregulation (2)'Three years plan for regulation reform promotion'
March, 2001 the cabinet decision
1) Realization of sustainable economic
development by promotion of economic
activities.
2) Realization of transparent, fair and reliableeconomic society3) Secure diversified alternatives for life styles.
4) Realization of economic society that is open to
the world.

WTO/TBT agreement, PBD and RBD

PBD(Performance
Based Design)specifications
by performance

RBD/
LSD/
LRFD

other
designmethods

What is PBD ?
Performance approach (PBD)
is, in essence,the practice of thinking andworking in terms of end
rather than means.
(Foliente, G.C. 2000)

DesignVerification

Respect
International
Standards（ISO2394 etc.）• Ministry of Land and Transportation,
Program on Restructuring of Public Works Costs,
March, 2003 →– Revision of Common specifications for civil works– Review of Highway Bridge Specifications– Revision of Technical Standards for Port andHarbor Facilities to performance based.

Events calendar
Performance
Requirements

WTO/TBT• ‘Three years plan for promotion of regulation reform’March, 2001, the cabinet decision→ For Codes and Standards,
Harmonized to International Standards,
Performance based Specification

1995 WTO/TBT agreement enforced
1997 JGS committee for PBD started
1998 Three year plan for Deregulation
2001 1st draft of Geo-code 21.
2001 Three year plan for regulation reformpromotion
2003 revision work for TSPHS started and SHB
started.
2003 MLT/JSCE code PLATFORM ver.1 published2004 Geo-code 21 published2007 TSPHS completed, SHB revision underway.

Performance based design(1)performance based specifications
Structure for
Building
Regulations
NKB report No.34
November 1978
Defined regulation
Structure for buildings
To which level regulation
be enforced, and to whichlevel it should be given to
the judgment of designers.

Structure for Building Regulations,
NKB report No.34, Nov. 1978, Preface
The system of rules which now governs building in theNordic countries is made up of legislation, regulations
and other building rules. In the action program of theNordic Council of Ministers for the Nordic co-operation
which the building sector is stated that the system ofrules should in the first place be structures into alimited number of levels characterizing the purpose of
the regulations from the comprehensive objective of thestatute down to the technical solution. In this way cooperation would be facilitated even if the administrative
system varies from country to country.

Performance based design(3)Performance Matrix

A tool for dialogue
between the ownerand the designer
on performances ofa buildings

Comprehensive Design CodezDescribing basic rules of design code, e.g.
concepts, terminologies and procedures.
zA code for code writers

Base Design
Code Aﾞ
（Railway）

Base Design
Code B（Highway）

Information
Exchanges

Base Design
Code C（Port andHarbor）

Unified Concepts

Nordic 5 Leave New ZealandAustralia

UK

CanadaGoal

Objectives

Objectives

Goals

Objectives

Functional
Requirements

Functional
Requirements

Functional Requirem.

Functional
Requirements

Functional
Requirem.

Performance

Acceptable
SolutionsOperational
Requirements

Performance
Requirements

Verification
Methods

Verification
Methods

Acceptable
Solutions

Perform. Deem toRequirem. Satisfy

Technical Sol.
Acceptable
Methods

Alternative
Approaches

Mandatory
Requirem.

Supporting
Documents(Guidance)(CIB,1998)

Performance-based design

VISION 2000
Performance Based
Seismic Engineeringof Buildings( SEAOC 1995 )code
PLATFORM

Performance based design(2)performance based specifications

International
Codes andStandards
e.g. ISO2394

A design methodology for designing a structure
exclusively to satisfy performance requirements
regardless of the structural format, structural
material, design procedure or construction method.
This design methodology explicitly presents theobjectives of the structure and the performancerequirements to achieve the objectives, defines theperformance criteria to provide the performancerequirements (functions) and provides the functions
satisfactorily by securing the performancerequirements throughout the working life of thestructure. Similar terms include performance-based
design, performance based specification,
performance-expressing design and performanceoriented design.

Objectives of Code PLATFORM
Provide a framework of a structural design code
based on performance based concept.
Define structure to define performance requirements.
Objective – Performance Requirements – Performance
Criteria
Define the elements of Performance Criteria
Limit states – design situations – time
Performance verification procedureby performance concepts vs. by codesRequirements

Performance Requirements

Drafting Body(2001-2002)

Objective

Code, Approach
Ministry of Land andTransportation

Performance
Requirements

Committee on investigating anddrafting a comprehensive designcode (25 members)

Contract

Performance Criteria

JSCE

Comprehensive Design Code

Consultant(Secretariat)

Approach B

Verification

Chair Osamu Kusakabe
General Secretary Yusuke Honjo

Contract

Approach A

Specific Base
Design code

Scholars and Engineers fromvariousfield: steel, concrete, geotechnical,
seismic, wind, reliability etc.

Specific Design CodeHierarchy of Requirements and Verifications

Objective

Code, Approach
Performance
Requirements
Performance Criteria

Performance Requirements

Requirements

Approach A

Specific Base
Design code
Specific Design Code

Verification Approaches

Limit State Design Concept:
The concept Eurocodes are based

Verification

Approach B

Limit states + Magnitude of Action + Importance of Structures

Damage to a Structure

Magnitude of Actions

Comprehensive Design CodeDescription of Performance Criteria

Serviceability
Limit State
High freq.
Low impact◎○△

Medium freq.
Med. Impact◎ ○Low freq.
High impact

Repairable
Limit State

Ultimate
Limit State

△
◎

○ △

Note： ◎ Important Structure ○ Ordinary Structure△ Easily Repairable Structure

Performance based specification
Structure of Port and Harbor Facilities
Standards: Mandatory
Objectives of the facilities

Resistance R

Force or Resistance

LSD

Objective
Performance
Requirements

Behavior of a member
or a structure

Force Q
Allowable Stress Design(A S D)

Displacement

Performance Criteria

Accountability
・Basic requirements
・Other requirements
Specifications for Verification

Performance
Not Mandatory
Verification
Examples of the performance verification
methods and common values for design
will be presented in the Annexes.

Story Two:
The other side of the story.
Government

Engineering Society

1995 WTO/TBT agreement
enforced1998 Three year plan for
Deregulation
2001 Three year plan forregulation reformpromotion
2003 revision work for TSPHS
started and SHB started.
2007 TSPHS completed, SHB
revision underway.

1997 JGS committee for PBD
started2001 1st draft of Geo-code 21.
2003 revision work for TSPHS
started and SHB started.
2003 MLT/JSCE code
PLATFORM ver.1 published2004 Geo-code 21 published2007 TSPHS completed, SHB
revision underway.

Objective

Code, Approach
Performance
Requirements
Engineer’sview

Performance Criteria

PBD is NOT engineer driven, it isgovernment policy driven.
PBD is user/administrator oriented
approach, not engineer oriented
approach.
Because of these reasons, it has
become popular in very short period oftime.

Performance Requirements

User’s view

Requirements

Conclusion

Systems to support PBD

Performance
Performance based
based specifications
specifications ofof CodesCodes andand Standards
Standards

Comprehensive Design CodeApproach A

Specific Base
Design code
Specific Design CodeHierarchy of Requirements and Verifications

& o'n
Cam
Thank you verymuch!

Verification

Approach B

Bidding
Bidding systemsystem（EI,（EI, VE
VE etc.）etc.）
Insurance
Insurance System
System（PI（PI etc.）
etc.）

Technical
Technical approval
approval systemsystem（New（New construction
construction methods
methods etc）
etc）
Contract
Contractsystemsystem（DB,（DB,DBFO，CM，PFI
DBFO，CM，PFIetc.）
etc.）(quoted from Horikoshi et al., 2006)

Thank you very much!

March 2003
Ver. 1.0

Principles, guidelines and terminologies for structural design code
drafting founded on the performance based design concept ver.1.0

code PLATFORM ver.1.0

Committee for basic study for drafting the principles,
guidelines and terminologies for structural design code

Japan Society of Civil Engineers

Introduction
Comprehensive design codes or base codes provide basic ideas and procedures for drafting designcodes and are drafted for the purpose of reference by code writers while drafting specific design codes.
ISO2394 and Eurocode0 have been published overseas as comprehensive design codes. In Japan,
Geotechnical Code 21 (Japanese Geotechnical Society) and the Bases of Design for Civil and Building
Structures (Ministry of Land, Infrastructure and Transport) have been developed.
Technical standards for specific structures such as roads, rivers, ports and airports and buildings havebeen established according to their history, culture and objectives. Technical standards therefore vary
substantially from structure to structure. In recent years, numerous organizations have energetically
been revising design codes based on an emerging concept of “performance based design.” At present,
however, they are revising design codes in a traditional framework as mentioned above, or defining
terminologies and formats arbitrarily as it were. The present condition is a source of apprehension
because(1) It is necessary to plainly communicate excellent civil engineering technologies of Japan to othercountries,(2) The present conditions look like a non-tariff barrier to engineers of other countries intending toenter Japanese markets, and because(3) The basic ideas of structural design of Japan should be transferred to next generations ofengineers in a plain and systematic format.
In the future, the principles and terminologies that code writers refer to when they draft technicalstandards should be unified. Thereby the above conditions would be improved considerably.
The comprehensive design code described in this document (PLATFORM) was studied in a“committee for basic study for reviewing/drafting the principles, guidelines and terminologies forstructural design code” that was established in the Japan Society of Civil Engineers at the request of
the National Institute for Land and Infrastructure Management (NILIM), Ministry of Land,
Infrastructure and Transport. Establishing a comprehensive code was expected to require long-term
efforts of more than ten years if the identification of its legal positioning, coordination with theorganizations concerned and implementation of the code were included. The code was therefore
basically drafted to provide an appropriate design code rather than considering the codes in place atpresent. The committee was composed mainly of young code writers. Frontline code writers in various
fields from steel structures to concrete structures, resistance to earthquakes, waves and wind, andbuildings were requested to serve on the committee to draft a comprehensive code. The fact that thesecode writers in diverse fields have agreed on the comprehensive design code is very important letalone the code descriptions.
Drafting PLATFORM is only a step along a long way toward coordinating design methods. We would
appreciate the understanding and cooperation of the organizations concerned to enable us to continue
our efforts.

Osamu Kusakabe
Chairperson
Committee for basic study for drafting the principles,
guidelines and terminologies for structural design codeSupplementary explanations
Supplementary explanations are provided to help you better understand the design principles.

Name of this document
Presented here are the principles, guidelines and terminologies for structural design code drafting
founded on the performance-based design concept ver. 1 (code PLATFORM ver. 1) that were draftedin fiscal year 2001-2001 by a research committee established in the Japan Society of Civil Engineers
at the request of the National Institute for Land and Infrastructure Management (NILIM), Ministry ofLand, Infrastructure and Transport.
The committee members who participated in drafting the comprehensive code suggest that thecompleted document should be referred to as the principles, guidelines and terminologies for structuraldesign code drafting founded on the performance-based design concept ver. 1 (code PLATFORM ver.
1) rather than naming it a “comprehensive design code.” The term “code” implies a design standard.
The proposed name is considered preferable to the term “comprehensive code” that means a code
above all the other codes, for conveying that the document has been agreed on by Japanese code
writers inducing little misunderstanding about the goal of the document.

How the research was conducted
The “committee for basic study for reviewing/drafting the principles, guidelines and terminologies forstructural design code” was established in the Japan Society of Civil Engineers that was requested by
NILIM to make a research. Osamu Kusakabe, Professor of the Tokyo Institute of Technology and
Yusuke Honjo, Professor of Gifu University were appointed Chairperson and Secretary-General of thecommittee, respectively as the research was assigned based on Chapter 0 of the Geotechnical Code 21.
Establishing a comprehensive code was expected to require long-term efforts of more than ten years if
identifying its legal positioning, coordinating with the organizations concerned and implementing thecode were included. The code was basically drafted to provide an appropriate design code rather thanconsidering those in place at present. The committee was composed of young code writers. The
committee members were experts on diverse subjects such as concrete structures, steel structures,
resistance to earthquakes, wind and waves, and reliability design.

Fundamental policy
The following points were confirmed before drafting the code.
(1) Ideals shall be pursued. An appropriate code shall be drafted regardless of the present conditions.
(2) The code shall be drafted with a view to developing a uniform Asian code in the future.

(3) The comprehensive design code shall be drafted to represent the essence of the design concepts
in different fields and be compatible with the design concepts, and to disrupt no future designcode framework and encourage the development of new technologies.
(4) Other standards such as ISO2394 and 13822, and the “Bases of Design for Civil and Building
Structures” shall be honored.
(5) Use of new terminologies shall be minimized and the terminologies used in existing
authoritative documents shall be respected.
(6) No mention shall be made of the level of reliability that structures should achieve. Only the
structural performance requirements shall be described.
(7) The design code shall be drafted for constructing new structures not for repairing or maintaining
existing structures.
(8) The design code shall be drafted mainly for designing general purpose structures.
(9) The design code shall be neither an integration of existing codes such as the Specifications for
Highway Bridges, Technical Standards for Port and Harbor Facilities and Design Standards forRailway Structures nor a mixture thereof. Ideals and simplified concepts shall be presented.
(The code that code writers honor daily shall be critically assessed.)(10) Performance requirements shall be expressed using the state (or limit state) of the structure, timeand action or the combination thereof, or the combination of significance. Then, the state of thestructure shall be expressed as a function of time to present durability and deterioration. The
idea of maintenance shall naturally be incorporated into design.
(11) The code shall be structured as simple and easy to understand as possible. Whatever existing
concepts available shall be employed.
(12) Explaining the design code to an international audience shall be kept in mind. Excessively
complex concepts are little understood.
(13) The design code shall be a comprehensive design code concerning the structural design.
(14) The restorability limit should be determined based on economic factors.
(15) The limit state design method is currently most suitable for realizing performance-based design.
(16) Two types of verification procedures proposed in Geotechnical code 21 shall be adopted.
(17) In relation to the relationship between social systems and design codes, reference shall be madeto the flow of exchange of information on design among the owner, designer and contractor,
qualifications of design engineers, and fundamental ethics that design engineers should respect.
We found at the end of drafting the code that the above points were respected.

1. Definitions of terminologies
This chapter defines the terminologies that are used in the comprehensive design codes, and in thebasic specific design codes and specific design codes that are in accordance with the comprehensive
design codes.
Superscripts attached to terminologies have the following meanings.
0)
1)
2)
3)
4)
5)

Terminology defined in the comprehensive design codes
Terminology that is defined in ISO2394 (3rd version. 1998) and should be in accordance withthe definitions in and revisions to ISO2394.
Terminology defined in the comprehensive design codes based on the Guidelines for
Performance-based Design of Civil Engineering Steel Structures (October 2001)
Terminology defined in the comprehensive design codes based on Geomechanical code 21
Terminology defined in the comprehensive design codes based on the Bases of Design for Civil
and Building Structures (October 2002)
Terminology that is defined in ISO13822 (1st version. 2001) and should be in accordance withthe definitions in and revisions to ISO13822.

1.1 General terms(1) General
Structure 1): Organized combination of connected parts designed to provide some measure of
rigidity.
Structural element 1): Physically distinguished part of a structure.
EXAMPLES: Column, beam, plate.
Structural system 1): Load-bearing elements of building or civil engineering works and theway in which these elements function together.
Life, lifetime, life period 2): The period that begins with the construction of a structure andends with the discontinuance of its use and its removal for one reason or another. Life isclassified into physical, functional or economic life.
Life cycle 1): Total period of time during which the planning, execution and use of aconstruction works takes place. The life cycle begins with identification of needs andends with demolition.
Quality 2): A characteristic of a product that is represented using a quantitative indicator.
Experimental values of quantitative indicators can be obtained in a predeterminedinspection or test. One example is the Charpy impact value.
Reliability 1): Ability of a structure or structural element goes fulfill the specified requirements,
including the working life, for which it has been designed.
Failure 1): Insufficient load-bearing capacity or inadequate serviceability of a structure or
structural element.

1(2) Design codes and design methods
Comprehensive design codes 3): Comprehensive design codes are that describe the basis of
the design civil structures and buildings within a country or region. It is not a code fordesigning individual structures, rather, it provides common items such as a mean to
specify the performance of the structures, the unification of terminologies, theintroduction of safety margins for the design specifications, the format of verification, thestandardization of the information transfer among concerned bodies, fundamental checklists for the design, etc. It is a code on the highest level of the design code systemhierarchy that covers both Approach A and Approach B. It can be thought of as “a codefor code writers,” but contains more basic and useful information than just that requiredby code writers.
Basic specific design codes 3): Basic specific design codes are codes that specify the
structural performance criteria of structures by regulating agencies such as central
government agencies/local government authorities/the owner. It is likely that somerecommendations for verification methods and acceptable methods for use with Approach
B may be provided.
Specific design codes 3): Specific design codes are codes that detail the performance criteriaof specific structures which may be limited to a specific use or to a certain region, etc.
The specification shall be based on the basic specific design code that is ranked above
this code. Certain acceptable verification procedures can be attached to this code.
Performance-based design 2): A design methodology for designing a structure exclusively tosatisfy performance requirements regardless of the structural format, structural material,
design procedure or construction method. This design methodology explicitly presents
the objectives of the structure and the functions to achieve the objectives, defines theperformance required to provide the functions and provides the functions satisfactorily by
securing the performance requirements throughout the working life of the structure.
Similar terms include performance-based design, performance-expressing design andperformance-oriented design.
Performance-based design codes 3): A performance-based design is a code whose
specifications on structures have not been give by prescriptive means, but by outcome
performances based on the requirements of society and/or the client or the owner.
NOTE: Reference 6) defines the design method that identifies the relationship between
the level of performance required to meet the functional requirements of thestructure and the level of action used for verifying the achievement of therequirements as the performance-based or -expressing design method.
Specification-based design 2): A design methodology for designing a structure using thespecified types and sizes of structural materials, analysis procedure, etc. Many of theexisting design standards are applicable to this type of design.

2Pre-verified specification 2): The specification that exemplifies a “solution” that is considered
to satisfy performance requirements. It is applied in the case where no performanceverification methods can be explicitly presented. Examples include specifications forstructural material and their size for which no relationship is available to performancerequirements, analysis methods that do not directly verify the performance requirements
considered valid based on the past practice and verification methods using resistanceestimation equations. Other terms available are pre-verified criteria and approved design.
The term pre-verified specification is used because it is more appropriate than preverified criteria as the specification covers existing analysis methods or estimation
equations specified in various standards.
Reliability-based design 2): A design methodology that involves the stochastic verification of
the probability of a structure reaching a limit state.
Target reliability level 5): The level of reliability required to satisfy performance requirements.
Limit state design 2): A design methodology that explicitly defines the limit states to beverified. In most cases, the partial safety factor design method at level I of the reliability
theory is adopted as the verification format. The term partial safety factor design istherefore sometimes used to mean the limit state design.
Partial factors format 1): Calculation format in which allowance is made for the uncertainties
and variabilities assigned to the basic variables by means of representative values, partial
factors and, if relevant additive quantities.
Partial factor design format 3): The partial factor design format is a format in which several
partial factors are applied to various sources of uncertainties in the verification formula inorder to ensure a sufficient safety margin; it is usually classified into the following two
approaches.
Material factor approach (MFA) 3): MFA is a type of partial factor format in which partial
factors are applied directly to the characteristic values of basic variables.
Resistance factor approach (RFA) 3): RFA is a type of partial factor format in which partial
factors are applied to resistances.

1.2 Terms on design methodology(1) General
Design work life 1): Assumed period for which a structure or a structural element is to be used
for its intended purpose without major repair being necessary.
Structural integrity (structural robustness) 1): Ability of a structure not to be damaged byevents like fire, explosions, impact or consequences of human errors, to an extent
disproportionate of the original cause.

3

Reliability class of structures 1): Class of structures or structural elements for which aparticular specified degree of reliability is required.
Required performance matrix 2): A matrix indicating the grade of performance that should be
provided to a structure and the grades of assumed external forces. The design engineer
selects performance that should be provided to a structure from the matrix according to
the significance of the structure. Reference 2) proposes required performance matrices
concerning earthquakes, fatigue and wind.
Assessment 1): Total set of activities performed in order to find out if the reliability of astructure is acceptable or not.
Pre-evaluation 2): The verification made in the structural planning and design phases toevaluate whether the required performance is satisfied or not when fabricating, erecting,using, dismantling or re-using a structure.
Post-evaluation 2): The verification of required performance after the fabrication and erectionof a structure such as the quality inspection during the fabrication and erection of astructure, and the inspection and investigation while the structure is in service or at thetime of damage to the structure due to an accidental external force.

(2) Terms on performance description
Objective 0): The reason for building a structure expressed in general terms. The termowners/users should preferably be used as the subject of sentences.
Performance requirement 0): The performance that a structure should possess to achieve its
objectives, expressed in general terms.
Performance criterion 0): The performance requirement described specifically to enable
performance verification. Performance criterion is defined by a combination of the limit
state of the structure, action and environmental influences and time.
Basic performance requirement 0): The performance requirement that is essential to theachievement of the objectives of the structure. It may also be regarded as the “function”
of the structure.
Significance of structures 0): The degree of significance of a structure that should bedetermined based on the benefit that the structure produces, necessity of the structure
under emergency conditions and the availability of alternatives.
Serviceability 1): Ability of a structure or structural element to perform adequately for normal
use under all expected actions.

(3) Terms on limit state
Limit states 0): A state beyond which the structure no longer satisfies the design performancerequirements.

4

Ultimate limit state 1): A state associated with collapse, or with other forms of structural failure.
NOTE: This generally corresponds to the maximum load-carrying resistance ofstructure or structural element but in some cases to the maximum applicablestrain or deformation.
Serviceability limit state 1): A state which corresponds to conditions beyond which specified
service requirements for a structure or structural element are no longer met.
Restorability limit state 0): A limit state under which a structure can be used continuously
through restoration using applicable technologies at reasonable cost in a reasonable
timeframe even in the case of damage expected to be incurred due to an assumed action.
It may be regarded as one of the serviceability limit states.
Irreversible limit state 1): A limit state which will remain permanently exceeded when theactions which caused the excess are removed.
Reversible limit state 1): A limit state which will not be exceeded when actions which caused
the excess are removed.

(4) Terms on verification
Verification 2): The determination of whether the structure satisfies the performance criteria ornot. In the case of limit state design, whether equation S ≤ R or f(S, R) ≤ 1.0 is satisfied or
not is determined where S is the response value and R is the limit value.
Verification approach A 0): A verification approach that imposes no restrictions on the
structural verification method but requires that the design engineer should prove that thestructure satisfies the specified performance requirement and ensures an appropriate levelof reliability.
Verification approach B 0): A verification approach that makes verification of the structure
based on the specific base design codes or specific design codes specified by anadministrative organization, local public body or business that governs the structural
performance of the structure, and according to the procedure shown in such codes e.g. adesign calculation procedure.

(5) Design examination, accreditation and others
Design examination 0): The detailed inspection of a series of design procedures from thedefinition of an objective to verification made by an accredited third-party organization.
Upon the passage of the examination, the third-party organization certifies the design
work.
Accreditation 0): The appointment of organizations that are authorized to carry out examinations.
Certification 0): The examination of a series of design procedures from the definition of an
objective to verification and the issue of a certificate.
Compliance 1): The satisfaction of requirements.

51.3 Terms relating to actions, action effects and environmental
influences
Action 1):a) An assembly of concentrated or distributed mechanical forces acting on a structure(direct actions).
b) The cause of deformation imposed on the structure or constrained in it (indirect
action).
NOTE 0): In some categorizations, environmental influences are regarded as an action.
Representative value of action 1): A value used for the verification of a limit state.
NOTE:

Representative values consist of characteristic values, combination values,
frequent values and quasi-permanent values, but may also consist of othervalues.

Characteristic value of an action 1): Principal representative value
NOTE 1: It is either on a statistical basis, so that it can be considered to have a specified
probability of not being exceeded towards unfavorable values during areference period, or on acquired experience, or on physical constraints.
NOTE 2: Characteristic value 3): Representative value of parameter estimated to be
most suitable to the model for predicting the limit state that is examined indesign. Characteristic values should be determined based on a theory or
acquired experience fully considering variations and the applicability of asimplified model.
Design values of an action, Fd 1): Value obtained by multiplying the representative value by
the partial factor γF.
Permanent action 1):a) Action which is likely to act continuously throughout a given reference period and forwhich variations in magnitude with time are small compared with the mean value.
b) Action whose variation is only in one sense and can lead to some limiting value.
Variable action 1): Action for which the variation in magnitude with time is neither negligible inrelation to the mean value nor monotonic.
Accidental action 1): Action that is unlikely to occur with a significant value on a given
structure over a given reference period.
NOTE:

Accidental action is in most cases of short duration.

Fixed action 1): Action which has a fixed distribution on a structure, such as its magnitude anddirection are determined unambiguously for the whole structure when determined at one
point in the structure.

6

Free action 1): Action which may have an arbitrary spatial distribution over the structure within
given limits.
Static action 1): Action which will not cause significant acceleration of the structure or
structural elements.
Dynamic action 1): Action which may cause significant acceleration of the structure or
structural elements.
Bounded action 1): Action which has a limiting value which cannot be exceeded and which isexactly or approximately known.
Unbounded action 1): Action which has no known limiting values.
Combination value 1): Value chosen, in so far as it can be fixed on statistical bases, so that theprobability that the action effect values caused by the combination will be exceeded isapproximately the same as when a single action is considered.
Frequent value 1): Value determined, in so far as it can be fixed on statistical bases, so that:• the total time, within a chosen period or time, during which is exceeded is only a small
given part of the chosen period of time; or• the frequency of its exceedance is limited to a given value.
Quasi-permanent value 1): Value determined, in so far as it can be fixed on statistical bases,
so that the total time, within a chosen period of time, during which is exceeded is of themagnitude of half period.
Action combination 0): A combination of design values used for verifying the structuralreliability in a limit state where different actions are considered simultaneously. It is also
referred to as load combination.
Environmental influence 1): Mechanical, physical, chemical or biological influence which
may cause deterioration of the materials constituting a structure, which in turn may effectits serviceability and safety in an unfavorable way.
Load 4): Action acting on the structure that is converted to a combination of mechanical forces
loaded directly on the structure. It is input for calculating stress resultant, stress,
displacement and other parameters using an action model for the purpose of design.
Reference period 1): A chosen period of time which is used as a basis for assessing values ofvariable actions, time-independent material properties, etc.
Design situation 1): Set of physical conditions representing a certain time interval for which thedesign demonstrates that relevant limit states are not exceeded.
Persistent situation 1): Normal condition of use for the structure, generally related to its design
working life.
NOTE:“Normal use” includes possible extreme loading conditions due to wind, snow,
imposed loads, earthquakes in areas of high seismicity, etc.

7Transient situation 3): Provisional condition of use or exposure for the structure.
EXAMPLE: During its construction or repair, which represents a time period much
shorter than the design working life.

1.4 Terms relating to structural response, resistance, material
properties and geometrical quantities
Characteristic value of a material property 1): A prior specified fractile of the statistical
distribution of the material property in the supply produced within the scope of therelevant material standard.
Characteristic value of a geometrical quantity 1): A quantity usually corresponding todimensions specified by the designer.
Design value of a material property 1): Value obtained by dividing the characteristic value
by a partial factor γM or, in special circumstance, by direct assessment.
Design value of a geometrical quantity 1): Characteristic value plus or minus a additivegeometrical quantity.
Conversion factor 1): Factor which converts properties obtained from test specimens toproperties corresponding to the assumptions made in calculation models.
Conversion function 1): Function which converts properties obtained from test specimens toproperties corresponding to the assumptions made in calculation models.
Fractile value 4): The value of a random variable with a cumulative probability lower thanspecified.
NOTE:

Expressed like “x% fractile is y.”

Design value 3): The design value is the value obtained by multiplying a partial factor by acharacteristic value in the case of an MFA partial factor format.
Demand, response value S 2): The physical quantity that occurs in the structure due to an
external force.
Capacity, limit value of performance R 2): The limit value allowed for the response value. A
physical quantity that is determined according to the type of “limit state.” If the response
value exceeds the limit value, the performance requirement is not satisfied.
Statistical uncertainty 1): Uncertainty related to the accuracy of the distribution and estimationof parameters
Basic variable 1): Part of a specified set of variables representing physical quantities whichcharacterize actions and environmental influences, material properties including soil
properties, and geometrical quantities.
Primary basic variable 1): Variables whose value is of primary importance to the design
results.

8

Limit state function 1): A function g of the basic variables, which characterizes a limit state
when g(X1, X2, ...., Xn) = 0: g > 0 identifies with the desired state and g < 0 with theundesired state.
Reliability index, β 1): A substitute for the failure probability Pf, defined by β = –φ–1(pf), where
φ–1 is the inverse standardized normal distribution.
Reliability element 1): Numerical quantity used in the partial factors format, by which thespecified degree of reliability is assumed to be reached.
Element reliability 1): Reliability of a single structural element which has one single failure
dominating failure mode.
System reliability 1): Reliability of a structural element which has more than one relevant
failure mode or the reliability of a system of more than one relevant structural element.
Model 1): Simplified mathematical description or experimental set-up simulating actions, material
properties, the behavior of a structure, etc.
NOTE:

Models should generally take an account of decisive factors and neglect theless important ones.

Model uncertainty 1): Related to the accuracy of models, physical or statistical.

1.5 Terms on performance assessment of existing structures
Assessment 5): Total set of activities performed in order to find out if the reliability of structureis acceptable or not.
Rehabilitation 0): The improvement of the resistance of a structure to performance deterioration
with time.
Upgrading 0): Efforts to enhance the mechanical performance of a structure.
Damage 5): Changes in condition of a structure that may have an adverse effect on its
performance.
Deterioration 5): The reduction of performance and reliability of a structure with time.
Deterioration model 5): A model of deterioration with time representing the performance of astructure as a function of time.
Inspection 5): A nondestructive test conducted in the field to determine the present state of astructure.
Investigation 5): The collection of data and evaluation through inspection, data surveys, loading
tests and other testing.
Loading test 5): A test conducted applying the load or imposed displacement to evaluate thebehavior or properties of an entire structure or part thereof or to estimate load bearing
capacity.

9

Maintenance 5): Total set of activities performed during the design working life of a structure toenable it to fulfill the requirements for reliability.
Monitoring 5): Frequent or continuous observation or measurement of the condition of astructure or the action applied to the structure. Monitoring generally takes place over along period of time.
Remaining working life 5): The period during which an existing structure is assumed to be
maintained and placed in service.

10Note: The criteria for the comprehensive code are classified into three categories, REQ, REC or
POS. The applicable category is specified at the beginning of each criterion.
REQ: The criterion defined by the code. “It is necessary to ”
REC: The criterion is the one recommended more than any other alternative. “It is desirable
to ”
POS: One of the alternative methods or criteria. “It is possible to ”

11

2. General
2.1 Scope(1) [REQ] The objective of this comprehensive structural design code is to disseminate the conceptof performance-based design as it pertains to structural design, and thereby encourage rational
design and technological progress so as to build superior infrastructure for future generations.
(2) [REQ] This code, in principle, can be applied to all kinds of structures.
(3) [REQ] This comprehensive design code is based on the concept of performance-based designand stands at the top of the hierarchy of the structural design code system in Japan.
(4) [REQ] Performance-based design is defined as a design concept that requires designed
structures to satisfy specified performance requirements, and does not define requirements forany specific structure type, material, design method or construction method.
(5) [REQ] Design codes of the lower hierarchy should be drafted under the following
specifications:
1)

This comprehensive design code should be referred to.

2)

Internationally accepted codes and rules should be respected.

(6) [REQ] This comprehensive design code consists of six main policies:
1)

Present the fundamental views and format/system of performance based design codes.

2)

Encourage rational design by facilitating communication between those involved instructural design work.

3)

Encourage the development of structural construction-related technologies that have scope
to deal with the progress of construction technology, as well as alteration of values and theenvironment.

4)

Harmonize codes in accordance with internationally recognized concepts of performancebased design.

5)

Take conventional design methods into consideration.

6)

Encourage maintenance of high engineering ethics among structural design engineers.

(7) [REQ] This comprehensive design code specifies the following items:
1)

Method to specify the performance requirements of a structure.

2)

Definition of the relationship between the performance requirements and the issues thatshould be verified in design (performance criteria).

3)

Acceptable verification methods including institutions.

4)

Definition of terminologies that are used in structural design and design codes.

5)

Processing of the information concerning structural design.

6)

Qualifications and accountability of engineers.

12[Description](1) The objective of this comprehensive structural design code is defined.
(2) This comprehensive structural design code is described basically for newly constructedstructures. There is, however, no need to limit its application to new structures. In the casewhere applying the comprehensive structural design code without modification is consideredinappropriate, however, deviation from the criteria specified in the comprehensive code isallowed in view of such a special condition. Examples include the construction of a structurewith a special purpose or functions and the repair or upgrade of an existing structure.
The application of this comprehensive structural design code is not limited to the structural
aspects of a structure such as safety and serviceability. With changes in social value, nonstructural performance has been actively demanded in the design of structures on an increasing
number of occasions. Such performance is related to the environment and aesthetics.
(3) This comprehensive structural design code has no legal force. It, however, stands on top of thecode hierarchy in Japan. Criteria are defined because it is considered important that thecomprehensive structural design code is authorized by engineering societies involved instructural design including the Japan Society of Civil Engineers, forms a basis for establishing acode system in Japan and contributes to the enhancement of accountability and transparency ofJapan's structural design system to other countries and to the transfer of easy-to-understandtechnologies to next generations of engineers.
(4) The definition of “performance-based design” in the comprehensive structural design code isprovided. In the description of the comprehensive structural design code, (i) identifying anddescribing performance requirements and the (ii) methods of verification (including theverification of systems) are important. The comprehensive structural design code subsequently
describes the basic ideas concerning these two points inasmuch as necessary.
(5) When drafting a design code at a lower level in the code hierarchy than the comprehensive
design code, the code should be compatible with the comprehensive design code and otherinternational standards or criteria. If the comprehensive design code is in conflict withinternational standards or criteria, the former should have precedence over the latter.
International standards and criteria here include ISO2394 and 13822.
(6) Basic policies of the comprehensive structural design code are given.
1)

The comprehensive structural design code, positioned at the highest level in the code
hierarchy concerning performance-based design, naturally governs the basic concepts andframework of performance-based design. The comprehensive design code is also reflectedin the rules and terminologies that are respected when the codes at lower levels are drafted.

2)

Those involved in structural design work include not only engineers (design engineers)
directly involved in design work but also all the engineers and citizens involved inplanning, construction and use of structures. Specifically, owners (operating bodies, owners
and administrators), investigators, designers, constructors, construction material suppliers
and users are included. The basic idea is that the development of excellent social
infrastructure should not be based on exclusive decision-making by a group of experts but

13should be achieved through active consensus building among those concerned. This idea isreflected in the handling of technical data and terminologies.
3)

Future technical advancements are taken into consideration. They are reflected in theperformance requirements and performance criteria for the comprehensive design code
established and in the allowable verification methods.

4)

Design codes are a type of criterion. Attention is paid to international compatibility in viewof the globalization of construction industries and deregulation. To achieve theinternational compatibility of design codes, either Japanese rules may be made compatible
with existing international rules (passive compatibility) or Japanese rules may be presented
as international rules (active compatibility). An active approach is preferable in relation totechnical systems for performance-based design, and is reflected in the code system andterminologies.

5)

Continuity with existing technologies and design methods are considered. Continuity isreflected mainly in allowable verification methods.

6)

Designing structures is important to the development of infrastructure systems for the
public and to the guarantee of public safety. Professional engineers who are requested tomake judgments based on their expertise should maintain high sense of ethics in theprocess of design work. Their contributions increase social appreciation of professional
engineers.

(7) Details of the comprehensive structural design code are provided.
1), 2) The comprehensive design code specifies performance in sections under the titles ofobjectives, performance requirements and performance criteria.
3)

The comprehensive design code specifies allowable verification methods and systems
concerning verification in view of the existing codes and future technical advancements.

4)

The comprehensive design code defines basic terminologies concerning performance-based
design for smooth exchange of accurate information and accurate understanding.

5)

The comprehensive design code specifies the methods for handling technical information
to encourage smooth information exchange and assume accountability. The handling oftechnical information means the standardization of information exchange methods,
identification of senders and receivers of information and specification of the means ofcommunication.

6)

Professional engineers are required to maintain high sense of ethics. In order for them toassume the responsibility, they are authorized to exclusively use their qualifications andtitles. Qualifications of professional engineers are therefore important in design. Explicitly
presenting the accountability of professional engineers is necessary because structuraldesign is closely related to public safety.

14

2.2 Framework of design codes(1) [REQ] As shown in Fig. 1, this comprehensive design code forms the basis for the constructionof a design code system that incorporates internationally recognized design codes and standards,
guidelines on actions, comprehensive design codes for different categories of structures, andspecific base design codes and specific codes.
(2) [REQ] A code drafted based on this comprehensive design code should specify the performanceof a structure in a hierarchy as shown in Fig. 2. The objective(s) of the structure should betranslated into performance requirements, and then into performance criteria that can be directly
used in verification. The process of translation from the objectives to the performancerequirements, and then to performance criteria, should be transparent.
(3) [REQ] A designer should ensure that all performance criteria are followed in verification. In
doing so, the designer can choose one of two verification approaches, A or B: In approach A,
any verification procedure can be employed, whereas in approach B, procedures specified in an
appropriate specific base design code or specific design code should be used.

[Description](1) This comprehensive structural design code should aim at a design code system that organicallyincorporates various domestic specific base codes around a comprehensive design code. Then,various domestic design codes could respect region-specific culture and technologies and be inharmony with international standards.
The action and environmental influences used to specify structural performance criteria should
be described in specific design codes. Comprehensive guidelines on action as a common basis
for action and environmental influences are required to ensure compatibility among specificdesign codes and compliance with international standards.

This comprehensive
design code

International standards
e.g. ISO2394

Comprehensive design codefor each type of structure

Comprehensive design codefor each type of structure(e.g. Geomechanical code 21)

Comprehensive design codefor each type of structure⋅⋅⋅

Basic specific design code

Basic specific design code

Basic specific design code⋅⋅⋅

Specific design code

Specific design code

Specific design code⋅⋅⋅

Figure 1

Design code system15

(2) The levels of performance description are specified. Three levels, objectives, performancerequirements and performance criteria are adopted. Detailed descriptions are presented at
respective levels in subsequent chapters.
This comprehensive structural design code also specifies the framework of design systems.
When drafting specific base design codes and specific design codes, the framework is respected
and more specific descriptions are provided according to the type and use of the structure.
Levels ofperformance description
Objectives

Performance requirements

Performance criteria

Verification approach B

Figure 2

Verification approach A

Concept of design code format

It is mandatory that the level of performance requirements higher than that specified in theperformance criteria can be specified. In the case where the writer of a specific base design codeor specific design code defines the performance criteria implicitly assuming an existing design
method, there is a concern that the extraordinary restrictions may be imposed on the verification
method. In order to prevent disadvantages under the above condition in case of the emergenceof a new technology better than assumed in existing design methods, examining thecompatibility of translation of performance criteria based on the performance requirements isimportant.
(3) Performance verification should be made by design engineers. Verification is an action to provethat the performance criteria translated from the objectives and performance requirements are
satisfied.
Verification is classified into the following two categories according to whether the verification
method is specified or not.
• Verification approach A specifying no verification method: The design engineer is required

to prove by an appropriate method that performance requirements are satisfied. The casewhere only the performance requirements are given and the design engineer defines theperformance criteria based on the requirements and makes verification is also categorizedunder verification approach A.

16• Verification approach B specifying a verification method: The design engineer verifies

performance using a lower level of design code (specific based design code or specificdesign code) specified by the owner. Then, this comprehensive design code serves as “a codefor code writers” for drafting a specific design code.
Verification approaches A and B are described in detail in the chapters below.

17

3. Performance requirements of structures
3.1 Objectives of a structure(1) [REQ] The objectives of a structure are explanations of the necessity of the structure in plain
language.
(2) [REC] The objectives should preferably use the owners/users as the subject of sentences.

[Description](1) Objectives of structures are classified into major categories such as private use, commercial use,development of industrial infrastructure, development of social infrastructure and preservationof national land. Explicitly presenting the objectives of structures is necessary because theobjectives of design vary greatly as the cost and benefit of structures and performancerequirements vary according to the objectives of structures. The objectives of structures arebases for extracting the required performance. The objectives should therefore be defined withthe performance in mind that should be taken into consideration in structural design.
Explicitly defining the objectives of structures is important also from a viewpoint ofaccountability of design engineers. Explicit definition at the time of design is expected to help
avoid unnecessary disputes in case where the objectives of structures alter.
A structure sometimes constitutes a larger structure, network or system. Highway bridges, forexample, are part of a highway network. Thus, structures have hierarchical objectives. The
hierarchical nature of objectives may be reflected in the description of objectives.
The objectives of multi-purpose dams, for example, include the provision of benefit tobusinesses through power generation and water use, development of regional industries byirrigation and enhancement of public welfare by preventing flood disasters. The objectives ofhighway bridges are the development of regional economy by constituting a highway network,
enhancement of public welfare through assistance in emergency rescue activities during adisaster and others.
(2) The objectives of structures here refer to the objectives of construction of structures in society.
The objectives should therefore naturally be specified in sentences using the owners or users as
the subject.

18

3.2 Performance requirements(1) [REQ] Performance requirements are statements expressed in plain language describing theperformance of the structure with respect to the given objectives.
(2) [REC] The structure should be the subject of sentences pertaining to performance requirements.
(3) [POS] It is possible to classify the performance requirements into basic performancerequirements (or “functions”) and additional performance requirements. The former are
essential requirements to achieve the objectives of the structure, whereas the latter are ofsecondary importance.
(4) [REC] The performance requirements include, but are not limited to, safety, serviceability,
environmental, construction, and economic requirements.
(5) [REC] It is desirable to specify the performance requirements of a structure taking into accountnot only situations encountered during the service period of the structure but also all possible
situations from the start of construction, to demolition and renewal.
[Description](1) Performance requirements are a basis of performance criteria, so they should be presented withthe performance that should be considered in structural design in mind. Performancerequirements may, however, be specified without regarding any verification methods.
(2) The structure should be the subject of sentences describing performance requirements while theowners or users should be used as the subject of sentences describing the objectives ofstructures.
(3) The base performance requirement of highway bridges, for example, is “to carry a designatedvolume of traffic.” Additional performance requirements include “to be free from any
deformation that causes user discomfort (serviceability),” “to satisfy base performancerequirements during a designated working life including the time of an ordinary disaster(serviceability),” “to cause no human damage during an extremely rare disaster (safety)” or “tocarry a minimum volume of traffic to ensure emergency rescue operation during an extremelyrare disaster (safety).” Not only minimum performance requirements for structures but also
additional performance requirements are listed. Enhancing or increasing the number ofstructural performance requirements naturally increases the construction cost and value added ofstructures. When defining performance requirements, cost-benefit analysis may be required.
Performance requirements define the balance between the value added and cost of the structure.
Performance requirements are sometimes contradictory to one another. Trade-offs and priorities
should therefore be taken into consideration in some cases.
(4) Safety refers to safety against failure, safety of drivers, public safety and fail-safe requirements.
Economic requirements include recovery from a disaster, minimization of life-cycle cost andmaintainability. Listed as serviceability parameters are economic requirements, comforts ofvehicle occupants, appearance, water tightness, and freedom from noise and vibration.
Environmental requirements refer to the consideration of regional and global environments,
reusability, and ease of refreshing or changing objectives.

193.3 Performance criteria
3.3.1 Definitions(1) [REQ] Performance criteria represent the group of performance items extended from theperformance requirements, and should be described in a specific way that can be verified byappropriate procedures.
(2) [REQ] Each performance criterion is specified by a combination of three factors: limit states ofa structure, actions/environmental influences and their combinations, and time. Note that insome cases, performance criteria are specified by the maximization/minimization of somequantities that cannot be specified by any limit states. In these cases, limit states can be replaced
by states described by the maximization/minimization of these quantities.
(3) [REC] It is desirable to take the importance of a structure into account in specifying theperformance criteria.
(4) [REC] It is recommended that, in specifying a performance criterion, the relationship between
the performance requirement and content specified by the performance criterion should betransparent and clearly understood by designers so that the performance requirement itself canbe more directly reflected in the design.
(5) [REQ] Performance requirements concerning structural safety should be specified for structuresthat have the potential to cause human injury and loss of life.
(6) [REC] Note that those performance requirements that are not translated into performance
criteria are not necessarily less important, and should preferably be taken into account when
designing a structure.
[Description](1) Performance criteria define an interface between the structural plan and design. They are acomponent of the hierarchy of objectives, performance requirements and performance criteria.
Performance criteria should have a link with verification methods. It is mandatory thatcompliance with performance criteria can be proved (verified). No structural performance
therefore can be specified in performance criteria unless it can be verified. Performance criteria
should be expressed in technical language.
Design codes present the minimum judicial and social requirements for structural performanceand reliability but not “how to consulate” structures. Then, design codes limit the discretion ofdesign engineers. In view of the objectives of performance-based design, on the other hand,design engineers should be given as much discretion as possible when drafting design codes. In
order to meet the conflicting requirements, performance criteria find a trade-off between thefreedom of design engineers and the limits imposed on them by society.
(2) One of the major characteristics of this comprehensive structural design code is the proposal tospecify performance criteria based on the combination of “limit states of a structure,”“actions/environmental influences and their combinations” and “time.” Respective components
are described below.

20

As a means of specifying (explicitly presenting) structural performance, the idea of performancematrix is well known that expresses performance using combinations of the “frequency andmagnitude of action” and “limit states of the structure.” This comprehensive structural designcode uses the two parameters plus time-based fluctuations of structural performance e.g.
deterioration, a third parameter. Thus, this design code demands that structures satisfy
designated performance criteria not only in the early days after construction but also throughout
the specified period. Verification should therefore be made after the action and environmental
influences and resultant fluctuations of structural performance are all expressed as a function oftime. The magnitude of action and environmental influences fluctuates according to the time
considered in design. Performance including structural resistance also fluctuates with time.
Explicitly presenting time is essential when defining performance criteria. For example,
performance criteria concerning seismic safety may read, “Structural response to the maximum
ground motion conceivable at the location should not exceed the ultimate limit at any point in
the working life.”
The limit state design method has conventionally been adopted. In most cases, certain limit
states were adopted to represent performance requirements. If economic or environmental
indices rather than mechanical indices are employed, the performance criterion may not be
represented using specific limit states. This comprehensive structural design code suggests that
limit states should be applied not only to structural performance but also to other types of
performance.
(6) Performance requirements not translated into performance criteria should not be fully ignored indesign. Such performance requirements do exist but may have not been translated into
performance criteria for making performance verification for some reasons. In such cases, theperformance requirements should be respected in design as much as possible. In the case, forexample, where an environmental performance requirement suggests that “the burden on the
global environment should be minimized” but the requirement has not been translated into
performance criteria, an alternative should be selected in design that minimizes environmental
burden.

21

3.3.2 Limit states of structures(1) [REQ] A limit state is a state that can separate the intended condition of a structure from anunintended condition based on a performance criterion.
(2) [REC] It is desirable to specify limit states in terms of quantitative measures of the performanceof a structure.
(3) [POS] It should be recognized that there are performance criteria that are not suitable to be
specified in terms of limit states.

[Description](1) The limit states referred to in conventional limit state design methods are related to structuralproperties. Ultimate and serviceability limit states are typical examples.
(3) This comprehensive structural design code suggests that the idea of limit state should be applied
not only to the structural properties such as safety and serviceability but also to non-structuralproperties such as environmental, construction and economic requirements.

223.3.3 Actions and environmental influences: magnitude and their
combinations(1) [REQ] Actions are classified as permanent, variable or accidental actions based on the time
fluctuation characteristics from the mean value during the design working life of a structure.
(2) [REQ] In the verification process for each performance criterion, magnitudes and combinationsof actions and environmental influences should be considered appropriately.
(3) [REQ] Appropriate consideration is required when actions and environmental influences changewith time, and repeated actions have some influence on structure performance.

[Description](1) Actions are classified into the following categories according to their fluctuation with time
relative to the mean value during the period under study.
Permanent actions : The fluctuation of the magnitude of the action is almost none or
sufficiently small relative to the mean value to be ignored.
Variable actions: The magnitude of the action frequently fluctuates with time. The
fluctuation of magnitude is so large relative to the mean value that it cannot
be ignored.

Accidental actions : The probability of the action occurring during the period under study issmall. The action, however, has serious impact on the structure.
(2) Safety performance should be verified for all the actions that occur throughout the period understudy. Verifications are made for combinations of actions that have the maximum impact on
structural safety during the period under study. Actions acting on structures are rarely caused bya single phenomenon. Multiple phenomena should therefore generally be considered. Even
where fluctuating actions occur simultaneously, the probability of maximum expectation values
occurring simultaneously is generally considered small. In the case where multiple fluctuating
actions are combined, adjusting the magnitude of the combination according to the combination
under study is effective. One way of safety verification is to divide fluctuating actions into
primary and secondary actions, and to use the maximum expectation value as the characteristic
value of the primary fluctuating action and determine the characteristic value of secondary
fluctuating action appropriately according to the combination with the primary fluctuating
action or accidental action. Accidental actions are combined only with permanent actions but
not with other fluctuating actions.
For other types of performance than safety performance, verifications may generally be made innumerous cases for the magnitude that occurs frequently although the significance of thestructure sometimes has an influence.
(3) Fatigue failure may occur if the structure is subjected to fluctuating actions repeatedly. Where
there is a concern about fatigue failure, not only the magnitude of the action but also the effectof its repetition should be considered.

23

For dynamic phenomena for which the relationship between the fluctuation of the magnitude of
the action and time cannot be ignored such as earthquakes and travels in vehicle, the method
appropriate to their effect should be adopted for verification. Then, attention should be paid tothe fluctuations of magnitude of the effects of the action on the structure according to the
combination of the characteristics of action and structure. For example, when multiple seismic
waves are examined to assess the influences of an earthquake, the type of seismic wave that has
the greatest influence on the structure may fluctuate according to the predominant period or
duration of the seismic wave, or the natural period of the structure.

24

3.3.4 Time
(1) [REQ] An appropriate time period should be defined in verifying the performance of structures.
(2) [REQ] Temporal fluctuations of actions, environmental influences and the characteristics ofstructures and their elements within the considered time period should be considered in theverification of structure performance.
(3) [REC] It is desirable to clearly describe methods and frequencies of maintenance schemes, i.e.
inspection, rehabilitation and upgrading, in the considered time period.

[Description](1) In performance verification of a structure, whether the designated performance requirement issatisfied or not is confirmed during a certain period of time. For the performance verification ofa structure, the period of time should be determined.
(2) Fluctuations of structural characteristics with time during the period of time specified forverification are caused by material deterioration for environmental reasons or by the damage tothe structure due to accidental actions. Where such fluctuations of structural characteristics are
expected, their effects should be taken into consideration in advance.
The effects of fluctuations of action characteristics are described in 3.3.3 Actions andenvironmental influences - magnitude and their combinations. Note that variations of structuralcharacteristics lead to the variation of the effect of an action on the structure. In the case wherestiffness fluctuates due to the deterioration of or damage to a structure, response to one and thesame action varies. Such a phenomenon should be taken into consideration.
In structural performance verification, explicitly presenting the maintenance method isimportant. If the maintenance method considered in verification is not implemented, verification
may be of no significance.
(3) Rehabilitation here means the improvement of resistance of the structure to performance
reduction due to the deterioration with time, or prolonging of the working life of a structure.
Upgrading refers to the enhancement of mechanical performance of the structure.
The relationship between time and structural performance is shown in Figure 3. In the figure,the design working life is specified as the period for verification.
Figure 3 (a) is the case with neither rehabilitation nor upgrading. Structures may deteriorate
with time. Performance criteria may not be satisfied beyond the design working life. Then, thestructure is discarded or replaced with another.
Figures 3 (b) and (c) show cases with rehabilitation and upgrading during the design working
life, respectively. Performance deterioration of a structure is controlled or performance isenhanced through rehabilitation or upgrading during the design working life. Then it is ensured
that the structure satisfies the performance criteria. A relatively long period of time can be set
for verification. To that end, the structure should be modularized or simplified in theconstruction phase to facilitate rehabilitation or upgrading.

25

In any case, appropriate maintenance is required. Regular inspections, performance
confirmation during the working life and rehabilitation or upgrading based on the assessment
results are required.

Performance
Performance criteria

Time

Design working life (without upgrading)(a) Without rehabilitation or upgrading during the design working life

Rehabilitation

Performance

Performance criteria

Time
Design working life (rehabilitation planned)(b) With rehabilitation during the design working life

Upgrading
Performance
Performance criteria

Time
Design working life (upgrading planned)(c) With upgrading during the design working life
Figure 3

Time and structural performance26

3.3.5 Significance of structures(1) [REQ] The significance of structures should be evaluated based on construction cost, benefit
earned by the structure, necessity in case of emergency, existence of alternative facilities, andother aspects.

[Description](1) The significance of structures is basically determined by economic influences. For designingstructures in the future, the most economical design should be selected based on the results of
cost-benefit analysis or other types of analyses after evaluating the construction cost, benefit andthe damage cost and cost of recovery from a disaster. Note, however, that no economic
verification may be possible for safety or other parameter.
Providing high level of performance to costly structures, structures producing great benefits andstructures required under emergency conditions prevents confusion and reduces damage cost
during a disaster. For structures with less social influences on the other hand, construction cost
can be reduced by curtailing their performance.
Performance criteria including seismic serviceability should be specified using economic
indices to objectively reflect the significance of structures in the performance criteria without
defining the significance in explicit ways.

27

4. Verification procedures
4.1 Allowable verification procedures
4.1.1 General(1) [REQ] In verification, it should be demonstrated that a structure satisfies all the performance
criteria described in Chapter 3.
(2) [REQ] Verification should be accomplished by verification approach A or B as specified in
section 4.2.

[Description](2) Two verification approaches are available. Design engineers decide whether they adopt
verification approach A or B in numerous cases. There are, however, cases where the ownerspecifies the verification approach. Even where the owner specifies a verification approach, thedesign engineer may propose the other. This comprehensive structural design code does not
specify which verification approach should be adopted. Once the approach has been selected,
the regulations in Section 4.2 or 4.3 should be respected.

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4.1.2 Designers(1) [REQ] Designers should have a thorough knowledge and understanding of structural design inspecific fields.
(2) [REC] It is preferable that designers are qualified engineers in a specific field and are accredited
by a publicly recognized institute.

[Description](2) In the specific base design code or specific design code used in verification approach B,
qualifications of professional engineers should be explicitly specified wherever necessary.

29

4.2 Verification approach A(1) [REQ] In verification approach A, there is no restriction on the methods used for performanceverification. However, designers are requested to prove that the designed structures satisfy all
the performance criteria described in the format specified in Chapter 3 of this comprehensive
design code with sufficient reliability.
(2) [REC] It is recommended that the designer submit a structural design report to an appropriate
institute for design examination.
(3) [REC] It is desirable that the design report be prepared according to the specifications describedin chapter 5 of this comprehensive design code.
(4) [REC] It is desirable that an appropriate design examination institute examine and judge thedesigned structure with respect to satisfaction of all performance criteria based on the structure
design report submitted by appropriate procedures.
(5) [REC] It is recommended that the design examination institute archives all documents created at
the time of examination during the period that the structure remains in operation.

[Description](1) Verification approach A is defined here. It is extremely different from conventional design
methods. How to establish a design examination institute and its role have been little known.
This section simply presents a verification procedure conceivable at present. An alternative may
be “authorizing a design organization that is capable of design taking verification approach A
and approving the design by the authorized organization.” The descriptions in (2) andsubsequent sections have been categorized as [REQ] because such uncertain factors as describedabove have been taken into consideration.
(2) An appropriate institute refers to a neutral third party organization independent both of theowner and of the designer.
(4) Appropriate procedures include the formation of a committee staffed with those who arefamiliar with the expertise related to the design of the structure and independent of the ownerand the designer. No discussions have yet been fully made on examination institutes in thecapacity of a “neutral third party organization independent both of the owner and of thedesigner” mentioned in 4. 2 (2). At present, therefore, specifically describing the details andlevels of examination is difficult. Discussions should be made in the future on the
responsibilities of the owner, designer and examiner and on other related matters.

30

4.3 Verification approach B(1) [REQ] Designers should verify the performance of structures based on design codes of lower
hierarchy (i.e. “specific base design codes” or “specific design codes”) specified by the ownerof the structures.
(2) [REQ] Specific base design codes and specific design codes should be drafted according to therules described in this comprehensive design code.
(3) [REC] In specific base design codes and specific design codes, it is desirable to specify criteria
in a specific and quantitative manner such that structures and structural members can be verified
in a straightforward manner.
(4) [POS] In specific base design codes and specific design codes, multiple methods, such as
structural analyses, loading tests, model experiments, monitoring, observational design andconstruction methods, and “Deemed to Satisfy” solutions, should be considered when
specifying verification methods.
(5) [REC] In adopting pre-verified specifications (i.e. “Deemed to Satisfy” solutions) in specificbase design codes and specific design codes, it is recommended that the performancerequirements that the specifications are intending to verify be described.
(6) [REC]It is recommended to adopt a “partial factors format” in drafting specific base designcodes and specific design codes.
(7) [REQ] The “partial factors format,” if adopted for specific base design codes and specificdesign codes, should be drafted with reference to ISO2394.

[Description](1) In verification approach B, performance should be verified based on a lower level of code in thecode hierarchy specified by the owner of the structure (specific base design code or specificdesign code). This section describes the requirements for the lower level of design code.
(2) Appropriate procedures include the formation of a committee staffed with those who arefamiliar with the expertise related to the design of the structure and independent of the ownerand the designer.
(3) Not only structures but also structural members are mentioned. This is because specific basedesign code and specific design code, like conventional design codes, often verify structuralmembers instead of structures.
(6) The “partial factors format” is recommended in ISO2394 and the “Bases of Design for Civil andBuilding Structures.”31

(7) The third version of ISO2394 includes “9. Partial factors format.” For basic variables, analysis
models and principles of probability-based design, refer to “6. Basic variables,” “7. Models”
and “8. Principles of probability-based design” of the third version of ISO2394. It is also
desirable to refer to “Annex D Design based on experimental models,” “Annex E Principles ofreliability-based design” and “Annex F Combinations of actions and estimation of action
values” of the third version of ISO2394 for the design methods based on experimental models,principles of reliability-based design and combinations of actions and estimation of action
values.

32

5. Structural design report(1) [REQ] Designers should report the results of structural design to the owner of the structure in
the form of a structural design report.
(2) [REQ] The structural design report should describe key design matters.
(3) [REC] The structural design report should include a summary of the main information used in
the design, as well as the objective, performance requirements and performance criteria of thestructure, limit states, assumptions made in design, conditions on actions and environmental
influences, material/ground parameters and characteristic values as well as their temporalchanges, appropriateness of chosen structural type, design calculation model and procedures,verification methods for given performance criteria, results, and the designers’ names andqualifications.
(4) [REC] Grades of detail and elaboration of structural design reports will differ depending on thescale and significance of the structure.
(5) [REQ] The owner should retain the structural design report for as long as the structure remains
in operation.

[Description](3) The structural design report should contain the following descriptions but not limited thereto.
1)

Descriptions of the site and surrounding areas. Descriptions of geological conditions andsupporting materials.

2)

Descriptions of the objectives, performance requirements and performance criteria of thestructure to be designed.

3)

Descriptions of limit states of the structure.

4)

Descriptions of actions and combinations thereof.

5)

Descriptions of evaluations of actions dependent on site characteristics such as seismic andwind actions.

6)

Descriptions of justifications and bases for determining the material and ground parameters
and their characteristic values.

7)

Descriptions of the design codes and technical materials applied.

8)

Descriptions of appropriateness of the chosen structural type.

9)

Descriptions of structural risk and justification for the reliability of performance criteria
adopted.

10) Descriptions of preconditions of construction.
11) Design calculations and drawings of the structure.
12) Descriptions of items to be checked for monitoring during construction and formaintenance.

33

<References>1)

ISO: ISO2394 General principles on reliability for structure 3rd edition, June 1998.

2)

Japanese Society of Steel Construction: Guidelines for Performance-based Design of Civil
Engineering Steel Structures, October 2001.

3)

Japanese Geotechnical Society: Comprehensive Foundation Design Code : Geo-code 21 Ver. 1,
March 2000.

4)

Ministry of Land, Infrastructure and Transport: Bases of Design for Civil and Building
Structures, October 2002.

5)

ISO: ISO13822 Bases for design of structures - Assessment of existing structures, 1st edition,
December 2001.

6)

Fukui, J.: Performance-based design of highway bridge foundations, The Foundation
Engineering & Equipment, Vol. 29 No. 8 pp. 17-20, August 2001.

34

Greetings by Prof. Phan Hong Giong

Presentation by Dr. Yamaguchi

Presentation by Dr. Ngnyen Trung Hoa

Closing by Dr. Sumiyoshi

Lectures and Prticipants