FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 ofthe Securities Exchange Act of 1934
Commission File Number: 1-15270

For the month of January 2020

NOMURA HOLDINGS, INC.
(Translation of registrant's name into English)

9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F or Form 40-F.
Form 20-F X

Form 40-FIndicate by check mark if the registrant is submitting the Form 6-K in paper as permitted byRegulation S-T Rule 101(b)(1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted byRegulation S-T Rule 101(b)(7):

Information furnished on this form:
EXHIBIT
Exhibit Number
1. Nomura Reports Third Quarter Financial Results
2. Nomura Announces Senior Management Lineup

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report tobe signed on its behalf by the undersigned, thereunto duly authorized.

NOMURA HOLDINGS, INC.
Date: January 30, 2020

By:__ /s/ Go Sugiyama____________________Go Sugiyama
Senior Managing Director

News Release

Nomura Reports Third Quarter Financial ResultsPretax income from three core businesses substantially higher QoQInternational business profitable for third straight quarter
Total Retail sales up QoQ driven by stronger sales of investment trusts and stocks
AuM in Asset Management surpassed Y55trn for the first time everWholesale revenues higher in all business lines, most notably Fixed IncomeTokyo, January 30, 2020—Nomura Holdings, Inc. today announced its consolidated financial
results for the third quarter of the fiscal year ending March 31, 2020.
Net revenue for the third quarter was 335.0 billion yen (US$3.1 billion) 1, down 13 percent
quarter on quarter and up 29 percent year on year. Income before income taxes was 69.7
billion yen (US$641 million). Net income attributable to Nomura Holdings shareholders was
57.1 billion yen (US$525 million). Diluted net income attributable to Nomura Holdings
shareholders per share was 17.63 yen.
For the nine months to December, Nomura reported net revenue of 1,050.4 billion yen (US$9.7billion), up 29 percent from the same period last year. Income before income taxes was 273.0billion yen (US$2.5 billion), and net income attributable to Nomura Holdings shareholders was251.5 billion yen (US$2.3 billion). Diluted net income attributable to Nomura Holdings
shareholders per share was 75.65 yen.
“The easing of trade friction between the US and China and progress towards Brexit led toincreased client activity this quarter. Compared to the previous quarter, we reported
substantially higher pretax income from our three core businesses underpinned by solid
Wholesale and Retail performance. Our international business was profitable for the third
straight quarter due to our successful initiatives to realign our business portfolio and lower ourcost base,” said Nomura President and Group CEO Koji Nagai.
“In Retail, sales of investment trusts and stocks drove growth in total sales amid favorable
market conditions. In addition, our efforts last quarter to reassign sales staff and integratebranch offices have positively impacted our business across all client types. AssetManagement booked its fourteenth consecutive quarter of inflows and this combined withmarket factors to push assets under management past 55 trillion yen for the first time ever.
Wholesale pretax income was at its highest level in seven quarters, benefiting from stronger
revenues in all business lines, most notably Fixed Income, and our continued efforts to control
costs.

1

US dollar amounts are included solely for the convenience of the reader and have been translated at the rate of 108.67 yen= 1 US dollar, the noon buying rate in New York for cable transfers in foreign currencies as certified for customs purposes by
the Federal Reserve Bank of New York on December 31, 2019. This translation should not be construed to imply that the yenamounts actually represent, or have been or could be converted into, equivalent amounts in US dollars.

“We will swiftly work to strengthen our internal control framework and enhance our corporate
value in order to build a robust operating platform capable of delivering consistent growthunder any environment.”
Divisional Performance
RetailFY2019/20(billions of yen)

Q3QoQYoYNet revenue

90.0+17%+4%

Income before income taxes

17.6

3.4x

+26%

Retail reported net revenue of 90.0 billion yen, up 17 percent quarter on quarter and 4 percent
year on year. Income before income taxes increased 3.4 times from the previous quarter and26 percent year on year to 17.6 billion yen.
This result reflected growth in total sales driven by stronger sales of all products, notably
investment trusts and stocks, as favorable market conditions led to an improvement in investor
sentiment.

Asset Management
FY2019/20(billions of yen)

Q3QoQ

YoY

Net revenue

25.4-1%+57%

Income before income taxes

9.3-7%

16.6x

Asset Management net revenue was 25.4 billion yen, down 1 percent compared to last quarterbut up 57 percent over the same period last year. Income before income taxes decreased 7
percent quarter on quarter and increased 16.6 times year on year to 9.3 billion yen.
Assets under Management climbed past 55 trillion yen for the first time ever supported by the
fourteenth straight quarter of inflows and market factors.

Wholesale
FY2019/20(billions of yen)

Q3

QoQ

YoYNet revenue

186.5+19%+45%

Income before income taxes

43.2+128%-Wholesale booked net revenue of 186.5 billion yen, increasing 19 percent quarter on quarterand 45 percent year on year. Income before income taxes grew 128 percent quarter on quarterto 43.2 billion yen.
2

In Global Markets, Fixed Income revenues increased significantly amid its strongest quarter inthree years driven by robust performance in the Americas and EMEA, while contributions fromthe Americas underpinned higher Equities revenues compared to last quarter.
Investment Banking revenues increased quarter on quarter primarily due to an improvementin Leveraged Finance.

Financial Position
Nomura maintains a robust financial position and a healthy balance sheet. As of the end of
December, Nomura had total assets of 46.2 trillion yen and shareholders’ equity of 2.7 trillion
yen. Nomura’s Tier 1 capital ratio was 19.0 percent and CET1 capital ratio was 17.9 percent
under Basel III. All figures are on a preliminary basis.

ends
NomuraNomura is an Asia-headquartered financial services group with an integrated global network spanning over 30
countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates
and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets andInvestment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined
entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information
about Nomura, visit www.nomura.com/

31.

This document is produced by Nomura Holdings, Inc. ("Nomura"). Copyright 2020 Nomura Holdings, Inc. All
rights reserved.

2.

Nothing in this document shall be considered as an offer to sell or solicitation of an offer to buy any security,commodity or other instrument, including securities issued by Nomura or any affiliate thereof. Offers to sell,sales, solicitations to buy, or purchases of any securities issued by Nomura or any affiliate thereof may only
be made or entered into pursuant to appropriate offering materials or a prospectus prepared and distributed
according to the laws, regulations, rules and market practices of the jurisdictions in which such offers or sales
may be made.

3.

No part of this document shall be reproduced, stored in a retrieval system or transmitted in any form or by
any means, electronic, mechanical, photocopying, recording or otherwise, without the prior written permissionof Nomura.

4.

The information and opinions contained in this document have been obtained from sources believed to bereliable, but no representations or warranty, express or implied, are made that such information is accurate
or complete and no responsibility or liability can be accepted by Nomura for errors or omissions or for anylosses arising from the use of this information.

5.

This document contains statements that may constitute, and from time to time our management may make"forward-looking statements" within the meaning of the safe harbor provisions of The Private Securities
Litigation Reform Act of 1995. Any such statements must be read in the context of the offering materials
pursuant to which any securities may be offered or sold in the United States. These forward-looking
statements are not historical facts but instead represent only our belief regarding future events, many ofwhich, by their nature, are inherently uncertain and outside our control. Important factors that could cause
actual results to differ from those in specific forward-looking statements include, without limitation, economicand market conditions, political events and investor sentiments, liquidity of secondary markets, level andvolatility of interest rates, currency exchange rates, security valuations, competitive conditions and size, andthe number and timing of transactions.

6.

The consolidated financial information in this document is unaudited.

4News Release

Nomura Announces Senior Management LineupTokyo, January 30, 2020— Nomura Holdings, Inc. today announced a new senior management
lineup effective April 1, 2020. The list of senior managing directors and their respective
responsibilities from April 1 is as shown below.
Name
Kentaro Okuda
Toshio Morita
Satoshi Arai
Junko Nakagawa
Steven Ashley
Masahiko Maekawa
Toshiyasu Iiyama
Tomoyuki Teraguchi
Takumi Kitamura
Toru Otsuka
Jonathan Lewis
Sotaro Kato

Responsibilities
Representative Executive Officer, President and Group CEO
Representative Executive Officer, and President of Nomura SecuritiesCo., Ltd.
Head of Retail
Head of Asset Management
Head of Wholesale (based in London)
Head of Merchant Banking
Head of China Committee
Chief Compliance Officer, and Chief of Staff
Chief Financial Officer
Chief Strategy Officer
Chief Administrative Officer
Chief Risk Officer (based in New York)Key appointments
Nomura today also announced the following management appointments.
Name
ToshioMoritaTomoyuki
Teraguchi
Sotaro Kato

Current Responsibilities
Executive Officer, and Group CoCOO
Executive Officer, and Chief
Compliance Officer
Senior Managing Director, and CoChief Risk Officer (based in NewYork)New Responsibilities
Representative Executive Officer
Executive Officer, Chief Compliance
Officer, and Chief of Staff
Executive Officer, and Chief Risk
Officer (based in New York)The biography of Toshio Morita, newly appointed Representative Executive Officer, is as follows.
DateMar. 1985

Education/Qualification
BA in Commerce from Doshisya University (Japan)

DateApr. 1985

Business Experience
Joined the Company

Jul. 2001

Managing Director, Ikebukuro BranchJul. 2004

Managing Director, Okayama BranchDateApr. 2006

Business Experience
Managing Director, Fukuoka Branch

Apr. 2008

Senior Managing Director of Nomura Securities Co., Ltd.

Oct. 2008

Corporate executive officer of Nomura Securities Co., Ltd.

Apr. 2010

Senior Corporate Managing Director of Nomura Securities Co., Ltd.

Apr. 2011

Senior Corporate Managing Director of the Company

Apr. 2012

Apr. 2018

Senior Corporate Managing Director of the Company
Senior Corporate Managing Director of Nomura Securities Co., Ltd.
Senior Managing Director of the Company
Executive Vice President of Nomura Securities Co., Ltd.
Senior Managing Director of the Company
Representative Executive Officer and Executive Vice President of Nomura
Securities Co., Ltd.
Representative Executive Officer and Deputy President of Nomura Securities
Co., Ltd.
Senior Managing Director of the Company
Director, Representative Executive Officer and President of Nomura Securities
Co., Ltd.
Executive Officer, and Group Co-COO of the Company (current)

Apr. 2019

Representative Director and President of Nomura Securities Co., Ltd. (current)

Aug. 2012
Apr. 2015

Apr. 2016
Apr. 2017

ends

NomuraNomura is an Asia-headquartered financial services group with an integrated global network spanning over 30 countries.
By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments
through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking),and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clientswith creative solutions and considered thought leadership. For further information about Nomura, visit
www.nomura.com/