DTCCConsultingServices

OUR EXPERTISE. YOUR ORGANIZATION.
For 50 years, clients have trusted DTCC to solve some of the biggest issues
facing the global financial services industry.
This unique vantage point has enabled us, through our family of companies, to develop techniques and toolsthat can help firms drive innovation and transformation.

DTCC Consulting Services experts are uniquely qualified to provide firms withKNOWLEDGE | EXPERIENCE | GUIDANCEOur Approach

Today the industry faces an unprecedented degree of regulatory, financial and operational
challenges. This is driving firms to examine their infrastructure and identify changes
necessary to create efficiencies, optimize their operations and drive down costs – all at atime when regulatory demands have never been greater.
DTCC Consulting Services’ flexible service model allows us to create a program that meets the unique requirements ofyour firm. We will help your firm navigate the complex landscape of regulatory and market structure change – assisting
you in improving your overall operating model and technical architecture to build stronger, more resilient, and morescalable infrastructure that lowers your overall costs and risks.

DiscoverAnalysis, root-cause definition and remediation ofcontrol gaps and processing inefficiencies.
 Data quality assessment
 Regulatory change impact assessment
 Data integrity and lineage analysis
 Performance scorecards

DesignDefinition and organizational alignment on operating
models and technical architecture for post-tradetechnology and operations.
 Solution assessment, planning, and requirements
definition
 Operating model design
 Control frameworks and documentation

Deliver
Post-trade experts with deep subject matter knowledge
will assist with implementation and project managementfor the planning, testing, and coordination of activities
related to the implementation of any DTCC solutions.
 Test strategy and execution
 Implementation planning, program/project
management and program assurance

Areas ofExpertise

No one understands DTCC’s solutions, and the post-trade landscape better than we do. Recognizedfor our contributions in leading industry change and building market solutions, our experts provide
consulting services across the post-trade lifecycle.

Regulatory Reporting
Whether it’s readying for the upcoming changes in global derivatives trade reporting rules (includingthe Commodity Futures trading Commission (CFTC) rewrite, the European Markets Infrastructure
Regulation (EMIR) refit, and rule changes by the Monetary Authority of Singapore (MAS) and theAustralian Securities & Investments Commission (ASIC) or improving your compliance process for
Securities Financing Transactions Regulation (SFTR), we’ll help you navigate the rapidly changing
world of regulatory reporting requirements.
 We will perform an end-to-end assessment of your reporting control framework, including
your governance structure, data processing, pre- and post-submission processes, exception
management and management information, providing you with a view of how you benchmark
against your peers and industry best practices.
 Our experts have in-depth experience in leading and managing complex remediation efforts(as well as other regulatory inquiries) across multiple jurisdictions and can help you structure
these programs and execute on existing remediation backlogs.

Securities Post-Trade Optimization
Tap into our securities operational management experience. As your firm continues to tackle theimpacts of the Central Securities Depositories Regulation and the move to accelerate settlement toT+1 in the U.S., your firm’s operating model will be tested. These challenges serve as an opportunity
to reevaluate and re-engineer your post-trade infrastructure to better prepare your firm to whatever
may come next: regulatory revisions, market structure changes, or unexpected market events.
 Our experts will help your firm identify and implement the right control and processenhancements, benchmark your performance against peers, address settlement fails, manage
product implementation, revamp your technical architecture, optimize your overall trade
processing operations, and more.

Visit www.dtcc.com/consulting

this material contains general information only, and none of The Depository Trust and Clearing Corporation (DTCC) network of firms is, by means of thiscommunication, rendering professional advice or services. Before making any decision or taking any action that may affect your finances or your business, you
should consult a qualified professional adviser. No entity in the DTCC network shall be responsible for any loss whatsoever sustained by any person who relieson this communication.
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