FAIS DISCLOSURE DOCUMENTFAIS Disclosure Document

FAIS DISCLOSURE DOCUMENTINTRODUCTION
In terms of the General Code of Conduct of the FAIS Act, Midori FX (Pty) Ltd (Registration number 2023/526901/07)
is required to disclose the information in this document to you as an authorised Financial Services Provider. You are
therefore requested to read through the document carefully and sign the acknowledgement that you have read andunderstand the contents hereof. If there is anything in this document that you do not understand, please request further
information from us. You are entitled to a copy of this document for your own records and to request a copy of our
FSP license certificate.
THE REPRESENTATIVE
Name and Surname
Capacity (NP/JR)
Office Telephone number
Email address

Fransoa Daniel Swart
Director
082 893 4101
admin@midorifx.com

Midori FX (Pty) Ltd accepts responsibility for the activities of the Representative insofar as it is performed within thescope of the contractual agreement between Midori FX (Pty) Ltd and the Representative.

The Representative is currently rendering financial services under supervision:

YesxNoXFINANCIAL SERVICE PROVIDER, PRODUCTS AND CONTACT DETAILSThe Financial Sector Conduct Authority has duly authorised Midori FX (Pty) Ltd (Pty) Ltd to render financial services
as defined in terms of the FAIS Act in respect of the following financial products:

2|PageMidori FX (Pty) Ltd is an Authorised Financial Services Provider registered and existing in the Republic of South Africa
under registration number 2023/526901/07 and regulated by the Financial Sector Conduct Authority under license
number 53077, pursuant the Financial Intermediary and Services Act 37 of 2002 (“FAIS’).

FAIS Disclosure Document
Physical address
FSP license number
Company registration
Legal status

697 Jacques Street, Moreleta Park, Pretoria,Gauteng, 0181, South Africa

53077
2023/526901/07
Private Company

Postal Address

697 Jacques Street, Moreleta Park, Pretoria,
Gauteng, 0181, South Africa

Telephone

082 893 4101

EXEMPTIONSThe FSP was not awarded any exemptions from the Act.
PRODUCT SUPPLIERS
Midori FX (Pty) Ltd markets the products of various product suppliers as set out in the “DETAILS OF PRODUCTSUPPLIERS” attached to this document.

CONFLICT OF INTEREST MANAGEMENT POLICY
Midori FX (Pty) Ltd has adopted and implemented a conflict of interest management policy that complies with theprovisions of the FAIS Act. The conflict of interest management policy is published on the website of Midori FX(Pty) Ltd at www.midorifx.com.
INDEMNITY COVER
Midori FX (Pty) Ltd holds Professional Indemnity and Fidelity cover.

COMPLIANCE OFFICER
Outsourced Compliance Services (Pty) Ltd (Registration number 2017/394441/07 andName
Practice number 7154)
Unit A30, Innovation Worx, c/o 16th and Scale End Road, Halfway House, Midrand,
Physical address
Johannesburg, 1685
Contact person
LJ DE JONGH
Telephone
072 6675991
numberE-mailinfo@outsourcedcompliance.co.za

COMPLAINTS
Should you wish to pursue a complaint, you should address the complaint in writing.
If you cannot settle your complaint with us, you are entitled to refer it to the office of the FAIS Ombud:
TelephonenumberE-mail0860 324 766
info@faisombud.co.za

The Ombud has been created to provide you with a redress mechanism for any inappropriate financial advice that you
feel may have been given to you by a financial services provider.

3|PageMidori FX (Pty) Ltd is an Authorised Financial Services Provider registered and existing in the Republic of South Africa
under registration number 2023/526901/07 and regulated by the Financial Sector Conduct Authority under license
number 53077, pursuant the Financial Intermediary and Services Act 37 of 2002 (“FAIS’).

FAIS Disclosure Document
FINANCIAL INTELLIGENCE CENTRE ACT (“FICA”)
In terms of FICA, Midori FX (Pty) Ltd is an accountable institution. We are required to identify our prospective
clients, verify the given information and keep records of the verifying documents. We are also obliged to reportsuspicious and unusual transactions that may facilitate money laundering to the authorities.

DISCLAIMER
You should note that there are risks involved in buying or selling any financial product, and past performance of afinancial product is not necessarily indicative of the future performance. The value of financial products can increase
as well as decrease over time, depending on the value of the underlying securities and market conditions. Hedge Funds
are collective investment schemes to which the prescribed provisions of the Collective Investment Schemes Control
Act (Act 45 of 2002) apply.

4|PageMidori FX (Pty) Ltd is an Authorised Financial Services Provider registered and existing in the Republic of South Africa
under registration number 2023/526901/07 and regulated by the Financial Sector Conduct Authority under license
number 53077, pursuant the Financial Intermediary and Services Act 37 of 2002 (“FAIS’).