Needs and Prospects for Ultrahigh-speed
Optical Communication Systems―Toward realization of 100 Gb/s or faster systems―

June 2005

New Energy and Industrial Technology Development
Organization (NEDO)
Incorporated Administrative Agency

Preface
Last year, we undertook an exhaustive investigation of the needs and prospects forultrahigh speed photonic technology by organizing a special working group (WG) thatconsisted of a variety of eminent Japanese researchers. This WG was established by
NEDO and had more than 40 members. The Ultrahigh-Speed Photonic Network WG
studied several interesting fields, namely, backplane technology (SWG1), LAN/SAN(SWG2), grid computing (SWG3), and the public optical network (SWG4), and focusedparticularly on their high-speed properties. After a year of many discussions, we havenow summarized our activities in one book that we have published in the form of a report
entitled “Requirements and attractive prospects for ultrahigh speed opticalcommunication systems- Towards the realization of optical systems above 100 Gbit/s”.
At the last meeting of the WG, we decided to have this report translated into English as
we wanted the US and Europe to know the way in which Japanese researchers andcompany people are thinking as regards the future of high-speed communication. Japanis working hard on activities ranging from basic research to the commercialization ofhigh-speed optical communication technology, and we want to become even more activein the near future. We will be very happy if this report encourages consideration of the
future of ultrahigh speed communication throughout the world.
June 2, 2006
Professor M. Nakazawa
Tohoku University

Preface
The New Energy and Industrial Technology Development Organization (NEDO), an
incorporated administrative agency, is expected to play the following roles as a central nationalorganization for promoting industrial technology policy.

• For commercializing new technology, to carry out research and development projects
through an advanced management capability with the concerted efforts of businessenterprises, universities and public organizations and aim at the commercialization of newtechnologies such as the discovery of technological seeds as cores for future industries,
mid-term and long-term projects as a foundation for industrial competitiveness, andresearch and development of each step toward development of practical applications, withregard to industrial technologies that will become the sources of Japan’s international
industrial competitiveness.
• For responding to such expectations, to perform its activities in a dynamic, effective andefficient manner by surveying and studying the needs and the movements of technologicalinnovation of the industrial circles on the basis of the government policies of industrial
technology and by implementing research and development assessment and activity
appraisal.

In the electronics and information technology areas, it is necessary to promote technologicaldevelopment in a strategic manner considering the status of technical variability, speed oftechnological innovation and increased energy demands for information technology
applications in order to realize an advanced information communication (IT) society andstrengthen industrial competitiveness as driving forces of the Japanese economy. In this regard,
optical communication and device technology supporting high-speed transmission of data foradvanced information communication has been an area of technology where Japan has beenahead of the world, and it is imperative to continue to develop new areas of technology in thisfield to retain a competitive edge in the future.

Under this background, the Ultrafast Optical Communication System Working Group (WG) was
organized under the Electronic Information Technology Strategic Survey Committee by theElectronic and Information Technology Development Department of the New Energy andIndustrial Technology Development Organization (NEDO) in order to focus on themes related toultrafast optical communication systems and to intensely study the future outlook for suchtechnology. While recognizing the importance to the need for ultrafast communication, this WG
selected and then studied backplane technology, LAN/SAN technology, grid technology, andpublic communication network technology as main themes.

This report has been developed by Committee Chairperson Nakazawa and committee
members, including leaders of sub-working-groups and participants from industry, academia
and governmental organizations, through their dedicated research and discussion activities.
With deep appreciation of the efforts of committee members and those engaged in drafting thisreport, we hope that its content will be used not only in the area of optical communication
technology but also in the whole arena of information and communication as well as various
interdisciplinary circles of business enterprises, universities and government organizations.

Taizo NISHIKAWA
Director General, Electronic and Information Technology Development Department
New Energy and Industrial Technology Development Organization (NEDO)
June 2005

March 2005

Electronic Information Technology Strategic Survey Committee
Ultrafast Optical Communication System Study Working Group
Working Group Member List

Chairperson
Masataka NAKAZAWA, Ph. D.
Professor, Research Institute of Electrical Communication, Tohoku University

MemberMasashi USAMI, Ph. D.
Senior Manager, Optical Signal Processing Laboratory, KDDI R&D Laboratories Inc.
Hiroshi ESAKI, Ph. D.
Professor, Graduate School of Information Science and Technology, The University ofTokyo
Shigeru OHSHIMA, Ph. D.
Chief Research Scientist, Mobile Communication Laboratory, Corporate Research &Development Center, Toshiba Corporation
Takeshi KAMIJOH, Ph. D.
General Manager, Advanced Devices Laboratories, Corporate Research & Development
Center, Oki Electric Industry Co., Ltd.
Haruhiko KUWATSUKA, Ph. D.
Senior Researcher, Optical Semiconductor Devices Lab., Fujitsu Laboratories Ltd.
(Present Affiliation: Senior Researcher, Nanotechnology Research Center, Fujitsu
Laboratories Ltd.)
Shigeru Nakamura
Principal Researcher, System Platforms Research Laboratories, NEC Corporation
Yoshihiro FUJITA, Ph. D.
Director, Science & Technical Research Laboratories, Japan Broadcasting Corporation
Makoto FURUKI, Ph. D.
Principal Researcher, Advanced Research Laboratory, Advanced Technology ResearchLaboratory, Corporate Research Group, Fuji Xerox Co., Ltd.

i

Shunichi MATSUSHITA, Ph. D.
Transmission & Components Department, FITEL Photonics Laboratory, The Furukawa
Electric Co., Ltd.
Tetsuya MIYAZAKI, Ph. D.
Group Leader, Information and Network Systems Department, National Institute ofInformation and Communications Technology
Kuniaki MOTOSHIMAManager, Optical Communication Technology Department, Information Technology R&D
Center, Mitsubishi Electric Corporation
Toshio MORIOKA, Ph. D.
Supervisor and Group Leader, Photonic Transport Network Laboratory, NTT Network
Innovation Laboratories, Nippon Telegraph and Telephone Corporation
Masanobu WATANABE, Ph. D.
Director, Photonics Research Institute, National Institute of Advanced Industrial Scienceand Technology
Osamu WADA, Ph. D.
Professor, Department of Electrical & Electronics Engineering, Faculty of Engineering, Kobe
University

Observers
Naoto KOBAYASHI, Ph. D.
Vice President, National Institute of Advanced Industrial Science and Technology (AIST)
Yuichi MATSUSHIMA, Ph. D.
Executive Director, Information and Network Systems Division, National Institute ofInformation and Communications Technology
Tetsuo SAKURAI, Ph. D.
Managing Director, The Femtosecond Technology Research Associationii

Sub-working Group Member List (Underlined names indicate leaders and sub-leaders)

SWG1 (Backplane)
Osamu WADA, Ph. D.
Professor, Department of Electrical & Electronics Engineering, Faculty of Engineering, Kobe
University
Masahiro AOYAGI Ph. D.
Research Team Leader, Opto-electronics System Integration Collaborative Research Team,
Nanoelectronics Research Institute, National Institute of Advanced Industrial Science andTechnology
Osamu IBARAGI
Research Team Vice-leader, Opto-electronics System Integration Collaborative Research
Team, Nanoelectronics Research Institute, National Institute of Advanced Industrial Scienceand Technology
Shinji NISHIMURA, Ph. D.
Senior Researcher, Network Systems Research Department, Central Research Laboratory,
Hitachi, Ltd.
Toshifumi HASAMA, Ph. D.
Group Leader, Ultrafast Photonic Measurements and Materials Group, Photonics ResearchInstitute, National Institute of Advanced Industrial Science and Technology
Kuniaki MOTOSHIMAManager, Optical Communication Technology Department, Information Technology R&D
Center, Mitsubishi Electric Corporation[Report Preparation Support]
Kazuhiko KURATA
Senior Manager, System Platforms Research Laboratories, NEC Corporation

SWG2 (LAN/SAN)
Takeshi KAMIJOH, Ph. D.
General Manager, Advanced Devices Laboratories, Corporate Research & Development
Center, Oki Electric Industry Co., Ltd.
Yoshihiro FUJITA, Ph. D.

iii

Director, Science & Technical Research Laboratories, Japan Broadcasting Corporation
Hiroshi ISHIKAWA, Ph. D.
Senior Research Scientist, Photonics Research Institute, National Institute of Advanced
Industrial Science and Technology（Present affiliation: Director, Ultrafast Photonic Devices Laboratory, National Institute ofAdvanced Industrial Science and Technology）
Shigeru OHSHIMA, Ph. D.
Chief Research Scientist, Mobile Communication Laboratory, Corporate Research &Development Center, Toshiba Corporation
Makoto FURUKI, Ph. D.
Principal Researcher, Advanced Research Laboratory, Advanced Technology ResearchLaboratory, Corporate Research Group, Fuji Xerox Co., Ltd.
Tetsuya MIYAZAKI, Ph. D.
Group Leader, Information and Network Systems Department, National Institute ofInformation and Communications Technology[Report Preparation Support]
Kosuke NISHIMURA
Senior Research Engineer, Optical Signal Processing Laboratory, KDDI R&D Laboratories
Inc.
(Present affiliation: Project Manager, Special Research Projects, KDDI R&D Laboratories
Inc.)
Toshihiro UEHARA
SeniorResearchEngineer,

Science&Technical

Research

Laboratories,

Japan

Science&Technical

Research

Laboratories,

Japan

Broadcasting Corporation
Makoto YAMAMOTO
SeniorResearchEngineer,

Broadcasting Corporation
Hideaki TAMAI
Advanced Devices Laboratories, Corporate Research & Development Center, Oki ElectricIndustry Co. Ltd.
(Present affiliation: Networks & Devices Laboratories, Corporate Research & Development
Center, Oki Electric Industry Co. Ltd.)
Daisuke SHIRAIiv

Media Innovation Laboratory, NTT Network Innovation Laboratory, Nippon Telegraph andTelephone Corporation

SWG3 (Grid Technology)
Masanobu WATANABE, Ph. D.
Director, Photonics Research Institute, National Institute of Advanced Industrial Scienceand Technology
Xi Wang Ph. D.
Researcher, Department of Information & Communication Engineering, Graduate School ofInformation Science and Technology, The University of Tokyo
Tomohiro Otani, Ph. D.
Senior Research Engineer, Optical Network Architecture Laboratory, KDDI R&DLaboratories Inc.
Hiroshi ONAKA
Director, Photonic Systems Laboratory, Network Systems Laboratories, Fujitsu Laboratories
Ltd.
Tomohiro KUDOH, Ph. D.
Team Leader, Cluster Technology Team, Grid Technology Research Center, National
Institute of Advanced Industrial Science and Technology
Satoshi SEKIGUCHI, Ph. D.
Director, Grid Technology Research Center, National Institute of Advanced Industrial
Science and Technology
Naohide NAGATSU
Senior Research Engineer, Photonic Transport Network Laboratory, NTT Network
Innovation Laboratories, Nippon Telegraph and Telephone Corporation
Shigeru Nakamura
Principal Researcher, System Platforms Research Laboratories, NEC Corporation[Report Preparation Support]
Fumio SASAKI, Ph. D.
Senior Research Scientist, Photonics Research Institute, National Institute of Advanced
Industrial Science and Technologyv

SWG4 (Public Communication Network)
Toshio MORIOKA, Ph. D.
Supervisor and Group Leader, Photonic Transport Network Laboratory, NTT Network
Innovation Laboratories, Nippon Telegraph and Telephone Corporation
Yoh OGAWA, Ph. D.
Team Leader, Advanced Devices Laboratories, Corporate Research & Development Center,
Oki Electric Industry Co. Ltd.
Haruhiko KUWATSUKA, Ph. D.
Senior Researcher, Optical Semiconductor Devices Lab., Fujitsu Laboratories Ltd.
(Present Affiliation: Senior Researcher, Nanotechnology Research Center, Fujitsu
Laboratories Ltd.)
Shinya SASAKI, Ph. D.
Chief Researcher, Network Systems Research Department, Central Research Laboratory,
Hitachi, Ltd.
Hidemi TSUCHIDA, Ph. D.
Leader, Information Photonics Group, Photonics Research Institute, National Institute ofAdvanced Industrial Science and Technology
Shunichi MATSUSHITA, Ph. D.
Transmissions & Components Department, FITEL Photonics Laboratory, The Furukawa
Electric Co., Ltd.
Itsuro MORITA, Ph. D.
Senior Research Engineer, Optical Network Architecture Laboratory, KDDI R&DLaboratories Inc.

[Report Preparation Support]
Shigeki WATANABE, Ph. D.
Research Fellow, Network Systems Laboratories, Fujitsu Laboratories Ltd.
(Present Affiliation:

Research

Fellow,

Photonics Networking

Laboratories, Fujitsu

Laboratories Ltd.)
Masateru TADAKUMA
Optical Fiber Group, FITEL Photonics Laboratory R&D Division, The Furukawa Electric Co.,
Ltd.

vi

Secretariat
Masahiko MORI
Director, Electronic and Information Technology Development Department, New Energy andIndustrial Technology Development Organization
Yoshihiro ASAHIBA
Project Coordinator, Electronic and Information Technology Development Department, New
Energy and Industrial Technology Development Organization
Misuzu SAGAWA, Ph. D.
Project Coordinator, Electronic and Information Technology Development Department, New
Energy and Industrial Technology Development Organizationvii

Contents

Introduction

Purpose and Scope of Study
Part 1 Introduction ················································································································

1

Part 2 Purpose ·····················································································································

1

Part 3 Contents of Study·······································································································

2

Part 4 Committee Members and Schedule···········································································

3

Part 5 Future Activities··········································································································

4

I. BackplanePart 1 Introduction ················································································································I - 1
Part 2 Technical Trends and Needs······················································································I - 2
2-1 Trends ························································································································I - 2
2-1-1 Equipment trends (server/router) ·········································································I - 2
2-1-2 Processor trend ···································································································I - 2
2-2 Backplane performance index ····················································································I - 2
Part 3 Electric Backplane Limitations and the Potential of Optical Technology ····················I - 4
3-1 Transmission performance (speed x distance) ···························································I - 4
3-2 Transmission density (speed/volume)·········································································I - 5
3-2-1 LSI-I/O ·················································································································I - 5
3-2-2 LSI packaging ······································································································I - 6
3-2-3 Printed wiring boards and connectors··································································I - 6
3-3 Power consumption (speed/power) ············································································I - 7
3-4 Cost ····························································································································I - 7
Part 4 Realization Form and Future Image of the Optical Backplane ···································I - 8
4-1 Parallel high density····································································································I - 8
4-2 Ultrafast systems ········································································································I - 9
Part 5 Optical Backplane Development and Technical Issues············································I - 11
5-1 Basic architecture constituent of optical backplanes·················································I - 11ix

5-2 Power consumption ··································································································I - 12
5-3 Size (density) ············································································································I - 13
5-4 Cost ··························································································································I - 15
5-5 Toward high speed and enhanced functions·····························································I - 16
5-6 Standardization ·········································································································I - 18
Part 6 Optical Backplane Packaging Technology R&D·······················································I - 19
6-1 Requirements for optical backplanes········································································I - 19
6-2 Development status of the optical backplane····························································I - 20
6-3 Technical issues toward ultrafast optical communication systems····························I - 24
Part 7 Toward Ultrafast and High Density Backplanes ·······················································I - 26
7-1 Development status of high speed and high density packaging technology anddeployment for ultrafast optical systems··································································I - 26
7-2 Deployment of ultrafast network technology ·····························································I - 28
Part 8 Summary ·················································································································I - 33

II. LAN/SAN - Digital Content Group Network Part 1 Introduction ···············································································································II - 1
Part 2 LAN/SAN Systems for Broadcasting·········································································II - 3
2-1 Introduction ···············································································································II - 3
2-2 Status of technology and trend··················································································II - 3
2-2-1 Broadcast station systems··················································································II - 3
2-2-1-1 Storage capacity and transfer rate ·······························································II - 4
2-2-1-2 Network systems··························································································II - 6
2-2-1-3 High resolution improvement of broadcast group content ····························II - 7
2-3 Expected communications technology·······································································II - 8
2-3-1 Production and delivery systems and server requirements for archives ·············II - 8
2-3-2 Requirements for network performance in production and delivery systems ····II - 10
2-3-3 Summary ··········································································································II - 10
Part 3 LAN/SAN in Digital Cinema·····················································································II - 12
3-1 Introduction ··············································································································II - 12
3-2 Status of current technology and technology trend ··················································II - 13
3-3 Commercialization efforts ························································································II - 16
3-4 Expected communications technology·····································································II - 16x

Part 4 Technical Issues to Be Solved and Approaches······················································II - 18
4-1 Ultrafast OTDM devices from the development perspective····································II - 18
4-2 Approaches to low cost and low power consumption modules ································II - 19
4-3 Fusion with LSI technology: Using opto-electronics to reestablish
Japan’s LSI technology ···························································································II - 20
4-4 Optical-optical control ultrafast switching·································································II - 23
4-5 From the standpoint of networking···········································································II - 24
Part 5 Social Impact ··········································································································II - 26
Part 6 Summary ················································································································II - 27

III. Vision for Broadband Networks Based on Grid Technology
Part 1 Introduction ··············································································································III - 1
Part 2 Status Quo of Optical Transmission/Interface Technology ·······································III - 3
Part 3 Requests for Grid and Broadband-width Communications ······································III - 6
Part 4 Requests and Problems regarding High-speed Channels ·······································III - 9
4-1 Realistic scenario and technological problems from the viewpoint of
optical communication technologies ········································································III - 9
4-2 The significance of ultrafast channels from the viewpoint of users ·························III - 13
Part 5 Ultra Broadband Network Application Technologies···············································III - 16
5-1 Technological trend for electrical signal switching···················································III - 16
5-2 Research and development on optical packet switching technology ······················III - 17
5-3 Outline of GMPLS technology and dynamic wavelength path set-up
management technology ·······················································································III - 19
5-4 Outline and advantages of optical burst switching technology································III - 22
5-4-1 Outline of optical burst switching (OBS)···························································III - 22
5-4-2 Advantages of optical burst switching (OBS) ···················································III - 23
Part 6 Technical Themes Common to Optical Packet Switching (OPS),
Optical Burst Switching (OBS) and Optical Circuit Switching (OCS) ·····················III - 25
6-1 Wavelength conversion technology ········································································III - 25
6-2 Technologies for signal reproduction and maintaining quality ·································III - 27
6-3 Signal quality monitoring technology ······································································III - 30
Part 7 Service Architecture for Grid Technology ·······························································III - 34
7-1 Service architecture for optical circuit switching (OCS) ··········································III - 34

xi

Part 8 Summary ···············································································································III - 39

IV. Public Network
Part 1 Introduction ············································································································· IV - 1
Part 2 Node Technology ···································································································· IV - 2
2-1 Outline of node functions: status and issues ··························································· IV - 2
2-1-1 Switching··········································································································· IV - 2
2-1-2 Gateway ············································································································ IV - 2
2-1-3 Signal monitoring ······························································································ IV - 3
2-1-4 Network control/management ··········································································· IV - 3
2-2 Benefit of ultrafast transmission – Comparison with electric
processing and WDM ····························································································· IV - 3
2-2-1 Wavelength management ················································································· IV - 4
2-2-2 Mass processing ······························································································· IV - 4
2-2-3 Scalability ·········································································································· IV - 5
2-2-4 Electric power consumption ·············································································· IV - 5
2-3 Technology necessary for an ultrafast optical node ················································· IV - 6
2-3-1 Add-drop, time slot exchange············································································ IV - 6
2-3-2 Modulation format conversion ··········································································· IV - 7
2-3-3 Ultrafast optical signal monitoring ····································································· IV - 8
2-3-4 New nonlinear material ····················································································· IV - 9
2-3-5 Others (optical 3R, wavelength conversion, implementation technology) ······· IV - 10
Part 3 Link (CORE, METRO) Technology ······································································· IV - 13
3-1 Outline of link technology - Current status and issues ·········································· IV - 13
3-1-1 Current status of link technology ····································································· IV - 13
3-1-2 Issues for ultrafast systems (limiting factors)··················································· IV - 13
3-2 Benefits of ultrafast systems·················································································· IV - 16
3-3 Applicability of ultrafast transmission and necessary technology··························· IV - 17
3-3-1 Ultra long haul transmission system (submarine cable system)······················ IV - 17
3-3-2 Long haul transmission system (terrestrial trunk system)································ IV - 17
3-3-3 Short distance transmission system (METRO System)··································· IV - 18

Part 4 Key Technologies for Realizing Ultrafast Optical Communication Systems ················· IV - 19
4-1 Transmitter/receiver technology············································································· IV - 21

xii

4-1-1 Ultrashort pulse light source············································································ IV - 21
4-1-2 Optical time division multiplexing ···································································· IV - 22
4-1-3 Direct modulated laser ···················································································· IV - 24
4-1-4 Electronic circuits for ETDM ············································································ IV - 25
4-2 Node technology···································································································· IV - 27
4-2-1 Optical clock extraction ··················································································· IV - 27
4-2-2 Optical memory ······························································································· IV - 27
4-2-3 Optical switch ·································································································· IV - 28
4-2-4 Wavelength conversion ··················································································· IV - 29
4-3 Link technology······································································································ IV - 31
4-3-1 Optical 2R/3R regeneration technology ·························································· IV - 31
4-3-2 Modulation and demodulation system ····························································· IV - 33
4-3-3 Chromatic dispersion compensation technology ············································· IV - 37
4-3-4 Polarization mode dispersion compensation technology································· IV - 39
4-3-5 Next generation optical fiber············································································ IV - 41
4-3-6 Next generation optical amplification technology ············································ IV - 47
Part 5 Summary ·············································································································· IV - 52

Conclusion

xiii

Introduction

Introduction
Recently, the capacity of Internet Protocol (IP) traffic has expanded greatly and the low cost
Asymmetric Digital Subscriber Line (ADSL) system has boosted the number of subscribers to 17
million. In addition, the use of Fiber to the Home (FTTH) has been growing rapidly, and a true
broadband environment based on an optical fiber network is becoming a reality. One of the key
issues in the “Second Phase Basic Plan for Science and Technology” initiated in 2001 by theJapanese government was “Information and Communication Technology (ICT)”, and indeed the
IP broadband era is making rapid progress.
With this as the foundation, there are great expectations with respect to constructing a
backbone network with lower electricity consumption, smaller space requirements, and wider
availability. A high-speed optical communication system exactly meets these needs because of its
lower power consumption associated with all-optical high-speed signal processing and simplified
signal processing at Wavelength Division Multiplexing (WDM) nodes.

The trend towards

ultrahigh speed is evident not only in the field of public optical communication networks, but also
in relation to computer/router backplanes and Local Area Networks (LAN)/ Storage Area
Networks (SAN). In addition, there is a large demand for the development of high-speed networks
for broadcasting media and medical field applications such as the real-time on-line transmissionof very high-resolution images or news without data compression and high-quality TV telephonyusing mobile phones.
Here, let us consider the benefits of “high-speed communication” by providing some examples.
For instance, the real-time transmission of super high definition (SHD) images, as mentioned
above, provides an extremely realistic sensation that will bring about significant changes intelemedicine and telesurgery. In addition, a household storage device (DVD) with a capacity ofseveral hundred Gbytes has been marketed recently, and the digital content industry is attracting
the public’s attention by producing killer software applications. These applications can be easily
combined by using ultrafast optical networks. For example, a 100 Gb/s Time Division Multiplexing(TDM) system will be able to transmit a one-hour 300-Mb/s High Definition Television (HDTV)
program in just 10 seconds.
An “earth simulator” (parallel-processing ultrafast computer), which employs ultrafast
electronic devices, is able to produce a result instantaneously against an extremely complicatedcalculation. For example, the latest earth simulator was applied to a combined atmosphere/ocean
model to analyze both atmospheric and oceanographic interactions, and it soon predicted that
there will be 120 tropical days per year and a 20% increase in rainfall in Japan 100 years from

now. Such fast computation has been made possible solely through the use of ultrafast
supercomputers. The speed of electronic devices is being rapidly increased and the gate width ofa Metal-Oxide-Semiconductor Field Effect Transistor (MOSFET) is now much less than 100 nm. If
a computer clock can operate at a speed of several hundred GHz by using such ultrafast
electronic/optical devices, it will be possible to compute much more complicated phenomena in ashorter time.
When electricity is used, the speed of router backplanes and computers is limited to less than
10 Gb/s due to their electric power consumption and dispersion, however if ultrafast opticaltechnology is used a speed of over 100 Gb/s is feasible.

It is predicted that a capacity of 1 Tb/swill be required for the backplane line rate after 2010, and therefore, electronic device speeds ofmore than 100 Gb/s will be essential.
Now, we turn to the current status of ultrafast optical technology. At recent international
conferences, a number of reports have been presented on 160-Gb/s Optical Time Division
Multiplexing (OTDM) transmission experiments, and various types of research and development
are under way on 320 Gb/s~1 Tb/s OTDM transmission with ultra-short pulses in the pico ~femtosecond regime with the goal of achieving ultrafast transmission and connection between
high-speed computers. There is every possibility of realizing such a system because electronic
devices and an optical modulator operating at 100 Gb/s have already been demonstrated. A
160-Gb/s Electrical Time Division Multiplexing (ETDM) transmission system will not be achieved
immediately, but ETDM transmission of over 100 Gb/s is likely to be realized within a few years.
The Femtosecond Technology Research Association (FESTA) Project (1995~2004), which
successfully linked femtosecond science and technology to the industrial arena, made great
technological progress in the field of ultrafast optical device/short-pulse technology and realized alarge number of groundbreaking achievements. This project was particularly influential in Europe,and triggered the launch of many projects on ultrafast optical communication including UPC,FASHION and TOPRATE. As for recent examples, Eindhoven University is proceeding with the
COBRA Project, and an HHI (Heinrich Hertz Institute) research group is working on thecommercialization of ultrafast transmission technology. At the same time, the Europe-U.S.-Japan
Symposium on Ultrafast Photonic Technology was established, and there is growing motivation
for a discussion of R&D results and the future prospects for ultrafast technologies. Thissymposium is a very important event in terms of Japan taking the initiative in future ultrafast
technology, and we hope for great progress both in the optical industry and the academic world.
It is often said that Japan, with its limited natural resources, must achieve the practical use ofadvanced technology ahead of the rest of the world to support the country’s growth through its

industrial capabilities. Now, there is a strong need for Japan to offer cutting-edge opticalindustries to the world. The creation of an ultrafast optical system of over 100 Gb/s will provide avery suitable driving force for energizing the currently stagnant economy. It will also play apositive role over the next few years in creating an advanced communication industry andgenerating many social benefits as mentioned above. To achieve these goals, we must construct
an optical industry with a broad range of technologies including new transmission systems suchas Differential Phase Shift Keying (DPSK) and Differential Quadrature Phase Shift Keying(DQPSK), related optical measurement technology, and ultrafast optical and electronic devices. In
addition, we would like to accelerate the creation of new technologies and assist the realization oftechnological breakthroughs to support the sustainable prosperity of the country.
With the above situation in mind, we formed the Ultrafast Optical Communication System
Study Working Group in 2004 to create new optical industries and drive advanced technologies,
and we have pursued discussions from various directions. This report was developed based on
discussions related to such themes as the technological potential and future direction of Japan,
where we took particular account of system developments that can be achieved throughcollaborations between industry, academia, and government, based on the urgent need forhigh-speed systems.
This report constitutes an intense discussion of the application of optics to ultrafast backplane
technology, LAN/SAN, grid computing technology and public communication networks as these
are regarded as the areas with the greatest need for ultrafast optical communication. Readers willfind an exchange of in-depth arguments with an eye to the future, which I believe makes thisreport noteworthy as an indication of Japan’s strengths with respect to high-speed communication.
I wish to express my sincere gratitude to all the committee members who contributed
considerable time and effort to the discussion and writing of this report, which I hope will assist
the future development of Japan’s optoelectronic industry.
NAKAZAWA Masataka, Professor, Ultrahigh-speed Optical Communication Research Group,
Research Institute of Electrical Communication,
Tohoku University

Purpose and Scope of StudyPurpose and Scope of Study
Part 1 Introduction
The Ultrafast Optical Communication System Study Working Group is positioned under theElectronic Information Technology Strategic Survey Committee formed by the Electronic andInformation Technology Development Department of the New Energy and Industrial Technology
Development Organization (NEDO). The Electronic Information Technology Strategic Survey
Committee mainly aims at creating road maps and technology maps and includes the
Semiconductor WG, Usability WG, Computer WG, Storage and Memory WG, Network WG andInterfield and Regulation WG. At the same time, the Ultrafast Optical Communication System
Study Working Group was not necessarily intended to create roadmaps and technology maps as
its main purpose. The accomplishments of the Ultrafast Optical Communication System Study
Working Group are reflected in the roadmaps of the Network WG, Computer WG, etc. as needed
through reports and the secretariat and by means of committee members participating in multiple
WGs. The goal of the Ultrafast Optical Communication System Study Working Group is to develop
and consider in-depth arguments relating to the theme of ultrafast optical communication systems.

Part 2 Purpose
The purpose of the Ultrafast Optical Communication System Study Working Group is to study
next-generation ultrafast optical communication systems, and to clarify the feasibility of ultrafast
optical communication technology over 100 Gb/s. It is expected that the future image of ultrafast
optical communication systems having a focus on potential for commercialization will be used forthe following purposes:
A. Creation of research and development strategies and proposal/management systems for new
and existing projects of NEDO and the Ministry of Economy, Trade and Industry (METI), etc.
B. Determination of directions for research and development of optical device/systems, etc. inbusiness corporations and research laboratories.
C. Early commercialization of research results in the research laboratories of the Femtosecond
Technology Research Association, the National Institute of Advanced Industrial Science andTechnology (AIST) as well as private sector companies participating in the Femtosecond
Technology Project (which was completed in FY2004) promoted by NEDO and METI.
D. Determination of directions for continued joint study of the Femtosecond Technology Project inwhich AIST is playing the major role.
E. Development of road maps and technology maps for the Electronic Information Technology

1Strategic Survey Committee, Network WG, Computer WG, etc.
Ultrafast optical communication technology of over 100 Gb/s represents the leading-edge of basic
technology. Technology development in this area will continue to be needed with an eye toindustrialization and commercialization. We hope the reports of this WG will be used for such
purposes.

Part 3 Contents of Study
Discussions about ultrafast optical communication systems have mostly centered on public trunk
network communication systems. Progress in this area, however, was affected by the collapse of
the bubble economy, and an applicable system of 40 Gb/s is belatedly coming to market.
Therefore, we have decided to broaden the scope to other fields and examine several systems,
without limiting the application area of ultrafast optical communication technology to only public
trunk network communication. In this study, we have taken up system themes for which
high-speed/high-capacity communication is used at present and there are needs for ultrafast
optical communication with an increased communication volume requirement in the future.
The first theme adopted was the backplane that takes charge of communication within the router,
server, etc. Because the existing backplane that transmits information by parallel processing of anelectric signal of about 2.5 Gb/s is reaching the limit of communication capacity, the introduction of
new optical technology is required. In NEDO’s Super-High Density Electronic System Integration
project that was completed in FY2003, the study of optical backplane was carried out, and thiswork was followed by the Optical/Electronic SI Research Partnership (Hyper-SI Project) of AIST. In
this theme, the potential for an increase in speed of the optical interconnection in the backplane isbeing explored.
The second theme selected was local area network (LAN) and storage area network (SAN)
technology. At present, 10 Gb/s Ethernet is in commercial use, and 100 Gb/s Ethernet is the next
milestone. For ultrafast LAN/SAN in the future, however, Ethernet does not necessarily serve as asolid basis for planning. In the case of short distance communication such as communication
between devices and in a local area network, parallel fiber transmission or space divisionmultiplexing and wavelength division multiplexing can compete with ultrafast optical technology. In
this connection, we have made an attempt to clarify the need for ultrafast communication from theviewpoints of applications and content.
The third theme is grid technology. Grid technology and ultrafast optical communication
technology are not necessarily related directly to each other, but it is apparent that ultrahigh2

volume communication is needed in the development of grid technology. Grid computing provides
services by combining multiple resources of different domains on networks. Since grid technology
is anticipated to cover the communication route and communication wavelengths as part of theresources to be managed, it is necessary to study the impact of ultrafast communication andlarge-capacity communication on grid technology.
Finally, public communication networks make it necessary to renew the study of ultrafast opticalcommunication systems and their elemental technology. Device technology and elemental
technology have much in common with the above three above themes. Thus, elemental
technology and device technology that have been previously studied can provide importantlessons for implementation of the other study themes.
After the WG selected the four themes mentioned above, a sub-working group (SWG) for eachtheme was established as follows to proceed with the study.
● SWG 1 (Backplane)● SWG 2 (LAN/SAN)● SWG 3 (Grid technology)● SWG 4 (Public communication network)
Before starting the discussions within each SWG, the following items were proposed as study
tasks in order to proceed based on needs rather than technology seeds.
A. Where and how will ultrafast optical communication technology over 100 Gb/s be used?
B. What are the benefits of using the technology?
C. What will the system structures, necessary device functions and specifications be like?
D. What system changes will be needed for 100 Gb/s communication technology?
It was assumed that it would be difficult to obtain clear answers to all the above questions, but werequested answers to the extent possible.

Part 4 Committee Members and Schedule
The chairperson of the Ultrafast Optical Communication System Study WG is Professor Masataka
NAKAZAWA of the Research Institute of Electrical Communication of Tohoku University. The WG
consists of researchers from a number of disciplines ranging from systems to devices, and WG
and SWG committee members include representatives from AIST, the National Institute ofInformation and Communications Technology (NICT), Nippon Telegraph and Telephone3

Corporation (NTT), KDDI, Japan Broadcasting Corporation (NHK), universities and businesscorporations, etc. The role of the secretariat was played by the Electronic and Information
Technology Development Department of NEDO. (Please refer to pgs. i to vii for a list of committee
members.)
This report was completed after serious discussions by the participating researchers held within ashort period of time of just six months from October 2004 to March 2005. The WG and SWG
meetings were held according to the following schedule.

WG and SWG Meetings
WG• September 29, 2004

1st WG meeting held

• December 17, 2004

2nd WG meeting held

• March 16, 2005

3rd WG meeting held

SWG-1 (Backplane)• December 3, 2004

1st SWG meeting held

• February 3, 2005

2nd SWG meeting held

SWG-2 (LAN/SAN)• November 11, 2004

1st SWG meeting held

• January 26, 2005

2nd SWG meeting held

• February 21, 2005

3rd SWG meeting held

SWG-3 (Grid technology)• December 5, 2004

1st SWG meeting held

• January 13, 2005

2nd SWG meeting held

• February 23, 2005

3rd SWG meeting held

SWG-4 (Public communication network)• November 26, 2004

1st SWG meeting held

• December 15, 2004

2nd SWG meeting held

• January 27, 2005

3rd SWG meeting held

• February 23, 2005

4th SWG meeting held

Part 5 Future Activities
Although this report has been completed, the WG will continue its activities in FY2005 to carry out

4the following activities:
A. To hold a meeting (scheduled for June 6, 2005) for the general public to publicize thecontent of this report for common use.
B. To study extraction of technology and specifications commonly necessary for the four
themes.
C. To continue activities and further studies by the SWGs requiring a broader and morein-depth examination.
D. To establish a new SWG to continue the study if it is required for a new field other than thatcovered by the four SWGs established thus far.
E. To extract more detailed tasks and select study themes to identify research projects forrealizing ultrafast optical communication systems.

5

I. Backplane

I.

Backplane

Part 1 Introduction
Backplane transmission technology is essential technology required for equipment such as routersand cross connects having an architecture that implements a high speed signal termination
function and a switching function using different cards. For example, in a router containing multiple
numbers of 10 Gb/s line interfaces, a 10 Gb/s signal is deployed in parallel at 10 Gb/s x 4, and aswitch card and a line card are connected by electrical wire. As greater speed and more capacity
are required, the serial transmission speed of the backplane needs to be increase from the current
2.5 Gb/s to 10 Gb/s and then to 40 Gb/s. Although, the backplane transmission requires highspeed circuit technology with complex functions such as delay equalization function, and deskew
function between parallel signals, 10 Gb/s is expected to be the maximum limit due to power
consumption restriction. Optical backplane transmission technology is a promising new technologythat will avoid the above mentioned bottleneck in electrical input/output (I/O) technology.
This report first discusses the necessity of optical backplane technology based on advances in theprocessing speed of the electrical router, and clarifies the potential functions and performance of
optical backplane technology. In addition, it discusses the status and future techniques which will
become the core of optical backplane technology, including optical interconnection, OE/EO
conversion LSI circuits, and optical connectors. Further, it also discusses optical backplane
implementation technology such as optical boards and multi-channel optical connectors forparallel optical fiber links, which were developed in the Super-High Density Electronic System
Integration Project as core optical backplane technology. Finally, it discusses three-dimensional
LSI chip technology, wavelength division multiplexing (WDM) technology, and optical time divisionmultiplexing (OTDM) as future technologies for ultrafast and large-capacity optical backplane
technology, and summarizes related technological issues.

I-1

Part 2 Technical Trends and Needs
2-1 Trends
2-1-1 Equipment trends (server/router)In information processing, equipment represented by the server/router, demand for utility is
expanding and components are becoming commodities at a far greater speed than in the past. In
this environment, high performance information processing equipment is not based on a central
processing unit (CPU) or a single piece of equipment such as a hard disk. Rather, the trend torealize high overall system performance by connecting function blocks called a blade system inparallel at the backplane is becoming noticeable.
Because of this trend, a blade structure is beginning to be used in many types of information
processing equipment, especially high-end servers and routers. The blade structure has threeadvantages: (1) it provides the flexibility of adding functions at will, (2) it has scalability to realize alarge capacity by parallel arrangement, (3) and it has high reliability due to switching functions
among the blades at the time of a failure. Because of this, a blade structure will be used not only
across a wide area from high-end to mid-range equipment, but the need and demand for higher
backplane performance (communication capacity, size, etc.) will increase.

2-1-2 Processor trend
Improvement of slow processor performance using finer design rules is one of the factors that willserve to more rapidly disseminate use of a blade structure. Processor performance is an offshootof the performance improvement called Moore’s Law, where packing density is improved twice
every 1.5 years and high performance is achieved by clock speed accompanied by integration
improvement.
However, from 2002 or so when semiconductor fine patterning technology reached close to the
100 nm level, an increase in current leakage and power-related problems surfaced, and there hassince been slow improvement in the clock speed of processors. Given this situation, the trend torealize improved equipment performance not by improvement in the performance of a single
processor but by using a blade structure with parallel drive of multiple equipment is becoming
obvious.

～50cm

Backplane
バックプレーン

50～60cm

2-2 Backplane performance index～50cm

The blade structure of a backplane consists of a

～20cm

processor installed on a card called a line card, a
コネクタ
Connector

network interface, a card called a switching cardthat interconnects line cards using a star shapedcard
ラインカード（～8枚）～5cm Line(up to 8 sheets)

スイッチカード
Switchcardconnection, and a backplane that connects bothcards (Fig. I-2-1).

Fig. I-2-1 Example of blade structureI-2

Fig. I-2-2 shows the expected performance
regarding processing capacity for a line card and a
100000switch LSI mounted on a switch card.
Based on technology demand relating to theservers and routers is expected to double
annually.

容量(Gbps)

capacity of equipment backplanes used for

10000
Capacity (Gbps)

equipment trend, the information processing

Need of

SW容量（半二重）
Switch capacity (Half duplex)
Linecard I/O
ﾗｲﾝｶｰﾄﾞI/O

I/Oボトルネックのbreakthroughブレークスルー必要

for I/O bottleneck

2560
1280

1000

640
320

320

160

160

100

80
40

As of 2004, backplanes utilizing an electric signal
and wiring attained an average processing
capacity of approximately 160 Gb/s with a

20

10
2003

2004

2005

2006

2007

2008

2009

年次
Year

switching LSI, and that the need for additional

Fig. I-2-2 Processing capacity trend of

capacity will grow to nearly 1.2 Tb/s by aroundcomponents inside equipment [1]2007.
It is considered that it will be hard to realize 1 Tb/s,
which is ten times the processing capacity of thatin 2004 without a technological breakthrough.

I-3

Part 3 Electric Backplane Limitations and the Potential of Optical Technology
The most important technological advantage of the blade structure is found in the compact
connection among multiple functional cards. For such a purpose, backplane performance isdetermined based on the following three considerations.
(1) Transmission performance (speed x distance): It is essential to realize long distance (1 m ormore) communication without losing high speed signals.
(2) Transmission density: It is imperative to have high density to realize large capacity processing
with compact equipment.
(3) Power consumption: In order to facilitate cooling and reduce operating cost, lower power
consumption is indispensable.
The discussion below covers the status of the electric backplane and the potential of opticaltechnology in accordance with the three above considerations.

3-1 Transmission performance (speed x distance)
The conventional backplane was realized by means of a method that communicates throughelectric signals. In the past, when the backplane requirement was10 Gb/s or less in signal speed
and 1 m or less in transmission distance, there was very little motivation to apply opticaltechnology which requires an increase in the number of components related to the backplane (thesignal process itself is realized in the form of electric signals).
However, with 2007 in mind, a backplane link capacity of 100 Gb/s or more (backplane capacity
could be 1 Tb/s or more by using multiple units) will become necessary. In order to make a link
capacity of 100 Gb/s transmission (1 m) compatible, as electric signal attenuation is large in anelectric backplane, a technological breakthrough is required both for the required link capacity andtransmission distance. For this reason, it is expected that a link capacity of 100 Gb/s andtransmission distance of 1 m will be realized by applying optical technology capable of low-loss
signal transmission.

1000G

Link capacity

Array optical interface

100G

Backplane market needs area
Optical communication
OC-768Yellew-Stone
CEI

10G
XAUI、3G-I/O
Mitsubishi

10GBT

Electric transmission

10G Etherfiber channel

OC-192PC built-in Drv
Infiniband

1G
On PCB< 10 cm

Backplane～1m

1G EtherLAN
Betweencabinets ～1000m
10～100m

Communication
NW＞10000m

Transmission distanceFig. 1-3-1 Transmission performance [2]I-4

3-2 Transmission density (speed/volume)
A blade structure aims at realization of a high level of system performance through the integrated
installation of multiple functions in a small amount of space. Thus, the key performance index for a
backplane is how to realize high capacity communication in a minimum amount of space.
In order to achieve a high speed and high density backplane, it is imperative for transmission
density, which is realized by LSI-I/O, LSI packaging, and printed wiring boards and connectors, toimprove in parallel. The status of each of these components and issues and expectations related
to optical technology are described below.

3-2-1 LSI-I/O
In order to improve backplane transmission density, it is essential to first know how much signal
capacity can be obtained from the silicon die of an LSI (switching LSI to which signal wiring
concentrate especially).
For transmission density improvement, there are two options: improvement in clock speed andimprovement in the number of wirings. Scaling up silicon die size in order to increase the numberof wirings will cause a sharp increase in manufacturing cost associated with a decline in
manufacturing yield. (Regarding the narrower pitch of wire derived from a silicon die in view ofmanufacturing engineering, it is difficult to achieve a narrower pitch than the current 100 μm or so.)Due to this fact, technical emphasis on clock speed improvement will now be needed. While aneffective clock speed increase for electric signal transmission can be realized by pre-emphasis or
multilevel signaling, realization of high density LSI-I/O with less circuit scale is expected with
optical technology that does not need pre-emphasis as it is estimated that a circuit scale increase
may become a bottleneck.

Clock speed (Gbps)

1000

6Tbps
3
1

100

100G
High speed transmission limits(substrate loss, etc.)

10Electric wiring
XAUI
infiniband S-ATA

1

1

Pre-emphasis
multi signaling
High PKG I/O limit

PCIexpress

10
100
Number of wiringｓ (I/O)
Fig. I-3-2 Status of LSI-I/O [1]

I-5

1000

3-2-2 LSI packaging
In realizing backplane capacity, an increase in LSI package capacity will become an issue. When 1
Tb/s of backplane signal is stored in a LSI package for signal processing, 250 pins (differential
signal line for independently sending and receiving) are necessary (the LSI package as a wholewill be at the 1000 pin level, see Fig. I-3-3) in case high signal pins for 10 Gb/s are used. If electric
signal lines of 10 Gb/s are integrated at a high density with 250 pins, the impact of noise may besignificant. Therefore, a breakthrough in optical technology which enables signal input and output
with low noise and low loss is needed.

Number of SWLSI signal I/O

10000
Electric 2.5G (differential)
Electric 5G (differential)
Electric 10G (differential)

1000

1024

Need for breakthroughof I/O bottleneck

512

250I/O

256
128

100

64

~1Tbps
10
100

1000

10000

SW capacity (Gb/s)
Fig. I-3-3 Status of LSI package [1]3-2-3 Printed wiring boards and connectors
Printed wiring boards (PWB) that connect packages requires high density wiring for high speed
signals. Considering signal input and output, even when a ball grid array (BGA) package that issuitable for high speed input and output is used, the distance between ball grids needs 1000 μm to
reduce crosstalk. (Therefore, PWB wiring connected to the BGA requires a basic structure of 1000μm pitch.) On the other hand, when an optical interconnection is used, a signal interval as short as
125 μm (it can be further reduced to around 50 μm by using waveguides) (Fig. I-3-4) can beachieved with a ribbon fiber. Therefore, optical interconnection technology is necessary to improvePWB transmission density.
A guideline for the length of connectors used for a backplane is a width of 100 mm or so for a 19
inch rack, but a connector with a 100 mm width may not attain the required transmission capacityof 1 Tb/s in connections between backplanes using electric signals. Thus, use of an opticalinterconnection is expected to reduce the distance between wirings.

I-6

Ribbon fiber

10000
BP connector width(mm)Connector/BGA

125 μｍ 250 μｍ
1000 μｍ

Optical waveguide (multi modes)

Light 10G(0.25mm pitch)

1000～50 μｍ ～100 μｍ

1024
512

500mm

256
128

100

64

256

Connector width limit

128
64

32

10
100

Differential wire ：2000 μｍ(Crosstalk between wires is a bottle neck)

Electric 2.5G (1mm pitch)
Electric 5G (differential)
Electric 5G (differential)~1Tbps161000

BP connector width (mm)10000

Fig. I-3-5 High density of connectors [1]Fig. I-3-4 High density of PWB [1]3-3 Power consumption (speed/power)
In order to pursue the achievement of a large capacity backplane for use inside equipment, a
reduction in power consumption is essential. Power consumption for servers and routers is limited
at present to several kW taking cooling conditions and running cost into account. Further, in light of
the Kyoto Protocol, further expansion is difficult.
Therefore, in a situation where transmission speed per wire is increasing, power consumption
which tends to increase has to be reduced to 10 mW/Gb/s or less. So, it is expected thattransmission effectiveness with optical interconnection technology may enable signal transmission
with high power effectiveness. Optical devices enabling transmission with low power consumption
centered on the vertical cavity surface emitting laser (VCSEL) have a greater potential capability
than a local area network (LAN) to realize power savings and miniaturization by limitingtransmission speed as required by a backplane.

3-4 Cost
Table I-3-1 Power consumption trend per unit speed [1]A cost reduction for electric signal wiring to
be used for a backplane is easy to achieve

Capacity

Power consumption per 1Gbps (mW/Gbps)

as the component count is small due toper lineinterface commonality with the LSI circuit(Gbps)

Electrictransmission(present)

Electrictransmission(Development)

Opticaltransmission(present)

that processes electric signals. As a result,

2.5

20 to 30

10 to 12

To 70

Preemphasis/equalizewhen optical technology is used for a
backplane, a lower cost is possible due to10

full integration with the electric signal LSI

30 to 50

Conversion
to CMOS

10 to

Low bit/multi valuation

and also a reduced number of components

40

needed for assembly.

I-7(50 to 70)

To 30(10) Expectation

Part 4 Realization Form and Future Image of the Optical Backplane
Optical interconnection represents a breakthrough over conventional backplane technology using
an electric interconnection in terms of transmission performance (speed x distance), transmission
density, and power consumption. When an optical interconnection is used for a backplane, twoarchitectures for a switching system can be considered, one with an electric switch and the otherwith an optical switch.
The architecture with an electric switch consists of an optical interconnection for only input/output
and switching itself uses a conventional electric switch. A large capacity can be realized, thereby
easing bottlenecks such as the aforementioned transmission density by using opticalinterconnection. However, optical-to-electrical conversion at the switching system, compared withthat of the optical switch, will create further overhead. On the other hand, by using an electric
switch conventional technology can be used for complex processes such as avoidance of data
collision inside the switching system and communication protocol between line cards/switch cards.
The structure with an optical switch can realize total input/output and switching in the form of an
optical signal. By using an optical switch, dramatic miniaturization of the switching system can also
be realized. However, only msec order micro electro mechanical system (MEMS) technology canbe used for a multi port optical switch at today’s technology level, and switches with a nsec order
required by communication protocol to be used in routers have not yet been developed. Also, an
optical switch without memory is not able to handle complex process such as avoidance of data
collision, and it will be necessary to develop a new system architecture centered on the collision
avoidance process. As a precondition of the above two backplane forms, two potential directions
for the evolution of optical back plane technology (parallel high density and ultrafast) will be
examined below.

4-1 Parallel high density
Through use of optical interconnection technology, high speed, high density and low power
consumption LSI input/output is expected to be realized. By miniaturization of VCSEL/PD arraysand drive circuits, it is possible that a switch capacity exceeding 1 Tb/s, which is the maximum limit
for electric interconnection, can also be achieved.
Fig. I-4-1 shows an example of a system architecture which realized a large capacity using opticalinterconnection (switch capacity of 2.5 Tb/s). By arranging 32 signal transmitter/receiver sets oneach side of an LSI consisting of four sides, a 2.4 Tb/s capacity can be realized (around 0.5 mm
per transmitter/receiver set).

I-8

B.I

Traffic
manager

Networkprocessor

Optical interfaces
Optical backplane(2 x 128 waveguide)

B.E.

CPU

L.E.

L.I.

shared16 sheets

memory80Gbps line cardCrossmatrixSW

Electric signal
processing

10.3125Gbps x 256

L.I.: Line Ingress
B.E.: Line Egress
B.I.: Backplane Ingress
B.E.: Backplane Egress

Fig.I-4-1 Example of system structure using compact/high density connection(Switch capacity 2.5 Tb/s) [1]

4-2 Ultrafast systems
By means of optical transmission technology advancement, when a 40 Gb/s or more ultrafast
optical transmitter/receiver is realized with a compact size and low power consumption device, as
the structure in Fig. I-4-2 shows, a further increase in capacity to 2.5 Tb/s will become feasible.
However, normal circuit miniaturization of input/output for the 40 Gb/s level is considered to bedifficult as it requires an arrangement of eight signal transmitter/receiver sets per side with arounda 2 mm width per transmitter/receiver set. So, in combination with a high speed compact size
optical switch with nsec level switching speed which is expected to be realized in the future (32 by
32), an ideal architecture to eliminate integration of the optical conversion circuit at the switchingsystem where input and output of signals concentrate. However, when an optical switch without
memory is used, a new control switching mechanism will need to be developed in order to avoid
signal collision. (A potential procedure will be to send out after setting up store and pass at thecard side without having a collision avoidance buffer inside the switch.)

Resolution proposal by TDM

B.I

Traffic
manager

L.E.

40GbpsNetworkprocessor

Optical backplane(2x32 waveguide)

CPU

B.E.

L.I.

Sharedmemory16 sheets

80Gbps line card

Opticalcrossmatrix SW

40Gbps TDM
2.56Ｔbps
32 x 32
Crossbar
Optical SW(40Gbps) x 64

Fig. I-4-2 Ultrafast optical interconnection/Example of system structure using light(switch capacity

I-9

2.5 Tb/s) [1]Reference Literature[1] Shinji Nishimura, Implementation issues for router/server improvement and OEIC expectations,Optoelectronic Industry and Technology Development Association, Optical Integration
Technology Feasibility Investigation Committee (Sep 2004)[2] Optoelectronic Industry and Technology Development Association, Optical Circuit
Implementation Technology Roadmap (Sep 2003)

I - 10Part 5 Optical Backplane Development and Technical Issues
5-1 Basic architecture constituent of optical backplanes
In servers and routers, multiple process boards called a processor or line card are connected.
With serialization of the electric interface, the architecture is such that each card is connected
through a switch card. Normally, each card is connected through a wiring board that is located in
the back section of each piece of equipment. This wiring board is called a backplane. Connection
between the boards of an optical backplane is made by an optical transmission channel consistingof an optical interface which converts between an electric signal and an optical signal on theprocess board, and an optical connector which connects the optical transmission channel andoptical transmission channels as basic constituents. The key issues are low power consumption,
size and cost.
Current architecture design practice arranges multiple channels mounted in a block to reduce cost
per port. In the beginning, the optical interface was individually modularized and placed at theedge of the board, but a high speed electric transmission section to which system LSI and opticalinterface are connected on the card remained and space for modules was still needed. Therefore,
this was not user-friendly compared to the electric type. An architecture where system LSI has
optical ports at the package level through integration of system LSI and the optical interface is now
the mainstream approach. With a super miniature optical interface and electric transmission
enclosed in a package, the issue of optical technology application in equipment is expected to beresolved.
In the optical transmission channel, a multi-core multi-mode optical fiber is applied because of its
low loss and ease of optical connection. In the beginning, this architecture will be put to practicaluse, although in recent years development of an optical print board in which a polymer opticalwaveguide is placed on the print board has intensified. The eventual issue will be a practical
optical coupling structure, and this will take several more years to achieve practical use. However,when optical channels increase in the future, a mounting structure where electric connections andoptical connections will be implemented together at the same time is expected in terms of cost andhigh density [1][2]. Fig. I-5-1 shows the basic structure of an optical backplane and its mounting form
trend. Major points regarding these structures will be described below.

I - 11

Opticalbackplane
光ﾊﾞｯｸﾌﾟﾚｰﾝ
Logic
LSI
ﾛｼﾞｯｸLSI
Future将来
optical PWB
光プリント板方式
method
光回路基板と光I/O接続、チップ間光接続
Opticalcircuit board connection with optical
Opticalconnection between chips
LSIパッケージ搭載と同時に光接続
Optical connection as soon as LSI package
mountedﾛｼﾞｯｸLSI
Logic
LSI

Opticalcircuit board
光回路基板

Optical光コネクタ
connector

光導波路
Opticalwaveguide
Opticalwaveguide
光導波路
光ファイバ
Opticalfiber
Optical光コネクタ
connector

Present
現在
optical fiber
光ﾌｧｲﾊﾞ方式
methodシステムLSIパッケージに光I/Oを内蔵
Optical I/O built-in system LSI
光ファイバとコネクタ接続
Optical fiber connection with connector

光ファイバ
Opticalfiber

Optical

光コネクタ
Optical transceiver(Optical I/O) cconnector
光トランシーバ(光I/O)

ﾛｼﾞｯｸLSI
Logic
LSI
Conventional
従来

Optical I/O built-in system LSI
システムLSIパッケージに光I/Oを内蔵
光ファイバとコネクタ接続
Optical fiber connection with connector

Fig. I-5-1 Basic structure trend of optical backplane

5-2 Power consumption
In an optical backplane system which replaces only a part of the conventional electric transmission
with optical transmission, power consumption caused by the conversion between light andelectricity will increase. A study that includes the electric transmission section between system LSI
and the optical interface is thus necessary. Fig. I-5-2 shows a simulation result of electrictransmission speed and distance. In electric transmission, the transmission channel is frequency
dependent and the faster the greater the loss. Normally, transmission distance is 20 to 30 cm with
10 Gb/s against a distance of 1 m required by a backplane. Due to this fact, during transmissions
exceeding several Gb/s, the transmission distance is being stretched by two methods, apre-emphasis where some amount of wave form is deformed inversely in advance in proportion tothat of anticipated wave form degradation at the transmitting section, and an equalizer in thetransmission channel where the deformed wave due to frequency dependency at the receiving
section is inversely compensated. Recently, a method to improve effective transmission speed bymulti-level has been studied. Because of this, around 1 m of transmission distance with 10 Gb/s is
now possible. However, these methods require an additional circuit in the electric I/O section andpower consumption in the I/O section increases. Enough amplitude is required to protect against
any loss in the transmission channel, thus, the power consumption increases as the speed
becomes faster. On the other hand, with the structure described in Part 5-1 where an opticalinterface is installed in the LSI package, the transmission distance is quite short as the electrictransmission section is enclosed in the LSI package, and amplitude may be small without theadditional circuit for pre-emphasis [3]. Due to this, power consumption at the I/O between system
LSI and the optical interface may be lower than at the I/O of normal electric transmission. PowerI - 12consumption at the optical interface section has been designed to be low by using a verticalsurface emitting laser (VCSEL) as the light source[4], and applying CMOS for a driver LSI and a
receiver LSI resulting in around several 10 mW/channel with transmitter/receiver which is almost
the same power consumption with that of the I/O between the LSI’s. Toward larger capacitytransmission, there are measures such as increased channel numbers and channel speed. With
direct modulation using VCSEL, 20~25 Gb/s may be the limit, and it is considered to be better interms of total power consumption to improve channel speed up to that. For speeds that exceed thislevel, an external modulator is required. While it may take several more years to develop, a
modulator using Si photonics technology is being studied, and when low drive voltage is realized itwill have greater potential to become a low power consumption modulator than with electrictransmission. At this time, optical application is expected for not only connection between optical
backplanes but also between board LSI.

Data
rate (Gbps/ch)
データレート(Gbps/ch)40

Area光インタコネクションの領域
of optical interconnection

ﾕﾆｯﾄ内
Insideunit

ﾕﾆｯﾄ間Optical backplane
光ﾊﾞｯｸﾌﾟﾚｰﾝ
between units

10

Limit for normal
通常の構成での限界

Between
装置間
equipment

structure

Limit in case of speed-up
高速化の工夫を行った場合の限界
schemeﾌﾟﾘｴﾝﾌｧｼｽ、イコライザ
Pre-emphasis,equalizer,
クロストークキャンセル
crosstalkcancellation
低誘電率基板等

Wallfor electric
電気伝送の壁transmission

最大伝送距離(m)Max. transmission
distance (m)10.1

スイッチボード
Switch board

Fig. I-5-2

1

バックプレーン
Backplane10

ラインカードLine card

Electric transmission speed and transmission distance

5-3 Size (density)
Compared to an electric backplane, an optical backplane can easily facilitate high density
interconnection over a wide band. In order to utilize this attractive capability, miniaturization of the
optical interface and connectors (high density) is an important factor.
Optical interface
Normally, a ball grid array (BGA) board used for a LSI package is defined by the connection pad
count and size of heat sinks. Because of this, while LSI size is around several mm square, the
BGA is several 10 mm square, which leaves dead space on the BGA package. When an opticalI/O is included in the dead space, space for optical I/O installation is not needed on the print board.
The amount of dead space is about 10 cm2. Unless innovative low power consumption or heatsink technology for system LSI is developed, the difference in LSI package and BGA size may stayI - 13the same. At present, a mounted optical interface having a size of about 1 cm2 and an
optical-to-electrical converter of four channels and transmitter/receiver LSI has been realized.
Given the current technology level, optical ports for a maximum of around 100 channels can beinstalled per LSI package, which is equal to 1 Tb/s assuming a 10 Gb/s/signal. Fig. I-5-3 shows adevelopment example. Up to one-fourth of the present size is possible, and there is potential torealize up to 4 Tb/s assuming the same transmission speed. However, as the number of opticalchannels has increased to 100, the issue of optical interconnection now needs to be considered.
With miniaturization of the optical interface, the ease of optical interconnection with theaforementioned optical print board will also be an issue. Moreover, an idea for dissipating heat due
to increased power consumption is necessary.

BGA基板
BGA
substrate

CMOS system LSI
CMOSシステムLSI

Optical
光コネクタ
connector

50×50mm

Optical
10 Gbps × 4ch
光INF INF
10Gbps×4ch（送受）(transmit/ receive) at 10×11mm
＠10×11mm

Fig. 1-5-3 Development example of system LSI package installment type interface
Optical connector [5]With current optical interconnection technology, 250 μm-pitch wiring is possible and optical fiber of
125 μm-pitch is under development. By using an optical waveguide, an even narrower pitchinterconnection is possible. Considering a 1 mm width with differential-mode electric signal wiringin the print board, which is required due to loss and impedance limits, the competitive edge forwiring density is clear. In order to make full use of this advantage, optical connectors need asimilar high density increase. There are two kinds of optical connectors, an optical connector
which connects optical fiber to the above mentioned optical interface, and an optical backplaneconnector which connects optical fiber on the function card to an optical backplane. The basic
structure of connectors is arranged with an array shaped optical fiber fixed at the terminal to form aprecise alignment and by precisely putting optical fiber and optical devices or optical fiber into
position. The connector size is determined by the terminal for which the positioning mechanism(normally guide pins) was formed, and the connectable capacity per connector is determined by
the number of optical fibers used in the terminal and their transmission speed. Connectors for an
optical backplane are being developed by the Association of Supper-Advanced Electronics

I - 14

Technologies, and a signal density of several Gb/s/mm has been made possible based on
calculations that assume a signal strength of 10 Gb/s per fiber.
In the case of electric connectors, size is determined by the number of terminals and pitch, and 2mm spacing is needed due to wiring restrictions. Signal wire density is around 0.5 Gb/s/mm bydifferential with 10 Gb/s/core, and with the above optical connector a higher density is possible
than with an electric connector. One issue concerning the optical connector is that the number ofunits required needs to be reduced for cost reduction as the cost per unit is high. The need tolower cost by reducing utilization count will thus become important in optical connector highdensity.

5-4 Cost
Unlike with an electric backplane, an optical backplane can realize a high rate of transmission anda high density. On the other hand, there is a corresponding cost increase due to a higher opticalcomponent count. Cost performance, which can be obtained from performance divided by cost,thus needs to be examined. When optical backplane cost is being considered, the following threepoints need to be kept in mind. First is the component cost of the transmission section itself. Withan optical backplane, an electric transmission line on the backplane and a low-layer print board
can be used, thus the cost of the print board and electric connector can be reduced. On the other
hand, the cost of an optical interface, optical connector and optical interconnection is new. Second
is the cost reduction effectiveness in simplifying the structure of equipment by utilizing thecompetitive edge of light. Other cost reduction includes board quantity reduction through highdensity mounting and peripheral material reduction by simplifying measures againstelectromagnetic Interference (EMI). Third, through maximum utilization of high speed transmission
which cannot be realized in electric transmission, there is a lower cost due to component countreduction by means of equipment architecture modification. Fig. I-5-4 shows the cost structure ofcommon sections in equipment such as a router and server. The cost of the transmission section
itself is not significant compared with the equipment as a whole. In the past, the cost of this section
experienced more than double-digit growth as soon as the use of light was applied. In recent years,
there has been cost reduction due to improvement in manufacturing engineering and production
volume growth driven by greater demand, thus it can not be said that it is expensive because oflight.
A close examination of each piece of equipment is necessary, but considering such things asboard quantity, the cost reduction gap is becoming smaller. In order to confirm the absolutecompetitive edge of the optical backplane, component count reduction and cost performance
improvement of equipment as a whole by modification of the architecture itself as mentioned in thethird point above are key factors. While such ideas as memory reduction through load reduction on
the buffer utilizing advantages of high speed large transmission are being proposed, it has not yet
been proven with an actual commercial product as optical backplane technology development

I - 15itself has a short history. In the future, it is expected that various architectures which are excellent
in terms of cost performance will be proposed after optical backplane technology is recognized asa general technology for equipment architects.

Individual function card
個別機能カード

個別Individualfunction機能

Cost structure

Equipment structure
Physical structure

コスト構成
物理構成
装置構成

Common

共通要素
element

SW

Buff DriveBP
Mgmt r

SW
Fab
SKD

Buff
Mgmt

SW
Fab

Individual function card
個別機能カード

BP

Buff
Mgmt

個別
Individualfunction
機能

Buff
Mgmt

Equivalentcost to electric transmission
電気伝送と同等のコスト

EMI,
EMI、ノイズ対策、省ｽﾍﾟｰｽによる
Measures for noise, Improvementof
cost
performance by space saving
コストパフォーマンス向上;Driver
SKD; Scheduler
SW Fab; Switch Fabric
Buff Mgmt; Buffer Management

Improvementof cost performance
アーキテクチャによる
byarchitecture
コストパフォーマンス向上
φ; Physical Interface、Mac; Media Access Control, XP; Cross Point, PAD; Packet Ass’y Deass’yFig. I-5-4 Structure of equipment common section and cost structure

5-5 Toward high speed and enhanced functions
In the area of optical backplane technology, efforts to replace electric transmission channels with
optical channels and realize high speed large capacity which can not be achieved by the electric
method is currently mainstream. The band width of optical transmission channels still has enoughroom and research on high speed is now being pursued. On the other hand, for the optical method,
realizing sophisticated features utilizing functions such as wavelength can be expected. While theoptical backplane was introduced to the market only a short time ago, development towards more
speed and sophisticated features will accelerate once it is recognized as a generic technology.
High speed and sophisticated features are briefly discussed below.
For the moment, a throughput of 40 to 80 Gb/s per line card is sufficient. In case the transmission
speed is 40 Gb/s or more, it should be assumed that the same line card structure throughput of
320 Gb/s to 800 Gb/s per line card is required. CMOS technology development and opticalmodulation and demodulation methods have to be considered regarding how to realize such athroughput. It is expected that CMOS with 45 nm technology will be possible by 2010, and in thatcase 40 Gb/s per port will become realistic. In the case of more than 100 Gb/s, taking the process
limits of CMOS, the process speed of internal core circuits and the load of parallel/serial conversion
section into account, other LSI technology may be involved and a close examination of power
consumption and cost advantages is necessary. With optical modulation, there is a realization
issue for VCSEL direct drive at 20 to 25 Gb/s or more and an external modulator is required. WhileI - 16

it may take more than several years for realization, modulators using Si photonics technology arealso under study and practical application may not be far away when high speed and low voltage
can be verified. Development of a low power consumption receiver together with an external
modulator is also needed. For low power consumption, optimization of the receiver amplifier circuit,including serializer/deserializer (SER/DES) hardware is required, and photodetector build up on
amplifier built-in CMOS-LSI becomes necessary. With this technology development, opticaltransmission in equipment is expected to be applied for connection not only between optical
backplanes but also LSI in a board.
Multiplexing on one transmission channel with light is easy using wavelength multiplex
transmission. In case a signal is electrically multiplexed power is always consumed, but there is no
power consumption with wavelength multiplexing. Also, a multiplexed optical signal is free fromskew within a short distance. There is an idea of processing a signal as light by means ofsophisticated features, an approach which considers that improvement of throughput pertransmission channel as mentioned above, low power consumption and low cost may become
important. At present, the passive optical device is handicapped in terms of its size and costcompared with electric circuits. However, when the prospect of achieving a similar size and cost
are in sight by utilizing studies on such subjects as Si photonics, research is expected to accelerate.
Fig. I-5-5 shows the evolution of the optical backplane technology discussed so far. [1]Ch数、数10～100ch

several100 to 1000 channels
数100～1000ｃｈ

Number of channels, several 10 to 100 channels

Optical光I/OI/O
on on
BGA
BGA
1. OpticalI/O in LSI①光I/O
in LSI

Opticalfiber type
光ファイバ型
Optical光

2. Inside②ボード内
board

Opticalcircuit board type
光回路基板型
Optical光Lightinside chip
チップ内光
OpticalLSI
光I/OI/O
ononLSI

Optical
光I/O
I/O in LSI

電気
Electric

電気
Electric

Optical transmission
光伝送路
channel

2012年
2012

2007年
2007

2005
2005年

2003年
2003

Opticalfiber
光ﾌｧｲﾊﾞ

Polymerwaveguide
ﾎﾟﾘﾏ導波路

石英ﾌｧｲﾊﾞ/POF&光ﾌｧｲﾊﾞｼｰﾄ
quartz fiber/POF&optical fiber sheet

光回路基板
Opticalcircuit board

in LSIFree space
ﾌﾘｰｽﾍﾟｰｽ
3. Between
boards③ﾎﾞｰﾄﾞ間
4. Connector
in board④ﾎﾞｰﾄﾞ内ｺﾈｸﾀ
5.Optical⑤光機能回路
function circuit

One
plane
１次元

Two dimensional
2次元
Measuresfortransmission
mediachange:quartz fiber
伝送媒体変化への対応：石英ﾌｧｲﾊﾞ→ﾎﾟﾘﾏ導波路
waveguide->polymer
波長応用、新機能応用への期待
Wavelength application
Expectation of new function application
Cost gap with現技術で一桁以上異なるコスト、サイズを解決する技術
more than 1 digit, technology to resolve size issue

Fig. I-5-5 Development of optical backplane technology

I - 17

5-6 Standardization
An optical circuit packaging standardization committee has been established by the Japan Printed
Circuit Association and standardization activities for connectors and optical interfaces for a
backplane have been started [6]. In electric and electronics technologies, the supply chain has
been established over many years. On the other hand, in various components to be used for an
optical backplane, the supply chain among within industry has not yet been established.
Components and devices are being developed independently based on the views of eachmanufacturer and organization. In conventional development, improvement has been achieved
and technology has been completed by manufacturers in their own handling loop. However, withthe optical backplane, the technological area to cover is large and individual improvement among
manufacturers has its limits. In recent global competition, a system in which speedy organizationof overall optimization, including peripheral technologies, is implemented to complete technologies
may become important. Regarding standardization activities, various manufacturers relating toareas and layers are participating and close examination of technologies is possible. When the
optical backplane is taken as integrated technology of various technologies and made into a field
where standardization activities can function to integrate advantageous technologies into products,
fostering a systematically competitive product line is considered to be effective and a good resultis expected in the future.

Reference Literature[1] Optical circuit mounting technology road map (2003 version) – Overview of realization of opticalinterconnection, optical circuit mounting technology study group (edition), (Corporation) Japan
Institute of Electronics Packaging, 2003
[2] Optical interconnection technology for data transmission between LSI, Institute of Electronics,
Information and Communication Engineers magazine Vol. 87, No.11, p985-p989, 2004
[3] Hatakeyama and others: “Optical I/O built-in system LSI Module,” “Shingaku Gihou” OPE2003-187, p65 - p68, 2003
[4] Daniel Kucharski et al.”A20 Gb/s VCSEL Driver with Pre-Emphasis and Regulated Output
Impedance in 0.13μm CMOS” ISSCC 2005 SESSION12, 2005-12-2[5] Ibaragi and others: “Examination of photoelectricity compound packaging technology in thecabinet,” Institute of Electronics, Information and Communication Engineers Journal C Vol. J84-C
No. 9

p717- p735

2001[6] Ibaragi: “Activities in photoelectricity circuit packaging standardization committee,” The 20th
OPT public study material Jan 2004

I - 18

Part 6 Optical Backplane Packaging Technology R&D
6-1 Requirements for optical backplanes
Regarding the development of a roadmap for optical technology, a report by the Optoelectronic
Industry and Technology Development Association noted that to realize optical packaging
technology, it was necessary to develop technology centered on the optical backplane as shown in
Fig. I-6-1. As shown in Fig. I-6-2, at first the area above 1 Gb/s was estimated to be the area for
optical backplane application. However, electric transmission technology for high speed utilization
has been actively developed. Thus, the area for optical backplane application is shifting upwards
toward a higher speed area. However, further advances in electric transmission now face a limit
regarding the large scale of equalizer circuits and power increase potential, and the area above 10
Gb/s is considered to be the optical backplane application area. It is estimated that after 2010,
node related equipment of 100~160 Gb/s and over 1000 waves of wavelength multiplexing
technology will be required. Also, while the optical backplane is expected to become the backboneof ultrafast optical communication systems, speed and non-inductiveness of light are expected to
be key requirements. Thus, given the performance level of the conventional electric backplane, itwill be necessary to improve the performance and cost of each item as shown in Table. I-6-1.
＊光協会ロードマップ2002より
From
OITDA roadmap 2002

2000

Goal of node
ﾉｰﾄﾞ系目標
group
LAN
goal
LAN目標

2005

2010

80-300Gbpsﾉｰﾄﾞ
Node

Node
2.5Tbpsﾉｰﾄﾞ

2.5-10Gbps/ｃｈ×64-128λ2.5-10Gbps/ｃｈ×512λ

1Gbps

10Gbps

BP:電気32Mbps×32ch
BP:Electric 32Mbpsx32ch
I/O:Electric
電気250Mbps×4ｃｈ
I/O:
250Mbpsx4ch
光1Gbps
Optical1Gbst
The 1 generation mounting-第1世代光実装：
Optical interconnection
・光ｲﾝﾀｺ（ﾓｼﾞｭｰﾙ）(module)-・光ｹｰﾌﾞﾙ＆ｺﾈｸﾀ接続
Optical cable&connector
connection

2015

Node
40Tbpsﾉｰﾄﾞ

10-160Gbps/ｃｈ×2000λ

BP:Optical 100G serial
BP:光100Gｼﾘｱﾙ
2.5G×40（ch ×λ）
20G ×5（ch ×λ）
I/O:Optical1-20Gbps
I/O:
光1-20Gbps

2.5G×4（ch × λ）

I/O:
I/O:Optical1-10Gbps
光1-10Gbps
The
2nd generation
第2世代光実装：
mounting
・OE-MCM- OE-MCM
・VCSEL実装- VCSEL mounting
・光ﾌｧｲﾊﾞﾎﾞｰﾄﾞ- Optical
・SMOPfiber board- SMOP＊

1TGbps100Gbps

BP:Optical
10G serial
BP:光10Gｼﾘｱﾙ

Node
400Tbpsﾉｰﾄﾞ

The
3rd generation mounting
第3世代光実装：- IP
mounting
OE-MCM
・ AIP 実装OE-MCM- Optical
board
・光ﾎﾞｰﾄﾞ・光ﾊﾞｯｸﾌﾟﾚｰﾝ- Optical
backplane
・SMOPⅡ- SMOPII

BP:Optical
100G serial
BP:光100Gｼﾘｱﾙ

2.5G×400（ch × λ）
40G ×25（ch × λ）
I/O:Optical1-40Gbps
I/O:光1-40Gbps
The
4th generation mounting
第4世代光実装：-・ﾁｯﾌﾟﾚﾍﾞﾙ光回路（ﾊｲﾌﾞﾘｯﾄﾞ）
Chip level optical circuit(hybrid)-・高速
High speed
AIP AIP-・機能光回路付OE-MCM
OE-MCM with Function optical circuit-・高密度光ﾎﾞｰﾄﾞ
High density optical card
-・高密度光ﾊﾞｯｸﾌﾟﾚｰﾝ
High density backplane

Fig. I-6-1 Development road map for optical mounting technology

Transmission
speed (bps/ch)
伝送速度（ｂｐｓ/ｃｈ）

100G

Optical backplane
光ﾊﾞｯｸﾎﾞｰﾄﾞ適用領域
application area

speed-upof MPUMPUの高速化
10G

PentiumⅣ
PentiumⅢ

1G

PCI-Express（2.5G）

PentiumⅡElectric parallel bus
電気ﾊﾟﾗﾚﾙﾊﾞｽのtransmission
伝送限界limit

100M

PCIバス（33M）
PCI
bus (33M)
1996

1998

PCI-Express-H
Electric limit
電気の限界
（5G）
up to 10Gbps～10Gｂｐｓ2000

電気伝送の高速化
speed-upof electric transmission
From
bus to serial
バスからシリアル
Pre-emphasis
circuit addition
プレｴﾝﾌｧｼｽ回路付加
Adjustment
need for equalizer circuit
ｲｺﾗｲｻﾞ回路調整必要

2002

2004

Fig. I-6-2 Backplane speed
年 trendI - 192006

2008

Table I-6-1 Requirements for an optical backplane [1]Item
Required specifications
Reference: In case ElectricBPTransmission capacity (half>2 Tb/s<1 Tb/s
duplex)
Clock speed
10~40 Gb/s
<3~10 Gb/s
Transmission distance>150cm~15cm
Optical connector terminal<250μm~2mm
pitch
OE Module density<0.02mm2/Gb/s~0.05 mm2/Gb/s
Process delay<~100ns~100nstime(excluding transmission
channel)Power consumption<10mW/Gb/s~50mW/Gb/s
Reliability
Telcordia complied
The same on the left
Temperature resistance
Storage：-40~+80°C
The same on the left
Operation：0~50°C
Cost¥2k/40 Gb/s
¥1~10k/10 Gb/s

6-2 Development status of the optical backplane
The usefulness of the optical backplane has been recognized for some time, and R&D has been
undertaken around the world aiming at realization of the specifications shown in Table I-6-1. In thissection, major development examples and the current level of technology is discussed.
Optical backplanes are classified according to (1) the use of optical fiberboard, (2) the use of achannel type polymer optical waveguide, and (3) the use of a planer type polymer opticalwaveguide. Technology level will be described later, however at present the closest realization of
the requirements in Table I-6-1 is found with optical fiberboard. Low loss with a polymer opticalwaveguide and development for cost reduction are being actively pursued, and in the future optical
backplanes utilizing a channel type polymer optical waveguide and a planar type polymer opticalwaveguide are expected to be developed.
(1) Optical backplane using a fiber bend right angle optical connector
In the Super-high Density Electronic System Integration project (1999-2004), an optical backplane
combined with optical fiberboard and a fiber bend right angle optical connector was developed asshown in Fig. I-6-3 [2]. The advantages of low loss and high speed transmission in the optical fiber
can be utilized and the transmission channel loss is almost negligible. Also, the connecting sectionof the board adopts a structure in which it can self-lock the connector housing to float. This allows
control of the bend radius to reduce loss by bending fiber to 0.1dB or less and make a multi-corebundle connection using multiple MT ferrules. In case boards are connected through the
backplane, transmission loss as low as 0.8dB or less with multimode transmission and 1.4dB orless with single mode and stable connecting characteristics can be obtained.
An optical backplane similar to the above fiber bend right angle connector is being developed by
3M [3]. Shown in Fig. I-6-5, its structure consists of a backplane using fine wire GGP fiber (highstrength circuit fiber) and a fiber bend right angle connector using a ball and socket ferrule. The
connection loss of the ball and socket ferrule with multimode is said to be within 0.7 and 1.1dB.
In addition, the Opto-electronic System Integration Collaborative Research Team (Hyper SI
project) is pursuing higher density and cost reduction for the optical backplane of the Super-highDensity Electronic System Integration project as well as research and development on a highI - 20speed version of the Advanced Telecommunications Computing Architecture (ATCA), which is thestandard backplane for electric high speed transmission being promoted [4]. As shown in Fig. I-6-5,
in order to realize 20 mm of board mounting pitch for the optical backplane, compact housing, finewiring high Δ fiber board (Δ: refractive index differential proportion), and MTPIPE (MT ferrules with
Pre-Installed, Pre-polished both Ends fibers) are under development. While fine wiring high Δ fiber
board has a similar structure to the GGP fiber of 3M with a core diameter 50 μm, a silica glass
diameter 80 μm and a resin layer diameter of 125 μm, an outer diameter of 125 μm has beenrealized with high precision. It can be assembled directly into a MT ferrule which supports 125 μm
without peeling resin layers off, and loss can be made 0.1dB or less when Δ increases to 1.9% tobend up to the bend radius of 3 mm. In addition, an MTPIPE for ferrule assembly with a board
mounting pitch of 20 mm was made by dividing a MT ferrule into a block with polishing fiber, and afiber board terminal end with a wiring adhesive block is also under development.
In this project, the current application for the optical backplane is a development plan with athroughput of 5.6 Tb/s per backplane in 2005 by quickly completing a throughput of 2 Tb/s with 10
Gb/s/ch and making a board mounting pitch and optical connector high density. Further in the
future, single mode optical backplane development will be carried out in order to improve module
speed and wavelength multiplexing performance will also be further clarified. For example, using a
module of 100 Gb/s /ch may lead to technology capable of supporting up to around 40 Tb/s.

Parallel transmission model

384 optical wiring backplane

Fiber bend right angle connector

Fig. I-6-3 Super-high Density Electronic System Integration project development optical backplane
Backplan

Board

Fiber bend right angle connector

MT-Ferrule

Fiber

Board
6

Bending
Loss
曲げ損失（dB）

Bend slowly
within the bounds
where fiber bend
does not impact

7

5
4

design
設計点
point

3
2
1
0
2

4

6

8

10

12

曲率半径（mm）
Curvatureradius (mm)Fig. I-6-4

Fiber bend right angle connector

I - 2114

Ball and Socket Ferrule

Fig. I-6-5

Optical backplane developed by 3M [3]Connector
coupling
Right angle
connector(MF ferrule x 4)

Assemble up

6.

ATCA size(355.6mm)
ATCAｻｲｽﾞ（355.6ｍｍ）

Rear block

Polished fiber

Board mount
Pitch 20m

High density finewire height
Δ Fiber board
96 pieces/sheet

Front block8

2.5

MTPIPE structure

Fig. I-6-5 Hyper SI optical backplane(2) Optical backplane using a polymer optical waveguide
An optical backplane structure using a polymer optical waveguide was reported in the U.S. in 1998
as a result of the Polymer Optical Interconnect Technology (POINT) project [5]. In this case, a
PMMA optical waveguide (50 μm square core, 0.1dB/cm@850 nm) was used with a right angle

I - 22connection section in which a board-like optical fiber polymer optical waveguide having a large
radius of curvature was bent to a right angle to be connected by an optical connector. It wasreported that an insertion loss of 16.3dB of the total transmission distance of 50 cm, including thetwo right angle connections, was realized. 3 Gb/s operation with a 20 cm wave path was confirmed,
and there has been no report yet that an optical backplane structure has been applied to specificequipment.
DaimlerChrysler has reportedly used a low loss polymer waveguide (0.04dB/cm@840 nm) todevelop the optical backplane shown in Fig. I-6-6 for an aircraft computer. The core of the polymer
optical waveguide is as large as 200 x 250 μm, and it uses a micro mirror with a 45° optical passthat is bent at a right angle to connect perpendicular to the board connector (it has a built-in opticaltransceiver). Further, in order to increase optical coupling effectiveness, a lens is used for each
optical backplane and board connector. The loss between the optical transceivers is assumed to
be 14dB, and a transmission speed of 2.5 Gb/s/ch has been realized.

Optical backplane mounted in 19-inch rack
Optical backplane unit (up)Bus connection explanation (down)
14 slots

Right angle coupling of optical backplane and board(45° mirror and lens are used)

Fig. I-6-6 Example [6] of optical backplane using a polymer waveguideI - 23

(3) Optical backplane using optical bus sheet
An optical backplane using a planer optical waveguide (slab type waveguide) called an opticalsheet is being developed by Fuji Xerox, Aica Kogyo Co., Ltd. and Honda Communication
Industries. Utilizing features where an optical bus sheet with a planer optical waveguide having a
polymer (poly olefin) inner spread optical signals to propagate, it is the optical backplane structure
characterized by connection with an optical bus of N:N. An architecture where an optical signal istransmitted from the input edge face which cut to a 45° angle perpendicular to the sheet plane,
after a 90° optical path conversion, is made to propagate through the slab type optical waveguideand turn back and spread optical signals in a mixing area, then propagate to many output edges,
convert the optical path by 90° at the mirror plane cut to a 45° angle and received from the sheet
plane. Light input and output to the optical bus sheet is implemented by a photo transceiver which
was included in the board connector in the same way as the optical backplane of DaimlerChrysler.
The so-called “optical bus” is realized in this way, and while it still has a slow optical transmission
speed, it has been sufficiently commercialized for application to a SCSI bus (160 Mb/s x 6 bit). The
insertion loss of the optical sheet is a maximum 12.5dB (in the case of 8 ch branches), the board
connector has a built-in transceiver with a lens, and as the optical input and output edge sections
are as large as 1 mm square, connection with a waveguide is relatively easy and connection
effectiveness is as high as 1.5dB. Light is spread with this structure, and loss is larger than thatwith a 1:1 connection, as there seems to be many issues. However, when transmission distance islimited to around 2.5 Gb/s, the potential has been verified through simulation. Also, an optical bus
connection can be made with a simple structure, and as an inexpensive optical backplane can be
structured various applications are expected to emerge.

6-3 Technical issues toward ultrafast optical communication systems
The current optical backplane speed is between the Gb/s and 10 Gb/s level. Together with IT
broadband network progress, a transmission speed of 40 Gb/s is now required, and a speed
exceeding 100 Gb/s will be needed in the future. There is no problem regarding high speedtransmission for a polymer waveguide of a optical backplane or fiber optics. As the transmission
distance is around 1 m, no concern for distributed loss over a long distance is needed up to several
hundred Gb/s.
In parallel with increased transmission speed, as the light receiving/emitting area of a laser diode(LD) and photo diode (PD) for optical-electrical conversion devices is being shrinking andminimization of the core section is also required for the optical waveguide of the optical backplane,
there still is a transmittable range with both multimode and single mode. Also, optical to electricalconversion efficiency of PD in the high frequency region decreases, and loss minimization isrequired for the entire transmission system, including backplane optical connectors. Regarding theinsertion loss of the entire transmission group, 20dB or so at Gb/s is acceptable, but less than
15dB or so is required with 10 Gb/s. Therefore, is can be said that a structure using a fiber board

I - 24has an advantage as a backplane at present.
In an ultrafast optical communications system, it is effective for high speed processing to use
labeling and switching with wavelengths, which is one of the optical features. In the equipment,coarse-wavelength division multiplexing (CWDM) rather than dense-wavelength divisionmultiplexing (DWDM) is believed to be useful in view of cost performance and miniaturization. For
such a wavelength multiplexing process, a single mode transmission channel will be used for the
backplane.
In applying an optical backplane to optical communications systems, ease of maintenance
operation is one of the issues to be resolved. In particular, cleaning is a unique problem associatedwith light and as it is difficult to clean the connector section of an optical backplane in equipment.
For this reason, the development of a special cleaning device is needed.
Further, in order to promote dissemination of the optical backplane, standardization of opticalmounted components will be effective and also contribute to cost reduction. For this purpose,standardization development for a fiber bend right angle connector for an optical backplane, an
MCM connector, and a right angle optical channel conversion waveguide for AIP is underway in
the ASET ”Optical Mounted Components Standardization Project.” In addition, a JPCA Photo
Electronic Circuit Packaging Standardization Committee was established to issue standards fordomestic corporations and propose international standards to IEC/TC91[7].

Reference Literature[1] Shinji Nishimura: “Status and future outlook of the optical interconnection toward router/server
enhancement” OPT research institute study committee publication 2004-11-24[2] Osamu Ibaragi, Shouichi Kumai, Yutaka Okabe, Akira Ichimura, Takashi Mikawa: “Investigationof photo-electric compound packaging technology in the cabinet” Electronics Information
Communications Institute Journal C[3] Michael A. Meis：

Vol. J84-C No. 9

pp717-735

2001-9“Opto-electronic Backplane Technology for Cost Effective BandwidthManagement” Proc. ECTC2003

S25P7C pp1073-1076, 2003

[4] Kazuto Saitou, Hiroshi Masuda, Shuji Suzuki, Masao Kinoshita, Osamu Ibaragi, Junichi Sasaki:“High density optical wiring backplane” 2005 Shingakusoudai (Number unknown)[5] Y. S. Lui, R. J. Wojnarowski, W. A. Hennessy, P. A. Piacente, J. Rowltte, Jr. M. Kadar-Kallen, J.
Stack, Yue Liu, A. Peczalski, A. Nahata, and J. Yardley “Plastic VCSEL Array Packaging andHigh Density Polymer Waveguides” Proc. ECTC1998

pp999-1005, 1998

[6] J. Guttman, H. P. Huber, O. Krumphplz, J. Moisel, M. Rode, R. Bogenberger, K. P.Kuhn：“19-inch Polymer Optical Backplane” Proc. ECOC’99, I-354, September 1999 Niece[7] Osamu Ibaragi: “Activities at Photo-electronics Circuit Packaging Standardization Committee”
OPT research institute study committee publication 2004-1-13

I - 25

Part 7 Toward Ultrafast and High Density Backplanes
7-1 Development status of high speed and high density packaging technology anddeployment for ultrafast optical systems• Development status of three-dimensional LSI chip stacking technology
Technology for high density mounting of semiconductor LSI chips using three-dimensional
stacking is classified into package level stacking, chip level stacking and wafer level stacking.
Regarding package level stacking, stacking technology development of a compact LDI package
very close to a low-profile chip size is underway, and some products have already beencommercialized. For chip level stacking, three- dimensional LSI chip stacking technology is now at
the most advanced level in the world as a result of ASET efforts in NEDO’s Super-high Density
Electronic System Integration Project from FY1999 to FY2003. However, in terms of technology
performance, basic elemental technology has just been established. Regarding basic elemental
technologies, they include 10 μm diameter LSI chip Cu penetration electrode forming technology,
50 μm thickness LSI chip low-profile processing technology, back side insulation wiring technology,
20 μm pitch low-profile flip chip connecting technology, and 50 μm pitch multi-pin inspection
technology, etc. (refer to Fig. I-7-1). In the area of wafer level stacking, research and development
is underway in the laboratory of Professor Koyanagi at Tohoku University, and three-dimensional
LSI basic technology to simply realize a parallel process architecture for image processing andimage recognition is being established. Additionally, three private companies are carrying forward
the development of DRAM chip three-dimensional stacking technology in a three-year theme
under NEDO’s Stacked Memory Chip Technology Development Project. Establishment of volume
production of three-dimensional mounting technology is also expected to be realized. Regarding
three-dimensional stacking technology for a logic LSI chip, current efforts are not enough sufficientand approach involving industry, academia and government will be imperative in the future.

Si chip

Chip layers (4chips)

Cu penetrationelectrodeResin

Si interposer

Si interposer
Inside of three-dimensional layers

Appearance of three-dimensionalhi

Wiring atback side

Siliconsubstrate

Penetrated electrode
Semiconduc
tor circuit

Cross-section of layered penetrated electrode

Aluminum electrodeProtection glass(supporting unit)

Penetrated electrode processed to CCD

High speed interposer

Fig. I-7-1 Major achievements in three-dimensional LSI chip stacking technology in the Super-High Density
Electronic System Integration ProjectI - 26

• Development status of high density mounting technology supporting high speed transmission
As an example of high density mounting technology supporting high speed transmission, researchand development is being pursued by a research association, aiming at applications for highdensity package wiring and LSI global wiring, of a fine wiring structure appropriate for high speedtransmission exceeding 10 Gb/s using a low dielectric constant photosensitive polyimide insulation
layer. With the cooperation of ASET, a 20 μm pitch transmission channel structure has beendeveloped toward high speed digital signal transmission of 10 Gb/s, and a transmission
experiment using 10 Gb/s high speed signals has succeeded.

Cross-section SEM photo

7.5μm width

12.5μm width

17.5μm width

Characteristic impedance: 50 Ω
Low loss differential pair strip wire channel supporting 10 Gbps
high speed signal

Assessment of eye pattern laced by 12.5 mm transmission
wire channel

Fig. I-7-2 Trial model and transmission experiment of 20 μm pitch transmission wire channel structure• Deployment to ultrafast optical systems
When three-dimensional LSI chip stacking mounting technology is applied to an ultrafast opticalcommunications system, as long distance transmission of high speed electric signals of a 10 Gb/s
level is limited to use for transmission in an interposer which is set up adjoining to the inside ofthree dimensional chip stacks. Fig. I-7-3 shows an outline of an optical-electric compound modulein which the transmission range of high speed electric signals is limited to a square cm using an
optical fiber for signal input and output with the outside. It may be possible to utilize such a designin a network router for a switch module.
High density wiring interposer for internal
connection
Three dimensional chip layer

Photo Detector device

Light emitting device

Amplifier circuit chip for reception
10Gbps/h
Optical fiber
10Gbps/h
Optical fiberHigh density wiring interposer

Amplifier circuit chip fortransmission for outer connection

Fig. 1-7-3 Outline of optical-electric compound module using three-dimensional stacking technology

I - 27

While technology development supporting a high speed of 10 Gb/s per signal line in a LSI chip and
LSI package is underway, an innovative wiring technology breakthrough supporting extra-highdensity and ultrafast speed inside the chip and package is required in order to advancenext-generation ultrafast transmission technology from 40 Gb/s to 100 Gb/s. Towards this, afundamental reexamination of insulation materials, line channel structure, multilayer wiring, device
mounting methods, etc. is imperative.

7-2 Deployment of ultrafast network technology• Status and issues related to WDM/OTDM network device technology
With the start of digital broadcasting, diffusion of information home appliances, and disseminationand expansion of TV telephone use including mobile phones, a sharp demand increase is
expected for real time high image quality transmission of motion pictures using optical fiber
networks. In addition to this, the movement for high definition video by dissemination of large
screen display is steadily making progress. Further, a plan to encourage around half of current
subscribers (30 million) to switch to the Fiber to the Home (FTTH) program is underway. The
spread of asymmetric digital subscriber line (ADSL) service, which started in the latter half of 2001,
has encouraged a shift from conventional character information to image information, and thegrowth rate of Internet traffic has jumped 20-fold. The shift to motion picture information bydiffusion of FTTH is expected to show a dramatic increase rate trend in a similar way.
Such a sharp traffic increase considers starting from a metro-network system, but in case an
information volume of several Tb/s or more at network nodes is processed by only electronic
technology, problems such as backplane interconnection, power consumption, and electric
switches may surface. Therefore, there is concern over limits in process capability. In proportion to
information processing volume, backplane high density and transmission speed are required.
Along with this, countermeasures will become necessary as crosstalk, signal distortion and heatgeneration become noticeable. Up to now, various measures have been taken along with large
capacity information processing and faster system speeds, and it has been reported that opticalutilization will become necessary with 40 Gb/s or more per channel and Tb/s or more ofthroughput.
After 2010, ultra large capacity close to 1 Tb/s will be required as a backplane line rate and device
speed of more than 100 Gb/s is utilized. An effective method for this will be OTDM. Optical wiring,
conventional parallel wiring and WDM wiring have been subjected to examination, and trial models
have been made. However, each of these has issues, and as a means to resolve these issues
OTDM wiring is worth examining in the future. Also, as the electric crossbar switch that processes
a large volume of information electrically is said to be near its performance limit, the developmentof an optical crossbar switch utilizing an ultrafast optical switch has to be considered. In order tomount such an optical crossbar, development of an optical buffer memory (optical RAM) to avoid
collision with packets will be required at the same time.

I - 28

The National Institute of Advanced Industrial Science and Technology (AIST) and the
Femtosecond Technology Association (FESTA) have been developing various devices required
for OTDM technology, as shown in Table I-7-1, during NEDO’s “Femtosecond Technology” project.
This project will end in FY2004, and the transition optical switch and photonic crystal technology
developed by AIST and FESTA will be further deepened and fused, and advanced new mountabledevices in areas beyond the limits of electronics technology are going to be developed. In
particular, research and development on an ultra low energy motion switch and an ultra low lightbi-stable logic device with an optical buffer memory that utilizes it will be carried out. In the future, it
is expected that such devices can be used for OTDM wiring and an optical crossbar switch.
Table I-7-1 Devices developed in the Femtosecond Technology project
Device name
Function
Operation principle
Light source
Mode-locked laser 1)
Generate highCollision mode
repeated short pulse locking
row
Injection mode
locking
Dispersion
Pulse compression device Control wave form
mode distribution in
2)compensation
by pulse
coupled waveguidedevicecompression
Compensation of
Temperature control
Dispersion compensation
chromatic dispersion of charped fiber
device 3)
Bragg grating
DEMUX
Absorption
Time switch
Inter subband transition
Ultrafast gate
relaxation between
optical swich4, 5)
sub-bands ofquantum wellCompensation for
Symmetric Mach-Zehnder DEMUX
Logic operation
slow component ofinterferometor 6)
semiconductor
amplifier by SMZ
interferometer

Time – spaceconversion
switchWavelengthswitchMulti-layer 2 photon
resonance switch 7)

Ultrafast gate

Femtosecond
Large Area
ParallelProcessor8)
Wavelength conversion
switch 9)

Serial/parallel bundle
conversion of highspeed signal

Light confinementand 2 photons
absorption
Absorption
saturation of organic
material

Wavelength
four wave mixing atconversion ofquantum dot opticalultrafast signal at full amplifierband
Source: “Future Vision of Optical Industries” (Light Association 2004)

Research and development of an ultrafast optical switch utilizing inter sub-band transition (ISBT)
has been pursued by AIST and FESTA independently using different compound systems. The II-IV
AIST group realized an ultrafast response time at 1.55r μm 4), whileI - 29

III-V low energy operation

and DEMUX operation of a pulse row equivalent to 1 Tb/s was verified by FESTA. In order tomake ISBT optical switch mounting level, the switching energy has to drop to 100 fJ or so.
Research and development can be accelerated by shifting the research to a parallel effort on
response time characteristics, switching energy characteristics, and the two types of ISBT
switches mentioned above, each of which has features of a semiconductor superlattice structure.
Also, in this project, many accomplishments regarding photonic crystal technology have beenobtained, such as verification of the principle of Photonic Crystal-Symmetric Mach Zehnder(PC-SMZ) with a world record low propagation loss photonic crystal waveguide10, 11). Photonic
crystal makes strong light confinement possible. By using it, low energy operation of an opticalswitch by reinforcing of optical nonlinearity and operation of RAM which can read and write at willleading to buffer memory can be expected. Further research on important elemental technology isrequired.
On the other hand, by accelerating the dissemination of FTTH, communication traffic in metro
network systems will sharply increase and the large capacity requirements of communication
networking are going to be handled by dense wavelength division multiplexing. By introducing
OTDM technology to increase transmission capacity per channel, a necessary reduction inwavelength as well as wavelength management will subsequently become easier.
With ultrafast transmission systems utilizing OTDM technology, optical 3R (Re-shaping,
Re-generating, Re-timing) technology will be imperative and at AIST, optical 3R technology is
being developed. Research on optical clock extraction technology has been completed, anddevelopment of all optical 3R technology for 40 Gb/s using clock extraction technology has also
been completed. At present, development of all optical 3R technology for 160 Gb/s utilizing ISBT
ultrafast optical switch is underway.
A proposal for the structure of a 160 Gb/s-OTDM/WDM time slot type network system node
incorporating the above technology is presented in Fig. I-7-4.

I - 30

16×10Gbps-n×λパルス列
16x10Gbps-nλpulse
row
16×10Gbps16x10Gbps-nλpulse
n×λパルス列row

光スイッチ
OpticalswitchWavelength
波長フィルタfilterwavelength
合波conviner

O3R
光３R
λ2 ・・ λnλ1-160G

λ1

160G clock
160Gクロックdata 抽出
recovery

Amplifier増幅器

λ1-640G

10Gtiming
10Gタイミング
extraction
circuit
抽出回路

10Gpulse
for
DEMUX用DEMUX
10GパルスTime
frame extraction
時間フレーム検出
光スイッチ
Opticalswitch

160G
160G
DEMUX
(多重分離）(Demultiplexing)

160G信号
160Gsignal
encoding
コード化

λ2 ・・ λn

160G
160G
MUX
MUX
(optical（光多重化）
multiplexing)

OTDM
Add/Drop

10G

10G

opticaltransceiver
光トランシーバ

Electric
電気スイッチswitchFrame-2

Frame-1

Time slot
タイムスロット1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

100 ps, 16 bit

Fig. I-7-4 160 Gb/s-OTDM/WDM node example
When the above extra-large capacity optical signal processing technology based on OTDM
technology matures, a relatively short distance ultrafast connection field is expected to be usedwith backplanes, storage area networks (SAN), local area networks (LAN) and opticalinterconnection between CPUs or between PFLOPS computers before public communication
networks provide this service. Fig. I-7-5 shows an outline of a backplane incorporating OTDM
technology.
Line card
ラインカード
160Gbps
160GbpsOTDM
OTDM信号
signalLine card
ラインカードUltrafast
optical
超高速光cross-bar
クロスバ
switchスイッチ

Line card
ラインカード
160Gbps
160GbpsOTDM
OTDM信号
signalLine card
ラインカードLine card
ラインカードラインカードLine card

Fig. 1-7-5 Introduction of 160 Gb/s-OTDM to backplane

Reference Literature[1] The fifth electronics SI research debriefing session material p.13, 2004-2-26.
[2] K. Kikuchi, S. Segawa, Y. Nemoto, E. S. Jung, H. Nakagawa, K. Tokoro, and M. Aoyagi: Ultra
Wide Bandwidth Performance of High-Density Wiring Interposer for 3D Packaging , Proceedingsof the 54th Electronic Components and Technology Conference, Vol. 1, pp. 630-634, 2004.

I - 31

[3] K. Kikuchi, H. Nakagawa, K. Tokoro, S. Segawa, and M. Aoyagi: Ultra-High-Speed Signal
Propagation of High-Density Wiring Interposer for 3D Packaging, Proceedings of the 55th
Electronic Components and Technology Conference, to be published, 2005.
[4] Institute of Electrical Engineers, Fifth ULSI Interconnect Materials Technology Investigation
Expert Committee material, 2003-11-7.
1) H.Ono, et al., Optical and Quantum Electronics, vol. 33, pp. 691-707, 2001.
2) Y. Lee e tal., Opt. Rev., vol.10, p. 38, 2003.
3) S. Wakabayashi et al., OFC2003, MF27m 2003.
4) R. Akimoto et al., ECOC2004, Proceedings, pp. 912-915, 2004
5) S. Sekiguchi et al., OFC2005, paper OFE4.
6) K. Tajima et al., IEICE Tran. Electron., E87-C. p.1119, 2004.
7) T. Isu, et al., The 31st International Symposium on Compound Semiconductors, (ISCS-2004),
paper Tu-1A-4.
8) M. Furuki et al., IEICE Trans. Electron., E87-C, p.1161, 2004.
9) T. Akiyama et al., IEEE Photon. Technol. Lett., vol.14, p.1139, 2002.
10) K. Kanamoto et al., ECOC2004, paper We2.1.2, 2004.
11) H. Nakamura et al., Optics Express, 12, 6606, 2004.
12) H. Tsuchida et al., IEEE Photon. Technol. Lett., vol. 17, p. 211, 2005.

I - 32

Part 8 Summary
This report summarized the needs for optical backplane technology and present and future issues
related to optical devices LSI circuits as well as optical packaging techniques to realize optical
backplane technology. The following is the conclusion given in a discussion by the SWG, and is
described by separating technologies to be urgently completed by 2010 from future technologies
to be completed between 2010 and 2015.
• Technical Issues to be addressed by 2010
The structure of the server/router to be put into practical use will utilize the current architecture,having an electrical switch as a core. For the backplane in such server/router, improvement isrequired in transmission characteristics (speed x distance), transmission density (speed/volume),
and power consumption (speed/electric power), and realization of 100 Gb/s x 1 m classperformance is expected by incorporating optical technology. On the other hand, in the area oftransmission systems for server/router input/output, systems with 160 Gb/s per channel will be
introduced.
Therefore, from this viewpoint, backplane transmission technology of 100 Gb/s or above isrequired between line cards and switch cards. The following technology is required for such
systems.
(1) The most important points to be considered regarding optical backplane technology are sizeand cost. The current method where a 10 Gb/s line rate signal is time-demultiplexed into four
2.5 Gb/s for backplane transmission will be followed in the future. Similarly, even when the line
rate becomes 160 Gb/s or more, parallel signal transmission methods with more mature 10
Gb/s or 40 Gb/s or so will be attempted for maximum utilization by considering the power
consumption and cost of optical and electrical devices,.
(2) A bottleneck for the transmission rate of an optical backplane is, like in a backplane using
electrical signals and an electrical switch, optical interconnection technology, including OE/EO
conversion. While in view of the current restriction for power consumption and packaging
density, the upper limit will be 10 Gb/s or so, commercial viability of 40 Gb/s will not be far off
when ultrafast and low power consumption vertical cavity surface emitting laser (VCSEL) arrayand 45-nm CMOS LSI technology are put into practice. From the fact that an OE/EO
conversion section including an optical device has been already incorporated (optical I/O on
BGA substrate) in an electrical switch LSI package, the viability of a low power consumption
OE/EO conversion section has been demonstrated and in future technology, reduction of pin
density, power consumption and cost will be achieved.
(3) Regarding optical board technology as a core packaging technology for an optical backplane,
optical technology ranging from the backplane to wiring inside the card using photonic circuit
technology, including fibers and planer optical waveguides, is just one step away for practicalI - 33

application as shown in the research and development by the Opto-electronic System
Integration Collaborative Research Team at the National Institute of Advanced Industrial
Science and Technology.

• Technical issues to be addressed during 2010 to 2015
For practical application after 2010, two technical directions are expected. The first is conventionalarchitecture using an electrical switch that has been speeded up, and the second is to convert theswitch so that it has an optical function. Each method may involve the following technical issues.
(4) In order to realize further high performance by combining an architecture using electrical switch
and optical backplane transmission technology with 100 Gb/s or more, innovative technologies
are required in compact, super low power consumption optical devices, external modulation,and extra-high density integration and packaging techniques. In order to realize miniaturizationand low cost, optical I/O in LSI to integrate opto-electric devices by applying Si photonics
technology, further to integrate monolithically optical I/O on LSI, and three-dimensional
stacking technology to implement those elements with extra-high density will become criticaltechnologies.
(5) In architecture using an optical switch, if a packet switch is realized by optical time divisionmultiplexing (OTDM) technology, OE/EO conversion for electrical switching can be eliminatedand a bottleneck of the above I/O LSI circuit can be overcome. A promising means for
substantial performance improvement will thus be found in future. However, for realization,
optical memory and an optical switch having a switching speed at the nsec level is essential.
While recent progress in the ultrafast switch field has been noticeable, as seen in the results of
the FESTA project, further effort is necessary to realize new functions for optical memory. On
the other hand, while extra-high performance can be achieved with architecture using an
optical switch with a msec level of switching speed through current micro electro mechanicalsystems (MEMS) technology, this may require special consideration due to the necessity of
rebuilding router architecture from the bottom up. In order to realize extra-high capacity
systems in the future, research on both optical devices and router architecture are prerequisite.
As mentioned above, miniaturization, low power consumption and low cost are essential for an
optical backplane. The application of ultrafast optical devices may be difficult judging from thepresent maturity of technology that is in contrast with long distance transmission systems.
However, I/O LSI circuit technology needs the most advanced technology. Internal interfaces suchas the system packet interface (SPI) and Serdes Framer Interface (SFI) are leading developmentof optical electronics circuit technology, as is seen in the Optical Internetworking Forum (OIF), etc.
In this sense, optical backplane technology will have an impact on the development of the opticalcommunications equipment family, and extra-high speed and ultralarge capacity is expected to be

I - 34

achieved in the future through the application of the most advanced optical devices, LSI
process/circuit technology and high-density integration and packaging technology.

I - 35

II. LAN/SAN- Digital Content Group Network -II. LAN/SAN- Digital Content Group Network -Part 1 Introduction
Local area network and storage area network (LAN/SAN) systems have a strong
relationship with storage technology and continue to expand synergistically along withexpansion in communications and storage capacity. Storage for home use has already beencommercialized up to several hundred GB and is moving to the terabyte stage. At the sametime, communication is becoming to be such that it utilizes ever increasing storage capacity
required by video on demand and server type broadcasting. In this section, digital LAN/SAN
systems for such content, which is expected to continue growing is considered.
Digital content for entertainment such as games, animation, movies, etc. is subject tostrengthening the creation of new industry and international competitiveness as coreindustries. On the other hand, in view of communications technology, they consist of LAN
technology which converts digital content in the production area into networked environment
and SAN technology which distributes data. Digital audio visual (AV) content focusing on
entertainment requires different information characteristics compared with conventional data
as it appeals to sensitivity and a realistic sensation. At the same time, the requirement for
information quality is severe in terms of equality and simultaneity in the broadcast industry,
and information quality itself has an aspect of direct impact on our society. Along with this,the demand for quality is high in the communications area.
In this way, communications for digital AV content including broadcasting requires upgradingof communication quality compared with conventional communications. For example, fromthe position of content users, production without concern for delay due to compression anddecompression, and appreciation of imaging entertainment are required. In order to satisfy
them, communication methods such as data compression and extraction which cause
deterioration of content should be avoided and an environment in which content istransmitted and used without manipulation is desirable. From such a point of view,
realization of a system to transmit without compression processes and utilize digital content
is expected. The information volume of content itself is tending to increase due to highdefinition TV and high level digital processing. An ultrafast time multiplexing system is highly
expected as a communication technology for such an environment. As a time multiplexing
system for a single frequency does not divide content by wave channel, etc., deterioration of
the content can be avoided by a frame process at the time of reception, and development of
this field will be stimulated if sufficient capacity able to be responsive to non-compression
content can be realized.

II - 1

Taking next-generation high definition TV and digital cinema as examples concerning thecurrent status and future, the impact on technology and society brought by ultrafast opticalcommunications technology was examined. Both are fields in which Japan is promoting
development ahead of the world and attracting keen international attention. The prospectthat progress can be made by utilizing ultrafast optical communication in fields where Japan
has competitive strength will be verified.

II - 2

Part 2 LAN/SAN Systems for Broadcasting
2-1 Introduction
Terrestrial digital broadcasting started in December 2003, and an era of full-scale digital
multichannels arrived. Progress in the diversification of broadcasting services such as databroadcasting got underway by means of digitalization together with multimedia andmultichannels. In order to respond to such a variety of services, storage and networks within
broadcast stations are being required to provide a one-source multi-access environment
where program content can be utilized efficiently.
Also, the current broadcast station system consists of elements such as news coverage,
compilation, delivery and archives based on the work flow based on a video tape recorder(VTR) used as the recording media for program content. For efficient compilation anddelivery, environment build-up is desirable where these are linked together by networking
and picked up freely at any time for quick utilization.
On the other hand, within a broadcast station the information volume of program content in
the market continues to increase due to high quality imaging such as high-vision. In order torealize a broadcast station system where one-source multi-access and wideband video canbe handled at any time and in any place without stress, ultrafast and large capacity networks
are essential.
Here, the current status of storage and network systems as elements of LAN/SAN
technology for broadcasting and system requirements within a broadcast station towardrealization of a future desirable environment will be outlined.

2-2 Status of technology and trend
2-2-1 Broadcast station systems
During broadcast station program production to delivery, and in archives where programs
are kept, productivity improvement, reduction of operation cost, labor saving, and stablesystem operation are needed. In order to satisfy these requirements, it is necessary to fully
review the work flow and then upgrade the network system of the broadcast station. Within
the broadcast station, in order to meet a variety of broadcast services for clients to searchand immediately obtain and use through the network by adding data (metadata) to describe
the data to video and sound content and establish a filing system and storage system, aone-source multi-access environment is required.
Fig. II-2-1 shows the current broadcast station outlined by function. An example of a system
within the broadcast station which satisfies requirements such as a one-source multi-accessenvironment is shown in the figure. The broadcast system consists of multiple basic cells
that are linked through a high speed network.
One of the basic broadcast cells is for news compilation. The metadata in which motion

II - 3

picture, sound content and news materials are described is filed and stored in a content
server. The content is compiled in a one-source multi-access environment and input to theprogram server. The content in the program server is input to a delivery cache according toan organization protocol and then broadcasted. The content to be stored is retained in thearchives.
2005～2010年頃を想定
Assumedaround 2005 to 2010
Broadcastbasic cell
放送基本セル(News（ニュース編集）
compilation)

Deliverycache
送出キャッシュNon-linear

ノンリニア編集 Contents
コンテンツ
compilation server
サーバー

Motion picture,
映像、音声
sound

Delivery
送出管理
controlOne-source multi-access
ワンソースマルチアクセス

Metadata
メタデータ

Broadcast
放送

Deliverybasic
送出基本セル
cells

Basic cells linked through high speed network
基本セルが高速ネットワークで結合
基本セルが高速ネットワークで結合

Network
ネットワーク

Organization
編成基本セル
basic cells

Program server
プログラムサーバー

Archives
アーカイブス

Fig. II-2-1 Example of a future broadcast station system
2-2-1-1 Storage capacity and transfer rate
In a news compilation system which makes up a production system, for example, a week’sworth of high vision program materials for 24 hours a day must be stored. In consideration of
future video picture compression technology progress, assuming a system where thematerial transfer rate is 60 Mb/s and 30 compilers can access at the same time to compile
needed program material, memory capacity will be 45 TB with a transfer rate of 2 Gb/s.
In a server type broadcast Internet delivery system which makes up the delivery system, it isenvisioned to accumulate a month’s worth of three channel HDTV content with a confirmed
broadcast quality transfer rate of 25 Mb/s. When a day’s worth of content accumulated in theserver type broadcast receiver is played back, assuming that use of 1000 accesses at thesame time is allowed, targeting services after a second day with less play back demand, thememory capacity will be 25 TB with a transfer rate of 25 Gb/s.
● Archive systems
Japan Broadcasting Corporation (NHK) started to operate archives in February 2003. Fig.
II-2-2 shows an outline of the archives of NHK. The archives consist of the main function of
searching and delivering of accumulated content and an expansion function to publicize
programs.
The software kept in NHK archives was 800,000 at the beginning, and an annual increase of

II - 4

60,000 is expected. The area shown with an oval shape at the center of the figure is thestorage area. Initially, mainly VTR cassettes are stored, and it is imperative to introduce ahigh resolution content server in the future. The content can be searched and previewed
from standard personal computers through an Internet Protocol (IP) network. The content
for a search is encoded by MPEG-4 and accumulated. It is accessible by 300 users at thesame time. HDTV content which has been archived can be delivered to the broadcast center
through a 4 Gb/s optical IP network at 60 Mb/s. Some of the programs in the archives areopen to the public. The programs in the archives can be watched through an IP network.
One hundred users can access high vision programs at 20 Mb/s and standard programs at 6
Mb/s in high resolution. Assuming 30 minutes to accumulate one unit of content, theaccumulation time will be 30,000 hours a year. Assuming the transfer rate is 60 Mb/s, theaccumulation time will be 1 PB a year and will be 30 PB in 2018, which is the storage limit
for VTR cassettes. Here, the combined use of a hard disk drive (HDD) as an accumulator,
which makes high speed access possible, and removable media which can be kept in astable condition for a long time, is assumed.

NHK archives
ＮＨＫアーカイブス
General database
総合データベース

Broadcast
放送同録
recordingBroadcast center
放送センター

System control
システム管理Onlineオンライン

ＬＡＮ

Search,preview, bill
検索・試写・請求
Production
制作
Office居室

ＬＡＮ

Content storage
コンテンツ格納部

Completedprogram
完プロ
Uncompiled
Delivery carrier
未編集 定期便
materials
素材

Data input
データ入力
registration
登録

Database
データベースcenterセンター
Reception/inv
利用受付
entorycontrol Production
and
在庫管理
制作編集
compilation
Video picture cabinet
映像保管庫Video picture cabinet
映像保管庫- ・試写用Preview
Digitaltransmission
デジタル伝送- ・ニュースNews(10 years) Optical fiber（１０年分）
光ファイバーCorefunction
中核機能
Preview/copy
試写・コピーInspection/
検索・試写
preview
Rental
貸出

VTR
ＶＴＲ収録
recordingPubliclending
公開貸出

定期便
DeliverycarrierPresentation
プレゼンテーション

Program public library
番組公開ライブラリー

Fig. II-2-2 Outline of NHK archives

II - 5

Deployment

function
展開機能

Out of office

DeliveryInternetData
production

Local
stationNetwork

Remoteproduction

Tokyo

Live broadcast/news coveragePreview

Compilation

Fig. II-2-3 Image of networked broadcast station

2-2-1-2 Network systems
In the past, broadcast station systems were built mainly for VTR, and a broadcast system(Fig. II-2-3) actively using utilizing a network is now being studied and experiments
regarding use are being introduced. As shown in Fig. II-2-3, the major advantages expectedby introducing such a network to a broadcast station and integrating content and broadcast
equipment, and issues toward their realization were summarized.
Advantages(1) Convenience of use from anywhere by sharing content and equipment(2) Organize broadcast services and flexibility of delivery(3) Parallel operation or unification from conventional phased operation (Offline compilation
to online compilation)(4) Efficient operation linked with related information such as contents rights information(5) Integrated production of multimedia content for data broadcast or Internet services
Issues(1) Securing equipment interoperability or between methods(2) Expandable architecture considering technology progress(3) Securing of system reliability(4) Smooth shift from current system(5) Securing security, etc.

II - 6

Along with the realization of the above advantages, an object oriented methodology will beapplied as a means to resolve some of the known issues. The content and equipment for
using it will be treated as the object in the methodology, and studies on methods to realize
various broadcasting station functions are already underway.
Color compensation

Remote compiling

Synthesis work

CompilingmachineDesktop

Note PC
Shrink (PC)Distributed (PC)IP Network (Gbit Ethernet)
Image
monitorCameraColor compensation
(PC)

Image
synthesis
File server
B

File server
A

Fig. II-2-4 Video compilation system using a network

2-2-1-3 High resolution improvement of broadcast group content
Broadcast group content and network speed are being improved through large storage
capacity increases for high resolution. In terrestrial digital broadcasting, many high vision
programs are on the air. Around five times of the data volume is required compared withconventional standard television. Further, an NHK study on a super-high definition motion
picture system exceeding 70 mm film and super high vision is underway. Table 1 shows thepresent specifications and Fig. II-2-5 gives a system outline. The number of pixels is fourtimes that of HDTV, and the angle of field of 100° is three times that of HDTV. The
super-high definition motion picture scan transfer rate is about 40 Gb/s, which is 32 times
that of HDTV. In the future, assuming compression of a super-high definition motion picturefrom 1 Gb/s to 2 Gb/s or so to record 100 hours, a storage system can be realized in one
rack space using a HDD with recording capacity of 1 TB to 2 TB and a surface recording
density of 500 G to 1 Tbit/in2.

II - 7

Image signal

Number of
pixelsAspectratio

Frame frequency

Standard TV

720 x 480

4:3

High vision

1920 x 1080

16:9

Super high vision(G skew pixels
displacement)
Super high vision(full)

7680 x 4320

16:9

59.94 Hz2:1 interlace
60.00,59.94 Hz
2:1 interlace
60 Hz
Progressive

7680 x 4320

16:9

Requiredtransmissionrate
270 Mbps
Around
1.5 Gbps
Around
24 Gbps

60 Hz
Progressive

Around
48 Gpbs

Fig. II-2-5 Required super high vision video transmission rate

2-3 Expected communications technology
Current issues and technology trends, and examples of system requirements for expected
communications technology, are discussed below.

2-3-1 Production and delivery systems and server requirements for archives
Fig. II-2-6 shows the storage capacity in a broadcast system by application field, and therelationship with data transmission speed is assumed up to 2010. It is estimated that astorage capacity of several TB to 100 TB with a transfer rate of 1 Gb/s to 100 Gb/s for
production and delivery system will be required. Also, for the archive system, storage
capacity will be several 10 PB to several 100 PB, and the transfer rate will be 10 Gb/s or so.
Fig. II-2-7 shows requirements for a content server used for production and delivery, and Fig.
II-2-8 shows requirements for broadcasting archives.
Assumed2005～2010年頃を想定
around 2005 to 2010

1T

データ転送速度（bps）
Datatransfer speed (bps)Broadcasting
放送局

100G

Delivery system
送出システム(Server type broadcast)（サーバー型放送）

Production
system制作システム(Ultra high（超高精細映像）
resolution image)

10G
Home
家庭

1G
100M

Servertype broadcast receiver
サーバー型放送用受信機

Archives
system
アーカイブシステム(NHK archives)（NHKアーカイブス）

Production system
制作システム(News compilation)（ニュース編集）

Mobilereceiving terminal
携帯受信端末

10M
１0G

100G

1T

10T

100T

1P

10P

100P

Recordingcapacity
記録容量（Byte）

Fig. II-2-6 Future broadcast system data transfer speed and recording capacity

II - 8Realize efficient program production and delivery by ultrafast transfer
Introduction of ultrahigh capacity HDD and 100 Gbps network
Application
Program compilation

News compilation

Server type broadcast

Specifications1)
・ HDTV material (300Mbps)
100 hours accumulation (Accumulation
capacity : 50 TB)
・ Transfer 1 hour program in 10 sec.
・ HDTV material (100 Mbps)
24 hours a day, accumulation aweek(Accumulation capacity : 75 TB)・ Supports 1000 accesses at the same time・ HDTV material (24 Mbps)
Accumulate 3 channels for a month(Accumulation capacity : 100 TB)
・ Supports 4000 accesses at the same time1) Storage capacity was estimated considering back up and system margin.
Transfer time and number of accesses at the same time was estimated by transfer bit rateof network only.

Fig. II-2-7 Requirements for production and delivery content serverRealize efficient program utilization by ultrafast transfer
Introduction of ultrahigh capacity HDD and 100 Gbps network

Application
Search, utilization

Specifications1)
・ HDTV materials (60 Mbps2))
Accumulate 30,000 hours over a year
(Storage capacity : 2PB)・ Supports real time transfer up to 1600
accesses at the same time
When occupied transfer 30 min. programin 1 sec.

1) Accumulation capacity was estimated considering system margin.
Transfer time and number of access at the same time was estimated by transfer bit rate of
network only.
2) Set up considering future progress of compression technology

Fig. II-2-8 Example of requirements for archives

II - 9

2-3-2 Requirements for network performance in production and delivery systems
Fig. II-2-9 shows the technology development trend for networks and a future development
forecast. From the requirements in the previous chapter, realization of 100 G Ethernet as atransfer speed is expected to occur. In addition to the viewpoint of storage, the following areTransmission speed/capacity (bps, b/s)

considered as requirements for a typical broadcast system.

Transmission channel

InterfaceFig. II-2-9 Technology development trend for networks● Transmission within a broadcast station• Requires exchange capacity of 500 x 500 between studio and compilation office• Thirty units of content resources of high vision resolution in each studio andcompilation office• Program content transmission must be at least real time (programs can be watched inreal time)
Requires at least one-tenth of the real time for the program content copy
• Requires 20 Tb/s or more as the total capacity● Transmission between broadcast stations• Large capacity is required as control between stations is difficult compared with bandsecurement (quality of service: QoS) of one switch step within a broadcast station• As QoS control (shaping) of ultrafast signals such as super high vision becomes
loaded, ultrafast operation using time division multiplexing (TDM) is required.
• Broadcast content is rarely split and no intricate elements will change the routes.

2-3-3 Summary
Regarding LAN/SAN technology for broadcasting, an outline of the status of storage andnetworks and requirements of the system within a broadcast station for around the year
2010 were reviewed. In a broadcast application, considering efficient compilation anddelivery operation along with high resolution of content programs, at least 100 Gb/s of
Ethernet is required. Further, taking super high vision content and conditions such as
reduction of copying operation time in compilation operation into account, realization of an

II - 10even faster ultrafast network is expected. From real time and QoS control, which are typicalconditions in broadcasting, rather than the speed increase approach of wavelength divisionmultiplexing (WDM), which requires shaping at a parallel serial conversion buffer, faster
operation using TDM is considered to be desirable.

II - 11

Part 3 LAN/SAN in Digital Cinema
3-1 Introduction
In 2002, “Star Wars Episode II: Attack of the Clones,” which was shot completely in thedigital format, was released to the public. This innovative process that does not use film
represents a dramatic technological innovation in the movie industry and has attracted agreat deal of attention.
By digitalizing everything from shooting, compiling to delivery, everyone involved in movie
production, cinema operators and viewers will enjoy benefits. For example, digitalization of
the shooting process allows a smooth synthesis of live action with computer graphics andresults in substantial efficiency improvement during compilation. By using large capacity
hard disk systems, efficiency improvement and cost reduction at shooting locations is
possible for long continuous shooting without film changes. Also, by realizing digital delivery
of movie content, in addition to a reduction in film printing and transportation cost, it isexpected that it will become possible to show programs flexibly and show popular movies
selectively. Further, due to the dissemination of broadband, full-scale home theater at home
may be realized.

Digital delivery

Contents capacity

Cinema delivery
DigitalHDTV live broadcast
cinema= several
hundred GB

Content trade

SDTV live
broadcast

DVD=
Several GB

Progress of Web

MP3= several
MB/pieceWebaverage=10kB/page

Progress of sensor net
Internet TV guide
11Mpage/day

Number of accesses [page/day]Fig. II-3-1 Trend of content distribution using IP networks
Dissemination of digital cinema delivery will have a large impact on the communicationsindustry. Fig. II-3-1 shows the trend of content distribution using IP networks. While theaccess number for digital cinema delivery is small, a very large amount of data has to betransferred compared with Web site browsing, which is the mainstream of current content

II - 12

distribution and peer to peer file exchange. Further, depending on the case, there are needs
to transmit contents by streaming, and it may be necessary to branch out large capacity
connections end to end. In this way, digital cinema is content with a new traffic form, and it isexpected that new demand for IP network systems will be generated. Also, services such as
digital cinema may be provided and a ripple effect to create new markets is expected. Thissection will cover an effort related to digital cinema at the Network Innovation Laboratories of
Nippon Telegraph and Telephone Corporation (NTT) and comment on current technology
flow around digital cinema distribution.

3-2 Status of current technology and technology trend• Digital cinema specifications, production sites
In April 2003, the Digital Cinema Initiative (DCI), a group made up of seven large Hollywood
studios, initiated a digital cinema format called 4K. The screen size is 8 million pixels with
4000 pixels horizontal by 2000 pixels vertical, and the number of frames is the same as film
at 24 frames per second, and color display is RBG 10 bit. Regarding screen size, digital
cinema is equal to four times that of HDTV at 2 million pixels with 2000 pixels horizontal by1000 pixels vertical. In order to circulate digitalized movie data into a network as is,bandwidth of 6 Gb/s or more is required and this is not practical. Thus, in order to do so,
motion picture data is compressed on the sender side and the receiving party has todecompress it so that the required channel bandwidth can be under control.
In digital cinema, data compression by JPEG2000 is becoming the mainstream. Thismethod allows lossless reversible compression different from conventional JPEG. Also, as
further compressed data can internally be extracted, any resolution according to need canbe selected. With this compression, the data rate will be 1/10 to 1/15, and digital cinema canbe delivered in a channel bandwidth of several hundred Mb/s.
• Delivery method
At present, movie delivery is realized by mailing the 35 mm film that is used. When digital
cinema becomes prevalent, storage media of content may be converted from film to harddisk and digital versatile disk (DVD), etc. By achieving only this there is much merit of easy
delivery as the media size becomes smaller physically. However, in order to fully utilize theadvantages of content being digitalized, delivery through networks is desirable.
Fig. II-3-2 shows digital cinema delivery pattern diagrams for systems envisioned in the
future. The delivery flow of produced digital cinema content to movie theaters according tothis figure is as follows.
Digital cinema content produced by movie production companies is compressed by
JPEG2000 and transferred and stored in digital archives through a network. On the other
hand, a control center situated at each movie theater requests the digital archives to transfer

II - 13

content. Given security of the communication network, it can be assumed that delivery will
be implemented by an exclusive line or virtual private network (VPN). The control center will
deliver the content to the screen according to the program sequence through a LAN system.

Projector

Archive center
Screen 1

Control center

Projector

LAN

Screen 2
Projector

Projector

Screen 3
Screen 4

Film less projection

Digital production
High speed optical

Network delivery

Projector

access line
Digital cinema movie houseVideo picture production

Projector

High speed optical access line for data center

High speed opticalaccess line

Movie distribution center

High speed optical

Digital cinema movie house

Projector

access line
Digital cinema movie houseVideo image data center

Digital archives

Fig. II-3-2 Digital cinema delivery

The content delivered to the screen will be projected onto a screen after being decoded by a

II - 14

JPEG2000 decoder in real time. By streamlining the delivery system, the showing of can
become flexible, and for example, it will become easy to selectively show popular movies.
As a result, movie theater owners can operate a business which is profitable.

II - 15

3-3 Commercialization efforts
Field tests are being carried out on digital cinema delivery both in and out of Japan, andsuch activities have drawn keen attention. The following are two examples1.
NTT East Japan
photonic network

Movie theater (Hibiya)

Iidabashi
QoS control
High speed
routerHigh speed streaming QoS control(500Mbps or more)High speed

Ginza
YamahaHall

routerHigh speedtranscoder
Real time
decoder

Projector

High speed streaming serverTransfer speed>500Mbps(GbE)
GbE: Giga bit Ethernet

TAO Makuhari center(School, Public facilities)

High speed streaming(156Mbps or more))

QoS control
High speed
routerMakuhariHigh speedtranscoder
Real time
decoder

Projector

Fig. II-3-3 IP stream delivery experiment for digital cinema

NTT conducted the world’s first 8 million pixel IP stream delivery experiment in March 2002
(Fig. II-3-3). A two hour western movie was delivered by connecting to a network (Metro
ether) using gigabit Ethernet from a content server installed at the center (Iidabashi) of East
NTT using an IP stream at 300 Mb/s to Ginza Yamaha Hall, which was the location for
showing the movie. It received a great response.
In October 2002, an experiment to deliver large capacity IP stream content at 300 Mb/s
using the US’s Internet2 environment between Chicago and Los Angels, a distance ofaround 3000 km, was successful. With a delay, 59 msec (round) was achieved bymultiplexing the transmission control p (TCP) protocol) with streams (64 units), realizing 300
Mb/s. At the time, delivery of large capacity content over a distance of 3000 km at 300 Mb/s
was a world first. In this way, digital cinema delivery technology is now at thecommercialization test stage, and it will not be too long before a large amount of content will
be carried over broadband networks in the future.

3-4 Expected communications technology
Given the above examples of current issues, technology trends and further system
requirements, expected communications technology in the future will be discussed.

1

http://www.ntt.co.jp/news/
II - 16• Local area networks
At content production sites, due to the exchange of data (6 Gb/s and more) withoutcompression within a studio, demand for high speed LAN of more than10 Gb/s is expected
to increase. As the required specifications of LAN/SAN are almost the same as that forbroadcasting, details are not discussed here.
On the other hand, one of the options for a video interface that connects a digital cinema
decoder to a projector is optical fiber. Other than networking, optical communications can beutilized as a high speed interface.
• Access and wide area networks
The data rate of digital cinema is a minimum 300 Mb/s or so, and optical transmission isessential. In the US, optical fiber has not yet been disseminated to access lines, and it isdifficult to deliver digital cinema through networks to all movie theaters. On the other hand,the potential realization for network delivery is high in Japan.
A higher data rate, with a higher influence on transmission round delay time (RTT: RoundTrip Time) will be possible. With a standard TCP parameter, when RTT becomes only 2msec, the theoretical throughput value will drop to 250 Mb/s. In contrast to this, there are
solutions such as an expansion of window size and parallel transmission using multiple TCP
connections. However, it is not easy to improve effective throughput.
When the User Datagram Protocol (UDP) is used for the transmission protocol, a decreaseof throughput due to RTT can be avoided, but necessary controls such as data transmission
control, re-transmission control at packet disposal and packet sequence control has to beinstalled individually. In such a case, user level action is involved and performance may drop
more than by TCP process overhead. An error correction technique can be used, but when
the data rate reaches the Gb/s order it is hard to put into practical use.
From the above reason, it can be said that even if the network bandwidth improves, thebandwidth improvement per data flow unit has a limit. The solution for this needs
approaches from two sides, the application side and the network side.
• Security
Encoding is imperative in order to avoid the drain of content over the Internet. It isquestionable if movie production companies can be convinced by the use of the public
cryptography key method which is now being widely used today. Encryption for high levelsecurity, such as digital watermarking, is thus essential. In order to avoid compilation on themovie theater side, streaming delivery without the need for storage is desirable.
Security is the most critical factor for network use of digital media content. If you look at thisfrom the other side, if this problem is solved the data volume of digital media content carriedover networks will dramatically increase.

II - 17

Part 4 Technical Issues to Be Solved and Approaches
As described above, ultrafast optical communication systems are essential for thedevelopment of next-generation high definition TV and digital cinema. In order to realize
these technologies, the following recommendations and approaches were proposed byexpert committee members.

4-1 Ultrafast OTDM devices from the development perspective
When various types of equipment are connected for HDTV in a broadcast station office, it isestimated that a total capacity of 20 Tb/s will be required. As a single channel transmission
rate of 48 Gb/s is required for super high vision transmission, a large capacity transmission
line will also be required for short time transfer of large capacity content files in a broadcast
station office. Also, if cinema content is delivered through networks, an extremely largetransmission capacity will be required. Further, from the viewpoint of simultaneity andsecurity, uncompressed real time delivery, not file transfer, is necessary. In view of this, alarger transmission channel is essential; however, the achievable capacity depends on thestatus of technology development and cost.
A realistic approach to Tb/s class capacity is bundling 100 GbE with multiple fibers or
wavelengths. Even in this case there are many technological issues, such as developmentof electronic circuits and light sources (direct modulation or external modulation) for
supporting 100 Gb/s. Also, with 100 Gb/s as a base, synchronization issue between fibers or
wavelengths needs to be resolved. The other approach is to increase the single channel bit
rate as high as 160 Gb/s - 1 Tb/s by developing OTDM technology. By bundling a small
number of channels, huge capacity can be realized. In the area of ultrafast optical time
division multiplexing (OTDM), ultrafast light sources and switching devices have beendeveloped in NEDO’s Femtosecond Technology project. Through full optical signal
processing ranging from 100 Gb/s to 1 Tb/s, the transmission of signals of 320 Gb/s for 40
km has been demonstrated. However, it should be understood that only an initial possibility
has been indicated. It will be necessary to climb over another hurdle to realize an actual
system.
Looking from the viewpoint of cost, it is said that the cost has doubled against each fourtimes of bit rate increase in conventional intermediate and long range systems. Therefore,
a three times or less cost increase for 10 GbE to 100 GbE and four times or less cost
increase of the current 10 Gb/s system to 160 Gb/s OTDM must be realized. In a broadcast
station office, specifications have priority. The requirement for construction may be more
moderate than transmission systems, and the cost standard varies according to application.
For 100 Gb/s Ethernet or OTDM, the immediate goal for a cost increase should be a
maximum of 10 times compared to 10 Gb/s. The development of new technologies will lead

II - 18

to substantial cost reduction thereafter.
There are demands for huge capacity systems. It is necessary to develop more practicaldevices for OTDM on the basis of achievements thus far. What is important is to understandthat cost is one of the most critical issues in order to put devices and systems into practicaluse. Realizing high performance and high level functions with a simple device structure is akey.
In ultrafast system over 100 Gb/s, there are many issues concerning long range
transmission due to fiber dispersion, as discussed in this report. A strategy to put systems
over 100 Gb/s in short distance applications, such as short distance LAN and SAN systemfor broadcast station offices, should thus be developed. Success in this field should lead toexpansion of application field such as metro network.

4-2 Approaches to low cost and low power consumption modules
Technical issues and approaches to realize LAN/SAN systems exceeding the 100 Gb/s
class will be described. LAN/SAN equipment such as Ethernet and fiber channel networks
are one-tenth the cost compared with transmission equipment such as synchronous digital
hierarchy (SDH) for communications carriers. Though SDH equipment is better in terms of
reliability and monitoring functions, greater cost reduction is required even taking these into
account.
Other than cost there are severe requirements in terms of size and power consumption.
When 100 Gb/s is realized at ten times the cost, size and power consumption of 10 Gb/s,
commercialization will be slow. At least cost and size should be limited to four to five times
and just parallel transmission without a power consumption reduction may have a risk inoperation due to a temperature increase. From these points of view, the progress ofelectrical time division multiplexing (ETDM) technology is important. OTDM is acceptable if
low cost can be realized; however, in order to achieve low cost OTDM, the integration ofmultiple modulators and their drivers into one small chip is needed. In the same way as
parallel transmission, unless power consumption is improved, the problem of a temperature
increase is generated. These technical issues are hard to resolve. If one small integrated
chip cannot be realized, the cost will continue to be high. Therefore, it is not beneficial to use
OTDM from a low speed such as 10 Gb/s.
Ideally, modulation at 100 Gb/s is desirable, but initially modulation at 25 Gb/s or 50 Gb/swould be acceptable. With these speeds, parallel transmission, WDM or OTDM will be
performed, and what is important is that users can use it without concern about multiplex
transmission. Namely, use must be expanded without concern about bit phase adjustment
or fiber dispersion, not to mention frequency management. For that, a buffer needs to beinstalled inside it or link types must be increased. Eventually, it is desirable to modulate anddemodulate at 100 Gb/s. In order to do so, ultrafast mounting technology as well as ultrafast

II - 19electronics device technology and modulation and demodulation technology are important.
In order to facilitate mounting, an optoelectronic integrated circuit (OEIC) which integrates
an optical semiconductor and electronics circuit will become very important technology. Also,with the intention of reducing electric mounting as much as possible, utilization of opticaldevices is a possible method. For example, it could be a structure where an optical amplifieris placed before a photodiode (PD) so as not to place a preamplifier after the PD. Thus,
development of a low noise semiconductor optical amplifier monolithically integrated PD
with a high speed high level input is desirable and further integration of the electronics
circuits described in a later section is much better.
In order to achieve inexpensive and small devices, a direct modulated laser diode (LD) isdesirable. In view of electroabsorption (EA) modulators with issues such as reduced opticalloss, decreased drive voltage and temperature dependency, an EA modulator integrated LD
is the next best solution. A breakthrough in a very large direct modulated LD is an advancethat would have a considerable impact. Of course, there is another direction for thedevelopment of an EA modulator where optical loss is reduced, drive voltage is lowered andtemperature dependency is eliminated. In any event, direct modulation of 100 Gb/s isconsidered to be the key point leading to low cost, miniaturization and low power
consumption.

4-3 Fusion with LSI technology: Using opto-electronics to reestablish Japan’s LSI
technology
With volume production of short wavelength LD, demand expansion for hard disks for not
only business use such as servers and digital archives but also home appliances such as
long play digital video is expected. Instant transfer technology of large volume storage datais considered to be a technical issue that needs to be resolved in order to for backing up
important data, server mirroring and remote compile processing efficiently in a short time.
Relevant technology development issues and approaches can be listed as follows.
(1) Realization of ultrafast parallel and serial conversion devices.
(2) Proposal of a method appropriate for large volume storage data transfer compatible withthe existing data transmission format (fiber channel, GbE etc.) and standardization
based on market size.
(3) Exploitation of delivery and compilation of high resolution video picture, development ofapplications such as GRID between supercomputers (such as the earth simulator) andreview of mounting fit for application.
(4) Opto-electronics integrated circuit technology which is an element device needed torealize the above.
From a long-term point of view according to Moore’s rule, in 2020 the estimated integration
will be a 10 nm rule CMOS transistor, 100 million transistor/ mm2 with a 400 GHz response

II - 20

frequency and an IO bus speed of 80 Gb/s and a central processing unit (CPU) and memory
throughput of 640 Gb/s between caches (Fig. II-4-1). Accordingly, regarding issue (4) above,
the fusion of LSI electronics circuit technology and optical wiring technology including the
backplane is considered to be especially important. In LSI technology, which is essential forthe encoding and decoding of image signals, Japan should aim to reestablish its
development status and take up the issue as a national project. In order to do so, in addition
to mounting technology to make things compact, the design policy which is the base formounting should be most important. Also, it is expected that ultrafast optical switches will be
adopted as a low power consumption high density integration solution as FESTA and AIST
have already developed a cross-bar switch that can handle ultrafast bus data signal
exchange.

II - 21

Fig. II-4-1 CMOS processor with optical port assumed in 2020 [1]Reference Literature[1] A. F. J Levi, ”Challenges for Photonics in Future Systems,” IEEE LEOS Vol.18, No.5, p10,
October 2004.

II - 22

4-4 Optical-optical control ultrafast switching<Issue recognition>
LAN or SAN networks for relatively short distances show an increasing exchange ofrelatively large capacity information, for example, as their purpose is to link groups ofinformation within corporations or offices. Especially in recent years, business information ishandled via multimedia, and in order to smoothly exchange files an increase in traffic speed
is required. Compared with long distance together with low recognition of bottlenecks, alarge capacity increase almost moves ahead than basic group. The issue of when 100G
Ethernet will be standardized will also be in the background in the near future.
On the other hand, for LAN systems used in broadcasting or for delivery of image content
between two points, high resolution requirements such as more than a 1 Gbit capacity
increase per one frame of video picture is being intensified. Depending on the image typeand end use, there are cases where compression is possible and compression is notdesirable. If compression is possible delivery can be made later without hurry, but in casereal time is required or in an application that can not accept a quality delay, traffic fromseveral 10 Gb/s to 100 Gb/s in one channel can be generated. Current network systems can
not handle this, thus it seems a measure in which the content is stored in the media before
delivery is needed.
As mentioned, in a LAN area including a broadcast group, some areas and scene present
traffic shortage is already noticeable as an issue.
<Technological approach>In a normal LAN when 100 Gb/s or more traffic is going to be secured, considering whether
the possibility of utilizing ultrafast devices exists is very difficult. For LAN systems in offices,cost is the most important consideration and at the same time high system reliability is alsoneeded. Advanced ultrafast technology such as the optical to optical switch developed by
FESTA has benefited considerably from technology extension, and the initial investment
must be fairy large, including streamlining of peripheral technology. In terms of cost, itcannot compete with the achievement of 100 Gb/s by utilizing simple wavelength
multiplexing or multiple lines. Also, even 100 Gb/s in one frequency is required, and aprioritized effort to confirm electrical processing will be needed.
Next, in the case where image content is delivered under the condition where compression
is possible, the network itself needs to be changed as there is a problem where a load on a
network is extremely large because current network packets become too small and large involume when the content is large. For example, technology such as optical burst switch
technology which was recently proposed by Professor Aoyama of The University of Tokyo
may solve this problem. At least, changing the existing networks in use may be easier thanintroducing ultrafast technology.

II - 23

On the other hand, as far as high resolution motion picture delivery, which demands realtime, or when compression is not possible, high bit rate traffic will inevitably be required.
Further, basic packet division is impossible and since time-series accuracy between signals
is required, good matching with even wavelength division multiplexing technology cannot be
expected due to concern regarding time displacement between individual frequencies. Timedivision multiplexing technology by one optical clock with a single frequency can be the mostappropriate application area. In addition, that packetization is not done means simple
information leak condition, high level ultrafast information processing technology such as
optical routing which has not been resolved yet in ultrafast technology will become notessential. What is required is MUX technology that multiplexes the signals of multiple
channels into one channel, transmission technology which transmits high bit rate signals
without degradation, clock generation, control technology, DEMUX technology which
combines time division multiplexed optical signals or divides by channel, etc. Naturally, thepossibility of utilizing optical-optical control technology developed by FESTA is considered tobe high as a high definition picture requires traffic of over 100 Gb/s. However, co-existing ofsending out signals of time division multiplexing high bit rate and occupying more than one
frequency (a little more bandwidth is required) with untreated output not with packet form isquite difficult. After thorough study, if parallel use with the current system is possible, if an
exclusive line is required, and if the cost is large, it should be investigated if there iscomparable merit.
<Suggestion>
In order that the most advanced technology which enables optical communications with over
100 Gb/s configured by FESTA will reach the stage where it can actually be utilized, theapplication area for which optical-optical control is essential must be addressed. A casewhere femtosecond technology is required may be generated, and technology does notprogress in such a situation and differentiation is difficult. Also, even if there is a so-called“killer application,” in order for it to be completed and put into practical use, it is essential toshare enough funds to overcome the hurdle, devices and strong enthusiasm and sense ofvalue of the system engineers. It is considered that differentiation of ultrafast technology by
Japan can be possible only with support which assumes such risk. At least, the proposal of akiller application by which effectiveness of achievement can be strongly empathized
together is a major premise.

4-5 From the standpoint of networking
While in a core network where a large volume of concentrated traffic is controlled by a large
bundle, granularity of switching can be at minimum a frequency channel or so, in LAN/SAN
switching of random capacity data which is generated with random timing from each end

II - 24terminal (user) as needed is necessary. Especially, LAN has been directed to relatively
simple conventional network systems, major examples are such as carrier sense multiple
access with collision detection (CSMA/CD), which has been used initially and token ring.
The direction of such a simplification of control is considered to be the same even when theline rate is enhanced to increase the speed up to 100 Gb/s or more. However, the difficultylevel for components and devices increases as a trade off for reducing system complexity.
Fig. II-4-2 shows an image of this trade off. From the viewpoint of complexity reduction thetime division multiplexing method is more appropriate than wavelength division multiplexing,
and in LAN/SAN it will become a motivation to apply ultrafast transmission of 100 Gb/s or
more.
WDM

Example: 160Gb/s
transmission
例：160Gb/s伝送

TDM

1Gb/s

10Gb/s40Gb/s80Gb/s160Gb/s

160

16

4

2

1

Bit rate
per one
一波長あたりfrequency
ビットレート
Numberof
波長チャネル数
frequency channel

complexity

Current
core network
現状のコアネットワーク

difficulty

System complexity/
システム複雑さ・
component 部品困難さ
difficultyFrequency
control (absolute
波長管理（絶対波長＋波長割当）
frequency + frequency
allocation)
部品点数増大increase in component counts

Operation
speed limit of electric circuit
電気回路動作速度限界
Timing control (Time division method,
タイミング管理（時間多重方法、伝送劣化）
transmission deterioration)

Fig. II-4-2 System complexity and trade off of component difficulty
On the other hand, component difficulty will increase at each device level. Especiallybecause there is no electronics circuit to operate with a base rate, it is necessary that it isconverted to the bit rate which can be handled by the electronics circuit with signal
processing in the optical area by performing time channel multiplex and separation. Also,from the standpoint of the aforementioned switching of small granularity, the ultrafast opticalmatrix switch now under development seems to hold great promise. While realization ofultrafast LAN/SAN systems depends on the development progress for individual devices,since the base technology of each element device has already been developed, from now
on elemental development of an completely integrated network is considered to be
essential.

II - 25

Part 5 Social Impact
In Japan, the fostering of a content industry is being tackled on the basis of a new creative
industry strategy together with a new advanced industry by both the business andgovernment sectors together with fuel cells, home information appliances and robotics. It is
expected that an expansion of Japanese content will disseminate into culture and markets
around the world and the impact of communications relating to both content production anddelivery with ultrafast optical communication systems as the infrastructure supporting it
especially the industrial impact will be large. On the other hand, from the standpoint ofdissemination of ultrafast optical communication systems, cost reduction can be promoted
by developing a large-scale market for digital content delivery in the consumer area, andapplication areas will be expanded much more than now. In this way, it should be viewed asprogress of communication technology linking up with a new service industry. From thisviewpoint, LAN/SAN systems related to digital content is expected to have a wide range ofspin-off effects.

II - 26

Part 6 Summary
Progress of a large capacity increase in communications technology has been made in thearea of storage technology. Storage capacity in terminal equipment has reached several 100
GB, and in the near future the terabyte level will come. At the same time, in addition toconventional characters a media to be served for communications large capacity increase isseen together with images, video pictures and diversity expansion. Today, not only
increased capacity but relating to media quality an era of improvement of quality, so-called
QoS enhancement, is going to arrive. This will lead to a requirement for uncompressed
content delivery. Here, regarding digital content production and delivery, next-generationhigh definition TV and digital cinema have been taken up as examples to consider the
impact relative to ultrafast optical communications systems.
While a fusion of communications and broadcasting is a topic that has been discussed for along time, it has become evident that progress in large capacity ultrafast opticalcommunication will enable the delivery of high quality broadcasts and at the same time will
become a big factor to be able to provide new services such as interactive communications.
It became clear that such public services will bring about new progress to content production
sites. It was also indicated that there exists ultrafast LAN needs to support it. It can be said
that there is high expectation as a technology which conveys sensitivity taking a step out ofa concept of conventional data communications in the application of ultrafast opticalcommunications to this field. On the other hand, a fusion of movie with video picture media
was reviewed. Large capacity communications has a possibility to prompt new movie
delivery and production which will change the delivery system to movie theaters using
conventional film media. This is expected to lead to a new type of movie business thateliminates differences in distance and simultaneousness brought by communications.
For digital content production and related delivery services, ultrafast optical communications
will have a wide-ranging impact not only in terms of hardware such as production
effectiveness and flexibility of delivery but that high level quality, simultaneousness andimmediacy will influence sensitivity as well, and is expected to contribute extensively for
progress of related business areas.
Regarding digital content, it has become evident that LAN and SAN systems based on
ultrafast optical communication can be an effective solution based on the review results
obtained at this time. However, the technology issues to realize this have also been raised indetail. There are many issues, such as how will large capacity increases be achieved
without reducing content quality or cost reduction technology enabling dissemination. Whileultrafast optical communication, especially single channel communication of the 160 Gb/s
class, has been verified in the field utilizing a special fiber environment, the current status is
not sufficient for dissemination. Also, technical issues regarding content production anddelivery environments became obvious in this review. In the future, it will be important to
conduct another review to overcome technical issues that hinder conforming to needs.

II - 27

III. Vision for Broadband Networks
Based on Grid Technology

III. Vision for Broadband Networks Based on Grid Technology
Part 1 Introduction
Grid technology is a computer network technology to make a variety of resources connected witha communication network, such as computers and storage, usable without being aware of theirlocations and management styles. In the era that private networks with relatively broad
bandwidths and safety and wide area networks with relatively narrow bandwidths were managed
and operated separately, grid technology was regarded as a special technology for advanced
calculation and so on. Nowadays, however, the communication bandwidths of wide area networks
are sharply being broadened, for example, gigabit Ethernet has been introduced into quite
ordinary personal computers and PtoP service is spreading. Hence, it is becoming required touniformly handle private networks and wide area networks which were managed quite differently
in the past to manage and operate resources. In other words, grid technology is being expected to
be a platform to provide users with an easy-to-use way even with networks themselves, whichconnect a resource with another resource, as grid resources as well as the resources dispersed
over networks to ensure more steady and efficient services.
On the other hand, as wide area networks are rapidly improving into broadband networks, best
effort services and so on which provide slower response as traffic increases does not work welland creates a bottleneck, no effective network service of a large capacity has spread sufficiently.
In fact, traffic from users to the backbone network is restricted to around 10% of the maximum
when congested, so that communication becomes impossible in the case of ticket sales of popular
events, new year greeting e-mail, and serious disasters. Even now it is impossible to overlook
insufficient communication capacity. In addition to this, there are some demands on the businessside, such as keeping storage dispersed over a wide area, application to large-scale science andtechnology calculations, or content distribution. On the other hand, users are not satisfied with thedrop of effective throughput due to the increase in broadband subscribers. However, potential
demand does not increase well due to the restriction of communication volume.
One of the bottleneck factors is an inflexible network structure which is unable to ensure
bandwidth as needed and also network cost. In other words, this means that some hard-to-fix
difficulties suddenly occur because of the problems of power consumption, I/O and so on over the
existing network infrastructure depending on the packet switching of electrical signals. To fix suchdifficulties substantially, it is necessary to develop various technologies to use a large capacity
ultrafast network flexibly. This will allow the construction of a communication network on whichusers can use bandwidth as needed. To do so, it will be necessary not only to introduce opticalcommunications as much as possible but also to develop technology to use communication
bandwidth efficiently and easily. Through these efforts, it will be possible to suppress the increaseof power consumption of communications as well as reduce communication costs and improve

III - 1

usability. Moreover, if such a network is provided to users at an appropriate cost, bidirectionallarge capacity communications will spread like an explosion, for example in the field of content
distribution, high-quality TV phones, or unification of large-scale data centers. So, it is promisingthat the communication industry, which has not had much invested in it, will be boosted.
Expectations for grid technology are being raised as a platform to use such large-scale data
communications easily without any distinction between wide area networks and private networks.
Consequently, it is expected that development to connect IP networks with optical networks
seamlessly will be an important theme influencing the future of information communication
networks. For the construction of such large capacity ultrafast optical communication networks,
this report considers the status quo and future ideals of the development of each network layer,
including optical devices, optical network architecture and grid technology which unifies opticalcommunication networks with IP networks. In the consideration, this report covers the form inwhich ultrafast optical technology of 160 Gb/s or more may be introduced into real networks basedon the trends of current technologies.
Part 2 describes the status quo of transmission/interface technologies by reviewing the progressof optical networks in recent years. Part 3 outlines that large capacity communication is usable in asecure and useful manner by using grid technology, and describes the problems of theapplications which occupy networks, such as a storage using a wide area network, demandprediction in the field of science and technology calculation, or content distribution. Part 4
describes methods to realize 16 Tb/s transmission, which is the expected target level to bereached around the year 2010, based on the transition of average communication volume over theInternet so far, and considers the meaning of high-speed channels for load sharing and otherpurposes. Part 5 covers the technological trend to the ultra broadband network, and describes thestatus quo and future development goals of the current electrical switching interface, generalized
multi-protocol label switching (GMPLS) technology, optical circuit switching (OCS), optical burst
switching (OBS), and optical packet switching (OPS), respectively. Part 6 describes required
technologies for networks, in other words, wavelength conversion technology, signal
reproduction/degrading protection technology, and signal quality monitoring technology. Part 7
describes the advantages and disadvantages of the methods of service architecture from theviewpoint of the usage of future broadband networks, and considers the service architecture forgrid technology using the OCS method as an example. Finally, Part 8 summarizes the arguments.
We hope that this report helps clarify the technological problems for providing ultra broadband
communication networks from upper layers to lower layers of the networks throughout.

III - 2

Part 2 Status Quo of Optical Transmission/Interface Technology
Fig. III-2-1 shows the progress of the backbone optical transmission system and the progress of
the interface speed of data devices such as routers. In the 1980s, transmission speed wassmoothly increased to 2.5 Gb/s because of ongoing development of new technologies. Suchtechnologies included low-loss single mode fiber fabricated by the vapor phase axial deposition(VAD) method, which is the core technology for large capacity backbone optical transmission,laser diode (LD) lasing at 1.3 μm, distributed feedback (DFB) laser lasing at 1.5 μm without modal
noise allowing dynamic single wavelength emission, and dispersion shifted fiber. Furthermore,time division multiplexing (TDM) of 10 Gb/s was put into practical use with erbium doped fiber
amplifier (EDFA) technology and a lithium nitride (LiNbO3) external modulator, which were put into
practical use in the 1990s, so that an economic backbone system of a large capacity could beconstructed.
In and after 1995, WDM transmission technology advanced rapidly mainly in North America. In
North America, practical use of a 16-wavelength WDM of 2.5 Gb/s was launched prior to any othercountries. However, this was because the number of fibers was small and many transmission lines
were manufactured by the modified chemical vapor deposition (MCVD) method of an early datewith poor polarization mode dispersion (PMD), so that the transmission line was not good enoughto bear a transmission of 10 Gb/s. However, after that, transmission capacity with WDM
technology increased sharply as a trend because new communication carriers entered in thecompetition one by one based on the deregulation of the communication industry by the Federal
Communications Commission (FCC) and the construction of optical fiber networks was initiated.

Transmission speed/capacity (bit/s)

100T
10T

WDM
WDM
10Gx176ch

1T

Transmission
Speed

10Gx32ch

100G

10Gx4ch

40G

10G

10G
1G

40Gx88ch

2.4G
TDM
TDM 1.6G
400M
810M

100M

10G

IF speedIF

Ethernet
Ethernet

100M

RouterRouter IO
IO

155M

10M
1980

1985

1990

1995

2000

2005

2010

Year

Fig. III-2-1 Progress in interface speeds of backbone opticaltransmission systems and data devices
Because of the influence of this communication boom, the WDM transmission system’s good

III - 3

background and other reasons, a WDM system of the terabit class which transmits 160
wavelengths or more at a bit rate of 10 Gb/s was put into practical use a few years after WDM
technology was put into practical use. Fig. III-2-2 shows the outline and major specifications of a
WDM transmission system with a total transmission capacity of 1.76 Tb/s (10 Gb/s x 176 waves).
The trend of the development of the WDM transmission system is detailed from the two viewpointsof academy papers and product commercialization. The technologies supporting WDM
transmission, such as L-band EDFA, Raman amplification technology, non zero-dispersion shifted
fiber (NZ-DSF), and broadband dispersion compensation fiber, were developed from 1995 toaround 2000. In this period, development progressed at such a high pace that state-of-the-art
transmission technology announced as a post-deadline paper at a major international conference
was applied to products just one to two years later. In 2001, NEC and Alcatel reported experimentsof transmission with an ultra large capacity over 10 Tb/s, so that development competition of WDM
transmission technologies reached a peak.
Fig. III-2-3 shows the configuration of NEC’s 10 Tb/s WDM transmission and part of the results. Byutilizing a concentrated optical amplifier with three bandwidths of S, C, and L, a distributed Raman
amplifier, and polarization multiplexing technology, 273 signals with a capacity of 40 Gb/s were
multiplexed, and a transmission experiment of a total capacity of 10.9 Tb/s was achieved. [1]Specifications
Capacity : 1.76Tbps
Channel Rate : 10Gbps, 2.5Gbps, etc
Number of Channel : Max 176
Fiber : • SMF• NZ-DSF
Spacing : 50GHz
Wavelength : C-BAND + L-BAND
Application :Terminal,ADM

Fig. III-2-2 Appearance and major specifications of WDM transmission system with totaltransmission capacity of 1.76Tb/s (10 Gb/s x 176 waves)

However, the competition of technology development of total transmission capacity came to an
end after transmission experiments of 10 Tb/s. While communication carriers invest excessively inequipment, the theme of research and development is shifting to the development of economic

III - 4long-haul transmission technology which can reduce electric reproductive relay devices and thedevelopment of an optical switching node technology which improves network flexibility.
The interface speeds of data devices used for Ethernet or router I/O, shown in Fig. III-2-1, arerising at a rapid pace by utilizing the properties developed by the transmission technologies of the
backbone system. So, an interface speed of 10 Gb/s, which is as high as the transmission speedof the trunk line system, has already become popular on high-end data devices.
Cisco announced a large-scale core router (CRS-1) in May 2004. This router has an I/O speed of
40 Gb/s, so that the interface speed of the router has become higher than that of the transmission
speed of the trunk line system. Since router scale is determined by the number of I/O ports, it isstrongly required to raise the interface speed of each I/O port. It is expected in the future that thetransmission speed of the trunk line system will be increased due to the need to raise the interface
speeds of router I/O ports.

Fig. III-2-3 40 Gb/s, 273 waves, 10.9Tb/s, WDM transmission experiment (Document [1])Reference Literature[1] K. Fukuchi et al, “10.92-Tb/s(273 × 40-Gb/s) triple-bandwidth/ultra-dense WDM opticalrepeated transmission experiment,” OFC2001, PD24 (2001)

III - 5

Part 3 Requests for Grid and Broadband-width Communications
There was a big difference between private networks and wide area networks in the style of theiruse in the past. Private networks were broadly used for applications requiring a broad bandwidthand close network component mutual dependency, while wide area networks were used forcommunication applications with relatively dispersed devices, such as e-mail, the Web, and filetransfer. This is due to the following two major reasons. The first is that conventional wide area
networks have relatively narrow usable bandwidths compared with those of private networks, andthe second is that wide area networks, which are accessed by a unspecified number of users,
have problems regarding authentication and security, so that it was difficult to use wide area
networks easily like private networks. The former problem will be fixed by optical communication
technology. Delay does not matter so much in many applications if a sufficient bandwidth isensured. Consequently, wide area networks and private networks will be able to use this without
being conscious of a distinction once the latter problem is fixed.
Grid technology is technology to fix the latter problem above to make it possible to use resources
on a network easily and safely. The grid is originally the term meaning a power feeding network.
This network connects power facilities such as power plants and transfer substations via a power
feeding network to provide power for homes and offices. In our daily lives, electric appliances areusable only by plugging into a socket, so we are not aware of where and how electricity was
generated and fed. Based on this technology, a (virtualization) technology to make various
resources connected with a network (the Internet) usable without being aware of what resource isconnected, where the resource is located, and how the resource is managed, is called gridtechnology. One of the merits of grid technology is that it can provide services by making multiple
resources belonging to different management domains on a network collaborate with each other.
For this purpose, this technology is configured with some technologies, such as a technology todetect and reserve the resources and services required for providing services, a technology toauthenticate users and services, and a technology to make it possible for a service to accessresources over a network with the authority of a user delegated by the user. In addition, sometechnologies such as management of accounting information across multiple management
domains are also included in grid technology. With such technologies, users will be able to use theservices on a wide area network, which they were not able to use easily or with sufficientconfidence, in the past. By constructing such a framework, the use of wide area networks will
spread as much as or more than the use of conventional private networks, so that the use of broad
bandwidths will spread.
New applications have appeared one by one and demand for bandwidth has also increased so far
as Internet’s usable bandwidth increases. If grid technology makes it possible to use a broad
bandwidth inexpensively as well as securely and conveniently, applications will additionallyexpand. It is difficult to predict such new applications. Some examples of concrete applications

III - 6

currently under consideration are keeping storage dispersed over a wide area, science andtechnology calculations, content distribution, and bidirectional communications of high-definition
images.
First of all for storage, a style of use without memory at individual terminals is becoming popular
because of the establishment of so-called personal information protection law. If a wide area
network with a sufficient bandwidth becomes usable, it will be possible to use all storage facilities
online via a wide area network. Suppose, for example, an organization with 5000 workers makes
all storage usable online. Currently, ordinary hard disks have an access bandwidth of around 300
Mb/s. If access frequency is around 1/10, a bandwidth of 300 Mb/s × 0.1 × 5000 = 150 Gb/s will be
required in total.
For science and technology calculations, since no wide area network with a sufficient broad
bandwidth is usable so far, it was not realistic to distribute a large parallel processing program overa wide area to execute it. However, only if a sufficient bandwidth is obtained, it will be able toexecute a single parallel calculation which was executed using clustered computers in an
organization using cluster groups distributed on a wide area network. Fig. III-3-1 shows
performance levels when parallel processing programs were executed over a broad bandwidth
network. This figure shows the performances of seven types of application programs executed by
two clusters of eight nodes connected to each other via a wide area network (WAN) emulator of 1
Gb/s, compared with the performance of an environment without delay. When the round-trip delay
was 4 msecond, a performance of around 80% was obtained compared with the case of no delay.
A round-trip delay of 4 msecond is equivalent to that of a wide area network with a scale of around
100 km. This shows that high performance can be realized if sufficient bandwidth is usable.
Currently, InfiniBand with a bandwidth of around 10 Gb/s per link is used as an interconnect in acluster. It is necessary for such interconnect to have a sufficient bisection bandwidth. For example,
suppose a cluster computer with 1000 nodes has a full bisection bandwidth, if the cluster isseparated into two sub-clusters with 500 nodes, respectively, the bandwidth between theseparated sub-clusters will be 5000 Gb/s (5 Tb/s). When applying this assumption, a bandwidth of
up to around 5 Tb/s will be needed between a cluster and another cluster which have widelydispersed 500 nodes, respectively.

III - 7

1.2

Relative Performance

1
0.8
0.6
0.4
0.2
0
GridMPI(0ms RTT)

GridMPI(4ms RTT)
BT

CG

FT

GridMPI(20ms RTT)
IS

LU

MG

GridMPI(200ms RTT)SP

Fig. III-3-1 Relation between delays and parallel processing program effective performance
Next, content distribution is considered. The number of users of content distribution is far morethan that of science and technology calculations because general consumers are the target users.
Digital high vision requires a non-compressed bandwidth of around 1.5 Gb/s, and animation of the
4K standard, which is a digital movie of a ultra high-definition, requires a non-compressedbandwidth of around 8 Gb/s. To distribute such high-definition content into ordinary homes, a verybroad bandwidth will be necessary. Many subscribers share a line of an upper layer over thecurrent Internet. For example, in the case of an asymmetric digital subscriber line (ADSL), it iscommon for thousands of subscribers to share a line of an upper layer of 1 Gb/s. Even such aconfiguration can be put into practical use because each subscriber uses only a narrow bandwidth
on average even if a broad bandwidth is temporarily used. Such an effect, however, will not bepromising if any applications require a very broad bandwidth for a long time, such as contentf
distribution. Hence, the requirement for bandwidth of a line of an upper layer will remarkably
increase.
Since there is great potential demand for broad bandwidth networks as mentioned above, broad
bandwidth wide area networks of the Gb/s or higher class will greatly spread, as inexpensive wide
area networks are supplied and grid technology allowing secure and easy use of a broad
bandwidth is disseminated.

III - 8

Part 4 Requests and Problems regarding High-speed Channels
It was noted earlier that demand for a broader bandwidth of core networks is now increasing, andbandwidths and uses are in a relation similar to the question of “Which came first, the chicken or
the egg?,” so new usage will spread if a broader bandwidth is provided. This part assumes 16 Tb/s
as a bandwidth per fiber which will be really usable within five to ten years, and considers theadvantages and disadvantages of bandwidth per channel and the number of channels per fiber.

4-1 Realistic scenario and technological problems from the viewpoint of opticalcommunication technologies
To transfer a large volume of data with a short delay time, it is desirable to ensure a path with aguaranteed bandwidth. The following considers what network is desirable when a request forreserving a path of 160 Gb/s is issued at a user’s initiative in the future. The link of the network is
assumed as 16 Tb/s, and comparative consideration is performed between the case of configuring
the network as 160 Gb/s x 100 channels and the case of configuring the network as 10 Gb/s x
1600 channels. Only for the link, it will be more desirable to support a path of 160 Gb/s with 16
wavelength channels of a bit rate of 10 Gb/s, while it will be desirable to support a path of 160 Gb/s
with a single wavelength channel of a bit rate of 160 Gb/s, as shown below. Although a desirable
network style will change ultimately depending on the relation of cost between the link portions
and node portions, the importance of the node portions will definitely increase more and more in
the future.
Hereafter, as shown in Fig. III-4-1, the following two types of networks configuring a link of 16 Tb/swill be considered.
(a) 160 Gb/s x 10 wavelengths (400 GHz or 3.2 nm interval, 30 nm max. bandwidth) x 10 fibers(b) 10 Gb/s x 160 wavelengths (25 GHz or 0.2 nm interval, 30 nm max. bandwidth) x 10 fibers
In case (a), a path of 160 Gb/s is supported by a single wavelength channel of a bit rate of 160
Gb/s. In case (b), a path of 160 Gb/s is supported with 16 wavelength channels of a bit rate of 10
Gb/s. In either case, two or three links are connected with a node, and part of the traffic which is
input or output via these links is added or dropped. The traffic to be added or dropped is assumed
as 16 Tb/s.
Paths of 160 Gb/s are switched at nodes. This switching will be performed in the optical domain.
This switching must be performed between a fiber and another fiber or between a wavelength andanother wavelength, so that spatial switching and wavelength conversion will be needed. How to
conduct signal reproduction and quality monitoring must be considered to make optical signals go
through nodes without change as they are.
In case (a), spatial switching will have a scale of 300 x 300 or 400 x 400. Such a scale seems to befeasible using spatial switching with a micro-electro mechanical system (MEMS) mirror.
Wavelength conversion may be performed for each wavelength channel before unifying

III - 9wavelengths. As for the technology [1] which uses the non-linear optical effect to perform
wavelength conversion of the all optical type at 160 Gb/s, some methods using a semiconductor[2-3], LiNbO3 [4], fiber [5-6] and so on have been reported. For all optical wavelength conversion
performed for each wavelength channel, non-linearity between the intensity of an input opticalsignal and the strength of an output optical signal is used in many cases, and this characteristic isalso usable for signal reproduction in many cases. Although the method of quality monitoring is an
important theme when optical signals go through a node without photoelectric conversion, suchquality monitoring will be performed for each wavelength channel no matter what optical signal
monitoring technology is adopted. Using the method of supporting a path of 160 Gb/s with one
wavelength, it will be possible to perform wavelength conversion, signal reproduction, and quality
monitoring in a reasonable way at a node.
In case (b), it will be necessary to devise a way of minimizing the number of ports for the spatialswitch. If switching is performed not for each separated wavelength but for each separated
wavelength group of 10 Gb/s x 16 wavelengths, it will be able to minimize the number of ports for
spatial switching to around 300 x 300 or 400 x 400. However, wavelength conversion, signal
reproduction, and quality monitoring must be performed for each separated wavelength. Althougha method to perform wavelength conversion for an optical signal of multiple wavelengths in blockusing the non-linear optical effect of LiNbO3 [7] or fiber [8] has been reported as a technology for
all optical wavelength conversion, it is very difficult to realize this method. In addition, to convert
multiple wavelengths in block, it is necessary to eliminate non-linearity between the intensity of
input optical signal and the intensity of output optical signal. This conversely means that signal
reproduction is not promising. On the other hand, to perform wavelength conversion, signal
reproduction, and quality monitoring for each separated wavelength, a large number of devices
will be necessary. In addition, even at a demultiplexing or multiplexing component, if a wavelengthis demultiplexed, converted, and then multiplexed again, it will be necessary to devise a way to
use the multiplexer’s wavelength go-around characteristic, so that a more complicatedconfiguration will be adopted. When a path of 160 Gb/s is supported by 16 wavelength channels ofa bit rate of 10 Gb/s, it is inevitable that a more complicated configuration will be adopted forwavelength conversion, signal reproduction, and quality monitoring at nodes.

III - 10(a)(b)
Network

160Gb/s
×10ch
×10fiber

Network

160Gb/s
×10ch
×10fiber

10Gb/s×160ch×10fiber

160Gb/s
×100port

10Gb/s×160ch×10fiber

10Gb/s×1600port
160Gb/s
×100port

10Gb/s×1600port

Node
Optical Switch(300x300-400x400)(for eachwavelength)

Control
SystemNode・Wavelength
conversion
・Signal reproduction
・Quality monitoring(for each wavelength,
160Gb/s)・Wavelength conversion
・Signal reproduction
・Quality monitoring
Control(for each wavelength,
System
10Gb/s)

Optical Switch(300x300-400x400)(for eachwavelength group)

10Gb/s×160ch

160Gb/s
×10ch
×10fiber×2 - 3×10fiber×2 - 3

10Gb/s×1600port

160Gb/s
×100port(a) Configuring 16 Tb/s using 160 Gb/s x 100 channels(b) Configuring 16 Tb/s using 10 Gb/s×1600 channels

Fig. III-4-1 Network configured with inks of 16 Tb/s

III - 11

So, if a user wishes to ensure a path of 160 Gb/s, it is desirable for a network to support a path of
160 Gb/s by a single wavelength channel of a bit rate of 160 Gb/s, taking node configuration into
consideration. How to implement wavelength conversion, signal reproduction, and quality
monitoring is an important technological theme.
To realize a function like wavelength conversion and signal reproduction, which inputs opticalsignals and outputs optical signals, it is promising to utilize an all optical device which uses the
non-linear optical effect without performing high-speed optic-electric conversion. Some methods ofwavelength conversion and signal reproduction at 160 Gb/s have been reported, and thesemethods use a semiconductor optical amplifier (SOA) [2-3], LiNbO3 [4], and fiber [5-6]. It will benecessary in the future to accumulate as much data as possible for making a basic prospect ofpower consumption and sizes. However, it is expected that a device usable for systemdemonstration will come on the scene around 2008. In addition, for the signal reproduction
function, it is necessary to clarify the correspondence between the characteristic of input noises
and that of output noises to make it possible to design the specifications of real optical signals.
While 2R type (Re-shaping and Re-generating) and 3R type (Re-shaping, Re-generating, andRe-timing) functions are usable, the 3R type is necessary to obtain a sufficient signal reproduction
effect, whether wavelength conversion or signal reproduction is used. However, the 2R type hassome advantages such as a simple configuration and independence on bit rate, moreover, noise(jitters) can be minimized in the direction of the time axis if the response speed is adequately high.
It is necessary to clarify the scope of applications of the 2R type and 3R type, respectively.
Also for quality monitoring, it is promising to use a method without high-speed optic-electric
conversion. Many methods to monitor the quality of optical signals have been suggested since
optical networks were proposed. However, further verification is still necessary to determine
whether or not electronic circuit quality monitoring based on digital operations can be replacedwith these methods. The quality monitoring technology of optical signals is roughly classified into amethod based on time-division measurement data and a method based on time-mean
measurement data from the viewpoint of what is used as measurement data. For performing
time-division measurement, it is ordinarily necessary to synchronize with optical signals. However,there have been many reports in recent years of a method to estimate the noise characteristic of
optical signals from the data obtained without synchronization. In the case of time-mean
measurement, one of the simplest methods is average power measurement and optical signal
noise ratio (OSNR) measurement, which decomposes signals in the direction of frequency axis, isalso usable. In addition, it is also important not only to adopt one of the measurement methods
above but to also establish an adequate correspondence to determine a factor (insufficient opticalintensity, influence of wavelength dispersion, influence of polarization mode dispersion, influenceof non-linearity and so on) based on measured data. Moreover, such monitoring technologies of
optical signal quality must measure part of the optical signal by tapping so that the original opticalsignal transmission is not disturbed, that is, high sensitivity is needed. To perform a time-division

III - 12measurement which can support 160 Gb/s, an optical sampling gate with a high time resolution
and a high sensitivity is needed. Although many reports on high time resolution have been issued
so far, it is necessary to consider raising sensitivity in the future, and it is promising that a usabledevice for system demonstration will be introduced around 2008. For the methods of time-mean
measurement, it is expected that the method considered a technology to support an optical
network of the 10 Gb/s or 40 Gb/s class will be adopted for 160 Gb/s as well, and it is also very
likely that the technology will be established earlier than expected. The technologies mentioned
above measure some parameters of optical waveforms. On the other hand, efforts towards atechnology to enable digital operation of the all optical type are also required. This technology is, inshort, a technology to enable performance of the digital operations required for the quality
monitoring of optical signals of a high bit rate. Some studies on AND operation, EXOR operation[9-10], and flip-flop operation [11] using an all-optical device have already been reported. However,there is no example of performing such operations at a bit rate of the 160 Gb/s class, so this is a
future theme.

4-2 The significance of ultrafast channels from the viewpoint of users
Ultrafast transmission through a single channel is more advantageous than parallel transmission
in the following cases: 1) Network terminals such as computers use ultrafast channels
independently, and 2) Multiple communication streams can distribute a load by sharing a channel
by packet multiplexing.
If the transmission capacity of a channel is larger than the independently usable capacity of a
network terminal, it is necessary for efficiency improvement to transfer traffic from multiple
terminals on a channel. The methods for this purpose are roughly classified into time divisionmultiplexing (TDM) and packet multiplexing. TDM is a method to set slots on the time axis andtraffic from each terminal uses pre-determined slots only. On the other hand, packet multiplexing isa method to send packets which arrive from terminals to a transmission line one by one.
For example, if a channel of 160 Gb/s is divided into 16 slots of 10 Gb/s by TDM, each terminal
can use 10 Gb/s at most, and it is impossible to use any other vacant slots. For users, such a
status is equivalent to that of 16 channels of 10 Gb/s being usable, so that using a channel of 160
Gb/s is not advantageous.
On the other hand, packet multiplexing allows a terminal to use up to 160 Gb/s unless anotherterminal is performing communications. Therefore, this method allows efficient load distribution.
However, a buffer is indispensable for packet multiplexing. Fig. III-4-2 shows a block diagram of apacket switching method using electric signals. Although the buffer’s position varies depending on
the switch actually, this example uses a model with a buffer on the input (ingress) side. If thepackets to be output to the same output port arrive at multiple input ports, it is unable to output
these packets simultaneously, and some packets are stored in a buffer and kept waiting until the
output port becomes usable. If no buffer is usable, it is unable to store the packets which cannot

III - 13

be output, so that the packets will be discarded (or will be output to another output port as
described in section 5-3). As will be discussed later, technologies for optical packet switching are
under development. However, the development of an optical buffer memory which provides
adequate performance is not yet in sight. Hence, packet multiplexing is subject to use switching byelectric signals. At present, switching by electric signals supports a link speed of 40 Gb/s
maximum. To use a method of a higher transmission speed per channel, such as 160 Gb/s, fasterswitching technology for electric signals will be required.

Input 0

Output 0

Input 1

Output 1

Input 2

Cross Bar
Switch

Output 2
Output 3

Input 3Fig. III-4-2 Block diagram of switching using electric signals

Reference Literature[1] Nakamura, “Wavelength conversion element,” OPTRONICS, No. 273, 149, (2004).
[2] S. Nakamura, Y. Ueno, and K. Tajima, "168-Gb/s all-optical wavelength conversion with aSymmetric-Mach-Zehnder-type switch", IEEE Photon. Technol. Lett., Vol. 13, No. 10, 1091,(2001).
[3] J. Leuthold, L. Möller, J. Jaques, S. Cabot, L. Zhang, P. Bernasconi, M. Cappuzzo, L. Gomez, E.
Laskowski, E. Chen, A. Wong-Foy, and A. Griffin, “160 Gbit/s SOA all-optical wavelength converter
and assessment of its regenerative properties,” Electron. Lett. Vol. 40, No. 9, 554, (2004).
[4] I. Brener, B. Mikkelsen, G. Raybon, R. Harel, K. Parameswaran, J. R. Kurz, and M. M. Fejer,“160 Gbit/s wavelength shifting and phase conjugation using periodically poled LiNbO3 waveguideparametric converter,” Electron. Lett. Vol. 36, No. 21, 1788, (2000).
[5] L. Rau, W. Wang, H. N. Poulsen, and D. J. Blumenthal, “160 Gb/s OTDM wavelength
conversion using XPM in dispersion shifted fiber,” OFC2004 FA7 (2004).
[6] S. Watanabe, F. Futami, R. Okabe, Y. Takita, S. Ferber, R. Ludwig, C. Schubert, C. Schmidt,
and H. G. Weber, “160 Gbit/s optical 3R-regenerator in a fiber transmission experiment,” OFC2003
PD16 (2003).
[7] J. Yamawaku, H. Takara, T. Ohara, K. Sato, A. Takada, T. Morioka, O. Tadanaga, H. Miyazawa,and M. Asobe, “Inter-bandwidth wavelength conversion of 25 GHz-spaced 1.03 Tbit/s (103 x 10
Gbit/s) DWDM signals with small guard bandwidth and low crosstalk in PPLN waveguide,”
CLEO2003 CThPDB2 (2003).
[8] S. Watanabe, S. Takeda, and T. Chikama, “Interbandwidth wavelength conversion of 320 Gb/s
III - 14

(32 x 10 Gb/s) WDM signal using a polarization-insensitive fiber four-wave mixing,” ECOC98(1998).
[9] H. Chen, G. Zhu, Q. Wang, J. Jaques, J. Leuthold, A. B. Piccirilli, and N. K. Dutta, “All-optical
logic XOR using differential scheme and Mach-Zehnder interferometer,” Electron. Lett. Vol. 38, No.
21, 1271 (2002).
[10] R. P. Webb, R. J. Manning, G. D. Maxwell, and A. J. Poustie, “40 Gbit/s all-optical XOR gatebased on hybrid-integrated Mach-Zehnder interferometer,” Electron. Lett. Vol. 39, No. 1, 79(2003).
[11] H. J. S. Dorren, D. Lenstra, Y. Liu, M. T. Hill, and G. D. Khoe, “Nonlinear polarization rotation insemiconductor optical amplifiers: theory and application to all-optical flip-flop memories,” IEEE J.
Quantum Electron. Vol. 39, No. 1, 141 (2003).

III - 15

Part 5 Ultra Broadband Network Application Technologies
5-1 Technological trend for electrical signal switchingThis section describes the current trend of switching (IP routers). Fig. III-5-1 shows the transitionof router interface speed and switching capacity using a Cisco router as an example.

Fig. III-5-1 Transition of router interface speed and switching capacity
Currently, 10 Gb/s is the performance standard for router backplanes or cards, although somerouters supporting up to 40 Gb/s have been released. So, most routers currently have an interface
speed of 10 Gb/s (STM-64/OC-192 or 10 GbE) or 2.5 Gb/s (STM-16/OC-48), and 40 Gb/s routers(STM-256/OC-768) will appear in the future. However, since router interface speed has
quadrupled at intervals of approximately four years, faster speed (100 GbE or 160 Gb/s) may berequired after a period of nearly four years (around the year 2010) if such a speed increase is tocontinue along this time scale, so consideration will be necessary.
As for switching capacity, some vendors have released routers with a switching capacity of several
hundred Gb/s to over 1 Tb/s. In addition, as shown in Fig. III-5-1, the latest Cisco router is able tohave a switching capacity of 92 Tb/s. In this case, if an interface of 40 Gb/s is adopted, 2300 unitsof a 40 Gb/s interface will be required. Hence, it is also an effective method to introduce ahigh-speed interface (100 GbE, 160 Gb/s and so on).
In addition, if a large-capacity link (100 Gb/s) is established between two routers, and an interfaceof 10 Gb/s is adopted, ten pairs of interface cards will be necessary. However, since such a link isregarded as the same cost by routers, packets will be collected to only a pair of interface cards if aroute control method such as the open shortest path first (OSPF) method is adopted, so that aproblem will be caused. In order to avoid this problem, a method to assign usable links of the same

III - 16

cost for each packet destination will be adopted. However, since traffic volume is different for each
destination, it will be difficult to assign traffic evenly, and throughput will inevitably become lower
than the total throughput of those links. Therefore, from the viewpoint of resource it is not effective
to configure a large-capacity link by putting multiple low-speed interfaces together in combination.
Conversely, it is desirable to connect routers to each other using a pair of high-speed links, and it
may be necessary to develop a high-speed interface (100 GbE or 160 Gb/s and so on).
As mentioned above, this section has reviewed the transition of router interface speed andswitching speed, and then come to the conclusion that the next goal of research and development
should be 100 GbE or 160 Gb/s because an interface of 40 Gb/s has already been released.

5-2 Research and development on optical packet switching technology
Technologies for realizing IP traffic transmission using an optical network are now being actively
studied in order to realize faster or broader-band communications. In particular, because of thepotential benefits in processing speed, density implementation, electronic circuit power
consumption and so on, research and development on optical packet switching technology, which
realizes packet transfer by means of an optical method, is becoming more important [1, 2].
Although an optical packet switching component has a configuration similar to that of aconventional electric router, the switching minimizes the load of electronic circuits by introducing
optical signal processing. This is a feature of optical packet switching. By introducing optical signal
processing, which is faster than the method using electronic circuits, it is promising that theefficiency of packet transfer will be improved and bandwidth will be better utilized. On the other
hand, optical header identification circuits for header analysis and optical buffers for conflict control
will be important technological themes.
Optical packet switching converts electric IP packets (µsec to msec) into optical IP packets at theentrance of an edge node, and then transfers these packets through an optical network as theyare. Optical packet switching allocates a wavelength for each optical packet to perform routing ona per optical packet basis. Optical packet switching devices are configured with a header
processor which processes a packet’s address information in the optical domain, an optical buffer
to avoid conflict, an optical switch to switch optical routes on a per optical packet basis based on
the output information obtained by referring to an address table, and a wavelength converter. Thismethod identifies the headers included in optical packets to control the optical switch. Headers
include address information corresponding to packet destinations, so optical packet switching
devices collaborate with each other to create/update routing tables autonomously based on theaddress information. The time interval of switching is 10-6 second or less, so an order of 10-9
second is required as the switching speed of optical switching. Fig. III-5-2 is a block diagram of theconfiguration of an optical packet switching device.

III - 17

Header
Header
Processor
Processor

Header /PayloadSeparation

OpticalBuffer
MemoryOpticalSwitchWavelength
Converter

Fig. III-5-2 Configuration of optical packet switching device
The key components of optical packet switching can summarized as follows.
(1) Optical Header Identifier
It is important to develop an optical header identification circuit which operates at a high speed andcan be implemented in a small size. In addition, since electric processing will still be necessary in
the immediate future to manage address tables and exchange routing information among opticalpacket switching devices, it is necessary to clarify the distinction between electric processing andoptical processing to stipulate the interfaces between the optical circuit and electric circuit.
(2) Optical Buffer
An optical buffer to buffer optical packets as they are is an indispensable element device for
implementing optical packet switching. In particular, it is expected that a small-sized optical buffer
which can select any delay time and maintain signal quality will soon be realized.
(3) Optical Switch
An optical switch used for optical packet switching requires a switching speed on the order of 10-9
second. In addition, this component must satisfy requirements such as low insertion loss, small
size, and low crosstalk. Moreover, it is important to undertake research and develop on advanced
integration technology for optical switching to support the input/output volume of optical packet
switching.
(4) Wavelength Converter
For optical packet switching, an all-optical wavelength conversion process which can avoid
conflicts and effectively use wavelength channels is a highly prospective technology area. This isparticularly the case for a wavelength converter which can convert the wavelengths of input opticalsignals into any wavelength and does not depend on signal speeds or signal formats. In addition,
for future optical networks, wide-range wavelength tunable lasers and multi-wavelength lasers
capable of simultaneous oscillation at multiple wavelengths are also important device
technologies.
Of the devices outlined above, the optical buffer seems to be the one that will be the most difficult
to realize. Using an optical fiber delay line is the only way to accumulate optical signals at present,

III - 18

so realization of an optical random access memory (RAM) equipped with a random accessing
function is a long-awaited theme. Although optical fiber delay lines are able to delay optical signals
by the time of the fiber’s transmission delay, it is not possible to stop optical signals themselves.
Consequently, the cable must be as long as the value of the light speed multiplied by the buffering
time, so it will be difficult to reduce size, and delay time will be limited and become discrete. On theother hand, research on elements and phenomena based on substance properties (for example,
bistable elements and electromagnetic wave induction clearing phenomena), which are regarded
as promising for realizing optical RAM, is also going on. However, such research is still at thebasic study stage, so great progress will be necessary in the fields of materials and substanceproperties.
As described above, optical buffer technology, which is regarded as indispensable to realize
optical packet switching, has not been fully developed yet. So, the scenario for putting opticalpacket switching into practical use has not been clarified yet. Some companies and research
institutes are now developing an optical packet switching device of the optical fiber delay line typeon a trial basis. However, most are still at the stage of principle confirmation, so that the realizationof a commercial product usable for system application is not in sight yet. The typical components
of an optical packet switching system of the optical fiber delay line type at present are a bit rate of
10 to 40 Gb/s per channel, a fixed packet size of some ten to some thousand bytes (a packet 64
bytes long and a packet 1500 bytes long last for 51.2 nsec and 1.2 μsec at a transmission speedof 10 Gb/s respectively, and 12.8 nsec and 300 nsec at a transmission speed of 40 Gb/s,
respectively), and a total throughput of 1 to 10 Tb/s. It is desired that a system with a bit rate ofover 100 Gb/s per channel and a total throughput of the Pb/s class be realized in the future. On theother hand, since a breakthrough in optical buffer technology to realize an optical packet switching
device of the optical RAM type will be required, full-scale research and development will begin in
and after the year 2010. So, this will be another future study theme.
For realization of an optical packet switching network, optical synchronization technology, opticalsignal modulation-demodulation technology, optical signal reproduction technology, optical packet
routing control, and optical traffic engineering are also important element technologies in addition
to the key technologies mentioned above.

5-3 Outline of GMPLS technology and dynamic wavelength path set-up management
technology
Backbone line capacity is increasing due to the spread of the Internet and the progress ofbroadband services. Currently, routing control and trouble recovery of (backbone) networks are
performed using electric switching and IP routers, TDM devices and so on. However, it is
becoming obvious as traffic is increasing that reliability has deteriorated. With increases inequipment footprint and power consumption, operation and maintenance become more
complicated, so a next-generation network architecture capable of accommodating future

III - 19

large-capacity traffic is an important theme to be considered. Because migration with existing
networks is indispensable, it is desirable to fix the various problems caused by the increase of
capacity by performing unified control and management on the capacity of the backbone network
using new optical switching technology and leaving existing signal switching at IP routers and soon as it is. In particular, attention should be focused on optical cross-connect technology which
can switch optical signals without converting them into electric signals and generalized
multi-protocol label switching (GMPLS) technology which can control and manage service nodes
such as IP routers and add/drop multiplexer (ADM) and optical cross-connect devices together.
Various research institutes are now actively performing research and development in these areas(Fig. III-5-3).

OXC

Router

The entire optical
network is
controlled by

ADM

GMPLS

Fig. III-5-3 GMPLS block diagram

GMPLS is, as the name implies, a generalized method of multi-protocol label switching (MPLS).
MPLS is currently broadly used over IP networks for services such as an IP virtual private network(IP-VPN) and Ethernet-VPN and optional functions such as traffic engineering, which specifies asource and a destination for a packet not by an IP address but by a label to perform route control(switching) based on the label. GMPLS provides a function to control optical paths by opticalswitching instead of switching packets based on labels. However, since this technology has beenenhanced so that it can be applied to other switching methods, it is applicable not only to opticalpaths but also time slot switching of TDM devices and fiber switching and so on. Before GMPLS
came on the scene, IP routers were not able to know which route an optical cross-connect device
set up as well as optical cross-connect devices were not able to know which route an IP router
wished to set up. Consequently, it was difficult to improve the usability of resources and thereliability of paths among IP routers. Resource usability and network reliability will be improved
because the introduction of GMPLS provides two advantages: One is that IP routers will be able toset up the most appropriate routes by themselves automatically by exchanging resource
information between IP routers and optical cross-connect devices with each other, and the other is

III - 20

that the devices which have been operated independently so far can be managed together. In
addition, it is also expected that paths among IP routers can be set up immediately over an opticalIP integrated network although currently the schedule must be coordinated on a weekly or monthly
basis for design, set-up, operation and so on to open up paths among routers. Moreover, it is also
possible to search for an alternate route immediately to detour around a route when trouble
occurs.

λ1
Packets Time
slots

λ2
λn
Wavelengths

Fiber
Fiber Bundle
Fiber

λ1
λ2
λn

FibersFig. III-5-4 Block diagram of GMPLS switching
In a GMPLS network, the links of optical wavelengths are connected as if with a mesh using an
optical cross-connect device. Since it is possible to set up optical wavelength paths more flexibly
at a higher speed by GMPLS in a GMPLS network (set up an optical wavelength via the shortest
route or set up an optical wavelength to avoid a particular route in case of cable maintenance), it
will be able to provide new services such as VPN service which directly provides users withwavelength paths and dynamic wavelength service (pay-by-the-hour service).
Electric switching has been primarily used thus far for devices for switching the route control of
optical signals transmitted by WDM devices. Consequently, it was necessary to convert opticalsignals into electric signals, and again convert these signals into optical signals. A signal speed
around 2.5 Gb/s has been realized at a low cost. However, 10 Gb/s is spreading as the main
speed of optical signals flowing via IP routers, and 40 Gb/s will become more common in the
future. For such speed/capacity increases, it is a concern that existing electric switches are not
usable because of their heating, device footprint, and processing speed. So, the transparency oflight switching is attracting attention, and an optical cross-connect device to switch optical signals
as they are without converting into them electric signals is under research and development. The
heart of an optical cross-connect device is an optical switching component, and several different
methods are usable. However, an optical switching component applying micromachine technology
called three-dimensional micro-electro-mechanical systems (3D-MEMS) is promising. 3D-MEMS
is configured with multiple small mirrors which can be controlled in a three-dimensional manner,and the optical routes over the optical fiber arrays among the input/output ports of an opticalswitching component are controlled by adjusting the positions (angles) of the mirrors. Since thiscomponent can be configured with very small mirrors, it is excellent in expandability (for example,

III - 21

switching at 1000 ports), high-speed switching, power saving, and device footprint saving. In
addition, because this component is able to set up and switch paths flexibly regardless of format,
bit rate, wavelength type and so on, it will be suitable for constructing a large-scale optical/IP
network efficiently. At present, configurations on a 10 Gb/s basis have been adopted andcommercialization has partially started. However, research and development on a 40 Gb/s basis isgoing on, so it is expected that this method will be put into practical use around the year 2008.
Furthermore, since bit rate is basically transparent when an optical cross-connect method is used,
it is advantageous that such a method can be applied even when a bit rate of 100 GbE or 160 Gb/s
is adopted in the future. However, such a method will not be introduced until around the year 2014.

5-4 Outline and advantages of optical burst switching technology
Optical burst switching (OBS) may be positioned as a technology which can more quickly evolvethe functionality and flexibility of optical circuit switching. This technology sets up an optical path ina short time on the order of a msec or less according to a request to transfer IP data, and transfers
burst data, which is a block of IP data. The optical path will be released soon after the transfer
finishes. Because it can assign a wavelength to different optical paths continuously at short timeintervals over a network, it will be possible to improve the time-efficiency for accommodating
payload data per wavelength.

5-4-1 Outline of optical bust switching (OBS)The basic principle of OBS is separating a control channel (wavelength) to keep routing
information and so on from multiple data channels (wavelengths) to be used for transmission of
payload data. It will be able to construct a network utilizing the advantages of electricity and lightby processing the control signals which require information processing in the electric domain as
needed but transferring payload data (optical burst) in the light domain as it is [3, 4].
Fig. III-5-5 is a conceptual diagram of OBS. Electric IP packets bound for the same node arecollected at the entrance edge node, generated to an optical burst, and then sent. Here, awavelength is assigned for each optical burst, and switching is performed. Control signals withinformation on an optical burst are sent prior to the optical burst, and then the optical burst is sent
after a time interval called an offset time. At relay nodes, optical switching is set up based oncontrol signals. OBS grasps an optical burst as a connection between an edge node and anotherone in an OBS network, and reserves or releases wavelengths at a high speed to this connection
for each IP packet block generated. The reservation method of a wavelength is roughly classified
into the unidirectional reservation (one-way) focusing on high speed, and the bidirectional
reservation (two-way) focusing on reliability. The one-way method starts sending a burst without
confirming if a reservation was made successfully after sending a request for reservation.
Because it takes a short time to start sending a burst, wavelengths can be reserved and released
based on a short time scale as if on a per burst basis. However, since a burst is sent even if a

III - 22

wavelength is not reserved successfully, it is not guaranteed that sent data actually reaches thedestination node. On the other hand, the two-way method does not start sending a burst before
waiting for ACK (confirmation response), which indicates the success of reservation, after sending
a request for reservation. A certain bandwidth is guaranteed once a wavelength is reserved
successfully, however, since much time is required for making a reservation, it is difficult to reserveand release a wavelength at a high frequency. A request for reserving/releasing a wavelength isissued at time intervals on the order of a msec to a second. An optical path is reserved andreleased in a short time on the order of a msec or less as requested. Although control signals areconverted into electric signals for processing as needed, optical burst signals are processed
entirely in the optical domain without conversion between electricity and light.

A

Control packets
Control
wavelength221Offset
time

2

O/E/O

1

Processing

SwitchSwitch

1
B

C

2
1
Data
wavelength

Data bursts

D

Fig. III-5-5 Optical burst switching

5-4-2 Advantages of optical burst switching (OBS)For OBS, control signals are transferred using a special wavelength, but bursts can be transferredusing all of the wavelength bandwidth of a transmission link. Therefore, wavelengths can bereserved easier than with other methods. OBS in particular is advantageous if the number ofwavelengths is great. Because the offset time is very short in most cases, reservation takes ashorter time than a bidirectional wavelength reservation such as circuit switching. On the other
hand, since OBS collects multiple electric IP packets to perform switching on a per burst basis, theoverhead of control and processing is smaller than that of a method to relay data on a per packet
basis. In addition, by transferring control signals and optical bursts on different channels as
inserting a time difference called an offset time, the processing delay of control signals is notregarded as an immediate problem. Moreover, using a wavelength assigned to a burst signal as alabel makes it possible to utilize the class of service (CoS) or quality of service (QoS) index toclassify transmission quality. As a result, it will be possible to realize a more economic andIII - 23

well-functioning photonic network. Currently, OBS is actively being researched and developed bydomestic/overseas universities, companies and national institutes, and an OBS testbed network isunder construction. The system which is mainly used at present is composed of a data channel of
4 to 16 wavelengths, a link speed of 1 to 10 Gb/s, a switching time on the order of a μsec to msec,
and a burst length of some hundreds to some thousand bytes (a set of a few to some tens of IP
packets). In the future, it is expected that an OBS node of 100 or more data channel wavelengths,a link speed of 40 Gb/s or more, and a switching speed of 1μsec or less will be developed.
Recently, there is a trend to standardize OBS node architectures and network control planes, so
research and development of OBS will reach the stage of commercialization sometime between
2007 to 2009.

Reference Literature[1] Amaury Jourdan, et al, “The Perspective of Optical Packet Switching in IP-Dominant Backbone
and Metropolitan Networks,” IEEE Communications Magazine, pp. 136-141, March 2001
[2] Shun Yao, et al, “All-Optical Packet Switching for Metropolitan Area Networks, Opportunities
and Challenges,” IEEE Communications Magazine, pp. 142-148, March 2001
[3] Kenichi Sato, Kenichi Kitayama, “Advanced Technologies of Photonic Backbone Networks,”
Journal of Institute of Electronics, Information and Communication Engineers，Vol.85，No.2，
pp.94-103，February 2002
[4] Y. Chen, Chunming Qiao, Xiang Yu, “Optical burst switching: a new area in optical networking
research,” IEEE Network, Volume 18, Issue 3, Page 16-23, May-June 2004
[5] “Photonic Network Revolution,” edited by Ultra High-speed Photonic Network Development
Promotion Council, (Foundation) SCAT, January 2002
[6] Lisong Xu, et al, “Techniques for Optical Packet Switching and Optical Burst Switching,” IEEE
Communications Magazine, pp. 136-142, January 2001

III - 24

Part 6 Technical Themes Common to Optical Packet Switching (OPS), Optical
Burst Switching (OBS) and Optical Circuit Switching (OCS)
6-1 Wavelength conversion technology
The role of the optical network from the viewpoint of grid technology is to provide an optical path ofa particular quality within a particular period for the resources to be connected. On the other hand,
there are a variety of optical path requests, such as an on-demand request, a wait request
according to a schedule, and a reservation request based on a specified time. So, it is necessarythat resources for optical paths can be ensured in a sufficiently flexible manner to provide opticalpaths for such complicated requests. Although the problem of optimization of wavelength
assignment on an optical path route is a NP-complete problem [1], this problem can be mitigatedand flexibility in ensuring optical path resources is also improved by adopting a wavelength
conversion function at optical cross-connect (OXC) nodes [2].

Fig. III-6-1 Difference of OXC scale due to existence of wavelength conversion function

Fig. III-6-1 shows a comparison of the average OXC scale required when random traffic is
accommodated in a physical network whose wavelength multiplexing count per fiber is limited to 4,
8, 16, and 32 between the case that wavelength conversion is not performed by OXC (WP method[3]) and the case that any wavelength can be converted into any wavelength by OXC (VWP
method [3]). (In this example, spatial multiplexing using multiple fibers was also used as needed
among nodes, and the average OXC scale was equivalent to the total number of input/output
fibers.) This example shows that OXC scale is decreased by the wavelength conversion function.
This example also shows that the effect of wavelength conversion increases as the number ofwavelength multiplexed signals per fiber increases. This mechanism can be described as follows:

III - 25

When the number of wavelength multiplexed signals is small, the probability of assigning the same
wavelength to an optical path on an end-to-end basis is relatively high. On the other hand, when
the number of wavelength multiplexed signals is high, this probability is low.
A DWDM transmission system with more than 100 wavelengths per fiber has already been put into
practical use. Since it is currently assumed that each node edits synchronous digital hierarchy(SDH) and IP electric paths, optical paths are only used for point-to-point connection between anode and its neighboring node. On the other hand, if optical path networking is implemented via
multiple OXC nodes by implementing OXC at nodes, wavelength conversion will be an
indispensable function.
As for the implementation method of the wavelength conversion function, a method to use thecross phase modulation, cross gain modulation, and four-wave mixing of a semiconductor opticalamplifier, and a method to use a quasi-phase matched LiNbO3 (QPM-LN) waveguide is used. For
realizing all such optical wavelength conversion functions at a low cost, it must be considered towhat extent the degree of freedom should be given to wavelength conversion. For example, if atransmission system of 100 waves is connected to OXC nodes, flexibility will be maximized byconverting any wavelength into any wavelength (a degree of freedom of 100%). On the other hand,
it may become difficult to realize the wavelength conversion function at a low cost. Conversely,
there is a report on the effectiveness for networking of the so-called partial wavelength conversion
method, which separates wavelengths into multiple groups and permits wavelength conversion
only in each group [4]. Fig. III-6-2 shows the results of an evaluation of the number of wavelength
multiplexed signals which will be necessary when grouping wavelengths into the three groups oftwo, four, and eight wavelengths and accommodating optical paths in a network.

Fig. III-6-2 Effect of partial wavelength conversion(For example, if grouping wavelengths on a per four wavelength basis, λ1 to λ4 can be converted
into any wavelength out of λ1 to λ4. However, they cannot be converted into λ5, λ6, λ7,…) In thisexample, the lower limit of required number of wavelengths is 12, so 12 wavelengths in a group is

III - 26

equivalent to the wavelength conversion function of a degree of freedom of 100%. Although Fig.
III-6-2 considers accommodating backup optical paths in the event of trouble on the transmission
route, the number of wavelengths in a group reached a lower limit of 12 when it is eight (equivalent
to a degree of freedom of 67%), independently on the backup method. Since the wavelength
conversion function with a degree of freedom of 100% is not indispensable for networking using
optical paths, consideration including partial wavelength conversion will be necessary for researchand development on all-optical wavelength conversion in the future.
As methods for wavelength conversion and signal reproduction at 160 Gb/s, a method to use asemiconductor optical amplifier (SOA) [5, 6], a method to use QPM-LN (simulated phase matching
LiNbO3) waveguide [7], and a method to use fibers [8, 9] have been reported. It will be necessary
in the future to collect adequate data to estimate basic factors such as power consumption andsize. It is expected that a device which is sufficiently completed to use for system demonstration
will be available around the year 2008.

6-2 Technologies for signal reproduction and maintaining quality
There are two scenarios for realizing a grid computing environment at a bit rate of 160 Gb/s asfollows: The first is a scenario to utilize a photonic network based on wavelength paths, and theintroduction of this scenario is currently under consideration. The second scenario is to construct a
new exclusive optical fiber network which can easily provide ultrafast transmission of 160 Gb/s or
more.
For the first scenario, it is necessary to realize transmission of 160 Gb/s on a photonic network
designed for a transmission speed of 10 to 40 Gb/s. A technical theme to realize this is to make asignal of 160 Gb/s flow via an optical ADM or a wavelength multiplexer-demultiplexer in an opticalcross-connect device designed for 40 Gb/s. To do so, it is necessary to develop a highly effective
modulation method with a narrow spectrum occupying bandwidth by a 40 Gb/s signal. Morespecifically, multi-level modulation-demodulation technology which can transfer data at a bit rate of
160 Gb/s on WDM signals with a frequency of 50-100 GHz and support a rate of over 1.0 b/s/Hz
will be indispensable. On the other hand, if high-efficiency modulation technology can beestablished, the technology which is currently applied at a bit rate of 40 Gb/s may be utilized as it
is to the compensation technology of wavelength dispersion and polarization dispersion which will
matter for ultrafast signals.
The second scenario, which covers the construction of an exclusive fiber network suitable forultrafast signals at a bite rate of 160 Gb/s or more, can be applied when 160 Gb/s transfer isdifficult due to the characteristics of optical fiber and the restrictions of node performance, or when
the construction of a new optical fiber network is required because the existing network’s capacity
has become full. Since a network can be designed based on this scenario assuming thetransmission of ultrafast signals of a bit rate of 160 Gb/s or more as a characteristic oftransmission routes and optical nodes, the scale of a transparent network of 160 Gb/s may be

III - 27

upgraded. In addition, it is also expected that network costs may be minimized more than the firstscenario after several years have passed and a signal of 160 Gb/s has become popular.
A common theme to the first and second scenarios is that an OSNR 6dB higher than that of 40
Gb/s is required for 160 Gb/s transfer in principle, and this is an inevitable technological theme torealize 160 Gb/s transmission. For OSNR improvement, there are such methods such as 1)
increase transmission power, 2) reduce the noise level of optical amplifiers, 3) shorten theintervals for installing optical amplifiers or signal reproduction devices, and 4) introduce
technologies for optical signal reproduction and quality maintenance. However, since the influenceof a non-linear effect such as self-phase modulation (SPM) becomes more prominent at 160 Gb/s,
it will be difficult to adopt the method mentioned in 1) to increase transmission power. In addition,
since the technology of optical amplifiers has matured, it is also difficult to adopt the method
mentioned in 2) to improve the characteristics of optical amplifiers. Method 3) for reducing relay
intervals is a real solution, although network costs will rise. Consequently, to construct an
economic 160 Gb/s transmission network, it will be indispensable to realize optical signal
reproduction technology to keep the quality of transmission waveforms and optical SNR to avoid
deterioration.
As technologies for signal reproduction and quality maintenance, two technologies have been
proposed. The first is the optical 2R technology which implements a reproduction function of signal
levels and a function of waveform forming, and the second is optical 3R technology which has afunction to restore waveform timings in addition to the 2R technology. These technologies must be
based on non-linear operation which having a threshold characteristic, and various configurations
are usable, such as a configuration to use the non-linear optical effect in optical fiber and thenon-linear operation of semiconductor devices.

III - 28

Table III-6-1 Sample configuration of optical 2R/3R using optical fiber

Name

Self phase modulation(SPM) + optical filtering
type optical 2R

NOLM type optical 2R Soliton type optical 2R

Bit rate

10 Gb/s

40 Gb/s

40 Gb/s-4 waves

Optical Kerr effect switch+ Wavelength shift type optical 3R

160 Gb/s

SN
improvement

Improvement of
space part

Improvement of 2dB
Q-value > 10 after going
through 12 steps of NOLM receiving sensitivity

Realization of 160Gb/s - 186km
transmission (Transmission is
impossible without optical 3R)

Wavelengthcharacteristic

Wavelength may beshifted by SPM

Wavelength variation
may be accumulated

Predicted to be good

Good (adjustable)

Power ofoperation

Average:
90 mW

Peak:
90 mW

A large value isneeded.

CLK light for re-timing(average value)+ 21 dBm

ProblemHigh dependency on
input waveform

Dependency onpolarization, susceptible
to vibration

Too much operation
power needed?

Dependency on polarization,complicated configuration

Table III-6-2 Sample configuration of optical 2R/3R using semiconductor elements
Name
Bit rate

Cross phase modulation(XPM) - Interference type

XPM - Time difference (τ)Interference type

XPM type using an opticalmodulator of electric fieldabsorption type

Saturable absorber (SA)type (multiplexed quantum
well structure)

40 Gb/s (3R)

84 Gb/s (3R) (operable even at
168Gb/s for wavelength
conversion)

40 Gb/s (3R)

20 Gb/s (2R)SN
improvement

A transmission of
A round transmission of
A round transmission of
50km x 300 times at 10 Gb/s 40km x 100 times at 40 Gb/s 40Gb/s and 6,500km

A round transmission of
160km x 49 times at 20 Gb/s

Wavelengthcharacteristic

Wavelength variation may
be controlled.

Wavelength variation may
be controlled.

Wavelength variation may
occur. (Hard to control?)Wavelength variation may
occur. (Hard to control?)Power ofoperation

Around -10dBm at several
Gb/s

SOA: -5 dBm (average)
EA: +15 dBm (average)

Average+18 dBm

Average+7.5 dBm

Complicated device

Complicated device,difficult timing adjustment

Great power ofoperation

Great power ofoperation

Problem
Configuration
diagram

III - 29

Table III-6-1 is a summary of the configurations using optical fiber, and Table III-6-2 is a summaryof those using semiconductor elements. Operation demonstration at the basic configuration anddevice levels has been realized for both proposals. For example, an experiment of thetransmission of 40 Gb/s and 10,000 km has been performed in a configuration of optical 3R usinga LD of the mode lock type and an optical gate of the SOA type. In addition, for the optical fiber
type, a demonstration of the optical 3R function at 160 Gb/s succeeded by polarization switching
using the optical Kerr effect. However, many technological problems must be overcome to put the
2R/3R technologies into practical use, such as the realization of long-term stable operation,
reduction of operation power, and elimination of polarization dependency, so various matters must
be considered to put the technologies into practical use. Conversely, if a very simple
high-performance 2R/3R function is realized, for example, introduction of the ultrafast
transmission technology at a bit rate of 160 Gb/s or more will progress quickly. This will be as
impressive as when EDFA technology emerged from the viewpoint of technologies. This is atechnological theme which is very challenging but also one that should be realized by all means.

6-3 Signal quality monitoring technology
Individual devices configuring an optical network (OXC devices and linear relays) are configured
with different functional blocks, respectively. For OXC devices, the signal unit handled by major
functions is not uniform. For example, wavelength multiplexing signal lights are input,
demultiplexed into some wavelengths, switched by optical switching devices on a single
wavelength basis or on a multiple wavelengths (wavelength group) basis, multiplexed with otherwavelengths (wavelength group), and then sent to the fibers on the output side. On the other hand,
it is not enough to realize multiple functional blocks for each device to configure a highly reliable
optical network system, so it is important to implement functions which can be commonly andcross-sectionally managed without discrepancy for each targeted optical signal unit.
ITU-T standardized architecture to manage optical networks which makes it possible to design
such a system [10] based on Recommendation G.872, and an optical network divided into thefollowing three functional layers, is shown in Fig. III-6-3.
(1) Optical Channel (OCh)A layer corresponding to optical paths. This layer realizes end-to-end networking functions(2) Optical Multiplex Section (OMS)
A layer to multiplex multiple optical channels as well as divide a wavelength multiplexing signal
light into individual optical channels.
(3) Optical Transmission Section (OTS)
A layer to regard OMS as a function to provide signals suitable for transmission through opticalfiber, and support the transmission function of optical signals.

III - 30

In an optical network system realized based on a layered management system, an operator caneasily identify the cause or location of a fault which has occurred on the network by monitoring
optical signals for each layer. It is very important from the viewpoint of network operation that not
only disconnection of optical signals caused by a laser degradation, fiber disconnection and so on
but also the deterioration of signal quality can be detected.
Signal quality is stipulated by a bit error rate (BER). However, since the signal quality mustcurrently be monitored in the electric domain by optical-electrical conversion, it will be
indispensable to do optical-electrical conversion for each node over a wide-area optical network.
However, since the interface for such optical-electrical conversion must be implemented on a per
wavelength basis, power consumption and interface costs will increase. (It is known that over halfof the total cost of the OXC system is occupied by interface costs.) So it will be necessary, inparticular in an area where a transmission speed per wavelength exceeds 100 Gb/s, to realize
signal quality management by all optical processing.
There are various efforts to manage signal quality using all optical processing, and there are manymethods to implement it. For example, some methods use statistical techniques and othermethods use an optical power monitor, OSNR monitor and so on. As statistical methods, a method
to use synchronous sampling [11,12], a method to use asynchronous sampling [13,14], and amethod to use an asynchronous eye monitor [15] are usable. On the other hand, as methods
using an optical power monitor or OSNR monitor there is a method to use gratings and PD arrays[16], a method to use an arrayed waveguide grating (AWG) filter [17], and a method to use an
acousto-optical tunable filter [18]. These technologies cannot fully replace direct monitoring using
BER. However, if a technology to monitor signal quality by all optical processing which is reliable
as well as BER is realized at a low cost, the operation of optical networks may also be influenced.
For example, different quality monitoring technologies are used according to the service classes ofdifferent quality assurance classes. So, research and development in the future is expected.
In addition, it will also be necessary to address technology to perform the digital operations of theall optical type. In short, this is technology to make it possible to perform the digital operations
required for monitoring the quality of optical signals at a high bit rate using light as it is. There arereports on AND operation, EXOR operation [19, 20], and flip-flop operation [21] using all opticaldevices. However, no case of executing such operations at a speed of the 160 Gb/s class has
been reported, so this is a future theme.

III - 31

SDH ATM-VP GigaEther IP over Layer 2
Optical(OCh)
OpticalChannel
Channel OCh( )Layer for each wavelength. This layer performs
end-to-end networking on a per wavelength basis.

Optical(OMS)
Optical Multiplex
Multiplex Section
Section (OMS)

Provide a wavelength multiplexing/dividing function.

Optical Transmission Section (OTS)

Layer for optical transmission, performing linear amplificationof optical signals.

Fig. III-6-3 Optical network architecture (G.872)
Reference Literature[1] I. Chlamtac, A. Ganz, and G. Karmi, “An approach to high-bandwidth optical WAN’s,” IEEE
Trans. Commun., Vol. 40, No. 7, pp. 1171-182, 1992
[2] K. Sato, S. Okamoto, and H. Hadama, “Network Performance and Integrity Enhancement with
Optical Path Layer Technologies,” IEEE Journal Select. Area Commun., Vol.12, No.1, pp.159-170,
1994[3] N. Nagatsu, S. Okamoto, K. Sato, Optical path cross-connect system scale evaluation using
path accommodation design for restricted wavelength multiplexing, IEEE Journal Select. Area
Commun., Vol.14, No.5, pp.893-902, 1996.
[4] W. Imajuku, N. Nagatsu, and Y. Takigawa, “Restoration Path Accommodation Design for
Limited Range Wavelength Convertible Photonic Networks,” Proc. ECOC ’04,

2004.

[5] S. Nakamura, Y. Ueno, and K. Tajima, "168-Gb/s all-optical wavelength conversion with aSymmetric-Mach-Zehnder-type switch", IEEE Photon. Technol. Lett., Vol. 13, No. 10, 1091,(2001) .
[6] J. Leuthold, L. Möller, J. Jaques, S. Cabot, L. Zhang, P. Bernasconi, M. Cappuzzo, L. Gomez, E.
Laskowski, E. Chen, A. Wong-Foy, and A. Griffin, “160 Gb/s SOA all-optical wavelength converter
and assessment of its regenerative properties,” Electron. Lett. Vol. 40, No. 9, 554, (2004).
[7] I. Brener, B. Mikkelsen, G. Raybon, R. Harel, K. Parameswaran, J. R. Kurz, and M. M. Fejer,“160 Gbit/s wavelength shifting and phase conjugation using periodically poled LiNbO3 waveguideparametric converter,” Electron. Lett. Vol. 36, No. 21, 1788, (2000).
[8] L. Rau, W. Wang, H. N. Poulsen, and D. J. Blumenthal, “160 Gb/s OTDM wavelength
conversion using XPM in dispersion shifted fiber,” OFC2004 FA7 (2004).
[9] S. Watanabe, F. Futami, R. Okabe, Y. Takita, S. Ferber, R. Ludwig, C. Schubert, C. Schmidt,
and H. G. Weber, “160 Gbit/s optical 3R-regenerator in a fiber transmission experiment,” OFC2003
PD16 (2003).
[10] ITU-T Recommendation G.872, “Architecture of Optical Transport Network” (2000)[11] H. Takara, S. Kawanishi, A. Yokoo, S. Tomaru, T. Kitoh, and M. Saruwatari, "100 Gbit/s opticalsignal eye-diagram measurement with optical sampling using organic nonlinear optical crystal,"
Electron. Lett., 24, pp. 2256-2258, 1996.

III - 32

[12] C. Schmidt, C. Schubert, J. Berger, M. Kroh, H. -J. Ehrke, E. Dietrich, C. Borner, R. Ludwig
and H. G. Weber, "Optical Q-factor monitorin at 160 Gb/s using an optical sampling system in an
80km transmission experiment," in Proc. CLEO 2002, pp. 579-580, 2002.
[13] N. Hanik, A. Gladisch, C. Caspar, and B. Strebel, "Application of amplitude histograms tomonitor performance of optical channels," Electron. Lett., 35, 5, pp. 403-404 1999.
[14] I. Shake, H. Takara, "Averaged Q-factor method using amplitude histogram evaluation fortransparent monitoring of optical signal-to-noise ratio degradation in optical transmission system,”IEEE Journal of Opticalwave Technol., Vol.20, No.8 ,Aug. 2002.
[15] I. Shake, H. Takara, S. Kawanishi, “Simple measurement of eye diagram and BER using
high-speed asynchronous sampling,” IEEE Journal of Opticalwave Technol., Vol.22, No. 5, May
2004.
[16] K. Otsuka, T. Maki, Y. Sampei, Y. Tachikawa, N. Fukushima and T. Chikama, "Ahigh-performance optical spectrum monitor with high-speed measuring time for WDM optical
networks," in Proc. ECOC '97, pp. 147-150, 1997.
[17] M. Teshima, M. Koga and K. Sato, "Performance of multiwavelength simultaneous monitoring
circuit employing arrayed-waveguide grating," IEEE Journal of Opticalwave, Technol., 14, 10, pp.
2277-2285, 1996.
[18] K. Asahi, M. Yamashita, T. Hosoi, K. Nakaya, C. Konishi and S. Fujita, "Optical performancemonitor built into EDFA repeaters for WDM networks," in Proc. OFC '98, ThO2, 1998.
[19] H. Chen, G. Zhu, Q. Wang, J. Jaques, J. Leuthold, A. B. Piccirilli, and N. K. Dutta, “All-optical
logic XOR using differential scheme and Mach-Zehnder interferometer,” Electron. Lett. Vol. 38, No.
21, 1271 (2002).
[20] R. P. Webb, R. J. Manning, G. D. Maxwell, and A. J. Poustie, “40 Gbit/s all-optical XOR gatebased on hybrid-integrated Mach-Zehnder interferometer,” Electron. Lett. Vol. 39, No. 1, 79(2003).
[21] H. J. S. Dorren, D. Lenstra, Y. Liu, M. T. Hill, and G.-D. Khoe, “Nonlinear polarization rotationin semiconductor optical amplifiers: theory and application to all-optical flip-flop memories,” IEEE J.
Quantum Electron. Vol. 39, No. 1, 141 (2003).

III - 33

Part 7 Service Architecture for Grid Technology
As mentioned above, the service architecture used will be an important factor in the future use ofwide area networks. Switching by electric signals is seriously problematic when used broadly due
to its power consumption, implementation density, costs and so on. Hence, a method to control
routes using light will be used. However, since it is difficult to use OPS to realize the same function
as the conventional method which uses electric signals, communication methods including
communication protocols, must be completely changed.
Optical circuit switching (OCS) reserves optical paths during a period of some seconds to somedays using control technologies such as GMPLS. It is able to perform communications using a
protocol such as TCP/IP (Transmission Control Protocol/Internet Protocol) in the same way as
conventionally used when a path is reserved. However, it is difficult when and by what trigger apath should be switched.
The one-way type of OBS is a method to use a packet greater than an OPS packet in size. Since
signals are switched together on a per burst basis, switching as fast as OPS is not necessary andis not required. In addition, since data in a burst arrives according to transmission sequence, data
are handled in an easier way than OPS. However, when channels are being used frequently, data
may be lost due to a conflict at the exit links of switching as well as the case of OPS. On the other
hand, the two-way type is a method to use a shorter time to ensure optical paths than the optical
path ensuring method. Since communications never start before a path is ensured, data is neverlost due to a conflict at the exit links of switching. However, because ensuring a path takes alonger time than the round-trip delay, this method is not as flexible as the one-way type. In addition,
because ensuring a path takes a short time, two-way is not suitable for protocols such as TCP/IP,
which takes a long time from the start of communications to the establishment of an effective
transmission bandwidth which is sufficiently wide.
As mentioned above, the candidate service architectures for using wide area networks havemerits and demerits, so it is not clear which method will be broadly adopted in the future.

7-1 Service architecture for optical circuit switching (OCS)
To implement the broadband optical network mentioned above in a more user-friendly manner, amethod to provide networks as resources for users through resource management by gridtechnology will be usable. OCS, which ensures optical paths, is suitable for this method. Grid
technology will provide users with the resources distributed over networks in an easy-to-use
manner. In this case, by providing users networks that connect resources with each other as grid
resources, more secure and highly efficient services can be provided. The framework of network
resource management using grid technology will be as shown in Fig. III-7-1.
When a user requests a service from a service provider, the service provider will construct aframework to schedule resources, including the networks necessary for providing the service, andIII - 34

then provide the service. For example, if a user requests a service provider to distributehigh-resolution content needing a broadband for distribution, a server capable of providing thecontent and a path from the server to the user will be is simultaneously ensured, and then thecontent will be distributed. The model assumed here may not be only a model for distribution by aconcentrated server but also a model for dispersed servers capable of distributing content, suchas the peer to peer (P2P) type.

Application

Content distribution, broadcast, dispersed storage, HPC, grid middleware

Global resource management

Resource management interface
Non-network
resource
managementの資源管理

Optical NW resource management
Optical NW control

Wavelength multiplexing network

OXC

Calculation
service

Observation device

GridASP

Data storage
service provider

Content distributor

Optical NW data plane

Content distribution fromhome

Broadcast station

Fig. III-7-1 Resource management and networks by grid technology
A user directly, or an application service provider who receives a service request from a user,
requests a global resource management organization to ensure network resources and otherresources (such as a content distribution server) simultaneously. Here, requests from users must
be able to include, for example, payment of a high price to enjoy content immediately or enjoy
content at a low price without specifying any particular time. By introducing such an economic
model, resources, including networks, will be able to be used effectively. Not only a model toestablish pricing for each time zone, but also more flexible economic models such as bidding will
be introduced.

III - 35

To realize such a style of use, it is necessary to stipulate the resource management interface
between network providers and grid services. Hereafter, this section describes each layer
regarding networks.
-

Application layer:
Applications and middleware. For example, a user request for content distribution isapplicable to this layer.

-

Global resource management layer:
Configured with a global resource management component for performing distributed
management over grid resources. This layer manages resources, including computers andoptical networks (NW), based on requests from the application layer to perform necessary
operations such as scheduling.

-

Optical NW resource management layer:
Configured with the optical NW resource management component for controlling thestatus of use of optical NW resources (wavelengths, switching ports and so on) andcontrolling requests to use such resources.

-

Optical NW control layer:
Configured with the GMPLS control function of each communication device, which
automatically collects optical NW topological information and sets up (or removes) an
optical path of 160 Gb/s, which is a logical communication route, between two points using
GMPLS control based on topological information.

-

Optical NW data plane:
In Fig. III-7-1, the network portion which actually sends data, shown at the bottom of the
figure, is applicable to this portion. This component is configured with wavelength routing
devices for switching signals on a basis of 160 Gb/s wavelength, such as OXC andreconfigurable optical add/drop multiplexer (ROADM), IP routers and layer-2 switches fortransferring bulk data of 160 Gb/s sent from a cluster or storage to a wavelength routing
device, and connection groups (optical fiber and optical paths) for connecting such
communication devices to each other physically or logically.

A logical interface to control collaboration is stipulated between the global resource management
layer and the optical NW resource management layer. The former layer is generally connectedwith the latter layer on a many-to-many basis. In addition, on a mature grid-light unified network
which needs to set up an optical path of 160 Gb/s, mutual collaboration of multiple global resource
management layers and mutual collaboration of multiple optical NW resource management layers
will also be needed. In particular, the latter collaboration will be necessary when an optical NW is
configured by multiple network carriers.
The network carriers of optical networks provide optical paths as services for users on the gridside in exchange for a usage fee. In other words, a user network interface (UNI) is stipulated
between the network carriers and users of optical networks in the same way as applied to the

III - 36

conventional communication services. If the optical network data plane has user communication
devices, the control of such user devices will be separated from the control of the communication
devices of network carriers at UNI.
When grid networks are unified with optical networks for commercialization purposes, a so-called
overlay model (Fig. III-7-2) is adopted to the optical NW control layer to separate control between
users and network carriers (separation of routing and signaling). For the collaboration of thecontrol layers between users and network carriers, for example, GMPLS UNI, which wasstandardized by the Internet Engineering Task Force (IETF), is used. In particular, if network
carriers provide only wavelength routing devices as grid technology, optical UNI (OUNI), which
has been standardized by the Optical Internetworking Forum (OIF), is also usable.

User NW
control
plane

GMPLS

GMPLS
GMPLS
(UNI-C)

GMPLS

GMPLS
(UNI-C)

Optical NW
control plane

GMPLS
GMPLS
(UNI-C)

GMPLS
GMPLS

GMPLS
GMPLS

GMPLS
GMPLS
(UNI-C)

GMPLS
GMPLS

Collaboration signaling protocole.g. IETF GMPLS UNI signaling

Data
plane

User NW

Optical NW (Carrier’s NW)

User NW

Fig. III-7-2 Separation of control plane using an overlay model
The optical NW resource management layer assigns wavelength resources so that the resources
specified by the global resource management layer (computers and so on) are connected to eachother by optical paths (160 Gb/s). The optical NW resource management layer has a table of thenodes accommodating the resources specified by the global resource management layer anddetermines if the specified resource is accommodated in any node (admission control).
An optical path set-up request message includes an event type, start node, end node, optical pathtype, optical path bandwidth (160 Gb/s, 40 Gb/s and so on), optical path opening time, optical path
removal time, quality request and so on. The event type above indicates what processing the
global resource management layer requests to the optical network resource management layer, bywhich an event such as optical path set-up, optical path removal, reservation change, reservation
cancellation, and reservation status inquiry and so on is specified. Optical path type is an identifier
for a set-up form of an optical path, identifying a case of requesting immediate set-up and a caseof reserving set-up at a time in the future. In other words, the optical NW resource management

III - 37

layer can handle two forms of optical path set-up: on-demand set-up and advance reservation. In
particular, on-demand set-up performs queuing (scheduling) as needed.
The optical NW resource management layer has management information such as the status of
resource use (wavelengths) and reservation status of optical networks at any time. It is judged if
advance reservation or on-demand set-up can be made by comparing a new optical path set-up
request with the management information, and then the results are provided to the global resource
management layer.
When an optical path set-up request is normally received, the optical NW resource management
layer sends a signaling start-up message to the GMPLS control component of a start-up node(ingress) at a predetermined time (or immediately) based on the content of the received request.
This start-up message includes the name of a predetermined end node (egress), and an optical
path (route and wavelength) to the egress is automatically ensured (loose specification) by asignaling message sent by the ingress, such as by Resource Reservation Protocol/Traffic
Extension (RSVP-TE). When a normal optical path has been set up, the GMPLS control
component of the ingress will notify the results of the set-up to the optical NW resource
management layer, and then update the management information of the optical NW resource
management layer.
Some applications may require an optical path of preferred quality (delay, fluctuation of delay andso on). In such a case, an optical path route satisfying the quality is calculated by the optical NW
resource management layer, and then the results are explicitly notified to the GMPLS control
component of the ingress (explicit specification).
To manage optical network resources, the series of functions mentioned above are indispensable.
By making these functions collaborate with the global resource management layer, it will bepossible to unify resource management between grid networks and optical networks. Such
resource management unification will make it possible to use optical networks at the initiative ofusers, and optical networks will be used as an infrastructure capable of ultra broadband
connections potentially possessed by computer grids and data grids.

III - 38

Part 8 Summary
This SWG3 report was organized by commission members covering each layer of the optical
network, except for the top layer related to content and so on (optical devices, optical networkarchitecture, and IP networks). This is because it was a goal that engineers of each layer
understand what is requested by end users (for optical devices, from the users of optical networks,
and for optical networks, from the users of grid IP networks). With this framework, it will bepossible to understand the problems on the user side, and make an argument to put needed
technology into practical use.
The following is a summary of SWG3 tasks.
It will become necessary in the future to ensure the availability of a large-capacity communicationroute at any time for the style of use which occupies a network for a long time, such as content
distribution, and storage connected online based on the so-called personal information protection
law. Moreover, as large-scale science and technology calculations are adapted to the field of theenvironment and fully applied to some industries such as finance, it will become necessary to use
wide area networks safely and easily and provide services at a low price. So, using networks
effectively through collaboration between the upper layer management function and optical
network management function, such as grid technology, will become necessary.
For nodes, the problems to address are protection against lower network use effectiveness andimplementation of an ultra broadband network. To avoid a decrease in network use effectiveness,
it will be important to raise the speed of the WDM node and its interface in addition to the methodsof increasing the number of ports and multiplexing packets. Technologies related to 160 Gb/s will
become important from this viewpoint as well. On the other hand, for the configuration of an ultra
broadband network, it will be effective to develop a method to provide circuit switches using opticalpaths (OCS) and optical burst switches (OBS) in a easy-to-use way in the case of using current
element technologies, so a method to connect GMPLS technology, which is the network control
layer, with IP networks is under consideration. On the other hand, for the implementation of opticalpacket switching (OPS) which replaces the architecture of current electric packet switching as it is
to use networks in the most effective way, since the key optical buffer memory is still at the stageof principle demonstration, it is necessary to address future research and development in a
strategic manner.
In addition, as for the development themes to realize ultra broadband networks, required
technologies common to OCS, OBS and OPS were considered. To be specific, wavelength
conversion technology, signal reproduction and quality maintenance (deterioration protection)technology, and signal quality monitoring technology and so on are important themes, so it will benecessary in the future to sufficiently verify the development of such technologies and theireffectiveness. To do so, it is necessary to carry out research and development broadly to include

III - 39devices, optical networks, and even IP networks by mutual collaboration, so this will be a theme
deserving a national program.
In addition, technologies for GMPLS, optical circuits, optical bursts, optical packets and future
themes were also considered. To meet user needs in each network layer which uses thesetechnologies, it is necessary to fix not only problems such as MEMS for optical switching, which
can be resolved by research and development within a relatively short time period, but also risky
problems requiring extensive verification and important problems related to optical buffer memoryand so on, which must be fixed in principle. For high risk technology development such as thelatter, it will be necessary to address issues effectively and strategically from a mid- to long-term
viewpoint, so it will be an ideal way for Japan’s research and development to address the latter in
addition to the former in a well-balanced manner.

III - 40

IV. Public Network

IV. Public Network
Part 1 Introduction
In addition to ADSL (Asymmetric Digital Subscriber Line) and CATV (Community Antenna
Television), access to optical broadband by the use of FTTH (fiber to the home) is finally beginning.
The year 2005 will welcome the second phase of broadband and be seen as the first year of thetrue broadband age, which will continue to grow for the next five to ten years. Data traffic is almost
doubling every year, and this is anticipated to continue for some time. In order to support suchtraffic volume, public networks such as the backbone network and the METRO system will needtransport technology and networking technology that are highly reliable and stable with ultrahighcapacity/high throughput transmission.
With regard to “photonic networks” in the next generation and following generations, they may berequired to provide features such as “Bandwidth on Demand (BOD)” that can easily provide
tunable bandwidth depending on the needs of user applications, where bandwidth would quickly
be allocated to a serial mode or a parallel mode. In this case, the necessary signal rate will be far
over 100 Gb/s and could reach the order of Tb/s, and high speed and ultrahigh capacity will be
required for digital multiplexing ETDM (Electrical Time Division Multiplexing), analog parallel
multiplexing such as OTDM (Optical Time Division Multiplexing) and WDM (Wavelength Division
Multiplexing). In particular, with ETDM and OTDM that are based on time division multiplexing
technology, the signal of each TDM channel is in the same bandwidth and does not have a skew,
therefore ETDM and OTDM are inevitable technologies for the need of high speed and low delaytransmission.
Here, we have divided ultrafast technology constituting the public network in 2010-2015 into thethree categories of node technology, link technology and key technology, and summarized each ofthem in consideration of the current status and issues, and necessary technology. Part 2
describes the outline of node functions, the benefits of ultrafast communication as well as various
areas of technology required for the ultrafast optical node. Part 3 summarizes link (CORE,
METRO) technology, including its outline and application areas of ultrafast transmission, andnecessary technology, including an ultra long-haul transmission system, a long-haul transmission
system, and a short-reach transmission system. Part 4 explains the key technologies
indispensable for realizing ultrafast node technology and ultrafast link technology.

IV - 1

Part 2 Node Technology
2-1 Outline of node functions: status and issues
The area of the optical communication system is expanding from simple point-to-pointtransmission technology to a network technology made up of multiple nodes. Here, the role of thenode in the network and the issues to be solved by the ultrafast optical technology are described.

2-1-1 Switching
Switching (exchange) can be divided into two categories, that is, direction switching by the unit of
optical fibers and switching by the unit of optical path multiplexing the circuits or flow into a certain
bundle. An optical path is a logical concept and does not necessarily correspond to a transmission
network. To construct a large-scale network economically, it is necessary to provide functions fortransmitting signal efficiently by multiplexing the paths and enable add/drop and cross-connect
functions at the optical path level at intermediate nodes.
Based on recent development of wavelength multiplexing technology, a study is underway on amethod to manage wavelengths as optical paths and switching using wavelength cross-connect
switching. Assuming a network consisting of 25 nodes with a full-mesh path setting for domesticuse, it is calculated that a node for switching 512 optical paths (16 wavelengths x 32 directions)will be needed. [2.1.1.1]
Because of the rapid increase in traffic and the diversification of transmitted data, switching at asmaller size than wavelengths is required to make more efficient use of network resources. Whilecurrent switching technology is based on electronics, it is necessary to develop optical switching
technology without optical-to-electrical conversion in order to speed up processing and reduce
power consumption.

2-1-2 Gateway
The gateway function at a node is an important technology to connect mid- to-low speed METRO
and ACCESS networks with a high-speed backbone network. This requires technologies tocombine optical signals of various bit rates and modulation formats transmitted from lower layer
nodes and terminals, and to convert them into the bit rate and modulation format signal suitable fora backbone network. Technology in the backward direction is also required. Specifically,
technologies for bit rate conversion, NRZ/RZ (Non-Return to Zero/Return to Zero) conversion,
WDM/OTDM (Wavelength Division Multiplexing/Optical Time Division Multiplexing) conversion,etc. will be required. At present, such gateway functions are processed electrically, butdevelopment of all-optical technology is desirable to speed up node processing and reduce power
consumption.

IV - 2

2-1-3 Signal monitoring
In a transparent network without optical/electrical conversion, transmission distances andtransmission lines may change due to dynamic switching of optical paths, which may also change
signal quality. Therefore, it will be necessary to monitor the quality of optical signals passing
through the nodes, and to protect and recover optical paths as needed. For this purpose, thedevelopment of on-line monitoring technology during services for various parameters such as
signal-to-noise (SN) ratio, eye diagram, Q-factor, etc. will be required regardless of modulation
formats or bit rates. At present, the prevailing method is to convert optical signals into electric
signals for monitoring, but monitoring technology without complicated clock extraction is required
for ultrafast optical signals over 100 Gb/s.

2-1-4 Network control/management
To realize optimization of network resources depending on traffic variations and quality assurance
responding to the characteristics of transmitted data, control/management functions at the nodes
are required such as setting/switching of optical paths, recovery from failure, and scheduling.
These functions will be carried out by electronic or software processing at the control plane.
Information on network control/management must be transmitted through a separate network fromthat of user data from the standpoint of reliability. In a network that handles ultrafast optical signals
over 100 Gb/s, network control/management responding to service status and monitoring
technology for ultrafast optical signals is important.

2-2 Benefit of ultrafast transmission – Comparison with electric processing and WDM
The characteristics of each device constituting the nodes depends strongly on the switching
methods in the nodes that consist of four basic functions, switching, gateway, signal monitoring,and network control/management, as mentioned in Section 2-1. Data traffic is continuously
increasing due to the rapid growth of the number of Internet users and content diversification. The
ultrahigh capacity of optical transmission technology making use of signal speed increases andwavelength division multiplexing (WDM) is becoming available. While ultrahigh capacity long haultransmission technology is steadily improving, essential tasks for development to establish an
ultrafast transmission infrastructure are realization of faster speed and greater capacity oftransmission. [2.2.0.1]
In this section, we compare, from the viewpoint of the device, transmission capacity enhancement
via WDM and transmission capacity enhancement via over 100 Gb/s ultrafast signal processing
technology that is currently being developed as a method for realizing larger volume processing at
a node.

IV - 3

2-2-1 Wavelength management
With regard to larger capacity transmission technology via WDM, the interval of wavelength
channel was initially considered to be 100 GHz by ITU-T (International Telecommunication
Union-Telecommunication Sector). The spectral efficiency, however, has increased dramaticallysince wavelength multiplexing at higher density has become possible through research on
modulation formats such as DPSK (Differential Phase Shift Keying), CS (Carrier Suppress), etc. At
the same time, a larger capacity transmission technology using the ultrahigh density WDM methodwith 12.5 GHz wavelength division is being examined since a narrower bandwidth of wavelength
multiplexing/demultiplexing was realized through a wavelength multiplexing/demultiplexing circuit
like AWG (Arrayed Waveguide Grating). realize such an ultrahigh density WDM method,technology is required for precisely controlling and managing the wavelength of output signal
sources. The wavelength grid of wavelength multiplexing/de/multiplexing like AWG, and thewavelengths of control light sources such as a wavelength converter, optical switch, and optical 3R
by using a high accuracy frequency standard, a narrow-band filter, etc. to control signal
degradation due to crosstalk between adjacent channels.
Ultrafast transmission more than 100 Gb/s that sets up a wider wavelength space between
adjacent

channelsascompared

with

the

ultrahigh-density

WDM

methodalleviates

measurement/management accuracy by about 1/2 to 1/10 as compared with 10 Gb/s or 40 Gb/s
wavelength management, assuming the same level of spectral efficiency as the ultrahigh-density
WDM method. Alleviation of wavelength measurement and management systems for wavelength
channels will directly mean accuracy alleviation in manufacturing and control of devices
constituting the node. Furthermore, with the next-generation node requiring a larger capacity
throughput of about 100 Tb/s in the future, the number of ports needed will be huge like 1000 x
1000, and therefore it is preferable that the channels be fewer and easier to manage.

2-2-2 Mass processing
In a WDM network that handles an increase in capacity by increasing the number of wavelength
channels, if the number of channels increases, it is anticipated that the number of wavelength
paths from one node to the same target node will increase. Moreover, the wavelength channel ofthe switched output port will be occupied by signals from other input channels, causing a collisionof signals, and setting up and managing a wavelength channel to avoid such collisions will
possibly become complicated.
The WDM method network converts wavelength at the time of switching in order to avoid acollision of signals. The conventional network uses optical/electrical/optical signal processing.
Considering device cost, electric power consumption and the fact that about 70% of signals
passing through the node are cut-through transmission, optical/electrical/optical signal processing
will not be efficient. With regard to a wavelength conversion device, therefore, an all-optical
wavelength conversion device that converts light of a certain wavelength directly into wavelengths

IV - 4

without electric signal processing will have a great advantage.
To simplify system management/control and devices, there is a method called optical cross-onnect(OXC) that routes wavelength multiplexing as it is by using light switching throughdemultiplexing/multiplexing of multiple wavelength paths as a group. In this connection, withregard to the optical burst switching method currently underway for applicability that establishes apath dynamically, it may also be possible to use a method for controlling the wavelength paths as agroup as traffic increases. As for these switching methods, an all-optical wavelength conversion
device is suitable if it uses nonlinear effects in a medium such as four wave mixing and difference
frequency generation, etc. which can convert multiple wavelengths at the same time. It is expectedthat the number of devices within a node may be reduced by means of wavelength groupconversion and switching using these devices. [2.2.2.1]
In addition, by speeding up signal transmission to over 100 Gb/s and using Time Divisionmultiplexing (OTDM), mass processing of 10 channels of the 10 Gb/s WDM method will bepossible by using one wavelength of 100 Gb/s signals.

2-2-3 Scalability
When the same level of traffic volume at 10 Gb/s or 40 Gb/s is replaced with 100 Gb/s ultrafast
transmission, the number of wavelength channels will be reduced to 2/5 to 1/10. A reduction of thenumber of wavelength channels will lead to a reduction in the number of light switches and paths
within a node, which will make it easier to reduce the number of component parts of a device andmake their control easier as well. If the traffic volume increases and the number of paths is also
increased (in the WDM method), an over 100 Gb/s bit rate will increase its traffic volume per unit
wavelength channel or unit time by 2.5 times to 10 times, as compared with 10 Gb/s or 40 Gb/s
speed. Therefore, the number of parts and number of control points can be fewer to cope with thesame increase in traffic. As a result, there can be effects of controlling the increase of electric
power consumption and costs. Since the number of channels is smaller, the number of switcheswithin a node can be reduced, thereby decreasing quality degradation of signals and improving
scalability.

2-2-4 Electric power consumption
It has been pointed out that the conventional node with electric signal processing was not able torespond to ever-increasing traffic. There are issues like the limit of signal processing capacity in asemiconductor integrated circuit for processing signals, electric power consumption due to a larger
scale, and a limit of unit dimensions.
Since the optical/electrical/optical conversion device in an electric signal processing node
becomes a main factor for increased electric power consumption and costs, it is a better policy touse all-optical that switches light directly for signals with possible cut-through. This will reduce
electric power consumption to 1/3 ~ 1/10. As for an all-optical device, the increase of electric

IV - 5

power consumption is smaller in the case of speeding-up than in the case of increasing thenumber of channels, and is smaller than an electric device. Therefore, the use of an ultrafast
optical signal processing device is better from the viewpoint of electric power consumption
reduction.

2-3 Technology necessary for an ultrafast optical node
2-3-1 Add-drop, time slot exchange
A drop function at the level of the time slot of ultrafast optical signals can be realized with DEMUX(Demultiplexing). An add function can be passively realized by using a directional coupler. There
are reports on experiments using optical switches utilizing a semiconductor optical amplifier[2.3.1.1, 2] and an electro-absorption optical modulator [2.3.1.3] for 160 Gb/s OTDM signals.
Turkiwicz, et al. [2.3.1.2] constructed an add-drop node for 160 Gb/s OTDM signals by using an
optical switch based on cross-phase modulation effects in a semiconductor optical amplifier, andreported a network experiment using installed 137 km and 275 km optical fibers (Fig. IV-2-1). This
experiment showed that the OTDM add-drop function can be used in a current network. However,downsizing and higher reliance of sub-systems such as a transmitter, clock extraction, and an
add-drop multiplexer are needed.

Fig. IV-2-1 OTDM add-drop node [2.3.1.2]

IV - 6

An extension of the add-frop function is a time slot exchange, which is realized by dropping
multiple slot data, controlling the delay of each datum, and adding these data into appropriate timeslots. In particular, delay control of dropped data is technically difficult, and timing accuracy andtunability is required. So far, methods of using fixed optical fiber delay line [2.3.1.4], combination of
wavelength conversion and fiber Brag grating [2.3.1.5] have been proposed. While an experiment
was reported for 2.5 Gb/s signals [2.3.1.5], a penalty arising from crosstalk between time slots wasobserved. Development of tunable delay control technology is essential for higher performanceand speed.

2-3-2 Modulation format conversion
Conversion from NRZ (Non-Return to Zero) signals to RZ (Return to Zero) signals can be realized
by the combination of clock extraction and optical switching. In other words, RZ signals are
obtained by switching the optical clock signals extracted from the NRZ signals by the NRZ signals
as control signals (Fig. IV-2-2). Methods using four wave mixing in a semiconductor amplifier[2.3.2.1], cross phase modulation in a semiconductor optical amplifier [2.3.2.2], and anelectroabsorption modulator [2.3.2.3] have been proposed thus far, but the bit rate of the signals is
limited to 2.5~10 Gb/s. Technology for converting multiple WDM-NRZ signals to a single
OTDM-RZ signal is required in the near future. Technology for timing control and buffering toconvert multiple asynchronous signals into OTDM signals is essential.
Conversion from an RZ signal to an NRZ signal can be realized by combination of the duplicatingof an RZ signal pulse and an optical switch. As shown in Fig.IV-2-2, an NRZ signal is obtained by
duplicating an RZ signal and lining up the signals so as to occupy a one bit interval, and by using
them as control light for wavelength conversion [2.3.2.2]. Operation at 2.5 Gb/s has been
confirmed by using a Mach-Zehnder interferometric optical switch. To apply it to a higher bit rate
signal, it is necessary to reduce crosstalk from adjacent time slots arising from the pulse width andtiming jitter of RZ signals.
WDM to OTDM signal conversion was proposed by using wavelength conversion [2.3.2.4]. To
generate OTDM-RZ signals, multiple WDM-NRZ signals are converted to RZ signals with anappropriate pulse width, which are then multiplexed to from an OTDM signal with different
wavelength in each tributary and are used as a control signal for wavelength conversion. As
shown in Fig. IV-2-3, there is a report about conversion from 4-channel 10 Gb/s WDM signals to
40 Gb/s OTDM signals [2.3.2.4], and it is regarded possible to expand it to 160 Gb/s. OTDM to
WDM signal conversion can be realized by four wave mixing of chirped supercontinuum light andOTDM signals. There is also a report about conversion from 80 Gb/s OTDM signals to 8-channel
10 Gb/s WDM signals using 100 m long highly nonlinear optical fiber [2.3.2.5]. Expansion to 160
Gb/s can be considered but the wavelength after conversion will be restricted by chirp
characteristics.

IV - 7

Fig. IV-2-2

NRZ/RZ conversion [2.3.2.2]

With regard to optical bit rate conversion, there is a report on principle experiments ofcompression and decompression of packet signals of less than 10 bit length [2.3.2.6.7].
Development of optical buffer memory is inevitable to realize compression and decompression of
burst signals and longer packet signals [2.3.2.8].

Fig. IV-2-3

Fig. IV-2-4

WDM/OTDM conversion [2.3.2.4]

Principle of linear optical sampling and measurement device [2.3.3.4]

2-3-3 Ultrafast optical signal monitoring
There is a report about asynchronous sampling as a technique for optical signal monitoring without
clock extraction. Asynchronous sampling does not depend on the bit rate of signals, and it iscomparatively easy to get an SN ratio and an average Q-factor [2.3.2.4]. A technique using
electro-optic sampling with an electro-absorption modulator is proposed to monitor Q value atfixed timing, from which bit digital error rate can be estimated.
These methods assume conversion to electrical signals with a photodetector that is applicable tooptical signals with a bit rate below 40 Gb/s. To monitor an optical signal beyond 100 Gb/s, anultrafast sampling technique is necessary. Optical sampling is a technique to measure eyepatterns of ultrafast optical signals by using sum frequency generation with nonlinear opticalcrystal or parametric effects in optical fiber. Measurement equipment based on this principle has

IV - 8been commercialized and there is a report on observation of 640 Gb/s using sampling pulses of a
210 fs time duration [2.3.3.3]. It is difficult, however, to apply this technique directly to optical signal
monitoring at a network node since it requires a sampling light source of ultrashort pulses andcomplicated clock recovery, and detection sensitivity is low. It is necessary to develop a compact
and low power consumption measurement system with high sensitivity by using a semiconductor
laser-based sampling light source and an asynchronous sampling technique without clock
extraction. A linear optical sampling technique has been proposed to improve detection sensitivity
and to measure the amplitude and phase of light, and 1000 times improvement in sensitivity has
been reported as compared with nonlinear sampling [2.3.3.4].

2-3-4 New nonlinear material
Nonlinear optical phenomena in a material will be used for many optical switches and optical 3R
devices that will become key devices of next-generation nodes. Since nonlinear opticalphenomena are very weak, efficiency improvement is necessary for their application to signal
processing.
The development of new materials will include various methods such as (1) using opticalconfinement by a waveguide structure like highly nonlinear optical fiber, photonic crystal, photonic
crystal fiber, (2) using quantum-confined effects in semiconductor super-lattice, semiconductor
quantum wire, semiconductor quantum dot, carbon-nanotube, organo-mineral complex quantum
well, etc., and (3) quasi-phase matching using a polarization inversion structure like PPLN
(Periodically Poled LiNbO3), PPKTP (Periodically Poled KTiOPO4), PPRTA (Periodically Poled
RbTiOAsO4), PPSLN (Periodically Poled Stoichiometric LiNbO3), and PPSLT (Periodically Poled
Stoichiometric LiTaO3), (4) using high nonlinearity materials, bismuth optical fiber, organic
molecules and high polymer compounds such as KTa1-xNbxO3, possibly enabling optimum
nonlinear effects and intentional design of materials by means of design technology for large
molecule material, etc. [2.3.4.1] A summary is shown in Table IV-2-1.
Table IV-2-1

Nonlinear effect increase method of nonlinear material and materials

Nonlinear effect increase method

Materials

Optical confinement by waveguide Highly nonlinear optical fiber, photonic
structure

crystal fiber, micro-structure fiber, holey
fiber, photonic crystal

Quantum-confined effects

Semiconductor super-lattice,
semiconductor quantum wire,
semiconductor quantum dot,carbon nanotube

IV - 9Quasi-phase matching

PPLN, PPKTP, PPRTA, PPSLN, PPSLTNew materials

Highly nonlinear bismuth optical fiber,
KTa1-xNbO3
Organic molecule, Polymer compound

Together with ultrafast signal processing, high-speed optical characteristics or a speed increase
are required. With regard to the application of ultrafast optical devices, the efficiency of nonlinear
optical effects must be enhanced and it will be needed to develop nonlinear materials compatible
with a waveguide structure and having an ultrafast response (<1 psec) wide bandwidth (over 100nm), non-centralized operation, stability and ease of integration.

2-3-5 Others (optical 3R, wavelength conversion, implementation technology)
To realize ultrafast optical node technology, it is important to commercialize a wavelength
conversion device indispensable for optical switching and an optical 3R device that prevents
signal quality degradation due to path dependency of signal quality and internal switching. These
devices require specifications for downsizing and reduction of electric power consumption toprevent transparency not dependent on signal speed/modulation formats/multiplexing method,
and to prevent upsizing of equipment, cost increases and increased electric power consumption
related to an increase in the number of ports. To promote downsizing, it is indispensable todevelop technology for implementing the integration of node functions. Promising technology for
implementing a microminiature device and a new function device is silicon photonics technology
using semiconductor optical processing technology such as optical switching and wavelength
conversion functions within OADM, integration and microprocessing technology for a wavelength
division demultiplexing/multiplexing device, nanophotonics technology, OADM using a ring
resonator, AWG with a silicon waveguide, etc. [2.3.5.1]. (Table IV-2-2)
Table IV-2-2

Technology necessary for ultrafast node (others)

Item

Requirement for specifications

Optical 3R

Signal speed, modulation formats, non-dependency on

Wavelength conversion

multiplexing method (transparency), high extinction ratio,high SN ratio, downsizing, low electric power consumption

Implementation technology

Optical switch, wavelength conversion, integration of
wavelength division/multiplexing device

IV - 10Reference Literature[2.1.1.1] Sato, Koga, “Wide bandwidth optical networking technology”, Institute of Electronics,
Information and Communication Engineers, p. 200, (2003).
[2.2.0.1] “Technology as key to photonic network”, Institute of Electronics, Information andCommunication Engineers, Vol. 85 No. 5 pp.370-377, 2002.
[2.2.2.1] NAGATSU Naohide, OKAMOTO Satoru, WATANABE Atsushi, “Proposal of hierarchicallight wave network”, Symposium of Institute of Electronics, Information andCommunication Engineers, B-10-100，Mar 1998.
[2.3.1.1] C. Schubert, C. Schmidt, S. Ferber, R. Ludwig and H. G. Weber, “Error-free all-optical
add-drop multiplexing at 160 Gbit/s”, Electron. Lett., vol. 39, no. 14, pp. 1074-1076(2003).
[2.3.1.2] J. P. Turkiwicz, E. Tangdiongga, G. Lehmann, H. Rohde, W. Schairer, Y. R. Zhou, E. S. R.
Sikora, A. Lord, D. B. Payne, G.-D. Khoe and H. de Waardt, “160 Gb/s OTDM networking
using deployed fober”, J. Lightwave Technol., vol. 23, no. 1, pp. 225-235 (2005).
[2.3.1.3] H.-F. Chou, J. E. Bowers and D. J. Blumenthal, “Compact 160-Gb/s add-drop multiplexer
with a 40-Gb/s base rate using electroabsorption modulators”, IEEE Photon. Technol.
Lett., Vol. 16, no. 6, pp. 1564-1566 (2004).
[2.3.1.4] D. K. Hunter, I. Andonovic and P. E. Barnsley, “Demonstration of optical timeslot
interchanging through 2 x 2 crosspoints and feedforward delay lines”, Electron. Lett., vol.
30, no. 11, pp. 875-876 (1994).
[2.3.1.5] M. C. Cardakli, D. Gurkan, S. A. Havstad, A. E. Willner, K. R. Parameswaran, M. M. Fejer
and I. Brener, “Tunable all-optical time-slot-interchange and wavelength conversion using
difference-frequency-generation and optical buffers,” IEEE Photon. Technol. Lett., vol. 14,
no. 2, pp. 200-202 (2002).
[2.3.2.1] A. Reale, P. Lugki and S. Betti, “Format conversion of optical data using four-wave mixing
in semiconductor optical amplifiers”, IEEE J. Sel. Top. Quantum Electron., vol. 7, no. 4, pp.
703-705 (2001).
[2.3.2.2] L. Xu, B. C. Wang, V. Baby, I. Glesk and P. R. Prucnal, “All-optical data format conversion
between RZ and NRZ based on Mach-Zehnder interferometric wavelength converter”,
IEEE Photon. Technol. Lett., vol. 15, no. 2, pp. 308-310 (2003).
[2.3.2.3] J. Lasri, P. Devgan, V. S. Grigoryan and P. Kumar, “Multiwavelength NRZ-to-RZ
conversion with significant timing-jitter suppression and SNR improvement”, Opt.
Commun., vol. 240, no. 4-6, pp. 293-298 (2004).
[2.3.2.4] B.-E. Olsson, L. Rau and D. J. Blumenthal, “WDM to OTDM multiplexing using an
ultrafast all-optical wavelength converter”, IEEE Photon. Technol. Lett., vol. 13, no. 9, pp.
1005-1007 (2001).
[2.3.2.5] H. Sotobayashi, W. Chujo and T. Ozeki, “80Gbit/s simultaneous photonic demultiplexing
based on OTDM-to-WDM conversion by four-wave mixing with supercontinuum light

IV - 11source”, Electron. Lett., vol. 37, no. 10, pp. 640-642 (2001).
[2.3.2.6] H. Sotobayashi, K. Kitayama and W. Chujo, “40Gbit/s photonic packet compression anddecompression by supercontinuum generation”, Electron. Lett., vol. 37, no. 2, pp. 110-111(2001).
[2.3.2.7] P. J. Almeida, P. Petropoulos, B. C. Thomsen, M. Ibsen and D. J. Richardson, “All-opticalpacket compression based on time-to-wavelength conversion”, IEEE Photon. Technol.
Lett., vol. 16, no. 7, pp. 1688-1690 (2004).
[2.3.2.8] H. Takenouchi, R. Takahashi, K. Takahata, T. Nakahara and H. Suzuki, “40-Gb/s 32-bit
optical packet compressor-decompressor based on an optoelectronic memory”, IEEE
Photon. Technol. Lett., vol. 16, no. 7, pp. 1751-1753 (2004).
[2.3.3.1] I. Shake and H. Takara, “Averaged Q-factor method using amplitude histogram evaluation
for transparent monitoring of optical signal-to-noise ratio degradation in opticaltransmission system”, J. Lightwave Technol., vol. 20, no. 8, pp. 1367-1373 (2002).
[2.3.3.2] I. Shake, H. Takara and S. Kawanishi, “Simple Q-factor monitoring for BER estimation
using opened eye diagrams captured by high-speed asynchronous electroopticalsampling”, IEEE Photon. Technol. Lett., vol. 15, no. 4, pp. 620-622 (2003).
[2.3.3.3] N. Yamada, S. Nogiwa and H. Ohta, “640-Gb/s OTDM signal measurement withhigh-resolution optical sampling system using wavelength-tunable soliton pulses”, IEEE
Photon. Technol. Lett., vol. 16, no. 4, pp. 1125-1127 (2004).
[2.3.3.4] C. Dorrer, C. H. Doerr, I. Kang, R. Ryf, J. Leuthold and P. J. Winzer, “Measurement of eye
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[2.3.5.1] Roel Baets et. al., “Silicon-on-Insulator Platform for WDM-components”ThA1,
LEOS2004(2004).

IV - 12

Part 3 Link (CORE, METRO) Technology
3-1 Outline of link technology - current status and issues
3-1-1 Current status of link technology
A terrestrial trunk network system requires a transmission distance of several hundred km to 1000km (up to 3000 km in the case of North America). At present, the WDM (Wavelength Division
Multiplexing) transmission technology of up to 10 Gb/s is available, and the number ofwavelengths used is mostly about 40. Such systems use WDM transmission technology with achannel spacing of 50 GHz~100 GHz, an NRZ (Non Return to Zero) modulation format, opticalamplification repeater technology of about a 30 nm bandwidth, and a standard error correction
code (FEC：Forward Error Correction). The utilized optical transmission fibers are SMF (Single
Mode Fiber), DSF (Dispersion Sifted Fiber) and NZDSF (Non-Zero Dispersion Shifted Fiber), anddispersion compensation is usually done with a dispersion-compensating fiber installed in a
repeater station. There are some systems compatible with WDM transmission of about 160
wavelengths by using multiple amplification bandwidths (C band and L band).
In an optical transoceanic submarine cable system, transmission of an ultra long distance isrequired, such as about 6,000 km for the trans-Atlantic system and about 9,000 km for thetrans-Pacific system. In the case of an optical submarine cable system, the most up-to-datetechnologies were introduced for each system to increase system capacity. With 10 Gb/s-based
WDM transmission technology, the CRZ (Chirped Return to Zero) modulation format, distributed
management transmission line technology, low-noise optical amplification repeater technology,
high-performance FEC, etc., the transmission capacity per fiber in the latest systems reaches
about 1 Tb/s [3.1.1.1].
The METRO system is a ring-structured network for a large city or connecting multiple cities, andthe distance between nodes is generally about 50 km. At present, WDM systems up to 10 Gb/s
are in place, and a mainstream network has about 40 wavelengths of 100 GHz spacing. The traffic,
however, is continuing to grow rapidly. Recently, a system using multiple amplification bandwidths(C band and L band) compatible with WDM transmission of about 80 wavelengths for a 400 km
ring distance was developed. There is a tendency that makes the borderline between a metro
system and a terrestrial trunk system look ambiguous.

3-1-2 Issues for ultrafast systems (limiting factors)
Various issues as shown below must be solved in order to realize ultrafast systems of the 160
Gb/s class and long-distance transmission applicable to CORE/METRO systems, etc.

IV - 13OSNR degradation, chromatic

OSNR劣化、波長分散、PMD
dispersion, PMD

160Gbit/s
signal generation
160Gbit/s信号生成
optical
光送信端局
transmiter

Ultrafast ETDM/OTDM
超高速ETDM／OTDM
Modulation format
変調方式
High
performance FEC

160Gbit/s
signal receiving
160Gbit/s信号受信
optical
光受信端局
receiverOptical
光3R3R

Low-noise
低雑音増幅

amplification
Very low loss/PMD/nonlinear fiber
極低損失/PMD/非線形ファイバ

High sensitivity
receiving
高感度受信Tunable dispersion/PMD
compensation
適応分散／PMD補償

高性能FEC

Fig. 3.1.2.1

Issues for realizing very high speed transmission systems

A. Transmitter/receiver technology
Realization of ultrafast electronical/optical devices used in the transmitter and receiver is an
important task for generating and receiving ultrafast optical signals. In particular, time divisionmultiplexing (ETDM: Electrical Time Division Multiplexing) is important since it is expected toreduce the necessary circuit size and cost drastically. The development of electronic/opticaldevices compatible with 40 Gb/s is progressing, and there are many reports about WDM
transmission experiments of 40 Gb/s using such devices in papers and at conferences.
Accelerating the bit rate by ETDM will be used up to 40 Gb/s, and OTDM (Optical Time Division
Multiplexing) technology using an optical circuit will be important to attain further acceleration to a
160 Gb/s level with time division technology. There are a number of academic reports abouttransmission experiments at over 160 Gb/s bit rates, but research and development efforts are stillrequired to attain commercialization of space saving, stability, low electric power consumption, etc.
On the other hand, acceleration of bit rate by TDM will significantly affect the tolerance against
various degradation factors in transmission as discussed later. Therefore, as a means of avoiding
this, research and development efforts on multiple-level optical modulation/demodulation
technology like the DQPSK (Differential Quadrature Phase-shift Keying) format [3.1.2.1] that canincrease the bit rate without increasing a symbol rate are regarded to be important.
B. Transmission technology
To transmit ultrafast optical signals in a stable manner, it is inevitable to take measures against
various degradation factors during transmission.
First, it is necessary to enhance the Optical Signal-to-Noise Ratio (OSNR) by four times (6dB) in
order to increase bit rate by four times from 40 Gb/s to 160 Gb/s while keeping the signal quality.
In this case, if it is possible to increase the optical signal power four times, sufficient OSNR will
possibly be obtained. As the bit rate goes up, however, optical nonlinear effects in the optical fiber
give a significant influence and limitation on the power of optical signals to be input into the opticalfiber. This makes it difficult to increase the power of the optical signals and obtain necessary
OSNR.

IV - 14

In order to reduce the degradation of transmission characteristics due to insufficient OSNR, there
can be two solution alternatives, a method to decrease the OSNR requirement and a method tolessen OSNR degradation during transmission. Improvement of transmitter/receiver technology isessential to reduce the OSNR requirement, and development of a high sensitivity modulation/demodulation format and high performance FEC technology is needed. On the other hand, toreduce OSNR degradation during transmission, it is necessary to lower loss and nonlinearity of
optical fiber and to reduce the noise of an optical amplifier. For example, assuming an opticalamplification repeater system with a repeater spacing of 100 km, improvement of 1dB (about 20%)of transmission characteristics (Q factor) is obtained if 0.01dB/km of optical fiber transmission loss
is reduced. If the permissible input power increases by reducing nonlinearity of optical fiber,
improvement of transmission characteristics consistent with the increase of the permissible input
power will be gained, and also with the reduction of noise of an optical amplifier, improvement oftransmission characteristics consistent with the improvement of the noise figure will be obtained.
(Improvement of 0.5dB of permissible input power/noise figure corresponds to improvement of
0.5dB transmission characteristics.) Assuming an upgrading of the optical transmission system up
to a very large capacity of the 100 T/s class, it will be necessary to increase the input signal power
into optical fiber up to over the watt class. In such an area, there is the potential occurrence of an
input power limitation due to not only optical nonlinear effects but also physical damage of opticalfiber (fiber fuse), and examination in this regard is needed.
In addition to OSNR, there are limitation factors degrading signal quality, such as chromatic
dispersion and polarization mode dispersion (PMD). Tolerance of cumulative chromatic dispersion
to a transmission line diminishes in proportion to the power of 2 of the bit rate, and the dispersion
tolerance of a 160 Gb/s optical signal significantly shrinks to plus/minus 2 ps/nm (in the case of RZ
signal). Therefore, dispersion compensation in a transmission line is essential, and assuming theapplicability to an actual system, tunable dispersion compensation technology that can enableoptimal dispersion compensation in detail regardless of the condition of the transmission line isimperative. Since a high-speed optical signal has a wide spectral breadth, reduction of dispersion
slope will also be required.
It is known that PMD characteristics of optical fiber show a statistical behavior, and its tolerance isregarded to be about 1/10 of the time slot corresponding to the bit rate. If this value is used, thetolerance of a 160 Gb/s optical signal will be about 0.6 ps. Assuming the PMD coefficient of an
existing optical fiber transmission line at 0.1 ps/km1/2, the transmission distance will be limited toabout 40 km. Therefore, research and development of technology to mitigate the PMD effect isvery important. Reduction of the PMD coefficient of optical fiber is one of the solutions. For
example, it is necessary to reduce the PMD coefficient down to 0.02 ps/km1/2 to achieve 1000 km
transmission. Since other components, such as an optical amplifier, etc., are also included in atransmission line, it is also necessary to reduce the PMD of such components. However, since

IV - 15

there is a limitation to lowering the PMD of optical fiber and an optical amplifier, the introduction of
PMD compensation technology will also be essential

3-2 Benefits of ultrafast systems
With regard to the progress of optical transmission systems thus far, the cost per bit of atransmitter/receiver unit has been reduced by an increased bit rate, and the bit rate has been
increased by an increment of four times every time. At present, commercial introduction of 40 Gb/stransmission is becoming realistic as a next generation successor to 10 Gb/s transmission. Whenthe bit rate is upgraded to 160 Gb/s, the cost of a 160 Gb/s transmitter/receiver unit will be aboutfour times the cost of a 10 Gb/s system if the relationship of bit rate and cost is maintained as in
the past, and the transmission cost per bit will be significantly reduced.
Furthermore, in the case of an optical transmission system with a very large aggregate capacity,
there will be a great benefit in reducing the number of required channels with acceleration of bit
rate per channel. For example, 100 channels are needed to attain 1 Tb/s transmission capacitywith a 10 Gb/s-based system, but if a 160 Gb/s based system is realized, only six channels would
be able to obtain the same level of transmission capacity. Such a significant reduction in thenumber of channels will largely reduce the number of transmitter/receiver units, and an overallsystem space saving, lower electric power consumption, and cost reduction will be expected. In
addition, there will be benefits of simplified operation management form the viewpoint of network
operating management since an increased number of wavelengths will cause an increase inoperating load.
Acceleration of bit rate also has benefits from the viewpoint of effective use of bandwidth(enhancement of spectral efficiency). When the bit rate per channel is increased with spectral
efficiency unchanged, the channel spacing can be enlarged. For example, the spectral efficiency
in the case of wavelength multiplexing of a 10 Gb/s signal at 50 GHz division will be 0.2 b/s/Hz (=10 Gb/s / 50 GHz), and the channel spacing will be increased to 800 GHz to obtain the same
spectral efficiency with a 160 Gb/s-based system. If such a large expansion of channel spacing isrealized, enhancement of spectral efficiency with a very high density will be relatively easy since itwill largely increase the ease of manufacturing optical components like arrayed waveguide grating(AWG). The increase in spectral efficiency will be able to reduce bandwidth required to obtain acertain transmission capacity, and cost reduction can be expected due to a reduction of bandwidthhandling the dispersion/loss management of optical fiber for transmission and gain bandwidth(including gain flattening) to be secured by an optical amplifier.
In addition, it is anticipated that standardization of 100 GbE will be realized as the next generation
Ethernet standard subsequent to 10 GbE, and ultrafast optical transmission over 100 Gb/s will befirst applied to a LAN (Local Area Network) with a short transmission distance ahead of otherapplications. When 100 GbE is used for LAN and other applications, the necessity will increase forIV - 16

accelerating the bit rate of CORE and METRO networks from the viewpoint of the interface withsuch networks.

3-3 Applicability of ultrafast transmission and necessary technology
The following summarizes matters relating to technology for applying ultrafast transmission of the
160 Gb/s class to a trans-Pacific optical submarine cable system, terrestrial trunk network systemand the METRO system. The following will focus on the description of transmission technology
since the necessity of transmitter/receiver technology for generating and receiving ultrafast opticalsignals will be common to systems in all areas.

3-3-1 Ultra long haul transmission system (submarine cable system)
In the case of a transoceanic optical submarine cable system requiring long distance transmission
over several thousand kilometers, any factor degrading the transmission characteristics willseverely restrict the transmission characteristics. Regarding cumulative dispersion and thecumulative dispersion slope of a transmission line, ultrafast transmission will be possible by using
a dispersion managed transmission line (controlling the dispersion and dispersion slope by
constituting a transmission line combining two or more types of optic fiber) more precisely
compared with a 10 Gb/s-based WDM system at present. Since the dispersion tolerance is only
about plus/minus 2 ps/nm, however, some kind of tunable dispersion compensation method will beneeded. In addition, OSNR and PMD are considered to restrict transmission characteristics to alarge extent. As for OSNR restrictions, various types of OSNR improved technologies have been
introduced, and a 40 Gb/s transmission has been barely achieved in the past several years.
Improvement of OSNR by a further 6dB will be extremely difficult, and optical 3R (Retiming,
Reshaping, Regenerating) technology that regenerates (waveform-shapes) optical signals without
converting them to electric signals will be essential. In the case of an optical submarine cablesystem, however, there are serious restrictions to repeater unit sizing and electric power
consumption, and technology must fulfill such requirements. Besides, due to a large volume ofpoint-to-point traffic, simultaneous processing for all WDM channels is desirable.
Since it is necessary to keep the PMD coefficient below 0.006 ps/km1/2 in a 10,000 km 160 Gb/s
system, conventional technologies to reduce optical fiber PMD will not be able to solve theproblem. Therefore, the introduction of new technologies such as PMD compensation technology,
single-polarization optical transmission fiber, etc. will be essential. In addition, optical multiple level
modulation/demodulation technology compatible with enhancing the bit rate without increasing thesymbol speed is expected as a method to improve PMD tolerance.

3-3-2 Long haul transmission system (terrestrial trunk system)
The transmission distance of a terrestrial trunk system is about several hundred kilometers toseveral thousand kilometers in Japan and up to about 3,000 km in North America. Since repeater

IV - 17

spacings are long, OSNR limitations will be similar to those for an optical submarine cable, and theintroduction of various OSNR tolerance improvement technologies and the optical 3R method will
be necessary. A transmission line will consist of one type of optical fiber, but dispersion
compensation with a repeater unit is needed. Since it tends to be influenced by environmental
changes like temperature changes as compared with an optical submarine cable, the need for atunable compensation method will increase. As for PMD, to realize 1,000 km transmission, it isrequired to make the PMD coefficient needed for optical fiber below 0.02 ps/km1/2, and PMD
reduction technology for optical transmission fiber and PMD compensation technology will
become important. A remedy for PMD by combined use of FEC and polarization scramblers
distributed on a transmission line is also proposed [3.3.2.1], and there is a possibility of reducing
the influence of PMD of multi-wavelength en masse.
In a terrestrial transmission system, the path change in the unit of wavelength by OADM (Optical
Add/Drop Multiplexer) can be considered, and corresponding chromatic dispersion/PMD
compensation technologies will be required. The compensation unit in such a case will possibly bein the unit of wavelength.

3-3-3 Short distance transmission system (METRO System)
In the METRO System, OSNR limitations are smaller. Therefore, the main factors for transmission
limitations will be chromatic dispersion and PMD. In particular, the METRO System is often
required to make effective use of installed optical fiber, and transmission technology for various
types of optical fiber with different characteristics will be required. The METRO System also needs
flexible networks compatible with various services, and it is assumed that path changes per
wavelength will frequently be done. For this reason, a tunable dispersion compensation
technology compatible with dispersion changes in wide ranges will become important.
If advanced optical fiber with lower PMD can be used, the influences of PMD will be limited in the
METRO System over a short distance. However, since there can be optical fiber with a very high
PMD coefficient among the existing types of optical fiber, some kind of PMD compensation
technology may be necessary.

Reference Literature[3.1.1.1] S. Akiba, H. Taga, I. Morita, and N. Edagawa, “Recent Progress in Submarine
Transmission,” ECOC2004, Th3.5.1.
[3.1.2.1] R. A. Griffin, and A. C. Carter, “Optical Differential Quadrature Phase-Shift Key (oDQPSK)
forHigh Capacity Optical Transmission,” OFC2002, WX6.

[3.3.2.1] X. Liu, C. Giles, X. Wei, Y.-H. Kao, C. Xie, L. Moller, I. King and A. Wijngaarden,“Experimental demonstration of broadband PMD mitigation through distributed fastpolarization scrambling and FEC,” ECOC2004, postdeadline paper, Th4.1.

IV - 18

Part 4 Key Technologies for Realizing Ultrafast Optical Communication
Systems
This part mainly discusses the current status and issues of the key technologies that are regarded
to be necessary for realizing an ultrafast optical communication system (over 160 Gb/s).
Table IV-4-1 shows the devices or elemental technologies discussed by SWG4. This table shows
the relationship of functions and characteristics regarded necessary for each device/elemental
technology and an ultrafast optical communication system. Some of these devices/elemental
technologies will be selected and discussed later.

IV - 19

Table IV-4-1: Device/elemental technologies for realizing ultrafast optical communication systems

6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30

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○
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○

○

○

○

○

○

○

Security

Nonlinearity
measures/thermal measures○

PMD
measures○CDmeasures○Losscompensation○

Downsizing/stabilization

Optical signal
monitor

5

WDM/
OTDM
conversion

3
4

demultiplexing
technology
Electronic circuit
ETDM
Optical modulator(electrical
Direct modulated
time divisionlaser
multiplexing)
Photodiode
Modularization/ integration
technology
Modulation/ demodulation
format (CS-RZ、
DPSK、multiple level, etc.）
Soft judgment receive,
maximum likelihood receive
FEC(Error correction code)
Phase conjugation
Chromatic dispersion（CD）
compensation technology
Soliton transmission
Fourier conversion
transmission
Polarization mode dispersion(PMD) compensation
technology
Absolute single-polarization
fiber
Low PMD fiber technology
Low nonlinearity fiber
High-power fiber
Parametric opticalamplification
Raman amplification
Optical 3Ｒ
Optical memory
Bit rate conversion
Optical logic element
Optical clock data recovery
technology
Wavelength conversion
Optical switch
CDM (Code divisionmultiplexing) technology
Quantum cryptography

Optical
XC

2

Ultra-short pulse
light source

OTDM
Optical time
(Optical time
division
division
multiplexing/
multiplexing)

OpticalADM

1Elemental technology

NodeHigher output/
highersensitivity

No.

Transmission line

Faster speed

Transmitter/receiver

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○
○

ADM: Add-drop multiplexer, XC: Cross-connect

IV - 20

4-1 Transmitter/receiver technology
4-1-1 Ultrashort pulse light source
The OTDM transmission system is a transmission method to control optical pulses with opticalpulses, and a short pulse light source is a necessary key device not only as a signal pulse source
but also as a control signal pulse light source. A short pulse light source based on a semiconductor
laser is preferable since the light source for transmission is required to be small, stable and highly
reliable. In addition, the pulse width must be below 3 psec and timing jitter below 0.5 psec since
the time slot is about 6.3 psec in a 160 Gb/s OTDM system.
Table IV-4-2 shows short pulse light sources reported so far for communication use.
Table IV-4-2

Ultrashort pulse light source

Repetition

Pulse duration

Optical output

JitterFrequency
Gain switching~20GHz~20ps

Several mW

Large

EA modulator~40GHz~10ps

Tens of µW

Small

Mode-locked

10GHz~1THz

Several ps

Several mW

Small~40GHzSeveral ps

Several mW

Small

semiconductor laser
Mode-locked fiber laser

Gain switching is the simplest method to excite a DFB (Distributed Feedback) laser with an electric
current pulse. As for pulse duration and chirp, the pulse duration can be compressed to about 5
psec with chirp compensation by optical fiber, etc., but further nonlinear compression is needed tomake it below 3 psec because nonlinear chirp remains. As for jitter, a seeding method is understudy to output light itself or external light. Ultra-short pulse generation using an EA(electro-absorption) modulator is a method to obtain optical pulses by driving large amplitude
sinusoidal waves by utilizing nonlinearity of optical extinction characteristics. It has small jittersand excellent frequency variability. However, the problem is that loss is large, thus output intensity
is small and pulse duration is long. A pulse duration of 3 psec has been realized by connecting two
sets of 40 GHz EA modulators in cascade, the problem is that the loss is large and phaseadjustment between sine waves for driving the two modulators is difficult [4.1.1.1]. The
mode-locked fiber laser consists of excellent optical components developed for opticalcommunication and satisfies most of the performance requirements as a light source for 160 Gb/s
OTDM. However, it is large in size, expensive, and unstable due to a long cavity, so that it needs
downsizing and stability improvement.
With the development of frequency control technology and stability technology, the mode-locked
semiconductor laser can generate stable optical pulses with pulse rates up to 10 GHz~1 THz[4.1.1.2]. It is the only pulse light source that can generate optical pulses at frequencies beyond
IV - 21

100 GHz for a clock pulse light source of 160 Gb/s optical 3R. The problem with the mode-locked
semiconductor laser is that the repetition rate is fixed because of being determined by the cavity
length so that it is difficult to adjust to the system clock frequency. The pulse duration is currently
about 0.8 psec at the shortest, and far shorter pulses are required in order to widen the application
areas to include over 160 Gb/s systems and measurement systems.

4-1-2 Optical time division multiplexing [4.1.2.1]
Regarding methods for multiplexing/demultiplexing signals from the client (tributary signal) on atime axis in an ultrafast optical communication system, there are two methods or a method during
a step of electric signals and a method during a step of optical signals. Here, the technology for
multiplexing/demultiplexing at the state of optical signals (OTDM) is described.
A. Applicable area
The functions achieved by applying OTDM technology are (i) transmitter/receiver at an end officeand (ii) optical ADM (Add Drop Multiplexer) and optical XC (Cross Connect).

40Gbit/s
signal
40Gbit/s信号

40GHz clock
40GHzクロック

40GHz Gate
40GHz
ゲート
control pulse
制御パルス

ch.1・・・ch.4
Modulato
変調器r

Delay
遅延

25ps
2ps

40GHz

Receiver
受信器

ch.1

Gate
ゲート

Receiver
受信器

ch.2

Gate
ゲート

Receiver
受信器

ch.3

Gate
ゲート

Receiver
受信器

ch.4

Delay
遅延

変調器r
Modulato

Delay
遅延

変調器r
Modulato

160Gbps

Opticalmultiplexing
光多重化回路Fig. IV-4-1

Gate
ゲート
Transmission
line
伝送路

Modulato
変調器r

Ultra-short pulse
超短パルス光源
light source

40GHz clock
40GHzクロックClockextraction
クロック抽出Optical
光分離回路
demultiplexing

40Gbit/s
signal
40Gbit/s信号

Example configuration of an optical communication system using optical time Divisionmultiplexing (OTDM) technology

Fig. IV-4-1 shows an end office configuration for an optical communication system using opticaltime division multiplexing technology. The sender side transmits a tributary signal of four signals of
40 Gb/s by optical time division multiplexing into 160 Gb/s. The receiver side generates control
pulses from the transmitted optical signals, demultipsexes them into four optical signals with an
optical demultiplexing circuit and then receives them. An optical pulse used as a signal is an
optical pulse of 2~3 psec duration.

IV - 22

B. Main technology at present
Current means of achieving optical multiplexing are (i) an individual connection of opticalmodulator, optical fiber used as a delay line and an optical coupler, (ii) integrating an optical delay
circuit on the PLC, (iii) a bulk optical system like an optical prism, and (iv) integrating a modulator,etc. on LiNbO3. Demultiplexing technologies used for gate experiments are (i) cross-phasemodulation effect (XPM) in NOLM (Nonlinear Optical Loop Mirror), (ii) XPM in a semiconductor
optical amplifier (SOA) installed in a Mach Zehnder interferometer, (iii) four wave mixing (FWM)
inside optical fiber and SOA, (iv) an electro-absorption (EA) modulator, and a (v) Kerr switch.
C. Research subjects
Research subjects of optical multiplexing/demultiplexing methods are to achieve (i) ease of delay
time adjustment, (ii) stability, (iii) low insertion loss, (iv) small size/low electric power consumption,(v) frame synchronous function, (vi) high quality of optical pulse, and (vii) low cost.
The following describes each of these items in brief:(i) In view of the configuration of a multiplexing circuit, it is necessary to multiplex the opticalpulses at a correct timing. To adjust the delay time in optical fiber, a deviation of 1 mm means adeviation of 5 psec, which is equivalent to 0.8 bits in the case of 160 Gb/s, and cannot achieve
optical multiplexing. Therefore, a mechanism for setting up a tunable delay time is needed.
(ii) A mechanism for stabilizing the pulse interval is also required so that multiplexed pulseintervals will not change due to surrounding environment changes.
(iii) With regard to insertion loss in the item (iii) above, if an optical coupler is used at the exit of themultiplexing circuit or at the entrance of the demultiplexing circuit, a loss of 10logN (dB) will takeplace (where N is the multiplexing number), and this needs careful consideration. Since there are
four multiplexing signals in Fig. IV-4-1, the loss will be 6dB, but if the number of signals is 16, thetotal loss in the multiplexing circuit and the demultiplexing circuit will be 24dB. This will pose a
problem from the viewpoint of SN.
(iv) As the number of multiplexing signals increases, the scale of an optical circuit grows, which
requires specific ideas for implementation. It is also a research issue to lower electric power
consumption by reducing light power necessary for gating at the optical demultiplexing circuit, forexample. In view of the above items or (ii) stability, (iii) low insertion loss and (iv) small size/low
electric power consumption, integration of multiplexing/demultiplexing circuits (including
modulation/gate) will become an essential research theme.
(v) A description of the frame synchronous function follows. In time division multiplexing, a function
is needed to relate each time slot and tributary signal, one to one. (This is called a TSA function ortime slot assignment function.) This one-to-one relation must be kept between a transmitter and a
receiver. Frame synchronicity is an essential function to realize optical ADM and Optical XC
enabling concentration of traffic on an optical level (Optical XC needs a TSI (Time Slot
Interchange) function to interchange the time slot.). Therefore, it is necessary to study frame

IV - 23

architecture and frame synchronous function in an OTDM (Optical Time Division Multiplexing)
system.
(vi) A brief explanation of high quality in terms of an optical pulse follows. In the transmission
design of WDM (Wavelength Division Multiplexing), it was necessary to consider nonlinear
interaction between different wavelengths, but in the case of OTDM with the same wavelengths,
nonlinear interaction between adjacent optical pulses (or different tributary signals) on a time axis
will become a problem. Specifically, it is a problem with intra-channel XPM and intra-channel FWM(hereinafter called IXPM and IFWM, respectively). IXPM appears as an optical pulse jitter, andIFWM appears as degradation of an optical pulse amplitude change or extinction ratio. (As amethod to suppress these, there is a proposal for a technique to multiplex polarization of adjacent
optical pulses by orthogonalization, although the effectiveness of this approach is reduced if there
is polarization dispersion). The quality of optical pulses after multiplexing must be studied inconnection with optical multiplexing systems. It is also necessary to study a system in terms of
optical demultiplexing circuits for controlling crosstalk from adjacent channel (tributary signal) lightand gate control pulse light and for obtaining useful signal light with high quality.
(vii) Concerning cost reduction, assuming the multiplexing number of the tributary signal as n,
pricing of about n0.5 times must be achieved. In other words, in the case of a multiplexing numberof four for 40 Gb/s, pricing of 160 Gb/s must preferably be 2 to 2.5 times that of 40 Gb/s. This will
be a target for cost reduction through research.

4-1-3 Direct modulated laserThis is a method to obtain direct modulation optical
output by modulating the injection current of asemiconductor laser. It requires no modulator, thus it
is simple and has a low cost structure and low electric
power consumption. Therefore, this approach has
been used as a transmission light source in opticalcommunication systems, but since its chirp is so large
the external modulation system has been adopted

Fig. IV-4-2 Chip configuration of high speed
semiconductor laser [4.1.3.1]

for long haul transmission. In recent years,
however, the bit rate has become higher in shortdistance transmission, and demand for a directmodulated laser is increasing as a low costhigh-speed transmission light source.
The response speed of the semiconductor laser isdetermined by a CR time constant and relaxation
oscillation frequency. Fig. IV-4-2 shows an

Fig. IV-4-3 Small signal response characteristics[4.1.3.1]

example of a semiconductor laser achieving chip capacity reduction and differential gain increase.

IV - 24

An active layer is composed of an InGaAsP/InGaAlAs strain-compensated multiple quantum wellstructure for increasing the number of wells and enabling uniform injection. A mushroom structure
reduces the parasitic capacitance and obtains 30 GHz of CR frequency. Fig. IV-4-3 shows thesmall signal response characteristics. It has achieved 30 GHz for a 3dB bandwidth at a bias
current of 100 mA [4.1.3.1]. There are some reports on 40 Gb/s optical transmission experimentswith direct modulation by using a high speed semiconductor laser. It seems that 40 Gb/s to 50
Gb/s operations will be achieved with current technologies. Concerning modulation beyond 100
Gb/s, however, development of a new material will be required. There have been breakthroughs indirect modulation such as quantum well structure and strained quantum well structure. It is
expected that the differential gain will largely increase by going from quantum wells to quantum
wire to quantum dot, but high speed operations have not been achieved so far due to difficulty in
manufacturing. Further progress in high speed semiconductor lasers is expected.

4-1-4 Electronic circuits for ETDM
There is a possibility of attaining high speed with the current ETDM as a means to achieve theoptical transmitter/receiver in 160 Gb/s systems instead of OTDM. Here, we will discuss feasibility
and issues of 160 Gb/s ETDM and a comparison with OTDM.
The basic configuration of ETDM is shown in Fig. IV-4-4. The configuration consists of a MUX(Multiplexer), a CMU (Clock Multiple Unit), a Retimer (D-F/F = D-Flip-Flop), an optical modulator
driver, a PD (Photodiode), a Pre-Amp (Pre-amplifier), a DEC (Decoder), a CDR (Clock Data
Recovery), and a DEMUX (Demultiplexer).
Modulator
driver
変調器Driver

Data

..
..
..

MUX

LN変調器
modulator
LN

D-F/F
CMU

Clock

PD

EDFA

Pre-Amp

DEC

DEMUX

CDR

..
.. Data..

Clock

Fig. IV-4-4 Configuration of ETDM

High-speed transistor technology is required for such electric circuits to go to 160 Gb/s. At present,
the transistor technology most likely to be realized is HEMT (high electron mobility transistor) on

IV - 25

the basis of InP [4.1.4.1]. In addition to high mobility of electrons in the InGaAs channel layer, thegate capacitance has been greatly reduced, and the cut-off frequency has been largely improved.
As for a single transistor, there is a report on 560 GHz at 25 nm gate length. About 400 GHz has
been attained with a gate length of 100 nm including successful integration. In view of thefeasibility of 160 Gb/s, SiGe HBT (Hetero Bipolar Transistor) is short of the maximum oscillation
frequency and CMOS will barely be able to achieve 40 Gb/s.
Concerning MUXs in the transmitter, there is a report on 144 Gb/s with a selector, and theachievement of 160 Gb/s is within reach. With the driver circuit for the optical modulator,
bandwidth of up to 80 GHz and 2Vpp has been developed, and the possibility is high for 120 GHz.
The greatest problem will be the reduction of operating voltage in the optical modulator.
PDs in the receiver have attained the bandwidth of 100 GHz. The bandwidth of a pre-amplifier islimited to under about 80 GHz, and it will be difficult to increase the bandwidth since theimprovement of transistor speed will usually cause a greater increase of noise than the increase of
the bandwidth. To avoid the use of a pre-amplifer, there is technology to make a higher input and ahigher output of a PD and amplify optical signals up to the level that a DEC can directly work withan EDFA (Er3+ dope optical fiber amplifier). A DEMUX for a 160 Gb/s system is within reach since
it is realized in the same digital circuit as a MUX.
As for overall tasks related to ETDM, there are stable oscillation of a 160 GHz clock for a CDR, a
CMU, etc., stabilization of ground, the interface between each electronic circuit, and common
issues of ultrafast electronic circuits. The current InP-HEMT circuit has a limitation to integration atseveral W of power due to thermal problems, and is, therefore, with a multiple chip structure. Iflower electric power consumption is achieved, a one chip structure will become possible, andproblems of ground and interface will be solved. There is a possibility of attaining a fraction ofelectric power consumption.
Here is a brief comparison with OTDM. At the transmitter, ETDM has difficulty in realizing a driveror an optical modulator with low voltage operation. On the other hand, in the case of OTDM,
operations are already successful, and electric power consumption will be reduced by simply
bundling the signals optically on the MUX section. Thus, if optical integration and downsizing of
OTDM are achieved, OTDM will successfully work. As for the receiver, ETDM will be feasible
without a pre-amplifier by making use of EDFA. On the other hand, OTDM could be replaced by
ETDM if the reduction of power consumption in an optical switch (several 10 mW per step or less)and integration are not developed. Furthermore, adjustment of a DEMUX is difficult for OTDM.
Depending on the situation, a mixed system of OTDM/ETDM, in which MUX with OTDM is used in
the transmitter and ETDM is used in the receiver, may likely be adopted as a scheme achieving
the lowest electric power consumption and downsizing. Beyond 160 Gb/s, there is little hope for
ETDM, and OTDM will be unrivaled.

IV - 26

4-2 Node technology
4-2-1 Optical clock extraction
Clock extraction is a basic function in an optical communication
system for time division multiplexing/demultiplexing and signal
regeneration. Currently, an optical signal is converted into anelectric signal, and a clock signal is electrically extracted. Anelectrical clock extraction circuit below 40 Gb/s is commerciallyavailable at present, but a bit rate of over 100 Gb/s will need
all-optical clock extraction. Since there can be benefits of lower
electric power consumption and costs at the bit rate where
electrical clock extraction is possible, active research on opticalclock extraction is ongoing.
Fig. IV-4-5 show a report on an optical clock extraction
experiment using the mode-locked semiconductor laser[4.2.1.1]. By injecting 160 Gb/s OTDM signals into a 160 GHz

Fig. IV-4-5 Clock extraction
experiment using
mode-locked semiconductor
lasersmode-locked semiconductor laser, 160 GHz optical clock
pulses synchronous with the input signals are output. In this case, while input signals are distorted,
obtained clock pulses are in a uniform waveform and equal time intervals, thus proving thefunction of re-shaping and re-timing. In addition, there is a report of using a self-pulsation
semiconductor laser as a clock extraction device.
Optical clock extraction with injection locking with a mode-locked semiconductor laser and aself-pulsation semiconductor laser offers the advantage of generating clock pulses with one chip.
On the other hand, an active study is continuing with an optical PLL (Phase Locked Loop)
compatible with phase synchronization [4.2.1.2]. The optical PLL reported so far is a hybrid type,
and phase comparison is handled electrically. Input optical signals and clock optical signals are
input into nonlinear media to generate correlated signals. The electric signals and clock signals
are phase-compared, the compared signals are converted to voltage as feedback to VCO (Voltage
Controlled Oscillator), and the semiconductor laser is driven by VCO to generate optical clock
signals. To create an all optical PLL, it is necessary to develop an optical VCO such as a device tocontrol the repetition frequency with light.

4-2-2 Optical memory
When packet processing is realized in an all-optical node, development of an optical buffer
memory will be indispensable to avoid packet collision. In addition, if an optical memory isdeveloped, ultrafast optical signal processing will possibly be applied to various areas. At present,
it is a realistic approach to convert optical signals to electric signals via optical-electricalconversion, store them in an electronic circuit memory, and read them out as optical signals via

IV - 27

electrical-optical conversion as needed. This method has a delay problem in reading and writing. A
technical breakthrough of this technology is expected among optical signal processing issues. The
optical memory approaches currently proposed are largely divided into two types, the optical logic
type and the delay type. For the optical logic type, proposals are formulated such as opticalbi-stable devices that have two optical output values for an optical input and bi-stable lasers thathave two oscillatory states for an identical injection current. As for bi-stable lasers, there are anumber of various approaches such as a method to use two states of oscillation/non-oscillation,
one to use two oscillation modes in combining ring resonators, and another to use two polarization
states of a surface emitting laser. Since the transition speed of two-modes in a semiconductor
laser is determined by photon life time in the optical resonator of a laser and intra-band relaxation
time of a carrier, high speed compatible with 160 Gb/s can be expected. But, a breakthrough in
integration technology for achieving a memory of several Mbits is required as any element must be
several 10 µm to several 100 µm in size. Again, read/write interfaces and protocols are still to be
examined.
Proposals on the delay type have been offered, such as an approach to transmit optical signals to
optical fiber temporarily by using low loss characteristics of optical fiber, and one to lower groupvelocity of light by using photonic crystal or electromagnetically induced transparency (EIT)[4.2.2.1].
Optical fiber has the merit of storing a number of bits on one device, and its length can be shorter if
the speed is increased (about 1 km for storing 1 Mbit at 160 Gb/s). But, if one line of optical fiber isused, about several µsec of delay will take place, which requires technical ideas about
configuration. EIT uses an acute transparent line an absorption spectrum to generate a large plus
chromatic dispersion, which reduces group velocity significantly. The principle of reducing light
velocity by one ten-thousandth at the low temperature of 10 K by using a quantum dot has been
proven, but there is still no way to know about the possibility of behavior at a normal temperature
to apply it to an actual system. Photonic crystal has a task to be solved about how to materialize
dynamic changes.

The delay type using slow light is still at the stage of principle verification. It is pending for
future discussion of input/output. As compared with the logic type, the delay type has potential
for a transparent node since it can keep both intensity and phase information of light, and thepotential impact can be significant if realized. Long-term research is thus desired.
4-2-3 Optical switch
An optical logic device for controlling an optical signal with a different optical signal will be requiredin order to process an optical signal at a node in the domain of 160 Gb/s to 1Tb/s. Every logic
device can be constructed if logic of AND, NOT and OR is developed. But, as the size and electric
power consumption of an optical logic device are superior to those of an electronic device, thedevelopment of essential functions for DEMUX and node configuration like an ON-OFF switch,

IV - 28

optical path switch and so forth was started at the beginning. A high-speed optical switch isindispensable for optical 3R regeneration, and a response speed below a peco-second is neededin the case of regeneration over 160 Gb/s.
Proposals related to an optical switch are formulated mainly for the use of optical nonlinearity of
optical fiber or semiconductor.
The optical Kerr effect of optical fiber has sufficient response speed for Tb/s. While its third-ordernonlinear susceptibility is low, a very long interaction of tens of meters can be used due to its low
dispersion/low loss characteristics, and therefore a sufficient level of speed and extinction ratio
has been realized. Proposals have been formulated for the use of Kerr rotation or XPM (Cross
Phase Modulation) of NOLM (Nonlinear Optical Loop Mirror) etc. As for optical fiber used for sucha purpose, highly optical-nonlinear fiber has been developed with a one digit higher order of
optical confinement into the core.
Various proposals using semiconductors have been made such as a device like a Mach-Zehnderinterferometer (MZI) type using XPM of a semiconductor optical amplifier, one using saturated
absorption of Inter Sub-Band Transition (ISBT), one using four-wave mixing, two photon
absorption, etc.
It has been verified that MZI can attain movement of over 160 Gb/s by a push/pull action of
inputting control light with a time difference into both arms of the Symmetric Mach-Zehnderinterferometer (SMZ). Since it has a function of optical path switching and input/output
characteristics are sinusoidal and nonlinear, a proposal has been made as a waveform shaping
device. As for its shortcomings, conditions for operating the interferometer are severe, and how tocontrol the operating conditions is a problem to solve. Its electric power consumption is still
significant at present in view of the electric current put into SOA (Semiconductor Optical Amplifier).
The structure of ISBT is simple, but reduction of power (currently tens of pJ) and improvement of
extinction ratio over 20dB are required. When application to DEMUX in the area of 160 Gb/s isconsidered, more than a single-digit of power reduction is demanded in order to get an advantage
over an electronic circuit consuming only tens of mW per step of logic.
Summing up the above, there is a device available with a sufficient performance using optical fiber
so far as a single-logic device is concerned. But, for downsizing a system in the future, integration
at the similar level of a semiconductor array will be desirable although large integration like LSI
may not be necessary. For this purpose, it is further required to speed up a semiconductor typeoptical switch (less than 1 psec response time) and reduce electric power consumption (below
several pJ).

4-2-4 Wavelength conversion
Wavelength conversion is essential even for a system over 160 Gb/s. It is indispensable not only
for wavelength routing in a mixed system of WDM and ultrafast TDM systems but also forconnection of different ultrafast transmission systems, since it is needed to adapt the signal opticalIV - 29

wavelength to a value with a suitable chromatic dispersion of optical fiber, which seriously
influences transmission characteristics in ultrafast TDM systems. As an example of special
application of wavelength conversion, phase conjugate optical light transformation by coherent
type wavelength conversion can compensate for even-order dispersions among high-orderdispersions causing a problem in an ultrafast optical fiber transmission system. From such a
viewpoint, it is necessary to discuss wavelength conversion in ultrafast transmission systems.
There are various methods of wavelength conversion in addition to the method of modulation ofdifferent wavelength light sources after O/E conversion. These include a method of modulation ondifferent wavelength light sources by an optical switch, and coherent wavelength conversion bydifference frequency generation using second-order nonlinear effects or four wave mixing using
third-order nonlinear effects. Table IV-4-3 shows a brief categorization.
With regard to an optical switch type, it has characteristics equivalent to those of the optical switch
discussed in Section 4-2-3. Generally, the linearity of intensity of output conversion light from input
signal light is bad and has a narrow dynamic range. On the other hand, this characteristic gives 2R
effects and waveform shaping at the same time with wavelength conversion.
Table IV-4-3 Comparison of various wavelength conversion methods

OE-EO type

Opticalswitch type

Input/output
ratio

Extinction
ratio

Linearity

Input level

Wave
dependenceOutputwavelengthvariability

Integration

40Gb/sformat fixedbyamplification
ratio ofelectric
amplifier{{{per light
sourceOK

Difficult

SOA~20Gb/s

1M

3dB

18dB

¯

-10~0dBm

mediumOK

Easy

ON/OFF Reversal
Optical fiber unneeded

Opticalfiber~1Tb/sformat fixed

8dB

>40dB

¯

+10dBmNone

OK

Difficult

Waveform shaping
Optical fiber needed

¯

-15~
–5dBm

Weak

OK

Integration
deviceWaveform shaping
Negative chirp
operation
Optical fiber unneeded-30~10dBm

None

Difficult

Optical filter needed
Conjugate light
generation

Difficult

Optical filter needed
Conjugate light
generation

Easy

Optical filter
neededConjugate light
generation

DeviceOpto-electric
conversion

PD+Electric+LD

Cross gain
modulation(XGM)
Cross phasemodulation(XPM)
Difference
Frequency
Generation(DFG)
Coherent
type

Modulation
formatPrinciple

Non-degener
ate four-wave
mixing(NDFWM)

Speed

SOA-MZI~160Gb/s

format fixed

10dB

20dB
Dependent
on operating
point

PPLN

>1Tb/sformatnon-depend
ent

-20dB

>40dB

Opticalfiber>1Tb/sformatnon-depend
ent

-10dB

>40dB

{

-20~0dBm

None

SOA --LD~1Tb/sformatnon-depend
ent

+5dB

+30dB

{

-25~0dBm

Strong

Two times
tunablewavelengthlaser
Two times
tunablewavelengthlaser
Two times
tunablewavelength
laser

Remarks

Unlike the coherent type to be discussed later, there can be a structure requiring no wavelength
filter to separate input signal light and output conversion light.
The coherent type, unlike the optical switch type, can cause conversion with every opticalmodulation format and bit rate. In high-speed systems, in particular, there is a possibility of using
signals other than conventional NRZ (Non-Return to Zero) format. This characteristic may turn out
to be a strong point. In addition, linearity of output conversion light from input signal light is good.
Wavelength conversion en masse of a WDM signal is also possible and has been verified. Its

IV - 30

shortcoming is the need for an optical filter to separate output conversion light and input signal
light at the end. In the case of changing the target wavelength freely, it will be necessary to change
not only the excitation light wavelength but also the center wavelength of a wavelength filter.
As a device for different frequency generation, an optical waveguide made of LiNbO2 with aperiodically poled domain for phase matching among the pump signal, and a converted wave isused. A pump wave is supplied through virtual generation of the wave by injecting light of 1.55 μm
wavelength, not light of 0.78 μm wavelength.
As for four-wave mixing, there are several reports of experiments with optical fiber using its low
dispersion and low loss characteristics. The device has sufficient characteristics.
As for a semiconductor device, there are a number of publicized reports on four-wave mixing byusing an active layer of a semiconductor optical amplifier or a semiconductor laser [4.2.4.1]. It is amethod for obtaining larger conversion efficiency among semiconductor devices of several
hundred-μm length using large optical-nonlinear susceptiblity and large optical gain, the later ofwhich solves the problem of larger absorption at the trade-off relation with larger optical-nonlinear
susceptibility in usual optical-nonlinear materials. Monolithic integration with a pump light source isregarded to be feasible. Since degradation of NF (Noise Figure) arises due to the influence of ASE(Amplified Spontaneous Emission), improvement of intrinsic conversion efficiency without optical
gain is required. In addition, higher efficiency conversion of the whole C-band is a problem tosolve.
Concerning the optical switch type and coherent type, power consumption (below tens of mW) anddownsizing (below several mm x several mm) are required for a device up to 160 Gb/s, ascompared with the O/E-E/O conversion type that has more potential for feasibility. Furthermore,
integration with a wavelength-tunable light source and an array structure for wavelength
cross-connect of a WDM signal is considered to be necessary in order to achieve downsizing. If
the semiconductor coherent type reaches a practicable level, its impact will be considerable.
The task for wavelength conversion technology overall is to develop a wavelength-tunable lightsource with high quality in order to freely change a target wavelength.

4-3 Link technology
4-3-1 Optical 2R/3R regeneration technology
Fig. IV-4-6 shows the basic configuration of an optical 3R regenerator [4.3.1.1]. Optical 3R
consists of the three functions of Reamplification, Retiming, and Reshaping. It recovers signal lightwith degraded quality to the original quality. Eliminating “Retiming” out of optical 3R, optical 2R
consists of Reamplification and Reshaping only, and is called optical 2R regeneration.
It is indispensable that an optical device used for optical 3R (2R) regeneration have transparency
characteristics that can operate regardless of signal speed or pulse shape. In particular, reshaping
is performed with the use of nonlinear optical effects, and high transparency is needed for the
nonlinear optical effects used. Especially, when applied to 160 Gb/s systems, excellent high-speed

IV - 31

processing performance below a picosecond is essential and the working speed of the waveform
reshaper must be sufficiently fast compared with the signal speed.
With regard to optical 3R regeneration of 160 Gb/s, there is a report on an optical 3R regeneration
experiment with an optical gate switch using optical fiber [4.3.1.2]. In the optical 3R regeneration of
signals consisting of short pulses of 1~2 psec like 160 Gb/s signals, the switching time interval(called the “window”) must be narrow enough as compared with the pulse interval (6.25 psec). For
this reason, there can be a problem that, if signal light contains jitter noise, the jitter noise isconverted into amplitude noise by optical gate switching. To avoid this trouble, optical gate
switching after converting the peak of input signal pulse into a planar shape with a pulse shaper
has been adopted. By using these approaches, elemental functions and their effects that arenecessary for an optical 3R regenerator of 160 Gb/s signals have also been proven by
re-circulating loop transmission experiments.
Optical 3R regeneration is an important elemental technology for future photonic networks. For aphotonic network that will be able to freely exchange a large volume of information over Tb/s,enhancement of functions at an optical node between each network will become important, andachievement of optical 3R regeneration at an ultrafast is expected. As mentioned above, the studyof special devices and systems will be needed for achieving optical 3R regeneration at such ahigh-speed as 160 Gb/s. In the case of an optical semiconductor device, it is necessary to develop
devices to remove signal-pattern dependence and realize transparent waveform shaping.
Development of a new device like an optical device with quantum dots is hoped for. With regard to
optical fiber, development of optical fiber with improved nonlinear optical effects will be needed. It
is anticipated that a new optical fiber will be invented on the basis of combining such studies forenhancing nonlinear optical effects as carried out for highly optical-nonlinearity fiber, photonic
crystal fiber, holey fiber, and the like.

IV - 32

Re-shaping
Signal input

10

OpticalSignal output

Discrimina

Re-generationClockregenerati

Optical clock

Re-timing

Fig. IV-4-6

Basic configuration of all-light 3R generator

4-3-2 Modulation and demodulation system [4.3.2.1, 4.3.2.2]
This section describes the current status and issues of a modulation and demodulation systemthat are essential for developing an ultrafast optical communication system.
A. Necessity of study on modulation and demodulation format
To achieve economical development of an ultrafast communication system over 160 Gb/s, it isnecessary to study a new modulation and demodulation format from the viewpoints of (i)transmission volume and (ii) transmission distance.
A-1. Viewpoint of transmission volume
The NRZ waveform has been mainly used up to 10 Gb/s. The optical spectral bandwidth of the
NRZ waveform 2Rb (Rb: modulation speed) when the zero-point interval of the main lobe isdefined as spectral width. Therefore, when WDM (Wavelength Division Multiplexing) is considered,
the wavelength interval from the adjacent signal is at the limit of 2Rb. In other words, when the
NRZ waveform is used, the limit of spectral efficiency is 0.5 b/s/Hz. As shown in Table IV-4-4, if the
NRZ waveform continues to be used, the merit of increasing the spectral efficiency will be lost, so
study of a new modulation format is in progress including research of a 40 Gb/s system.
Table IV-4-4
Modulation speed

Spectral efficiency in using NRZ waveform

Wavelength interval (GHz)

Spectral efficiency (b/s/Hz)

2.5

100/50/25

0.025/0.05/0.1

10200/100/50

0.05/0.1/0.2

40

200/100

0.2/0.4

160

400

0.4

(Gb/s)

A-2. Viewpoint of transmission distance
It is necessary to maintain S/N and control the influence of chromatic dispersion and nonlinear
optical effects in optical fiber as much as possible in order to secure the transmission distance ofan existing optical communication system (~10 Gb/s) in a next-generation ultrafast opticalIV - 33

communication system. While dispersion compensation technology is important from theviewpoint of controlling the influence of chromatic dispersion, a modulation system to make themodulation spectrum narrower is needed, which comes to the same conclusion that a modulation
format is desired from the viewpoint of transmission capacity as described in A-1 above. On theother hand, concerning a modulation format with large nonlinear tolerance, research is ongoingfrom the viewpoints of (i) receiver sensitivity (nonlinear tolerance increases since average powerof the path can be decreased) and (ii) narrowing of optical pulse range (nonlinear tolerance
increases by reduction of interaction time between pulses).
B. Main technology at present
Modulation and demodulation systems currently under study are: (i) CS-RZ (Carrier Suppressed
RZ), (ii) optical duo-binary, (iii) optical pre-filtering (post-filtering), (iv) RZ-DPSK (RZ-Differential
Phase Shift Keying), (v) multiple level modulation such as RZ-DQPSK (RZ-Differential QuadraturePhase Shift Keying) and 16 APSK (16-Ary Amplitude Phase Shift Keying) and (vi) FSK (Frequency
Shift Keying).
(i) The CS-RZ system is a modulation format where the phase difference of adjacent RZ pulses is
π. The characteristics of this format are (1) with the RZ waveform, it is possible to improvesensitivity, increase nonlinear tolerance and narrow the spectrum by using an optical filter, (2) a
3Rb of spectral width (ordinary RZ waveform is 4Rb) and (3) an increase in tolerance of SBS(Stimulated Brillouin Scattering).
(ii) The optical duo-binary format is an optical modulation format where a ternary signal(Duo-binary signal) obtained through addition (subtraction in the case of modified duo-binary) to a
1-bit delay pulse is converted so that the phase difference of adjacent optical pulses becomes π
through an MZ modulator and optical light intensity becomes binary (refer to Fig. IV-4-7).
Modulation characteristics
of MZ modulator
MZ変調器の変調特性
Optical 光パワ
power-1 0 +1
Optical duo-binary

光Duo-binary信号
signal+/Binary
signal2値信号

TTernary
signal3値信号1-bit time width
T:T:1ビット時間幅0Vπ2Vπ 電圧Voltage-1
Duo-binary signal Input
Duo-binary入力電圧信号

0+1voltage signal(b) Duo-binary optical duo-binary(b)光Duo-binary信号の生成
signal generation(a)code generation(a)Duo-binary
Duo-binary符号の生成
Calledmodified duo-binary Duo-binaryと呼ぶ）
when – (minus)（-の場合はModified

Fig. IV-4-7 Duo-binary signal
This method is a kind of partial response code, and its characteristics are (1) spectral width is as

IV - 34

compact as Rb and (2) SBS tolerance increases since there is no carrier component. Since thespectrum is compact, there is a successful experiment of SMF 225 km at 10 Gb/s, and a 3.75
times dispersion tolerance as compared with NRZ has been obtained in an experiment. In asystem with large nonlinearity of optical fiber, however, a report says that this does not suit an ultra
long haul transmission system since the phase difference between bits is deviated by π due to thenonlinearity.
(iii) The optical pre-filtering (or post-filtering) system is a modulation format that tries to make thesignal obtained through ordinary modulation much closer to the spectrum obtained from SSB(Single Side Band) modulation with a narrow-band optical filter. In this connection, optical SSB
modulation is also being experimented, and the enhancement of dispersion tolerance with its
narrow-band characteristics has been demonstrated. However, an ultra-wide-band Hilbert
conversion circuit is necessary to apply it to ultrafast communication over 160 Gb/s. Therefore, its
implementation will be very difficult.
(iv) RZ-DPSK above is a modulation format to move information with an optical phase differenceby using the RZ waveform as an intensity waveform. (For example, if the optical phase differenceof adjacent bits is 0 (zero), it means “1”, and if the phase difference is π, it means “0 (zero)”.) The
receiver laps a signal delayed by one bit (delayed detection) and receives with a balance typereceiver the phase difference information as converted to intensity signal. The characteristics are:(1) the effects of the RZ waveform are excellent sensitivity, tolerance to nonlinearity, and tolerance
to spectral deformation,(2) the effects of adopting DPSK are improved sensitivity of 3dB in receiving DPSK with thebalanced receiver as compared with the intensity modulation/direct detection method, there are
nonlinear optical effects with intensity changes, self phase modulation effects and cross phasemodulation effects are not produced, and there is high tolerance to spectral deformation with an
optical filter.
On the other hand, it is necessary to take it into account that the optical delay detector needs to bestabilized and signal amplitude fluctuates due to noise applied by an optical amplifier, and thenoise is converted to its own phase noise or to the phase noise of other adjacent wavelength
signalsdue

tononlinearityof

opticalfiber,

which

causessensitivity

degradation(Gordon-Mollenauer Effect). In this connection, the modulation spectral bandwidth is 3Rb, nearly
identical to that of CS-RZ mentioned above.
(v) Multi-level modulation above is a modulation format (2n-level modulation) to transmit n bits, notconventional 1 bit, within the 1 time slot, and it is the modulation format traditionally used for
wireless system technology as applied to optical modulation. Fig. IV-4-8 shows signal spacearrangement. In the chart, part (a) shown below for reference is a signal space arrangement of
PSK that is a kind of binary modulation. Part (b) is QPSK with 2-bit modulation worked over thephase, and part (c) shows phase space arrangement of 16APSK with 2-bit modulation worked
over the oscillation and the phase.

IV - 35

Q

Q

I

(a)
PSK (Binary)(a)(D)(D)PSK
（2値）

Q

I

(b)
QPSK (Quadrary)(b) (D)(D)QPSK（4値）

Fig. IV-4-8

I

16APSK （16値）(Hexadecimal)(c)(c)16APSK

Signal space arrangement

Multi-level modulation has a modulation spectral width of 1/n since one timeslot is 1/n ascompared with the conventional binary modulation. Therefore, there are these characteristics:(1) Chromatic dispersion tolerance theoretically increases to n2 times,(2) polarization also increases theoretically to n times,(3) an electronic circuit with 1/n bandwidth can be used.
On the other hand, there are shortcomings:(1) As demonstrated in Fig. IV-4-8, multi-level modulation has an unacceptable S/N and issensitive to oscillation and phase noise, and receiver sensitivity deteriorates as the number ofmultiple levels increases,(2) thus, path mean power increases to secure receiving S/N and the influence of nonlinearity
expands,(3) a control circuit is needed to stabilize a modulator and a demodulator,(4) the structure of the modulator and the receiver (demodulator) will be complicated.
(vi) FSK is a format to modulate optical frequency by digital signal and receive it by using an
optical heterodyne or optical delay detector at the receiving side. The technology was extensively
studied as coherent optical communication technology 15 years ago. During the past year, FSK
technology has been widely researched. It has been reexamined for such reasons as (1) spectral
efficiency can be enhanced by the use of narrow bandwidth FSK like MSK (Minimum Shift Keying)
and by the combined use of a wide bandwidth FSK and narrow bandwidth optical filter and (2) the
structure of a transmitter can be simplified (FSK through direct modulation of semiconductor
laser).
C. Research themes
Based on the discussions above, the following shows research themes for modulation anddemodulation formats to develop an ultrafast optical communication system over 160 Gb/s. Firstly,
the spectrum obtained through modulation must be compact. This is needed to realize

IV - 36enhancement of spectral efficiency via faster communication that is a strong point of TDM.
Specifically, the first step of achievement should be a target of almost 100% spectral efficiency.
Secondly, the other task should be technology with high a receiving sensitivity and high nonlinear
tolerance. Since receiving sensitivity generally deteriorates in proportion to the acceleration of the
bit rate, the path mean power must be increased to secure repeater spacing. As a result, nonlinear
optical effects appear significantly. Therefore, a modulation format with high receiving sensitivity
and great nonlinear tolerance is required. Finally, from the viewpoint of economics, the structure ofa modulator and a receiver (demodulator) should be as simple as possible.

4-3-3 Chromatic dispersion compensation technology
The following describes the current status and issues of chromatic dispersion compensation
technology that is essential for developing an ultrafast optical communication system.
A. Necessity of chromatic dispersion compensation technology
In an optical communication system over 160 Gb/s, the tolerance for chromatic dispersion is about
4 ps/nm (in the case of RZ), which corresponds to 0.23 km in the case of ordinary dispersion fiber(at 17 ps/km/nm of chromatic dispersion). (In other words, it is necessary to consider chromatic
dispersion of optical fiber and optical amplifiers installed in communication stations as well as
optical fiber in a transmission line.) Thus, chromatic dispersion compensation is essential. A
chromatic dispersion compensation system can be classified into the fixed compensation type andthe tunable compensation type. Considering a 160 Gb/s system, a tunable compensator isessential for reasons such as:(i) The dispersion value of optical fiber changes depending on changes in the environment such astemperature;(ii) Measurement errors arise when wavelength is measured at the time of installation;(iii) The optimum dispersion compensation quantity changes (especially, compensation quantity at
the receiving end) if the network structure changes (such as in the case of a reconfigurable optical
network in the future);(iv) Fluctuations in characteristics of wavelength and optical filter at the light source take place;(v) Light power changes (such as changes in the number of wavelengths and in the power of atransmitter) may change the optimum dispersion compensation quantity (due to a change in theinfluence of nonlinear optical effects in optical fiber), and(vi) Inventory control of a fixed dispersion compensator.
For example, let us look at the temperature change of (i). Assuming that the temperature of a 300
km transmission line changes by 25°C, temperature dependency of a zero dispersion wavelengthof optical fiber is 0.03 nm/°C. In the case of dispersion slope of 0.08 ps/nm/nm/km (SMF value),the 25°C change in temperature changes the dispersion value of optical fiber by 18 ps/nm. This
will largely exceed the chromatic dispersion tolerance as mentioned above, so the fixed dispersion

IV - 37

compensation examined at the time of installation cannot permit this change of temperature. In
short, a tunable dispersion compensator is essential for a 160 Gb/s system.
B. Current status of main technologies
There are fixed dispersion compensation systems using technologies such as(i) dispersion compensating fiber that has dispersion of the opposite sign of the transmission line,(ii) chirped fiber Bragg grating (CFBG),(iii) dispersion compensating fiber using a higher-order propagation mode (LP11), and(iv) phase conjugation.
There are several types of tunable dispersion compensation devices such as (i) a method to apply
non-uniform distortion or a non-uniform heat gradient to uniform fiber grating, (ii) a method to apply
uniform stress or heat to nonlinear CFBG (WDM compatible), (iii) a method to apply uniform stressto sample-type nonlinear CFBG (FBG writing nonlinear CFBG cyclically in the longitudinal
direction of optical fiber), and (iv) a VIPA (Virtually Imaged Phased Array) device (WDM
compatible). In addition, there are dispersion compensation systems such as GT etalon, tunablering resonator, AWG (Arrayed Waveguide Grating), phase-tunable MZ (Mach Zehnder)interferometer, a device using MEMS (Micro-Electro-Mechanical Systems) (these devices are
WDM-compatible), Fourier conversion transmission, and an electronic circuit combining FFE(Feed Forward Equalizer: linear filter) and DFE (Decision Feedback Equalizer: quantizing
feedback). Here, the systems described as “WDM compatible” are those systems which cancompensate for dispersion of multiple signals with different wavelengths en masse (sometimes
called slope compensation, not necessarily consistent with higher order dispersion compensation).
In the meantime, to realize a tunable dispersion compensation system, a control circuit and adispersion detection system are required for controlling the tunable dispersion compensation
device mentioned above depending on the dispersion of a transmission line. Research is inprogress on methods to detect changes due to dispersion and what can be detected by a receiver,such as(i) pulse duration (pulse duty ratio),(ii) peak power of pulse,(iii) high frequency component of signal spectrum,(iv) clock signal component. In addition, there is ongoing research with regard to(v) a method to detect phase distortion of two signals of different wavelengths, and(vi) a method to detect dispersion from the quantity of change in oscillation modulation ofmodulation components (or quantity of changing frequency phase) via chromatic dispersion from
activated phase (or frequency) modulation.
C. Research themes
The following summarizes the themes of chromatic dispersion compensation systems based on

IV - 38

the above discussion.
Compensation quantity is determined by system parameters (bit rate, modulation format,
transmission distance, path mean power, transmission fiber) as a matter of course. The
characteristics required for the chromatic dispersion compensation method are: (i) low insertion
loss, (ii) small size, (iii) low electric power consumption, (iv) multi-channel compatibility, (v)high-order dispersion compensation (no ripple within signal bandwidth), and (vi) high-speed
variability. Here, (iv) high-order dispersion compensation and (vi) high-speed variability, whichhave not been described so far, are briefly referred to. In 160 Gb/s ultrafast optical communication,
waveform distortion arises if dispersion is different within the signal spectrum. The task of item (iv)
is to compensate for high-order dispersion (third-order dispersion, fourth-order dispersion).
The speed at which a wavelength changes can be on the order of several hours if the cause istemperature or residual stress. In this case, the conventional tunable dispersion compensation
system has no problem, but in the case of future optical network applications, a chromatic
dispersion change will occur in the order of 10 msec if network topology is reconstructed (if path
length changes). Task (vi) assumes a case of compensating for a high-speed wavelength change.

4-3-4 Polarization mode dispersion compensation technology [4.3.4.1]
The current status and issues concerning polarization mode dispersion compensation technology
essential for development of an ultrafast optical communication system are described here.
A. Necessity of polarization mode dispersion compensation technology
Polarization mode dispersion tolerance, if it is assumed to be 10% of a time slot, is 0.64 psec in a
160 Gb/s system. This will be equivalent to 40 km in terms of current optical fiber cable(polarization mode dispersion: 0.1 ps/(km)0.5). Thus, study of polarization mode dispersion
technology is necessary for development of a long haul optical communication system. (A study offiber having a polarization mode dispersion as close to zero as possible and a study on an
absolute single polarization mode transmission system are certainly necessary as well.) Since
polarization mode dispersion changes over time, the compensation method must, in principle, be atunable compensation system.
B. Current status of main technologies
To compensate for polarization mode dispersion, it is necessary to detect and cancel the Principal
State of Polarization (PSP) and Differential Group Delay (DGD). Optical compensation systems
include the following:(i) a method to combine a polarization mode control unit and a fixed DGD (PMF: Polarization
Maintaining Fiber, for example) to cancel DGD of the transmission line,(ii) a method to combine a polarization mode control unit and a tunable DGD (e.g., nonlinear chirp
type FBG, PMF + polarization controller + PMF, etc.) and cancel DGD of the transmission line,

IV - 39

(iii) a method for pulse compression (a combination of asynchronous phase modulation and achromatic dispersion device) at the receiver end (advantage of no feedback system needed), and(iv) a method to detect PSP in the transmission line at the receiver and transmit the signal along
this axis (control speed is determined by signal round-trip time between transmitter and receiver).
With regard to high-order polarization mode dispersion compensation systems, there are studies
in progress on a method to connect a combination of a polarization control unit and a PMF inseries of two steps (compensation bandwidth is limited) and a so-called distributed polarization
mode dispersion compensation method to connect a polarization control unit and a small DGD in
multiple steps. However, they have shortcomings in that insertion loss of a compensation unit getslarger and that the number of polarization mode control parameters increases.
In the meantime, polarization mode compensation using an electronic circuit is also under study. In
principle, it is a method to detect intersymbol interference and compensate for it, and is similar to acompensation circuit for chromatic dispersion. A compensation method using an electronic circuit
has advantages such as low cost, small size, compensation for a wide range of intersymbolinterference, and no loss of optical power. As for specific structures, a study is under way on the
combination of a transversal filter (linear filter, also called a feed forward equalizer, whose
weakness is inability of compensation if cross polarization power is 1 to 1 or DGD exceeds 1 timeslot) and quantum feedback (a nonlinear filter whose weakness is occasional error cascading).
Another study currently under way is on a method to achieve a high-speed polarization scrambler
with a transmitter for rotating sufficient polarized waves in a frame of FEC (Forward Error
Correction) and cancel the influence of polarization mode dispersion by combining a transversal
filter in a receiver and FEC unit.
To develop the optical compensation system mentioned above for polarization mode dispersion
compensation, there must be a means to monitor a quantity that is sensitive to polarization
dispersion and its change and is eventually correlated to bit error. The monitoring systems
currently under study are a method to extract with a filter a part of RF spectra of received signals,
for example, a frequency component of 1/2, 1/4, and 1/8 of a bit rate (this method is compatible
with DGD over 1 bit); a method to measure the whole RF power of received signals (weakness is
low sensitivity); a method to measure error rate of the received signals by using a decision gatecircuit capable of setting a tunable discrimination level; and a method to measure the degree ofpolarization (DOP) degraded by polarization dispersion (measurable regardless of a bit rate).
C. Research themes
The issues of polarization mode dispersion compensation systems are summarized here based on
the above discussion.
The polarization dispersion mode compensation systems necessary for an ultrafast opticalcommunication system pose requirements such as a method to detect DGD and PSP andcompensate primary and secondary PMD, small size, low insertion loss, low cost, and high-speed

IV - 40

compensation.
The topics of low cost and high-speed compensation are briefly discussed as follows. Since it isdifficult to compensate a volume of polarization mode dispersion over a wide wavelength
bandwidth in the case of WDM transmission, a polarization mode dispersion compensator will beneeded for each wavelength channel. Therefore, a low cost compensator is desirable. To develop
a low cost compensator, it will be necessary to study a method such as DOP detection regardlessof the bit rate..
The speed of the change of polarization dispersion is determined by changes in the environment,
for example, temperature changes and the speed of the change of distortion added to optical fiber.
A temperature change takes place on the order of an hour or several months, but the distortion
added to optical fiber changes rapidly. For example, there is a report on the observation that PSP
runs on a Poincare sphere at 50 rotations per second. Therefore, to follow the fast polarization
movement, high-speed polarization mode dispersion that operates on the order of a msec will benecessary.

4-3-5 Next-generation optical fiberThis section describes issues for fiber characteristrics required, previous efforts and problems
related to high-speed transmission over 160 Gb/s, and issues concerning high-speed transmission
over 160 Gb/s, with regard to optical fiber used for a transmission line as key technologies fordeveloping a 160 Gb/s next-generation ultrafast optical communication system.
A. Fiber characteristics
With regard to the characteristics and issues required for a fiber transmission line duringhigh-speed transmission, a description of the following three items is given below: chromatic
dispersion control, polarization mode dispersion suppression, and signal power increase.
i) Chromatic dispersion control• High accuracy second-order and third-order dispersion compensation limit• Higher-order (fourth-order) dispersion compensation
The current technology uses a dispersion management fiber to avoid signal degradation bychromatic dispersion and nonlinearity. Chromatic dispersion (second-order dispersion) anddispersion slope (third-order dispersion) are compensated by the dispersion and slope
compensating fiber at the same time. Second-order dispersion becomes a limiting factor of
speeding up of transmission in proportion to the square of the bit rate. In addition to third-orderdispersion compensation, fourth-order dispersion compensation will be needed for over 100 Gb/stransmission.
ii) Polarization mode dispersion (PMD) supression• PMD suprresion technology (improvement of fiber manufacturing technology and cable structure
optimization)

IV - 41

• Single polarization transmission (high-birefringent fiber)
PMD limit on transmission quality diminishes in reverse proportion to bit rate. The limit assumedfor 40 Gb/s is 1/4 at 160 Gb/s. Since PMD with the current fiber cable for long haul transmission isabout 0.1 ps/√km, a value approximately equivalent to 1/4 of this value should be the target for
manufacturing fiber and cable products.
iii) Measures against transmission signal intensity increase (nonlinearity control, high power
tolerance, lower loss)• Low-power density fiber structure• Loss reduction
To maintain signal quality (SNR: Signal to Noise Ratio) for high-speed transmission at theconventional level, it is necessary to increase mean signal intensity in proportion to the bit rate,and signal peak intensity will increase by a square. As its influence, there are concerns about
signal quality degradation due to nonlinear effects and fiber damage due to heat. Nonlinear effects
increase in proportion to signal peak intensity and are major factors in transmission quality
deterioration. The effects are mainly waveform distortion (proportionate to the third power of bitrate) due to self-phase modulation (SPM) and chromatic dispersion, inter-channel cross-phasemodulation (XPM), four wave mixing (FWM), stimulated Raman scattering (SRS), etc. Anotherthing to consider would be the influence of fiber fusion from heat given to the optical fiber by a highpower signal.

B. Conventional approaches to high-speed transmission and problems with communication
speeds over 160 Gb/s
The following explains conventional approaches to transmission up to 40 Gb/s.
i) Chromatic dispersion management
A dispersion management transmission line is established to optimize chromatic dispersion in aspan between repeater stations. In line with the broadening of the wavelength band used, opticalfiber with a reduced dispersion slope (third-order dispersion) has been developed. Thus, thestructure (refractive index profile) to control the desired chromatic dispersion has been optimized
and a more complex profile with multi layers is created. There are many cases where it is a matterof trade-off between chromatic dispersion control in the structural design of fiber and othercharacteristics (such as a core diameter increase for low nonlinearity), and it is necessary to
examine the structure based on the required characteristics. In addition, there is a problem in thatfiber with a complex structure is difficult to control and reproduce in manufacturing.
ii) Polarization mode dispersion (PMD) suppression (polarization stabilization)
As for the manufacturing technology to reduce the PMD of fiber, oscillatory twisting during fiberdrawing and high temperature control has been adopted. Since the cause of PMD deterioration
during cable manufacturing is not clear, investigation of the cause of PMD occurrence in eachIV - 42manufacturing process, such as fiber ribbon manufacturing and cabling as well as optimization of
manufacturing conditions, are being tested. PMD is largely influenced by external disturbances(temperature, lateral pressure, etc.) and has a number of uncertainties. Therefore, it is necessary
to control polarization and aim to make transmission by single polarization possible. The methods
are available from the use of polarization maintaining fiber with high double fraction by stress
imparted and core deformation as well as single polarization mode fiber removing radiation mode
from ever transmitting polarization mode.
iii) Non-linearity control
The general solution is to enlarge the core diameter (Aeff: effective area) to reduce the power
density of signal in the fiber. However, changes in the core diameter influence structure dispersion
characteristics. In particular, a dispersion slope reduction and core diameter increase are in therelationship trade-off and their compatibility is a problem. An optical fiber using new materials witha nonlinear refractive index (n2) is under consideration.
iv) Loss reduction
While transmission loss reduction is an overall problem for optical fibers, it is a very important
issue from the standpoint of high-speed transmission since it will contribute to nonlinearity
reduction and avoidance of fiber damage by high power, both as the results of heat generation
control by energy dissipation reduction in transmission lines and the reduction of transmission
signal intensity. With regard to silica glass optical fiber, reduction of structural inconsistency loss isunder way by removal of impurities (transition metals, OH-), reduction of Rayleigh scattering by
optimization of base material composition, and optimized heat treatment in fiber drawing. In
addition, research is being undertaken on new materials (pure silica, P-doped silica,
multi-component fibers).
v) High power tolerance
Reduction of optical power (fiber structure with core diameter increase) in the optical fiber iscarried out like the nonlinearity reduction.

Table IV-4-5 Conventional approaches to high-speed transmission
Subject(i)

Chromatic
dispersion
control

Approach
Structure (Refractive index profile)
Optimization
Dispersion management design(ii)

Polarization
mode
Dispersion
suppression(polarization
stabilization)

Fiber PMD reduction technology

Objective/specific measures
Multilayer core
Bandwidth broadening by reduction ofdispersion/dispersion slope
Twisting during fiber drawing and accurate
control of refractive index
Fiber drawing control (temperature control:high temperature), optimization of coaing
materials
Fiber ribbon: Manufacturing condition
optimization (material improvement)

PMD reduction during cablemanufacturing (Measures for factor
in each manufacturing process)During cabling: reduction of tension

IV - 43

Problem
Manufacturing controllability andreproducibility, High-dimensional
dispersion compensation is aproblem. Complication
Splice loss reduction

Dependence on manufacturing
Deterioration factor during cablemanufacturing is not clear.
(Too many uncertain factors tocontrol)(iii)(iv)

Nonlinearity
controlLossreduction

Polarization maintaining fiberStress imparted, Refractive index profile
Deformation, core deformation

Crosstalk deterioration duringlong-distance transmission(Present cross talk -20dB/1km)

Single polarization modetransmission fiber

Removing polarization mode at the otherend as radiation mode
Structure induction type (axial asymmetry
refractive index profile)Stress induction type (axial asymmetry
internal stress distribution)

Mode coupling control is aproblem.
Transmission loss is great.

Low non-linearity due to Aeffenlargement
Reduction of nonlinear refractive
index (n2) with new materials
Absorption control (impurity
removal)Reduction of Rayleigh scattering
Reduction of structural
inconsistency loss (viscosity
consistency between core clads)
New material research(v)

High power
tolerance

Structure for transmission power
reduction

Ring type refractive index profile, etc.

Dispersion slope and trade-off

Compatibility with dispersion slope control
Manufacturing technology
improvement

Pure silica, P-doped silica etc.
-

Reduction of transition metals and OH

Optimization of base material composition
Heating treatment method (lowtemperature, slow fiberdrawing→reduction of density deviation)
Pure silica, P-doped silica, Multi-ingredienttype fiber ,Fluoride fiber
Aeff, MFD expansion

IV - 44

Dependence on manufacturing
technology
Manufacturing technology
improvement
Bending loss (deterioration duringfiber and cable manufacturing)Table IV-4-6 Photonic crystal fiber (PCF) technology
Characteristics for high-speed transmission line
Chromatic Non-linearity,
Polarization
Subject
dispersion
high powerLow loss
mode
controltolerance
dispersion
Transmission
Compatibility
loss is high:Holebetween
Core: SMF Ultra-low
Structural―assisted fiber Index guiding―
MFD andcore (Ge/Si) bending loss
inaccuracy(waveguide(HAF)bending loss
loss increases
by refractive
controldue toindex
Reduction ofWide
Doublescattering anddifference
Rayleigh
MFD
bandwidth
refraction
absorption(entirescattering
diameter
Core: Silica single mode,
Holey fiber
occurring inreflection))enlargement and low loss can be
MFD
glass
is possible. due to pure obtained in the longitudinal
diameterasymmetric direction,
silica coreenlargement
structure due depending onControlto large
hole accuracy
variation isdifferences in andlarge. (sincerefractive
irregularities ofeffectiveindex ofthe inner
refractive
glass and air. surface of theindex
Beat length hole.
difference issmaller by
up to 10
Improvement
one digit
times larger
Bandgap
Ultra-low
Low
Low loss, low
thanand
guiding
nonlinearity loss potential conventional of fiber splicing
nonlinearity,
Photonic
waveguide(Containmenhigh power is due to the
Core: Holehigh powerband gap
polarization
dispersion
t by Photonic
technology
high due to holetolerance isfiber (PBGF)
maintaining
greatly
bandgap
the hole.
high.
(＜0.001dB/km) fiber has
The range ofcontributed
effect)been
low lossto chromaticdeveloped. operation band
dispersion.)
is limited(PBGF).
Fiber length
obtained isshort (currently
about 1km).
Type

Guide wave
principle

Structure

Characteristicsvi) Approach to transmission line using photonic crystal fiber (PCF) technology
In examining fiber designs for a transmission line satisfying the above characteristics, problems
arise relating to various conditions such as the relation trade-off between dispersion slope control
and Aeff increase, deterioration of basic characteristics (such as bending loss) due to core
diameter increase, and PMD deterioration for lateral pressure. Therefore, in order to satisfy all theconditions, there is a need for a structure that is not available in conventional fibers. Photonic
crystal biber (PCF) is a fiber with cyclic holes in the clad portion and has different characteristics
from conventional fiber structures. Therefore, PCF has great potential for high-speed transmission
lines. PCF is mainly classified by its structure into three types (hole assisted fiber (HAF), Holeyfiber, and photonic bandgap fiber (PBGF)). General characteristics of PCF are wide single modetransmission wavelength range, zero dispersion wavelength, nonlinearity variation, large MFD(mode field diameter), single mode compatibility (power tolerance), and large core-clad index
differences. Holey fiber and PBGF can be compatible with chromatic dispersion control and Aeff
expansion, and have potential for loss reduction. With regard to polarization mode control, it isalso possible to use a double fraction arising from large refractive index differences between glass
and air in an asymmetric structure. Despite these revolutionary characteristics, there are a number

IV - 45

of problems in designing and manufacturing due to complex structures. In particular, transmission
loss remains greater as compared to that of ordinary silica fibers, since scattering and absorptionchange depending on accuracy of holes and irregularities of the inner surface of holes.
C. Issues for high-speed transmission over 160 Gb/s
In order to deal with the above issues, the technical issues to solve are proposed for consideration.
Measures for fiber and cable technology are presented for a transmission line.

Table IV-4-7

Direction of high-speed transmission over 160 Gb/s
Fiber
Cable
Technical
Development Development of
Cable
Technical issues
Targetimprovementof new
photonic crystal
manufacturingof silica fiber
material fiber
fiber (PCF)
technology
High stability{dispersion
High-order
High-ordercontrol
dispersion
Chromatic
Material
dispersion(i)dispersion
High-ordercompensation―
dispersion
compensation
waveguide
control(third and fourthwaveguide
control
structureorder)dispersion
structure designcompensation
designReduction to 1/4{
or less of the
Polarization
Development
existing,
Polarization
maintainingof low PMD
Development
Highfiber,
modecableof high(ii)―
birefringent fiber
dispersion
manufacturing
birefringent
development,
suppression
Improvement
structurefiber
Low PMD cableof polarization
manufacturingcross talktechnology
Use low loss
base material,
New material/Use hole
structure
Low-loss{
assisted fiber,
Inter-cabledevelopment,base material
Impurity
Loss
Improve(tape)(iii)
development
removalreductionconnection
manufacturing
Improvement(used fortechnology
technology,
method inof
PCF as well)Inter-fiber
development of
manufacturing
cable
connection
technology,
technology
manufacturing
technology
Inter-fiber
{
Low
(iv)
connection{
Development
nonlinearity{
technology
Aeff expansion,of low
Aeff increase
High power
Use hole fiber
nonlinearity(v)
tolerancematerial{: Effective technology : More effective technology in spite of many technical issuesi) Fiber development
As a direction of research, we take up three issues, or technology enhancement for silica fiber,
development of new material fiber, and application of photonic crystal fiber (PCF). An approach tosilica fiber is the extension of past efforts, but the present requirements are waveguide structural
IV - 46

design for achieving expansion and compatibility with high-order dispersion compensation,
improvement of polarization crosstalk in polarization maintaining fiber, and impurity removal
technology for development of low loss material.
In addition, it is possible to control material dispersion by development of new materials regardlessof waveguide dispersion control and to attain low nonlinearity. Much can be expected from
optimization with the combination of structural design by conventional technologies. Low-loss andlow nonlinear materials can be applied to PCF. PCF is a very promising area, together withstructural design optimized for a high-speed transmission line, high-birefringent fiber, low loss byusing low-loss new base materials and electron holey fiber. To achieve these matters, there are anumber of issues concerning manufacturing technology. In particular, a manufacturing methodwith high structural accuracy, specifically stability of fiber drawing, accuracy improvement of holepositioning, and radial uniformity are important requirements for improvement. Stablemanufacturing and high productivity for long fiber are also essential. Also wanted is thedevelopment of inter-fiber connection technology considering the control of hole positioning.
ii) Cable manufacturing technology
One of the technical issues of cable manufacturing is polarization mode dispersion suppression,and cable manufacturing structures need to be optimised for this purpose. Reduction of splice loss
between cables (ribbons) will be an issue to solve for fiber with a complicated structure such as
PCF.
4-3-6 Next-generation optical amplification technology
Upgrading of optical amplification technology aiming at optical transparency is further needed in
the next-generation photonic network for transmitting a very large amount of data end to end
stably and without stress. The requirements for next-generation optical amplification technology
are substantial expansion of bandwidth (400 nm or more including SCL band, U band, O band,
and E band), reduction of noise characteristics (NF) (clearing NF 3dB), and provision of a signal
processing function like optical 3R and 2R. Various research studies are being conducted on theserequirements so that interdisciplinary technology development efforts may complement each otherin technology development.
A. Rare-earth doped fiber type optical amplification technology
Development of optical communication is supported by commercialization of a rare-earth doped
fiber amplifier, particularly an erbium-doped fiber amplifier, which amplifies light as is. Thus far,transmission capacity has increased with the WDM system, and as a result broadbanding of EDFA
is wanted. Broadbanding of 85 nm between 1530 nm and 1615 nm has been demonstrated. Next,
we will touch on the approach and the problem of erbium-doped fiber amplifier technology for nextgeneration information communication at a 160 Gb/s bit rate.
i) EDF absorption value upgrading
Shortening of the length of fiber will become possible by increasing amplification efficiency throughIV - 47

upgrading of the EDF absorption value. Subsequently, reduction nonlinearity and dispersion
control will be feasible. Available approaches are concentration of erbium with additive processing,
optimization of refractive index, and (3) new host glass (trade-off with dispersion and nonlinearity).
ii) Higher output capacity
An ultrafast speed of 160 Gb/s will reduce the power per bit. Therefore, higher output capacity of
optical amplifiers is needed. Possible solutions are an expansion of the core cross-sectional area
and an increase in power conversion efficiency by lower loss, and high power multi-mode LD
excitation by a double-cladding architecture.
iii) Dispersion control
Higher dispersion control is required in a transmission line due to a faster bit rate, and isnecessary to control dispersion in an optical amplifier under an ultrafast transmission of 160 Gb/s.
Its approach requires technology that will optimize the refractive index profile and increase thedegree of freedom in designing the dispersion value and dispersion slope.
iv) Nonlinearity suppression
With ultrafast transmission and a faster optical amplifier, the peak-to-peak value of a signal will go
up. As a result, nonlinear effects will tend to take place in a fiber for amplification, and nonlinearityof optical fiber for amplification must also be controlled to prevent deterioration of signals. As asolution, it will be necessary to shorten the length of fiber by increasing the absorption value of
EDF and to develop technology for reducing optical power density by expansion of Aeff.
v) PMD suppression
Dispersion control as well as PMD control will be necessary. Possible solutions are (1)improvement of manufacturing conditions such as oscillatory twist during fiber drawing and hightemperature control and (2) fixed polarization maintaining fiber of EFM, and development of
single-polarization fiber. These issues are common to a rare-earth doped type optical amplifier, forexample, a thulium-doped fiber type, erbium-doped optical waveguide amplifier.
B. Fiber Raman amplification technology
A fiber Raman amplifier makes use of molecular vibration and Raman scattering phenomenon of
optical fiber materials, and generally, silica fiber has a bandwidth of about 100 nm, which is thefrequency of scattering shift molecular vibration (Stokes shift). If tellurite fiber is used, thebandwidth will increase up to 170 nm (Raman gain coefficient is 16 times that of silica fiber)[4.3.6.1]. Raman amplification technology has characteristics capable of amplifying an arbitrary
waveband by changing excitation light wavelength, and is a promising technology for furthertransparency of a photonic network. There is a possibility of development for very large capacity
optical amplifier technology beyond 200 nm bandwidth by searching for new glass materials andimproving excitation conditions in the future.

IV - 48

C. Parametric optical amplification technology
Fiber parametric amplification that uses four-wave mixing effects or third-order nonlinear opticaleffects of optical fiber is already at the stage of application with an amplification bandwidth ofabout 40 nm and about 30dB gain [4.3.6.2]. If fiber dispersion control technology is enhanced, 100
nm or more bandwidth may be feasible in the future. The so-called “phase non-sensitive type” will
be able to attain NF close to a theoretical limit value and high gain of 50dB or more by using otherfiber materials and by adopting new excitation conditions. At the same time, development of an
optical signal processing function (high-speed wavelength conversion etc.) is also awaited.
D. Coherent optical amplification technology [4.3.6.3]
With “phase non-sensitive type” amplification such as a laser amplifier that provides the equal gain
to two optical components with an orthogonal phase, the signal-to-noise ratio (SN ratio) is
degraded by 3dB theoretically even under ideal conditions. To expand regenerative repeater
spacing (optical transparent domain), it is imperative to reduce the Noise Figure (NF), which is adegradation amount of SN ratio. In recent years, an experimental study of “phase sensitive type”
amplification was started as a special case of parametric optical amplification, and it has beentheoretically proven that noiseless amplification is possible without degrading the SN ratio
between input and output. Also, signal processing functions such as for optical waveform shaping
effects and jitter reduction effects have been practically verified. To commercialize thesetechnologies, however, remaining research issues are measures for increased bandwidth, gain,
WDM signal and polarization dependency, etc.
E. Quantum dot semiconductor optical amplifier technology [4.3.6.4]
Development of a semiconductor optical amplifier (SOA) using semiconductor quantum dots
(semiconductor particles with a size of several tens of nm) in the active region is in progress[4.3.6.4]. The performance characteristics beyond those of SOA with a quantum well or bulk in an
active region have been demonstrated, such as high output power of more than 20dBm using asmall part of active region volume and wide bandwidth gains over 100 nm making use of variancesof quantum dot size. Low noise like EDFA is expected theoretically, because the population
inversion parameter can take a value very close to one. In addition, lower electric power
consumption is also expected. It is effective as a small-sized energy-saving optical amplifier, notonly as a replacement for a conventional EDFA but to be used for optical power compensation at
various places of optical nodes. Application studies for various optical-nonlinear devices such as
wavelength conversion devices and optical switching are in the process of being studied.

IV - 49

Reference Literature[4.1.1.1] M. Kagawa, H. Murai, H. Tsuji, and K. Fujii, “Performance comparison of bit-wisephase-controlled 160 Gbit/s signal transmission using an OTDM multiplexer withphase-correlation monitor”, ECOC2004, We4.P.109, 686(2004).
[4.1.1.2] Ogawa, Arahira, Kato, Kunimatsu, “Ultrahigh-speed synchronous semiconductor laser”,
Institute of Electronics, Information and Communication Engineers, vol.J84-C, no.1,
1(2001).
[4.1.2.1] T. Morioka, “Recent Progress in Very high speed and Wideband OTDM/WDM
Technologies,” p.234, Vol.5 ECOC2004 (2004).
[4.1.3.1] Y. Matsui, H. Murai, S. Arahira, S. Kutsuzawa, and Y. Ogawa, “30-GHz bandwidth
1.55-μm strain-compensated InGaAlAs-InGaAsP MQW laser”, IEEE Photon. Technol.
Lett., vol.9, no.1, 25(1997).
[4.1.4.1] T.Suzuki, Y.Hakasha, H.Kano, M.Sato, S.Masuda, K.Sawada, K.Makiyama, T.Takahashi,
T.Hirose, N.Hara, M.Takigawa, "Over 40-Gbit/s InP HEMT ICs for Optical Communication
Systems," IEICE Trans. Electron., Vol.E86-C, No.10,pp1916-1922, 2003.
[4.2.1.1] S. Arahira, S. Sasaki, K. Tachibana, and Y. Ogawa, “All-optical 160-Gb/s clock extraction
with a mode-locked laser diode module”, IEEE Photon. Technol. Lett., vol. 16, no. 6, 1558
(2004).
[4.2.1.2] Y. Hashimoto, R. Kuribayashi, S. Nakamura, and I. Ogura, “Optical clock recovery using
optical phase-locked loop with voltage-controlled mode-locked semiconductor laser”,
ECOC2004, We2.5.1, (2004).
[4.2.2.1] AV Turukhin et al., “Observation of ultraslow and stored light pulses in a. solid”, Phys.
Rev. Lett. 88, 023602 (2002).
[4.2.3.1] Tajima, Nakamura, Ueno, Asakawa, Sugimoto, “Symmetric Mach Zehnder type all-lightswitch and all light signal processing using it”, OPTRONICS, no. 244, pp. 132-138, April
2002.
[4.2.4.1] SUKIZUKA Haruhiko, SHIMOYAMA Minefume, AKIYAMA Tomoyuki, SUGAWARA
Mitsuru, ISHIKAWA Hiroshi, “Ultrahigh-speed wavelength conversion using four-lightwave mixing in a semiconductor light amplifier”, Applied Physics, Vol. 72, No. 11,
pp1374-1380, 2003.
[4.2.3.2] ISHIKAWA Hiroshi, SUZUKI Nobuo, ”Ultrahigh-speed all-light switch using intr-subband
transition”, Mnthly Optonics, April, p.145 (2002).
[4.3.1.1] WATANABE Shigeki, “Signal regeneration technology in light domain”, Optics, Vol. 32, No.
1, pp.10-15, 2003.
[4.3.1.2] S. Watanabe, R. Ludwig, F. Futami, C. Schubert, S. Ferber, C. Boerner, C,
Schmidt-Langhorst, J. Berger, and H.-G. Weber, “Ultrafast all-optical 3R-regeneration”,
IEICE Trans. Electron., vol. E87-C, No. 7, pp. 1114-1118, 2004.
[4.3.2.1] With regard to intensity modulation of CS-RZ, MIYAMOTO Hiroshi, “Ultrahigh-speed

IV - 50

optical demodulation technology for a high density wavelength multiplexing system”, O
plus E, p 757 vol. 25, No. 7 (2003).
[4.3.2.2] With regard to phase modulation, A. H. Gnauck, and P. Winzer, “Phase-Shift-Keyed
Transmission,” Tutorial Notes, OFC2004 (2004).
[4.3.3.1] G. P. Agrawal, Fiber-Optic Communication Systems, 3rd ed., Chapter 7, John Wiley &Sons, Inc., 2002.
[4.3.4.1] R. Noe, “Combatting and equalizing the effects of PMD in 40Gb/s systems and beyond,”
Tutorial 4, Vol. 2, ECOC2002 (2002).
[4.3.6.1] MORI, MASUDA, “Tellurite Raman Amplifier”, NTT Technical Journal, No. 16, Vol. 10, pp.
21-24, October 2004.
[4.3.6.2] S. Radic, C. J. McKinstrie, R. M. Jopson and J. C. Centanni, “Continuous Wave Fiber
Parametric Amplifier with 41.5 nm of Flat Gain,” OFC 2004, TuC4, 2004.
[4.3.6.3] TAKATA, IMAJUKU, “Coherent light amplifier”, Laser Research , Vol. 29, pp. 599-604,
September 2001.
[4.3.6.4] T. Akiyama et al., Postdeadline Paper of OFC ’04, PDP12, 2004.

IV - 51

Part 5 Summary
This part divides the areas of ultrafast technology that will constitute the public network in 2010 ~2015 into the three categories of node technology, link technology and key technology, andsummarized each item from the viewpoints of the current status, issues and necessary
technology.
Chapter 2
Various benefits such as ease of wavelength management, multi-channel lump processing,scalablity improvement, reduction of electric power consumption, etc. are expected by introducing
ultrafast optical technology into network nodes, which play roles of switching, gateway, signal
monitoring and network control/management. For this purpose, development of various types oftechnology such as add/drop, time slot interchange, modulation format conversion, ultrafast
optical signal monitoring, new nonlinear materials and so forth is needed.
Chapter 3
In the CORE/METRO systems that are expected to demand transmission capacity of the tera-bit
class or more in the near future, ultrafast transmission that can significantly reduce the necessary
number of wavelengths for securing such a large capacity is expected to provide benefits such as
space saving, low electric power consumption, lower costs, and the like. However, as the bit rate
gets faster, various factors related to transmission quality deterioration will impose a significant
limitation, and it will be difficult to maintain stable transmission for a long distance. Therefore,
research and development of technologies for improving transmission characteristics, such astransmitter/receiver technology for generating and receiving ultrafast optical signals in a stablemanner as well as optical 3R and polarized mode dispersion (PMD) compensation technology, isneeded.
Chapter 4
Devices and fundamental technology regarded as being essential for developing ultrafast (over160 Gb/s) optical communication systems was studied. As a result, we have pointed out that
research and development will be essential in terms of ultrafast optical signal generation
technology in transmitter/receiver technology, functional devices like clock extraction and an
optical switch in node technology, and an optical modulation and demodulation format, dispersion
compensation technology or high performance optical fiber in link technology.

IV - 52

Conclusion

Conclusion
The growth of optical technology is one of the very great engineering revolutions of the 20th
century. In particular, the progress of technology for high-speed large-capacity opticalcommunications has played an important role in the social infrastructure to support the sharp
growth of the Internet. On the other hand, in terms of the prospect for Japan’s industrial
technologies in the 21st century, research and development of information communications andelectronics is indispensable as one of the major strategies in Japan. The technology of opticalcommunications and devices is, in particular, one of Japan’s world-leading technological fields. So,
it will be important to bring this field into fruition as an industrial technology effectively while
retaining its superiority.
Ultrafast optical device technology in particular has grown greatly in Japan over the past ten years,
and it has become a world-leading technology due to NEDO’s “Femtosecond Technology” project
carried out from 1995 to 2004. However, since it will still take a long time to put the technology into
practical use, it will be necessary for the market to pull up the technology (pull) as well as devise
additional technological ideas (push).
This report presented outlines of the themes and feasibilities of research and development fromthe viewpoint of technologies for following and conforming to such a social trend. In particular,from the aspect of technological seeds, it is expected in the future to realize various improvements,and various technological themes to be overcome have been discussed. These improvements are
to develop a smaller, faster, larger capacity, lower cost, and lower power consumption products by
utilizing the excellent characteristics of light in various scales from micro to macro. Examples ofapplications include optical interconnection inside an LSI-chip, optical interconnection between
LSI-chips, optical interconnection between boards, and LAN/SAN and optical communications
over a short to long distance.
For backplane transmission technology which is necessary for improving the information
processing function of servers and routers, optical transmission technology is expected more thanever to be a technology to overcome the bottleneck of electric IO technology as it is necessary todevelop faster and larger-capacity products. The technologies for realizing this, including opticaldevice technology, conversion LSI circuit technology, optical implementation technology and so on,must be small-sized, have low power consumption, and be low in cost. The implementation of
optical switching and its architecture will be future themes.
In addition, for LAN/SAN technology which is necessary for introducing networks into the
production sites of the digital content industry and for other purposes, large-capacity opticalcommunications have potential for creating content or enjoying video entertainment titles without
suffering from delays due to compression and decompression, and ultrafast opticalcommunication systems are necessary as an infrastructure.
On the other hand, for grid technology which uses various resources connected with

communication networks, such as computers and storage systems, technological development ofvarious themes will be necessary in the future to flexibly utilize large-capacity high-speed networks.
So, it is important to control increased power consumption by communications as well as reduce
communication costs and improve usability by utilizing optical communications.
Furthermore, in the field of large-capacity optical communications, it will be necessary in the future
to implement a function to make bandwidths variable in accordance with the needs of users andapplications. So, a signal data rate of nearly Tb/s will be necessary, and TDM technology of over
100Gb/s will be indispensable for high-speed low-delay transmission. Hence, it is necessary to
deploy node technologies, link technologies, and key technologies in the field of ultrafast
communication technology for configuring future public networks.
Japan's themes in the 21st century are harmonization with the global environment, ensuring safety
and freedom, intellectual flexible social life and so on. It is promising that ultrafast opticalcommunication device technology which has overcome the technological themes mentioned
above contributes greatly to the realization of such themes. Some examples of such contributions
are improvement of energy-saving using optical communication technology, ensuring of security
by network technologies, increased business opportunities, and enrichment of personal social life
by sending/receiving large-capacity motion pictures.
However, there still remain the following problems:(1) The need to create more innovative optical devices(2) Difficulty in grasping the market trend for optical communications and device technologies(3) A decrease in large-scale needs which have a favorable impact on society and pull the market(4) Issues concerning market size and cost competition(5) Responses to world trends (especially the technological boom in Asian countries).
To deploy optical technologies to contribute to Japan's industry in the future under suchcircumstances, it will be important to adopt a well-thought-out strategy of research anddevelopment that is different from conventional strategy. In particular, regarding the devices
mentioned in (1), it will be necessary to greatly improve performance and create a brand-new
excellent function. As DFB lasers and EDFA brought about a big turning point and a big jump in
optical communication technology in the past, ultrafast optical technology will be a key technology
to create innovative devices. In addition, considering that the market trend is currently not correctly
understood as mentioned in (2) and the necessity of arranging the infrastructures for Japan's
security, it is also an important element to pull the market by means of national public institutes.
Technological development is a new challenge, and a breakthrough is always expected to achievea goal which has not been achieved by conventional technologies. To do so, it will be necessary in
the future to draw a clear scenario towards the future and support technological progress bystrategic efforts.
Naoto Kobayashi and Teruo Sakurai