Date:Time:
Language:

Monday-Friday, 19-23 April 2021
Starting at 9:00am (GMT+8) daily
Primarily in English, with simultaneous interpretation in Putonghua

Final Program

DAY 1(MON, 19 APR)

DAY 2(TUE, 20 APR)

DAY 3(WED, 21 APR)

DAY 4(THU, 22 APR)

DAY 5(FRI, 23 APR)ASSETMANAGEMENTEQUITIES AND
POST TRADEFX AND
FIXED INCOMEOPERATING
IN CHINAOUTBOUND AND
GREATER BAY AREA

09:00-12:00

09:00-12:00

09:00-12:30

09:00-12:15

09:00-12:30

Opening Keynote:
China’s Policy Towards
the Opening Up of AssetManagementBusinesses
WANG Ying, Deputy
Director General,
Beijing Municipal
Financial Regulatory
BureauOpening Keynote:
Perspectives on US
Macro Policies andAsian Capital Markets
Dr. HUANG Haizhou,
MD, Management
Committee Member,Head of Equities
Department, CICC

Presentation 1:
Status of Close Out
Netting in China and the
Next Steps

Opening Keynote
LI Guochun, Senior
Advisor of theInternational
Cooperation & Foreign
Institution Supervision
Department, China
Banking and Insurance
Regulatory Commission(CBIRC)

Opening Keynote
YU Haiping, DirectorGeneral, Guangdong
Financial Supervisory
Authority

Panel 1:
Various AssetManagement
Opportunities Onshore

Panel 1:
Strengthening theQFII Channel

Panel 1:Credit Market: How to
Grow Foreign Investors’
Appetite and Access theCredit Bond Market in
China?

Panel 1:China Cybersecurity andCloud Requirements in
an International
Context

Panel 1:
Wealth ManagementConnect

Panel 2:China’s ESG Focus andRequirements

Panel 2:
Strengthening the
Stock Connect Channel

Presentation 3:
Collateral Management
Practices under the
New Development
Concept

Panel 2:
Cross-border Data
Sharing, Privacy andSecurity

Panel 2:
HK-SZ Connect
Expansion andSouthbound BondConnect

Panel 3:Fund Distribution in
China

Presentation:
Shanghai-London
Stock Connect

Panel 2:
Funding: What Needs to
Be Further Enhanced toCreate a Liquid Funding
Market?

Panel 3:
How will China Reach
Carbon Neutrality by2060?

Panel 3:
Dual Licensing

Presentation 2:
Overview of theCorporate Credit
Market in China(To be continued on the next page)DAY 1(MON, 19 APR)

DAY 2(TUE, 20 APR)

DAY 3(WED, 21 APR)

DAY 4(THU, 22 APR)

DAY 5(FRI, 23 APR)ASSETMANAGEMENTEQUITIES AND
POST TRADEFX AND
FIXED INCOMEOPERATING
IN CHINAOUTBOUND AND
GREATER BAY AREA

Closing Keynote
LI Jun, Deputy Director,Shanghai MunicipalFinancial Regulatory
BureauPanel 3:
Post Trade
Opportunities

Presentation 4:
China Government
Bond Futures: Statusand Roadmap

Closing Keynote
Wilfred Yiu, MD andHead of Markets, Hong
Kong Exchanges andClearing

Panel 3:
Hedging: Key
Instruments andExpected Developments

Closing Keynote:
The Future World ofDigital Currencies
Prof. Michael Sung,
Founding Co-Director of
the Fintech ResearchCenter, Fudan
University

Closing Keynote:
Foreign Businesses
Operating in China:
Challenges &Opportunities
Hugues de la Marnierre,
Chief Executive Officer,
Société Générale
(China) Limited

Presentation

Closing Keynote 1
HE Jie, Director General,
Shenzhen Municipal
Financial Regulatory
BureauBranded Presentation
Closing Keynote 2
The Honourable PaulCHAN Mo-po, GBM,GBS, MH, JP, Financial
Secretary, The
Government of theHong Kong Special
Administrative Region

Branded Presentation

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 2 of 14

DAY 1 (MONDAY, 19 APRIL)
ASSET MANAGEMENTEVENT LEAD SPONSOR

DAY 1 LEAD SPONSOR

TimeSession

09:02 - 09:05

Welcome Remarks• Yin Ge, Partner, Han Kun Law Offices

09:05 – 09:20

Opening Keynote:
China’s Policy Towards the Opening Up of Asset Management Businesses• WANG Ying, Deputy Director General, Beijing Municipal Financial Regulatory
Bureau09:20 – 10:05

Panel 1:
Various Asset Management Opportunities Onshore• With multiple options available onshore, what are the considerations?
• Different perspectives between local and foreign players•
Onshore strategies and how they fit with a global firm’s existing platform orresources•
Key challenges faced by global firms setting up and operating onshore• Alex Qian, China Chief Executive Officer, AllianceBernstein• Xiaofeng Zhong, Chairman and Member of the Group Executive Committee,Amundi Greater China• Ping Feng, Managing Director, Deputy Head of the Asset Management, CICC
• Daisy Ho, President, China, Fidelity International• David Guo, China CEO, Schroders Investment Management• Yin Ge, Partner, Han Kun Law Offices (moderator)

10:05 – 10:50

Panel 2:China’s ESG Focus and Requirements• What are some of the existing and proposed China requirements on ESG relatedmatters?
• How are listed companies dealing with these requirements?
• How does China compare with other Asian countries?
• What are the drivers for ESG development?
• Saskia Kort-Chick, Vice President and Director of ESG Research and Engagementfor Responsible Investing, AllianceBernstein• Gabriel Wilson-Otto, Global Head of Sustainability Research, BNP Paribas AssetManagement• Joy Song, Vice General Manager, CECEP Environmental Consulting Group Limited• Mike Wong, CEO, The Chamber of Hong Kong Listed Companies• Charles Yonts, Head of Asian ESG Research, Macquarie• Pat Woo, Head of Sustainable Finance, Hong Kong, KPMG (moderator)

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 3 of 14

10:50-11:35

Panel 3:Fund Distribution in China• Investor demand for mutual funds in China• What type of products Chinese investors favor• Fund distribution options for asset managers in China• Considerations and challenges• Rex Lo, Managing Director, Business Development, BEA Union Investment
Management Limited• David Dong, Deputy CEO, China Universal Asset Management (Hong Kong)• Limin Song, General Manager of Institutional and International Business
Department, Haitong Securities• Desiree Wang, China Country Head and Chairperson, JP Morgan AssetManagement• Eugenie Shen, Managing Director - Head of Asset Management Group, ASIFMA(moderator)

11:35-11:50

Closing Keynote• LI Jun, Deputy Director, Shanghai Municipal Financial Regulatory Bureau

11:50-11:53

Closing Remarks• Tiecheng Yang, Partner, Han Kun Law Offices

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 4 of 14

DAY 2 (TUESDAY, 20 APRIL)
EQUITIES AND POST TRADE
EVENT LEAD SPONSOR

DAY 2 LEAD SPONSOR

TimeSession

09:02 - 09:05

Opening Remarks• Sean Fan, Chairman, Goldman Sachs Gao Hua Securities Company Limited

09:05 – 09:20

Opening Keynote:
Perspectives on US Macro Policies and Asian Capital Markets• Dr. HUANG Haizhou, Managing Director, Management Committee Member,Head of Equities Department, CICC

09:20 – 10:05

Panel 1:
Strengthening the QFII Channel• Diversifying Demographics: The Rise of Active Managers in China• Derivatives and SBL• Single Broker Limitation• Harry You, Managing Director, International Business Development
Department, China Financial Futures Exchange (CFFEX)• Yiming (Wilson) Zhang, Managing Director, Head of QFII/WFOE Business,
Regional Head of Equities, CICC
• Christina Ma, Head of Greater China Equities, Global Markets Division, Goldman
Sachs• Daniel Ku, Head of Business Development, Optiver• Lyndon Chao, Managing Director – Head of Equities and Post Trade (moderator)

10:05 – 10:50

Panel 2:
Strengthening the Stock Connect Channel• Master SPSA
• Holiday Trading• Block Trading• Securities Lending• Simon Williams, Managing Director, Head of APAC Equities Trading, BlackRock• Kathy Ong, Product Manager Asia Pacific, Clearing and Custody Solutions,
Financial Intermediaries and Corporates, BNP Paribas Securities Services• Tae Yoo, Managing Director Markets Division, Hong Kong Exchanges andClearing Ltd• Kitty Li, Head of APAC Equity Electronic Trading, UBS• John Buckley, Chief Operating Officer, Citadel Securities (moderator)

10:50-11:00Presentation:
Shanghai-London Stock Connect• Jon Edwards, Chief Representative, Beijing Representative Office, London Stock
Exchange Group

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 5 of 14

11:00-11:45

Panel 3:
Post Trade Opportunities in China• Improving Asset Safety and DVP• Settlement Cycle Evolution: Challenges and Opportunities• Broker Settlement Model: What is this all about?
• Stanley Song, Director, China Head of Securities Services, Deutsche Bank
• George Jia, Country Manager, Greater China, DTCC
• Whikie Liu, Head of Capital Markets and Standards, China, SWIFT• Lyndon Chao, Managing Director – Head of Equities and Post Trade (moderator)

11:45-12:00

Closing Keynote• Wilfred Yiu, Managing Director and Head of Markets, Hong Kong Exchanges andClearing Limited

12:00-12:03

Closing Remarks• Lyndon Chao, Managing Director – Head of Equities and Post Trade, ASIFMAEXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 6 of 14

DAY 3 (WEDNESDAY, 21 APRIL)FX AND FIXED INCOME
EVENT LEAD SPONSORTimeSession

09:02 - 09:05

Opening Remarks• Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA

09:05 - 09:15

Presentation 1:
Status of Close Out Netting in China and the Next Steps• LI Lixia, Section Chief, Law and Regulation Department, China Banking andInsurance Regulatory Commission (CBIRC)

09:15 – 09:25

Presentation 2:
Overview of the Corporate Credit Market in China• Jenny Huang, Senior Director, China Corporate Research, Fitch Ratings

09:25 – 10:10

Panel 1:Credit Market: How to Grow Foreign Investors’ Appetite and Access the Credit Bond
Market in China?
• What are the impediment and suitable developments of the credit bond market?
• Why are independent rating systems important for China and international
investors?
• How International and domestic standards and best practices are influencing eachother?
• How market infrastructures and platforms did become key enablers?
• Owen Gallimore, Global Head of ANZ Credit Trading Strategy, ANZ• Richard Cohen, Head of Primary & Credit Markets, APAC – Global Markets, BNPParibas• Julien Martin, General Manager, Bond Connect Company Limited• Jenny Huang, Senior Director, China Corporate Research, Fitch Ratings• Yifei Ding, Senior Portfolio Manager, Invesco• Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA (moderator)

10:10 – 10:20

Presentation 3:
Collateral Management Practices under the New Development Concept• FAN Wei, Lead Manager of Customer Service Department, China Bond CollateralManagement Centre, China Central Depository & Clearing Co Ltd

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 7 of 14

10:20-11:05

Panel 2:
Funding: What Needs to Be Further Enhanced to Create a Liquid Funding Market?
• What are the overall challenges when financing Chinese assets?
• Where do we stand in terms of documentation and governing regulations?
• What are the solutions being developed onshore and offshore?
• Greig Ramsay, APAC Collateral Product Strategy, BNY Mellon• FAN Wei, Lead Manager of Customer Service Department, China Bond CollateralManagement Centre, China Central Depository & Clearing Co Ltd• O’delle Burke, Head of Collateral Services, APAC, JP Morgan• Karen Lam, Structured Finance and Derivatives Partner, Linklaters• Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA (moderator)

11:05-11:15

Presentation 4:
China Government Bond Futures: Status and Roadmap• LI Muchun, Managing Director of Interest Rate Derivatives Department, China
Financial Futures Exchange (CFFEX)

11:15-12:00

Panel 3:Hedging: Key Instruments and Expected Developments• What are the expected impacts of recent index inclusion?
• Why access to liquid and fit-to-purpose hedging tools are critical for all players?
• What are the main concerns in terms of liquidity and market practices?
• Where do we stand in terms of documentation and governing regulations?
• Patrick Leung, Head of APAC Fixed Income and FX Trading, BlackRock• Kimi Liu, Counsel, Clifford Chance• Zhaoting Xu, Head of FIC Trading China, Deutsche Bank
• William Shek, Managing Director, Head of FX, EM Rates & Commodities, Debt
Trading & Financing, Asia Pacific, HSBC
• Wesley Yang, Managing Director, Head of Financial Markets, China, Standard
Chartered• Eugene Cheung, Managing Director and Head of China, Tradeweb• Philippe Dirckx, Managing Director – Head of Fixed Income, ASIFMA (moderator)

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 8 of 14

12:00-12:10

Closing Keynote:
The Future World of Digital Currencies• Prof. Michael Sung, Founding Co-Director of the Fintech Research Center, Fudan
University

12:10-12:30

Branded Presentation• WANG Ke, Managing Director, Head of Global Rates, Head of Global FX, Fixed
Income Commodities and Currency, CICC

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 9 of 14

DAY 4 (THURSDAY, 22 APRIL)
OPERATING IN CHINAEVENT LEAD SPONSOR

DAY 4 LEAD SPONSORTimeSession

09:02-09:05

Opening Remarks• Charles Qin, Partner, Llinks Law Offices

09:05 – 09:20

Opening Keynote• LI Guochun, Senior Advisor of the International Cooperation & Foreign
Institution Supervision Department, China Banking and Insurance Regulatory
Commission (CBIRC)

09:20 - 10:05

Panel 1:China Cybersecurity and Cloud Requirements in an International Context• MLPS2.0 for the financial sector• The road to adopting the FSP (Financial sector cybersecurity profile) in China• Adoption of public cloud in China• Jim Fitzsimmons, Principal, Control Risks• Josh Magri, Managing Director, Founder, Cyber Risk Institute• David Pan, Partner, Head of Corporate Compliance Service Group, Llinks LawOffices• Patrick Wong, Director, PwC Hong Kong
• Han Ying, Vice President, Head of Technology and Cybersecurity Policy andPartnerships, Asia Pacific, JP Morgan (moderator)

10:05 – 10:50

Panel 2:
Cross-border Data Sharing, Privacy and Security• China’s complex data, privacy and security regulatory landscape• Compliance, risk strategies, and implications for global business models andcompetition• Comparison with other jurisdictions and international trends• Mike Liu, VP, Senior Fellow, Center for China and Globalization• Catherine Simmons, Managing Director, Head, Asia Pacific Government Affairs,Citi• Jacob Gunter, Senior Policy and Communications Manager, European Union
Chamber of Commerce in China• Xun Yang, Partner, Llinks Law Offices• Matthew Chan, Executive Director – Head of Public Policy and Sustainable
Finance, ASIFMA (moderator)

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 10 of 14

10:50 – 11:35

Panel 3:
How will China Reach Carbon Neutrality by 2060?
• Regulatory and market state of play
• Level, type and sources of future capital required• Enablers for climate-aligned investment• Role of Hong Kong
• Kenneth Hui, Head of Market Development, Hong Kong Monetary Authority• Sheng WANG, Managing Director, Deputy Head of Global Banking and Head ofFinancial Institutions Group, HSBC Bank (China) Company Limited• Dr Peiyuan Guo, General Manager, SynTao and Chairman of SynTao GreenFinance• Helena Fung - Head of Sustainable Investment, APAC, London Stock ExchangeGroup• Matthew Chan, Executive Director – Head of Public Policy and Sustainable
Finance, ASIFMA (moderator)

11:35 – 11:50

Closing Keynote: Foreign Businesses Operating in China: Challenges & Opportunities• Hugues de la Marnierre, Country Head, Société Générale; Chief ExecutiveOfficer, Société Générale (China) Limited

11:50 – 12:15

Branded Presentation and Closing Remarks• Sandra Lu, Partner, Llinks Law Offices

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 11 of 14

DAY 5 (FRIDAY, 23 APRIL)
OUTBOUND AND GREATER BAY AREA
EVENT LEAD SPONSOR

TimeSession

09:02 - 09:05

Opening Remarks• Mark Austen, CEO, ASIFMA

09:05 – 09:20

Opening Keynote• YU Haiping, Director-General, Guangdong Financial Supervisory Authority

09:20 – 10:05

Panel 1:
Wealth Management Connect• Philosophy and considerations behind the Wealth Management Connect• Opportunities for Hong Kong financial institutions• Investor experience/protection• Future prospects and next phase enhancements• Alan Au, Executive Director, Banking Conduct, Hong Kong Monetary Authority• Florence Kui, APAC COO and Deputy Head of the North Asia Region, Private
Wealth Management, Goldman Sachs• Amy Cho, Chief Executive Officer, Hong Kong, Head of Intermediary, Asia Pacific,Schroders Investment Management (Hong Kong) Limited• Rose Kay, Managing Director, Global Head of China Opening and RMBInternationalisation for Corporate, Commercial and Institutional Banking,Standard Chartered Bank
• Eugenie Shen, Managing Director – Head of Asset Management Group, ASIFMA(moderator)

10:05 – 11:05

Panel 2:
Hong Kong-Shenzhen Connect Expansion and Southbound Bond Connect• Donald Chen, Senior Advisor, External Department, Hong Kong MonetaryAuthority• Patrick Wu, Head of Linear FX and Emerging Markets Trading Asia, Credit Agricole
Corporate and Investment Bank
• LIU Fuzhong, Director of International Department, Shenzhen Stock Exchange• James Sun, Managing Director, Head of Asia, Tradeweb• Graham Cox, Co-Global Head of Bond Port, UBS• Mark Austen, CEO, ASIFMA (moderator)

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 12 of 14

11:05 – 11:45

Panel 3:
Dual Licensing• Rami Hayek, Senior Advisor, Hong Kong Monetary Authority• Derek Shek, Director, Licensing, Securities and Futures Commission• Zhiyi Ren, Partner, Fangda Partners• Stephen Davison, Managing Director and Chief of Staff, JP Morgan• Richard Mazzochi, Partner, King & Wood Mallesons• Mark Austen, CEO, ASIFMA (moderator)

11:45 – 11:55

Presentation• DENG Ge, CEO, Guosen Securities

11:55 – 12:10

Closing Keynote 1• HE Jie, Director General, Shenzhen Municipal Financial Regulatory Bureau

12:10 – 12:25

Closing Keynote 2• The Honourable Paul CHAN Mo-po, GBM, GBS, MH, JP, Financial Secretary, The
Government of the Hong Kong Special Administrative Region

12:25 – 12:28

Closing Remarks• Mark Austen, CEO, ASIFMAAt ASIFMA, we are committed to ensuring diversity and inclusion in our workplace and this policy is applied in all areasof our business including speaker roles at our events and conferences. We wish to work with members and partners
who share this same commitment and are willing to support this policy.

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 13 of 14

EXTERNAL Agenda for ASIFMA China Capital Markets Week 2021 (as of 21 April)Page 14 of 14