APEC Business Advisory Council

APFF Roundtable on Financial Innovation

Fintech 2016: Challenges and Opportunities for Asian
Industry and Regulators
Co-hosted by the Hong Kong Monetary Authority
Date:Venue:
Time:

Friday 15 July 2016
The Hong Kong Monetary Authority (HKMA) office, Level 56, IFC Two, Central, HK
08:30-20:00

8:30-08:45

Welcome and opening remarks

8:45-09:30

Mark Austen, Chief Executive Officer, ASIFMAHiroyuki Suzuki, Vice Chairman, Nomura Research Institute; Chair, ABAC Financeand Economics Working Group; and Chair, Asia-Pacific Financial ForumHoward Lee, Senior Executive Director, Hong Kong Monetary Authority

Panel 1: The evolving Fintech regulatory landscape in global financial centers
Master of Ceremonies:
Mark Austen, Chief Executive Officer, ASIFMAPlenary Panel:
John Schindler, Chair of Financial Innovation Network and Member of theSecretariat, Financial Stability Board

Edward Stockreisser, Co-Founder, SeedAlpha; Chairman, AsiaIRP
Michael Hirson, U.S. Treasury Financial Attaché, Embassy of the United States ofAmerica to the People’s Republic of China

Supporting Organizations

Page 1 of 69:30-10:15

Panel 2: The evolving Fintech regulatory landscape in Asia
Master of Ceremonies:
Julius Caesar Parrenas, Coordinator, APFF; and Senior Advisor, Nomura
Plenary Panel:Bénédicte N. Nolens, Senior Director and Head of Risk and Strategy, Hong Kong
Securities and Futures Commission
Douglas Arner, Professor, Faculty of Law, University of Hong Kong
Catherine Simmons, Managing Director, Head of Government Affairs, Citi

10:15-10:30

Coffee breakSpecial thanks to PayPal

10:30-11:15

Panel 3: Distributed ledger technology
Overview:
Scott Likens, Emerging Technology Leader, PwC
Moderator:
Endre Markos, Regional Head, Execution-to-custody, Asia Pacific, Citi
Panel discussants:
Mike Kayamori, Co-Founder CEO, QUOINE
William Piquard, Business Developer, Head of Strategy, Gatecoin Limited

11:15-12:00

Panel 4: Cybersecurity, data privacy and the cloud
Overview:
 Damien Bailey, Partner, Herbert Smith Freehills
Moderator:
Annabella Fu van Bijnen, Partner, Linklaters
Panel discussants:
 Andrew Cooke, Regional Director - Legal Affairs, Microsoft
 Andrew Green, Group Director, PTS Consulting Group Raymond Cheng, Group General Manager and Asia Pacific Chief Operations
Officer, HSBC

12:00-13:00

Lunch and networking breakSpecial thanks to EY

Page 2 of 6

13:00-14:10-------------------------------------------------------------------------------------------------------------Workshop sessions1 (1h 10m each)---------------------------------------------------------------------------------------------------------------Workshop session 1A
Workshop session 1B
AlternativeRegtech
lending/crowdfunding/P2P
Overview:
Overview:
Conan French, Senior Technology Advisor,
Kieran Garvey, Programme Manager,
Institute of International FinanceCambridge Centre for Alternative
Finance, Cambridge Jude Business
Moderator:
SchoolJanos Barberis, Founder, FinTech HK
Moderator:
Matthew Gamser, CEO, SME Finance
Forum, International FinanceCorporation
Panel discussants:
 Liu Dawei, Senior Vice President,
CreditEase
 Jing Pan, Chief Marketing Officer,Dianrong.com
 Sangche Lee, Senior Research
Fellow and Head of the Center forInternational Financial
Cooperation, Korea Institute ofFinancePanel discussants:
 Sun Tao, Senior Director of Strategy andResearch Department, Ant Financial
 Jeremiah Sadow, Vice President,
Financial Crimes Analytics, Citi
 Raymond Tsui, Manager, SIA Partners
Rapporteur: Christina Ellerker, Executive Director,
Office of Government Affairs, Goldman
Sachs

Rapporteur: Catherine Simmons, Managing
Director, Head of Government
Affairs, Citi

1Workshop sessions will contain a mixture of regulators, industry participants, fintech startups, innovation hubs and academics. Workshops will commence with a presentation
summarizing the topic (15 mins), followed by a panel discussion (30 mins), a moderated session
with the audience on the topic (20 mins), and a summary by the rapporteur (5 mins)

Page 3 of 6

14:10-15:20

Workshop session 2A
Artificial intelligence, machinelearning and robo-advisors
Overview:
James Mckeogh, Partner, FinTech,
KPMG
Moderator:
James Mckeogh, Partner, FinTech,
KPMG
Panel discussants:
 Philip Enness, Global Solutions
Manager, Banking and Financial
Markets , IBM Singapore Pte Ltd
 Frank Wang, Head and CIO,ToumiRA Mikaal Abdulla, Co-Founder andCEO, 8 Securities Limited
 Adrian Gostick, Managing Director,
Asia Pacific, BondIT Ltd

Workshop session 2B
KYC, AML, and Financial Crime
Moderator:
Mark Austen, Chief Executive Officer,
ASIFMA
Panel discussants:
 Cyrus Khambata, Managing Director,
CDSL Ventures Limited
 Mark Davies, Managing Director, DTCC
 David Williams, Director and Head of
APAC Product, MCPM & KYC Services,Markit
 Dominic Mac, Global Head of BusinessDevelopment, Thomson Reuters Andrew Burlison, Head of Compliance
Services, Asia Pacific, SWIFT
Rapporteur: Rebecca Terner Lentchner, Head ofGovernment Relations APAC, BNY
MellonRapporteur: Rajdeep Rathi, Senior Analyst,
Regulatory, Industry andGovernment Affairs, State Street
Bank and Trust

Page 4 of 6

15:20-16:30

Workshop session 3A
Market and reference data

Workshop session 3B
Digital payments

Overview:
Marc Rubenfeld, Head of Eagle
Solutions for EMEA and APAC, BNY
MellonOverview:
Yuqing Guo, Managing Consulting Partner,PwC

Moderator:
Michael Turner, President, Policy andEconomic Research Council
Panel discussants:
 Thomas DeLuca, CEO, AMP CreditTechnologies
 Michael Taylor, Managing Director
and Chief Credit Officer APAC,
Moody's Asia Pacific Limited
 Ankush Tewari, Senior Director,
Market Planning, LexisNexis RiskSolutions
 John Zeng, Director, FIC Electronic
Trading, Asia, Deutsche Bank

Moderator:
Boon-Hiong Chan, Director and Head Market Advocacy APAC, MENA, DeutscheBank
Panel discussants:
 David Katz, Deputy Head of Global
Government Relations & Head of Asia
Pacific Government Relations, PayPal
 Robert Bell, CEO, Klickex
 Clive Isenberg, Managing Director, OctetRapporteur: Laura Winwood, Assistant Vice
President, Government Affairs, Citi

Rapporteur: Paul Smith, Director Product andPropositions, Asia Pacific, Experian
Decision Analytics
16:30-16:45

Coffee breakSpecial thanks to PwC

Page 5 of 6

16:45-17:45

Panel 5: Regulation and Fintech
Moderator:
John Schindler, Chair of Financial Innovation Network and Member of theSecretariat, Financial Stability Board
Panel discussants:
 Josiah Lam, Senior Manager, Financial Infrastructure Department, Hong Kong
Monetary Authority
 Sangche Lee, Senior Research Fellow and Head of the Center for International
Financial Cooperation, Korea Institute of Finance Michael Hirson, U.S. Treasury Financial Attaché, Embassy of the United States ofAmerica to the People’s Republic of China
 James Lloyd, Asia-Pacific FinTech leader, EY
 Alokik Advani, Managing Director and Head, Principal Strategic Investments
Group, Goldman Sachs
Rapporteur: Andrew Godwin, Associate Director, Asian Law Centre, Melbourne Law School,
The University of Melbourne

17:45-18:00

Closing remarks

18:00-20:00

Reception and networking
Special thanks to Herbert Smith Freehills
Venue: Red Bar, Level 4, IFC Mall, Central
Reception speakers (18:30-18:50)
 Hiroyuki Suzuki, Vice Chairman, Nomura Research Institute; Chair, ABAC Financeand Economics Working Group; and Chair, Asia-Pacific Financial Forum Will Hallatt, Partner, Herbert Smith Freehills Mark Austen, Chief Executive Officer, ASIFMAPage 6 of 6