Report of theInternational Review Committee
on the Meeting at
Hiroshima Synchrotron Radiation Center
March 1-2, 2012

Committee Members:Professor Ingolf Lindau (Chair)
Stanford University, United States
Professor Evgueni V. Chulkov
Department of Material Physics, UPV/EHU, and Donostia International Physics Center(DIPC), Spain
Professor Jürg Osterwalder
Physics Institute, University of Zurich, Switzerland
Professor Friedrich Reinert
Physics Institute, University of Würzburg, Germany
Professor Giorgio Rossi
Department of Physics, University of Modena and Reggio Emilia, and APE beam line at
ELETTRA, Italy
Professor Qiao Shan
Laboratory of Advanced Materials, Fudan University, China
Professor Bonnie Ann Wallace
Institute of Structural and Molecular Biology, Birkbeck College, University of London,
United Kingdom
Dr. Johannes Bahrdt
Abteilungsleiter Undulatoren, Helmholtz-Zentrum Berlin Für Materialien und Energie
GmbH
Observer:
Professor Toshiaki Ohta
Ritsumeikan University, JapanExecutive Summary of the International Review
Committee Meeting at Hiroshima Synchrotron Radiation
Center, March 1-2, 2012

The International Review Committee (IRC) met at Hiroshima University March 1-2,
2012, to review the scientific activities at HiSOR. The IRC had been provided withextensive background material before the meeting and complementary information
during the review. The HiSOR management was most helpful in answering questions
during the review and the IRC commends it for a professionally organized meeting. The
IRC also wants to express its gratitude for the great hospitality it was shown throughout
its stay at HiSOR.
The review was in conjunction with the 16th International Symposium on
Synchrotron Radiation. This gave the IRC the opportunity to listen to a number of
excellent presentations by HiSOR scientists and interact with young scientists at a poster
session that gave a panorama of recent research activities, consistently very welldisplayed, informative and of high quality.
In the opening address to the Symposium the President of Hiroshima University, Dr.
Asahara, underlined the important role HiSOR has for research and education at his
University. The IRC was very impressed by the commitment the University
Administration has to the success of HiSOR. A recent demonstration is the establishmentof two research positions for young scientists: one in Electronic Structure of Solids andthe other in Structures of Bio-Materials. The IRC highly commends the Administration
for this decision since it will greatly impact the excellence of science at HiSOR in twovery important areas. The Director of HiSOR, Dr. Taniguchi, gave a most impressive
summary of the HiSOR activities and provided highlights of some of the mostremarkable research results.
The main focus of the review was on the quality of work in the five major categories
including four scientific research areas: electronic structure analysis, spin structure
analysis, nanomaterials analysis, and circular dichroism of biomaterials, and an R&D on
accelerators and insertion devices. A detailed assessment is given in the Report proper. It
is sufficient to say in this summary that the IRC gives the quality of the research in allthese areas the highest mark. The research is consistently world-class and in many cases
world-leading. This is demonstrated qualitatively by publications in the most prestigious
science journals, e.g. in 2010 and 2011 there were 11 and 5 papers in Nature, Science andPhysical Review Letters, and a remarkable overall high productivity with a total of 50
and 41 papers in peer-reviewed journals, respectively.
HiSOR has been highly successful in implementation of the “Joint Usage” concept, inwhich HiSOR staff members are directly involved in the collaborative research triggeredby external users. It is a key concept in running the facility. The IRC congratulates
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HiSOR to the success and strongly recommends that the “Joint Usage” model iscontinued.
Overall the IRC finds that HiSOR is doing exceptionally well in continued upgrades
and incessant maintenance of beam line components and end-stations. This has been a
key for the great success of the scientific programs at the facility up to now, and the IRC
considers it of paramount importance that the support, human and financial, continues tobe in the future.
The full Report provides ample samples where HiSOR is in the frontier world-wide inproviding experimental capabilities. For example, there are only about 10 working
instruments world-wide for spin-resolved ARPES and HiSOR has positioned itself
excellently for research in the rapidly growing field of spintronics. The IRC welcomesand strongly endorses the implementation of the 3D spin polarimeter based on two
orthogonal VLEED-type spin detectors. In the important field of nanomaterials HiSOR is
pursuing, among other things, to combine soft x-ray magnetic circular dichroism(XMCD) with scanning tunneling microscopy (STM) for in situ studies. These techniques
are complementary and will add significantly to the analysis of nanomaterials. The IRC
gives its full endorsement to the planned move of the UV Circular Dichroism beam line
to BL-12. This move will result in a significant increase in the flux and in combination
with proposed upgrades will enhance the capabilities for CD research. For the long term
the IRC recommends a replacement of the current instrument to establish a state-of-theart facility for competitive future research.
The existing machine has an excellent stability and reliability. The IRC takes note of
the fact that this is accomplished by a three person group and extends its congratulations
and full appreciation to the dedicated machine team.
The IRC was very impressed by the upgrade program of insertion devices (e.g.
APPLE II undulator) and beam lines (stabilization for environmental noise andtemperature drifts) that are so crucial for successful user operation. The IRC fully
supports the R&D activities related to an optimized quasiperiodic scheme for the APPLE
II undulator, and the design of the new, so-called Leaf Undulator.
The IRC was presented with very compelling plans to replace the existing HiSOR
race-track machine with a new storage ring with an emittance of about 20 nmrad, as
compared to 400 nmrad for the present machine. In the opinion of the IRC there is anexceedingly strong scientific case for such a development, in fact a necessity if HiSOR isgoing to keep its position of producing world-class research 7-10 years from now. The
analysis of the electronic structure, the spin structure and nanomaterials for everincreasing advanced materials systems will require techniques that demand higher
brightness, i.e. a low emittance storage ring. The IRC strongly endorses a vigorous R&D
effort that defines this new machine, a machine that can fit into existing space next to thepresent facility. The IRC considers it urgent that the work on the very promising concept,that was presented to the Committee, is accelerated.
The knowledge and dedication of the scientific and technical staff at HiSOR made a3

very strong impression on the IRC. With this staff HiSOR is in excellent position tocontinue highly successful research programs, develop cutting-edge new instrumentation,and pursue its plans for a new source.
It was clear to the IRC that HiSOR fulfills the highest expectations the Hiroshima
University has for this facility on Campus. The collaborations between scientists at
HiSOR and other institutions, both in Japan and abroad, have been remarkably successful.
As an example, between 25-35% of the proposals for research on BL-1 and BL-9A havebeen from abroad during the last four years. HiSOR also has a highly appreciatedoutreach program to the public.
In summary, the IRC was given the opportunity to carefully evaluate the quality, andrelated issues, of the science programs at HiSOR and concludes without any reservations
that HiSOR is a superbly managed facility that produces outstanding world-class research.

Stanford, March 31, 2012.

Ingolf Lindau, Chair(On behalf of the IRC)

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Introduction
Hiroshima Synchrotron Radiation Center, HiSOR, was established in 1996 as anational facility located at Hiroshima University. The mission of HiSOR is the promotionof materials research and the development of human resources in the field of synchrotron
radiation science. HiSOR was authorized as a Joint Usage/Research Center in April 2010
for a period of 6 years by the Ministry of Education, Culture, Sports, Science andTechnology (MEXT). According to this authorization the mid-term plan of HiSOR is
defined to focus on the following research areas:
•
•
•
•
•

Researches on key problems in solid-state physics by means of ultra highresolution photoemission.
Researches on spin structures in magnetic and non-magnetic materials by highresolution and spin-resolved photoemission.
Researches on nano-materials using advanced equipment, which is particularly
optimized to the research of nano-science.
Researches on structure analysis of bio-molecules using original apparatus
developed at HiSOR.
R&D of high-brilliance compact light source

The MEXT is planning to have a mid-term evaluation of the HiSOR activities in 2013.
The evaluation will include the quality of the science, the research productivity,
efficiency of the organization, national collaborative efforts, international exchange
programs, student education at undergraduate and graduate levels, and outreach program
to the public.
In this context the International Review Committee (IRC) was charged to evaluate thescientific research activities at HiSOR. Below is a detailed assessment of the fiveresearch areas listed above.
The IRC had been provided with extensive background material in advance of theevaluation that took place March 1-2, 2012. The evaluation was in conjunction with the16th Hiroshima International Symposium on Synchrotron Radiation. This gave the IRC an
excellent opportunity for insights into the activities at HiSOR. In the opening address the
President of Hiroshima University, Dr. Asahara, emphasized the important role HiSOR
has for research and education at his university. Dr. Taniguchi, the Director of HiSOR,
gave a clear perspective of the present activities and future plans for the facility. Five
HiSOR scientists, Drs. Shimada, Sasaki, Matsuo, Okuda and Sawada gave excellent
presentations of the key areas of research. In a lively poster session with 53 contributions
young researchers presented their results on meticulously well-prepared posters. The IRC
greatly appreciated the opportunity to interact with the enthusiastic and knowledgeable
students and postdocs.
During the evaluation process on March 2 the HiSOR management was most helpful
in answering all the questions and requested clarifications from the IRC members. The
IRC wants to express their sincere thanks to the management for its extended efforts in5making the evaluation process both informative and transparent.

Research Areas
1-1. Electronic structure analysis (BL-1, BL-9A)
Current Status
The linear and helical undulator beam lines BL-1 and BL-9A installed along the twostraight sections of the HiSOR synchrotron radiation source, are designed for highprecision analyses of solid state electronic structures by high-resolution photoemission
spectroscopy (PES) using high-brilliance synchrotron radiation in the vacuum ultraviolet(VUV) to soft X-ray range (SX, hν < 300 eV) and to conduct the Joint Usage/Research
programs at the frontier of knowledge. In 2009, the Hiroshima Synchrotron Radiation
Center (HiSOR) increased the number of staff members dedicated to the beam-lines, andsince 2011, two staff members are working at each of the two measurement stations. The
HiSOR staff has been committed to the improvement and upgrading of the beam-lines
and their end-stations on a continuous basis, providing an optimal environment for the
Joint Usage/Research programs. In 2010, these two beam-lines hosted different projects
in the frame of the "Invitation Program for Advanced Research Institutions in Japan" by
the Japan Society for the Promotion of Science (JSPS). This is part of the ongoing effort
to increase the number of international collaborations and to extend the scientificexchange. All joint research programs at HiSOR should in general involve theparticipation of the responsible staff members, which means that external scientists canacquire experimental data efficiently from the first day even if they are measuring at
HiSOR for the first time.
Both undulator beam-lines are equipped with an up-to-date high-resolution angleresolved photoemission spectroscopy (ARPES) analyzer (VG Scienta R4000) each and ahigh-precision low-temperature multi-axis goniometer, enabling detailed band-structure
measurements and the efficient mapping of Fermi surfaces with high energy resolution(BL-1: ΔE = 5 meV, BL-9A: ΔE = 0.7 meV) and at low temperatures (5...8 K). The staff
members are continuously updating existing hardware and software, including thedevelopment of an automatic data acquisition program that controls the goniometer. Nonevaporable getter (NEG) pumps have been installed at the ARPES analysis chamber, in
addition to the standard pumping system to enhance the quality of the vacuum and toenable ARPES experiments under ultra-high vacuum (UHV, 2.0 x 10-9 Pa). Furthermore,various sample preparation tools, namely an annealing system, an Auger electron
spectrometer, a low-energy electron diffraction (LEED) system, and an ion gun, havebeen installed in the attached preparation chamber to guarantee the reproducible in situ
preparation and characterization of the single crystal surfaces.
In 2008, a completely new rotatable high-resolution ARPES system was constructed
at BL-1, which allows a high-resolution analyzer to be rotated around the synchrotron
radiation light axis and the sample. In addition to the change of the orientation of thelinear polarized light, this option allows for an independent modification of the6experimental geometry. This system has been used in the Joint Usage/Research programs
since 2009. In 2010, a metal deposition source and a reflection high-energy electron
diffraction (RHEED) system were installed in the sample preparation chamber, which inaddition to the other preparational devices described above, enable the preparation andthe in situ monitoring of the growth of epitaxial metallic thin films.
At BL-9A, an existing five-axis goniometer was upgraded to a six-axis goniometer in2008. The increased number of rotation axes and the expanded range of motion made it
possible to cope with diverse requests during the study of fine electronic structures close
to the Fermi surface. In the same year, a temperature control system was introduced to
the grating, and a water cooling system was set up at the entrance and exit slits to reducestabilize the light intensity and the energy resolution. A xenon plasma discharge lamp (hν= 8.4 eV) was installed in 2009, which made it possible to conduct low-energy highresolution PES experiments even when synchrotron radiation is not available, forexample at night time.
Evaluation
BL-1 is characterized by its high-resolution ARPES capability with linearly polarized
undulator radiation in the VUV and SX region (hν ~ 20...300 eV), whereas BL-9A is
characterized by the same capability with left- and right-handed circular polarization in
the low-energy VUV region (hν ~ 5...30 eV). Leading scientists from Japan and abroad
have visited these beam-lines on the Joint Usage/Research programs, including
researchers from the University of Tokyo, RIKEN, the Japan Atomic Energy Agency, theNational Institute of Advanced Industrial Science and Technology, the University ofColorado (United States), the University of Nebraska-Lincoln (United States), Iowa State
University (United States), the Institute of Physics, Chinese Academy of Sciences(China), Fudan University (China), Yonsei University (South Korea), the University of
Würzburg (Germany), the University of Rome (Italy), and Synchrotron SOLEIL (France).
This attests to the high international competitiveness of BL-1 and BL-9A.
Results of the Joint Usage/Research programs at BL-1 and BL-9A have received very
favorable evaluations both in Japan and abroad, as many of them have been selected for
keynote lectures, invited talks and symposium talks, including at the Physical Society ofJapan, the Japanese Society for Synchrotron Radiation Research, the American PhysicalSociety, and the International Conference on Vacuum Ultraviolet and X-ray Physics(VUVX2010, where HiSOR accounted for 36 of a total 465 presentations).
BL-1 is hosting the Joint Usage/Research programs enabled by its polarizationgeometry control, a major feature of its new system. The use of linear polarization ofincident light helps to determine the symmetry of electronic states and to measure Fermi
surfaces and band dispersion on a separate and selective basis. Since the new system has
been installed, many results on the electronic structure in multi-band systems, including
topological insulators, iron-based superconductors and ruthenate superconductors, havebeen published in Phys. Rev. Lett. and Phys. Rev. B.
At BL-9A, the introduction of the new high-precision six-axis goniometer has made it7

possible to control the orientation of samples with enhanced precision in the ultra-highresolution ARPES experiments in the low-energy region. Research results on electronic
structures of a variety of strongly correlated materials have been published in Nature,
Science, Phys. Rev. Lett. and Phys. Rev. B, including precise evaluation ofsuperconducting gaps, fine changes in the quasi-particle band, orbital patterns of organic
molecules, and studies on oxygen isotope effects in cuprate high-temperature
superconductors. The increasing number of the Joint Usage/Research programs at BL-1
and BL-9A, as well as the improving levels of their research results, demonstrate clearly
that the HiSOR staff has been improving and upgrading the experiment stations to highand competitive international standards, and the commitment of the staff members has
guided these programs to successful scientific results on a sustained basis. This success isobviously a consequence of the efforts that have been expended to collect data with both
high efficiency and high precision within the limited beam hours available.
The versatility of the two ARPES undulator beam-lines becomes also evident in the
different preparation options, which allow the users to prepare and characterize singlecrystalline samples, nano-structured bulk and surface systems - as e.g. layered oxide
hetero-structures and thin self-assembled organic films - without changing theexperimental setup. This flexibility in surface preparation together with the highly
reliable spectrometers and the excellent technical support at the end stations makes
HiSOR for high-resolution measurements strongly competitive among synchrotron
radiation facilities world-wide.
Perspective
The Hiroshima Synchrotron Radiation Center is a national shared-use researchfacility that delivers synchrotron radiation in the vacuum ultraviolet (VUV) to soft X-ray(SX) range, and it was authorized in 2009 to become a Joint Usage/Research Center. It isaggressively promoting joint research programs with leading scientists both in Japan andfrom abroad. To promote shared-use and joint research programs further, it is desirable toextend the operating hours and user hours of the storage ring and to increase thepersonnel accordingly.
Because of the international competitiveness of the BL-1 and BL-9A stations,overbooking of the beam time is emerging as an inevitable problem, in particular with thepresent restriction of operating time. In addition, it is desirable to complement theexperimental setup by additional light sources, such as a frequency multiplied laser
source or a xenon discharge lamp at BL-1, so that complementary high-resolution PES
experiments can be conducted even when synchrotron radiation is not available. However,these additional light sources have by far not the versatility of the synchrotron light andcan only be seen as an extension of the portfolio of experimental options at HiSOR.
Particularly for external users both the beam time extension and the availability ofadditional high-resolution light sources would increase the scientific attractivity
significantly.
The upgrading of the end station at BL-1 has made it possible to perform highresolution ARPES with a control of the light polarization and experimental geometry. To
8further promote the Joint Usage/Research programs, it would be an important
improvement to upgrade the beam-line to a quasi-periodic undulator to reduce thecontribution from the higher-order radiation, which is helpful for high-resolution ARPES
near the Fermi level in the low photon-energy regime. Additional important upgrades
concern the grating and a water-cooled entrance slit in order to enhance both theresolution and the intensity. It is also recommended to improve the re-focusing mirror to
reduce photon beam spot size at the sample position.
An upgrade of BL-9A to an APPLE-II type variable polarization undulator is alreadyplanned. As seen from the successful results on BL-1, this upgrade will enhance theinternational competitiveness since the control of the polarization direction for lowenergy synchrotron radiation extends the range of applications significantly. Further
improvements include the reduction of the heat load at the monochromator, whichbecomes necessary because a new undulator will also increase the thermal loads of the
optical elements. It is essential to make sure that the light intensity is stable at themeasurement position, which means that energy drifts and intensity variations with time
due to heat load of the optical components must be avoided.
In the future it will be necessary to conduct studies related to the realization of a new
low-emittance light source, e.g. by parallel use of a frequency-multiplied laser source,
while at the same time the steady improvement of the beam-lines and end-stations mustbe certainly continued to ensure the most efficient use of the existing light source.

1-2. Spin structure analysis (BL-9B, Spin-ARPES)
Current status
HiSOR has been developing and improving spin- and angle-resolved photoemission
spectroscopy (spin-resolved ARPES) instrumentation that can measure spin-resolved
electronic structures directly. In particular since the recent discovery of topologicalinsulators and their spin-polarized surface states such instrumentation has been in highdemand. A spin-resolved ARPES chamber with a Mott spin detector has been recently
upgraded. Via in-house research and often via Joint Usage/Research Projects its use has
been promoted nationally and internationally. In parallel, a novel spin-resolved ARPES
instrument with highly efficient spin detection based on very-low-energy electron
diffraction (VLEED) has been under development since 2010 as an endstation for the BL9B helical undulator beamline.
These instruments represent excellent cases in point for a Joint Usage/Researchfacility: high expertise is required to operate these spin-resolved ARPES devices, because
they are not commercialized products but were developed and upgraded at HiSOR.
HiSOR therefore employs dedicated staff members who are versed in frontier
technologies and know-how on these systems and have outstanding scientificachievements in spin structure analysis. HiSOR has maintained a high performance of
these instruments through adjustments, improvements, and upgrades.

9The Mott-type spin-resolved ARPES system has produced outstanding results using an
intense He lamp, as illustrated prominently by direct measurements of a Rashba-type spin
splitting in the monolayer of lead adsorbed on a semiconductor surface and, for the firsttime, in a bulk semiconductor (BiTeI). These results were published in Nature
Communications and Nature Materials, respectively, and they have attracted a lot of
attention within the surface science and condensed matter physics communities.
At HiSOR, a new spin-resolved ARPES system with a VLEED spin detector has been
designed, which combines a high-resolution ARPES analyzer (VG Scienta R4000) with a
VLEED spin detector that has more than 100 times the efficiency of a Mott spin detector.
This pioneering development permits to carry out spin-resolved ARPES measurements
much faster and with unprecedented energy and angular resolution. The system is also
equipped with a high-precision low-temperature five-axes goniometer, which enablesprecise measurement of Fermi surfaces. Test measurements with an intense He lamp
confirmed an angle resolution of Δθ < ±0.19 and an energy resolution of ΔE ≤ 10 meV in
the spin-resolved measurement mode. At the 16th Hiroshima International Symposium on
Synchrotron Radiation, first results obtained with this system were presented on thepeculiar spin texture in the surface state on Bi(111), resolving some inconsistency foundin a study published by another group.
This new spin-resolved ARPES system is installed at BL-9B, a branch line of the BL-9
variable polarization undulator beam line, and further improvements are underway
toward the realization of spin-resolved ARPES experiments with a control of incident
light polarization, namely left- and right-handed circular polarization and horizontal andvertical linear polarization. The beam line is equipped with a Dragon-type grazing
incidence monochromator, and the photon energy range of 16-300 eV is available. Alongwith these advanced features, an energy resolution of ΔE = 15 meV or better is expected
to be achieved in spin-resolved ARPES in the 16-40 eV range.
The sample preparation chambers of the Mott-type and VLEED-type spin-resolved
ARPES instruments are each equipped with a high-temperature annealing system, anAuger electron spectrometer, a LEED, a RHEED, an ion gun and more than threedeposition source ports. These facilities make it possible to prepare and characterize avariety of clean single-crystal surfaces, including single crystalline metal samples such as
tungsten that need to be annealed at temperatures as high as 2000°C or more, as well as
semiconductors and nanostructures.
Evaluation
The IRC emphasizes the importance of these two spin-resolved ARPES experiments
and of maintaining their performance and stable operation, given the scarcity of places in
the world where spin-resolved ARPES experiments can be conducted. The IRC also
praises the strategy of having one system running with a well-established and reliably
working Mott detector, while developing in parallel a new spin-resolved ARPES
experiment based on a novel detector principle with much success and great promise forthe near future.

10

The VLEED-type spin-resolved ARPES system has demonstrated an improvement of
the spin detection sensitivity by more than 100 times compared to conventional spin
detectors, and has also achieved an energy resolution of ΔE ≤ 10 meV and an angle
resolution of 0.5° or better, which are among the highest resolutions reached in spinresolved ARPES in the world. It currently enables precise spin-resolved measurements
for materials or surfaces that require high energy and angular resolutions, such as
topological insulators.
The Mott-type spin-resolved ARPES device has produced highly original results inthe direct measurement of Rashba-type spin splittings of electronic bands on
semiconductor surfaces with heavy elements deposited, such as Tl/Si(111) andPb/Ge(111), and of bulk crystals, such as Bi(111) and BiTeI. These results were publishedin high-impact journals such as Nature Materials, Nature Communications, and PhysicalReview Letters.
In order to fully exploit the unique features of these spin-resolved ARPES
experiments, versatile sample preparation facilities are needed. In the sample preparationchambers of both systems, it is possible to prepare and evaluate clean surfaces of single
crystalline metals, nanostructures, and bulk samples including layered materials withoutchanging the experiment setup. These features permit to prepare a variety of samples
efficiently, and to respond quickly to new research trends in this fast moving field. For
example, the high-temperature annealing system can heat samples up to 2000°C or moreand clean the surfaces of tungsten and other metals, which has proven very useful. Clean
tungsten surfaces are often used as substrates for the growth of ultrathin metal films.
The Joint Usage/Research programs using the spin-resolved ARPES instruments
always involve the HiSOR staff members. This means that users can acquire high quality
data efficiently from the first day even if it is the first visit for them. Due to theuniqueness and the complexity of the equipment there is no other way to operate.
At the VLEED-type spin-resolved ARPES system, which is installed at the end stationof BL-9B, synchrotron radiation is currently unavailable at night. An intense He lamp has
therefore been set up to enable nighttime measurements. While this definitely helps toincrease the utilization and efficiency of the facility in preparing and characterizing
samples and, in some cases also in obtaining high-resolution spin-resolved ARPES
measurements, it would be highly desirable to be able to run experiments also during thenight with synchrotron radiation excitation.
Perspective
The recent boom in spintronics and topological insulators research is raising demands
for spin-resolved ARPES measurements. Given the global scarcity of spin-resolved
ARPES instruments in operation, HiSOR can help to meet the demand by operating both
systems in its possession, and thus play a prominent role in this research field. The
demand is especially high for spin-resolved ARPES measurements using high-brilliancesynchrotron radiation sources. Spin-polarized surface states on topological insulators areoften located near bulk bands, hence high energy and angular resolutions are required and11the possibility to tune the photon energy is crucial. HiSOR is expected to upgrade the BL9B beam line and operate the VLEED-type spin-resolved ARPES system withsynchrotron radiation especially in the vacuum ultraviolet range in the future. Presently,
the system is mostly operated using an intense He lamp, but the use of tunable photon
energy and polarization that are optimal for individual samples should enable precise
measurement of their spin electronic structures. The use of synchrotron radiation isessential if the characteristics of the high-resolution spin-resolved ARPES systems are to
be exploited to the fullest extent. Currently, companies like VG Scienta and SPECS are
bringing commercial instruments on the market, but the development of the VLEED typespin detector at HiSOR will keep this facility ahead of the field.
On the other hand, the Mott-type spin-resolved ARPES systems, which uses anintense He lamp, has a large beam size that severely limits the attainable energy andangular resolution, and is not very well suited for small-size samples. Installing a mirror
to reduce the spot size of the lamp at the sample position could help immensely. Thisshould be implemented with high priority, as it represents a simple and relatively cheap
way to make sure that this will remain a competitive instrument.
Both existing spin-resolved ARPES systems can only measure spin components in
two of the three possible orthogonal directions. The measurement of the threedimensional spin polarization vector provides essential information for research on
unconventional spin textures in topological insulators, on spin-dependent electric
conduction and spin fluctuations. The implementation of a three-dimensional spinpolarimeter using a combination of two orthogonal VLEED-type spin detectors iscurrently underway. This is the world's first attempt to develop a highly efficient VLEEDspin detector to determine three-dimensional spin polarization vectors. The IRC
welcomes this development as it will help keeping HiSOR a world leading facility forspin-resolved ARPES, further increasing the demand for Joint Usage/Research projects.
Staff people at HiSOR have a long-term experience with designing and operating
spin-resolved photoemission experiments, the institution is thus in an excellent position
to develop a "multi-channel spin detector”, for which ideas are around. This would
represent one of the world's most ingenious measurement systems for spin-resolved
ARPES, not only to realize three-dimensional spin detection but also to dramaticallyenhance the energy and angle resolution, and potentially to introduce the possibility ofultrafast temporal resolution.
It is strongly desired that HiSOR engages in all these efforts in the future to enhance
its capabilities and create the world’s finest environment for the most advanced spinresolved ARPES experiments, make synchrotron radiation available at any time, andprovide a stable supply of user beam time.

1-3. Nanomaterial analysis (BL-14, LT-STM)
Current Status
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The BL-14 beam line supports experimental work on the magnetic properties ofnanostructured matter by offering a suite of interconnected UHV chambers equipped forclean surface preparation, in situ deposition and morphology analysis with STM,
allowing for well characterized samples to be exposed to circularly polarized synchrotron
radiation and magnetic fields to perform soft X-ray magnetic circular dichroism (XMCD)
measurements.
Sample growth has reached the capabilities of monoatomic layer control using realtime RHEED oscillation measurement, of depositing wedge-shaped over-layers with fine
thickness control and sub-monolayer precision. The sample environment in the XMCD
spectrometer includes a variable magnetic field application system that uses anelectromagnet and a permanent magnet sliding system. The sample temperature is also
monitored and controlled.
XMCD magnetic hysteresis loops can be acquired as well as spectra and thetemperature dependence of magnetization can be measured. The experiment environmentis well suitable to simultaneously investigate macroscopic and microscopic magnetic
properties of monoatomic layer samples.
The upgrade of the equipment was specially motivated by the goal, set by the BL-14
group, to realize in situ experiments that combine a scanning tunneling microscope(STM) and XMCD.
First results have been obtained on the Pd/Co/Pd(001) system,
made of monoatomic palladium and cobalt layers laid on top of the single crystal
substrate, that displays perpendicular magnetic anisotropy. A programme to study the
structure and the magnetic properties of magnetic clusters and other nanostructures
formed on surfaces is undeway. The STM activity is in fact broader at HiSOR andincludes other systems, not directly hooked to the beam line, that are used for detailed
investigations of surface structures and local electronic state densities. This is highquality complementary work, as given by the example of the study of the electronic
structure of regularly structured aluminum nanoclusters fabricated on the surface ofSi(111) or the early growth of graphene at step edges on a SiC(0001) substrate, andfurther growth of a graphene layer with the armchair and zigzag edges. This research
result is expected to pave the way for a potential measurement of spin-polarized electrons
at a graphene edge. Another recent study revealed the presence of a scattering channel
between the Dirac surface state and the bulk valence band in the topological insulator
Bi2Se3. This provides a guideline for future material design to create more ideal
topological insulators.
Evaluation
The HiSOR BL-14 has reached a configuration that includes features of an advanced
facility where material science experiments can be performed including some of the stateof the art methods for ultrathin film growth and morphological characterization as well as
the atom-specific magnetometry made possible by the circularly polarized synchrotron
radiation. Relevant aspects that have been addressed are the control of deposition andgrowth by on-line RHEED oscillations, the surface chemical analysis by AES, the longrange symmetry and domain size by LEED, and the fine morphology of the surface
13

material by STM. The set-up is suitable for growing wedged films, allowing for simple“one dimensional sample libraries” to be prepared in situ and subsequently analyzed by
XMCD at moderate focusing but with high thickness sensitivity. The effort toquantitatively characterize the source in terms of degree of circular polarization is very
important. One needs to develop a reliable metrology for nanosystems and for fineanalysis methods in order to provide quantitatively significant results, of possible use,
beyond phenomenological analysis, for transferring quantitative information to theapplication developers. Along these lines the BL14 set-up represents a good effort
towards the programme of testing and/or developing growth protocols, to make theirreproducibility possible, and to perform magnetic analysis on the Fe, Co, Ni containing
systems. The very local morphology and atomic structure information gained by STM
can characterize the different thickness regimes allowing for a well supported
interpretation of the XMCD data and the morphology/structure characteristics. HiSOR's
strategy to use the STM to add this capability for comprehensive studies of characteristic
surface nanostructures is well chosen: it integrates basic and applied experimental
research to enhance the potential for practical development of materials. The Center isalso making mutually complementary use of STM-based probing methods for local
electronic state densities, and of electronic state probing methods using synchrotron
radiation measurements, for a comprehensive understanding of the electronic states of
surface nanostructures. This presents an interesting example of how an STM can be used
at a synchrotron radiation facility.
BL14 is today a good basis for pushing ahead in the direction of a materials sciencebeam line, specialized in 3d magnetic materials, with some important advanced featuresappealing to a broad users community.
Perspective
Much of the future perspectives do depend on the source evolution, being an APPLE
undulator beam line on the new ring or other upgrades. Certainly the approach followedby the BL-14 team to build a users laboratory for controlled sample synthesis and fineanalysis is a very good one. Moving forward one should consider: a) increase thecapability of growing complex sample libraries under controlled in-situ conditions. Twodimensional, or higher dimensional libraries can be grown by co-evaporation of materials
and cross wedge control of thicknesses. Binary or ternary samples can be grown as wellas hybrid inorganic/organic nanostructured surfaces. Doing this in a controlled way willthen justify a fully automatic operation of the XMCD station to collect data on a varietyof samples, moving towards a “high throughput” operation mode, e.g. by a stepper
sample manipulator that can explore the whole sample surface. Adding a vectorial Kerr
effect set-up to the system should be easy and this will allow even simultaneous
measurements of Kerr and XMCD, or measurements in the same position in the chamber,i.e. exactly the same applied field and temperature etc. as for the XMCD. This would
give a more bulk sensitive and non atom-specific information to complement the XMCD.
Alternatively, or additionally, the vectorial Kerr effect set-up could be fitted in the
preparation chamber and be used as a characterization tool “before” the XMCD.
Similarly an “in-operando mode” could be developed by locally modifying the sample
environment in the XMCD station. The beam spot should be optimised and the best spot14

size/stability/intensity compromise must be found to fully benefit by such approach.
In situ equipment would greatly benefit from a SEM column in UHV. SEM, inparticular if fitted with X-emission analysis, would definitely complement the STM
analysis yielding in a time-efficient way the homogeneity control over areas actually
averaged by the SR beam in the XMCD experiments.
A (partially) alternative approach to focusing SR is to image the surface. This may be
a way to move towards higher throughput. A PEEM-type analyzer, or a scanning probe
collector of the X-ray generated photoelectron yield may be considered in order to obtainmuch precious “local” information on micorstructures/nanostructured systems.
The full characterization of the effective magnetic field at the sample position, as wellas possible schemes to apply “local” magnetic fields could also be considered.
Pump probe experiments are going to become ubiquitous at radiation sources, both forthe advent of ultrashort pulses from FELs and for the possible use of the intermediatetime resolution possible with individual SR pulses. Some consideration of this aspectshould be given, particularly if a major source upgrade, or new construction, will bescheduled.
Developing a state of the art laboratory for materials science that “includes” the SR
XMCD is probably easier to implement in a facility like HiSOR, and may become areference for others. Adding to the synthesis/characterization of materials in connection
with SR experiments will also increase the number of users who are experts ofnanostructured materials and not yet experts of SR methods, further increasing the impactof the HiSOR installations.
The IRC believes that it is important that the users spend the time needed to fully
qualify their samples before they want to interpret the SR spectroscopy or magnetometry
results. This can be performed in a time efficient way by allowing people to work ingood conditions on the preparation system without perturbing, or being impeded, by thebeam line operation and data acquisition. An effort in the data and metadata structure
management is also required in order to cover all the useful information and metrology.

1-4. Circular dichroism of biomaterials (BL-15)
Current Status
A vacuum ultra-violet circular dichroism (VUVCD) spectrophotometer is installed onbeam line 15 as an experimental station for life sciences, and is used for the structural
analysis of biomolecules (proteins, sugars, and nucleic acids) in solution. VUVCD
measurements are able to examine a wide range of target samples under different
solvent/environmental conditions, and hence this technique is powerful for the analysis ofbiomaterials, including a number of cases where high resolution techniques such as X-ray
crystallography and nuclear magnetic resonance (NMR) studies are not possible.

15

In 2000 HiSOR was one of the world's first synchrotron radiation facilities tosuccessfully develop a VUVCD beam line. By continually upgrading measurement andanalytical techniques, and promoting joint research with scientists both in Japan andabroad, it has come to play an important role in VUVCD-based structural analyses of
biomolecules. Since then, the number of VUVCD beam lines internationally has grownsignificantly, and now includes ones at the Aarhus Storage Ring (ISA) (Denmark), theBeijing Synchrotron Radiation Facility (BSRF) (China), the National Synchrotron
Radiation Research Center (NSRRC) (Taiwan), the Berlin Electron Storage Ring
Company for Synchrotron Radiation (BESSY2) (Germany), the Diamond Light Source(United Kingdom), the Ångströmquelle Karlsruhe (ANKA) (Germany), and theSynchrotron SOLEIL (France).
The HiSOR VUVCD spectrophotometer is composed of an optical system thatgenerates left and right circular polarization at 50 kHz and a detection system thatconsists of two photomultipliers and a lock-in amplifier. This spectrophotometer has thecapacity to evaluate the CD signal with high precision by connecting these two systems
with an optical servo control system. Because it is equipped with a variable temperaturesystem, it can also measure the CD spectra of biomolecules at temperatures in the range
between -30 and 80°C.
Because VUVCD experiments require efficient measurements with high S/N ratios,
the recent introduction of a higher-sensitivity detector (fiscal 2009) and a high-reflectivity
diffraction grating (fiscal 2010) have approximately doubled the measurement efficiency.
HiSOR is currently setting up a Wadsworth normal incident monochromator (BL-12) thatis well-suited to VUVCD measurements. This is expected to make synchrotron radiation
available at a photon flux of 1012 photons/sec, which will be comparable to the flux atother VUVCD beam lines worldwide, and which will enable improved precision andspeed for the VUVCD measurements.
HiSOR was authorized as a national Joint Usage/Research Center starting in 2010.
The numbers of national and international shared-use and joint research programs for the
VUVCD device increased from 9 in 2009 to fourteen in 2010, and increase of over 50%.
The VUVCD beam line was used for approximately 30 of the 52 weeks in the last year
(fiscal 2010) for shared-use and joint research programmes, and about 10 weeks foradjustments and improvements of the experimental system. The participating research
institutions in Japan included the National Institute of Advanced Industrial Science andTechnology, RIKEN, the University of Tokyo, the National Institutes of Natural Sciences,and Osaka University. Kissei Pharmaceutical Co. Ltd. participated from the industrial
sector. Foreign participation came from the United Kingdom, France, Hungary, Russia,
China, Taiwan, and elsewhere. The users included experts in other areas of structural
biology, including X-ray crystal structure analysis, NMR, and cryo-electron microscopy.
Evaluation
The VUVCD spectrophotometer provides for the measurements of CD spectra ofmany types of biomolecules and biomaterials. Since it was first built more than a decadeago, it has been upgraded to improve its measurement efficiency. Many important
16

upgrades were made following the previous International Panel report, including
replacement of the gratings, a new detector (which extends the wavelength range),
revisions to the software, monitoring of high tension voltage, ability to makemeasurements under nitrogen atmosphere instead of vacuum, alterations to the sample
chamber, and the availability of auxiliary sample preparation equipment. Continuous
upgrading needs to remain as a goal for the future, to enable it to be a state-of-the-art
facility. This will be considerably aided by the planned move to BL-12, which should
increase the flux, thereby enhancing the quality and efficiency of measurements, and by
introducing other methods including linear dichroism measurements and oriented CDexperiments (which will be particularly valuable by extending measurements to work onmaterials such as fibres, membranes, films and emulsions). Other upgrades that could
improve the system will include new software, drive motors, and replacement of
windows/reflective surfaces to improve flux.
The VUVCD group is producing a steady stream of achievements, including
publishing papers on the structural analyses of amino acids, sugars, proteins, and otherbiomolecules in international journals. A new structural analysis method for proteins,which combines VUVCD with leading-edge computational techniques, has beendeveloped which could become a method used at other beam lines for the elucidation ofprotein structure and function. However, this will require that the software be madepublicly-available in a simple manner (ie. via a dedicated calculation webserver or atleast as a distributed downloadable software package). The HiSOR group has been
world-leading in their application of VUVCD to the investigation of sugars, and again
this could become widely used and cited if the data were made available to otherresearchers, for instance through public deposition data banks; making data accessible inthis manner has led to high citations of publications on VUVCD protein spectra produced
at other beam lines.
The work at BL-15 is being recognized in the VUVCD community. It was presented
at 17 invited national and international lectures during the last five years, including the
RIKEN Symposium (2009, Wako), the 2nd International Workshop on Synchrotron
Radiation Circular Dichroism Spectroscopy (2009, Beijing), the Toyoichi Tanaka
Memorial Symposium (2010, Kyoto), the Chemical Society of Japan (2010, Tokyo), thePhysical Society of Japan (2010, Hyogo), the International Circular Dichroism andBioinformatics Conference (2010, London), and others. Also, a research paper on apolysaccharide, published in Biosci. Biotech. Biochem. (2009), was awarded as BBB
article prize from the Japan Society for Bioscience, Biotechnology, and Agrochemistry. A
paper that attempted to elucidate mechanisms of protein-biomembrane interactions andmechanisms of drug transport by proteins, published in Biochemistry (2009), was cited in
the weekly Kagaku Shimbun (The Science News) newspaper and the Nikkei Sangyo
Shimbun (Nikkei Business Daily) newspaper. These illustrate the high international
esteem for the VUVCD group. It is suggested that the beam line can be further promoted
nationally and internationally to the life sciences community by presentations andpublications focused on the biological sciences (as opposed to the more specialist CD and
instrumentation communities).

17

The excellent work at this beam line has been further recognized by a Grant-in-Aid
for Scientific Research (C) for fiscal 2006-07, a Grant-in-Aid for Young Scientists (B) for
fiscal 2006, a Grant-in-Aid for Scientific Research (C) for fiscal 2008-10, a Grant-in-Aid
for Research Activity Start-Up for fiscal 2010-11, and a Grant-in-Aid for Young
Scientists (A) for fiscal 2011-14, which illustrate how successful the group has been inacquiring external funding.
The number of research proposals adopted for shared-use and joint research
programmes at the VUVCD beam line has expanded dramatically over the last several
years. The number of scientific articles by external users of the VUVCD beam line is also
increasing steadily. In addition, the increasing number of foreign users indicates that the
HiSOR-VUVCD device is functioning as a venue for international exchanges.
Improvement in the efficiency of CD measurements through the above-mentioned
upgrading is expected to further increase the number of shared-use and joint research
programmess. It is recommended that to additional new external users the outreachprogramme be extended to include a dedicated website (in Japanese and English) withbeam line specifications, examples of applications of the method, information about thetechnique, and access to publications on the technique from HiSOR and other beam lines.
In addition, organization of a national (or international) meeting/workshop specificallyfor users of conventional CD spectroscopy, showing the additional value of usingsynchrotron radiation, could enhance the number of external joint users of the facility.
A major and very important development described at the 2012 HiSOR Symposium
and International Panel meeting was the appointment of a full-time permanent beam line
scientist, Dr. Koichi Matsuo, who has been responsible for the beam line developments
and productivity for the past several years, on a series of temporary appointments. The
appointment of Dr. Matsuo provides the essential stability and future for VUVCD scienceat HiSOR. At a later date, appointment of an assistant for Dr. Matsuo could further enable
the outreach and development upgrades described in the report as well as helping run theexperimental programmes with the increasing number of external users.
Perspective
The VUVCD research at HiSOR is well regarded within the community of VUVCD
researchers (made up of leading members from the United Kingdom, France, Germany,
Denmark, the United States, China, Taiwan, and Japan) and by participants (users) in theshared-use and joint research programmes.
On the other hand, VUVCD equipment technologies in other countries are improving
every year, and measurement systems of higher precision have been established.
Therefore, in order to retain the current international status of HiSOR-VUVCD, it isessential to both continue to improve the existing facility and to introduce a variety of
new measurement options such as fast temperature scanning, linear dichroism andoriented CD experiments for the structural analyses of solid and fiber samples.
Furthermore, more than 10 years have passed since the VUVCD equipment was firstdeveloped. It is highly desirable that the transition to BL-12 is followed quickly by theconstruction of a next-generation VUVCD device that incorporates leading-edge optical18

and detection systems.
The VUVCD beam line is a valuable resource for both the HiSOR and life sciences
communities. It is the only beam line at the Hiroshima Synchrotron dedicated tobiological/biomaterials research and is an important component for meeting the “Joint
Usage/Research Center” remit. It has dramatically broadened the usefulness of CD
spectroscopy for the structural analysis of biomolecules. Its application in a broad rangeof research areas, not limited to basic research in structural biology but also including
research in areas of industrial interest such as heat-resistant enzymes and drug
developments, is eagerly anticipated. Further improvements to the existing beam line,
and plans for development of a new next-generation beam line will enable it to retain its
important role in the life sciences at HiSOR and to contribute to international
developments in the field.

1-5. Light source accelerators and insertion devices
Current Status
The light source accelerator system at the Hiroshima Synchrotron Radiation Center(HiSOR) consists of a 150 MeV injector microtron, a beam transport line, and a racetrack
type storage ring. The circumference of this ring is 22 m, and the bending radius is 0.87
m in the normal conducting 2.7-T bending magnet. Stored electron beam energy is 700
MeV, and synchrotron radiation having the critical photon energy of 873 eV from two
180-degree bending magnets can be extracted from 14 photon beam ports. The original
AURORA-2 racetrack design was modified by SHI in order to extend the length of thestraights between the 180° dipoles and to provide space for two undulators. One of themis a linear undulator (2.4 m long, 57 mm period) that generates 26-300 eV linearlypolarized radiation. Another one was a multi-mode undulator (1.8 m long, 100 mm
period) that generated 4-40 eV circularly polarized radiation and 3-300 eV linearlypolarized radiation by changing the relative positions of 3-row magnet arrays in each jaw.
This multi-mode undulator was removed from the ring at the end of July, 2011. Only
recently it was replaced by an APPLE II type undulator.
The HiSOR ring has been successfully operated and has been delivering stable photon
beams for HiSOR users since 1996. Operation hours exceed 2,000 h/year, and users’
operation hours are about 1,600 h/year. The machine is running 11 h a day (with 2
injections) and 4 days a week. Monday is foreseen for maintenance. The machine startup
in the morning takes only 30 min. In order to deliver the stable beam, the Light Source
Group has been dealing with various tasks including: beam lifetime improvement (thebunch lengthening by using HOM in RF-cavity), countermeasures for beam instabilities
during the injection at 150 MeV and lumping-up from 150 to 700 MeV (suppression of
instability by the RF-shake), improving efficiency of monitoring, and minimizing control
errors by dispersing various types of controlling units.
Beam instabilities which we are observing are mainly due to a small ring size and/or alow-energy beam injection. To cure such instabilities specific for a small storage ring,19

continuous efforts for technical development are putting in since some techniques used
for a large ring, such as the phase modulation RF cavity, cannot be used. In addition to
the effort for improving the present HiSOR ring, the design study of next generation
small light source ring HiSOR-II and R&D of accelerator components for such a ring are
underway.
In regard to insertion devices, the multi-mode undulator was replaced with a newly
built 78-mm-period quasi-periodic APPLE-II type variably polarizing undulator on July
31, 2011. This undulator can generate radiation with right and left circular polarization in
the photon energy range of 5-50 eV. In the horizontal and vertical linear polarization
modes, it generates 3.1 eV and 6.5 eV radiation at the minimum (23 mm) gap,
respectively. Also, it can generate a tilted linear polarization by introducing a counter
parallel motion between the diagonal magnet rows (e.g. top-right and bottom-left rows).
With this new undulator, the flux in usable photon energy range increased more than
twice of that from a previous undulator. Furthermore, by adopting the quasi-periodic
structure of magnet array, the monochromaticity after the monochromator improved
drastically for the horizontal linear mode. To date, the HiSOR-II (40 m circumference)design study during past six years has led to the conclusion that the achievable minimum
emittance is as low as 14 nm-rad. The HiSOR-II lattice was designed based on the MAXIII lattice of MAX-lab in Lund, Sweden. To achieve such a low emittance for a small ring,bending magnets should have a combined function for generating focusing force. Since
the stored beam lifetime is short (below 3h), the 3 Hz top-off operation is planned.
In 2010, we originally found there is a totally new lattice structure usable not only fora light source ring but also for various types of synchrotron accelerators and accumulator
rings. In a conventional storage ring, the electron beam orbit closes in one turn around thering. On the other hand, the beam orbit closes after multiple turns in the ring with a newlattice structure. By applying this new concept to the next generation compact lightsource, the closed orbit length of stored electron beam can be three times longer than thering perimeter. In addition, the 15-m-diameter ring equipped with 11 bending magnets
has 11 long (3.6 m) and 11 short (1.8 m) straight sections capable for installing insertion
devices and other necessary accelerator components.
In combination with the efforts for new lattice design, design studies for various
undulators are underway.
Evaluation
Over 15 years of operation the HiSOR SR-facility developed to a highly recognizedresearch facility providing extraordinary conditions for photoelectron emission studies,
CD-research with biological systems and research on nanostructured materials. It is
attracting many researchers from abroad. The high flux as produced from the two
undulator beam lines is used in angle resolved photoemission spectroscopy, partly withhigh resolution. One of the beam lines has the additional feature of spin resolved
measurements. Though the light source has an emittance as high as 400nmrad the datataken from these beam lines are highly competitive worldwide. There are several reasons20

for this:i)

The light source runs very reliable, which is very much appreciated since theaccelerator group consists of only 3 persons;ii) the beam lines are well maintained and permanent effort is spent to improve invarious details: e.g. only recently, the grating chamber and slit unit of BL-9A
were mounted on stones to reduce vibrations, and they were thermally insulated
to reduce thermal drifts;iii) the experimental chambers (ARPES, SARPES) are owned by HiSOR and they
are well supervised by HiSOR personal. Involvement of HiSOR staff intoexperiments guarantees a top performance at all times. Apart from the Okayama
University setup it is a general HiSOR policy to operate all beam lines by HiSOR
beam line scientists and students. These people are involved in the research
activities by 20-30% which guarantees a high quality standard and continuous
development of the experimental conditions;iv) a key feature is the sophisticated combination of in situ sample preparation andsample analysis prior to measurements which are done in the same environment.
Usually, this approach is not consequently followed in other laboratories;v) the rather large beam spot at the sample may be of help to improve stability.
Minor electron beam orbit changes or beam line component drifts are lingered if
the electron spectrometer transmits only a fraction of the photo electrons
originating from the beam spot at the sample.
With the installation of the APPLE undulator the Beam line 9A and 9B performanceincreased significantly. One has to keep in mind that optical components may alter the
degree and state of polarization as produced by the APPLE undulator. Circularly
polarized light might change drastically when transmitted to the sample. Principally, thiscan be compensated for by running the undulator in universal mode. A simple
polarization detector at the experiment (e.g. Rabinovich detector, which cannot measure
the complete Stokes vector) would be rather helpful for cross checks.
The new APPLE undulator is of the quasiperiodic type. The higher ordercontamination is reduced significantly in the horizontal linear mode. In the vertical linear
mode the 3rd harmonic suppression is incomplete and the 3rd harmonic splits into several
peaks reducing the usable flux. This is an inherent problem of APPLE type magnet
structures. Currently, alternative quasiperiodic schemes are explored to improve theperformance in vertical linear mode. The quasiperiodic scheme can easily be adapted
within hours by retracting the undulator on an existing rail system and rearranging someof the magnets.
The undulator is equipped with a bunch of longitudinally aligned current strips aboveand below the vacuum chamber to compensate the 2nd order kicks which are strongest in
the vertical and the inclined mode of operation. Experiences at BESSY II proof the valueof such current strips in particular in low electron energy machines.
Apart from the bright undulator radiation the radiation of the 2.7 T normal conducting
21

bending magnets is used. The high field results in a high critical energy and 2 double
crystal monochromators provide photons even in the several keV regime. Off-axis dipole
radiation is used for XMCD studies as well.
The 14 dipole beam lines are used extensively and the undulator beam lines tend to be
overbooked in the future. Several experiments would profit from an extension of beamtime. This could be accomplished without hiring new staff by implementing a so-called“Dawn Special”: Within existing safety regulations last injection could be done shortly
before midnight and the machine could run without further supervising for the wholenight. The high reliability of the HiSOR machine and the lifetime of 7h @ 350mA and
10h @ 200mA guarantees excellent performance over many hours.
It is highly valuable that continuous effort by a small number of staffs is made formaintaining and improving the light source ring performance in order to supply stable
photon beams to user’s experiments. Also, the effort for increasing stored beam current
and curing various beam instabilities are highly appreciated. These efforts havecontributed to expanding research activities of synchrotron radiation users.
It is noticeable that a revolutionary progress in solid state physics researches bymeans of high resolution angle and spin resolved photoelectron spectroscopy can be
expected by increasing the photon flux and providing the variable polarization (helical,
elliptical, linear inclined) with a newly installed quasi-periodic variably polarizing
undulator.
The large emittance of HiSOR of 400nmrad cannot be reduced with the racetrack type
machine layout. With a new storage ring, HiSOR II, the emittance can be reduced bymore than a factor of 20. Many experiments would benefit from the increased brightness
which manifests in a smaller spotsize at the sample. In particular the ARPES, SARPES
experiments would benefit from an improved match of the sample beam spot and thephotoelectron acceptance of the spectometers. Furthermore, new experiments would
become possible at HiSOR such as microscopy of magnetic domains, spectromicroscopy,
imaging etc. There is no doubt that the unique idea of the lattice design for a compact
light source ring is appreciated by HiSOR user community.
Design studies for a new light source have been done over the last years. The MAXIII lattice has been adopted for the HiSOR II design employing 4 long straights (3.4m)
and 4 short straights (2.0m). Gradient dipoles (including quadrupole and sextupole
components) and additional quadrupoles are combined within the same iron yoke. The
success of such a solution has been proven with MAX III. Besides the compactness it has
the benefit of easy installation and alignment. The magnetic cross talk between thegradient dipole and the quadrupoles has been evaluated numerically and it turns out to be
negligible. The emittance for the DBA lattice is expected to be 35nmrad. Skipping theconstraint of dispersion free straights, which is a reasonable and non-risky assumption
today, permits an emittance as low as 17nmrad. The lifetime shrinks below 3h in this case.
Two years ago a completely new lattice design, called HiSOR II+, has been proposed22

by S. Sasaki and A. Miyamoto. Following a projected torus knot geometry the electron
orbit closes only after several turns. Assuming the same circumference as the existing
HiSOR II design an 11-fold symmetry with an orbit closing after 3 cycles has beenchosen. The multi turn layout provides much more flexibility in terms of the number ofstraights (11 long straights with 3.6m and 11 short straights with 1.8m). Injection and RF
can be placed in the short straights and even damping wigglers or other accelerator
components can be placed in the short straights keeping all 11 long straights open for
insertion devices. Thus the design provides more and longer straights as compared to
HiSOR II. Additionally, a lot of space for accelerator diagnostics is available which isextremely valuable. Usually, this space is rather limited in today’s 3rd generation
machines. Another advantage of the new design is an extended bunch separation in single
bunch mode which is beneficial for time resolved spectroscopy.
The concept of the HiSOR II lattice is well developed and it may serve as a reference
design. It is strongly recommended to proceed with R & D on the new design concept of
HiSOR II+. This includes: i) a detailed magnetic design of the rather complicatedcombined function magnets which allow for crossing trajectories; ii) extensive tracking
and dynamic aperture simulations incorporating the real 3D-properties of these specificmagnets; iii) top up schemes etc.
It seems that the HiSOR II design can immediately be constructed because eachaccelerator component of this ring is conventional and hence no challenge for fabrication.
However, to materialize the construction project in a short term, collaboration withaccelerator experts in other facilities is inevitable. The HiSOR II+ design is moresophisticated and requires further detailed studies. The new low emittance machine will
require stable conditions of accelerator and beam line components. One prerequisite forstable operation is Top Up injection. This feature has become a standard operation modein many 3rd generation light sources and a full energy booster for top up should be
included from the beginning. It is worth mentioning that an emittance of 14nmrad(HiSOR II) or 17nmrad (HiSOR II+) is accompanied by short lifetimes and top up
injection is the only measure to avoid an artificial emittance blow up to achievereasonable lifetimes which are in accordance with user needs. Furthermore, a 24h
operation should be foreseen to minimize thermal drifts.
In the past S. Sasaki proposed various new undulator concepts which became
working horses worldwide (APPLE undulator, quasiperiodic undulator). This thoroughknowledge on SR-radiation instrumentation is extremely useful for further developmentof HiSOR and for strategic plans of HiSOR II(+). Within the design considerations for
HiSOR II(+) new undulator concepts are evaluated. As an example, the so-called leaf
undulator has been proposed. This device provides a mode with strongly reduced higher
harmonics on axis. Concerning this feature it outperforms the well-known figure-8
undulator. By moving magnet rows other operation modes can be established such as ahelical mode or a planar mode with higher harmonics in case they are needed.
Perspective
Since the present HiSOR ring is a racetrack type ring with 22-m circumference, it is23

extremely difficult to make further improvements such as larger beam current and beam
lifetime, lower emittance/higher brightness etc. Also, one can easily imagine a large
increment of maintenance cost to keep the current machine performance due to aging of
the facility. By considering these circumstances, it is strongly recommended to designand construct a new state of the art compact high brightness light source. The emittanceshould be reduced by one order of magnitude and the number of straight sections for the
installation of undulators should be about 8-10.
The new low emittance machine will be more sensitive to environmental noise andthermal drifts and the users can take advantage of the ultimate performance only if theaccelerator and beam line components are stabilized passively or actively. E.g.
sophisticated diagnostics, fast orbit feedback and top-up operation will be essential to becompetitive with other light sources.
At Hiroshima University a profound knowledge on accelerator issues exists,nevertheless, additional personal is required to cover all necessary fields. Tight
collaborations with other Japanese and international accelerator groups are inevitable.
Many well developed systems can be adapted from existing light sources in order to savehuman resources. For a fast and smooth startup collaborations with users should be
intensified concerning a joint development of beam lines and end stations.
The HiSOR facility is operated with only 3 persons in the accelerator group and 10
persons taking care of beam lines and end stations. This is possible because the machine
was bought as a turnkey ready device from SHI. Maintenance and repairs are still doneby this company. One engineer of the accelerator group organizes these activities. Due tothe limited human resources a similar scheme is strongly recommended for HiSOR II(+).
There are several companies around the world who are able to build and install thecomplete machine. Though maintenance and service of the new ring could be outsourced
to a high degree more in-house technical support will be essential for a reliable operationof the new more versatile machine. This machine should employ another beam timeschedule providing more beam time hours/year and a 24h service.

24