中国アンケート回答【１，制度】意匠に関する、貴国の産業財産権の制度について、以下の設問にお答え願います。
Q1-1

貴国には、①意匠の法律（法的拘束力のあるもの）、②方式審査基準（法的拘束力のあるもの）や③意

匠審査基準（法的拘束力のないもの）がありますか。
意匠の法律

ある

ない

方式審査基準あるない

意匠審査基準あるない※②は施行規則等の法律の執行に必要な細則やその委任に基づく規定を意味し、③は審査上の運用を意味します。

Q1-2

貴国には、意匠出願の図面の記載要件の確認、公序良俗の審査を行う専門部署および分類付与・確認を行う専門部署がありますか。専門部署がある場合には、その専門部署の担当者数を記入願います。
意匠出願の図面の記載要件の確認、公序良俗の審査を行う専門部署ある（担当者数人）

ない

分類付与・確認を行う専門部署ある（担当者数人）

ない**中国特許庁では、意匠審査部を設けているが、上記のような部署分けはない。意匠審査部には約 200 人の担当者がいる。
意匠出願の新規性や創作性の有無について先行意匠調査を行って判断することを、「実体審査を行う」と呼ぶこととします。
Q1-3

貴国では、意匠出願の実体審査を行っていますか。

すべての出願について行っている

Q1-4

行っていない

実体審査を行う専門部署がありますか。専門部署がある場合には、その専門部署の担当者数を記入願

います。
Q1-5

一部の意匠出願について行っている専門部署がある （担当者数人）

専門部署はない

実体審査を行っている国に質問します。新規性の判断について、行っている先行調査に当てはまるものすべてにチェックして下さい。
自国の意匠公報

他国の意匠公報（→どの国・地域ですか？

特許公報等

公知資料（

Q1-6

雑誌・カタログ

インターネット

）
その他（

）
）

以下の事項について貴国の状況を教えて下さい。

部分意匠制度

あるない

早期審査制度あるない

関連意匠制度あるない

新規性喪失の例外

ある

ない

多意匠一出願制度

あるない

各種料金減免制度

あるない

特許、意匠の間での出願変更制度

あるない【２，意匠の保護客体】貴国で保護される意匠について、以下の設問にお答え願います。
Q2-1

貴国において、意匠の法律によって保護される意匠の定義について、記載して下さい。

例）日本では「意匠とは、物品（物品の部分を含む）の形状、模様若しくは色彩又はこれらの結合であって、視覚を通じて美感を起こさせるもの」
中国では、「意匠とは、製品の形状、模様又はそれらの組合せ、及び色彩と形状、模様の組合せについて出された、美感に富み、工業的応用に適した新しいデザインをいう。」

1

Q2-2

貴国の意匠の法律によって保護される意匠の保護対象について、当てはまるものすべてにチェックして下さい。選択肢以外に保護対象がある場合は、「その他」欄に記載して下さい。
有体物（不動産を含む）

有体物（不動産を含まない）

3 次元（３D）画像

極小意匠（肉眼で視認できないもの）

建築物

ホログラム

動的意匠

光（花火、イルミネーション等）

グラフィックシンボル

店舗等の室内ディスプレイやレイアウト

包装ラッピング

アイコン

画像（表示される物品を特定して）画像のみ（表示される物品を特定しない）

設計図

テキスタイル（布として）テキスタイルのみ（物品を特定しない）

その他（

）

【３，意匠の開示方法】貴国の意匠出願に関する、意匠の開示方法について、以下の設問にお答え願います。
Q3-1

貴国へ意匠出願する場合に認められる意匠の出願形式について、当てはまるものすべてにチェックして下さい。選択肢以外に許容し得るものがある場合は、「その他」欄に記載して下さい。
書面

Q3-2

電子的な記録媒体

電子メール

インターネット

その他（電子システム）

貴国へ意匠出願する場合に認められる意匠の表現形式について、当てはまるものすべてにチェックして下さい。選択肢以外のものは、「その他」欄に記載して下さい。
図面

Q3-3

写真

見本

その他（

）

意匠出願の表現形式に関連して特別な料金制度がある場合、それはどのような制度ですか。当てはまるものすべてにチェックして下さい。選択肢以外のものは、「その他」欄に記載して下さい。
課金制度

どのような場合に料金内容

どのような場合に料金内容

電子化手数料
保管手数料
その他
減免制度
出願数又は意匠数に関連してその他費用納付に困難がある場合、特許庁に費軽減可能な費用は以下のとおりである。

用の軽減を請求することができる。この制

出願料、不服審判請求料、年金

度は中国国内の出願人のみが対象にな
る。

Q3-4

貴国へ意匠出願する場合に認められる意匠の表現手法について、何らかの規定はありますか。また、

それはどのようなものですか。以下の選択肢に当てはまる場合はチェックし、選択肢以外のものは、自由記載
欄をご利用下さい。
図面による表現の場合
規定

どのような規定ですか

図の数一意匠あたり図の大きさ（1 図の大きさ）

3cm × 8cm～15cm × 22cm という範囲内

図法

図まで

例）正投影図法。斜方向のものに限り、等角投影図法、斜投影図法（キャ

規定はない
規定はない
規定はない

2

ビネット図又はカバリエ図）を認める。
（自由記載）（正投影図法）向きや内容を示す
図の表記例）「正面図」、「使用状態参考図」等）

番号の付記（例「fig.1」、「1.1」、「1-2」等）
その他（

規定はない
）

二次元であって裏面が無模様のものは裏面の省略可能
立体物で図が同一又は対称の場合はどちらか一方を省略可能

図の省略

規定はない
その他（自由記載）（）
認めていない展開図、断面図、拡大図、斜視図、画像図等

必要図以外の図の追加

規定はない
その他(自由記載)（）
認めていない意匠の理解を助ける必要がある場合に認める使用状態を示した図であれば認める

参考図

規定はない
引き込み線や説明が記載された図を認める
その他（自由記載）（）
透明部の表現でその他の線と使い分ける
材質の表現でその他の線と使い分ける
具体的に→（自由記載

線の種類

）

【部分意匠制度のある国の方はお答え下さい】

規定はない

意匠登録を受けようとする部分とその他の部分で使い分ける
その他（自由記載）（）
線のみの図を認める ／色彩を含む図を認める ／色彩の有無及び表現

線のみの図を認めない
色彩を含む図を認めない

図面以外（願書の記載等）の記載による色彩の特定を認める
規定はない【部分意匠制度のある国の方はお答え下さい】
色彩の塗り分けによって、意匠登録を受けようとする部分の特定を認める認めていない陰影等の表現認めているが一定の制約がある
規定はない（どのような制約ですか？
→
対象となる意匠以外の記載）

背景の映り込みを認める

規定はない

マネキン、モデル（人物）等の映り込みを認める

規定はない

3

引き込み線や図の中に記載された説明を認める

規定はない

その他、認められるもの（マネキンがないと、意匠をうまく表現できない
場合のみ、マネキンを認める）

写真による表現の場合
写真による表現を認めていない

その理由（

）

規定

どのような規定ですか

写真の数

一意匠あたり

写真の大きさ（1 枚の大きさ）（通常 A4 紙以下）

図まで

規定はない
規定はない

（①写真は、合焦などによる不明瞭なところがないように物品の意匠をはっきり示さなければならない。
②写真の背景を単一の色にし、当該意匠に係る物品以外の物が現れないようにすべきである。物品の意匠をはっきり示すために、物品と背景との間に適切なコントラストがあるようにする必要
がある。

鮮明度

規定はない

③通常、透視歪によって物品の意匠が正しく表現されないことを防ぐために、写真の撮影は正投影図法で行わなければならない。
④強光、反射光、陰影、投影、などによる意匠の表現への影響を避けなければならない。）

色彩の有無及び表現

モノクロ写真を認める ／モノクロ写真を認めない

カラー写真を認める ／カラー写真を認めない
規定はない【部分意匠制度のある国の方はお答え下さい】
写真の上から別の色彩で塗りつぶすことを認める
背景の映り込みを認める

規定はない

マネキン、モデル（人物）等の映り込みを認める対象となる意匠以外の記載（マネキンがないと、意匠をうまく表現できない場合のみ、マネキ

規定はない

ンを認める）
引き込み線や図の中に記載された説明を認める

規定はない

見本による表現の場合
見本による表現を認めていない

その理由（中国特許法第 59 条第 2 項によれば、意匠の権利範囲は図面または写真に示された物品の意匠を基準とする。）
規定

どのような規定ですか
認めていないマネキン等の付属品認めているが一定の制約がある（どのような制約ですか？→

規定はない
）

4

CG（コンピュータ・グラフィックス）等電子的な画像による表現の場合
CG（コンピュータ・グラフィックス）等電子的な画像による表現を認めていない
その理由（

）
規定

どのような規定ですか

画像の種類（制止画／動画）

静止画のみ認める

画像の数

一意匠あたり図までJPEG認められているデータフォーマット

動画も認める
規定はない

BMP

GIF
規定はない

その他（
画像データの量（重さ）

TIIF

）

画素 72～300、サイズ≦150mm×220mm

規定はない

モノクロ画像を認める ／モノクロ画像を認めない

カラー画像を認める ／カラー画像を認めない

画像以外（願書の記載等）の記載による色彩の特定を認める

色彩の有無及び表現規定はない【部分意匠制度のある国の方はお答え下さい】
色彩の塗り分けによって、意匠登録を受けようとする部分の特定を認める【４，意匠の表現に関する願書記載事項】貴国の意匠出願に関する、意匠の表現に関する願書記載事項について、以下の設問にお答え願います。
Q4-1

貴国へ意匠出願する場合の提出書面の内容（記載項目）について、当てはまるものすべてにチェックして下さい。
意匠に係る物品

必須

任意

項目なし

物品の説明

必須

任意

項目なし

意匠の説明

必須

任意

項目なし

部分意匠制度のある国の場合、部分意匠の表示

必須

任意

項目なし

Q4-1-1 意匠に係る物品の欄の記載には、どのような規定がありますか。下欄に記載して下さい。
例１）日本の場合、経済産業省令で定める物品の区分（別表第１の下欄）によらなければならない。当該区分のいずれにも属さない物品については、物品の説明の欄に使用の目的、使用の状態等物品の理解を助けることができるような説明を記載する。
例２）ロカルノ分類に含まれる物品であれば認める。
ロカルノ分類に含まれる物品であれば認める。

Q4-1-2 願書の①「物品の説明」及び②「意匠の説明」の欄について、認められるものには Y を、認められないものには N を、下欄の（ ）に記載して下さい
使用目的：①（）／②（Y）

操作方法：①（）／②（N）

色彩・透明部：①（ ）／②（Y） 模様の連続性：①（

材質：①（）／②（N）

大きさ：①（）／②（N））／②（Y） デザインの特徴：①（ ）／②（Y）

その他、特に認められる記載（自由記載）

その他、特に認められない記載（自由記載）

①

①

／②

／②物品の性能や内部構造、宣伝用語

5

Q4-1-3

部分意匠制度のある国に質問します。願書に部分意匠である旨を記載する場合の規定について、記載して下さい。
例）日本の場合、願書に【部分意匠】の欄を設け、「意匠に係る物品」の欄に権利の客体となる物品の名称（カメラのグリップ部の部分意匠である場合は、「カメラ」）を記載し、「意匠の説明」の欄に、図面等において意匠登録を受けようとする部分をどのようにして特定したか、その方法を記載しなければならない。

【５，意匠の特定・認定・補正の考え方】意匠の特定・認定・補正について、どのようにお考えですか。
Q5-1

出願日確保のために十分とされる意匠の開示要件について、どのような規定（法、施行規則、細則、運用、その他）がありますか。
中国特許法第 27 条第 2 項には、「出願人が提出した関係図面又は写真は、特許の保護を求める製品の意匠を明瞭に示さなければならない。」と規定されている。
中国の審査基準第 1 部第 3 章の 4.2 には、「立体物品に関する意匠は、創作の要点が六面のどの面にも及ぶ場合には、六面の正投影図を提出しなければならないが、創作の要点が一つもしくはいくつかの面のみに及ぶ場合には、少なくとも、関連する面の正投影図と斜視図を提出し、また意匠の簡単な説明には図面を省略する理由を説明する必要がある。平面物品に関する意匠は、創作の要点が一面のみに及ぶ場合には、当該面の正投影図を提出すればよいが、創作の要点が二つの面に及ぶ場合には、二面の正投影図を提出しなければならない。」という記載
がある。

Q5-2

貴国で採用している分類はどのようなものですか。当てはまるもの総てにチェックして下さい。

自国の意匠分類

ロカルノ分類

他国の分類（国名：

）

その他（

）

Q5-3

分類は誰が付与していますか

Q5-4

付与した分類と物品類否との間に何らかの関係がありますか。当てはまるものにチェックして下さい。

同一となる分類内の物品はすべ
て類似物品

Q5-5

出願人

分類ごとに物品の類似範囲が決定

官庁

その他（

）

その他（自由記載）

している意匠の認定に至るまでの審査プロセス（方式審査・実体審査の両方を含む）について、教えて下さい。
誰が何に基づいて行っていますか

物品の類似の範囲の特定

認定できないときの扱い

例）実体審査官が、願書の記載及び添付図面等により総例）拒絶理由通知書の送付合的に判断する※

自由記載

自由記載（中国では、実体審査が行われないので、意匠（補正通知書の送付）全体についての審査は、方式審査官が一人で行う。方式
審査官は、願書の記載及び添付図面等により総合的に判
断する。
）

形態の特定

図法に

例）方式審査官が施行規則に基づいて行う。

例）方式却下、出願却下

ついて自由記載（方式審査官が審査基準に基づいて自由記載（補正通知書の送付）

6

行う。
）
意匠が

例）実体審査官が意匠法等に基づいて行う※

例）拒絶理由通知書の送付明確か自由記載（方式審査官が審査基準に基づいて自由記載（補正通知書の送付）行う。
）※日本の場合、実体的事項はその意匠の属する分野における通常の知識に基づいて、①意匠に係る物品、②意匠に係る物品の形態に関して、願書の記載及び添付図面等により総合的に判断する。

Q5-6

実体審査における意匠の表現の規定について、記載不備があった場合の対応にはどのようなものがあ

りますか。
アクション

具体的な対応例）意匠が特定できない旨の拒絶理由通知書の送付

出願日の繰り下げ例）補正が認められない場合は補正却下なし

自由記載（中国では、方式審査官は図面の不一致など
自由記載（補正が認められない場合は補正

あり

なし

あり

なし

の記載不備があるかを審査し、ある場合には補正通知
却下）書を発行して補正を命じる。）
自由記載（

Q5-7

）

自由記載（

）

願書の記載について、貴国で必須となる記述総てにチェックして下さい。また、出願時において必須であるか、登録時において必須（補正を認める）かもチェックして下さい。
部分意匠制度のある国の場合、「部分意匠」の記載

出願時に必須

登録時に必須機能・操作についての説明

出願時に必須

登録時に必須

大きさ、色彩出願時に必須

登録時に必須図の省略方法出願時に必須

登録時に必須Q5-8

以下に示す事例は、日本で意匠の認定が可能とされる事例ですが、貴国において以下の事例は認定可能ですか。認定できない場合は、その理由を記載して下さい。
【意匠に係る物品】

包装用噴霧器のノズル【部分意匠】【物品の説明】本物品は、ノズルレバーを固定又は解放するつまみ部を有する包装用噴霧器のノズルである。
【意匠の説明】実線で表した部分が、部分意匠として意匠登録を受けようとする部分である。図面中、管の省略部分は願書添
付図面上５cm である。

【正面図】

【背面図】

面図

【平面図】

【右側面図】【左側面図】【底面図】
7

【内部機構を省略した【つまみ部を下ろし

左側面図中央縦端面図】

た状態の参考斜視図】【つまみ部を上げた状
態の参考斜視図】

認められない場合、その理由を記載して下さい
認められる。

Q5-9

補正・分割・出願変更が認められる場合、意匠の認定の後、許容し得る補正・分割・変更の範囲について、教えて下さい。当てはまる項目があればすべてにチェックし、特記事項があれば自由記載欄に記載して下さい。
許容し得る補正①

意匠の種類を超えた補正
全体意匠⇔

部分意匠の補正

③
／

部分意匠

⇔

部分意匠

の補正
②

斜視図の追加④

図面の種類を超えた補正

／

斜視図

⇔

６面図

意匠の内容の補正
新規事項の追加(要旨変更)

図面

⇔

写真の補正

写真

⇔

見本・ひな形の補正

類否判断に影響のないレベルの補正⇔

意匠登録を受けようとする範囲の補正

色彩あり

／

図の種類を超えた補正

図面⇔

見本・ひな形の補正

色彩無しの補正

要旨の認定に影響のないレベルの補正

自由記載欄
補正の要件について、中国特許法第 33 条の「意匠の特許出願書類の補正は、当初の図面又は写真に示された事項の範囲を超えてはならない」と規定されている。この要件を満たす補正であれば、通常認められる。

Q5-10 願書の記載について、補正可能な項目と補正が可能な時期について、記載して下さい。
補正の可否（自由記載）
意匠に係る物品

補正可能

補正可能な時期（自由記載）
自発補正の場合は出願日から 2 ヶ月以内、審査官に補正を命じられた場合は補正通知書の受領日から 2 ヶ月以内である。

意匠に係る物品の説明
意匠の説明

補正可能

自発補正の場合は出願日から 2 ヶ月以内、審査官に補正を命じられた場合は補正通8知書の受領日から 2 ヶ月以内である。

許容し得る分割（自由記載欄） ：組物意匠又は類似意匠、つまり多意匠一出願の場合は、分割出願が可能である。

許容し得る出願変更

意匠出願 ⇔ 特許／実用新案出願

意匠出願 ⇔ 商標出願

【６，意匠の単一性のとらえ方】複数意匠一括出願制度を採用している国に質問します。
意匠の単一性について、どのようにお考えですか。以下の設問にお答え願います。
Q6-1

貴国で「一意匠」と認められるための要件はどのようなものですか「一意匠」の要件（自由記載）

根拠となる法、規則、運用ありますか（自由記載）例）一の物品の区分に相当する一つの物品に係る意匠例）意匠法第 7 条、経済産業省令別表第 1

同一の製品に関する 2 つ以上の類似意匠、又は同一の分類

中国特許法第 31 条第 2 項に属しかつ一組として販売又は使用される製品に用いられる 2 つ以上の意匠は、一件の出願とすることができる。

Q6-2

一つの出願に含むことができる意匠の範囲はどのようなものですか。以下の事例について、認められるか否かを選択して下さい。
部品と完成品（例：自転車のサドルと自転車）認められる

認められない認められる同一分類内の複数物品（例：イスとテーブルが同一分類内にある場合、イスとテーブル）（組物意匠であれ認められないば、認められる）同一物品の類似しない複数意匠（例：イスのみの複数意匠）認められる

認められない同一物品の類似する複数意匠（例：イスのみの複数意匠）認められる

認められない複数物品を指定する一意匠認められる認められない相互に類似しない複数意匠（物品の類否を考慮しない）

認められる

認められない相互に類似する複数意匠（物品の類否を考慮しない）

認められる

認められないQ6-3

一意匠と認められる範囲はどのようなものですか。以下の事例について、認められるか否かを選択して下さい。
一の意匠を基にした複数の実施態様（例：非包装物と包装された状態の複数の実施例）

認められる

認められないナイフ、フォーク及びスプーンなどのセットもの認められる

認められない認めている

認めていない認められる

認められない認められる

認められないセットものについて、出願人が自由に組み合わせて一の意匠として出願することを認めているか物品の一部又は全体が動くあるいは変化するもの（例：組立てるとロボットになる自動車おもちゃ）
遷移する画像（例：操作により展開する音楽再生装置の画像）

9

Q6-4

一意匠とは認められないケースについて、どのようなものか具体的に教えて下さい。

例えば、下記 2 件の意匠は一意匠とは認められない。

Q6-5

以下に示す事例では、貴国において一意匠と認められますか。また、認められない場合、その理由を記載して下さい。
【意匠に係る物品】

一組のオーディオ機器セット【意匠に係る物品の説明】本物品は、複数のオーディオ機能機器を内蔵した筐体である本体部と、本体部より出力された音
声信号を入力して音声として放音する左側及び右側の二個のスピーカーボックスにより構成されておりそれらは分離可能
である。

【斜視図】

一意匠と認められる【本体部の斜視図】

一意匠と認められない【スピーカー部の斜視図】

その理由（

）

【７，意匠権】意匠権の効力について、どのようにお考えですか。以下の設問にお答え願います。
Q7-1 意匠の開示内容と意匠権の効力の範囲について、どのようにお考えですか。当てはまるもの総てにチェックし、該当しない場合は自由記載欄をご利用下さい。

物品名が含む類似範囲

願書に記載の物品と同一の範囲

願書に記載の物品の類似物品の範囲

物品名は例示に過ぎず、形態が同一であ（自由記載）

れば他の物品にも権利は及ぶ
この箇所が意匠の全体の視覚的効果に与える影響を考察する。特に影響がない
図面等で開示されていない箇所について

場合は、意匠権の効力が及ぶ。大きな影響がある場合は、意匠権の効力が及ばない。
色彩を保護する意匠の場合は、色彩の有無が意匠権の効力に影響を及ぼす。色色彩の有無
彩を保護しない意匠の場合は、色彩の有無を考慮しない。
実施態様のみに類似する侵害品
図等に表された意匠の範囲

Q7-2

登録意匠に類似しなければ、意匠権の効力が及ばない。
図等と同一の範囲

図等の類似の範囲まで及ぶ

意匠の開示内容について、権利行使における制限事項はありますか。

物品の一部又は全体が動くあるいは変化するものに関する意匠が変化状態図なしで登録になった場合、将来その変化状態のみを模倣するものは、侵害とならない可能性がある。

10

Q7-3

意匠の開示内容に関わる無効事由にはどのようなものがありますか。

中国特許法第 27 条第 2 項（出願人が提出した関係図面又は写真は、特許の保護を求める製品の意匠を明瞭に示さなければならない）に違反することは、無効理由になる。
【８，その他】
Q8-1

ヘーグ協定ジュネーブアクトでは提出可能な図面を 6 図以内としているが、貴国では意匠の開示として十分と考えますか。
十分である

Q8-2

貴国の裁判例で、6 図では意匠の開示上不十分とされた例はありますか。

そのような裁判例はない

Q8-3

裁判例がある（具体的に）貴国では、パリ条約による優先権の証明書の提出が必要ですか。

不要

Q8-4

不足している必要

どのようなときに→（出願時に提出できない場合は、出願日から 3 ヶ月以内に提出しなければならない）

貴国では、パリ条約による優先権等の主張を伴う出願に際し、貴国への出願図面等と優先権の証明書

類の図面等に差異がある場合、どのような対応をしますか。
認める

認めない

その他（実体審査制度がないため、審査官によって、認める場合と認めない場合との両方がある。
）[情報収集依頼]
9-1

貴国における、意匠の表現を争点とした審決あるいは判決がありましたらお教えください。多数ある場合は著名な判決等３件程度お教えください。
回答：中国特許法は 2009 年に第 3 次改正が行われました（中国では意匠法はありません）。意匠に関する改正も多かったですが、改正事項に係る判例はまだありません。一方、意匠の明瞭性要件については改正されていないので、これを争点とした著名な判決を 1 件添付いたします。
9-2

貴国における法令、規則、基準、ガイドラインおよび、貴国の意匠制度における意匠の表現に関して特に参考となるＷｅｂ情報のＵＲＬ、文献名及びそれらの該当箇所の要約、著作者名をお教えください。著作権が関わる場合は別途ご相談をさせていただきます。
回答：中国特許法、実施細則、審査基準の和訳を添付いたします（審査基準の和訳は貴国のジェトロが作成したものです）。また、弊所が作成した「中国意匠出願ガイドライン」もご参考までに添付いたします。

11

米国アンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law

Formality examination regulations

□ No

x Yes

x Yes

Design examination guidelines

□ No

x Yes

□ No

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings forx Yes (no. of persons in charge:

design applications and examines design applications in terms of public orderapprox. 120 )and morality

Technology Center 2900 in the USPTO□ No

examines design patent applications
Special department that assigns and confirms classifications□ No

x Yes (no. of persons in charge: ?? )Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for some design applications)

x Yes (for all applications)□ No

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

x Yes (no. of persons in charge: approx. 120

□ No

)

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
x Design

gazette of

yourx Design gazette of other countries

country(→ Which countries/regions? Not limited

x Patent gazette, etc.

x Publicly known materials (□ magazines/catalogs □ internet □ other ()))

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system

x Available□ Not available

Accelerated examination system
x Available

Related design system

x Available□ Not available□ Not available

Exception to lack of novelty

x Available□ Not available

1One application for multiple designs system

Reduction and exemption system for various fees

□ Available

x Available

x Not available□ Not available

System for converting a patent application to a design application andvice versa□ Available

x Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."In the U.S., a design consists of the visual ornamental characteristics embodied in, or applied to, an article of manufacture. The subject
matter of a design patent application may relate to the configuration or shape of an article, to the surface ornamentation applied to anarticle, or to the combination of configuration and surface ornamentation.

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
x Tangible objects (not including realx Three-dimensional (3D) images

x Tangible objects (including real property)
property)□ Microscopic designs (those not visible to□ Holograms
x Buildings

the naked eye)
□ Motion designs□ Lighting (fireworks, illuminations, etc.)

x Graphic symbols

x Indoor displays and layouts of stores, etc.

x Packaging

x Iconsx Images (with specification of the articles□ Images alone (without specification of thex Design drawings

on which the images are displayed)

articles on which the images are displayed)

x Textile designs (with specification of the□ Textile designs alone (without specification

articles as textiles)of the articles in which the design is used)□ Other ()[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
x

Paper

x Electronic recording media□ E-mail□ Internet□ Other ()

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
x Drawings

x Photographs□ Specimens□ Other ()

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
2

Fee system

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
Design Application Size Fee - for eachx Other$310
additional 50 sheets that exceeds 100 sheets

Reduction/exemption system

In what cases

Details of the fees

□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings

Details of the provisions
drawings per design□ No provisionsx A specific size of paper and margins are required. See 37 CFR 1.84.

□ No provisions

x Up to 100 sheets

Size of drawings (size of eachdrawing)e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
permitted only for oblique-perspective drawings).

□ No provisions

Drawing methods□ (Free description)(Plan, elevation, section, perspective, and exploded views are allowed.

See

37 CFR 1.84. )x Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")□ No provisions

Notation in drawings
x Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other ()

x For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted
x For a three-dimensional subject, if two drawings are identical or□ No provisions

Omission of drawings
symmetrical, either may be omitted□ Other (free description)()□ Not permitted
Addition of drawings other thanx Development view, cross-section view, magnified view, perspective view,necessary drawings

image view, etc.

□ No provisions□ Other (free description)

3

(

)

□ Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides

X No provisions

explanations□ Other (free description)()

x Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]□ No provisions

Styles of lines
x Different lines are used to distinguish a part for which an applicant
requests design registration from other parts□ Other (free description)()

x Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted
x Under a certain circumstance, Drawings which include color are permitted/ □ Drawings which include color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
x Permitted with certain restrictions
Expression of shading, etc.

(What are the restrictions? → does

□ No provisions
not reduce

legibility)□ The background may be included□ No provisions

Description of materials other than

□ Mannequins and models (persons), etc. may be included□ No provisions

the subject design□ Incoming lines and explanations described in drawings are permitted□ No provisions□ Other material that may be included (free description)

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons (Provisions
Number. of photographs)
Details of the provisions□ Up tophotographs per design

x No provisions

4

Size of photographs (size of each□ (Free description)

x No provisions□ (Free description)

x No provisions

photograph)
Sharpnessx Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted
x Color photographs are permitted / □ Color photographs are not
Existence and expression of color□ No provisions

permitted[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs□ The background may be included□ No provisions

Description of materials other than the□ Mannequins and models (persons), etc. may be included□ No provisions

subject design□ Incoming lines and explanations described in drawings are□ No provisions

permitted

In the case of expression by specimensx Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)In the case of expression by electronic images, such as CG (computer graphics)
x Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Moving images are□ Only still images are permitted

also permitted
Number of images□ Up to□ JPEG

Permitted image formats
Image data amount (size)□ No provisions

images per design
□ BMP

□ GIF

□ Other (□ No provisions)□ Up to□ No provisions□ Black-and-white images are permitted / □ Black-and-white images
are not permitted□ Color images are permitted / □ Color images are not permitted
Existence and expression of color□ Color may be specified in a way other than through the use of images□ No provisions(via a written statement in an application, etc.)[Please answer the following if your country has a partial design

5system]□ A part for which an applicant requests design registration may be
specified by using different colors[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the designx Necessary□ Voluntary□ No such item.

Explanation of the article

x Necessary□ Voluntary□ No such item.

Explanation of the design□ Necessary□ Voluntary

x No such item.

x Necessary□ Voluntary□ No such item.

If your country has a partial design system, indication of partial
designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.
Needs to include a brief description of the nature and intended use of the article in which the design is embodied.

Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ( Y )/(2) ()

Method of operation: (1) ((Colored/transparent()/(2) ()

parts:(1)

Material: (1) ()/(2) ()

(1)

Features of the design: (1) (Size: (1) ()/(2) ()/(2) (

pattern:)/(2) ())

Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

)

)

Continuity of a
(

)/(2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.
A broken line disclosure is understood to be for illustrative purposes only and forms no part of the claimed design.

[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to the6specification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
Design patents in the U.S. needs to comply at least with 35 U.S.C. 102, 103, 112, 132, 171, 173.

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
x Country's own design□ International Classification□ Other country's classification (nameclassification

for Industrial Designsof the country:□ Applicant

Q5-3 Who assigns classifications?

□ Other ())

x Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articles

with

the

same

classification are similar□ The scope of the similarity of articles is□ Other (free description)

decided for each classification

Classification of design patents is based on theconcept of function or intended use of the industrial
design disclosed and claimed in the Design patent.

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot bestandards?

found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons for refusal

Specifying the scope of

makes a comprehensive determination based on statements

Free description

similarity of articles

in an application and drawings, etc. attached to it.*(Free description (rejected.

checking

for

The examination by an examiner entails

compliancewithformalities,

The

applicationis)ensuring

completeness of the drawing disclosure and a comparison oftheclaimedsubject

matterwithart.

Specifying the form

the

prior

)

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply withdrawing

examination makes a determination based onformalities and dismissal of the application

methods

implementation regulations

Free description

Free description

(

(

See
above.

Clarity of))

Example: An examiner in charge of substantive

Example: Sending a notice of reasons for refusal

7the design

examination makes a determination based on

Free description

design law, etc.*()

Free description()* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Not postponed

Free description ( Amended if such an

□

x Not

amendment is

Postponed

postponed

□

□ Not

Postponed

postponed

Free description ( Office action isissued.

)accepted.

Free description ())

Free description ()

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
x For countries that have a partial design system, a statement to thex Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration

x Explanation of function/operationx Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Size and color□ Method of omitting drawings

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases the8nozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design

[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of
amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments9(1) Amendment beyond the type of design(3) Amendment beyond the type of viewx Amendment from a design for a whole article to a partial design and vicex Addition of a perspective view / x Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design□□ Addition of a new matter (change of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa

x Amendment that does not affect the finding of the gist of□ Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

Free description:

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design

Permitted

same as utility patent

Explanation of the article to the design

Permitted

same as utility patent

Explanation of the design

Permissible division (free description):same as utility patent

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

It is permissible to illustrate more than one embodi­ment of a

35 U.S.C. 121

design invention in a single application. However, such
embodiments may be presented only if they involve a single
inventive concept .

10Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
□ Cannot be
A part and a finished product (e.g. a bicycle saddle and a bicycle)

x Can be included
included□ Cannot be

Multiple articles within the same classification (e.g. if chairs and tables fall under the samex Can be included
classification, a chair and a table)
Multiple dissimilar designs for the same article (e.g. multiple chair designs)

included□ Can be included

x Cannot be
included□ Cannot be

Multiple similar designs for the same article (e.g. multiple chair designs)

x Can be included
included□ Cannot be

A single design designating multiple articles

x Can be included
includedMultiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included

x Cannot be
included□ Cannot be

Multiple similar designs (the designs may be used for the same or different articles)

x Can be included
included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged
x Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.
A design application which contains more than one patentably distinct design will be subject to a restriction requirement.

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

11[Perspective view][Perspective view of the body part]□ Recognized to be a single design[Perspective view of the speaker part]x Not recognized to be a single design
Reasons

(

They

may

be

district.

patentably)[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
□ The scope is limited to that of the article stated

x The scope extends to articles similar to the article

in the application

stated in the application

included in the name of an□ The name of the article is a mere example, and□ (Free description)

articlethe design right extends to other articles with theIt will encompass a design that is substantially thesame form

same to the eye of an ordinary observer.

Scope

of

the

similarity

Parts that are not disclosed in drawings, etc.

(Free description)

Color or monochrome(Free description)

Infringing goods that are similar to products subject(Free description)
to a design right only in terms of embodiment
Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

□ The scope extends to similar views, etc.

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
Design patents are claimed as shown in drawings, and claims construction is adapted to a pictorial setting.

Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
Design patents may be invalidated for lack novelty and obviousness. Also, the double patenting doctrine is applicable as well.

12[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
x Sufficient□ InsufficientQ8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
□ Yes

x No

(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

x Yes
In what situation? → (Free description:

When an application claims the benefit or priority from an application thatwas filed in a foreign country within 6 month from the date of the application.

)

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted□ Not accepted

x

Other

(Depend

on

if

the

difference

matter.

isconsidered

to

be

a

new

)

[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

Egyptian Goddess, Inc. v. Swisa Inc., 543 F.3d 665 (Fed. Cir. 2008).

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.

Relevant Rules: 37 CFR 1.84, 1.151-1.155.
USPTO site

http://www.uspto.gov/patents/resources/types/designapp.jsp#def
13

14

OHIM アンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry (EU, OHIM).
Q1-1 Does your country (Community) have (1) a design law (legally binding), (2) formality examination regulations(legally binding), and (3) design examination guidelines (not legally binding)?
Design law

□ Yes

□ No

Formality examination regulations

Design examination guidelines

□ Yes

□ Yes

□ No

□ No

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes (no. of persons in charge:

design applications and examines design applications in terms of public order

Design Service: 16 examiners

□ No

)

and morality
Special department that assigns and confirms classifications□ Yes (no. of persons in charge: )□ No

Design Service

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for all applications)□ Yes (for some design applications)□ No

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

□ Yes (no. of persons in charge:

)

□ No

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

□ Patent gazette, etc.

□ Publicly known materials (□ magazines/catalogs □ internet □ other ()))

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system□ Available□ Not available

Related design system□ Available□ Not available

Accelerated examination system□ Available□ Not available

Exception to lack of novelty□ Available□ Not available

1One application for multiple designs system

Reduction and exemption system for various fees

□ Available□ Available□ Not available□ Not available

System for converting a patent application to a design application andvice versa□ Available□ Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."

Art 3(a)CDR: Design means the appearance of the whole or part of a product resulting from its features of, in perticular,
the lines, contours, colours, shape, texture and/or materials of the product itself and/or its ornamentation.

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
□ Tangible objects (including real property)□ Tangible objects (not including real

□ Three-dimensional (3D) images

property)□ Microscopic designs (those not visible to□ Holograms□ Buildings

the naked eye)
□ Motion designs□ Lighting (fireworks, illuminations, etc.)□ Graphic symbols□ Indoor displays and layouts of stores, etc.

□ Packaging□ Icons□ Images (with specification of the articles□ Images alone (without specification of the□ Design drawings

on which the images are displayed)

articles on which the images are displayed)□ Textile designs (with specification of the□ Textile designs alone (without specification□ Other

articles as textiles)of the articles in which the design is used)

Animated icons, Graphical user interfaces[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
□Paper□ Electronic recording media□ E-mail□ Internet□ OtherFax

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
□ Drawings□ Photographs□ Specimens□ Other
Computer generated drawings2

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system

1st design of a multiple application=
registration 230€ + publication 120€ +deferment 40€□ In relation to the number of applications
Multiple applicationsor the number of designs

2nd up to 10th design= 115€ + 60€ +20€

>11th design = 50€ + 30€ + 10€□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions

Details of the provisions

Number of drawings□ Up toSize of drawings (size of each□ (Free description) paper: max 26.2 x 17cm ,drawing)e-filing: 5Mb/view, 17cm x 24 cm, 2008 x 2835 pixels

seven

7

□ No provisions

drawings per design□ No provisions

e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
Drawing methods

permitted only for oblique-perspective drawings).

□ No provisions□ (Free description)()□ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")
Notation in drawings□ No provisions□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other ()

3□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted□ For a three-dimensional subject, if two drawings are identical or□ No provisions

Omission of drawings
symmetrical, either may be omitted□ Other (free description)()□ Not permitted□ Development view, cross-section view, magnified view, perspective view,
Addition of drawings other than

□ No provisions

image view, etc.
necessary drawings□ Other (free description)()□ Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides□ No provisions

explanations□ Other (free description)()□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]
Styles of lines□ No provisions□ Different lines are used to distinguish a part for which an applicant
requests design registration from other parts (indicators of disclaimers)□ Other (free description)()□ Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted□ Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions(What are the restrictions? →Description of materials other than

□ The background may be included□ No provisions
used as indicators of disclaimer
NO)□ No provisions

4the subject design□ Mannequins and models (persons), etc. may be included□ Incoming lines and explanations described in drawings are permitted□ Other material that may be included (free description)□ No provisions

NO
NO□ No provisions

NO

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions

Details of the provisions

Number. of photographs□ Up toSize of photographs (size of each□ (Free description)

photograph)e-filing: 5Mb/view, 17cm x 24 cm, 2008 x 2835 pixels

7□ No provisions

photographs per design
paper: max 26.2x17cm ,□ No provisions□ (Free description) Printing resolution: Min 300 DPI□ No provisions

Sharpness□ Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted□ Color photographs are permitted / □ Color photographs are not
Existence and expression of color□ No provisions

permitted[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs

NO□ The background may be included NO□ No provisions

Description of materials other than the□ Mannequins and models (persons), etc. may be included NO□ No provisions

subject design□ Incoming lines and explanations described in drawings are□ No provisions

permitted NO

In the case of expression by specimens

Specimens are permitted□ Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions(What are the restrictions? →□ No provisions)

In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Only still images are permitted□ Moving images arealso permitted

Number of images□ Up to7

images per design□ No provisions5□ JPEG
Permitted image formats

□ BMP

□ GIF

□ No provisions□ Other ()□ Up toImage data amount (size)□ No provisions

5Mb/image□ Black-and-white images are permitted / □ Black-and-white images
are not permitted□ Colorimages are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images
Existence and expression of color□ No provisions(via a written statement in an application, etc.) NO[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.

Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design□ Necessary□ Voluntary□ No such item.

Explanation of the article□ Necessary□ Voluntary□ No such item.

Explanation of the design□ Necessary□ Voluntary□ No such item.

□ Necessary□ Voluntary□ No such item.

If your country has a partial design system, indication of partial
designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.
Locarno Classification system/ indication of product mandatory enabling the classification of the design in one Locarnoclass.

Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ()/(2) ( Y )Method of operation: (1) ()/(2)

Material: (1) ()/(2) ( Y )(1)

Features of the design: (1) (Size: (1) ()/(2) ( Y )(Y)Colored/transparent

parts:(1)

Continuity of apattern:)/(2) ( Y )6()/(2) ( Y )()/(2) ( Y )Other statements permitted (free description)

Other statements not permitted (free description)(1)

The explanation (description) is not published in the bulletin/ (2)Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.

[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?

Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
CDR, CDIR, Examination Manual
Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design□ International Classification□ Other country's classification (nameclassification

for Industrial Designsof the country:

Q5-3 Who assigns classifications?

□ Applicant□ Other ())□ EU office (OHIM)□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articleswithclassification are similar

the

same

□ The scope of the similarity of articles is□ Other (free description)

decided for each classification

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons for7

Specifying the scope of

makes a comprehensive determination based on statements inrefusalsimilarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (Specifying the form

)

(

)

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply

drawing

examination makes a determination based onwith formalities and dismissal of themethods

implementation regulations

application

Free description

Free description

(

)

(

)

Clarity of

Example: An examiner in charge of substantive

Example: Sending a notice of reasons forthe design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description

(

(

)

)

* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Free description (Free description ())

Free description (Free description (Not postponed

□

□ Not

Postponed

postponed

□

□ Not

Postponed

postponed))

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration□ Explanation of function/operation□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time of□ Size and color□ Method of omitting drawings

8

filingregistration

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.
No more than 7 views/ No explanatory notes on the views

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of9amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

□ Addition of a perspective view / □ Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design□□ Addition of a new matter (change of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa□ Amendment that does not affect the finding of the gist of□ Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

Free description:
Art 12.2 CDIR: only name and adress of the applicant, errors of wording or of copying, or obvious mistakes may be corrected at the requestof the applicant and provided that such correction does not change the representation of the design.

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.

Article to the design

Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Indication of product can be changed to a

Before registration

more specific one
Explanation of the article to the design
Explanation of the design

Description can be submitted only together

Only at filingwith the application

Permissible division (free description):
only in case of a multiple application where there is not unity of class among the designs

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa

NO

NO

10

[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.

Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

Design of one product or part of it, set of articles, complex
products and components of complex products

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
A part and a finished product (e.g. a bicycle saddle and a bicycle)□ Can be included□ Cannot be
includedMultiple articles within the same classification (e.g. if chairs and tables fall under the same

□ Can be included

classification, a chair and a table)
Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Cannot be
included□ Can be included□ Cannot be
includedMultiple similar designs for the same article (e.g. multiple chair designs)□ Can be included□ Cannot be
included

A single design designating multiple articles□ Can be included□ Cannot be
includedMultiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
includedMultiple similar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)11

Q6-4 Please inform us of specific cases of not being recognized to be a single design.
Set of articles without features in common nor aesthetic or functional complementarity, variations of a product, identicalproducts in different colours

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view][Perspective view of the body part]□ Recognized to be a single design[Perspective view of the speaker part]□ Not recognized to be a single design
Reasons ()[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.

Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
□ The scope is limited to that of the article stated□ The scope extends to articles similar to the article

in the application

stated in the application

included in the name of an□ The name of the article is a mere example, and□ (Free description)

articlethe design right extends to other articles with thethe design right extends to all designs that produce thesame form

same overall impression to an informed user

Scope

of

the

similarity

Parts that are not disclosed in drawings, etc.

(Free description) not protected

Color or monochrome(Free description) whatever is shown in the representation

Infringing goods that are similar to products subject(Free description) it depends on the overall impression, taking into accountto a design right only in terms of embodiment

differences that are not considered immaterial

12Scope of a design depicted in□ The scope is the same as that of the views,□ The scope extends to similar views, etc.

views, etc.

etc.

as far as they produce the same overall impression to an
informed user

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?

Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?

[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
□ Sufficient□ InsufficientQ8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
□ No

□ Yes
(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

□ Yes
In what situation? →(Free description: when the prior right is not a Registered Community design)

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted□ Not accepted□ Other ()[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.
BoA decisions
http://oami.europa.eu/search/legaldocs/la/EN_boa_index.cfm

13General Court decisions
http://oami.europa.eu/ows/rw/pages/RCD/caseLaw/appealsOffice.en.do

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.

CDR/ CDIR/ CDFR
Examination Manual
RCD Guidelines (OHIM website)14

韓国アンケート回答【１，制度】意匠に関する、貴国の産業財産権の制度について、以下の設問にお答え願います。
Q1-1

貴国には、①意匠の法律（法的拘束力のあるもの）、②方式審査基準（法的拘束力のあるもの）や③意

匠審査基準（法的拘束力のないもの）がありますか。
意匠の法律

□ある

□ない

方式審査基準□ある□ない

意匠審査基準□ある□ない※②は施行規則等の法律の執行に必要な細則やその委任に基づく規定を意味し、③は審査上の運用を意味します。

Q1-2

貴国には、意匠出願の図面の記載要件の確認、公序良俗の審査を行う専門部署および分類付与・確認を行う専門部署がありますか。専門部署がある場合には、その専門部署の担当者数を記入願います。
意匠出願の図面の記載要件の確認、公序良俗の審査を行う専門部署□ある（担当者数

分類付与・確認を行う専門部署□ある（担当者数

人）
約

3

□ない ※

人） □ない※公序良俗等の審査を行う専門部署はないものの、実体審査を行う専門部署(下記の Q1-4 に記載)で公序良俗等の審査を行う

意匠出願の新規性や創作性の有無について先行意匠調査を行って判断することを、「実体審査を行う」と呼ぶこととします。
Q1-3

貴国では、意匠出願の実体審査を行っていますか。

□すべての出願について行っている

Q1-4□行っていない

実体審査を行う専門部署がありますか。専門部署がある場合には、その専門部署の担当者数を記入願

います。
Q1-5

□一部の意匠出願について行っている□専門部署がある （担当者数

約 40 人）□専門部署はない

実体審査を行っている国に質問します。新規性の判断について、行っている先行調査に当てはまるものすべてにチェックして下さい。
□自国の意匠公報□他国の意匠公報（→どの国・地域ですか？

□特許公報等□公知資料（□雑誌・カタログ

Q1-6

日本、アメリカ、ヨーロッパ）□インターネット

□その他（

）
）

以下の事項について貴国の状況を教えて下さい。

部分意匠制度□ある□ない

早期審査制度□ある□ない

関連意匠制度□ある□ない※

新規性喪失の例外□ある□ない

多意匠一出願制度□ある□ない

各種料金減免制度□ある□ない

特許、意匠の間での出願変更制度

□ある

□ない

※関連意匠制度はないものの、関連意匠制度と類似する類似デザイン制度を採用している【２，意匠の保護客体】貴国で保護される意匠について、以下の設問にお答え願います。
Q2-1

貴国において、意匠の法律によって保護される意匠の定義について、記載して下さい。

例）日本では「意匠とは、物品（物品の部分を含む）の形状、模様若しくは色彩又はこれらの結合であって、視覚を通じて美感を起こさせるもの」「「デザイン」とは、物品（物品の部分(第 12 条を除く)及び書体を含む、以下同じ）の形状・模様・色彩又はこれらを結合したものであって、視覚を通して美観を起こさせるものをいう。」（デザイン保護法第 2 条第 1 号）

1

Q2-2

貴国の意匠の法律によって保護される意匠の保護対象について、当てはまるものすべてにチェックして下さい。選択肢以外に保護対象がある場合は、「その他」欄に記載して下さい。
□有体物（不動産を含む）□有体物（不動産を含まない）□3 次元（３D）画像□極小意匠（肉眼で視認できないもの）□建築物□ホログラム□動的意匠□光（花火、イルミネーション等）□グラフィックシンボル□店舗等の室内ディスプレイやレイアウト□包装ラッピング□アイコン□画像（表示される物品を特定して）□画像のみ（表示される物品を特定しない）

□設計図
□その他
（①不動産でも多量生産および運搬が可能なものは例外としてデザインの保護対象になる。例；バンガロー、公衆電話ボッ
クス、移動販売台、詰め所、乗車台、移□テキスタイル（布として）□テキスタイルのみ（物品を特定しない）

動トイレ、組立家屋など②デザインに関する物品の取引においてルーペなどにより物品の形状を拡大して観察することが一般的である場合は、デザインの保護対象になる。例；発光ダ
イオード）【３，意匠の開示方法】貴国の意匠出願に関する、意匠の開示方法について、以下の設問にお答え願います。
Q3-1

貴国へ意匠出願する場合に認められる意匠の出願形式について、当てはまるものすべてにチェックして下さい。選択肢以外に許容し得るものがある場合は、「その他」欄に記載して下さい。
□書面

Q3-2

□電子的な記録媒体□電子メール□インターネット□その他（）

貴国へ意匠出願する場合に認められる意匠の表現形式について、当てはまるものすべてにチェックして下さい。選択肢以外のものは、「その他」欄に記載して下さい。
□図面

Q3-3

□写真

□見本

□その他（

3D Modeling ファイル）

意匠出願の表現形式に関連して特別な料金制度がある場合、それはどのような制度ですか。当てはまるものすべてにチェックして下さい。選択肢以外のものは、「その他」欄に記載して下さい。
課金制度

どのような場合に料金内容

電子文書で提出可能な書類を書面で提出□電子化手数料

審査登録出願書；6 万ウォン→7 万ウォン
する大部分の場合(例；審査登録出願書)□保管手数料□その他
減免制度

どのような場合に

料金内容□出願数又は意匠数に関連して
□その他

2

Q3-4

貴国へ意匠出願する場合に認められる意匠の表現手法について、何らかの規定はありますか。また、

それはどのようなものですか。以下の選択肢に当てはまる場合はチェックし、選択肢以外のものは、自由記載
欄をご利用下さい。
図面による表現の場合
規定

どのような規定ですか

図の数□一意匠あたり

図の大きさ（1 図の大きさ）□（自由記載）図まで□規定はない□規定はない例）正投影図法。斜方向のものに限り、等角投影図法、斜投影図法（キャビネット図又はカバリエ図）を認める。
図法□（自由記載）□規定はない（向きや内容を示す図面で提出する場合は正投象図法を用いなければな
らない）□向きや内容を示す
図の表記例）「正面図」、「使用状態参考図」等）□番号の付記（例「fig.1」、「1.1」、「1-2」等）□規定はない□その他（）□二次元であって裏面が無模様のものは裏面の省略可能□立体物で図が同一又は対称の場合はどちらか一方を省略可能□その他（自由記載）
図の省略□規定はない（常に設置または固定されているため底面を見ることができない場合、および画像デザインの場合）※上記の内容は向きや内容を示す図面で提出する場合に該当□認めていない□展開図、断面図、拡大図、斜視図、画像図等

必要図以外の図の追加□規定はない□その他(自由記載)（）□認めていない□意匠の理解を助ける必要がある場合に認める□使用状態を示した図であれば認める
参考図□引き込み線や説明が記載された図を認める□規定はない□その他（自由記載）（必要図のみでそのデザインを十分に表現することができない場合は、必要な図面を参考図として追加可能）□透明部の表現でその他の線と使い分ける□材質の表現でその他の線と使い分ける
線の種類

具体的に→（自由記載）□規定はない【部分意匠制度のある国の方はお答え下さい】□意匠登録を受けようとする部分とその他の部分で使い分ける3□その他（自由記載）（）□線のみの図を認める ／ □線のみの図を認めない□色彩を含む図を認める ／ □色彩を含む図を認めない□図面以外（願書の記載等）の記載による色彩の特定を認める
色彩の有無及び表現□規定はない【部分意匠制度のある国の方はお答え下さい】□色彩の塗り分けによって、意匠登録を受けようとする部分の特定を認める□認めていない□認めているが一定の制約がある

陰影等の表現（どのような制約ですか？

□規定はない→模様と混同されない範囲内で細線、点または濃淡等を制限的に使用可能）対象となる意匠以外の記載□背景の映り込みを認める□規定はない□マネキン、モデル（人物）等の映り込みを認める□規定はない□引き込み線や図の中に記載された説明を認める(※原則的に認めない□規定はないが、そのデザインの要旨把握が可能な範囲内で可能)□その他、認められるもの（自由記載）

写真による表現の場合□写真による表現を認めていない

その理由（

）

規定
写真の数

どのような規定ですか□一意匠あたり

図まで□規定はない□（自由記載） 最大横 10cm×縦 15cm 以下、最小縦 7cm×横
写真の大きさ（1 枚の大きさ）□規定はない10cm 以上

鮮明度□（自由記載）□規定はない□モノクロ写真を認める ／ □モノクロ写真を認めない□カラー写真を認める ／ □カラー写真を認めない
色彩の有無及び表現□規定はない【部分意匠制度のある国の方はお答え下さい】□写真の上から別の色彩で塗りつぶすことを認める□背景の映り込みを認める(ただし、デザインの対象と混同を生□規定はないじさせない範囲で可能)対象となる意匠以外の記載□マネキン、モデル（人物）等の映り込みを認める□規定はない□引き込み線や図の中に記載された説明を認める□規定はない見本による表現の場合□見本による表現を認めていない
規定

その理由（

）
どのような規定ですか4□認めていない
マネキン等の付属品□認めているが一定の制約がある□規定はない（どのような制約ですか？→□（自由記載））厚さ 1cm、横 15cm、縦 22cm 以内。ただし、薄い布※ 見本の大きさ□規定はないまたは紙等を使用する場合、横と縦の合計が 200cm 以下なら可能。

CG（コンピュータ・グラフィックス）等電子的な画像による表現の場合□CG（コンピュータ・グラフィックス）等電子的な画像による表現を認めていない
その理由（

）
規定

どのような規定ですか

画像の種類（制止画／動画）□静止画のみ認める

画像の数□一意匠あたり□JPEG認められているデータフォーマット

□動画も認める
図まで□BMP□規定はない□GIF□その他（TIFF, 3DS, DWG, DWF, IGES,SWF, MPEG, WMV, Animated□規定はないGIF）
画像データの量（重さ）□ 1 出願 200MB

まで□規定はない□モノクロ画像を認める ／ □モノクロ画像を認めない□カラー画像を認める ／ □カラー画像を認めない□画像以外（願書の記載等）の記載による色彩の特定を認める
色彩の有無及び表現□規定はない【部分意匠制度のある国の方はお答え下さい】□色彩の塗り分けによって、意匠登録を受けようとする部分の特定を認める【４，意匠の表現に関する願書記載事項】貴国の意匠出願に関する、意匠の表現に関する願書記載事項について、以下の設問にお答え願います。
Q4-1

貴国へ意匠出願する場合の提出書面の内容（記載項目）について、当てはまるものすべてにチェックして下さい。
意匠に係る物品

□必須

□任意

□項目なし

物品の説明

□必須

□任意

□項目なし

意匠の説明

□必須

□任意

□項目なし

部分意匠制度のある国の場合、部分意匠の表示

□必須

□任意

□項目なし

Q4-1-1 意匠に係る物品の欄の記載には、どのような規定がありますか。下欄に記載して下さい。
例１）日本の場合、経済産業省令で定める物品の区分（別表第１の下欄）によらなければならない。当該区分のいずれにも属さない物品については、物品の説明の欄に使用の目的、使用の状態等物品の理解を助けることができるような説明を記載する。
例２）ロカルノ分類に含まれる物品であれば認める。
韓国の場合、知識経済部令で定める物品の区分(デザイン保護法施行規則別表 4 物品の範囲)に従わなければならない。物品の区分のうち A1 ないし M3 および N1 の区分のいずれにも属さない物品については、N0 に分類する。

5

Q4-1-2 願書の①「物品の説明」及び②「意匠の説明」の欄について、認められるものには Y を、認められないものには N を、下欄の（ ）に記載して下さい
使用目的：①（）／②（ Y ） 操作方法：①（

色彩・透明部：①（）／②（ Y ） 材質：①（ ）／②（ Y ） 大きさ：①（）／②（ Y ） 模様の連続性：①（）／②（Y） デザインの特徴：①（

その他、特に認められる記載（自由記載）①②／）／②（ Y ））／②（ Y ）その他、特に認められない記載（自由記載）①／②

i) (部分デザインに関する説明)デザイン登録を受けようとする部分を図面等で特定している方法に関する説明が必要と認められる場合に、それに関する説明ii) (書体デザインに関する説明)出願する当該書体デザイ
ンの種類および使用目的などに関する説明iii) (動的デザインに関する説明)物品がもつ機能によって変化するデザインであって、その変化前後の状態に関する説
明が必要と認められる場合には、それに関する説明

Q4-1-3

部分意匠制度のある国に質問します。願書に部分意匠である旨を記載する場合の規定について、記載して下さい。
例）日本の場合、願書に【部分意匠】の欄を設け、「意匠に係る物品」の欄に権利の客体となる物品の名称（カメラのグリップ部の部分意匠である場合は、「カメラ」）を記載し、「意匠の説明」の欄に、図面等において意匠登録を受けようとする部分をどのようにして特定したか、その方法を記載しなければならない。
韓国の場合、出願書の【デザインの対象となる物品】欄に権利の客体となる物品の名称(ヤカンの取っ手の部分デザインである場合は、「ヤカン」)を記載し、【部分デザインの如何】欄に「部分デザイン」と記載する。「デザインの説明」欄に物品の部分を図面、写真または見本で特定している方法に関する説明が必要と認められる場合には、それに関する説明を記載する(「実線で表示された部分がヤカンの取っ手を示す部分デザインとして登録を受けようとする部分である」)。

【５，意匠の特定・認定・補正の考え方】意匠の特定・認定・補正について、どのようにお考えですか。
Q5-1

出願日確保のために十分とされる意匠の開示要件について、どのような規定（法、施行規則、細則、運用、その他）がありますか。
出願日確保のためには出願デザインの表現が具体的でなくデザインが特定されない場合であるとしても、デザインを特定するための補正をしたとき、最初に出願されたデザインと補正されたデザインとの間に同一性が維持される程度には最初の出願デザインが具体的に表現されていなければならない(デザイン保護法第 18 条第 1 項)。即ち、出願デザインの表現が具体的でなく補正する場合、出願書に記載されたデザインの対象となる物品、図面(3D モデリング図面および見本を含む)および図面の記載事項などを総合的に判断して最初に出願されたデザインと補正されたデザインとの間に同一性が維持されている場合には、補正を認めて出願日に遡及して出願日が確保されるが、補正により同一性が維持されない場合(要旨変更)には補正却下決定しなければならず(デザイン保護法第 18 条の2 第 1 項)、拒絶理由が解消されず拒絶決定しなければならないので、出願日が確保されない。
また、補正が要旨変更に該当して補正を却下すべきであったにもかかわらず、これを看過してデザイン権の設定登録があった後に補正が要旨変更であると認められたときは、出願日はその補正書を提出した時とみなす(デザイン保護法第 18 条第 6 項)。

6

Q5-2

貴国で採用している分類はどのようなものですか。当てはまるもの総てにチェックして下さい。

□自国の意匠分類□ロカルノ分類□他国の分類（国名：

）

□その他（

）

Q5-3

分類は誰が付与していますか

Q5-4

付与した分類と物品類否との間に何らかの関係がありますか。当てはまるものにチェックして下さい。

□出願人

□官庁

□その他（

）

□同一となる分類内の物品はすべて□分類ごとに物品の類似範囲が決定□その他（自由記載）施行規則によると、 物

類似物品

している

品の区分はデザイン登録出願書作成の一貫性維
持と統一された名称を使用するためのもので、デザイン物品相互間の類似範囲を定めるものではないとのことQ5-5意匠の認定に至るまでの審査プロセス（方式審査・実体審査の両方を含む）について、教えて下さい。
誰が何に基づいて行っていますか

物品の類似の範囲の特定

認定できないときの扱い

例）実体審査官が、願書の記載及び添付図面等により総例）拒絶理由通知書の送付合的に判断する※

自由記載

自由記載（実体審査官が、願書の記載及び添付図面等に（拒絶理由通知書の送付）

より総合的に判断する）

形態の特定

図法に

例）方式審査官が施行規則に基づいて行う。

例）方式却下、出願却下

ついて自由記載（実体審査官が施行規則等に基づい自由記載（拒絶理由通知書の送付）

て行う）
意匠が

例）実体審査官が意匠法等に基づいて行う※

例）拒絶理由通知書の送付明確か自由記載（実体審査官が意匠法等に基づいて自由記載（拒絶理由通知書の送付）行う）※日本の場合、実体的事項はその意匠の属する分野における通常の知識に基づいて、①意匠に係る物品、②意匠に係る物品の形態に関して、願書の記載及び添付図面等により総合的に判断する。

Q5-6

実体審査における意匠の表現の規定について、記載不備があった場合の対応にはどのようなものがあ

りますか。
アクション
例）意匠が特定できない旨の拒絶理由通知書の送付

具体的な対応

出願日の繰り下げ例）補正が認められない場合は補正却下なし

自由記載（補正が認められない場合は補正

□あり

□なし

却下）
自由記載（意匠が特定できない旨の拒絶理由通知書※デザイン権の設定登録があった後で補正の送付、拒絶理由；デザイン保護法第 5 条第 1 項本文）

が要旨変更であることが認められたときは、
その出願は補正書を提出した時に出願したものとみなす(デザイン保護法第 18 条第 6 項)。

7自由記載（

Q5-7

）

自由記載（

）

□あり

□なし

願書の記載について、貴国で必須となる記述総てにチェックして下さい。また、出願時において必須であるか、登録時において必須（補正を認める）かもチェックして下さい。
□部分意匠制度のある国の場合、「部分意匠」の記載□出願時に必須□登録時に必須※（補正を認める）□機能・操作についての説明□出願時に必須□登録時に必須□大きさ、色彩□出願時に必須□登録時に必須□図の省略方法□出願時に必須□登録時に必須Q5-8

以下に示す事例は、日本で意匠の認定が可能とされる事例ですが、貴国において以下の事例は認定可能ですか。認定できない場合は、その理由を記載して下さい。認定可能です。
【意匠に係る物品】

包装用噴霧器のノズル【部分意匠】【物品の説明】本物品は、ノズルレバーを固定又は解放するつまみ部を有する包装用噴霧器のノズルである。
【意匠の説明】実線で表した部分が、部分意匠として意匠登録を受けようとする部分である。図面中、管の省略部分は願書添
付図面上５cm である。

【正面図】

【背面図】

【平面図】

面図

【右側面図】【左側面図】【底面図】【内部機構を省略した【つまみ部を下ろし

左側面図中央縦端面図】

た状態の参考斜視図】【つまみ部を上げた状
態の参考斜視図】

認められない場合、その理由を記載して下さい

8

Q5-9

補正・分割・出願変更が認められる場合、意匠の認定の後、許容し得る補正・分割・変更の範囲について、教えて下さい。当てはまる項目があればすべてにチェックし、特記事項があれば自由記載欄に記載して下さい。
許容し得る補正①

意匠の種類を超えた補正

□全体意匠

⇔

③

部分意匠の補正

／

□部分意匠

⇔

部分意匠の

図の種類を超えた補正□斜視図の追加

／

□斜視図

補正

④

②

□新規事項の追加(要旨変更)

図面の種類を超えた補正□図面⇔

見本・ひな形の補正

６面図

意匠の内容の補正

□図面

⇔

写真の補正

□写真

⇔

見本・ひな形の補正□類否判断に影響のないレベルの補正⇔□意匠登録を受けようとする範囲の補正

□色彩あり

／

⇔

□要旨の認定に影響のないレベルの補正

色彩無しの補正

自由記載欄 ただし、図面を写真または見本に補正したり、その反対の場合は、いずれも図面または写真などのいずれかひとつに統一
して補正しなければならない

Q5-10 願書の記載について、補正可能な項目と補正が可能な時期について、記載して下さい。
意匠に係る物品補正の可否（自由記載）

補正可能な時期（自由記載）

誤記の訂正もしくは不明確な部分を明確に

デザイン登録可否決定の通知書が送達されする場合にのみ許容

る前まで＋再審査請求時には拒絶決定騰本の送達を受けた日から 30 日以内

意匠に係る物品の説明

同上

同上

意匠の説明

同上

同上

許容し得る分割（自由記載欄） ：原出願が 2 以上のデザインを含んでいなければならず、1 デザイン 1 出願主義に違反したり複数デザ
イン登録出願した場合にのみその出願の一部を分割して出願することができる

許容し得る出願変更□意匠出願 ⇔ 特許／実用新案出願□意匠出願 ⇔ 商標出願

【６，意匠の単一性のとらえ方】複数意匠一括出願制度を採用している国に質問します。
意匠の単一性について、どのようにお考えですか。以下の設問にお答え願います。
Q6-1

貴国で「一意匠」と認められるための要件はどのようなものですか「一意匠」の要件（自由記載）

根拠となる法、規則、運用ありますか（自由記載）例）一の物品の区分に相当する一つの物品に係る意匠例）意匠法第 7 条、経済産業省令別表第 1‐無審査登録の対象になる物品に関するデザインのみ複数デ‐デザイン保護法第 11 条の 2 第 2 項、デザイン保護法施行規則(知識ザイン登録出願が可能経済部令)第 9 条第 4 項および別表 4‐物品の区分上分類が同一の物品とする‐デザイン保護法第 12 条

‐2 以上の物品が組物として同時に使われる場合、当該組物の9

デザインが組物全体として統一性がある場合には、1 デザイ
ンとしてデザイン登録を受けることができる

Q6-2

一つの出願に含むことができる意匠の範囲はどのようなものですか。以下の事例について、認められるか否かを選択して下さい。
部品と完成品（例：自転車のサドルと自転車）□認められる□認められない

同一分類内の複数物品（例：イスとテーブルが同一分類内にある場合、イスとテーブル）□認められる□認められない

同一物品の類似しない複数意匠（例：イスのみの複数意匠）□認められる□認められない

同一物品の類似する複数意匠（例：イスのみの複数意匠）□認められる□認められない

複数物品を指定する一意匠□認められる□認められない

同一出願人による類似しない複数意匠□認められる□認められない

同一出願人による類似する複数意匠□認められる□認められない

Q6-3

一意匠と認められる範囲はどのようなものですか。以下の事例について、認められるか否かを選択して下さい。
一の意匠を基にした複数の実施態様（例：非包装物と包装された状態の複数の実施例）□認められる□認められない

ナイフ、フォーク及びスプーンなどのセットもの□認められる□認められない

セットものについて、出願人が自由に組み合わせて一の意匠として出願することを認めているか□認めている□認めていない

物品の一部又は全体が動くあるいは変化するもの（例：組立てるとロボットになる自動車おもちゃ）□認められる□認められない

遷移する画像（例：操作により展開する音楽再生装置の画像）□認められる□認められない

Q6-4

一意匠とは認められないケースについて、どのようなものか具体的に教えて下さい。

１．２以上の物品名を「デザインの対象となる物品」欄に併記した場合
２．２以上の物品を一つのデザインの図面に表示した場合
３．部分デザイン登録出願で一つの物品の中に物理的に分離された２以上の部分デザインが表現された場合

Q6-5

以下に示す事例では、貴国において一意匠と認められますか。また、認められない場合、その理由を記載して下さい。
【意匠に係る物品】

一組のオーディオ機器セット【意匠に係る物品の説明】本物品は、複数のオーディオ機能機器を内蔵した筐体である本体部と、本体部より出力された音
声信号を入力して音声として放音する左側及び右側の二個のスピーカーボックスにより構成されておりそれらは分離可能
である。

【斜視図】

【本体部の斜視図】【スピーカー部の斜視図】

10

□一意匠と認められる□一意匠と認められない

その理由（

）

【７，意匠権】意匠権の効力について、どのようにお考えですか。以下の設問にお答え願います。
Q7-1 意匠の開示内容と意匠権の効力の範囲について、どのようにお考えですか。当てはまるもの総てにチェックし、該当しない場合は自由記載欄をご利用下さい。

物品名が含む類似範囲□願書に記載の物品と同一の範囲□願書に記載の物品の類似物品の範囲□物品名は例示に過ぎず、形態が同一であれ□（自由記載）用途と機能が同一であれば同一物

ば他の物品にも権利は及ぶ

品、用途が同一で機能が相違すれば類似物品、用途が相違すれば非類似物品とみなす。
例外的に、非類似物品である場合にも、用途上で混用され得るものは類似物品とみることもできる(例；
箸入れと鉛筆入れ)。

図面等で開示されていない箇所について（自由記載）

色彩の有無（自由記載） 色彩は模様を構成しない限り、類否判断の要素として考慮しない

実施態様のみに類似する侵害品（自由記載）

図等に表された意匠の範囲

Q7-2□図等と同一の範囲□図等の類似の範囲まで及ぶ

意匠の開示内容について、権利行使における制限事項はありますか。

‐登録デザインの保護範囲は、デザイン登録出願書の記載事項およびその出願書に添付した図面・写真または見本並びに図面に記載されたデザインの説明に表現されたデザインにより定められる(デザイン保護法第 43 条)。
‐最近、特許法院は、参考図に示されたデザインの形態も出願対象デザインの形態であると明示されている等の特別な事情がない限
り、参考図に示された図面は原則的に基本図面などに示されたデザインの形態を補充するものとみるべきで、新たな出願対象デザ
インの形態を示したものとみるべきではないと判示し、参考図に示されたデザインの形態の権利行使を制限する趣旨の判決をしたところがある(特許法院 2009 年 6 月 5 日付言渡し 2009 ホ 1736 判決)。

Q7-3

意匠の開示内容に関わる無効事由にはどのようなものがありますか。

デザインの表現が具体的でないデザインは、工業上利用することができないデザインとして扱われ、デザイン保護法第 5 条第 1 項本文の無効事由に該当する。

【８，その他】
Q8-1

ヘーグ協定ジュネーブアクトでは提出可能な図面を 6 図以内としているが、貴国では意匠の開示として十分と考えますか。
□十分である

Q8-2

貴国の裁判例で、6 図では意匠の開示上不十分とされた例はありますか。

□そのような裁判例はない

Q8-3
□不要

□不足している□裁判例がある（具体的に）貴国では、パリ条約による優先権の証明書の提出が必要ですか。
□必要

どのようなときに→（自由記載 : 出願日から 3 ヶ月以内

）

11

Q8-4

貴国では、パリ条約による優先権等の主張を伴う出願に際し、貴国への出願図面等と優先権の証明書

類の図面等に差異がある場合、どのような対応をしますか。
□認める

□認めない

□その他（

）

[情報収集依頼]
9-1

貴国における、意匠の表現を争点とした審決あるいは判決がありましたらお教えください。多数ある場合は著名な判決等３件程度お教えください。
デザインの表現が具体的でないデザインは図面やデザインの説明などの補正によってその拒絶理由を解消したり、または補正が認められず拒絶決定されることで大部分審査段階で登録の可否が決定されることが多いため、デザインの表現を争点とする審決例や判例は多くありませんが、ご参考までに以下の審決例をご紹介します。

意匠登録無効審判において、特許審判院は「本件意匠はその正面図と背面図のバーコード表示状態からみて側面図はその表示がなく図面が互いに一致しないものであるためその意匠が具体的ではないと認められ、意匠法第 5 条第 1 項本文規定の工業上利用可能性がない意匠に該当してその登録が無効にならなければならない」と判断したところがあります(特許審判院 1998 年 10 月 30 日付 1997 当1104 審決)。

9-2

貴国における法令、規則、基準、ガイドラインおよび、貴国の意匠制度における意匠の表現に関して特に参考となるＷｅｂ情報のＵＲＬ、文献名及びそれらの該当箇所の要約、著作者名をお教えください。著作権が関わる場合は別途ご相談をさせていただきます。
参考(1) デザイン保護法 [施行 2012.3.15] [法律第 11111 号、2011.12.2、一部改正](http://www.law.go.kr/LSW/lsSc.do?mouseY=0&menuId=0&p1=&subMenu=1&searchChk=2&lawSearchName=LicLs%2C0&query=%EB%94%
94%EC%9E%90%EC%9D%B8%EB%B3%B4%ED%98%B8%EB%B2%95#liBgcolor0)(2) デザイン保護法施行令 [施行 2012.1.17] [大統領令第 23519 号、2012.1.17、一部改正](http://www.law.go.kr/LSW/lsSc.do?mouseY=0&menuId=0&p1=&subMenu=1&searchChk=2&lawSearchName=LicLs%2C0&query=%EB%94%
94%EC%9E%90%EC%9D%B8%EB%B3%B4%ED%98%B8%EB%B2%95#liBgcolor1)(3) デザイン保護法施行規則 [施行 2012.1.1] [知識経済部令第 228 号、2011.12.23、一部改正](http://www.law.go.kr/LSW/lsSc.do?mouseY=0&menuId=0&p1=&subMenu=1&searchChk=2&lawSearchName=LicLs%2C0&query=%EB%94%
94%EC%9E%90%EC%9D%B8%EB%B3%B4%ED%98%B8%EB%B2%95#liBgcolor2)(4) デザイン審査基準 [改正 2011.12.30、特許庁例規第 64 号](http://www.law.go.kr/admRulLsInfoP.do?admRulSeq=2000000017989)

12

(5) 出願方式審査指針書 [2011.12 発行、発行元(著作者)：大韓民国特許庁](http://www.kipo.go.kr/kpo/user.tdf?a=user.ip_info.others.BoardApp&board_id=others&cp=1&pg=1&npp=10&catmenu=m02_03_07&sdate=&edate=&searchKey=1&searchVal=방식심사&bunryu=&st=&c=1003&seq=11166&gubun=)

Q2-2 デザイン審査基準 関連条項
デザイン審査基準第 2 条第 2 項
１．デザインの物品性：デザイン保護法上、「物品」とは独立性のある具体的な物品であって有体動産を原則とする。従って、次に該当するものはデザイン登録の対象とならないが、「ニ」目及び「ホ」目の場合には部分デザインとして出願しデザイン登録を受けることができる
イ．不動産。ただし、不動産でも多量生産されることができ運搬が可能な場合には例外とする
・物品性が認められない場合(例)現場施工を通して建築される不動産（大法院 2007 フ 4311）（汗蒸幕）
・物品性が認められる場合(例)バンガロー、公衆電話ボックス、移動販売台、詰め所、乗車台、移動トイレ、組立家屋等
ロ．一定の形体がないもの(例)気体、液体、電気、光、熱及び音響等
ハ．粉状物又は粉状物の集合からなるもの(例)セメント、砂糖等
ニ．合成物の構成各片。ただし、組立玩具の構成各片のように独立取引の対象となっているものはデザイン登録の対象となる
ホ．独立して取引対象となり得ない物品の部分(例)靴下のかかとの模様、瓶の口等
ヘ．物品自体の形態ではないもの(例)ハンカチ又はタオルを折ってなる花の形のように商業的過程で作られるデザインであって、その物品自体の形態とみなすことがで
きないもの
（中略）
３．デザインの視覚性：「視覚を通して」とは、肉眼で識別できることをいう。従って、次に該当するものはデザイン登録の対象とならない
イ．視覚以外の感覚を主として把握されるもの
ロ．粉状物又は粉状物の 1 単位
ハ．外部から見ることができないところ。即ち、分解したり破壊しなければ見ることができないところ。ただし、蓋を閉けるような構造からなるものはその内部もデザインの対象となる
ニ．ルーペなどにより拡大しなければ物品の形状などが把握されないもの。ただし、デザインに関する物品の取引でルーペなどにより物品の形状などを拡大して観察することが一般的である場合には、視覚性があるとみなす。
(例)視覚性があるとみなす場合(デザインの説明)
１．材質は金属材および合成樹脂である
２．平面図において一辺の長さは 0.4mm である(発光ダイオード)

13

Q3-4 デザイン保護法施行規則関連事項[別紙第 4 号書式] 立体デザイン図面[別紙第 5 号書式] 平面デザイン図面

Q3-4 デザイン審査基準 関連条項
デザイン審査基準第 3 条第 3 号(デザインの表現が具体的でなく工業上利用できないデザイン)
ト．図形のうち不必要な記載事項（デザインを構成しない線・符号又は文字等）を表示したもの。ただし、合理的に解釈した結果そのデザインの要旨把握が可能な場合、および図面(3D モデリング図面を含む)に陰影を表現するために模様と混同されない範囲で細線、点または濃淡を制限的に用いる場合には、この限りでない。
チ．立体的な物品を表現する図面が次に該当する場合。ただし、(4)～(7)の規定は図面を斜視図と正投象図法による六面図で提出した場合に適用する。
(7)六面図のうち一部がない場合。次の場合には、一部図面を省略することができる。この場合には、図面の名称の下段に省略理由を記載しなければならない。
(イ)正面図及び背面図が同一又は対称である場合にはその背面図(ロ)左側面図及び右側面図が同一又は対称である場合には一方の側面図(ハ)平面図及び底面図が同一又は対称である場合にはその底面図(ニ)上の(イ)、(ロ)、(ハ)以外に六面図のなかに同じ図面が複数ある場合には、同じ図面のうちひとつを除いた残りの図面(ホ)大型の機械(自動車、船舶等を含む)等で、設置又は定置されており常時底面を見ることができない場合にはその底面図(ヘ)画像デザインを出願する場合には、正面図を除いた背面図、左側面図、右側面図、平面図、底面図
リ．平面的な物品を表現する図面が次に該当する場合(次の規定は図面を表面図と裏面図で提出した場合に適用する)(2)二面図(表面図及び裏面図)のうち一部がない場合。ただし、表面図及び裏面図が同一又は対称(垂直線を軸に対称の場合に限る)
であるか、又は裏面図が無模様の場合には裏面図を省略することができ、省略する図面の名称の下段に省略理由を記載しなければならない。

Q5-9, 5-10 デザイン保護法関連条項
デザイン保護法第 18 条
①デザイン登録出願人は、最初のデザイン登録出願の要旨を変更しない範囲内において、デザイン登録出願書の記載事項、デザイン
登録出願書に添付した図面及び図面の記載事項並びに写真又は見本を補正することができる。
②デザイン登録出願人は、類似デザイン登録出願を単独のデザイン登録出願に、単独のデザイン登録出願を類似デザイン登録出願に変更する補正をすることができる。
④デザイン登録出願人は、デザイン無審査登録出願をデザイン審査登録出願に、デザイン審査登録出願をデザイン無審査登録出願に変更する補正をすることができる。
⑤デザイン登録出願人は、第 1 項乃至第 4 項の規定による補正を第 28 条によるデザイン登録決定又は第 26 条によるデザイン登録の拒絶決定に該当する決定(以下「デザイン登録可否決定」という)の通知書が送達されるまですることができる。ただし、第 27 条の 2 に基づく再審査を請求する場合には、再審査を請求するときに補正することができる。

14

台湾アンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law

￭ Yes

□ No

Formality examination regulations

Design examination guidelines

￭ Yes

￭ Yes

□ No

□ No

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes (no. of persons in charge:

￭ No

)

design applications and examines design applications in terms of public orderand morality□ Yes (no. of persons in charge: )Special department that assigns and confirms classifications￭ No

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for some design applications)￭ Yes (for all applications)□ No

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

￭ Yes (no. of persons in charge:

about 14 persons)□ No

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
￭

Design gazette of your

￭ Design gazette of other countries

country(→ Which countries/regions?

□ Patent gazette, etc.

￭ Publicly known materials (￭ magazines/catalogs ￭ internet □ other (Japan, U.S.A., China, Korea, Europe)))

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system□ Available￭ Not available (available starting from January 1, 2013, the date when

Accelerated examination system□ Available￭ Not available

the new Patent Act becomes effective)
Related design system￭ Available□ Not available

Exception to lack of novelty￭ Available□ Not available

1One application for multiple designs system

Reduction and exemption system for various fees

￭ Not available□ Available￭ Available□ Not available

System for converting a patent application to a design application andvice versa￭ Available *□ Not available* An invention and utility model application maybe converted to a design application, a design application maybe
converted to a utility model application and a utility model application maybe converted to an invention application.
However, a design application may not be directly converted to an invention application.

[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye. "The term "design" shall refer to any creation made in respect of the shape, pattern, color, or combination thereof of an article through eye
appeal.
The term "associated design" as used herein refers to a creation made by the same person, which is originated from and similar to his/her
original design. (Article 109, prevailing Taiwan Patent Act)

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
□ Tangible objects (including real property)￭ Tangible objects (not including real

□ Three-dimensional (3D) images

property)￭ Microscopic designs (those not visible to□ Holograms□ Buildings

the naked eye)
□ Motion designs□ Lighting (fireworks, illuminations, etc.)□ Graphic symbols□ Indoor displays and layouts of stores, etc.

￭ Packaging□ Icons□ Images (with specification of the articles□ Images alone (without specification of the￭ Design drawings

on which the images are displayed)

articles on which the images are displayed)￭ Textile designs (with specification of the□ Textile designs alone (without specification

articles as textiles)of the articles in which the design is used)￭ Other ( Icons, Graphic User Interface
will be the subject of design patent
protection starting from January 1, 2013 )[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
￭Paper□ Electronic recording media□ E-mail￭ Internet□ Other ()

document2

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
￭ Drawings￭ Photographs□ Specimens□ Other ()

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings
Size of drawings (size of each

Details of the provisions￭ Up to7□ No provisions

drawings per design￭ No provisions□ (Free description)

drawing)e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
permitted only for oblique-perspective drawings).
￭ (Free description)
Drawing methods

Drawings shall be made in engineering drawing method and shall be clearly□ No provisions

illustrated by ink drawings, photographs or computer printouts …, (Article
33, Paragraph 3 of prevailing Enforcement Rule of the Patent Act).
Axonometricdrawing,

oblique

projection,

perspective

projection,orthographic drawing, etc. are also acceptable, (pages 17-22 of “Manuel for
preparing the description and drawings of design patent specification”).
￭ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")
Notation in drawings□ No provisions□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other ()

3

￭ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted￭ For a three-dimensional subject, if two drawings are identical or□ No provisions

Omission of drawings
symmetrical, either may be omitted□ Other (free description)()□ Not permitted￭ Development view, cross-section view, magnified view, perspective view,
Addition of drawings other than

□ No provisions

image view, etc.
necessary drawings□ Other (free description)()□ Not permitted￭ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides□ No provisions

explanations□ Other (free description)()□ Different lines are used to express transparent parts□ Different lines are used to express materials）

Specifically → (Free description:[Please answer the following if your country has a partial design system]
Styles of lines￭ No provisions□ Different lines are used to distinguish a part for which an applicant
requests design registration from other parts□ Other (free description)()

￭ Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted￭ Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color￭ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
Expression of shading, etc.

(What are the restrictions? →Description of materials other than

￭ No provisions□ Permitted with certain restrictions￭ The background may be included – in the reference drawings)□ No provisions

4the subject design￭ Mannequins and models (persons), etc. may be included – in the reference□ No provisions

drawings￭ Incoming lines and explanations described in drawings are permitted – in

□ No provisions

the reference drawings￭ Other material that may be included (free description) – in the reference
drawings

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions
Number. of photographs
Size of photographs (size of each

Details of the provisions￭ Up to7□ No provisions

photographs per design￭ No provisions□ (Free description)

photograph)￭ (Free description)
Drawings shall be made in engineering drawing method and shall□ No provisions

be clearly illustrated by ink drawings, photographs or computer

Sharpness

printouts …, (Article 33, Paragraph 3 of prevailing Enforcement
Rule of the Patent Act).
￭ Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted￭ Color photographs are permitted / □ Color photographs are not
Existence and expression of color□ No provisions

permitted[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs□ No provisions￭ The background may be included – in the reference drawings
Description of materials other than the￭ Mannequins and models (persons), etc. may be included – in the□ No provisions

reference drawings
subject design￭ Incoming lines and explanations described in drawings are□ No provisions

permitted – in the reference drawings

In the case of expression by specimens□ Expression by specimens is not permitted. Reasons (Provisions)
Details of the provisions□ Not permitted
Mannequins and other accessories□ Permitted with certain restrictions(What are the restrictions? →□ No provisions)

5

In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Moving images are□ Only still images are permitted

also permitted
Number of images□ Up to□ JPEG

Permitted image formats
Image data amount (size)□ No provisions

images per design
□ BMP

□ GIF

□ No provisions□ Other ()□ Up to□ No provisions□ Black-and-white images are permitted / □ Black-and-white images
are not permitted□ Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images
Existence and expression of color□ No provisions(via a written statement in an application, etc.)[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.

Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design￭ Necessary□ Voluntary□ No such item.

Explanation of the article￭ Necessary□ Voluntary□ No such item.

Explanation of the design￭ Necessary□ Voluntary□ No such item.

□ Necessary□ Voluntary□ No such item.

If your country has a partial design system, indication of partial
design ** The partial design system will be available starting from January 1, 2013, the date when the new Patent Act becomes effective, yet detailsof practice is still unknown.

6Q4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.

There is no express stipulation how the article to the design should be indicated.
Classification for Industrial Designs) of the design is made by the examiners.

The classification (Taiwan adopts the International

Article 32, prevailing Enforcement Rules of Taiwan Patent

Act, provided that:“The title of the article for the design shall clearly designate the article to which the design applied, no irrelevant words shall be appended;
if the subject matter is a component, a statement of the article in which assembly incorporated shall be included.
The description shall indicate the designed use of the article and the characteristics of the design. In case the appearance of the article
shown in the drawings will change based on different materials used, the adjustment of function, or change of state of use, a concise
description shall be provided.
Drawings disclosed in a design shall be annotated with titles for each figure. If there is any omission due to the identity o r symmetry of
figures or any other causes, it shall be clearly annotated in the description of figures in drawings.”

Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ( Y )/(2) ( Y )Method of operation: (1) ( Y )/(2)Material: (1) ( Y )/(2) ( Y )Size: (1) ( Y )/(2) ( Y )(Y)Colored/transparent

parts:( Y )/(2) ( Y )(1)Continuity of apattern:(1)

Features of the design: (1) ( Y )/(2) ( Y )( Y )/(2) ( Y )Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.
The partial design system will be available starting from January 1, 2013, the date when the new Patent Act becomes effective, yet detailsof practice is still unknown.

[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to the7specification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?

The documents required to be filed with Taiwan Intellectual Property Office (TIPO, the Patent Office) to obtain the filing date is stipulated
under Article 116, Paragraph 3, prevailing Taiwan Patent Act that:“For an application for a design patent, the date on which the written application and the accompanied specification and drawings are
submitted shall be the filing date of the patent application.”

The required contents of the specification and drawings are stipulated under Article 117, prevailing Taiwan Patent Act that:“The specification and drawings as required in the preceding Paragraph shall contain the title of the article embodying the design, thedescription of the creation, the drawings or figures and the description thereof.
The descriptions and drawings shall provide sufficiently clear and complete disclosure so as to enable the ordinarily skilled persons in therelevant art to understand the contents of, and to practice said design.
The manner to disclose the specification and drawings of a design shall be prescribed in the Enforcement Rules of the Patent Act.”The details of the disclosure of specification and drawings are provided under Articles 30-33, prevailing Enforcement Rules of Taiwan
Patent Act, and the “Manuel for preparing the description and drawings of the design patent specification.”

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design￭ International Classification□ Other country's classification (nameclassification

for Industrial Designsof the country:

Q5-3 Who assigns classifications?

□ Applicant□ Other ())

￭ Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articleswithclassification are similar

the

same

□ The scope of the similarity of articles is￭ Other (free description)

decided for each classification

The same articles refer to articles having same
usage and same function.

The similar articles

refer to articles having same usage with different
function, or having similar usage.
The sameness or similarity of articles, particularly
articles having similar usage, should be decided byreferring to marketing/sale of the merchandise or
the actual uses, and may refer to the “International

8

Classification for Industrial Designs.”(page 3-3-6, Patent Examination

Guidelines,

Published 2005)

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements in refusal

similarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (The examiner in charge of substantive (Sending an office action to request theSpecifying the form

examination makes a comprehensive determination based on

applicantstatements in an application and drawings.)

supplement.)

to

make

a

responseorRegarding

Example: An examiner in charge of formality Example: Dismissal for failure to comply

drawing

examination makes a determination based on with formalities and dismissal of themethods

implementation regulations

application

Free description

Free description(The

examinerinchargeofsubstantive (Sending an office action to request theexamination makes a determination based on applicant

to

make

a

responseor

implementation regulations and examination supplement.)
guidelines.)
Clarity of

Example: An examiner in charge of substantive Example: Sending a notice of reasons forthe design

examination makes a determination based on refusal
design law, etc.*

Free description

Free description(Sending an office action to request the(The

examinerinchargeofsubstantive applicant

to

make

a

responseorexamination makes a determination based on supplement.)
patent law, implementation regulations andexamination guidelines.)* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theNot postponed9amendment is not permitted

effect that the design cannot be specified

Free description (Sending another office

□

￭ Not

action, or a formal decision rejecting the

Postponed

postponed

□

□ Not

Postponed

postponed

Free description (Sending an office action to request theapplicant to make a response or supplement.)
application.)
Free description ()

Free description ()

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration￭ Explanation of function/operation￭ Necessary at the time of□ Necessary at the time offilingregistration￭ Necessary at the time of□ Necessary at the time offilingregistration￭ Necessary at the time of□ Necessary at the time offilingregistration￭ Size and color￭ Method of omitting drawings

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view]

部機構を省略した[Leftside central 左側面
longitudinal end[Reference perspective view with

図中央縦端面図】
view;
internal

the grip part in the down position]

omitted]mechanismis[Reference perspective view with thegrip part in the up position]

10

Description of the reasons why a design would not be found in your country, if applicable.
The partial design system will be available starting from January 1, 2013, the date when the new Patent Act becomes effective;
currently only solid lines can be used in the drawing, but not dotted lines.

Q5-9 If amendment/division/conversionof an application ispermitted, please

describe thescope ofamendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

￭ Addition of a perspective view / □ Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design￭□ Addition of a new matter (change of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa￭ Amendment that does not affect the finding of the gist of□ Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

Free description:

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design

No-

Explanation of the article to the design

Yes

During examination stage

Explanation of the design

Yes

During examination stage11

Permissible division (free description): Yes, divisional application could be filed during examination stage if one design (parent)
application contains two or more embodiments.

Permissible conversion of an￭ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa *application and vice versa* An invention and utility model application maybe converted to a design application, a design application maybe
converted to a utility model application and a utility model application maybe converted to an invention application.
However, a design application may not be directly converted to an invention application.

* [6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
* Taiwan does not allow one application for multiple designs system.

Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
A part and a finished product (e.g. a bicycle saddle and a bicycle)□ Can be included□ Cannot be
includedMultiple articles within the same classification (e.g. if chairs and tables fall under the same

□ Can be included

classification, a chair and a table)
Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Cannot be
included□ Can be included□ Cannot be
includedMultiple similar designs for the same article (e.g. multiple chair designs)□ Can be included□ Cannot be
included

A single design designating multiple articles□ Can be included□ Cannot be
includedMultiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
includedMultiple similar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged□ Recognized□ Not recognized

12

working examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognizedcombination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view][Perspective view of the body part]□ Recognized to be a single design[Perspective view of the speaker part]□ Not recognized to be a single design
Reasons ()[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.

Scope

of

the

similarity□ The scope is limited to that of the article stated￭ The scope extends to articles similar to the article

in the application

stated in the application

13

included in the name of an□ The name of the article is a mere example, andarticlethe design right extends to other articles with the□ (Free description)same form(Free description)
The scope of the design patent right shall be determined based on the drawings of theParts that are not disclosed in drawings, etc.

patented design. When interpreting the scope of claim, the descriptions of the design
patent made in the specification of the creation may be used as reference. (Article
123, Paragraph 2, prevailing Taiwan Patent Act)
(Free description)
Although color may be claimed in design patent applications, yet most of theapplicants prefer not to claim color.

Color or monochrome

Also, to the extent that the color claimed in adesign could be found in a design infringement, it is not clearly explained in the Main
Points on Patent Infringement Verification.
(Free description)
Infringing goods that are similar to products subject

Not only identical, but also similar products may be judged as infringing a design

to a design right only in terms of embodimentpatent; details are stipulated in pages 47-63 of the Patent Infringement Verification
Guidelines.

Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

￭ The scope extends to similar views, etc.

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
The content of disclosure of a design may be restrictions in terms of the enforcement of right, as clearly stipulated under Article 123,
Paragraph 2, prevailing Taiwan Patent Act that: “The scope of the design patent right shall be determined based on the drawings of thepatented design. When interpreting the scope of claim, the descriptions of the design patent made in the specification of the creation may
be used as reference.”

Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
The grounds for invalidation in relation to the content of a disclosure of a design is “The descriptions and drawings shall provide
sufficiently clear and complete disclosure so as to enable the ordinarily skilled persons in the relevant art to understand the contents of,and to practice said design,” as stipulated under Article 117, Paragraph 2, prevailing Taiwan Patent Act.

Also, per Article 128, prevailing Taiwan Patent Act, it is provided:“Under any of the following circumstances, a design patent right shall be revoked and the patent certificate shall be recalled within a given
time limit by the Patent Authority, upon the institution of an invalidation action or ex officio and if a recall fails, a public notice forrevocation of the patent certificate at issue shall be published:1.

If the design is in violation of the provisions of … Article 117 … of this Act; ….”

14[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
￭ Sufficient□ InsufficientQ8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
□ Yes

￭ No

(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

￭ Yes
In what situation? → (Free description:

The applicant shall, within four (4) months from the filing date,submit the documents issued by the government of the foreign country or member region of the WTO
declared in the preceding Paragraph evidencing the acceptance of said foreign application. (Paragraph 2,
Article 28, prevailing Taiwan Patent Act))

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted□ Not accepted￭ OtherIf the drawings attached to the Taiwan design application, when compared with the drawings in
the priority certificate, produces no different visual effects, and can be directly obtained from thepersons having ordinary skill in the art based on the drawings and its description in the priority
certificate, it is considered that the designs are “identical design” and the priority claims may be
accepted. (page 3-3-6, Patent Examination Guidelines, Published 2005)[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

There are many trial decisions and judgments regarding design patent infringements and invalidation trials on design
patent; however, no trial decisions or judgments with regard to the expression of a design were found.
Attached is a Japanese translation of a recent IP Court judgment on design infringement.

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
15and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.
Patent Act (Chinese) amended and promulgated on August 25, 2010 (prevailing Patent Act) (現行專利法，中國語)
http://www.tipo.gov.tw/ch/Download_DownloadPage.aspx?path=1616&Language=1&UID=13&ClsID=14&ClsTwoID=
15&ClsThreeID=28
Enforcement Rules of Patent Act (Chinese) amended and announced on November 16, 2010 (prevailing Enforcement
Rules) (現行專利法施行細則，中國語)
http://www.tipo.gov.tw/ch/Download_DownloadPage.aspx?path=1616&Language=1&UID=13&ClsID=14&ClsTwoID=
15&ClsThreeID=28
Enforcement Rules of Patent Act (English translation) amended and announced on November 16, 2010 (prevailing
Enforcement Rules) (現行專利法施行細則，英語)
http://www.tipo.gov.tw/en/AllInOne_Show.aspx?path=2531&guid=98c50f60-3afd-46ec-9a13-14289d2ba135&lang=enus
Patent Act (Chinese) amended and promulgated on December 21, 2011, which will take effect on January 1, 2013 (newPatent Act 2011) (2013/01/01 施行預定專利法，中國語)
http://www.tipo.gov.tw/en/AllInOne_Show.aspx?path=2531&guid=98c50f60-3afd-46ec-9a13-14289d2ba135&lang=enus
Patent Act (English translation, Patent Act 2011) (2013/01/01 施行預定專利法，英語)
http://www.tipo.gov.tw/en/AllInOne_Show.aspx?path=2531&guid=98c50f60-3afd-46ec-9a13-14289d2ba13
5&lang=en-us
Enforcement Rules of Patent Act (Chinese, Patent Act 2011) (2013/01/01 施行預定專利法施行細則，中國語)
http://www.tipo.gov.tw/ch/AllInOne_Show.aspx?path=4304&guid=f102eb34-f966-41f5-ae7d-7d159e6683de&lang=zh-tw
Patent Examination Guidelines (Chinese) (專利審查基準，中國語)
http://www.tipo.gov.tw/ch/Download_DownloadPage.aspx?path=1627&Language=1&UID=21&ClsID=42&ClsTwoID=
91&ClsThreeID=0
Manuel for preparing the description and drawings of the design patent specification (新式樣專利圖說圖面說明及圖面
製作須知，中國語)
http://www.tipo.gov.tw/ch/AllInOne_Show.aspx?path=3817&guid=86c583f3-e876-4b84-ad13-e3c66a8e504c&lang=zh-tw
16

Main Points on Patent Infringement Verification (Chinese) (專利侵害鑑定要點，中國語)
http://www.tipo.gov.tw/ch/AllInOne_Show.aspx?path=819&guid=af253442-f923-4ee3-9606-a2f8e691806d&lang=zh-tw

17

香港アンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law√ Yes

Formality examination regulations□ No

Design examination guidelines

√ No

□ Yes

√ No

□ Yes

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes (no. of persons in charge:

√ No

)

design applications and examines design applications in terms of public orderand morality
Special department that assigns and confirms classifications√ No□ Yes (no. of persons in charge: )Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for all applications)√ No□ Yes (for some design applications)Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

□ Yes (no. of persons in charge:

)

√ No

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

□ Patent gazette, etc.

□ Publicly known materials (□ magazines/catalogs □ internet □ other (

N/A

)
))

Q1-6 Please let us know the situation in your country with regard to the following.

.

Partial design system√ Available□ Not available

Related design system√ Available□ Not available

Accelerated examination system□ Available√ Not available

Exception to lack of novelty□ Available√ Not available
1One application for multiple designs system

Reduction and exemption system for various fees

√ Available√ Available□ Not available□ Not available

System for converting a patent application to a design application andvice versa□ Available√ Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."Features of shape, configuration, pattern or ornament applied to an article by any industrial process, being features
which in the finished article appeal to and are judged by the eye.

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
□ Tangible objects (including real property)□ Tangible objects (not including realInsufficient precedent

property)

Insufficient precedent□ Buildings

If in “kit” form

□ Microscopic designs (those not visible tothe naked eye)√ Three-dimensional (3D) images□ Holograms

Insufficient precedent□ Motion designs□ Lighting (fireworks, illuminations, etc.)√ Graphic symbols□ Indoor displays and layouts of stores, etc.

√ Packaging√ Icons√ Images (with specification of the articles□ Images alone (without specification of the□ Design drawings

on which the images are displayed)

articles on which the images are displayed)√ Textile designs (with specification of the□ Textile designs alone (without specification

articles as textiles)of the articles in which the design is used)□ Other ()[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filingformats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
√ Paper□ Electronic recording media□ E-mail

document√ Internet□ Other ()

Electronic

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
□ Specimens√ Drawings√ Photographs□ Other ()

Except where the Registrar requires,no specimens shall be filed.

.

2

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings
Size of drawings (size of eachdrawing)

Details of the provisions□ Up to□ No provisions

drawings per design√ (Free description)□ No provisions

See Note 1 below

e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
Drawing methods

permitted only for oblique-perspective drawings).

□ No provisions√ (Free description)(See Note 1 below)√ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")
Notation in drawings

See Note 1 below□ No provisions□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other ()□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted□ For a three-dimensional subject, if two drawings are identical or
Omission of drawings□ No provisions

symmetrical, either may be omitted√ Other (free description)(See Note 1 below)□ Not permitted
Addition of drawings other thannecessary drawings□ Development view, cross-section view, magnified view, perspective view,□ No provisions

image view, etc.

.

3√ Other (free description)(See Note 1 below)□ Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides□ No provisions

explanations√ Other (free description)(See Note 1 below)□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]
Styles of lines□ Different lines are used to distinguish a part for which an applicant□ No provisions

requests design registration from other parts√ Other (free description)(See Note 1 below)□ Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted√ Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color

See Note 1 below√ Color may be specified in a way other than by drawing (via a written
statement in an application, etc.)□ No provisions

See Note 1 below[Please answer the following if your country has a partial design system]√ The part for which the applicant requests design registration may be
specified using different colors

See Note 1 below□ Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions

See Note 1 below(What are the restrictions? →□ No provisions)□ The background may be included√ No provisions

Description of materials other than

□ Mannequins and models (persons), etc. may be included√ No provisions

the subject design√ Incoming lines and explanations described in drawings are permitted□ No provisions□ Other material that may be included (free description)

Note 1: IPD Guidelines exist

In the case of expression by photographs

See Note 2 below□ Expression by photographs is not permitted. Reasons (Provisions.

)
Details of the provisions

4

Number. of photographs
Size of photographs (size of eachphotograph)
Sharpness√ Up toSee Note 2 below□ No provisions√ (Free description)

See Note 2 below□ No provisions√ (Free description)

See Note 2 below□ No provisions

photographs per design√ Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted√ Color photographs are permitted / □ Color photographs are notpermitted□ No provisions

Existence and expression of color[Please answer the following if your country has a partial design
system]√ Different colors may be applied to photographs See Note 2
below□ The background may be included
Description of materials other than the√ No provisions

See Note 2 below□ Mannequins and models (persons), etc. may be included√ No provisions

See Note 2 below

subject design√ Incoming lines and explanations described in drawings are
permitted□ No provisions

See Note 2 below

Note 2: IPD Guidelines exist

In the case of expression by specimens

N/A□ Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted

See Note 3 below
See Note 3 below

Reasons ()
Provisions

Types of images (still/moving images)
Number of images
Permitted image formats
Image data amount (size)

Details of the provisions□ Moving images are□ Only still images are permitted

See Note 3 below□ Up toSee Note 3 below□ JPEG

images per design
□ BMP

□ GIF

also permitted

See Note 3 below□ Other (□ Up toSee Note 3 below□ Black-and-white images are permitted / □ Black-and-white images.

□ No provisions)

Existence and expression of color
are not permitted□ No provisions□ No provisions□ No provisions

See Note 3 below

5□ Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images(via a written statement in an application, etc.)[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors

See Note 3 below

Note 3: No relevant local case law exists[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design√ Necessary□ Voluntary□ No such item.

Explanation of the article□ Necessary□ Voluntary√ No such item.

Explanation of the design□ Necessary□ Voluntary√ No such item.

√ Necessary□ Voluntary□ No such item.

If your country has a partial design system, indication of partial
designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.

Article means any article of manufacture and includes any part of an article if that part is made and sold.
Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ( N )/(2) ( N )Method of operation: (1) ( N )/(2)Material: (1) ( N )/(2) (N )Size: (1) ( N )/(2) (N)(N)
Colored/transparent( N )/(2) ( B )parts:(1)

Continuityofa pattern:(1)

Features of the design: (1) ( N )/(2) ( N )( N )/(2) ( N )Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe the.

6method by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.

[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
Law & Regulation
Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design√ International Classification□ Other country's classification (nameclassification

for Industrial Designsof the country:√ Applicant

Q5-3 Who assigns classifications?

□ Other ())□ Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articles

with

the

same

classification are similar□ The scope of the similarity of articles is□ Other (free description)

decided for each classification

Similarity is case law

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements in refusal

similarity of articles

an application and drawings, etc. attached to it.*Free description (Specifying the form

N/A

Free description)(Sending a notice of reasons for refusal)

Regarding

Example: An examiner in charge of formality Example: Dismissal for failure to comply

drawing

examination makes a determination based on with formalities and dismissal of themethods

implementation regulations

application

Free description

Free description(Formality for drawing compliance Locarno (Dismissal for failure to comply withclassification,

Clarity of.

formality

documents

byformalities

anddismissaloftheExaminer)

application )Example: An examiner in charge of substantive

Example: Sending a notice of reasons for7the design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description(Sending a notice of reasons for refusal)(Formality for drawing compliance Locarnoclassification,formality

documents

byExaminer)* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Free description ( N/A no substantive examination

Free description ())

Free description (Free description (Not postponed

□

□ Not

Postponed

postponed

□

□ Not

Postponed

postponed))

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

N/Afilingregistration□ Explanation of function/operation

N/A□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Size and color□ Method of omitting drawings

N/A

N/A

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.

.

YES

8

[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view]

部機構を省略した[Leftside central 左側面
longitudinal end[Reference perspective view with

図中央縦端面図】
view;
internal mechanism

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.

Q5-9

If

amendment/division/conversionofanapplication

ispermitted,

pleasedescribe

the

scope

of

amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

√ Addition of a perspective view / √ Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design.

9√ Amendment from a drawing to a photograph and vice versa / □□ Addition of a new matter (change of the gist of theAmendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa□ Amendment that does not affect the finding of the gist of□ Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested
if broadening, then no.

Free description: N/A

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design

YES

Prior to registration

Explanation of the article to the design

N/A

N/A

Explanation of the design

N/A

N/A

Permissible division (free description): N/A

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa

N/A

N/A

[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

One design for one article

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
A part and a finished product (e.g. a bicycle saddle and a bicycle)□ Can be included√ Cannot be
includedMultiple articles within the same classification (e.g. if chairs and tables fall under the sameclassification, a chair and a table).

Multiple or separate Designs□ Can be included√ Cannot be
included10

Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Can be included

includedMultiple or separate Designs
Multiple similar designs for the same article (e.g. multiple chair designs)□ Can be included

Multiple or separate Designs
A single design designating multiple articles√ Cannot be□ Can be included

Multiple or separate Designs√ Cannot be
included√ Cannot be
includedMultiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included√ Cannot be
includedMultiple or separate Designs
Multiple similar designs (the designs may be used for the same or different articles)□ Can be included√ Cannot be
includedMultiple or separate Designs

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged
working examples)

Sets, such as a set of knives, forks and spoonssee * below

For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?

√ Not recognized√ Recognized□ Not recognized□ Recognized√ Not recognized√ Recognized□ Not recognized√ Recognized□ Not recognizedNo, see * below

Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)□ RecognizedMultiple or separate Designs

If on visual display, possible.

* Set of articles means 2 or more articles of the same general character that are ordinarily on sale together or intended to be used
together, to each of which the same design, or the same design with modifications or variations not sufficient to alter the character or
substantially to affect the identity thereof.

Q6-4 Please inform us of specific cases of not being recognized to be a single design.
If not customarily sold together, can’t be “set of articles” thereafter separate or multiple Design application.
Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view].

[Perspective view of the body part][Perspective view of the speaker part]11

√ Recognized to be a single design□ Not recognized to be a single design

Single Design if attached together, orReasons ()“set of articles” as a single design.

[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
√ The scope is limited to that of the article stated
Scope

of

the

similarity in the application□ The scope extends to articles similar to the article
stated in the application

included in the name of an □ The name of the article is a mere example, and√ (Free description)

articleGenerally a relatively narrow scope.

the design right extends to other articles with thesame form

Parts that are not disclosed in drawings, etc.

(Free description)

Not covered

Color or monochrome(Free description)

Depends on “Statement of Novelty”(Free description)

Depends how similar

Infringing goods that are similar to products subject
to a design right only in terms of embodiment
Scope of a design depicted in√ The scope is the same as that of the views,

views, etc.

etc.

□ The scope extends to similar views, etc.
Depends on scope

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
No
Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
Prior disclosure, anticipation.

[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
√ Sufficient.

□ Insufficient12Q8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
√ No

□ Yes

Not to our knowledge(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

√ Yes
In what situation? → (Free description: A photocopy of the priority application)

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
√ Accepted□ Not accepted□ Other ()[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc. (see below)

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved. (see below)

Hong Kong is a common law jurisdiction and as such, case law is relied upon for judicial precedent in respect oflegal principles and interpretation.
Hong Kong is a relatively small jurisdiction and there do not exist expert Intellectual Property Judges in specificIntellectual Property. Accordingly, there does not exist a very large body of local generated case law in respect of
Design law.
Note, Hong Kong was a Commonwealth common law jurisdiction, and much of the legislation, in particular the
IP law including the Designs Ordinance, are based upon UK legislation. Furthermore, the legal principles ofinterpretation and applicable judicial guidance (although not legally binding) is that of UK case law.
As such, the principles and case law precedent of traditional UK Design law are generally directly applicable to
the Design law of Hong Kong.
Also note, in the absence of local judicial guidance, it is likely that Hong Kong courts will look for relevant legal
precedent and guidance from countries having applicable law to that of Hong Kong, those generally being
Commonwealth common law jurisdictions such as the UK, Australia, Canada, New Zealand and the like.

.

13

インドアンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law*√□ Yes□ No

Formality examination regulations * *Design examination guidelines * * *√□ Yes√□ Yes□ No□ No(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.
* India has The Design Act, 2000 with Designs Rules, 2001 which constitute design law in India.
* * Proviso to Section 5 of the Design Act, 2001 and Rule 18 of the Designs Rule, 2001 provides for examination regulation.
* * *Manual of Design Practice and Procedure published by the Office of the Controller General of Patents, Designs & Trademarks
contained in chapter IV design examination guidelines. Although these guidelines do not have any statutory force, they are adhered to by the
Applicants and officers in the Design Office.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes (no. of persons in charge:)√□ No*

design applications and examines design applications in terms of public orderand morality
Special department that assigns and confirms classifications□ Yes (no. of persons in charge: )√□ No*** No special department as such. However, an Examiner may be appointed look into the matter.
** No special department as such. However, an Examiner may be appointed look into the matter.

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
√□ Yes (for all applications)□ Yes (for some design applications)□ No

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

□ Yes (no. of persons in charge:)√□ No** No special department as such. A number of Examiners/ Assistant Controllers are entrusted to carry out substantive
Examination.
Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
1□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

√□ Patent gazette, etc.*□ Publicly known materials (□ magazines/catalogs □ internet □ other ()))* In India, scope of prior design search is conducted in the Official Journal of the Patent Office in which designs registered in India are
published on the weekly basis. Although the Designs Act, 2000 provides for novelty to be judged on the basis of publication in India andanywhere else in the world, but in India substantive Examination is done on the basis of Indian database only and not on the basis ofworldwide publications because of resource constraint. This may give rise to a ground for the cancellation of the design under the Section 19of the Act as law provides that the novelty is to be judged in reference to worldwide publication. The limited substantive examination may
not be able to cite all the relevant prior arts.

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system*□ Available√□ Not available

Related design system□ Available√□ Not available

One application for multiple designs system□ Available√□ Not available

Accelerated examination system□ Available√□ Not available

Exception to lack of novelty**√□ Available□ Not

available
Reduction and exemption system for various fees
□ Available√□ Not available

System for converting a patent application to a design application andvice versa□ Available√□ Not available* As such there is no partial design system in India. There is no statutory provision in the Design Act, 2000 or case law which
recognize partial design system in India. However, if the design is applied to a part of an article, design registration can be obtained
for the entire article with the part to which the design is applied. Further, if novelty of the design lies in a part of the design, astatement of novelty is inserted highlighting novelty of the design in that part. In such cases where novelty lies in a part of the design
and not in the whole article to which the design is applied, the inclusion of statement of novelty in the Application is desirable in theinterest of the registered proprietor of the design, for his statement of the features constituting the novelty of his design will protect
him against the contention that difference in shape or configuration in features not so specified constitute a substantial change fromhis design. Thus, in such cases statement of novelty serves the goal of some protection of the partial design system in India.

** The Designs Act, 2000 provides for certain situation wherein publication or use of the design does not result in novelty being destroyed.
These are following:
1.

Section 6(3) of the Act which provides for situation where the same design is sought to be registered in respect of articles different
from the articles in the same class in respect of which it has already been registered by the same proprietor. In such situation, later
application is only pre-dated without novelty being destroyed.

2.

Section 16 of the Act which provides that publication or use of design by someone in breach of good faith does not result innovelty being destroyed.

3.

Section 21 of the Act provides for display of the design or any article to which the design is applied in any industrial exhibition
with the prior notice of such exhibition to the Examiner does not result in novelty being destroyed .

2

4.

Section 44 provides that in case of convention application publication or use during the 6 months grace period from the priority
date does not result in novelty being destroyed.

[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.

Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."

Section 2(d) “design” means only the features of shape, configuration, pattern, ornament or composition of lines or colours
applied to any article whether in two dimensional or three dimensional or in both forms, by any industrial process or means,
whether manual, mechanical or chemical, separate or combined, which in the finished article appeal to and are judged solely
by the eye; but does not include any mode or principle of construction or anything which is in substance a mere mechanicaldevice, and does not include any trade mark as defined in clause (v) of sub-section (1) of section 2 of the Trade andMerchandise Marks Act, 1958 or property mark as defined in section 479 of the Indian Penal Code or any artistic work as
defined in clause (c) of section 2 of the Copyright Act, 1957.

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
√□ Tangible objects (including real√□ Tangible objects (not including real√□ Three-dimensional (3D) images

property)

property)

Design Law Protection Available

Design Law Protection Available

Design Law Protection Available□ Microscopic designs (those not visible tothe naked eye)√□ Buildings*□ Holograms
Design Law Protection Not Available

Design Law Protection Available
Design Law Protection Not Available□ Motion designs□ Lighting (fireworks, illuminations, etc.)□ Graphic symbols

Design Law Protection Not Available

Design Law Protection Not Available

Design Law Protection Not Available□ Indoor displays and layouts of stores, etc.
**√□ Packaging□ Icons
Design Law Protection Not Available

Design Law Protection Available□ Images alone (without specification of the□ Design drawings

articles on which the images are displayed)***Design Law Protection Not Available√□ Textile designs (with specification of the□ Textile designs alone (without specification□ Other (articles as textiles)of the articles in which the design is used)

Design Law Protection Available

Design Law Protection Not Available□ Images (with specification of the articles
on which the images are displayed) ***)* In this connection, there is difference in what the Designs Act, 2000 says and what the Manual of Design Practice and Procedure states. In
the Act, in class 25 of IIIrd schedule of the Act, it Building is specifically mentioned as one of the article to which design can applied.

3However, Manual of Design Practice and Procedure excludes Buildings from the purview of the registrability. As per our understanding,
Building design are registrable as it satisfies all the requirement of the definition of the design under Section 2(d) of the Act.
** Indoor displays and layouts of stores design are registrable if it satisfies all the requirement of the definition of the design under Section
2(d) of the Act. Clear answer is possible only when a particular indoor display or layout of store is in front of us*** This is a grey area. Images without specification of article are not allowed as no view of the article is possible which is a requirement of
the Indian Designs Act. Further, in Images with the specification of article, there is 50% chance of success in getting registration. Morespecific answer can be given if you provide us particular image for which design registration is required.

[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
√□Paper□ Electronic recording media□ E-mail□ Internet□ Other ()

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
√□ Drawings√□ Photographs√□ Specimens√□ Other (Tracing)Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
The First Schedule of The Design Act, 2000
Fee is paid either in cash or by cheque

In all cases

provides for fees for different proceedings
under the Act.

Reduction/exemption system

In what cases

Details of the fees

□ In relation to the number of applicationsor the number of designs

Not Applicable

Not Applicable(Not Applicable)□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings

Details of the provisions√□ Up to 8 drawings per design.

√□ No provisions
4

Size of drawings (size of each

There is no provision for the size of the drawings. However, the drawings

drawing)should be such that details are clearly visible.

√□ No provisions

e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
permitted only for oblique-perspective drawings).
□ No provisions

Drawing methods√□ (Free description)(Perspective view, front view, and side view etc. are listed in Rule 14(3) ofthe Design Rules, 2003)□ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")√□ Other (Only indication of the direction e.g. "perspective view, front view
Notation in drawingsetc." are allowed. But where words, letters or numerals are not of the essence□ No provisionsof the design they shall be removed from the representations or specimens;
where they are of the essence of the design, the Examiner may require theinsertion of a disclaimer of any right to exclusive use Rule 14(6) of the
Design Rules, 2001)√□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted
Omission of drawings√□ For a three-dimensional subject, if two drawings are identical or√□ No provisions

symmetrical, either may be omitted□ Other (free description)()√□ Not permitted□ Development view, cross-section view, magnified view, perspective view,
Addition of drawings other than

image view, etc.

necessary drawings√□ Other (free description)□ No provisions(Magnified view may be required to be submitted. But perspective view isessential Rule 14(3) of the Design Rules, 2001)√□ Not permitted□ Permitted where necessary to help the Examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides□ No provisions

explanations□ Other (free description)(□ Different lines are used to express transparent parts
Styles of lines□ Different lines are used to express materials)□ No provisions

5

Specifically → (Free description: Dotted lines may be used in
representation to indicate those elements of the article for which noprotection is sought. Dotted lines identify elements which are not part ofthe claimed design. However, the Examiner generally objects to dottedlines at the time of the issuance of the Examination Report and ask forremoval of the dotted lines from the drawings. Therefore, there exist an
ambiguity, but as a matter of practice dotted lines are not allowed.
Features of the design for which protection is sought must be shown insolid lines in the drawings）[Please answer the following if your country has a partial design system]**□ Different lines are used to distinguish a part for which an applicant
requests design registration from other parts□ Other (free description)()√□ Drawings consisting solely of lines are permitted / □ Drawings
consisting solely of lines are not permitted√□ Drawings which include color are permitted / □ Drawings which include
color are not permitted□ Color may be specified in a way other than by drawing (via a written
Existence and expression of color
statement in an application, etc.)√□ No provisions[Please answer the following if your country has a partial design system]**□ The part for which the applicant requests design registration may be
specified using different colors√□ Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions(What are the restrictions? →Description of materials other than
the subject design***□ No provisions)□ The background may be included□ No provisions□ Mannequins and models (persons), etc. may be included□ No provisions□ Incoming lines and explanations described in drawings are permitted□ No provisions□ Other material that may be included (free description)* However, the Examiners are satisfied with sufficient number of drawings even if they are not 8 in numbers.

** As such there is no partial design system in India. There is no statutory provision in the Design Act, 2000 or case law which
recognize partial design system in India. However, if the design is applied to a part of an article, design registration can be obtained
for the entire article with the part to which the design is applied. Further, if novelty of the design lies in a part of the design, astatement of novelty is inserted highlighting novelty of the design in that part. In such cases where novelty lies in a part of the design
and not in the whole article to which the design is applied, the inclusion of statement of novelty in the Application is desirable in theinterest of the registered proprietor of the design, for his statement of the features constituting the novelty of his design will protect

6him against the contention that difference in shape or configuration in features not so specified constitute a substantial change fromhis design. Thus, in such cases statement of novelty serves the goal of some protection of the partial design system in India.
***NOT ALLOWEDIn the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions

Details of the provisions

Number. of photographs□ Up to 8 photographs per design. *Size of photographs (size of each

(There is no provision for the size of the drawings. However, thephotograph)photographs should be such that details are clearly visible.)

Sharpness□ (Details should be clearly visible )√□ No provisions√□ No provisions□ No provisions√□ Black-and-white photographs are permitted / □Black-and-white photographs are not permitted√□ Color photographs are permitted / □ Color photographs are not
Existence and expression of color□ No provisions

permitted[Please answer the following if your country has a partial design
system]**□ Different colors may be applied to photographs□ The background may be included□ No provisions

Description of materials other than the□ Mannequins and models (persons), etc. may be included□ No provisions

subject design***□ Incoming lines and explanations described in drawings are□ No provisions

permitted* However, the Examiners are satisfied with sufficient number of photographs even if they are not 8 in number.

** As such there is no partial design system in India. There is no statutory provision in the Design Act, 2000 or case law which
recognize partial design system in India. However, if the design is applied to a part of an article, design registration can be obtained
for the entire article with the part to which the design is applied. Further, if novelty of the design lies in a part of the design, astatement of novelty is inserted highlighting novelty of the design in that part. In such cases where novelty lies in a part of the design
and not in the whole article to which the design is applied, the inclusion of statement of novelty in the Application is desirable in theinterest of the registered proprietor of the design, for his statement of the features constituting the novelty of his design will protect
him against the contention that difference in shape or configuration in features not so specified constitute a substantial change fromhis design. Thus, in such cases statement of novelty serves the goal of some protection of the partial design system in India.
***NOT ALLOWEDIn the case of expression by specimens: Specimen is submitted either on its own or on the requisition by the Examiner and such requisitionis rare.
□ Expression by specimens is not permitted. Reasons (Provisions)
Details of the provisions√ □ Not permitted
Mannequins and other accessories√ □ No provisions□ Permitted with certain restrictions(What are the restrictions? →)7

In the case of expression by electronic images, such as CG (computer graphics) *□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Moving images are□ Only still images are permitted

also permitted
Number of images□ Up to□ JPEG

Permitted image formats
Image data amount (size)□ No provisions

images per design
□ BMP

□ GIF

□ No provisions□ Other ()□ Up to□ No provisions□ Black-and-white images are permitted / □ Black-and-white images
are not permitted□ Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images
Existence and expression of color□ No provisions(via a written statement in an application, etc.)[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors* Although the The Designs Act, 2000 permits expression in the form of computer graphics, but there are no guidelines on such use. (Rule14(1) of the Design Rules, 2001). Therefore, we are unable to answer any further question in this connection.

[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design√ □ Necessary□ Voluntary□ No such item.

□ Voluntary□ No such item.

□ Necessary□ Voluntary√ □ No such item.

□ Necessary□ Voluntary□ No such item.

√ □ Necessary
If Controls
Explanation of the article

desires
explanation of
the article

Explanation of the design
If your country has a partial design system, indication of partial
designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help

8the Examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.

In India in IIIrd schedule of the Designs Act, 2000 provides for the classification of the article which is based on the
Locarno system of International Classification for Industrial Designs. In case of any doubt as to class in which design
ought to be registered, the Examiner in consultation with the Applicant may decide the question. Section 5(3) of the
Act and Rule 10(2) of the Design Rules, 2001. In this connection, the Examiner may require the Applicant to state thepurpose for which the article (to which design is applied) is used, Rule 11(4) of the Design Rules, 2001.

Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) (Y)/(2) ( N )*Method of operation: (1) (N)/(2)Material: (1) ( N )/(2) ( N )Size: (1) ( N )/(2) ( N )(N)
Colored/transparent( N)/(2) ( N )parts:(1)

Continuity of apattern:(1)

Features of the design*: (1) ( N )/(2) ( Y )( N )/(2) ( N )Other statements permitted (free description)(1) Statement of Novelty/ (2) Statement of Disclaimer

Other statements not permitted (free description)
(1)

/ (2)

* The abovementioned relevant matters are required to be stated only when required by the Examiner.

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.
As such there is no partial design system in India. There is no statutory provision in the Design Act, 2000 or case law which
recognize partial design system in India. However, if the design is applied to a part of an article, design registration can beobtained for the entire article with the part to which the design is applied. Further, if novelty of the design lies in a part of thedesign, a statement of novelty is inserted highlighting novelty of the design in that part. In such cases where novelty lies in a partof the design and not in the whole article to which the design is applied, the inclusion of statement of novelty in the Application isdesirable in the interest of the registered proprietor of the design, for his statement of the features constituting the novelty of his
design will protect him against the contention that difference in shape or configuration in features not so specified constitute a
substantial change from his design. Thus, in such cases statement of novelty serves the goal of some protection of the partial design[5.system
Understandingof specification/finding/amendment of a design] What is your understanding with regard to thein India.
specification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning the9requirements for disclosure of a design considered sufficient to secure the filing date?
Section 5 of the Act provides that an application for registration of design may be registered if the Application relates to
new or original design not previously published in any country. Further as explained in Q1-6, in certain situations
disclosure of design shall not be deemed to publication of design. These are provided in the Section 6(3), Section 16,
Section 21 and Section 44 of Act.
Rule 14 of the Designs Rules, 2001 and Manual of Design Practice and Procedure provides for the mode and manner of submissionof representations of design in the Design Office.

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design√□International□ Other country's classification (nameclassification

Classification for Industrialof the country:□ Other ())

Designs

Q5-3 Who assigns classifications?

□ Applicant√□ Other (Initially at the time of□ Government officefiling the Application, the Applicant
putclassification.

However,

Examiner in consultation with theApplicant assigns classification in
case

of

any

doubt.

Otherwise

Applicant specifies the class in the
Application)

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articleswithclassification are similar

the

same

□ The scope of the similarity of articles is√□ Other (All articles in same classification havedecided for each classification

similar purpose and use)

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements inrefusalsimilarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (A single Examiner makes substantive as(A single examination report is sent listing

well formality Examination. Although the Designs Act, 2000

theprovides for substantive Examination i.e. novelty search on

substantive.

objections
After

whethertheformalorApplicant

files

10

Specifying the form

the basis of publication in India and anywhere else in the

response to the Examination Report, theworld, but in India substantive Examination is done on the

Examiner may register the design or may

basis of Indian database only and not on the basis of

appoint a hearing if the requirements of theworldwide publications because of resource constraint)

Examiner are not met.)

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply

drawing

examination makes a determination based onwith formalities and dismissal of themethods

implementation regulations

application
Free description

Free description(A single examination report is sent listing(A single Examiner makes substantive as welltheformality Examination. Formality check is

substantive.

made on the basis of provisions in the Designs

response to the Examination Report, theAct, 2002 and Designs Rules, 2001 alongwith

Examiner may register the design or may

Examination guidelines in the Manual of

appoint a hearing if the requirements of the

Design Practice and Procedure)

Examiner are not met.)

Clarity of

Example: An examiner in charge of substantive

Example: Sending a notice of reasons forthe design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description(A single examination report is sent listing(Part of formality check in examination)theobjections
Afterobjections

substantive.

After

whethertheformalorApplicant

files

whethertheformalorApplicantfiles

response to the Examination Report, theExaminer may register the design or may
appoint a hearing if the requirements of the
Examiner are not met.)* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Not postponed

Free description (Amendments are demanded□√□ Notby the Examiner and there is no voluntary

Postponed

postponed*

Free description ( A single Examiner is sent listing all
types of objection whether formal or substantive)
amendments)*Not postponed generally. However, if the Applicant makes a formal request a further period of 3 months is given for removal of the11objections.

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"*

filingregistration√□ Explanation of function/operation**□ Necessary at the time of√□ Necessary at the time offilingregistration□ Necessary at the time of√□ Necessary at the time offilingregistration□ Necessary at the time of√□ Necessary at the time offilingregistration√□ Size and color***√□ Method of omitting drawings***** As such there is no partial design system in India. There is no statutory provision in the Design Act, 2000 or case law which
recognize partial design system in India. However, if the design is applied to a part of an article, design registration can be obtained
for the entire article with the part to which the design is applied. Further, if novelty of the design lies in a part of the design, astatement of novelty is inserted highlighting novelty of the design in that part. In such cases where novelty lies in a part of the design
and not in the whole article to which the design is applied, the inclusion of statement of novelty in the Application is desirable in theinterest of the registered proprietor of the design, for his statement of the features constituting the novelty of his design will protect
him against the contention that difference in shape or configuration in features not so specified constitute a substantial change fromhis design. Thus, in such cases statement of novelty serves the goal of some protection of the partial design system in India.
**Explanation of the function is given if demanded by the Examiner at the time of filing response. Explanation of the operation is not given
nor asked.
***Information is given if demanded by the Examiner at the time of filing response. However, Examiner may also desire to file disclaimer
stating that size and colour do not constitute novelty in the design.
****We believe your question pertains to whether the omitting of drawings is permissible. We are answering this question based on thisunderstanding of ours. If you think otherwise, kindly revert to us.Drawings are omitted or added if demanded by the Examiner.

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design[Frontview]view]to the application,[Plane view][Right-side
is requested.
In the drawings[Backattached
the length of the omitted
tube isview]
5 cm.

[Left-side view]

12[Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.
In India, design protection will not be available to the above mentioned example because as per the Design Act, 2000, it is thefinished article judged solely by the eye which comes under the ambit of the design protection. Therefore, anything which infinished product is not visible to the eye cannot be subject matter of the design protection. Therefore, left side central
longitudinal end view cannot be protected. Further, functional aspect of the design cannot be protected. Thus, Reference
perspective view with the grip part in the down position and Reference perspective view with the grip part in the up
position views cannot be protected.

Q5-9

If

amendment/division/conversion*ofanapplication

ispermitted,

pleasedescribe

the

scope

of

amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

□ Addition of a perspective view / □ Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design□□ Addition of a new matter (change of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa□ Amendment that does not affect the finding of the gist of□ Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

13Free description:* Amendments are allowed only to comply with the requirement of the Examiner in the Examination Report. There is no provision ofvoluntary amendment nor such amendments are allowed by the Examiner. No division or conversion of the application is allowed under The
Designs Act, 2000.

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments* can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design
Explanation of the article to the design
Explanation of the design

Permissible division (free description):

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa* Amendments are allowed only to comply with the requirement of the Examiner in the Examination Report. There is no provision ofvoluntary amendment nor such amendments are allowed by the Examiner. No division or conversion of the application is allowed under The
Designs Act, 2000.

[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system.* What is your understanding of the unity of design? Please answer the following questions.
*NOTE: In India, one application for multiple design is not permissible. However, in one application a design for multiple articles can beclaimed. Further, in India, design protection is allowed for the set. Therefore, in view of the above we are answering questions below.

Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

A design may be registered in respect of more than one article in

Section5 (3) of the Designs Act, 2000 and Rule 11(2) of the Designs

a class of goods. But a design cannot be registered for more thanRules, 2001 and 3rd schedule of the Act.

one class of goods.

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
A part and a finished product (e.g. a bicycle saddle and a bicycle)□ Can be included√□ Cannot be
includedMultiple articles within the same classification (e.g. if chairs and tables fall under the same√□ Can be□ Cannot beclassification, a chair and a table)

includedincluded

14

Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Can be included√□ Cannot be
includedMultiple similar designs for the same article (e.g. multiple chair designs)□ Can be included√□ Cannot be
included

A single design designating multiple articles

Multiple dissimilar designs (the designs may be used for the same or different articles)√□ Can be□ Cannot be

includedincluded□ Can be included√□ Cannot be
includedMultiple similar designs (the designs may be used for the same or different articles)□ Can be included√□ Cannot be
included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged□ Recognized√□ Not recognized√□ Recognized□ Not recognized□ Recognized√□ Not recognized□ Recognized√□ Not recognized□ Recognized√□ Not recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.
In India, application which relates to multiple designs are objected to at the time of examination andsuch application are required to be amended by the Examiner/Controller to make them relate to single
design. Such matters are not reported in journal and we have not encountered any such cases in ourpractice.
Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple[Perspective
view][Perspective
ofand
the right
body sides
part] which[Perspective
viewof thespeakerpart]
types
of audio equipment
and two speakerboxes on viewits leftreceive audio
signaloutputfromthebody part and release it as sound. The body part and the two speaker boxes are separable.

15√□ Recognized to be a single design*□ Not recognized to be a single design
Reasons ()* Only if the design of set shown in perspective view is claimed in a single application rather than three designs claimed in a single
application. The three designs as indicated above can be claimed in three separate applications.

[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.

Scope

of

the

similarity□ The scope is limited to that of the article stated□ The scope extends to articles similar to the article

in the application.

stated in the application.

□ The name of the article is a mere example, and√□ (Free description)

the design right extends to other articles with the

The scope of design right in addition to the article

same form

stated in the application also extends to articles in the

included in the name of anarticleclass in which the design is registered and it also
prohibit any fraudulent or obvious imitation of thedesign. Section 22 of The Designs Act, 2000.
Parts that are not disclosed in drawings, etc.

(Design protection is not available)(In India colour is included in the definition of the design in Section 2(d) of the Act.
The colour may form an element in a design, colour or colouring as such does not

Color or monochrome
constitute design, that is unless the changes of colour creates a new pattern orornament.)(Under Section 22 of the Act, there is infringement of the registered design if any
person, without consent of the of the registered proprietor, for the purpose of sale
apply or cause to be applied to any article in any class of articles in which the design
is registered, the design or any fraudulent or obvious imitation thereof, or to do
anything with a view to enable the design to be so applied. Further, Section 22
Infringing goods that are similar to products subject
prohibits import for the purpose of sale, without consent of the of the registered
to a design right only in terms of embodiment
proprietor, any article belonging to the class in which the design has been registered,and having applied to it the design or any fraudulent or obvious imitation
thereof. Thus, under the Act, protection is also extend to articles in the class in which
the design is registered and it also prohibits any fraudulent or obvious imitation of thedesign.)Scope of a design depicted in√□ The scope is the same as that of the views,

views, etc.

etc.*

□ The scope extends to similar views, etc.

* However, scope of design right also extends to any fraudulent or obvious imitation of the design. Section 22 of The Designs Act, 2000.
16

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
The restriction in the enforcement of rights of a design in respect of disclosure of a design is provided
under the Designs Act, 2000. Section 4(b) of the Act provides a design shall not be registered if thedesign has been disclosed to public anywhere in India or any other country by publication in tangible
form or by use in any other way prior to the filing date, or where applicable, the priority date of theapplication for registration.
Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
A design can be invalidated if it has been previously registered in India; or it has been published inIndia or in any other country prior to the date of registration; or the design is not new or original(Section 19 of the Act.)[8. Other]

Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?*□ Sufficient□Insufficient* In Indian Design Regulation, there is no particular number of drawings but the number of drawings should be sufficient to describe thedesign. Perspective view is mandatory as per Indian Law.

Q8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
√□ No

□ Yes
(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No√□ YesIn what situation? → (Free description: Where a design application claims priority from an Application in aconvention country - Rule 15(2) of the Design Rules, 2001)

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted√□ Not accepted□ Other (Objection on the ground of requirement under Rule 15(2) of the Design Rules, 2001)[Request for information gathering]17

9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

1. Microfibers Inc. v. Girdhar Co. & Another : Interpretation of Section 2(d) of the Designs Act, 2000 and Section
15 (Artistic work) of the Copyright Act, 1957
2. Bharat Glass Tube Ltd. v. Gopal Glass Works Ltd.: The court Examined the nature of proof required toestablish prior publication.
3. Escorts construction Equipment Ltd. v. Action construction Equipment Pvt Ltd. 1999 PTC 36 (Del) at pp. 39,
40, 48: Purely functional part are incapable of registration under the Design Act, 2000.
4. Glaxo Smithkline CH GmBH & Co. v. Anchor Health & Beautycare P. Ltd. 2004 (29) PTC 72 (del): Meremechanical contrivance does not qualify for design registration.
5. Rotela Auto Components (P) Ltd Vs Jaspal Singh reported in 2002(24)PTC449(Del), it was held by the court
in word ‘published‘ used in section 19 or under section 4 of the Designs Act has not been defined under the
Designs Act, 2000. It is published if a design is no longer a secret. There is publication if the design has been
disclosed to the public or public has been put in possession of the design.
6. Gopal Glass Works Ltd Vs Asstt. Controller of Patents and Designs [2006(33) PTC434 (Cal)], it was held by
the court that to constitute prior disclosure by publication to destroy the novelty of the registered design, thepublication would have to be intangible form, of the design applied to the same article. Prior publication of a
trade catalogue, brochure, book, journal, magazine, or news paper containing photographs or explicit pictureillustrations that clearly depict the application of the design on same article with the same visual effect would be
sufficient.
7. M/s Brighto AutoIndustries Vs Shri Raj Chawla (ILR 1978 (I) Delhi) it was held by the Honorable Court―‗new‘ is taken generally to mean as different to what has gone before and original as something originatingfrom the author. In the matter of novelty the eye has to be the ultimate arbiter and the determination has to reston the general ocular impression. To secure recognition for its newness or originality it is imperative that adesign identical with or even materially similar to the relevant design should not have been published orregistered previously. A slight trivial or infinitesimal variation from a pre-existing design will not qualify it forregistration taking into account the nature involved the change introduced should be substantial. It is no t
necessary to justify registration that the whole of the design should be new, the newness may be confined toonly a part of it but that part must be a significant one and it should be potent enough to impart to the whole
design a distinct identity, unless the registration sought for the said part alone. Further it was held that it is theduty of the court to take special care that no design shall be counted new or original, unless it is distinct fromwhat previously existed by something essentially new or original which is different from ordinary trade variants,
which may have lost, been common matters of test or choice in that trade.
8. Disney Enterprise Inc. v. Prime Housewives Ltd.: Issue of international registration of industrial design andrequirement of Indian Law came into conflict and Indian court refused to recognize international registration.
9. Cow & Co. Ltd. v Cannon Rubber Manufacturers, Ltd (1959) RPC 240, 347: If the design is not an essentiallya mechanical contrivance but also meets the criterion for registration apart from its functionality, it may qualify
18

for registration.
9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.

1. The Designs Act, 2000 available on http ://www.ipindia.nic.in/
2. The Designs Rules, 2000 available on http ://www.ipindia.nic.in/
3. Manual of Design Practice and Procedure published by the Office of the Controller General of
Patents, Designs & Trademarks available on http ://www.ipindia.nic.in/
4. Information booklet for Application For Registration of Designs by Department of Industrial
Policy and Promotion, Ministry of Commerce and Industry, Government of India. available on
http ://www.ipindia.nic.in/
5. P. Narayanan, Law of Copyright and Industrial Designs, Eastern Law House.

19ロシアアンケート回答[1. SYSTEM] PLEASE ANSWER THE FOLLOWING QUESTIONS WITH REGARD TO DESIGN-RELATEDINDUSTRIAL PROPERTY RIGHT SYSTEMS IN YOUR COUNTRY.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law

□ Yes

□ No

Formality examination regulations

Design examination guidelines

□ Yes

□ Yes

□ No

□ No

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes (no. of persons in charge:

design applications and examines design applications in terms of public orderapproximately

and morality

Design department of the Russian□ No

Patent Office (number of persons incharge: approximately 50)□ Yes (no. of persons in charge: )Special department that assigns and confirms classifications□ No

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for all applications)□ Yes (for some design applications)□ No

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.
□ Yes (no. of persons in charge: ) Design department of theRussian Patent Office (number of persons in charge:□ No

approximately 50)

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

Obligatory search: Japan, USA, France, Great Britain, Germany, Spain,

WIPO, OHIM)□ Patent gazette, etc.

□ Publicly known materials (□ magazines/catalogs □ internet □ other ())

1

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system□ Available□ Not available

Accelerated examination system□ Available

Related design system□ Available□ Not available□ Not available

Exception to lack of novelty□ Available□ Not available

One application for multiple designs system

Reduction and exemption system for various fees

□ Available□ Available□ Not available□ Not available

System for converting a patent application to a design application andvice versa□ Available□ Not available[2. DESIGNS SUBJECT TO PROTECTION] WITH REGARD TO DESIGNS PROTECTED IN YOURCOUNTRY, PLEASE ANSWER THE FOLLOWING QUESTIONS.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."

An industrial design is an artistic and constructive solution defining the outer appearance of an industrial or a handicraft

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
□ Tangible objects (including real property)□ Tangible objects (not including real

□ Three-dimensional (3D) images

property)□ Microscopic designs (those not visible to□ Buildings□ Holograms

the naked eye)
□ Motion designs□ Lighting (fireworks, illuminations, etc.)□ Graphic symbols□ Indoor displays and layouts of stores, etc.

□ Packaging□ Icons□ Images (with specification of the articles□ Images alone (without specification of the□ Design drawings

on which the images are displayed)

articles on which the images are displayed)□ Textile designs (with specification of the□ Textile designs alone (without specification

articles as textiles)of the articles in which the design is used)□ Other ()

2[3. MEASURES OF DESIGN DISCLOSURE] PLEASE ANSWER THE FOLLOWING QUESTIONS WITHREGARD TO THE MEASURES OF DISCLOSING A DESIGN IN A DESIGN APPLICATION IN YOURCOUNTRY.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
□

Paper

□ Electronic recording media□ E-mail□ Internet□ Other ()

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
□ Drawings□ Photographs□ Specimens□ Other(Computer generated pictures )Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions

Details of the provisions□ Up todrawings per design(“a set of drawings of thearticle, which must provide a full detailed perception of the
Number of drawings

outer appearance of the article: perspective view, front view,□ No provisions

rear view, top view, bottom view, left side view, right sideview ”)
Size of drawings (size of eachdrawing)□ (Free description) A4 format
e.g., The orthogonal drawing method; the isometric drawing method and the

Drawing methods□ No provisions□ No provisions

cabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are3permitted only for oblique-perspective drawings).
□ (Free description)()□ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")
Notation in drawings□ No provisions□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other ( a title of a design )□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted (it is sufficient tosubmit only one view for two-dimensional subject)□ For a three-dimensional subject, if two drawings are identical or□ No provisions

Omission of drawings
symmetrical, either may be omitted□ Other (free description)(if two drawings are identical or symmetrical it is necessary to submit bothdrawings)□ Not permitted□ Development view, cross-section view, magnified view, perspective view,
image view, etc.
Addition of drawings other than

□ Other (free description)necessary drawings(Necessary views are following: perspective view, front view, rear view, top□ No provisions

view, bottom view, left side view and right side view. Magnified view
can be filed in addition to the necessary views for better understanding of thedesign by the Examiner)□ Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use□ Permitted if a reference drawing describes incoming lines and/or provides
Reference drawings□ No provisions

explanations□ Other (free description)(Reference views are not published but can be helpful for better
understanding of the design by the Examiner)□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:
Styles of lines[Please answer the following if your country has a partial design system]）□ No provisions□ Different lines are used to distinguish a part for which an applicant
requests design registration from other parts□ Other (free description)

4

(

)

□ Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted□ Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)□ The background may be included□ No provisions

Description of materials other than

□ Mannequins and models (persons), etc. may be included□ No provisions

the subject design□ Incoming lines and explanations described in drawings are permitted□ No provisions□ Other material that may be included (free description)

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions

Details of the provisions□ Up toNumber. of photographs

photographs per design(“a set ofphotographs of the article, which must provide a fulldetailed perception of the outer appearance of the□ No provisions

article”)
Size of photographs (size of each□ (Free description) Size of photographs is 18x24 cm,

photograph)

13x18 cm or 9x12 cm

Sharpness□ (photographs shall be clear)□ No provisions□ No provisions□ Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted□ Color photographs are permitted / □ Color photographs are not
Existence and expression of color

permitted□ No provisions[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs

Description of materials other than the□ The background may be included□ No provisions□ Mannequins and models (persons), etc. may be included□ No provisions□ Incoming lines and explanations described in drawings are□ No provisions

subject design5permitted

In the case of expression by specimens□ Expression by specimens is not permitted. Reasons ( All features of the list of essential features which defines the scope of protection
must be identifiable in the representations of the design)
Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions(What are the restrictions? →□ No provisions)

In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Only still images are permitted□ Moving images arealso permitted□ Up toNumber of images

images per design(“a set of photographs of thearticle, which must provide a full detailed perception of□ No provisions

the outer appearance of the article”)□ JPEG
Permitted image formats
Image data amount (size)

□ BMP

□ GIF

□ Other□ Up toA4 format□ No provisions□ No provisions□ Black-and-white images are permitted / □ Black-and-white images
are not permitted□ Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images
Existence and expression of color(via a written statement in an application, etc.)□ No provisions[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors

6[4. DESCRIPTION IN AN APPLICATION IN RELATION TO THE EXPRESSION OF A DESIGN] WITHREGARD TO THE DESCRIPTION IN AN APPLICATION IN RELATION TO THE EXPRESSION OF A
DESIGN, PLEASE ANSWER THE FOLLOWING QUESTIONS.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design□ Necessary□ Voluntary□ No such item.

Explanation of the article□ Necessary□ Voluntary□ No such item.

□ Voluntary□ No such item.

□ Voluntary□ No such item.

□ Necessary (it is necessary to submit a
Explanation of the design
description of the design)
If your country has a partial design□ Necessary

system, indication of partial design

Q4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.
In Russia, the Locarno class is indicated in the description of the design by the applicant. If it is impossible to determine the Locarno class ofthe design the Examiner of the Russian Patent Office determines the Locarno class in accordance with the paragraph “destination and field of
use of the design” of the description.

Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ( Y )/(2) (N )Method(N

Colored/transparent(Y )/(2) ( N )parts:(1)ofoperation:(1)

Material: (1) ( Y )/(2) (N )Size: (1) (N )/(2) ( N )(1)

Features of the design: (1) ( N )/(2) ( Y ))/(2) (N)Continuity of apattern:( N )/(2) ( Y )Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.

7[5. UNDERSTANDING OF SPECIFICATION/FINDING/AMENDMENT OF A DESIGN] WHAT IS YOURUNDERSTANDING WITH REGARD TO THE SPECIFICATION/FINDING/AMENDMENT OF A DESIGN?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?

There is a 6-month novelty grace period from the date when the design became available to the public till filing theapplication to the Russian Patent Office.
According to Point 4 of article 1352 of the Fourth Part of the Civil Code of the Russian Federation “Disclosure of information relating
to a design by the author of the design, applicant, or other person who received this information directly or indirectly fromthem, as a result of which information on the nature of the design became publicly available shall not be a circumstanceprecluding the recognition of the patentability of the design if an application for the issuance of a patent for the design has
been filed with the Russian Patent Office within the course of six months from the day of disclosure of the information. The
burden of proof that the circumstances have taken place by virtue of which the disclosure of information does not preventthe recognition of the patentability of the design shall rest on the applicant”

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design□ International Classification□ Other country's classification (nameclassification

for Industrial Designsof the country:

Q5-3 Who assigns classifications?

□ Applicant□ Other ())□ Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articleswithclassification are similar

the

same

□ The scope of the similarity of articles is□ Other (free description)

decided for each classification

There is the International Locarno Classification
for Industrial Designs in Russia. Articles withineach class are related to each other in such way thatthey fulfill the same function indicated in the titleof the corresponding class.

8

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements inrefusalsimilarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (

(

)

)

Specifying the form

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply

drawing

examination makes a determination based onwith formalities and dismissal of themethods

implementation regulations

application

Free description

Free description

(

)

(

)

Clarity of

Example: An examiner in charge of substantive

Example: Sending a notice of reasons forthe design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description

(

(

)

)

* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Design application in Russia undergoes formal and substantive examinations. During the formal examination thepresence of the necessary documents and their correspondence to established requirements are verified. The
substantive examination starts automatically after a positive result of the formal examination. Substantive
examination includes the verification of the correspondence of the claimed industrial design to the conditions ofpatentability (i.e. the criteria of worldwide novelty and originality). If the design satisfies the criteria of world-wide
novelty and originality, Decision of Grant is issued. After the payment of Grant fee the registration and subsequent
publication take place.
At the stage of formal examination the Patent Office can issue an Official Action and an Official Notification and at
the stage of substantive examination the Patent Office can issue an Official Action.
A response to the Official Action should be submitted within two months. We can make maximum extension of
the term for response to the Official Action for 10 months.
A response to the Official Notification should be submitted within two months. The term of the response to the
Official Notification cannot be extended.

9

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Not postponed

Free description ( The Examiner of the Russian Patent
Office issues an Official action with requirement toFree description ()

Free description (

)

□

□ Not

Postponed

postponed

□

□ Not

Postponed

postponed

make amendments in the description)
Free description ()

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration□ Explanation of function/operation□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Size and color□ Method of omitting drawings

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

[Front view][Back view][Plane view][Right-side view][Left-side view]

10[Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.
In accordance with our legislation the above object shown in front view, back view, plan view, right-side view, left-side view is not afinished article and therefore such object cannot be patentable

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of
amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and□ Addition of a perspective view / □ Amendment from avice versa / □ Amendment from a partial design to another partial

perspective view to a set of six drawings and vice versa

design(4) Amendment of the content of a design(2) Amendment beyond the type of drawing□ Addition of a new matter (change of the gist of the design)□□ Amendment that does not affect the finding of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design□ Amendment from a photograph to a specimen/model and vice versa□ Amendment that does not affect the determination of similarity□ Amendment from a color image to a monochrome image and vice

□ Amendment to the scope of the design for which design

versa

registration is requested

Free description: it is possible to make any amendments in the description and the list of essential features of the design till a Decision of
Grant. It is impossible to amend the representations of the design after filing the application.

11

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

The applicant shall have the right to makeAmendments can be made till a Decision ofamendments

Grant

Article to the design
Explanation of the article to the design
Explanation of the designandclarifications

in

the

application materials for an industrial design
if these amendments and clarifications do notchange the essence of the industrial design

Permissible division (free description): Divisional design application can be filed at any time before a Decision of Grant

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa[6. UNDERSTANDING OF THE UNITY OF DESIGN] THE FOLLOWING QUESTIONS ARE TO
COUNTRIES THAT ADOPT A ONE APPLICATION FOR MULTIPLE DESIGNS SYSTEM. WHAT IS YOURUNDERSTANDING OF THE UNITY OF DESIGN? PLEASE ANSWER THE FOLLOWING QUESTIONS.
Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

An application for a design must relate to one design or to

Point 1 of the article 1377 of the Fourth Part of the Civil Code ofa group of designs connected with one another to thethe Russian Federation.

extent that they form a unified creative idea (requirementof unity of the industrial design).
One design application can contain one design or variants
or one design and independent parts thereof if they relate
to one Locarno subclass.

12Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
A part and a finished product (e.g. a bicycle saddle and a bicycle)□ Can be included□ Cannot be
includedMultiple articles within the same classification (e.g. if chairs and tables fall under the same

□ Can be included

classification, a chair and a table)
Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Cannot be
included□ Can be included□ Cannot be
includedMultiple similar designs for the same article (e.g. multiple chair designs)□ Can be included□ Cannot be
included

A single design designating multiple articles□ Can be included□ Cannot be
includedMultiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
includedMultiple similar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.
The example from our practice. We filed a design application for two designs: a confectionery and a confectionery inenvelope. The examiner of the Russian Patent office issued an official action, in which it was indicated that theclaimed group of designs did not correspond to the unity requirement. As a response to the Official action we kept theconfectionery in this application and filed a divisional application for the confectionery in envelope.

13

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view][Perspective view of the body part]□ Recognized to be a single design[Perspective view of the speaker part]□ Not recognized to be a single design
Reasons ()[7. DESIGN RIGHT] WHAT IS YOUR UNDERSTANDING OF THE EFFECT OF A DESIGN RIGHT?
PLEASE ANSWER THE FOLLOWING QUESTIONS.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
□ The scope is limited to that of the article stated□ The scope extends to articles similar to the article

in the application

stated in the application

included in the name of an□ The name of the article is a mere example, and□ (Free description)

articlethe design right extends to other articles with the

Scope

of

the

similarity

same form
Parts that are not disclosed in drawings, etc.

(Free description)

Color or monochrome(Free description)

Infringing goods that are similar to products subject(Free description)
to a design right only in terms of embodiment
Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

□ The scope extends to similar views, etc.

Free description: the scope of protection of a design is determined by the list of essential features that have foundreflection in the representations of the design and are included in the list of essential features of the design.
14Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
In accordance with our legislation there are any restrictions in terms of the enforcement of rights
Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?

According to article 1398 of the Fourth Part of the Civil Code of the Russian Federation:
1. A patent for an industrial design may be recognized, during the course of its term of effectiveness as invalid in whole or inpart in cases of:1) an industrial design does not correspond to the conditions of patentability established by the Civil Code of the RussianFederation;2) presence in the list of essential features of an industrial design that are contained in the decision of grant of features thatwere absent on the filing date of the application in representations of an article;
3) issuance of a patent in the presence of several applications for identical industrial designs having one and the same priority
date in violation of the conditions indicated in Article 1383 of the Civil Code of the Russian Federation;4) issuance of a patent with an indication in it as the author or patent holder of a person who is not such in accordance with the
Civil Code of the Russian Federation or without the indication in the patent as the author or patent holder of a person who issuch in accordance with the Civil Code of the Russian Federation.
In accordance with article 1358(3), of the Fourth Part of the Civil Code of the Russian Federation “an industrial design isconsidered used in an article if the article contains all the essential features of the industrial design which found reflection in
the representations of the article and which were stated in the list of essential features of the industrial design".

[8. OTHER]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
□ Sufficient (Please note that representations of the design should provide a full

□ Insufficientdetailed perception of appearance of the design).

Q8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
□ No

□ Yes
(Please specifically describe:)15

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

□ Yes
In what situation? → (Free description: An applicant wishing to use the right of Convention priority with respect toan application for an industrial design must submit a certified copy of the first application before the expiration of
three months from the day of filing with the Russian Patent Office of the application for which Convention priority isrequested)Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted□ Not accepted□ Other (According to our legislation for claiming the convention priority the

representations of the design in the Russian application should exactly correspondto the representations of this design in the first application on the basis of which theconvention priority is claimed. Otherwise the convention priority will not beestablished.)[REQUEST FOR INFORMATION GATHERING]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

There is a small number of court cases involving designs. One of these cases (in 2011) involved a design of bakery
products and packaging. The infringer produced bakery products the shape of which was similar to the pictures placed on
the packaging of the plaintiff. The court satisfied the claims of the plaintiff and banned further production of the
respondent.
In yet another case the design at issue was a “sugar tube”. The picture of the sugar tube was created by a private person.
Later, another person obtained a patent for design for a modified image of the sugar tube. The author of the picture
initiated a court action claiming his copyright but could not prove that he was the author of the sugar tube. Hence theowner of the design retained his rights for the patent

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.
1) The Administrative Regulations for execution by the Federal Service on Intellectual Property, Patents and Trade
Marks of state duty on organizing reception of applications for industrial design and consideration thereof,
examination and granting in accordance with established procedure patents of the Russian Federation forindustrial design16

Unfortunately, the English translation of the “Administrative Rules” is not available yet.
2)

Civil Code of the Russian Federation. Fourth Part (English and Russian Edition) by Alexej N. Zhiltsov and Peter
B. Maggs (Hardcover - Jun 1, 2010)
Hardcover: 664 pages
Publisher: Infotropic Media; 2nd edition (June 1, 2010)
Language: English, RussianISBN-10: 599980017X
ISBN-13: 978-5999800176

3) The Russian Patent Office: Website: http://www.rupto.ru/.

17

ブラジルアンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law

Formality examination regulations

□No

X Yes

Design examination guidelines

□ No

X Yes

□ Yes

X No

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for

X Yes (no. of persons in charge:)+4

design applications and examines design applications in terms of public orderand morality
Special department that assigns and confirms classifications

Yes (no. of persons in charge: )The same

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for all applications)□ Yes (for some design applications)

X No

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.
Merit examination is made upon request of the Applicant or of a third party.
□ Yes (no. of persons in charge:

)

□ No

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

□ Patent gazette, etc.

□ Publicly known materials (□ magazines/catalogs □ internet □ other ()))

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system□ Available

Accelerated examination system
X Not available
X Available (in some instances)

Related design system

Available

X Not available

Exception to lack of novelty□ Not available□ Available

X Not available

1One application for multiple designs system

Reduction and exemption system for various fees

□ Not available

X Available□ Available

X Not available

System for converting a patent application to a design application andvice versa□ Available

X Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including
part of anan
article…), which design
creates anis
aesthetic
impression
the ornamentaleye."
In aBrazil,
industrial
considered
tothroughbe anyplastic form of an object or any

ornamental arrangement of lines and colors that may be applied to a product, that provides a new andoriginal visual result in its external configuration, and that may serve as a type for industrial
manufacture.
Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
□ Tangible objects (not including real

X Three-dimensional (3D) images

X Tangible objects (including real property)
property)□ Microscopic designs (those not visible to

X Holograms (as applied to an article)
X Buildings

the naked eye)
X Lighting (fireworks, illuminations, etc.

X Graphic symbols□ Indoor displays and layouts of stores, etc.

X Packaging

X Icons□ Images (with specification of the articles

X Images alone (without specification of the□ Design drawings

on which the images are displayed)

articles on which the images are displayed)□ Textile designs (with specification of the

X Textile designs alone (without specification

articles as textiles)of the articles in which the design is used)□ Motion designs□ Other ()[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
X

Paper

□ Electronic recording media□ E-mail□ Internet□ Other ()

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
X Drawings

X Photographs□ Specimens□ Other ()

2

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
X Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings
Size of drawings (size of each

Details of the provisions□ Up todrawings per design

X No provisions□ (Free description)

X No provisions

drawing)e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
Drawing methods

permitted only for oblique-perspective drawings).

X No provisions□ (Free description)()□ Indication of direction and content (e.g. "front view" and "reference
Notation in drawings

drawing showing the conditions of use")(not permitted)□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other (□ No provisions)

X□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted
X For a three-dimensional subject, if two drawings are identical or□ No provisions

Omission of drawings
symmetrical, either may be omitted□ Other (free description)()

X Not permitted
Addition of drawings other than

□ Development view, cross-section view, magnified view, perspective view,necessary drawings

image view, etc. (not accepted)□ No provisions□ Other (free description)

3

(

)

X Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides□ No provisions

explanations□ Other (free description)()□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]
Styles of lines□ Different lines are used to distinguish a part for which an applicant

No provisions

requests design registration from other parts□ Other (free description)( no broken lines are accepted at all )X Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted
X Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions

X No provisions(What are the restrictions? →)□ The background may be included

X No provisions

Description of materials other than

□ Mannequins and models (persons), etc. may be included

X No provisions

the subject design□ Incoming lines and explanations described in drawings are permitted

X No provisions□ Other material that may be included (free description)

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions

Details of the provisions

Number. of photographs□ Up toSize of photographs (size of each□ (Free description)

photographs per design

X No provisions
X No provisions

4

photograph)□ (Free description)

Sharpness

X No provisions

X Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted
X Color photographs are permitted / □ Color photographs are not
Existence and expression of color□ No provisions

permitted[Please answer the following if your country has a partial design
system]X Different colors may be applied to photographs
The background may be included

X No provisions

Description of materials other than the□ Mannequins and models (persons), etc. may be included

X No provisions

subject design□ Incoming lines and explanations described in drawings are
X No provisions
permitted

In the case of expression by specimens□ Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Details of the provisions□ Moving images are

Types of images (still/moving images)

X Only still images are permitted
also permitted

Number of images□ Up to□ JPEG

Permitted image formats
Image data amount (size)

images per design□ BMP

x No provisions□ GIF□ Other (x No provisions)□ Up tox No provisions

X Black-and-white images are permitted / □ Black-and-white images
are not permitted
X Color images are permitted / □ Color images are not permitted
Existence and expression of color□ Color may be specified in a way other than through the use of images□ No provisions(via a written statement in an application, etc.)[Please answer the following if your country has a partial design
system]5

□ A part for which an applicant requests design registration may be
specified by using different colors[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design

X Necessary

Voluntary□ No such item.

Explanation of the article

X Necessary□ Voluntary□ No such item.

Explanation of the design□ Necessary

X Voluntary□ No such item.

□ Necessary□ Voluntary□ No such item.

If your country has a partial design system, indication of partial
designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.

The identification of the article is made through a box named “field of application” by the Applicant. The
Patent Office is in charge of providing the respective classification.
Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) (N )/(2) (Y)Method of operation: (1) ( N )/(2)Material: (1) ( N )/(2) ( N )Size: (1) ( N )/(2) (N )(N)
Colored/transparent(N )/(2) (N )parts:(1)

Continuity of apattern:(1)

Features of the design: (1) ()/(2) ( Y , voluntarily)( N )/(2) ( N )Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.

[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?
6Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
Brazilian Law states on article 96: Article 96 - An industrial design is considered to be new when not
Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design

Xclassification

Classification for Industrial

International□ Other country's classification (nameof the country:□ Other ())

Designs□ Applicant

Q5-3 Who assigns classifications?

X Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articles

with

the

same

classification are similar□ The scope of the similarity of articles is

X Other (free description)There is not a direct

decided for each classification

relationship between the similarity of articles
and the classification

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements inrefusalsimilarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (Ae Design in Brazil is registered always if it()

fulfils the necessary formal conditions)

Specifying the form

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply

drawing

examination makes a determination based onwith formalities and dismissal of themethods

implementation regulations

application

Free description

Free description

(

)

(

)

Clarity of

Example: An examiner in charge of substantive

Example: Sending a notice of reasons forthe design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description

(

(

)

)

* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively

7determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Free description (Free description ())

Free description (Free description (Not postponed

□

□ Not

Postponed

postponed

□

□ Not

Postponed

postponed))

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration□ Explanation of function/operation□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Size and color□ Method of omitting drawings

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

8[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of
amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

□ Addition of a perspective view / □ Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design

X

Amendment from a drawing to a photograph and vice versa / □□ Addition of a new matter (change of the gist of theAmendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa□ Amendment that does not affect the finding of the gist of9

X Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

Free description:

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design

Before the register

Explanation of the article to the design
Explanation of the design

Permissible division (free description): Divsions are permitted (usuallu it is required by the Examiners)

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
Q6-1 What are the requirements for being recognized to be a "single design" in your country?
A multiple design can include up to 20 variants, provided that these variants keep between them a same
preponderant overall aspect or shape.
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
X□ Can be□ Cannot be

includedincluded

A part and a finished product (e.g. a bicycle saddle and a bicycle)
Multiple articles within the same classification (e.g. if chairs and tables fall under the sameclassification, a chair and a table)□ Can be included

X□ Cannot be
included10□ Can be included

Multiple dissimilar designs for the same article (e.g. multiple chair designs)

X□ Cannot be
includedMultiple similar designs for the same article (e.g. multiple chair designs)

X□ Can be□ Cannot be

includedincluded□ Can be included

A single design designating multiple articles

X□ Cannot be
included□ Can be included

Multiple dissimilar designs (the designs may be used for the same or different articles)

X□ Cannot be
included

X Can be□ Cannot be

includedincludedMultiple similar designs (the designs may be used for the same or different articles)

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged
X□ Recognized□ Not recognized

X□ Recognized□ Not recognized

X□ Recognized□ Not recognized

X□ Recognized□ Not recognized□ RecognizedX□ Not recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view][Perspective view of the body part][Perspective view of the speaker part]11

X Recognized to be a single design□ Not recognized to be a single design
Reasons ()[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
The scope is limited to that of the article□ The scope extends to articles similar to the article

stated in the application

stated in the application

included in the name of an□ The name of the article is a mere example, and□ (Free description)

articlethe design right extends to other articles with the

Scope

of

the

similarity

same form OK
Parts that are not disclosed in drawings, etc.

(Free description)

Color or monochrome(Free description)

Infringing goods that are similar to products subject(Free description)
to a design right only in terms of embodiment
Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

X The scope extends to similar views, etc.

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
Only the design that has been disclosed enjoy protection
Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
If the design, as disclosed, is not novel[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
□ Sufficient□ Insufficient

Note that in Brazil there are necessary for 3D designs at least one perspective view and all other elevational andplan views for each variant of the design,
Q8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
12

disclosure of a design?
□ Yes

X□ No

(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

X Yes
In what situation? → (Free description: when priority is claimed)

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted

Not accepted□ Other ( if the overall article is the same this can be accepted)[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.
Examples
1) Lawsuit nº.: 2010.51.01.809326-0
Judge: Guilherme Bollorini Pereira
25th Federal Court of Rio de Janeiro

ORGUS INDÚSTRIA E COMÉRCIO LTDA. filed a lawsuit against FORD MOTOR COMPANY BRASIL
LTDA., FORD MOTOR COMPANY, FORD GLOBAL TECHNOLOGIES and the Brazilian PTO, seeking theannulment of administrative decisions that granted several Industrial Design registrations referenced to cars’
lights and bumpers.

The Author argued that these parts of the vehicles alone cannot constitute independent Industrial Designs, andthat the ID registrations in these cases should be granted alongside with the vehicle design as a whole and not
independently.

The Author also claimed the granting of these registrations infringe articles 95 and 100 of Brazilian Intellectual
Property Law nº 9.279/96, since unattached parts of vehicles cannot be subject to independent registrations.

The Author’s pleadings were granted by the 25th Federal Court of Rio de Janeiro in decision published on May
16, 2012, and the administrative decision that granted the above mentioned ID’s registrations were annulled.

The defendants appealed from the Lower Court’s decision, and the Appeal is still pending a decision from the13

Federal Court Of Appeals for the 2nd Circuit.

________________________________________

2) Lawsuit nº.: 2004.51.01.250066-0
Judge: Guilherme Bollorini Pereira
25th Federal Court of Rio de Janeiro

SCHOELLER PLAST DO BRASIL LTDA. filed a lawsuit against LINPAC PISANI LTDA and the Brazilian PTO,
seeking the annulment of the administrative decision that cancelled an Industrial Design registration referenced
to boxes for bottles (“settings applied to a recipient box”), claiming the ID did not comply with the legal
requirement novelty.

The Judge granted the preliminary injunction to the Author, to grant the pleaded effects until the rendering of a
final decision on the lawsuit.

The 25th Federal Court of Rio de Janeiro decided in favor of the Author, recognizing novelty on the registration
and reestablishing the ID registration before the Brazilian PTO. However, the Brazilian PTO filed an Appeal fromthis decision before the Federal Court Of Appeals for the 2nd Circuit. On April 2008, the Federal Court ofAppeals upheld the lower Court’s decision, maintaining its effects, clarifying that the novelty requirement isrelative, since the simple combination of known elements that result in a different composition can be subject to
IDs registrations.

The Brazilian PTO did not appeal from this decision and lawsuit was shelved.
________________________________________
3) Lawsuit nº.: 2005.51.01.522888-1
Judge: Daniela Pereira Madeira
13th Federal Court of Rio de Janeiro

PERFECTA COMERCIAL IMPORTADORA E EXPORTADORA LTDA. filed a lawsuit against ALI AHAMADZAIOUN and the Brazilian PTO, seeking the annulment of the administrative decision that granted 04 Industrial
Designs registrations referenced to electronic games or calculators configurations, claiming the IDs did notcomply with the legal requirement novelty, since they conflicted with other IDs applications previously registered.

The 13th Federal Court of Rio de Janeiro denied the preliminary injunction to the Author, but partially granted
the Author’s pleadings, recognizing the lack of novelty and annulling one of the IDs registrations, but not on theother three, stating the pictures brought to by the Author were inconclusive since it only showed the front of thedesigns.
14

The Brazilian PTO filed an Appeal from this decision before the Federal Court Of Appeals for the 2nd Circuit,arguing the documents presented regarding the annulled ID registration were not be able to prove the existence ofprevious similar IDs registrations. The Federal Court Of Appeals denied the Brazilian PTO’s appeal in decisionpublished on January 2009, finding the IDs confusingly similar.

The Brazilian PTO did not appeal from this decision and lawsuit was shelved.”

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.

Please see attached the Brazilian Law Articles and Normative Act 161 relative to the prosecution of Industrial
Designs in Brazil.
UMMARYIn Brazil, in most of the cases a design application is granted in more or less one year from the filing date, provided
that it meets the general conditions (for example, drawings or photographs in15

オーストラリアアンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law●□ Yes□ No

Formality examination regulations

Design examination guidelines●□ Yes●□ Yes□ No□ No(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for●□ Yes (no. of persons in charge: 4 )□ No●□ Yes (no. of persons in charge: 4 )□ Nodesign applications and examines design applications in terms of public orderand morality
Special department that assigns and confirms classifications

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
●□ Yes (for some design applications) On request□ Yes (for all applications)□ Noafter registration

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

●□ Yes (no. of persons in charge:

□ No

6)

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
●□ Design gazette of your●□ Design gazette of other countries

country(→ Which countries/regions? US, EP, UK, FI●□ Patent gazette, etc.

●□ Publicly known materials (●□ magazines/catalogs ●□ internet □ other ()))

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system●□ Available□ Not available

Related design system□ Available□ Not available

Accelerated examination system□ Available●□ Not available

Exception to lack of novelty●□ Available□ Not available

1One application for multiple designs system

Reduction and exemption system for various fees●□ Available□ Available□ Not available●□ Not available

System for converting a patent application to a design application andvice versa□ Available●□ Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."Design, in relation to a product, means the overall appearance of the product resulting from one or more visual features ofthe product.
Definition of product(1) For the purposes of this Act, a thing that is manufactured or hand made is a product (but see subsections (2), (3) and (4)).
(2) A component part of a complex product may be a product for the purposes of this Act, if it is made separately from the product.
(3) A thing that has one or more indefinite dimensions is only a product for the purposes of this Act if any one or more of the following
applies to the thing:(a) a cross-section taken across any indefinite dimension is fixed or varies according to a regular pattern;(b) all the dimensions remain in proportion;(c) the cross-sectional shape remains the same throughout, whether or not the dimensions of that shape vary according to a ratio or
series of ratios;(d) it has a pattern or ornamentation that repeats itself.
(4) A kit which, when assembled, is a particular product is taken to be that product.

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
●□ Tangible objects (including real●□ Tangible objects (not including real●□ Three-dimensional (3D) images

property)

property)(where incorporated in a product)●□ Microscopic designs (those not visible to●□ Buildings (portable manufactured or hand

□ Holograms

the naked eye) Possibly where informed
made products)
user would be normally use a microscope□ Motion designs□ Lighting (fireworks, illuminations, etc.)□ Graphic symbols●□ Packaging possibly where related to a●□ Icons poosibly when part of a productproduct e.g. wrapping paperand not transient●□ Images (with specification of the articles□ Images alone (without specification of the●□ Design drawings (must be related to aon which the images are displayed)

articles on which the images are displayed)

product)●□ Textile designs (with specification of the□ Textile designs alone (without specification□ Other (articles as textiles)of the articles in which the design is used)□ Indoor displays and layouts of stores, etc.

)2[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
●□Paper□ Electronic recording media□ E-mail●□ Internet

document●□ Other (facsimile, business tobusiness (B2B) )Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
●□ Specimens where●□ Other (digital images where printable )easily mounatble on a●□ Drawings●□ Photographs

flat surface and easily
stored with otherdocuments

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs●□ OtherElectronic and B2B filing of application$AUD100 reduction

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions

Details of the provisions●□ Up todrawings per design. 5 copies of each sheet of drawings.

Number of drawings□ No provisions

No limit on number of sheets or views
Size of drawings (size of each●□ (Free description) Each representation should be printed or mounted on

drawing)an A4 sheete.g., The orthogonal drawing method; the isometric drawing method and the

Drawing methods□ No provisions□ No provisions

cabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are3permitted only for oblique-perspective drawings).
●□ (Free description)( No specific drawing method is stipulated so long as the drawing is clear
and reproducible by copying )●□ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")
Notation in drawings□ No provisions●□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")●□ Other (Schedule of drawings giving description of each view or figure)●□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted●□ For a three-dimensional subject, if two drawings are identical or□ No provisions

Omission of drawings
symmetrical, either may be omitted●□ Other (free description)( No specific requirements )□ Not permitted●□ Development view, cross-section view, magnified view, perspective
Addition of drawings other thanview, image view, etc.

necessary drawings●□ Other (free description)□ No provisions(No limit on number and type of representations but unnecessary views may
limit scope)□ Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides□ No provisions

explanations●□ Other (free description)(Permitted with no specific justification)●□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]
Styles of lines□ No provisions●□ Different lines are used to distinguish a part for which an applicant
requests design registration from other parts□ Other (free description)()

4

●□ Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted●□ Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color●□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]●□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
Expression of shading, etc.

●□ Permitted with certain restrictions(What are the restrictions? →□ No provisions
No restrictions )□ The background may be included□ No provisions●□ Mannequins and models (persons), etc. may be included□ No provisions

Description of materials other than

□ Incoming lines and explanations described in drawings are permitted□ No provisions

the subject design●Other material that may be included (free description) Descriptive text
must not be included except where necessary for understanding therepresenatation=

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions
Number. of photographs
Size of photographs (size of each

Details of the provisions□ Up tophotographs per design●□ No provisions●□ (Free description) Must be mountable on an A4 sheet□ No provisions

photograph)●□ (Free description) Must be original and clear.
Sharpness

Must bedurable over time [“Polaroid” not acceptable] and should be□ No provisions

reproducible by photcopying.
●□ Black-and-white photographs are permitted / □Black-and-white photographs are not permitted●□ Color photographs are permitted / □ Color photographs are not
Existence and expression of color

permitted□ No provisions[Please answer the following if your country has a partial design
system]●□ Different colors may be applied to photographs●□ The background may be included [should be plain or
Description of materials other than thesubject design□ No provisions

contrasting background]●□ Mannequins and models (persons), etc. may be included□ No provisions5□ Incoming lines and explanations described in drawings are□ No provisions

permitted

In the case of expression by specimens□ Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted●□ Permitted with certain restrictions

Mannequins and other accessories(What are the restrictions? → Must be mounable flat on an A4□ No provisions

sheet and reproducible by photocopying, e.g. flat textile, photographs
preferred)

In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Moving images are●□ Only still images are permitted

also permitted
Number of images□ Up to●□ JPEG

Permitted image formats
Image data amount (size)●□ No provisions

images per design●□ BMP●□ GIF□ No provisions□ Other ()□ Up to●□ No provisions●□ Black-and-white images are permitted / □ Black-and-white images
are not permitted●□ Color images are permitted / □ Color images are not permitted●□ Color may be specified in a way other than through the use of
Existence and expression of color□ No provisions

images (via a written statement in an application, etc.)[Please answer the following if your country has a partial design
system]●□ A part for which an applicant requests design registration may be
specified by using different colors[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design●□ Necessary●□ Necessary

Explanation of the article□ Voluntary□ No such item.

□ Voluntary□ No such item.

[sometimes]

6

Explanation of the design
If your country has a partial design system, indication of partial□ Necessary●□ Voluntary□ No such item.

□ Necessary●□ Voluntary□ No such item.

designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.

Products included in the International Classification of Designs are permitted. The Examiner may
request an explanation of the product where the name of the product is unclear or it is not possible toclassify the product based on its name. There is no mandatory requirement to provide details of the
product apart from its name at filing.
Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ()/(2) ( )Method of operation: (1) ((Colored/transparent()/(2) ()

parts:(1)

Material: (1) ()/(2) ()

(1)

Features of the design: (1) (Size: (1) ()/(2) ())

Continuity of a
(

)/(2)

)/(2) (

pattern:)/(2) ( Y ))Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2) A statement of newness and distinctiveness is permitted which/ (2)highlights the new and distinctive features of the design

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.

No specific section or requirement to specify the partial design but the name of the product and theStatement of Newness and Distinctiveness may be used to identify the partial design in the product[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?

Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
7Section 21(2) of the Act describes the minimum filing requirements and refers to the Regulation 3.01
3.01 Minimum filing requirements
For subsection 21 (2) of the Act, each of the following requirements is prescribed:(a) the application must include information that indicates that what is filed is intended to be a design application;(b) the application must include information that:(i) allows the identity of the applicant to be established; and(ii) allows the applicant to be contacted;(c) the application must include a representation, or information that appears to be a representation, of each design.

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design●□classification

Classification for Industrial

International□ Other country's classification (nameof the country:□ Other ())

Designs

Q5-3 Who assigns classifications?

□ Applicant●□ Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articles

with

the

same

classification are similar□ The scope of the similarity of articles is●□ Other (free description)

Not applicable

decided for each classification

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements inrefusalsimilarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (A substantive( Sending Notice of reasons for refusal )substantive

examination

examiner in charge of

makes

a

comprehensive

determination based on statements in an application anddrawings, etc. attached to it

and implementing law andregulations)

Specifying the form

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply

drawing

examination makes a determination based onwith formalities and dismissal of the8methods

implementation regulations

application

Free description

Free description(

A

formalities

examiner

makes

a

(

)

determination based on design law, etc.*)
Clarity of

Example: An examiner in charge of substantive

Example: Sending a notice of reasons forthe design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description(Sending formalities notice or reason for(A formalities or substantive examiner makes arefusal)determination based on design law, etc.*)* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Free description ( Sending an Official

Free description (Dismissing an amendment if□●□ Notnot allowed or raising further objection)

Postponed

postponed

□

□ Not

Postponed

postponed

ReportFree description ())

Free description (Not postponed)

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration□ Explanation of function/operation□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Size and color□ Method of omitting drawings9

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country?

Design would be found in all cases. If not, please describe why.

[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of10

amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

●Amendment from a design for a whole article to a partial design and vice●□ Addition of a perspective view / □ Amendment from a

versa / ●□ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design●□□ Addition of a new matter (change of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design)●□ Amendment from a photograph to a specimen/model and vice versa●□ Amendment that does not affect the finding of the gist●□ Amendment from a color image to a monochrome image and vice versaof the design●□ Amendment that does not affect the determination ofsimilarity●□ Amendment to the scope of the design for which
design registration is requested

Free description: All of the above type of amendements are not allowable in so far as they define a design disclosed in the design application,in such a way as to alter the scope of the application by the inclusion of matter which was not in substance disclosed in the original design
application, representations or other documents. After registration, an amendment to increase the scope of the design registration is notallowable

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.

Article to the design

Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Allowable see Q 5-9

Before registration and during Substantive
Examination.

Explanation of the article to the design
Explanation of the design

Allowable see Q 5-9

Beforeregistration

and

in

limitedcircumstances during substantive examination

Permissible division (free description): While application is pending before registration. Must be for a design excluded from the parent.

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
11

Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
●□ Can be
included[where thepart and the□ Cannot be

product are in same

included

A part and a finished product (e.g. a bicycle saddle and a bicycle)
Locarnoclassification]●□ Can be
included [where
Multiple articles within the same classification (e.g. if chairs and tables fall under the same

□ Cannot beeach product inclassification, a chair and a table)

includedsame Locarnoclassification]●□ Can be□ Cannot be

includedincluded●□ Can be□ Cannot be

includedincluded●□ Can be□ Cannot be

includedincludedMultiple dissimilar designs for the same article (e.g. multiple chair designs)

Multiple similar designs for the same article (e.g. multiple chair designs)

A single design designating multiple articles●□ Can be
included [where
Multiple dissimilar designs (the designs may be used for the same or different articles)□ Cannot beeach product inincludedsame Locarnoclassification]●□ Can be
included[where

Multiple similar designs (the designs may be used for the same or different articles)□ Cannot beeach product inincludedsame Locarnoclassification]

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
12Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged
working examples)●□ Recognized□ Not recognized●□ Recognized□ Not recognized●□ Recognized□ Not recognized●□ Recognized□ Not recognized□ Recognized□ Not recognized

OK where there is a single common design in relation to the products.

Sets, such as a set of knives, forks and spoons. OK where there is a single common design.
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design? OK where there is a single common design in relation to the
products..
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly). Products which move but remain the same product are OK. (e.g.
expandable bag)Transitional images (e.g. an image that is developed through the operation of a music playing
device) Needs to be related to a “product” as defined above

Q6-4 Please inform us of specific cases of not being recognized to be a single design.
Embodiments of a product where the features of the design vary.
Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view]□ Recognized to be a single design[Perspective view of the body part][Perspective view of the speaker part]□ Not recognized to be a single design
Reasons (There is no common design between each of the three parts.

The body part and the

speaker part could each constitute a single design.)[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
13

Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
□ The scope is limited to that of the article stated□ The scope extends to articles similar to the article

in the application

stated in the application

included in the name of an□ The name of the article is a mere example, and●□ The scope is limited to that of the product stated inarticlethe design right extends to other articles with thethe application

Scope

of

the

similarity

same form
Parts that are not disclosed in drawings, etc.

(Free description)

Color or monochrome(Free description)

Infringing goods that are similar to products subject(Free description)
to a design right only in terms of embodiment
Scope of a design depicted in●□ The scope is the same as that of the views,

views, etc.

etc.

●□ The scope extends to similar views, etc.

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
The infringement must relate to a product, in relation to which the design is registered, which embodies a design that is identicalto, or substantially similar in overall impression to, the registered design.

The registered design must be certified (substantively

examined) before it can be enforced.

Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
A Design may be revoked on the grounds that it is not a registrable design(1) A design is a registrable design if the design is new and distinctive when compared with the prior art base for the design as itexisted before the priority date of the design.
(2) The prior art base for a design (the designated design) consists of:(a) designs publicly used in Australia; and(b) designs published in a document within or outside Australia; and(c) designs in relation to which each of the following criteria is satisfied:(i) the design is disclosed in a design application;(ii) the design has an earlier priority date than the designated design;(iii) the first time documents disclosing the design are made available for public inspection under section 60 is on or after the priority
date of the designated design.

[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
●□ Sufficient□ InsufficientQ8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient14

disclosure of a design?
●□ No

□ Yes
(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
●□ No

□ Yes
In what situation? → (Free description:)

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted□ Not accepted●□ Other (May be accepted where it is considered that the design disclosed in the priority
application is substantially similar in overall appearance to the design of the design application)[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

Sportservice Pty Ltd [2007] ADO 6
Review 2 v Redberry Enterprise [2008] FCA155
LED Technologies v Elecspess [2008] FCA 1941
9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.

The IP Australia website at www.ipaustralia.gov.au provides useful information, in particular, under the “FOR IP
PROFESSIONALS” tab.

15

南アフリカアンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design Law✔Yes□Formality examination regulations

✔
□ Yes

□ No

Design examination guidelines

□ No

✔
□ No

□ Yes

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes (no. of persons in charge: )□✔
No□ Yes (no. of persons in charge: )✔No□

design applications and examines design applications in terms of public orderand morality
Special department that assigns and confirms classifications

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for all applications)✔
□ No□ Yes (for some design applications)Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

□ Yes (no. of persons in charge:

)

✔
□ No

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

□ Patent gazette, etc.

□ Publicly known materials (□ magazines/catalogs □ internet □ other ()))

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system✔
□ Available□ Not available

Related design system✔
□ Available✔
□ Available□ Not available

Exception to lack of novelty

Accelerated examination system□ Not available□ Available✔
□ Not available
1One application for multiple designs system

Reduction and exemption system for various fees

□ Available□ Available✔
□ Not available✔
□ Not available

System for converting a patent application to a design application and✔
vice versa □ Available□ Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye.""Design" means an aesthetic design or a functional design. "Aesthetic design" means any design applied to any article, whether for the pattern or the shape or theconfiguration or the ornamentation thereof, or for any two or more of those purposes, and by whatever means it is applied, having features which appeal to and are
judged solely by the eye, irrespective of the aesthetic quality thereof. "Functional design" means any design applied to any article, whether for the pattern or the shapeor the configuration thereof, or for any two or more of those purposes, and by whatever means it is applied, having features which are necessitated by the function
which the article to which the design is applied, is to perform, and includes an integrated circuit topography, a mask work and a series of mask works

Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.

✔
□ Tangible objects (including real property)✔
□ Tangible objects (not including real✔
□ Microscopic designs (those not visible tothe naked eye)
□ Motion designs✔
□ Three-dimensional (3D) images

property)✔
□ Buildings If it is an article of manufacture□ Holograms□ Lighting (fireworks, illuminations, etc.)□ Graphic symbols✔
□ Indoor displays and layouts of stores, etc.
✔
□ Images (with specification of the articles□✔
Packagingon which the images are displayed)

articles on which the images are displayed)□ Icons✔Images alone (without specification of the□✔
□ Textile designs (with specification of the✔
□ Textile designs alone (without specification

articles as textiles)of the articles in which the design is used)□ Design drawings□ Other ()[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.

✔
□Paper□ Electronic recording media□ E-mail□ Internet□ Other ()

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.

✔
□ Drawings✔
□ Photographs□ Specimens□ Other ()

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
2

Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions

Details of the provisions

Number of drawings□ Up toSize of drawings (size of each✔
□ (Free description)

drawing)✔
□ No provisions

drawings per design
A4 paper□ No provisions

e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
Drawing methods✔
□ No provisions

permitted only for oblique-perspective drawings).
□ (Free description)(✔
□ Indication of direction and content (e.g. "front view" and "reference)

drawing showing the conditions of use")
Notation in drawings□ No provisions□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other (✔
□ For a two-dimensional subject whose reverse side lacks any design)

elements, a drawing of the reverse side may be omitted

Omission of drawings✔
□ For a three-dimensional subject, if two drawings are identical or□ No provisions

symmetrical, either may be omitted□ Other (free description)()□ Not permitted

Addition of drawings other than✔
□ Development view, cross-section view, magnified view, perspective view,□ No provisions

image view, etc.
necessary drawings□ Other (free description)(

Reference drawings□ Not permitted)✔
□ No provisions

3□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use□ Permitted if a reference drawing describes incoming lines and/or provides
explanations□ Other (free description)()□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]□ No provisions□ Different lines are used to distinguish a part for which an applicant✔

Styles of lines

requests design registration from other parts□ Other (free description)()✔
□ Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted✔
□ Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written✔

□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
Expression of shading, etc.

✔
□ No provisions□ Permitted with certain restrictions(What are the restrictions? →)□ The background may be included
Description of materials other than

□ Mannequins and models (persons), etc. may be included

the subject design□ Incoming lines and explanations described in drawings are permitted✔
□ No provisions✔
□ No provisions✔
□ No provisions□ Other material that may be included (free description)

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions

Details of the provisions

Number. of photographs□ Up toSize of photographs (size of each✔
□ (Free description)

photograph)
Sharpness

photographs per design□ (Free description)

A4 paper□ No provisions✔
□ No provisions✔
□ No provisions
4✔
□ Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted□ Color photographs are permitted / □ Color photographs are not✔
Existence and expression of color□ No provisions

permitted[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs□ No provisions✔
□ No provisions✔

□ The background may be included
Description of materials other than the□ Mannequins and models (persons), etc. may be included

subject design□ Incoming lines and explanations described in drawings are✔
□ No provisions

permitted

In the case of expression by specimens✔
□ Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories✔
□ No provisions□ Permitted with certain restrictions(What are the restrictions? →)In the case of expression by electronic images, such as CG (computer graphics)✔
□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ( No means for storage)

Provisions
Types of images (still/moving images)

Details of the provisions□ Moving images are□ Only still images are permitted

also permitted
Number of images□ Up to□ JPEG

Permitted image formats
Image data amount (size)□ No provisions

images per design
□ BMP

□ GIF

□ Other (□ No provisions)□ Up to□ No provisions□ Black-and-white images are permitted / □ Black-and-white images
are not permitted□ Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images
Existence and expression of color(via a written statement in an application, etc.)□ No provisions[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors

5[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design
Explanation of the article
Explanation of the design
If your country has a partial design system, indication of partial✔Necessary□□ Necessary✔

□ Voluntary□ No such item.

□ Voluntary□ No such item.

□ Necessary✔□ Voluntary□ No such item.

□ Necessary✔
□ Voluntary□ No such item.

designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.
Articles included in the International Classification for Industrial Designs are permitted.

Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Method of operation: (1) ( N )/(2)Purpose of use: (1) (Y )/(2) ( Y )Material: (1) ( Y )/(2) ( Y )Size: (1) ( Y )/(2) ( Y )(N )Colored/transparent( Y )/(2) (Y )parts:(1)

Continuity of a pattern: (1)Features of the design: (1) ( Y )/(2) ( Y )( Y )/(2) ( Y )Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.
The partial design should be shown in solid lines and in "location" as part of the whole article.

[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
6

A non-convention application must disclose the design drawings, while an application claiming priority must cite the priority application.

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design✔
□ International Classification□ Other country's classification (nameclassification

for Industrial Designsof the country:✔
□ Applicant

Q5-3 Who assigns classifications?

□ Other ())□ Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

✔ All
□

articles

with

the

same

□ The scope of the similarity of articles is□ Other (free description)

decided for each classification

classification are similar

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements in refusal

similarity of articles

an application and drawings, etc. attached to it.*Free description

Free description ( N/ASpecifying the form

)

( N/A

)

Regarding

Example: An examiner in charge of formality Example: Dismissal for failure to comply

drawing

examination makes a determination based on withmethods

implementation regulations

application

Free description

Free description( Registrar of Designs)

formalities

and( Application refused

dismissal

of

the

)

Clarity of

Example: An examiner in charge of substantive Example: Sending a notice of reasons forthe design

examination makes a determination based on refusal
design law, etc.*

Free description

Free description( Application refused( Registrar of Designs))* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it7

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?

No substantive examination is conducted

Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Free description ()

Free description ()

Free description (Free description (Not postponed

□

□ Not

Postponed

postponed

□

□ Not

Postponed

postponed))

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the✔
□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration□ Explanation of function/operation✔
□ Necessary at the time of□ Necessary at the time offilingregistration✔
□ Necessary at the time of□ Size and color□ Method of omitting drawings□ Necessary at the time offilingregistration✔
□ Necessary at the time of□ Necessary at the time offilingregistration

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.

Yes

[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

8[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view]

部機構を省略した[Leftside central 左側面
longitudinal end[Reference perspective view with

図中央縦端面図】
view;
internal mechanism

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.

Q5-9

If

amendment/division/conversion ofanapplication

ispermitted,

pleasedescribe

the

scope

of

amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

□ Addition of a perspective view / □ Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design✔
□ Amendment from a drawing to a photograph and vice versa / □□ Addition of a new matter (change of the gist of theAmendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa□ Amendment that does not affect the finding of the gist of✔
□ Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

9Free description: An amendment of an application for the registration of a design, or the registration of a design, may be allowed if it is by way ofcorrection, including the correction of a mistakeQ5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design

No

None

Explanation of the article to the design

Yes

Prior to grant

Explanation of the design

Yes

Prior to grantPermissible division (free description):

Permissible conversion of an
application

None

None

□ From a design application to a patent/utility□ From a design application to a trademark

model application and vice versa

application and vice versa[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.

N/A

Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
A part and a finished product (e.g. a bicycle saddle and a bicycle)□ Can be included□ Cannot be
includedMultiple articles within the same classification (e.g. if chairs and tables fall under the same

□ Can be included

classification, a chair and a table)
Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Cannot be
included□ Can be included□ Cannot be
includedMultiple similar designs for the same article (e.g. multiple chair designs)□ Can be included□ Cannot be
included

A single design designating multiple articles□ Can be included□ Cannot be
includedMultiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
included10□ Can be included

Multiple similar designs (the designs may be used for the same or different articles)□ Cannot be
included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.

✔
□ Recognized□ Not recognized

Sets, such as a set of knives, forks and spoons✔Recognized□□ Not recognized

For such sets, are applicants permitted to freely combine articles and file an application for the✔
□ Recognized□ Not recognized□ Recognized✔

□ Not recognized□ Recognized✔
□ Not recognizedMultiple embodiments based on one design (e.g. an unpackaged article and multiple packaged
working examples)combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.
Not known.

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view]✔
□ Recognized to be a single design[Perspective view of the body part][Perspective view of the speaker part]□ Not recognized to be a single design
Reasons ()

Protection will be for the set as a unit, i.e. the separate parts will not be individually protected.

11[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
□ The scope is limited to that of the article stated
Scope

of

the

similarity in the application

stated in the application

included in the name of an ✔
□ The name of the article is a mere example, andarticle□ The scope extends to articles similar to the article□ (Free description)

the design right extends to other articles with thesame form
Not protected

Parts that are not disclosed in drawings, etc.

(Free description)

Color or monochrome(Free description) Only if stated in explanation of design.

Infringing goods that are similar to products subject(Free description)
to a design right only in terms of embodiment
Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

□ The scope extends to similar views, etc.
✔
Depends on prior art

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
No

Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
That the design is not new or not original.

[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?

✔
□ Sufficient□ InsufficientQ8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?

✔
□ No

□ Yes
(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

□ Yes
✔
In what situation? → (Free description: If priority is claimed)

12

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?

✔
□ Accepted□ Not accepted□ Other ()[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

Vari-Deals 101 (Pty) Ltd v Sunsmart Products (Pty) Ltd [2007] SCA 123
Clipsal Australia (Pty) Ltd v Trust Electrical Wholesalers [2007] SCA 24

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.
Designs Act, No 195 of 1993
http://www.cipc.co.za/Design.aspx

13

トルコアンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law YESFormality examination regulations□ No

Design examination guidelines

□ No

 YES

□ No

 YES

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes (no. of persons in charge:

 NO

)

design applications and examines design applications in terms of public orderand morality□ Yes (no. of persons in charge: )Special department that assigns and confirms classifications

 NO

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for all applications)□ Yes (for some design applications) NO

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.
□ Yes (no. of persons in charge:

 NO

)

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty. (N/A)□ Design gazette of your country□ Design gazette of other countries(→ Which countries/regions?

□ Patent gazette, etc.

)

□ Publicly known materials (□ magazines/catalogs □ internet □ other ())

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system□ Available

 Not available

Related design system□ Available

 Not available□ Not available

Accelerated examination system □ Available
Exception to lack of novelty

 Available□ Not available(Grace period of 12 months)
One application for multiple designs system

Reduction and exemption system for various fees1□ Not available

 Available□ Available

 Not available

System for converting a patent application to a design applicationand vice versa□ Available

 Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."

Article 3a of Industrial Design Decree Law 554: 'design' means the entirety of the various features suchas lines, colour, texture, shape, sound, elasticity, material or other characteristics perceived by thehuman senses of the appearance of the whole or part of a product or its ornamentation.
Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
 Tangible objects (including real Tangible objects (not including real

property)

property)□ Microscopic designs (those not visible to Three-dimensional (3D) images

 Holograms

 Buildings

the naked eye)
□ Motion designs

 Lighting (fireworks, illuminations, etc.)

 Indoor displays and layouts of stores, Graphic symbols
 Icons

 Packagingetc.
 Images (with specification of the articles

 Images alone (without specification of theon which the images are displayed)

articles on which the images are displayed) Textile designs (with specification of the Textile designs alone (without specification

articles as textiles)of the articles in which the design is used) Design drawings□ Other ()[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
 Paper document

 Electronic recording media□ E-mail□ Internet□ Other ()

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
 Drawings

 Photographs□ Specimens Other (a short description in addition to the design itself)

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicable2

boxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees
Fees to be paid for application:- filing fee,
- additional fee for each further view of the same design, Computerization fees (bank receipt)- additional fee for each further design in the same class (for multiple
In all cases
applications),- publication fee for each picture in black&white or in color,- priority fee (if any),- postponement of publication.

□ Storage fees
□ Other
Reduction/exemption system

In what cases

Details of the fees

□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings
Size of drawings (size of each

Details of the provisions□ Up todrawings per design

 No provisions (Free description) 8x8 cm, 8x16 cm OR 16x16 cm□ No provisions

drawing)e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
Drawing methods

permitted only for oblique-perspective drawings).

□ No provisions (Free description) (Perspective-style technical drawings arerecommended and can be supported with two or more flat views)
 Indication of direction and content (e.g. "front view" and "reference drawing
showing the conditions of use") Particularly cited in the description
Notation in drawings□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ No provisions

 Other (reference numbers cannot be used)

For a two-dimensional subject whose reverse side lacks any design

elements, a drawing of the reverse side may be omitted
Omission of drawings

 For a three-dimensional subject, if two drawings are identical or□ No provisions

symmetrical, either may be omitted3 Other (free description)(at least one three dimensional drawing of the subject is recommended, if
applicable)□ Not permitted□ Development view, cross-section view, magnified view, perspective view,
Addition of drawings other than

□ No provisions

image view, etc.
necessary drawings

 Other (free description)(each type of view mentioned above is acceptable except cross section view)□ Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use

Reference drawings□ No provisions□ Permitted if a reference drawing describes incoming lines and/or provides
explanations□ Other (free description) ()□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]
Styles of lines□ No provisions

 Different lines are used to distinguish a part for which an applicant
requests design registration from other parts (Other (free description) (dotted/dashed lines are used to indicate

irrelavant part/s for the design registration)
 Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted□ Drawings which include color are permitted /  Drawings which include
color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be specified
using different colors
 Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions (What are the restrictions? →□ No provisions)□ The background may be included□ No provisions□ Mannequins and models (persons), etc. may be included□ No provisions

Description of materials other than

□ Incoming lines and explanations described in drawings are permitted□ No provisions

the subject design

 Other material that may be included (free description)
There is a provision (Article 9 of Implementing Regulation) regarding theabove materials but it says that they are not acceptable.

4

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions
Number. of photographs
Size of photographs (size of each

Details of the provisions□ Up to□ No provisions

photographs per design (Free description) 8x8 cm, 8x16 cm, 16x16 cm□ No provisions□ (Free description)□ No provisions

photograph)
Sharpness

 Black-and-white photographs are permitted / □Black-and-white photographs are not permitted
 Color photographs are permitted / □ Color photographs are
Existence and expression of color□ No provisions

not permitted[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs

Description of materials other than the□ The background may be included□ No provisions□ Mannequins and models (persons), etc. may be included□ No provisions

subject design□ Incoming lines and explanations described in drawings are□ No provisions

permitted
There is a provision (Article 9 of Implementing Regulation) regarding the above
materials but it says that they are not acceptable

In the case of expression by specimens
 Expression by specimens is not permitted. Reasons (Article 9 of Implementing Regulation)
Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted. Reasons (Provisions
Types of images (still/moving images))

Details of the provisions□ Moving images are Only still images are permitted

also permitted
Number of images□ Up to□ JPEG

Permitted image formats
Image data amount (size)□ Other (□ Up to□ No provisions

images per design
□ BMP

□ GIF

□ No provisions)□ No provisions

5 Black-and-white images are permitted / □ Black-and-white images
are not permitted
 Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images
Existence and expression of color□ No provisions(via a written statement in an application, etc.)[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design Necessary□ Voluntary□ No such item.

Explanation of the article□ Necessary□ Voluntary

 No such item.

Explanation of the design Necessary□ Voluntary□ No such item.

□ Necessary□ Voluntary□ No such item.

If your country has a partial design system, indication of partial
design N/A

Q4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.

The known article of design should be written on the application form according to the Article 8 of
Implementation Regulation
Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ()/(2) (N )Colored/transparent

parts:()/(2) (N)Method of operation: (1) ((1))/(2) (N)Continuity of a pattern: (1) (
(

)/(2)

Material: (1) ()/(2) (N)

Features of the design: (1) (Size: (1) ()/(2) (N))/(2) (Y)) N/AOther statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design. N/A
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in the6case of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.
It is stated in the description part of the design and irrelevant parts of the new design is represented by dotted or dashed lines[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
Article 13 of Implementing Regulation

The application shall be accorded the filing date, as of the date, the hour and the minute when an
application petition conforming to the sample in Annex-1, and a drawing, painting, graphic,
photographic or similar representation of the design suitable for reproduction reflecting all of its
specific features as provisioned in the sub-paragraph (b) of the first paragraph of Article 26 of The
Decree-Law, and the original receipt for the payment of fees have been deposited. Where these
documents have not been submitted at filing of the application, the Institute shall allow one month for
remedying these the deficiencies, and the filing date shall be the date these deficiencies are remedied.

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design

 International Classification□ Other country's classification

classification

for Industrial Designs(name of the country:

Q5-3 Who assigns classifications?

 Applicant□ Other ())□ Government office Other (Representative/Design Attorney)

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

 All articles with the same

□ The scope of the similarity of articles isclassification are similar

decided for each classification□ Other (free description)

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what standards?

Handing of cases in which a design cannot
be foundSpecifying the

N/A

N/A

scope of similarity
of articles

7

Specifying theRegarding

An examiner in charge of formality examination

drawing methods

makes a determination based on implementation

form

Sending a notice of reasons for deficiency

regulations
Clarity of the

An examiner in charge of formality

designexamination makes a determination based on

Sending a notice of reasons for deficiency

design law, etc.** In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled? N/A
ActionSpecific handling

Postponement of the filing date

Example: Sending a notice of reasons for refusal to

Example: Dismissing an amendment if thethe effect that the design cannot be specified

amendment is not permitted

Not postponed

Free description ()

Free description ()□ Postponed□ Not postponed

Free description ()

Free description ()□ Postponed□ Not postponed

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement□ Necessary at the time of filing□ Necessary at the time of registration□ Explanation of function/operation NA□ Necessary at the time of filing□ Necessary at the time of registration□ Size and color NA□ Necessary at the time of filing□ Necessary at the time of registration□ Method of omitting drawings NA□ Necessary at the time of filing□ Necessary at the time of registration

to the effect that the design in the application is a "partial
design" NA

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging YES[Partial design] N/A[Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever. N/A[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm. YES, but size or colors are
not described, only features of design are accepted in the explanation.

8

[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.
All of the above designs would be found in our country but only the one which names as “left side central longitudinal end
view; internal mechanism is omitted” cannot be added as it is a cross section view and this kind of views are not acceptable in
TURKEY.

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of
amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and Addition of a perspective view /  Amendment from avice versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design□□ Addition of a new matter (change of the gist of the design)

Amendment from a drawing to a photograph and vice versa / 

Amendment from a drawing to a specimen/model and vice versa□ Amendment that does not affect the finding of the gist of the Amendment from a photograph to a specimen/model and vicedesignversa□ Amendment that does not affect the determination of Amendment from a color image to a monochrome image and vicesimilarity

versa□ Amendment to the scope of the design for which design9registration is requested

Free description:

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design

It is permissible

Until grant decision

Explanation of the article to the design

N/A

N/A

Explanation of the design

It is permissible

Until publication

Permissible division (free description): N/A

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application N/Amodel application and vice versa

application and vice versa[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

A design that has different views of a single body which have theArticle 9 of the Implementing Regulation

same article of same classification is recognized as “one design”.

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
□ Can be included Cannot be included□ Can be included Cannot be included

Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Can be included Cannot be included

Multiple similar designs for the same article (e.g. multiple chair designs)□ Can be included Cannot be included

A single design designating multiple articles□ Can be included Cannot be included

Multiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included Cannot be included

A part and a finished product (e.g. a bicycle saddle and a bicycle)
Multiple articles within the same classification (e.g. if chairs and tables fall under thesame classification, a chair and a table)

10Multiple similar designs (the designs may be used for the same or different articles)□ Can be included Cannot be included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged□ Recognized Not recognized□ Recognized Not recognized□ Recognized Not recognized Recognized□ Not recognized□ Recognized Not recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.
Please refer to our answers of Q6-2 and Q6-3

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view]□ Recognized to be a single design[Perspective view of the body part][Perspective view of the speaker part] Not recognized to be a single design
Reasons (it consists of 3 designs ad it is recognized as multiple design in Tukey)[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
11 The scope is limited to that of the article□ The scope extends to articles similar to the article

stated in the application

stated in the application

included in the name of an□ The name of the article is a mere example, and□ (Free description)

articlethe design right extends to other articles with the

Scope

of

the

similarity

same form(Free description) if the parts that are not disclosed in drawings, they are not inParts that are not disclosed in drawings, etc.
the scope of effect of a design right.
Color or monochrome(Free description) N/AInfringing goods that are similar to products subject(Free description) they should be similar in terms of visual properties
to a design right only in terms of embodiment
Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

□ The scope extends to similar views, etc.

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
YES, there are some restrictions according to the Article 21-24 of Decree Law 554 (attached).
Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
Article 43 of Decree Law 554: Invalidity

A registered design shall be declared invalid by the court in following cases:a) Where proved that the design is not eligible for protection under the provisions of the Articles
5 through 10 of this Decree-Law;b) Where proved that the entitlement to the design right as provided in Articles 13, 14, 15 and 16of this Decree-Law, actually belongs to another person or persons.
c) Where there exists a conflicting design which has been made available to the public at a later
date but having an earlier date of filing;[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
 Sufficient□ InsufficientQ8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
 No

□ Yes

(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No Yes In what situation? → (Free description: in applications claiming priority)12Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
 Accepted□ Not accepted□ Other ()[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.
The website of Turkish Patent Institute is given below, the regulations and laws are attached.
http://www.tpe.gov.tr/portal/default_en.jsp

13

ニュージーランドアンケート回答アラブ首長国連邦アンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law

□ No

Yes

Formality examination regulations
Yes

Design examination guidelines

□ No

□ Yes

No

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings forYes (no. of persons in charge: 2 )□ Nodesign applications and examines design applications in terms of public orderand morality
Special department that assigns and confirms classifications

Yes (no. of persons in charge: 2 )No

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
No (i.e. substantive
examination is provided for by□ Yes (for some design applications)

Yes (for all applications)

regulations, however thispractice not yet adopted by thepatent office)Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

Yes

No

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

□ Patent gazette, etc.

Publicly known materials (□ magazines/catalogs □ internet □ other ()))

Q1-6 Please let us know the situation in your country with regard to the following.
1

Partial design system
Related design system

Accelerated examination system□ Available

Not available□ Available

Not available

One application for multiple designs system
Available□ Available

Not available

Exception to lack of novelty□ Available

Not available

Reduction and exemption system for various fees

□ Not available

Available□ Not available

System for converting a patent application to a design application andvice versa□ Available

Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."Industrial drawing: Any creative composition of lines or colours that has a special appearance and thatcan be used for an industrial or handicraft product.
Industrial Design: Any creative three dimensional form that can be used for any industrial or handicraft
product.
Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If there
are any subjects of protection other than those listed below, please describe them in the "Other" box.
□ Tangible objects (not including real

□ Three-dimensional (3D) images

Tangible objects (including real property)
property)□ Microscopic designs (those not visible to□ Holograms
Buildings

the naked eye)
□ Motion designs□ Lighting (fireworks, illuminations, etc.)□ Indoor displays and layouts of stores, etc.
Images (with specification of the articles
on which the images are displayed)
Textile designs (with specification of
the articles as textiles)

Graphic symbols□ Icons

Packaging
Images alone (without specification of the

Design drawings

articles on which the images are displayed)□ Textile designs alone (without specification□ Other ()

of the articles in which the design is used)[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
Paper

□ Electronic recording media□ E-mail□ Internet□ Other ()

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
2

Drawings□ Specimens

Photographs□ Other ()

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs
Other

Individual vs. Corporation

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings

Details of the provisions□ Up to 20 drawings per design□ No provisions

Size of drawings (size of each□ No provisions(Free description) 10 x 20 cm Max
drawing)e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
permitted only for oblique-perspective drawings).

Drawing methods

Photographs, drawings or tracings.

□ No provisions(Free description)- A copy of each side (view) of the design if it is a 3
dimensional□ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")□ No provisions

Notation in drawings
Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other ()□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted
Omission of drawings□ For a three-dimensional subject, if two drawings are identical or

No provisions

symmetrical, either may be omitted3□ Other (free description)()□ Not permitted
Development view, cross-section view, magnified view, perspective
Addition of drawings other than

□ No provisions

view, image view, etc.
necessary drawings□ Other (free description)()□ Not permitted□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use
Reference drawings□ Permitted if a reference drawing describes incoming lines and/or provides

No provisions

explanations□ Other (free description)()□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]
Styles of lines

No provisions□ Different lines are used to distinguish a part for which an applicant
requests design registration from other parts□ Other (free description)()
Drawings consisting solely of lines are permitted / □ Drawings

consisting solely of lines are not permitted□ Drawings which include color are permitted /Drawings which include

color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors
Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions(What are the restrictions? →□ No provisions)□ The background may be included

No provisions

Description of materials other than

□ Mannequins and models (persons), etc. may be included

No provisions

the subject design□ Incoming lines and explanations described in drawings are permitted

No provisions□ Other material that may be included (free description)

4

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions
Number. of photographs
Size of photographs (size of each

Details of the provisions□ Up to 20 photographs per design□ No provisions□ (Free description) 10 x 20 cm Max□ No provisions

photograph)□ (Free description)

Sharpness

No provisions

Black-and-white photographs are permitted / □Black-and-white photographs are not permitted□ Color photographs are permitted /Existence and expression of color

Color photographs are□ No provisions

not permitted[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs□ The background may be included

No provisions

Description of materials other than the□ Mannequins and models (persons), etc. may be included

No provisions

subject design□ Incoming lines and explanations described in drawings are
No provisions
permitted

In the case of expression by specimens
Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)In the case of expression by electronic images, such as CG (computer graphics)
Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Moving images are□ Only still images are permitted

also permitted
Number of images□ Up to□ JPEG

Permitted image formats
Image data amount (size)□ No provisions

images per design
□ BMP

□ GIF

□ Other (□ Up to□ Black-and-white images are permitted / □ Black-and-white images

Existence and expression of color□ No provisions)□ No provisions□ No provisions

are not permitted5□ Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images(via a written statement in an application, etc.)[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design

Necessary□ Voluntary□ No such item.

Explanation of the article

Necessary□ Voluntary□ No such item.

Explanation of the design

Necessary□ Voluntary□ No such item.

□ Voluntary□ No such item.

If your country has a partial design system, indication of partial□ Necessary

designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.
Example 2: Articles included in the International Classification for Industrial Designs are permitted.

Articles included in the International Classification for Industrial Designs are permitted.
Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ( Y )/(2) ( Y )Method of operation: (1) ( Y )/(2)Material: (1) ( Y )/(2) (Y )Size: (1) ( Y )/(2) ( Y )(Y )Colored/transparent( N )/(2) ( N )parts:(1)

Continuity of apattern:(1)

Features of the design: (1) ( Y )/(2) ( Y )( Y )/(2) ( Y )Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe the6methodby which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.

N/A[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
Federal Law No. 17/2002 as amended by Federal Law No. 31 of 2006
Cabinet Decision No. 11 of 1993

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own designclassification

International Classification
for Industrial Designs□ Other country's classification(name of the country:

ApplicantQ5-3 Who assigns classifications?

□ Other ())

Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articleswithclassification are similar

the

same

□ The scope of the similarity of articles isdecided for each classification

Other (free description)
International Classification

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations).
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements inrefusalsimilarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (An(Sending a notice of reasons for

examiner in charge ofsubstantive

examination

makes

a

comprehensive

determination

based

on

refusal)statements in an application and drawings,
7etc. attached to it.)Specifying the form

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply

drawing

examination makes a determination based onwith formalities and dismissal of themethods

implementation regulations

application

Free description

Free description(An examiner in charge of formality(Dismissal for failure to comply

examination makes a determination

with formalities and dismissal of

based

the application)on

implementation

regulations /internal administrative
guides)Clarity of

Example: An examiner in charge of substantive

Example: Sending a notice of reasons forthe design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description(Sending a notice of reasons for(Anexaminerinchargeofrefusal)substantive examination makes adetermination based on design law,etc.)
* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Free description (Sending a notice of reasons

Free description (Dismissing an□

for refusal to the effect that the design

amendment if the amendment is

Postponed

postponed

cannot be specified)

not permitted)
□

□ Not

Postponed

postponed

Free description ()

Free description (Not postponed

Not)

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration

8

Explanation of function/operation

Necessary at the time of□ Size and color□ Method of omitting drawings□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why.
[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.

N/A9

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of
amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

Addition of a perspective view /Amendment fromversa / □ Amendment from a partial design to another partial designa perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design□□ Addition of a new matter (change of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa

Amendment that does not affect the finding of the gist

□ Amendment from a color image to a monochrome image and vice versaof the design
Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

Free description: N/A

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made.
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design

Yes

before examination

Explanation of the article to the design

Yes

before examination

Explanation of the design

Yes

before examination

Permissible division (free description): No

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application

model application and vice versa

application and vice versa[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

More than one industrial drawing or design is

Section 45 of Federal Law No. 31 of 200610

permitted if are interrelated in terms of
manufacture and uses and their total number
does not exceed 20 drawings or designs.
Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
A part and a finished product (e.g. a bicycle saddle and a bicycle)
Multiple articles within the same classification (e.g. if chairs and tables fall under the

Can be included□ Can be included□ Cannot be included
Cannot be included

same classification, a chair and a table)
Multiple dissimilar designs for the same article (e.g. multiple chair designs)

Can be included□ Cannot be included

Multiple similar designs for the same article (e.g. multiple chair designs)

Can be included□ Cannot be included

A single design designating multiple articles

Can be included□ Cannot be included

Multiple dissimilar designs (the designs may be used for the same or different articles)□ Can be included

Multiple similar designs (the designs may be used for the same or different articles)

Can be included

Cannot be included□ Cannot be included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged□ RecognizedNot recognized□ RecognizedNot recognized□ RecognizedNot recognized□ RecognizedNot recognized□ RecognizedNot recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.
None we are aware of
Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, pleaseprovide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

11[Perspective view][Perspective view of the body part]

Recognized to be a single design[Perspective view of the speaker part]□ Not recognized to be a single design
Reasons ()[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
□ The scope is limited to that of the article stated

The scope extends to articles similar to the article

in the application

stated in the application ( Section 51)

included in the name of an□ The name of the article is a mere example, and□ (Free description)

articlethe design right extends to other articles with the

Scope

of

the

similarity

same form
Parts that are not disclosed in drawings, etc.

(Free description)

Color or monochrome(Free description)

Infringing goods that are similar to products subject(Free description)
to a design right only in terms of embodiment
Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

The scope extends to similar views, etc.

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
Prior use (Section 17)
Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
Novelty / Industrial applicability.
[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
Sufficient□ Insufficient12Q8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
□ Yes

No

(Please specifically describe:)

Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

Yes
In what situation? → (Free description:

Always

)Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted□ Not accepted□ Other (Priority claim may be rejected)[Request for information gathering]

9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.
•

Federal Law No. 17/2002 as amended by Federal Law No. 31 of 2006•

Cabinet Decision No. 11-1993•

www.iprights.com•

Peter Hansen, Intellectual Property Law and Practice of the UAE•

PLC Cross Border Handbooks:oIP in Business Transactions

13

フランスアンケート回答[1. System] Please answer the following questions with regard to design-related industrial property right systems in yourcountry.
Q1-1 Does your country have (1) a design law (legally binding), (2) formality examination regulations (legally binding),and (3) design examination guidelines (not legally binding)?
Design law

□ Yes

□ No

Formality examination regulations

Design examination guidelines

□ Yes

□ Yes

□ No

□ No

(2) refers to detailed rules, such as implementation regulations needed for the law or detailed provisions based on the law, and (3) refers to
examination practices.

Q1-2 In your country, is there a special department that confirms the description requirements of drawings for design
applications and examines design applications in terms of public order and morality? Is there also a special departmentthat assigns and confirms classifications in your country? If so, please enter the number of persons in charge in suchspecial departments.
Special department that confirms the description requirements of drawings for□ Yes there is no special department

design applications and examines design applications in terms of public orderin charge of the control. the person

and morality

in charge of the case will follow it□ No

throughout the procedureSpecial department that assigns and confirms classifications□ Yes (no. of persons in charge: )□ No

Determining whether a design application is novel/creative through prior design search is to be called "conducting
substantive examination."Q1-3 Is substantive examination conducted for design applications in your country?
□ Yes (for all applications)□ Yes (for some design applications)□ No

Q1-4 Is there a special department that conducts substantive examinations? If so, please enter the number of persons incharge in the special department.

□ Yes (no. of persons in charge:

)

□ No

Q1-5 This question applies to countries in which substantive examinations are conducted. Please check the applicableboxes below in relation to the scope of prior design searches conducted to determine novelty.
□ Design gazette of your

□ Design gazette of other countries

country(→ Which countries/regions?

□ Patent gazette, etc.

□ Publicly known materials (□ magazines/catalogs □ internet □ other ()))

Q1-6 Please let us know the situation in your country with regard to the following.
Partial design system□ Available□ Not available

Related design system□ Available□ Not available

Accelerated examination system□ Available□ Not available

Exception to lack of novelty□ Available□ Not available

1One application for multiple designs system

Reduction and exemption system for various fees

□ Available (for the same class)□ Available□ Not available□ Not available

System for converting a patent application to a design application andvice versa□ Available□ Not available[2. Designs subject to protection] With regard to designs protected in your country, please answer the following
questions.
Q2-1 Please provide the definition of a design protected by design law in your country.
e.g. In Japan, a design is defined as follows: "'Design' … shall mean the shape, patterns or colors, or any combination thereof, of an article(including a part of an article …), which creates an aesthetic impression through the eye."A design is the outward appearance of a product or part of it, resulting from the lines, contours, colours,
shape, texture, materials and/or its ornamentation. (Art L 511.1 IPC)
Q2-2 Please check the applicable boxes below to indicate the subjects of design law protection in your country. If
there are any subjects of protection other than those listed below, please describe them in the "Other" box.
□ Tangible objects (including real property)□ Tangible objects (not including real

□ Three-dimensional (3D) images

property)□ Microscopic designs (those not visible to□ Holograms□ Buildings

the naked eye)
□ Motion designs□ Lighting (fireworks, illuminations, etc.)□ Graphic symbols□ Indoor displays and layouts of stores, etc.

□ Packaging□ Icons□ Images (with specification of the articles□ Images alone (without specification of the□ Design drawings

on which the images are displayed)

articles on which the images are displayed)□ Textile designs (with specification of the□ Textile designs alone (without specification

articles as textiles)of the articles in which the design is used)□ Other ()[3. Measures of design disclosure] Please answer the following questions with regard to the measures of disclosing adesign in a design application in your country.
Q3-1 Please check the applicable boxes below to indicate the permitted design application filing formats in your country.
If there are any permissible formats other than those listed below, please describe them in the "Other" box.
□Paper□ Electronic recording media□ E-mail□ Internet□ Other (Fax)

document

Q3-2 Please check the applicable boxes below to indicate the permitted forms of expressing designs in design
applications in your country. Please describe forms other than those listed below in the "Other" box.
□ Drawings□ Photographs□ Specimens□ Other ()

Q3-3 If there are any special fee systems in relation to the format of a design application, please check the applicableboxes below to indicate their features. Please describe systems other than those listed below in the "Other" box.
2

Fee system

In what cases

Details of the fees

In what cases

Details of the fees

□ Computerization fees
□ Storage fees
□ Other
Reduction/exemption system□ In relation to the number of applicationsor the number of designs□ Other

Q3-4 Are there any provisions concerning the permitted measures of expressing designs in design applications in yourcountry? If so, what are their features? Please check the applicable boxes below and describe any features not listed
below in the areas marked "free description".
In the case of expression by drawings
Provisions
Number of drawings
Size of drawings (size of each

Details of the provisions□ Up to 100 drawings per design□ No provisions□ (Free description)□ No provisions

8 cm x 8 cm

drawing)e.g., The orthogonal drawing method; the isometric drawing method and thecabinet/cavalier drawing methods (cabinet drawings or cavalier drawings are
Drawing methods

permitted only for oblique-perspective drawings). ok□ No provisions□ (Free description)()□ Indication of direction and content (e.g. "front view" and "reference
drawing showing the conditions of use")
Notation in drawings□ No provisions□ Appendix of reference numbers (e.g. "fig. 1," "1.1," and "1-2")□ Other ()□ For a two-dimensional subject whose reverse side lacks any design
elements, a drawing of the reverse side may be omitted□ For a three-dimensional subject, if two drawings are identical or□ No provisions

Omission of drawings
symmetrical, either may be omitted□ Other (free description)()□ Not permitted□ Development view, cross-section view, magnified view, perspective view,
Addition of drawings other than

□ No provisions

image view, etc.
necessary drawings□ Other (free description)(

Reference drawings□ Not permitted)□ No provisions

3□ Permitted where necessary to help the examiner understand the design□ Permitted if a reference drawing is one that indicates the conditions of use□ Permitted if a reference drawing describes incoming lines and/or provides
explanations□ Other (free description)()□ Different lines are used to express transparent parts□ Different lines are used to express materials
Specifically → (Free description:）[Please answer the following if your country has a partial design system]
Styles of lines□ No provisions□ Different lines are used to distinguish a part for which an applicant
requests design registration from other parts□ Other (free description)()□ Drawings consisting solely of lines are permitted / □ Drawings consisting
solely of lines are not permitted□ Drawings which include color are permitted / □ Drawings which include
color are not permitted
Existence and expression of color□ Color may be specified in a way other than by drawing (via a written□ No provisions

statement in an application, etc.)[Please answer the following if your country has a partial design system]□ The part for which the applicant requests design registration may be
specified using different colors□ Not permitted
Expression of shading, etc.

□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)□ The background may be included□ No provisions

Description of materials other than

□ Mannequins and models (persons), etc. may be included□ No provisions

the subject design□ Incoming lines and explanations described in drawings are permitted□ No provisions□ Other material that may be included (free description)

In the case of expression by photographs□ Expression by photographs is not permitted. Reasons ()

Provisions
Number. of photographs
Size of photographs (size of each

Details of the provisions□ Up to100 photographs per design□ (Free description)

8 cm x 8 cm

□ No provisions□ No provisions

photograph)
Sharpness□ (Free description) the highest possible□ No provisions

4□ Black-and-white photographs are permitted / □ Black-and-whitephotographs are not permitted□ Color photographs are permitted / □ Color photographs are not
Existence and expression of color□ No provisions

permitted[Please answer the following if your country has a partial design
system]□ Different colors may be applied to photographs□ The background may be included□ No provisions

Description of materials other than the□ Mannequins and models (persons), etc. may be included□ No provisions

subject design□ Incoming lines and explanations described in drawings are□ No provisions

permitted

In the case of expression by specimens□ Expression by specimens is not permitted. Reasons ()

Provisions

Details of the provisions□ Not permitted

Mannequins and other accessories□ Permitted with certain restrictions□ No provisions(What are the restrictions? →)In the case of expression by electronic images, such as CG (computer graphics)□ Expression by electronic images, such as CG (computer graphics), is not permitted
Reasons ()
Provisions

Types of images (still/moving images)

Details of the provisions□ Moving images are□ Only still images are permitted

also permitted
Number of images
Permitted image formats
Image data amount (size)□ Up to 100□ No provisions

images per design□ JPEG

□ BMP

□ GIF

□ Other (paper document□ No provisions)□ Up to□ No provisions□ Black-and-white images are permitted / □ Black-and-white images
are not permitted□ Color images are permitted / □ Color images are not permitted□ Color may be specified in a way other than through the use of images
Existence and expression of color(via a written statement in an application, etc.)□ No provisions[Please answer the following if your country has a partial design
system]□ A part for which an applicant requests design registration may be
specified by using different colors

5[4. Description in an application in relation to the expression of a design] With regard to the description in an applicationin relation to the expression of a design, please answer the following questions.
Q4-1 Please check the applicable boxes below to indicate the contents (items described) of documents submitted in filinga design application in your country.
Article to the design□ Necessary□ Voluntary□ No such item.

Explanation of the article□ Necessary□ Voluntary□ No such item.

Explanation of the design□ Necessary□ Voluntary□ No such item.

□ Necessary□ Voluntary□ No such item.

If your country has a partial design system, indication of partial
designQ4-1-1 What provisions exist concerning statements in the "Article to the design" section? Please describe them below.
Example 1: In Japan, statements must follow the classification of articles specified in the Ordinance of the Ministry of Economy, Trade andIndustry (bottom column of Appended Table 1). If an article does not belong to any classification, the applicant provides explanations to help
the examiner understand the article in the "Explanation of the article" section, such as its purpose and the conditions of its use.

Articles included in the International Classification for Industrial Designs are permitted

Q4-1-2 With regard to the (1) "Explanation of the article" and (2) "Explanation of the design" sections in an application,please write Y or N in the parentheses below to indicate whether or not the relevant matter can be stated in the respective
section.
Purpose of use: (1) ( N)/(2) (Y )Method of operation: (1) ( N)/(2)Material: (1) ( N)/(2) ( Y)

Size: (1) (N)/(2) ( Y)

( N)
Colored/transparent( N )/(2) ( Y )parts:(1)

Continuity of apattern:(1)

Features of the design: (1) (N )/(2) ( Y )( N )/(2) ( N )Other statements permitted (free description)

Other statements not permitted (free description)

(1)

(1)

/ (2)

/ (2)

Q4-1-3 This question applies to countries with partial design systems. Please describe provisions concerning cases inwhich it is stated in an application that the design in the application concerned is a partial design.
Example: In Japan, the applicant must include a "Partial design" section in the application with the name of the article (e.g., "camera" in thecase of a partial design of the grip part of a camera) subject to the right in the "Article to the design" section, and must also describe themethod by which the part for which the applicant requests design registration is specified in drawings, etc., in the "Explanation of the design"
section.

There is no provision to that respect in French law[5. Understanding of specification/finding/amendment of a design] What is your understanding with regard to thespecification/finding/amendment of a design?
Q5-1 What provisions (laws, implementation regulations, detailed rules, guidelines, etc.) exist concerning therequirements for disclosure of a design considered sufficient to secure the filing date?
6

A registered design initially has a life of five years from the filing date and can be renewed in blocks offive years up to a maximum of 25 years. Applicants may market a design for up to 12 months before
filing for an registered design without destroying its novelty.
A design shall be deemed to have been made available to the public if it has been published following
registration or otherwise, or exhibited, used in trade or otherwise disclosed in the normal course ofbusiness to the circles specialized in the sector concerned, operating within the Community. The design
shall not, however, be deemed to have been made available to the public for the sole reason that it has
been disclosed to a third person under explicit or implicit conditions of confidentiality. L 511.6 IPC,
Council Regulation (EC) nº 6/2002 of 12 December 2001 on Community Designs.

Q5-2 What classifications does your country adopt? Please check the applicable boxes below.
□ Country's own design□ International Classification□ Other country's classification (nameclassification

forof the country:

Industrial

Designs□ Other ())(Locarno)□ Applicant

Q5-3 Who assigns classifications?

□ Government office□ Other()

Q5-4 Is there any relationship between an assigned classification and the similarity of articles within it? Please check theapplicable boxes below.

□

All

articles

with

the

same

classification are similar□ The scope of the similarity of articles is□ Other (free description)

decided for each classification

Q5-5 Please describe the examination process prior to the finding of a design (including both formality and substantive
examinations). There is no substantive examination
Who is empowered to find a design, and based on what

Handing of cases in which a design cannot

standards?

be found

Example: An examiner in charge of substantive examination

Example: Sending a notice of reasons forSpecifying the scope of

makes a comprehensive determination based on statements inrefusalsimilarity of articles

an application and drawings, etc. attached to it.*Free description

Free description (Specifying the form

)

(

)

Regarding

Example: An examiner in charge of formality

Example: Dismissal for failure to comply

drawing

examination makes a determination based onwith formalities and dismissal of themethods

implementation regulations

application

Free description

Free description(
Clarity of)

Example: An examiner in charge of substantive()

Example: Sending a notice of reasons for7the design

examination makes a determination based onrefusaldesign law, etc.*

Free description

Free description

(

(

)

)

* In Japan, substantive matters regarding (1) the article to the design and (2) the form of the article to the design are comprehensively
determined based on ordinary knowledge in the art to which the design pertains in light of statements in the application and drawings, etc.
attached to it

Q5-6 With regard to provisions on the expression of a design in substantive examinations, how are inadequate
descriptions handled?
Postponement of the filing
ActionSpecific handlingdate

Example: Sending a notice of reasons for refusal to the

Example: Dismissing an amendment if theeffect that the design cannot be specified

amendment is not permitted

Free description (Free description ())

Free description (Free description (Not postponed

□

□ Not

Postponed

postponed

□

□ Not

Postponed

postponed))

Q5-7 With regard to statements in an application, please check the boxes below to indicate information that must be
provided in your country and the time at which the information is necessary (at the time of filing or registration(amendment is permitted)).
□ For countries that have a partial design system, a statement to the□ Necessary at the time of□ Necessary at the time ofeffect that the design in the application is a "partial design"

filingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration□ Necessary at the time of□ Necessary at the time offilingregistration

N.A□ Explanation of function/operation□ Size and color□ Method of omitting drawings N.A

Q5-8 In the example case shown below, a design can be found in Japan. Would a design be found in the following case inyour country? If not, please describe why[Article to the design] Nozzle of a nebulizer for packaging[Partial design][Explanation of the article] This article is a nozzle of a nebulizer for packaging with a grip part that fixes or releases thenozzle lever.
[Explanation of the design] The part expressed by solid lines is the part for which design registration as a partial design
is requested. In the drawings attached to the application, the length of the omitted tube is 5 cm.

8[Front view][Back view][Plane view][Right-side view][Left-side view][Bottom view][Leftside central longitudinal end
部機構を省略した[Reference perspective view withview;
internal mechanism
左側面図中央縦端面図】

the grip part in the down position]is[Reference perspective view with thegrip part in the up position]

omitted]Description of the reasons why a design would not be found in your country, if applicable.

A design only covers the appearance of a product: therefore “the left side central longitudinal end

view; internal mechanism” cannot be protecting by design law.
A design cannot protect the function of a product : if the form is dictated exclusively by thefunction of the product, it cannot be protected by the Designs law.

Q5-9 If amendment/division/conversion of an application is permitted, please describe the scope of
amendment/division/conversion that is permissible after a design is found. Please check the applicable boxes below andenter special instructions in the "Free description" column, if any.
Permissible amendments9(1) Amendment beyond the type of design(3) Amendment beyond the type of view

□ Amendment from a design for a whole article to a partial design and vice

□ Addition of a perspective view / □ Amendment from a

versa / □ Amendment from a partial design to another partial design

perspective view to a set of six drawings and vice versa(2) Amendment beyond the type of drawing(4) Amendment of the content of a design□□ Addition of a new matter (change of the gist of theAmendment from a drawing to a photograph and vice versa / □Amendment from a drawing to a specimen/model and vice versa

design)□ Amendment from a photograph to a specimen/model and vice versa□ Amendment that does not affect the finding of the gist of□ Amendment from a color image to a monochrome image and vice versa

the design□ Amendment that does not affect the determination ofsimilarity□ Amendment to the scope of the design for which design
registration is requested

Free description: No amendments allowed after the filing.

Q5-10 With regard to statements in an application, please describe items which may be amended and the period during
which amendments can be made. NO amendment
Permissibility of amendment (freePeriod during which amendments can be madedescription)(free description)

Article to the design
Explanation of the article to the design
Explanation of the design

Permissible division (free description):

Permissible conversion of an□ From a design application to a patent/utility□ From a design application to a trademark

application (NO)model application and vice versa

application and vice versa[6. Understanding of the unity of design] The following questions are to countries that adopt a one application for
multiple designs system. What is your understanding of the unity of design? Please answer the following questions.
Q6-1 What are the requirements for being recognized to be a "single design" in your country?
Requirements for "one design" (free description)

Are there any governing laws, rules, or guidelines? (free description)

Example: A design for one article that corresponds to a

Example: Article 7 of the Design Act and the Appended Table 1 of theclassification of articles

Ordinance of the Ministry of Economy, Trade and Industry

Multiple designs are allowed, they should belong to the same

Article R 512-2 of the IP code.

class of the Locarno classification.

Q6-2 What is the scope of designs that can be included in a single application? Please indicate whether designs could be
included in a single application in the following cases.
10A part and a finished product (e.g. a bicycle saddle and a bicycle)□ Can be included□ Cannot be
includedMultiple articles within the same classification (e.g. if chairs and tables fall under the same

□ Can be included

classification, a chair and a table)
Multiple dissimilar designs for the same article (e.g. multiple chair designs)□ Cannot be
included□ Can be included□ Cannot be
includedMultiple similar designs for the same article (e.g. multiple chair designs)□ Can be included□ Cannot be
included

A single design designating multiple articles : will be considered as multiple designs in the□ Can be included

includedsame application.
Multiple dissimilar designs (the designs may be used for the same or different articles)□ Cannot be□ Can be included□ Cannot be
includedMultiple similar designs (the designs may be used for the same or different articles)□ Can be included□ Cannot be
included

Q6-3 What is the scope of a single design? Please choose whether the following are recognized to be single designs.
Multiple embodiments based on one design (e.g. an unpackaged article and multiple packaged□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognized□ Recognized□ Not recognizedworking examples)
Sets, such as a set of knives, forks and spoons
For such sets, are applicants permitted to freely combine articles and file an application for the
combination as single design?
Articles which move or change entirely or in part (e.g. a toy car that changes into a robot
through assembly)
Transitional images (e.g. an image that is developed through the operation of a music playing
device)Q6-4 Please inform us of specific cases of not being recognized to be a single design.
A design which has no unity such as multiple articles will not be considered as a single design but canbe included in one single application.

Q6-5 In the example case shown below, would the set be recognized to be a single design in your country? If not, please11

provide the reasons.
[Article to the design] A set of audio equipment[Explanation of the article to the design] This article consists of the body part which is a chassis that houses multiple
types of audio equipment and two speaker boxes on its left and right sides which receive audio signal output from thebody part and release it as sound. The body part and the two speaker boxes are separable.

[Perspective view][Perspective view of the body part]□ Recognized to be a single design[Perspective view of the speaker part]□ Not recognized to be a single design
Reasons ( the speaker and the body part are two designs different from the set. There will beconsidered as three different designs in the same application )[7. Design right] What is your understanding of the effect of a design right? Please answer the following questions.
Q7-1 What is your understanding of the content of a disclosure of a design and the scope of effect of a design right?
Please check the applicable boxes below. If your understanding does not fall under any of the following, please elaboratein the "free description" box.
□ The scope is limited to that of the article stated□ The scope extends to articles similar to the article

in the application

stated in the application

included in the name of an□ The name of the article is a mere example, and□ (Free description)

articlethe design right extends to other articles with the

Scope

of

the

similarity

same form
Parts that are not disclosed in drawings, etc.

No protected

Color or monochrome

Protected if filed

Infringing goods that are similar to products subject

There is infringement when the second design gives the same overall impression toto a design right only in terms of embodiment

the informed user.

Scope of a design depicted in□ The scope is the same as that of the views,

views, etc.

etc.

□ The scope extends to similar views, etc.

12

Q7-2 With regard to the content of a disclosure of a design, are there any restrictions in terms of the enforcement ofrights?
1-A design shall be deemed to have been made available to the public if it has been published following
registration or otherwise, or exhibited, used in trade or otherwise disclosed in the normal course ofbusiness to the circles specialised in the sector concerned, operating within the Community. The design
shall not, however, be deemed to have been made available to the public for the sole reason that it has
been disclosed to a third person under explicit or implicit conditions of confidentiality.
2-A disclosure shall not be taken into consideration for the purpose if a design for which protection isclaimed under a registered Community design has been made available to the public:(a) by the designer, his successor in title, or a third person as a result of information provided or action
taken by the designer or his successor in title; and(b) During the 12-month period preceding the date of filing of the application or, if a priority is claimed,the date of priority.
3. Paragraph 2 shall also apply if the design has been made available to the public as a consequence ofan abuse in relation to the designer or his successor in title

Q7-3 What are the grounds for invalidation in relation to the content of a disclosure of a design?
Lack of novelty[8. Other]
Q8-1 The Geneva Act of the Hague Agreement provides that an applicant may submit up to six drawings. Is thisconsidered to be sufficient disclosure of a design in your country?
□ Sufficient□ InsufficientQ8-2 Are there any court precedents in your country in which a court determined that six drawings were insufficient
disclosure of a design?
□ No

□ Yes
(Please specifically describe:)13Q8-3 In your country, is it necessary to submit a priority certificate under the Paris Convention?
□ No

□ Yes
In what situation? →to extend protection in other countries (priority periods of 6 months)

Q8-4 For an application claiming priority under the Paris Convention, etc., where there are differences between thedrawings, etc. attached to the application filed in your country and the drawings, etc. in a priority certificate, how would
the application be handled in your country?
□ Accepted□ Not accepted□ Other ()[Request for information gathering]
9-1 Please inform us of trial decisions or judgments with regard to the expression of a design in your country, if any. If
there are many such trial decisions and judgments, please inform us of approximately three of the most famous
judgments, etc.

9-2 Please inform us of laws and regulations, rules, manuals, and guidelines in your country as well as URLs of websites
and names of documents which are especially informative with regard to expression of a design under your country’s
design system, and provide summaries of the relevant parts and the names of the authors thereof. We will consult withyou separately if copyrights are involved.

Intellectual Property Code:
http://www.legifrance.gouv.fr/affichCode.do?cidTexte=LEGITEXT000006069414-Council Regulation (EC) nº 6/2002 of 12 December 2001 on Community Designs:
http://oami.europa.eu/ows/rw/resource/documents/RCD/regulations/62002_en_cv.pdf-Implementing Regulation (CDIR)
http://oami.europa.eu/ows/rw/resource/documents/RCD/regulations/22452002_cv_en.pdf-Directive:
http://eur-lex.europa.eu/LexUriServ/LexUriServ.do?uri=CELEX:31998L0071:EN:HTML14