Note: This document has been translated from a part of the Japanese original for reference purposes only. In the event of any
discrepancy between this translated document and the Japanese original, the original shall prevail.

Securities Code: 5703
June 4, 2018
To our shareholders:
Ichiro Okamoto
President and CEO
Nippon Light Metal Holdings Company, Ltd.
2-2-20 Higashi-shinagawa, Shinagawa-ku, Tokyo

Notice of the 6th Annual General Meeting of Shareholders
You are cordially invited to attend the Sixth Annual General Meeting of Shareholders of Nippon Light Metal
Holdings Company, Ltd. (the “Company”), which will be held as indicated below.
If you are unable to attend the Meeting in person, you may exercise your voting rights by either of the following
ways. Please review the attached Reference Documents for General Meeting of Shareholders, and exercise yourvoting rights accordingly.
[Voting by Mail]
Please indicate your approval or disapproval of each proposal in the enclosed voting form and then return the form
to the Company by mail so that your vote is received by 5:30 p.m., on Monday, June 25, 2018 (JST).
[Voting via the Internet, etc.]
Regarding how to vote via the Internet, etc., please read “Guide for Voting via the Internet, etc.” (Japanese only),
access the website (https://www.web54.net) that the Company has specifically designated for voting, use “votingcode” and “password” printed on the enclosed voting form, and follow the on-screen instructions to input yourapproval or disapproval of each proposal by 5:30 p.m., on Monday, June 25, 2018 (JST).
1. Date and Time: Tuesday, June 26, 2018, at 10:00 a.m. (JST)
2. Venue:2-3-15 Higashi-shinagawa, Shinagawa-ku, Tokyo“Harbor Circus” ball room, 3rd floor, Dai-ichi Hotel Tokyo Seafort
3. Purpose of the Meeting
Matters to be reported:
1. Business Report and Consolidated Financial Statements for the sixth fiscal year (from April 1, 2017 toMarch 31, 2018), and the results of audits of the Consolidated Financial Statements by the Accounting
Auditor and the Board of Corporate Auditors
2. Non-consolidated Financial Statements for the sixth fiscal year (from April 1, 2017 to March 31, 2018)
Matters to be resolved:
Proposal No. 1
Appropriation of Surplus
Proposal No. 2
Election of 13 Directors
Proposal No. 3
Election of One Auditor
Proposal No. 4
Election of One Substitute Auditor
4. Matters Concerning Excise of Voting Rights(1) If you exercise your voting rights by proxy, you must appoint one of the shareholders holding voting rights
as a proxy, and have your proxy submit a written document certifying the authority of proxy.
(2) If you do not indicate your approval or disapproval of each proposal on the voting form, we will assume
that you have voted in favor of the proposal.
(3) If you exercise your voting rights via the Internet, etc. multiple times, only the last vote exercised will betreated as valid.
(4) If you exercise your voting rights by mail and also place your vote via the Internet, etc., whichever we
received last will be treated as valid. If we receive both on the same day, we will treat only your vote
placed via the Internet, etc. as valid.
-1-

- If you attend the meeting in person, please submit the enclosed voting form at the reception. Our reception is scheduled to start at
9:00 a.m. (JST).
- Of documents to be attached to this Notice, Notes to the Consolidated Financial Statements and Notes to the Non-consolidated
Financial Statements are posted on the website of the Company (http://www.nikkeikinholdings.co.jp) in accordance with laws andregulations and the provision of the Company’s Articles of Incorporation. Therefore, they are not included in the materials attachedto this Notice. Consequently, the Consolidated Financial Statements and the Non-consolidated Financial Statements audited by the
Accounting Auditor and Auditors are comprised of each document attached to this Notice of the Meeting as well as the Notes to theConsolidated Financial Statements and Notes to the Non-consolidated Financial Statements posted on the Company’s website
mentioned above.
- In the event that amendments are made to the Reference Documents for General Meeting of Shareholders, the Business Report, theConsolidated Financial Statements and the Non-consolidated Financial Statements, the Company will post them on the website
mentioned above.
- The Company has electronically disclosed on its website mentioned above the contents of this Notice prior to mailing it out, toensure that information is furnished in a timely manner.

-2-

Reference Documents for General Meeting of Shareholders
Proposal No. 1

Appropriation of Surplus

With regard to distributing profits, the Company has a basic policy to pay dividends to its shareholders, whilestrengthening its financial structure and managerial foundation, and comprehensively considering consolidated
performance, etc. from a mid-to-long-term standpoint.
The Company has given consideration to the business performance of the fiscal year and future businessdevelopment, etc., and it proposes to pay year-end dividends for this fiscal year of ¥4 per common share of theCompany as follows:
Accordingly, upon adding the interim dividends (¥4 per share), the dividend of surplus for the current fiscal year
will be ¥8 per share, the same amount as the previous fiscal year.
Year-end dividends(1) Type of dividend property
To be paid in cash.
(2) Allotment of dividend property and their aggregate amount¥4 per common share of the Company
Total dividends: ¥2,477,529,120(3) Effective date of dividends of surplus
June 27, 2018-3-

Proposal No. 2

Election of 13 Directors

At the conclusion of this annual general meeting of shareholders, the terms of office of all 12 Directors will expire.
In that regard, the Company proposes the election of 13 Directors, increasing the number of outside Directors by
one to enhance the soundness and transparency of the Company’s management, and to strengthen its corporate
governance.
The candidates for Director are as follows:

Candidate
No.

Name(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1981
June 2006
June 200911) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Nippon Light Metal Company, Ltd.
Officer of Nippon Light Metal Company, Ltd.
Director and Executive Officer of Nippon Light
Metal Company, Ltd.
June 2012
Senior Executive Officer of Nippon Light
Metal Company, Ltd.
Oct. 2012
Director, Head of Technology & Development
Administration Dept. and Head of Central
Product Safety & Quality Assurance
Administration Dept. of the Company
Jan. 2013
Manager of the Rolled Products business of
Ichiro Okamoto
Nippon Light Metal Business Group of the(June 12, 1956)
Company
Reelection
1) 147,883 shares
June 2013
President and CEO of Nippon Light Metal[Attendance at the Board of2) NoneCompany, Ltd.
Directors’ meeting for fiscal
year 2017](current position)
12/12 (100%)
June 2013
In charge of the Rolled Products business of
Nippon Light Metal Business Group of theCompany
June 2014
In charge of the Chemicals business of Nippon
Light Metal Business Group of the Company
June 2015
President and CEO, In charge of CSR &Auditing Administration Dept. of the Company(current position)(President and CEO of Nippon Light Metal Company, Ltd.)(Director of Toyo Aluminium K.K.)(Outside Director of Tamai Steamship Co., Ltd.)[Reasons for nomination as candidate for Director]
Ichiro Okamoto has contributed to new product development processes, etc. as the personnel responsible for theTechnology & Development functions for many years. He has gained broad experiences and insight while taking
responsibilities over the Company’s core businesses, namely the Rolled Products and Chemicals businesses. In fact, he
was appointed as President and CEO of the Company in June 2015. Since his assumption of office, he has proven his
capabilities appropriate for the top management of the Company by such actions as clearly setting forth theManagement Policy. Consequently, the Company proposes his reelection as Director.

-4-Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1980
June 2007
June 20112

1) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Nippon Light Metal Company, Ltd.
Officer of Nippon Light Metal Company, Ltd.
Executive Officer of Nippon Light Metal
Company, Ltd.
June 2012
Director of Nippon Light Metal Company, Ltd.
(current position)
Oct. 2012
Director, In charge of NPS of the Company(current position)
Toshihide Murakami
June 2013
Head of Technology & Development
Administration Dept. of the Company(September 16, 1956)
Reelection(current position)1) 95,229 shares[Attendance at the Board ofJune 2013
In charge of the Capacitor Foil business of2) NoneDirectors’ meeting for fiscal
Nippon Light Metal Business Group of theyear 2017]
Company
12/12 (100%)
June 2014
Senior Executive Officer of Nippon Light
Metal Company, Ltd.
(current position)
Oct. 2014
Head of Central Product Safety & Quality
Assurance Administration Dept. of theCompany(current position)(Director, Senior Executive Officer of Nippon Light Metal
Company, Ltd.)[Reasons for nomination as candidate for Director]
Toshihide Murakami possesses a wealth of experiences in the Technology & Manufacturing functions, demonstrates hisleadership toward the Group’s companies in such areas as product development, quality assurance, and NPS, andcontributes to the management of the Group as Director of the Company. The Company judges his experiences andinsight gained through the above to be indispensable to the management of the Group, and proposes his reelection as
Director.

-5-

Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1980
June 2008
June 20123

41) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Nippon Light Metal Company, Ltd.
Officer of Nippon Light Metal Company, Ltd.
Executive Officer of Nippon Light Metal
Company, Ltd.
Oct. 2012
Head of Planning Administration Dept. of theCompany(current position)
Yasunori Okamoto
Oct. 2012
Officer of the Company(April 7, 1957)
Reelection
June 2013
Director and Head of Personnel, General1) 84,218 shares[Attendance at the Board of
Affairs, Accounting & Finance Administration
2) NoneDirectors’ meeting for fiscal
Dept. of the Company
year 2017]
Director of Nippon Light Metal Company, Ltd.
12/12 (100%)(current position)
June 2014
Senior Executive Officer of Nippon Light
Metal Company, Ltd.
(current position)(Director, Senior Executive Officer of Nippon Light Metal
Company, Ltd.)(Auditor of Toyo Aluminium K.K.)[Reasons for nomination as candidate for Director]
Yasunori Okamoto possesses a wealth of experiences in broad areas such as finance, strategic planning, humanresources, and purchasing, and is currently overseeing administrative functions, fulfilling a leadership role in the
promotion of mid-to-long term management strategies of the Group. In addition, as Director of the Company, he has
contributed to the management of the Group. Consequently, the Company judges his experiences and insight gained
through the above to be indispensable to the management of the Group as a whole, and proposes his reelection as
Director.
Apr. 1973
Joined Toyo Aluminium K.K. (Merged with
Nippon Light Metal Company, Ltd. in October
1999)
June 2005
Director of Toyo Aluminium K.K.
Hiroshi Yamamoto
June 2011
President of Toyo Aluminium K.K.
(May 16, 1950)(current position)
Reelection
1) 23,093 shares
June 2011
Director of Nippon Light Metal Company, Ltd.
[Attendance at the Board of2) NoneDirectors’ meeting for fiscal
Oct. 2012
Director of the Company
year 2017](current position)
12/12 (100%)
June 2013
In charge of Toyo Aluminium Business Groupof the Company(current position)(President of Toyo Aluminium K.K.)[Reasons for nomination as candidate for Director]
Hiroshi Yamamoto has been President of Toyo Aluminium K.K. Since 2011, demonstrating his capabilities in new
product development and reconstruction of existing businesses, thus contributing significantly to the growth of theaforementioned company. In addition, as Director of the Company, he has contributed to the management of the Group.
Consequently, the Company judges his experiences and insight gained through the above to be indispensable to the
management of the Group as a whole, and proposes his reelection as Director.

-6-

Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1980
Jan. 2005

51) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Nippon Light Metal Company, Ltd.
President and CEO of Nikkei Siam Aluminium
Limited
Oct. 2007
Officer of Nippon Light Metal Company, Ltd.
June 2011
Executive Officer of Nippon Light Metal
Company, Ltd.
Jan. 2012
President and CEO of Nikkei Panel System
Hiroyasu Hiruma
Co., Ltd.
(May 27, 1955)
Reelection
June 2014
Director of the Company
1) 78,539 shares[Attendance at the Board of(current position)2) Refer to Note 1
Directors’ meeting for fiscal
June 2014
In charge of the Panel System business ofyear 2017]
Nippon Light Metal Business Group of the
12/12 (100%)Company
June 2017
In charge of the Nippon Fruehauf business of
Nippon Light Metal Business Group,
Representative Director of Nippon FruehaufCompany, Ltd.
(current position)(Representative Director of Nippon Fruehauf Company, Ltd.)[Reasons for nomination as candidate for Director]
Hiroyasu Hiruma possesses wealth of experiences in broad areas such as accounting, human resources, overseas
procurement, and management of overseas subsidiaries. He has served for five years and five months as President andCEO of Nikkei Panel System Co., Ltd., and contributed significantly toward enhancing its business performance.
Currently, as President of Nippon Fruehauf Company, Ltd., he has been exerting his skills in the managerial reforms ofthe company and has been contributing to the management of the Group as Director of the Company. The Company
judges his experiences and insight to be indispensable to the management of the Group, and proposes his reelection as
Director.

-7-

Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1980
June 2005

61) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Nippon Light Metal Company, Ltd.
Director of Nikkeikin Aluminium CoreTechnology
Company, Ltd.
Sho Adachi
June 2011
Managing Director of Nikkeikin Aluminium(December 7, 1955)
Core Technology Company, Ltd.
Reelection
Mar. 2012
General Manager of Shandong Nikkei Conglin[Attendance at the Board ofAutomotive Parts Co., Ltd.
Directors’ meeting for fiscal
June 2014
President and CEO of Nikkeikin Aluminium
year 2017]
Core Technology Company, Ltd.
10/10 (100%)
1) 14,536 shares
Note: Sho Adachi was newly(current position)2) Noneelected as Director during theJune 2017
Director in charge of the Nikkeikin Kakoh
Fifth Annual General Meeting
Kaihatsu business of Nippon Light Metalof Shareholders held on June 27,
Business Group of the Company
2017, and has assumed office.
President and CEO of Nikkeikin Kakoh
Consequently, his attendance at
Kaihatsu Holdings Company, Ltd.
the Board of Directors’ meeting(current position)
only includes the meetings held (President and CEO of Nikkeikin Kakoh Kaihatsu Holdings
since his assumption of office.
Company, Ltd.)(President and CEO of Nikkeikin Aluminium Core Technology
Company, Ltd.)[Reasons for nomination as candidate for Director]
Sho Adachi possesses a wealth of experience as personnel responsible for the Extrusions business for many years, byworking as the President and CEO of Nikkeikin Aluminium Core Technology Company, Ltd., and has also contributed
significantly to the growth of the China business. Since June of last year, as President and CEO of Nikkeikin Kakoh
Kaihatsu Holdings Company, Ltd., which presides over the Extrusions business, has been exerting his leadershipcapabilities and has also been contributing to the management of the Group as Director of the Company. The Company
judges his experiences and insight gained through the above to be indispensable to the management of the Group, andproposes his reelection as Director.

-8-

Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1980

71) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Toyo Aluminium K.K. (Merged with
NipponLight Metal Company, Ltd. in October
Yoshihiro Tomioka
1999)(February 24, 1956)
Feb. 2002
Director of Toyo Aluminium Foil Products
Reelection
K.K.
[Attendance at the Board ofJune 2005
President and CEO of Toyo Aluminium Foil
Directors’ meeting for fiscal
Products K.K.
year 2017]
Apr. 2006
President and CEO of Toyo Aluminium Ekco
10/10 (100%)
Products Co., Ltd.
Note: Yoshihiro Tomioka was1) 6,450 shares
newly elected as Director during June 2015
Managing Executive Officer, Overseeing the2) Nonethe Fifth Annual General
New Business Creation Dept. of Toyo
Meeting of Shareholders held on
Aluminium K.K.
June 27, 2017, and has assumed(current position)
office. Consequently, hisJune 2017
Director, in charge of Toyo Aluminium
attendance at the Board of
Business Group of the Company, and Director
Directors’ meeting only includesof Toyo Aluminium K.K.
the meetings held since his(current position)
assumption of office.
(Director, Managing Executive Officer of Toyo Aluminium
K.K.)[Reasons for nomination as candidate for Director]
Yoshihiro Tomioka has served for nine years as President and CEO of Toyo Aluminium Ekco Products Co., Ltd. The
company is a major subsidiary of Toyo Aluminium K.K. and handles household-related products. For the recent years,
he has significantly contributed to the corporate growth by heading up the New Business Creation Dept. of Toyo
Aluminium K.K. In addition, as Director of the Company, he has contributed to the management of the Group.
Consequently, the Company judges his experiences and insight gained through the above to be indispensable to the
management of the Group as a whole, and proposes his reelection as Director.

-9-Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1980
June 2009891) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Nippon Light Metal Company, Ltd.
Officer,
Head of Chemicals Div. of Nippon
Kotaro Yasuda
Light
Metal
Company, Ltd.
(September 10, 1956)
June 2014
Director of Nippon Light Metal Company, Ltd.
Reelection(current position)[Attendance at the Board ofJune 2016
In charge of the Chemicals business of Nippon
Directors’ meeting for fiscal
Light Metal Business Group and In charge ofyear 2017]
the Capacitor Foil business of Nippon Light
10/10 (100%)
Metal Business Group of the Company
1) 56,044 shares
Note: Kotaro Yasuda was newly
Executive Officer of Nippon Light Metal
2) Noneelected as Director during theCompany, Ltd.
Fifth Annual General Meetingof Shareholders held on June 27,(current position)
2017, and has assumed office.
June 2016
Officer of the Company
Consequently, his attendance at June 2017
Director of the Company
the Board of Directors’ meeting(current position)
only includes the meetings held (Director, Executive Officer of Nippon Light Metal Company,
since his assumption of office.
Ltd.)(Outside Director of Tamai Steamship Co., Ltd.)[Reasons for nomination as candidate for Director]
Kotaro Yasuda had worked in key positions of the Chemicals business for many years, possesses a wealth ofexperiences, knowledge, and deep expertise, and has greatly contributed to structural reform of the aforementioned
business. Also, in recent years, he has been exerting his leadership capabilities while being in charge of the Capacitor
Foil business, and has been contributing to the management of the Group as Director of the Company. The Company
judges his experiences and insight gained through the above to be indispensable to the management of the Group, andproposes his reelection as Director.
Apr. 1986
Joined Nippon Light Metal Company, Ltd.
Apr. 2008
Senior Manager of Planning Dept. of Nippon
Toshikazu Tanaka
Light Metal Company, Ltd.
1) 39,442 shares(September 21, 1961)
2) NoneJune 2014
Officer, Head of Planning Dept. of Nippon
New election
Light Metal Company, Ltd.
(current position)[Reasons for nomination as candidate for Director]
Toshikazu Tanaka possesses a wealth of experiences in such areas as accounting, finance, and planning, and hecurrently works as Officer of Nippon Light Metal Company, Ltd., a core business company of the Group. He is
responsible for the Planning Department at the aforementioned company, where he has been exerting his skills in theformulation of business planning and in the management of the Group, and has been contributing to the management of
the aforementioned company as well as of the Group as a whole. The Company judges his experiences and insightgained through the above to be indispensable to the management of the Group, and proposes his election as Director.

- 10 -

Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1974
June 200710111) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined The Dai-Ichi Kangyo Bank, Limited
Director & Deputy President of Mizuho
Financial Group, Inc.
June 2008
Executive Officer and Vice President of Japan
Hades Co., Ltd.
Masato Ono
June 2011
Representative Director and Vice Chairman of(November 4, 1950)
Japan Hades Co., Ltd.
Reelection
June 2012
Representative Director and President of Total
1) 14,104 shares
OutsideInsurance Service Limited, Outside Director of2) None[Attendance at the Board of
Nippon Light Metal Company, Ltd.
Directors’ meeting for fiscal
Oct. 2012
Outside Director of the Company
year 2017](current position)
12/12 (100%)
June 2017
Special Advisor of Total Insurance Service
Limited(current position)(Special Advisor of Total Insurance Service Limited)(Outside Member of the Board of FANUC CORPORATION)[Reasons for nomination as candidate for outside Director]
Masato Ono possesses in-depth insight through his experiences as a senior corporate manager of the financial
institutions for many years, and works as outside Director of another company. The Company judges that he will help
maintain impartiality of the management of the Company by monitoring and overseeing its management based on his
broad experiences and deep insight. Thus, we propose his reelection as outside Director.
Apr. 1974
Joined Mitsubishi Corporation
Apr. 2002
General Manager of International Petroleum
Unit and General Manager of International
Ryoichi Hayashi
Petroleum Business Planning & Development(June 6, 1951)
Office of Mitsubishi Corporation
Reelection
Apr. 2007
Senior Vice President and Division COO of
OutsideCarbon & LPG Business Div. of Mitsubishi
1) 23,762 shares
Independent
Corporation
2) None[Attendance at the Board ofMar. 2012
President of MMP K.K.
Directors’ meeting for fiscal
July 2012
Senior Corporate Counsellor of Energy
year 2017]
Business Group of Mitsubishi Corporation
12/12 (100%)
June 2013
Outside Director of the Company(current position)
Mar. 2014
Director of Tokai Carbon Co., Ltd.
[Reasons for nomination as candidate for outside Director]
Ryoichi Hayashi possesses in-depth insight through his experiences as a senior corporate manager of the trading
company for many years, and had worked as Director of other companies. The Company judges that he will help
maintain impartiality of the management of the Company by monitoring and overseeing its management based on his
broad experiences and deep insight. Thus, we propose his reelection as outside Director. The Company has submitted
notification to the Tokyo Stock Exchange that he has been designated as an independent officer as provided for by the
aforementioned exchange. If his reelection is approved, the Company plans for his appointment as an independent
officer to continue.

- 11 -

Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1968

121) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Fuji Electric Manufacturing Co., Ltd.
(currently Fuji Electric Co., Ltd.)
June 1998
Director of Fuji Electric Manufacturing Co.,
Ltd. (currently Fuji Electric Co., Ltd.)
Oct. 2003
President and Representative Director of Fuji
Electric Systems Co., Ltd. (currently Fuji
Haruo Ito
Electric Co., Ltd.)(November 9, 1943)
June 2006
President and Representative Director of Fuji
Reelection
Electric Holdings Co., Ltd. (currently Fuji
OutsideElectric Co., Ltd.)1) 7,758 shares
Independent
Apr. 2010
Director and Advisor of Fuji Electric Holdings 2) None
[Attendance at the Board ofCo., Ltd. (currently Fuji Electric Co., Ltd.)
Directors’ meeting for fiscal
June 2010
Advisor of Fuji Electric Holdings Co., Ltd.
year 2017](currently Fuji Electric Co., Ltd.)
12/12 (100%)(current position)
June 2016
Outside Director of the Company(current position)(Advisor of Fuji Electric Co., Ltd.)(Chief Director of Denki-Club, Ltd.)(Outside Director of Zeon Corporation)[Reasons for nomination as candidate for outside Director]
Haruo Ito has gained many years of experiences as a senior corporate manager of manufacturing companies, andpossesses experiences and insight as a senior corporate manager of a pure holding company whose type is identical to
the Company. The Company judges that he will help maintain impartiality of the management of the Company bymonitoring and overseeing its management based on his broad experiences and deep insight. Thus, we propose hisreelection as outside Director. The Company has submitted notification to the Tokyo Stock Exchange that he has been
designated as an independent officer as provided for by the aforementioned exchange. If his reelection is approved, theCompany plans for his appointment as an independent officer to continue.

- 12 -

Candidate
No.

Name
(Date of birth)

Career summary, position and responsibility in the Company(Significant concurrent positions outside the Company)

Apr. 1969
May 1996

1) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Nomura Research Institute, Ltd.
Managing Director of Nomura ResearchInstitute, Ltd.
June 1996
Managing Director of KOKUSAI Securities
Co., Ltd. (currently Mitsubishi UFJ Securities
Holdings Co., Ltd.)
June 1998
Representative Director and Senior Managing
Director of KOKUSAI Securities Co., Ltd.
Toshihito Hayano(currently Mitsubishi UFJ Securities Holdings(December 3, 1946)
1) 1,550 sharesCo., Ltd.)New election2) NoneJune 2001
President of Kokusai Capital Corporation
Outside(currently AG Capital Co., Ltd.)
Independent
Apr. 2011
Professor of College of Business
Administration and Information Science of
Chubu University
13
Oct. 2012
Substitute Auditor of the Company
May 2016
Outside Auditor of the Company(current position)(Outside Corporate Director of Tabuchi Electric Co., Ltd.)[Reasons for nomination as candidate for outside Director]
Toshihito Hayano possesses broad experiences and deep insight from a long history of involvement in the managementof securities companies and investment companies and from serving as a professor of the university. Also, since
assuming office as outside Auditor of the Company in May 2016, he has appropriately executed his auditing duties andhas provided appropriate proposals from a perspective for implementing continuous expansion of the Group and froman independent point of view. The Company judges that he will continue to contribute to securing fairness in the
management of the Company by directly utilizing his experience and insight in the monitoring and overseeing of its
management. Thus, the Company proposes his election as outside Director. The Company has submitted notification to
the Tokyo Stock Exchange that he has been designated as an independent officer as provided for by the aforementioned
exchange. If his election is approved, the Company plans for his appointment as an independent officer to continue.
Notes: 1. The Company has been entrusted with administrative tasks relating to management from Nippon Fruehauf Company,
Ltd. and the aforementioned company has paid the management fee to the Company.
2. Masato Ono, a candidate for outside Director, had been non-executive Director of Nippon Light Metal Company, Ltd.
from June 2012 to September 2012.
3. Ryoichi Hayashi, a candidate for outside Director, had been non-executive Director of Nippon Electrode Co., Ltd. fromMarch 2012 to June 2012.
4. Tenure since the candidates for outside Director assumed office as outside Director or outside auditor of the Company(1) At the conclusion of this annual general meeting of shareholders, Masato Ono’s tenure as outside Director of theCompany will have been five years and nine months.
(2) At the conclusion of this annual general meeting of shareholders, Ryoichi Hayashi’s tenure as outside Director of
the Company will have been five years.
(3) At the conclusion of this annual general meeting of shareholders, Haruo Ito’s tenure as outside Director of theCompany will have been two years.
(4) At the conclusion of this annual general meeting of shareholders, Toshihito Hayano’s tenure as outside Auditor of
the Company will have been two years and one month. Furthermore, he will resign as Auditor at the conclusion ofthis meeting.
5. Limited liability agreements with candidates for outside Director
Masato Ono, Ryoichi Hayashi, and Haruo Ito, candidates for outside Directors, are currently outside Directors of theCompany and the Company has entered into agreements with them to limit their liability for damages under Article 423,
paragraph 1 of the Companies Act. The maximum amount of liability for damages under agreements is the higher of
either ¥7,000,000 or the minimum liability amount provided for under laws and regulations. If the reelection of them isapproved, the Company plans to renew the aforementioned agreement with them.
Also, Toshihito Hayano, a candidate for outside Director, is currently an outside Auditor of the Company, and theCompany has entered into an agreement with him to limit his liability for damages under Article 423, paragraph 1 of the- 13 -

Companies Act. If the election of Toshihito Hayano is approved, the Company plans to enter into the same limited
liability agreement with him.
6. The Group has transactions with FANUC CORPORATION where Masato Ono, a candidate for outside Director, serves
as an outside Member of the Board, including sales of products and purchase of equipment. However, in fiscal 2017, therecord of sales from the Group to FANUC CORPORATION was less than 1.0% of the consolidated sales of theCompany, and the record of purchase from FANUC CORPORATION to the Group was less than 1.0% of theconsolidated sales of FANUC CORPORATION. Furthermore, there are no other relationships that should be disclosed
between any other companies that the candidates for outside Director concurrently works for (as an executive director oran outside officer, etc.) and the Group.
7. Number of the Company’s shares owned by the candidates for Director includes their holdings in officers’ stock
ownership plan of the Company.

- 14 -

Proposal No. 3

Election of One Auditor

If Proposal No. 2 is approved and adopted, Toshihito Hayano, who is currently an outside Auditor, will resign as
Auditor at the conclusion of this meeting and will assume the office as outside Director. Therefore, the Company
proposes the election of one new outside Auditor.
In addition, the consent of the Board of Corporate Auditors has been obtained for the submission of this proposal.
The candidate for Auditor is as follows:

Name(Date of birth)

Career summary and position(Significant concurrent positions outside the Company)

Apr. 1993

1) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Registered as an attorney at law at Tokyo Bar Association(current position)
Apr. 1993
Joined Central Law Office
Shintaro Kawai
July
2008
Partner at Clair Law Firm
(May 24, 1961)
1) 0 shares
New election
Dec. 2010
Founded Kawai Law Office2) NoneOutside(current position)
Independent
June 2017
Substitute Auditor of the Company(current position)(Attorney at law)
[Reasons for nomination as candidate for outside Auditor]
Shintaro Kawai is a completely independent attorney at law in no client relationship with the Company, and possesses experiences
and insight as a professional lawyer. The Company judges that he will contribute to securing fairness in the management of theCompany by utilizing his experience and insight to the audit of the Company. Thus, the Company proposes his election as outside
Auditor. If his election is approved, the Company plans to designate him as independent officer as provided for by the Tokyo Stock
Exchange.
Notes: 1. If a candidate for outside Auditor has not been involved in corporate management other than through serving as an
outside director or auditor, the reason why we have judged that he is capable of appropriately performing his duty as an
outside Auditor even though he has not involved in corporate management is as follows.
Though Shintaro Kawai has not been involved in corporate management directly, he, as a lawyer, is well versed incorporate legal affairs, etc. Thus, the Company judges that he will appropriately fulfill his duties as outside Auditor.
2. Tenure since the candidates for outside Auditor assumed office as outside Auditor of the Company
Shintaro Kawai is a new candidate for outside Auditor.
3. Limited liability agreements with candidates for outside Auditor
If the election Shintaro Kawai, a candidate for outside Auditor, is approved, the Company plans to enter into anagreement with him to limit his liability for damages under Article 423, paragraph 1 of the Companies Act. The
maximum amount of liability for damages under this agreement is the higher of either ¥7,000,000 or the minimum
liability amount provided for under laws and regulations.
4. There are no other relationships that should be disclosed between any other companies that the candidate for outside
Auditor concurrently works for (as an executive director or an outside officer, etc.) and the Group.
5. Shintaro Kawai was elected as substitute Auditor of the Company at the 5th Annual General Meeting of Shareholders
held on June 27, 2017. However, the validity of the resolution for election can be nullified by resolution of the Board of
Directors if the consent of the Board of Auditors has been obtained; provided, however, that it is only in a time before
assuming office. As the Company is proposing his election as an outside Auditor, the Board of Directors has resolved,
with the consent of the Board of Auditors, to nullify the resolution for his election as substitute Auditor as of the start ofthis Annual General Meeting of Shareholders.

- 15 -

Proposal No. 4

Election of One Substitute Auditor

Shintaro Kawai, who is currently a substitute Auditor of the Company, was elected as substitute Auditor of theCompany at the 5th Annual General Meeting of Shareholders held on June 27, 2017. However, the validity of theresolution for election can be nullified by resolution of the Board of Directors if the consent of the Board ofAuditors has been obtained; provided, however, that it is only in a time before assuming office. In Proposal No. 3,
the Company is proposing his election as an outside Auditor. Therefore, the Board of Directors has resolved, withthe consent of the Board of Auditors, to nullify the resolution for his election as substitute Auditor as of the start ofthis Annual General Meeting of Shareholders.
Therefore, the Company proposes the election of one substitute outside Auditor to be ready to fill a vacant position
should the number of outside Auditors falls below the number required by laws and regulations.
The validity of the resolution for election can be nullified by resolution of the Board of Directors if the consent of
the Board of Corporate Auditors has been obtained; provided, however, that it is only in a time before assuming
office.
In addition, the consent of the Board of Corporate Auditors has been obtained for the submission of this proposal.
The candidate for substitute Auditor is as follows:

Name(Date of birth)

Career summary and position(Significant concurrent positions outside the Company)

Dec. 1992
Oct. 1994

1) Number of theCompany’s
shares owned
2) Relationship ofspecial interestin the Company

Joined Tomono Tax Accounting Office
Joined Century Audit Corporation (currently Ernst & Young
ShinNihon LLC)
June 2003
Joined KPMG AZSA & Co. (currently KPMG AZSA LLC)
July 2004
Seconded to KPMG LLP in the UK
Jinseki Kim
Aug. 2007
Returned to post at KPMG AZSA & Co.
(June 4, 1965)
1) 0 shares
July 2015
Established Jinseki Kim CPA Office
New election2) NoneOutside(current position)
Independent
Dec. 2015
CEO of Accounting Workshop Co.,Ltd(current position)(Certified public accountant)(CEO of Accounting Workshop Co.,Ltd)(Outside Auditor of Mystar Engineering Corp.)[Reasons for nomination as candidate for substitute outside Auditor]
Jinseki Kim is a completely independent certified public accountant, in no client relationship with the Company, and possesses
considerable insight in finance and accounting as well as experiences as a professional. The Company judges that he will contributeto securing fairness in the management of the Company by utilizing his experience and insight to the audit of the Company. Thus,
the Company proposes his election as substitute for outside Auditor. If the number of outside Auditors falls below the number
required by laws and regulations and he assumes the office as outside Auditor, the Company plans to designate him as anindependent officer as provided for by the Tokyo Stock Exchange.
Notes: 1. Limited liability agreements with candidates for substitute outside Auditor
If the number of outside Auditors falls below the number required by laws and regulations, whereby Jinseki Kim, acandidate for substitute outside Auditor, assumes the office, then the Company plans to enter into an agreement with him
to limit his liability for damages under Article 423, paragraph 1 of the Companies Act. The maximum amount of liability
for damages under this agreement is the higher of either ¥7,000,000 or the minimum liability amount provided for underlaws and regulations.
2. There are no other relationships that should be disclosed between any other companies that the candidate for substituteoutside Auditor concurrently works for (as an executive director or an outside officer, etc.) and the Group.

- 16 -