Updated on June 4, 2021
Originally on April 27, 2021
(TSE 1st Section: 8698)[Updated]
DATABOOK
Financial Results for Fiscal Year Ended March 31, 2021

This is an English translation of Japanese presentation material prepared in connection with the disclosure of the financial results of Monex Group, Inc. It includes
information derived from the consolidated financial statements of Monex Group, Inc. which are prepared in accordance with International Financial Reporting Standards(“IFRSs”). This material is not intended to recommend, conduct solicitation for any product or service, etc.
<Forward-looking Statements>
This presentation material contains forward-looking statements that are based on our current expectations, assumptions, estimates and projections about our industry
and us. These forward-looking statements are subject to various risks and uncertainties. Generally, these forward-looking statements can be identified by the use ofterms such as "may" "will" "expect" "anticipate" "estimate" "plan" and other similar words. These statements discuss future expectations, identify strategies, containprojections of results of operations or of our financial condition and state other "forward-looking" information. Our operations are subject to risks, uncertainties andother factors that could cause our actual results to differ materially from those contained in any forward-looking statement.

Consolidated statement of financial position (1) - BEFORE Update■Assets(JPY million)

As ofMar. 31, 2020

As ofMar. 31, 2021

As ofMar. 31, 2020

As ofMar. 31, 2021

Cash and cash equivalents

132,561

176,726

Property and equipment

4,921

4,961

Cash segregated as deposits

620,222774,582

Intangible assets

46,00644,861

Trading securities and other4,516

4,457

Derivative assets

14,38012,067

Goodwill

16,952

17,223Inventories

2,932

45,462

Identifiable intangible
assets

9,269

8,499

Investments in securities

5,447

8,515

Other

19,784

19,140Margin transaction assets

107,207

182,017

Loans on margin transactions

97,744

173,499

Equity method
investments

276

345

Cash collateral pledged for
securities borrowing on margintransactions

Deferred tax assets

370

1,456

9,463

8,518

Other assets

3,404

2,738

Loans secured by securities

32,74842,774

Total assets

1,022,934

1,401,130

Cash collateral pledged for
securities borrowed

32,74842,774

Other financial assets

47,943

100,167

Guarantee deposits

33,21651,322

Accrued income

3,044

3,466

Loans receivable

8,594

25,682Others

4,885

19,6971

Consolidated statement of financial position (1) - AFTER Update■Assets(JPY million)

As ofMar. 31, 2020

As ofMar. 31, 2021

As ofMar. 31, 2020

As ofMar. 31, 2021

Cash and cash equivalents

132,561

163,989

Property and equipment

4,921

4,961

Cash segregated as deposits

620,222774,582

Intangible assets

46,00644,861

Trading securities and other4,516

4,457

Derivative assets

14,38012,067

Goodwill

16,952

17,223Inventories

2,932

45,462

Identifiable intangible
assets

9,269

8,499

Investments in securities

5,447

8,515

Other

19,784

19,140Margin transaction assets

107,207

182,017

Loans on margin transactions

97,744

173,499

Equity method
investments

276

345

Cash collateral pledged for
securities borrowing on margintransactions

Deferred tax assets

370

1,456

9,463

8,518

Other assets

3,404

2,738

Loans secured by securities

32,74842,774

Total assets

1,022,934

1,401,130

Cash collateral pledged for
securities borrowed

32,74842,774

Other financial assets

47,943112,904

Guarantee deposits

33,21664,059Accrued income

3,044

3,466

Loans receivable

8,594

25,682Others

4,885

19,6972