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教職員行動規範「芝浦工業大学教職員行動規範」より抜粋

学校法人芝浦工業大学は、1927年、有元史郎によって東京高等工商学校として創立された。有元史郎は「実学を通じて真理を探究できる技術者、高い倫理観と豊かな見識を持った技術者、自主・独立

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一人の一つの研究不正が社会からの信頼や大学イメージを大きく損なうことにつながります。
不正行為を行わないことは勿論関与しないことをしっかり守りましょう。
芝浦工業大学の研究者として責任ある研究活動を！
Each act of dishonesty in relation to research funding destroys the trust from society anddamages the image of a university.
We must never engage in fraudulent behavior or comply with such behavior.
Conduct your research activities with a sense of responsibility as a researcher at SIT!

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芝浦工業大学で研究活動に携わる皆さんへIndividual involved in research activities
at the Shibaura Institute of Technology

技術者を養成することを建学の理念とし、東京高等工商学校を設立

学部生・院生・研究員等のみなさんへした。以来、多くの有為な人材を輩出し、卒業生は「堅実に仕事がで研究不正の疑いをもったときに限らず、研究活動で疑問を抱いたり、どうすればいいのか悩んだときには、一人で悩まずにまずは指導教員や先輩・友人などに相談してみてください。大学の相談窓口も利用できます。

工学”、“環境と資源保持を両立できる持続可能な社会の進歩”を目教員のみなさんへ

指し、国際水準による学術研究の向上を図るとともに、時代が求め研究不正を防ぐのは、なによりも自由闊達なコミュニケーションです。自由闊達に相談・議論できる環境をつくることは、優れた研究成果を産み出すことにも繋がります。

り組む。また、本法人の設置している中学校・高等学校は、各々の中等教育の理念を達成することを目的として教育に取り組む。
以上の目的遂行のため、私たち教職員は学校法人芝浦工業大学の一員としての誇りと自覚を持ち、お互いの人権と人格を尊重し、それぞれの職務、役割の遂行に際して、誠実で高い倫理観の下、以下の事

Message to undergraduate students, graduate students and researchers
Instead of worrying by yourself, please consult with an instructor, senior
student, or friend when you suspect dishonesty in research, when you havesuspicions regarding research activities, or when you are unsure of how toact. You can also contact the counseling service provided by our university.

項を遵守し行動することにより、法人のさらなる発展に努めていく。
（以下省略）

Message to faculty

Concepts which must be understoodand followed by researchers*

Code of Conduct for Members of the Faculty and Administration

Contact for consultation/inquiries regarding research ethics
and methods for using public research funding

リーフレ倫理ッ究SEARCHETHIECS LA

Committee for Preventing Dishonest Research Activities
Research Promotion Office, Research Promotion Section

応募資格停止、加算金を含めた資金返還等のペナルティがあります。
法律上の処分
本学又は配分機関から民事または刑事告訴を受けることがあります。

研究活動の不正行為とは？ / What is fraudulent behavior as relates to research activities?

Researchers must be aware of their responsibilities in research activities. Furthermore, researchers must follow their own conscience and beliefs and conduct
research in good faith, in order to avoid warping the objectivity of research
results.
If you have conducted any fraudulent activity and failed to fulfill your responsibilities and ethics, penalties as shown below will be imposed on you.
Disciplinary measures for individuals

3-7-5 Toyosu, Koto-ku, Tokyo 135-8548

Measures by the organization deploying the researcher
Includes revocation of application qualifications and penalties such as refundingof research funds (including an additional amounts)

tel 03（5859）7160
e-mail sangaku@ow.shibaura-it.ac.jp

Legal measures
In some cases, a civil or criminal lawsuit may be field by SIT or the organization
deploying the research.

芝浦工業大学 公的研究費 検索

公的研究費の適正な執行に向けて
For appropriate administration of public research funding
https://www.shibaura-it.ac.jp/research/approach/compliance_execution.html¥Measures within SIT
Includes disciplinary punishments, reprimands, serious warnings, etc.

〒135-8548 東京都江東区豊洲 3-7-5

University homepage

配分機関からの処分

What responsibilities and ethics are expectedfrom you as a researcher?

研究活動不正防止委員会
研究推進室 研究推進課

大学ホームページ

懲戒処分、または訓告・厳重注意等の措置を受けます。

研究機関が受ける処分

REExcerpt from the "Code of Conduct for Members of the Faculty andAdministration of Shibaura Institute of Technology"

学内の処分何らかのペナルティが科せられることがあります。

ト

研究倫理、公的研究費の使用方法などについての相談・問い合わせ先＃817547 研究倫理リーフレット W396×H210 観音折り＿表

研究者*が理解し身につけておくべき心得

Free and active communication is the most important element in preventing
dishonest research. Creating an environment which fosters free consultationand discussion will lead to the birth of outstanding research results.

研究費の不正行為とは？ / What is fraudulent behavior as relates to research funding?

The Shibaura Institute of Technology (SIT; an incorporated educational foundation) was founded by Doctor Shiro Arimoto in 1927 as the Tokyo Higher School ofIndustry and Commerce. The founding philosophy of the school established byDoctor Arimoto was to "to cultivate engineers who are capable of pursuing thetruth through practical learning, who possess a strong sense of ethics andcomprehensive knowledge, and who are capable of refining every aspect of theirskills through a spirit of autonomy and independence." Put simply, Dr. Arimoto
sought to cultivate outstanding engineers. Since then, SIT has produced countlesshighly-skilled professionals, and our graduates have been praised as "engineers
who perform reliable work."
With the goal of "engineerings which take care of people's minds" and "developing
a sustainable society with harmony between the environment and resource
retention," in addition to improving academic research through international
standards, SIT conducts education and research with the goals of cultivating
highly-creative professionals who are needed today, of contributing to society
through the creation of new industries and technologies, and of bringing
happiness to mankind. Furthermore, at our junior high school and high school
which are operated as part of the SIT educational institution, we conducteducation which is aimed at achieving the ideals of secondary education.
In order to reach the goals discussed above, we the members of the faculty andeducation at SIT will hold a sense of pride and awareness regarding our role at theuniversity. We will show mutual respect for human rights and character.
Moreover, by acting sincerely and with a strong sense of ethics, we will behave incompliance with the items listed below when perform our duties and fulfilling ourroles, thus striving for the further growth of SIT.

個人が受ける処分ET会に貢献し、人類の幸福に寄与することを目的として教育研究に取されます。

FLる創造性豊かな人材を育成し、新たな産業、技術の創造をもって社ことがないよう、自己の良心と信念に従い、誠実に研究を遂行しなけれ
もしも、これらを犯すような不正行為を行った場合は、以下の罰則が科

研

芝浦工業大学はこの「実学教育」の伝統のもと、“人の心を思いやる研究者は、研究活動における責任を自覚し、研究成果の客観性を歪めるばなりません。の精神を持って精緻を極めることのできる技術者」すなわち優れたきる技術者」として評価されてきた。

研究者の一員である
あなたに求められる責任と倫理とは？

Penalties imposed on a research institution＊ 研究者とは … 教員に限らず、本学において研究活動に従事する者すべてを含みます。
*Researchers: In addition to faculty members, includes all individuals who are involved inresearch activities at SIT.

Penalties may be imposed in some cases.

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研究活動の不正行為とは？

研究費には様々な種類があります。その中には、国民からの貴重な税金で賄われその際に、以下の行為は不正となる行為ですので注意してください。ている研究費があります。使途を明確にかつ効率的に使用しなければなりません。

若手研究者シェーンは、分子性有機物結晶を使った超伝導の発見、電子素子の開発など、物性物理・化学関係者が期待していた重要な成果を次々にあげ、短期間にScienceなどに多くの論文を発表、さらに表紙も飾った。ノーベル賞を複数回受賞しうる成果との評判もあったが、重複データの存在、多すぎる論文数、追試による再現性の不能性などから不正行為が発覚した。ノイズまで酷似した二つの全く異なる実験のデータは、捏造の動かせぬ証拠となった。結局、論文のほぼすべてが撤回された。

研究費の不正行為

特定不正行為捏造

2

カラ発注（預け金）
書類の書き換え3

盗用

研究不正告発サイトからの指摘により、研究者の論文不正（画像の流用、転用、貼り合わせ不掲載、消去、過度な調整など）が発覚した。
［参考文献：分子細胞生物学研究所・旧研究室における論文不正に関する調査報告（最終）A大学科学研究行動

例 B大学論文不正問題
学位取得した博士論文について、一般向けウェブサイトからのコピー・アンド・ペーストであること、バイオ系企業ウェブサイトの画像に酷似していること、参考文献リストを別の論文からコピー・アンド・ペーストしたため意味不明な記載、整合性がない箇所等が指摘された。

他の研究者のアイデア、分析・解析方法、データ、研究結果、論文又は用語を、当該研究の了解又は適切な表示なく流用すること。

［参考文献：『B大学不正調査委員会』報告書］

二重投稿

すでに発表された、ないしは他の学術誌に投稿中の論文と本質的に同一の内容の原稿をオリジナル論文として投稿すること。

不適切なオーサーシップ等

研究論文の著者リストにおいて、著者としての資格を有しないものを挙げ、又は著者として投稿すること。

研究活動の不正行為も、研究費の不正行為も「悪意でない間違いや意図的でない不正」は許されるか?
Will exceptions be made for fraudulent research activities or fraudulent research expenses
if the fraud was not performed maliciously or intentionally?

What is Misconduct behavior as
relates to research activities?
Students will have the opportunity to join a laboratory
and participate in research conducted by their instructor.
Note that the items listed below constitute fraudulent
behavior when participating in research.
Fraudulent behavior

Fabrication

The act of creating data or research results which do
not actually exists.
Example: The Schön Case (Bell Laboratories Case)
Schön, a young German researcher, generated important
accomplishments such as the discovery of superconductivity
using organic molecular crystals and the development ofelectron elements, which had been looked forward to bycondensed-matter physicists and chemists. He published anumber of articles in Science, Nature, etc., and even made thecovers of publications during a short time period. His accomplishments were reputed to deserve more than one Nobel
Prize, but misconducts in his scientific research were exposed
through such observations as duplicate use of data, an unusually large number of publications, poor reproducibility, etc.
Among the misconducts were two sets of different experimental data with virtually identical noise signals that proved hisfabrication. Eventually, most of his publications were withdrawn.

[Reference: “Concerning Scientific Misconducts and TheirPrevention. A Report from Standing Committee on Science andSociety” Standing Committee on Science Council of Japan]

Falsification

The act of modifying research results obtained fromdata-based research activities to create false results.
This is done by altering research materials, equipments
or processes.

Example: Fraudulent theses published by the Institute of
Molecular and Cellular Biosciences at University A
The fraudulent theses (diversion, pasting, non-disclosure,deletion, and excessive adjustment of images) of a certain
researcher were discovered by a tip given on a whistleblowing
website for research fraud.
[Reference: "Final Report on the Investigation of Theses Fraud
at the Former Laboratory of the Institute of Molecular andCellular Biosciences" Committee for Code of Research Conduct
at University A]

Plagiarism

The act of using the ideas, analysis methods, data,
research results, theses, or terminology of anotherresearch without permission from said research andwithout appropriate display.
Example: Scandal at University B
Inconsistencies were pointed out in regards to the doctoral＃781777 研究倫理リーフレット W396×H210 観音折り＿裏

thesis of a student who had acquired a PhD degree. Specifically, some sections had been copied and pasted from a
website accessible by the general public, images resembled
those from the website of a biological corporation, and thelisted of related literature had been copied/pasted from anothertheses and was therefore meaningless.
[Reference: Report of "the investigating committee for Scandal
at University B"]例

カラ謝金、カラ給与
実態のない謝金の全部又は一部を請求し受け取ること。

研究費が余ったため架空の発注を行い、支払われた研究費を業者に預け金として管理させ、翌年度以降に実験用消耗品等を納品させた。
研究費が不足して業者への支払いができないことを知りながら、業者に物品等を納品させ、後日、架空取引を指示し、当該物品等の代金を支払った。
消耗品を購入したという虚偽の取引に基づき大学に研究費を請求し、支払われた代金を業者に預け金として管理させ、次年度以降の研究費として使用した。

例

出張がキャンセルになったが、事前申請の取り下げを忘れていたため、申請どおりの旅費を受給してしまった。
正規価格の見積書を大学に提出して概算払いさせ、実際には格安航空券を購入して旅費の差額を他の経費に充当した。

実態のない出張旅費や実際とは異なる交通費等の全部又は一部を請求し受け取ること。

規範委員会］

謝金

その他の不正行為Q

カラ出張
出張旅費の水増し請求

例 A大学分子細胞生物学研究所における論文不正事件

研究資料・機器・過程を変更する操作を行い、データ研究活動によって得られた結果等を真正でないものに加工すること。

研究費の不正行為とは？

研究費で架空の発注をすること。
業者に取引実態と異なる虚偽の書類を作成させること。
業者が作成した書類を改ざんすること。

［参考文献：日本学術会議 学術と社会常置委員会『学術と社会常置委員会報告 科学における不正行為とその防止について』］

改ざん

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研究室に配属になり、先生の研究に携わる機会があると思います。

例 シェーン（ベル研）事件

存在しないデータ、研究結果等を作成すること。

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例

学生等に実態を伴わない給与を支出し、これを返還させ研究室の管理・運営に必要な経費に使用した。
出勤表に記載する勤務時間を、実際より多く記載して提出し、研究代表者が過大な請求金額を一括して受領。その後、研究協力者に謝金を支払い、差額を他の経費に充当した。

もっと詳しく知りたい方へJ

日本語版 ……… 日本学術振興会『科学の健全な発展のために ­誠実な科学者の心得­』丸善出版

E

英 語 版 ……… For the Sound Development of Science - The Attitude of a Conscientious Scientist - Maruzen PublishingA

不正はどのような理由があっても許されません！ 不正をしても良いことは何もありません！

Fraud will never be forgiven regardless of the reason! There is never any benefit to engaging in fraud!

What is Misappropriation behavior
as relates to research funding?
There are various types of researching funding. Some
research funding is provided by valuable taxes which arepaid by citizens. Therefore, it is necessary to clarify theuse of research funding and to use funding efficiently.

to make payments to a business, the business is asked todeliver goods. At a later date, an order for a fictitious transaction is placed, and the price of the goods in question is paid.
Researching funds are requested based on a fictitioustransaction of purchase into consumable products. Suchfunds are managed by the business as a deposit for using
them in the following year or in subsequent years as
researching funds.

Fraudulent use of research funding
Other fraudulent behavior

Multiple publication

The act of submitting as an original thesis a manuscript
which is essential the same as a thesis which has
already been published or which is currently being
submitted to another academic journal.

Inappropriate authorship, etc.

The act of listing in a research thesis an authored work
for which you do not possess qualifications as theauthor, or the act of submitting such a work.

Procurement Budget Misappropriation(depositing)

The act of placing a fictitious order for researchfunds.
The act of having a business create falsified documentation which differs from actual transactions.
The act of modifying the documentation created by
the business.
Example:Researching funds are left over and a fictitious order for
research funding is issued. The paid research funds aremanaged by the business as a deposit, and consumableproducts used in experiments are delivered the following
year or in subsequent years.
Even when it is known that there are insufficient research funds

Travel Budget Misappropriation
The act of billing and receiving compensation for all orpart of a fictitious business trip, transportation expenses with differ from the expenses which were actually incurred, etc.
Example:Although a business trip was cancelled, you forgot to cancel
the advance application. As a result, travel expenses werereceived per the application.
Although you submitted an official price estimate to theuniversity and received payment based on said estimate, youactually purchased discount air tickets and used thedifference in travel expenses to pay for other items.

Personnel Budget Misappropriation
The act of billing and receiving all or a portion of anhonorarium which does not actually exist.
Example:An instructor pays a fictitious salary to students. He then has
students return the payments and uses the money for
management/operation of his laboratory.
The working hours listed on the attendance form are greaterthan the actual working hours. The research leader thenreceives a batch of excessive payments for working hours.
Afterwards, the leader pays compensation to people
supporting his research and uses the extra amount on otherexpenses.
For more information
For the Sound Development of Science- The Attitude of a Conscientious Scientist Maruzen Publishing