WT/DS174/R/Add.3 
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 ANNEX D  
 
MISCELLANEOUS 
 
 
Contents Page 
Annex D-1 Request for the Establishment of a Panel by the United States 
 D-2 
Annex D-2 Letter dated 9 July 2004 from th e Panel to the International Bureau of 
WIPO 
 D-4 
Annex D-3 Reply from the International Bu reau of WIPO to the Panel's Letter 
dated 9 July 2004, received by the Panel and the WTO Secretariat on 14 September 2004 
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 WT/DS174/R/Add.3 
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WORLD TRADE  
ORGANIZATION  WT/DS174/20 
19 August 2003 
 (03-4330) 
 Original:   English 
   
EUROPEAN COMMUNITIES – PROTECTION OF TRADEMARKS 
AND GEOGRAPHICAL INDICATIONS FOR AGRICULTURAL 
PRODUCTS AND FOODSTUFFS 
 
Request for the Establishment of  a Panel by the United States
 
 
 
 The following communication, dated 18 August 2003, from the Permanent Mission of the United States to the Chairman of the Dispute Settleme nt Body, is circulated pursuant to Article 6.2 of 
the DSU.  
_______________ 
 
  On 1 June 1999, the United States requested  consultations with the European Communities 
("EC") pursuant to Article 4 of the Understanding on Rules and Procedures Governing the Settlement 
of Disputes  ("DSU") and Article 64 of the Agreement on Trade-Related Aspects of Intellectual 
Property Rights  ("TRIPS Agreement") (to the extent that it incorporates by reference Article XXIII of 
the General Agreement on Tariffs and Trade 1994  ("GATT 1994")) regarding EC Council Regulation 
(EEC) No 2081/92 of 14 July 1992 on the protection of geographical indications and designations of 
origin for agricultural products and foodstuffs, as amended ( European Communities – Protection of 
Trademarks and Geographical Indications fo r Agricultural Products and Foodstuffs  (WT/DS174/1)).  
The United States and the EC held consultations  on 9 July 1999, and thereafter, but these 
consultations failed to resolve the dispute. 
  On 4 April 2003, the United States supplemente d its earlier request with a request for 
additional consultations with the EC pursuant to  Article 4 of the DSU, Article 64 of the TRIPS 
Agreement and Article XXII of the GATT 1994, re garding the protection of trademarks and 
geographical indications for agricultural products  and foodstuffs in the European Communities 
pursuant to Regulation 2081/92, as amended, and its  related implementing a nd enforcement measures 
("Regulation 2081/92") ( European Communities – Protection of Trademarks and Geographical 
Indications for Agricultural Products and Foodstuffs  (WT/DS174/1/Add.1)).  The United States and 
the EC held consultations pursuant to this supplemental request on 27 May 2003, but these 
consultations also failed to resolve the dispute. 
  Regulation 2081/92 does not provide the same treatment to other nationals and products 
originating outside the EC that it provides to th e EC's own nationals and products, does not accord 
immediately and unconditionally to the nationals an d products of each WTO Member any advantage, 
favour, privilege or immunity granted to the nationals and products of other WTO Members, 
diminishes the legal protection for trademarks (incl uding to prevent the use of an identical or similar 
sign that is likely to confuse and adequate prot ection against invalidation), does not provide legal  WT/DS174/R/Add.3 
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 means for interested parties to prevent the misleading use of a geographical indication, does not 
define a geographical indication in a manner that is  consistent with the definition provided in the 
TRIPS Agreement, is not sufficiently transparen t, and does not provide adequate enforcement 
procedures.  
 Regulation 2081/92 appears to be inconsistent with: 
  (1) TRIPS Agreement Articles 1.1, 2.1 (inc orporating by reference Article 2 of the Paris 
Convention for the Protection of Industrial Property  (Paris Convention (1967)), 3.1, 
4, 16.1, 20, 22.1, 22.2, 24.5, 41.1, 41.2, 41.4, 42, 44.1, 63.1, 63.3, 65.1;  and 
 
 (2) Articles I and III:4 of the GATT 1994.   Accordingly, the United States respectfully ask s the DSB to establish a panel with standard 
terms of reference as set out in Article 7.1 of the DSU. 
 
 
__________ 
 
 WT/DS174/R/Add.3 
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 ANNEX D-2 
 
LETTER DATED 9 JULY 2004 FROM THE PANEL  
TO THE INTERNATIONAL BUREAU OF WIPO 
  
 At its meeting on 2 October 2003, the WTO Di spute Settlement Body established the Panel 
on European Communities – Protection of Trademarks  and Geographical Indications for Agricultural 
Products and Foodstuffs pursuant to the requests by the United States in document WT/DS174/20 and 
Australia in document WT/DS290/18 (please see th e attached documents), in accordance with 
Article 9 of the Dispute Settlement Understanding.  On 23 February 2004, a Panel was composed to 
examine this complaint (please see the attached  document with a dual sy mbol WT/DS174/21 and 
WT/DS290/19).   A number of provisions of the Paris Conventio n have been raised in these proceedings as 
relevant to the interpretation of the European Co mmunities' obligations under the TRIPS Agreement.  
Given that the International Bureau of WIPO is r esponsible for the administration of that Convention, 
the purpose of this letter is to request, on behalf  of the panel, the assistance of the International 
Bureau of WIPO in the form of any factual informat ion available to it relevant to the interpretation of 
the provisions in question, in particular as refl ected in the materials of diplomatic conferences, 
subsequent developments in the framework of the Pa ris Union or other work under the auspices of the 
WIPO as well as, to the extent available to the Inte rnational Bureau, on the state practice of the Paris 
Union members.   The specific provisions of the Paris Convention in regard to which the panel would seek this 
assistance at this stage are: 
 
 – Article 2 of the Stockholm Act of 1967 of the Paris Convention, in particular as 
regards: 
   (a) the national treatment obligation contained in that provision;  and   (b) the intended meaning of the term "national" used therein. 
 
 – Any other provisions, of relevance to the categories of intellectual property at issue in 
this dispute, which set out criteria for the eligibility of natural or legal persons for 
protection under the Paris Convention (1967). 
 
 The Panel may, at a later stage, wish to seek from the Internationa l Bureau further such 
information on other provisions of the Paris Conven tion (1967) that have been referred to by the 
parties to the dispute.   It would facilitate the work of the Panel if  such information could be made available by 
Thursday, 29 July 2004. 
 
  WT/DS174/R/Add.3 
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 ANNEX D-3 
 
 
REPLY FROM THE INTERNATIONAL BUREAU OF WIPO 
TO THE PANEL'S LETTER DATED 9 JULY 2004, 
RECEIVED BY THE PANEL AND THE WTO SECRETARIAT 
ON 14 SEPTEMBER 2004  
 
  I refer to your letter of July 9, 2004, addressed to the Director General of the World 
Intellectual Property Organization (WIPO), relatin g to the Panel established by the WTO Dispute 
Settlement Body to examine two ongoing disputes on the basis of the matter referred to in WTO 
documents WT/DS174/20 and WT/DS290/18.   In response to your request, please find attach ed a note with five annexes prepared by the 
International Bureau. 
  On behalf of WIPO, I wish to reiterate our readiness to provide any further assistance. 
 WT/DS174/R/Add.3 
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 List of Materials from Diplomatic Conferences Adopting, Revising and Amending
 
Articles 2 and 3 of the Paris Convention fo r the Protection of Industrial Property (1967)  
 
  
General
 
  This note contains a list of the materials that the International Bureau of the World 
Intellectual Property Organization (WIPO) has compiled following a request for assistance as contained in a letter, dated July 9, 2004, recei ved from Mr. Miguel Rodríguez Mendoza, Chairman of 
the Panel on European Communities – Protection of  Trademarks and Geographical Indications for 
Agricultural Products and Foodstuffs establis hed by the WTO Dispute Settlement Body. 
  The Panel has sought the assistance of the Intern ational Bureau of WIPO, at this stage, in 
respect of Article 2 of the Paris Convention for th e Protection of Industrial Property (Stockholm Act 
of 1967) and any other provisions, of  relevance to the categories of intellectual property at issue in 
this dispute, which set out criteria for the eligibilit y of natural or legal pers ons for protection under the 
Paris Convention requesting, as indicated in the letter in question, "the assistance of the International 
Bureau in the form of any factual information ava ilable to it relevant to the interpretation of the 
provisions in question, in particular as reflected in the materials of diplomatic conferences, subsequent 
developments in the framework of the Paris Union or other work under the auspices of the WIPO as 
well as, to the extent available to the Internati onal Bureau, on the state practice of the Paris Union 
members."     The Panel's request would, at this stage, appear to concern:  
 (i) the national treatment obligation containe d in Article 2 of the Paris Convention and 
the intended meaning of the term "national" used therein;  and 
  (ii) the criteria for determining the eligib ility of natural or legal persons to enjoy 
protection under the Paris Convention.  
 
 The materials compiled by the International Bureau in respect of these two items and listed 
below are confined to Articles 2 and 3 of the Paris C onvention.  Article 2 refers to what is generally 
referred to as the "national treatment" obligation.  Article 3 provides for the assimilation of certain 
persons with "nationals" of the Paris Union.  Bo th articles apply generally to all categories of 
industrial property under the Paris Convention.     
 
 The International Bureau understands that the Panel's request for information does not extend 
to the question of a person's "eligibility" under any specific provision of the Paris Convention 
resulting from compliance with the particular require ments specified by such provision in addition to 
the qualification of that person under Articles 2 and 3.  
 The materials compiled include excerpts from the Official Records of the various Diplomatic 
Conferences which adopted, amended or revised the pr ovisions currently contained in Articles 2 and 3 
of the Paris Convention (Stockholm Act of 1967).  These provisions were last changed at the Revision 
Conference held at The Hague in 1925, and have not been amended since.    
 The official records of the diplomatic conf erences, from which the excerpts listed below have 
been extracted, are only available in the French la nguage.  The English translations of the successive 
versions of Articles 2 and 3 as included in the abovementioned Acts of the Paris Convention have 
been prepared by the International Bur eau of WIPO and are also attached.   
  WT/DS174/R/Add.3 
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 1. Excerpts from the Records of the Paris Diplomatic Conference (1880/1883)  
 A. Conférence internationale pour la protec tion de la propriété intellectuelle (1880)
 
 
General 
 
Pages 11 to 24 ( Procès-verbal de la première séance ) 
 Pages 25 to 41 ( Procès-verbal de la deuxième séance)  
 Article 2  
Pages 42 to 47 ( Procès-verbal de la troisième séance ) 
 
Articles 2 and 3 
 
Pages 123 to 132 ( Procès-verbal de la neuvième séance ) 
 
Article 3  
 
Pages 137 to 138, 147 to 150 ( Procès-verbal de la dixième séance ) 
 
Pages 161 to 167 ( Séance de clôture , Projet de convention et Protocole de clôture) 
 B. Conférence internationale pour la prot ection de la propriété intellectuelle (1883)
 
 
General  
Pages 3, 51 to 62 ( Convention et Protocole de clôture)  
 2. Excerpts from the Records of the Brussels Revision Conference (1897/1900)
 
 Article 2  
 
Pages 89 and 95 to 97 ( Proposition présentée par l'Administration des États-Unis ) 
 Pages 143 to 144 ( Première annexe au procès-verbal de la Réunion préparatoire du 1
er décembre 
1897 – Tableau général des propositions, contre-p ropositions et amendements soumis à la 
conférence)  Articles 2 and 3 
 
Pages 163 and 164 ( Proposition présentée par la Délégati on française au cours de la réunion 
préparatoire du 1
er décembre 1897 ) 
 Pages 185, 187, 188 ( Procès-verbal de la deuxième séance – 4 décembre 1897) 
 
Pages 195 to 200  (Procès-verbal de la troisième séance – 6 décembre 1897) 
 
Pages 309 to 311  (Procès-verbal de la neuvième séance – 13 décembre 1897) 
 
Page 341 ( Premier protocole final - 14 décembre 1897) 
 WT/DS174/R/Add.3 
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 General 
 
Pages 407, 410 to 412 (Acte additionel du 14 décembre 1900 modifiant la Convention du 
20 novembre 1883 ainsi que le Protocole de clôture y annexé) 
 3. Excerpts from the Records of the Washington Revision Conference (1911)
 
 
Article 2  
 
Pages 42 to 44 and 53 (Exposé des motifs et propositions prépa ré par le Bureau international;  II. 
Personnes protégées et étendue de la protection;  Juridiction)  
Pages 58 and 59 (Avant-projet d'une Convention pour la protection de la propriété industrielle) 
 
Articles 2 and 3  
 
Pages 94, 105, 106, 109 and 110 (Propositions, contre-propositions et observations présentées par 
diverses administrations : 2.   Administration de la France;  3.  Administration de la Grande-
Bretagne; 4. 
  Administration des Pays-Bas)  
 
Pages 183 to 187 (Procès-verbal de la réunion préparatoire, première annexe : Tableau général des 
propositions, contre-propositi ons et amendements soumis à la Conférence) 
 
Pages 223 and 224 (Procès-verbal de la réunion prépar atoire, deuxième annexe : Propositions 
présentées au cours de la réunion préparatoire) 
 
Page 226 (Procès-verbal de la réunion préparatoire, tr oisième annexe : Nouvelle rédaction pour les 
articles 1, 2, 5 à 9, 11, et 16 de l'avant-projet) 
 
Pages 245 to 247 (Procès-verbal de la troisième séance) 
 
Pages 269 to 271 (Premier rapport présenté au nom de la sous-commission chargée d'examiner les 
articles 1 et 2 de la Convention)  
Pages 306, 307, 310 to 312 (Rapport présenté à la commission plénière) 
 
Page 331 (Actes adoptés par la Conférence) 
 
4. Excerpts from the Records of the Hague Revision Conference (1925)
 
 
Article 2  
 
Pages 222 to 225 ( Exposé des motifs et propositions;  II  Prin cipes fondamentaux de la Convention ) 
 
Page 267 ( Avant-projet de la Convention de Paris révisée pour la protection de la propriété 
industrielle;  Texte unique révisé ) 
 Page 333 ( Propositions, contre-propositions et observations ) 
 
Page 413 to 415 ( Rapport de la première sous-commission ) 
 Page 517 ( Rapport de la commission générale à la conférence ) 
  WT/DS174/R/Add.3 
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 Pages 536 to 537 ( Rapport de la commission de rédaction ) 
 Page 572 ( Procès-verbal de la deuxième séance plénière ) 
 
Article 3 
 This provision was not discussed at the Hague Revision Conference. 
 5. English translations of Articles 2 and 3 as c ontained in the 1883, 1900, 1911 and 1925 Acts of 
the Paris Convention  
 
 
__________